109. Christianity in Human Evolution
15 Feb 1909, Berlin Translated by Frances E. Dawson, Gilbert Church Rudolf Steiner |
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109. Christianity in Human Evolution
15 Feb 1909, Berlin Translated by Frances E. Dawson, Gilbert Church Rudolf Steiner |
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You will have seen from the lecture given here on the more complicated questions of reincarnation that, with further progress in the development of the spiritual scientific view of the world, what in the beginning could be given as elementary truths becomes modified. Thus, we gradually rise to ever higher truths. Still, it was right to present the general cosmic truths at first in as simple and elementary a form as possible. It is, however, also necessary to advance slowly step by step from the simple abc's to the higher truths. Only through them will what spiritual science is intended to give gradually be attained; that is, the possibility of understanding and penetrating the world surrounding us in the physical, sense perceptible sphere. Now it is true that we have a long way to go before we shall be able to coordinate the spiritual lines and forces existing behind the world of the senses, but because of much that has been said in recent lectures, various phenomena of our existence will already have become clearer and more understandable. Today we shall proceed a little further and speak again about more complicated questions of reincarnation or re-embodiment. To that end, we must first realize that differences exist among the beings who occupy leading places in the earth's human evolution. In the course of earthly evolution we must distinguish those leading individualities who have developed along with humanity from the beginning, but who have made more rapid progress. We might put it this way. If we go back into the past to the remote Lemurian time, we find the most varied stages of development among the human beings then incarnated. All the souls embodied at that time have since repeatedly experienced reincarnations during the succeeding Atlantean and post-Atlantean periods. These souls have developed with varying rapidity. Some have made relatively slow progress through their incarnations and still have long distances to travel in the future. But there are also souls who have developed rapidly, who, one might say, have utilized their incarnations to better advantage and are therefore at a stage of soul-spiritual development that will be attained by normal men only in the far distant future. Nevertheless, we may say that however advanced these individual souls may be, however far they may tower above normal men, they have still followed the same path in earthly evolution as the rest of humanity but have merely advanced more rapidly. Besides these leading individualities, who in this sense are like the rest of humanity but are at a higher stage, there are also other individualities, other beings, who have by no means gone through various incarnations as other men have in the course of their evolution. We can perhaps illustrate what lies at the bottom of this by saying that there were beings in the time of the Lemurian evolution who no longer needed to descend so deeply into physical embodiment as the other men who have just been described. There were beings who could have accomplished their development in higher, more spiritual regions and who did not need to descend into bodies of flesh for their further progress. In order to intervene in the course of human evolution it is nevertheless possible for these beings to descend vicariously, so to speak, into just such bodies as our own. At any time, therefore, a being may appear of whom, if we make the necessary clairvoyant test, we cannot say, as we can of other human beings, that we trace the soul back in time and find it in a previous fleshly incarnation, trace it farther back and find it again in another incarnation, and so on. Instead, we must say that if we trace the soul of such a being back through the course of time, we may perhaps not find it at all in a former fleshly incarnation. If we do, it is only because the being in question is able to descend repeatedly to incarnate vicariously in a human body. A spiritual being who descends thus into a human body in order to intervene in evolution as a human being, but without gaining anything from this embodiment for himself or experiencing anything here in the world of special significance for himself, is called an avatar. This is the distinction between a leading being who has sprung from human evolution itself and an avatar. An avatar being reaps no benefits for himself from his physical embodiments, or from even one embodiment to which he may subject himself; he enters a physical body for the blessing and advancement of mankind. Thus, an avatar being can either enter a human body just once or several times in succession, and when embodied is entirely different from other human beings. The greatest avatar being who has lived on earth, as you can gather from the spirit of the lectures given here, is the Christ, that Being Whom we designate as the Christ, Who took possession of the bodies of Jesus of Nazareth in the thirtieth year of his life. This Being, Who first came in contact with our earth at the beginning of our era, Who was incarnated for three years in a body of flesh, and Who since that time has been connected with the astral sphere, the spiritual sphere of our super-sensible world—this Being is of unique significance as an avatar being. We should seek the Christ Being quite in vain in an earlier human embodiment, whereas other, lower avatar beings can be found to be embodied more than once. They incarnate repeatedly but obtain no benefit from their earthly embodiments for themselves. They only give; they take nothing from the earth. If. you want to understand these things perfectly, you must distinguish between such a lofty avatar being as the Christ and lower avatar beings who can have the most varied missions, and so as not to flounder about in speculation, we shall give a concrete instance to illustrate such a mission. You all know from the story of Noah that in the ancient Hebrew narrative a great part of post-Noah humanity is derived from his sons, Shem, Ham and Japheth. Today we shall not go into what Noah and these three tribal ancestors are intended to represent in another respect, but shall simply realize clearly that the Hebrew literature that speaks of Noah's son, Shem, traces the whole tribe of the Semites back to him as its ancestor. A genuinely occult view of such a matter is always based upon deeper truths. Those who are able to carry on occult research into such things know the following facts concerning Shem, the ancestor of the Semites. In the case of such a personality who is destined to be the forebear of an entire tribe, care must be taken from the time of his birth to make it possible for him to become this ancestor. Now in what way will care be taken that a personality like Shem, for example, can be the ancestor of a whole people, or of a tribal community? In the case of Shem it was brought about through his receiving a quite specially prepared etheric body. We know that when a human being is born into this world he fashions about his individuality his etheric or life body, along with the other members of his being. For such a tribal ancestor a special etheric body must be prepared that will be the model etheric body for all the descendants in the succeeding generations. So we have in such a tribal progenitor a typical model etheric body that, through blood relationship passes through the generations. In this wise, the etheric bodies of all the descendants who belong to the same tribe are copies in a certain sense of the etheric body of the ancestor. Thus, into all the etheric bodies of the Semitic people there was woven something like a copy of Shem's etheric body. Now by what means is such a circumstance brought about in the course of human evolution? If we observe this man Shem a little more closely, we find that his etheric body received its archetypal form because an avatar had woven himself into it. Although he was not so exalted as certain other avatar beings, still, it was a lofty individuality who descended into his etheric body. This being was not united with Shem's astral body nor with his ego, but was woven into his etheric body alone. In this very example we are able to study the exact significance of the participation of an avatar being in the constitution and composition of a human being. What does it mean, then, that a man like Shem, who has the mission to be the ancestor of a whole people, should have an avatar being woven into his body? It means that whenever an avatar being is woven into a fleshly human body, some one member, or even several members, of the super-sensible constitution of this human being are capable of being multiplied and split into many parts. It was really because an avatar being was interwoven with Shem's etheric body that it became possible for numberless copies of the original to be formed, and these many copies could be woven into all the descendants of this tribal ancestor in subsequent generations. Thus, the descent to earth of an avatar being is significant, among other things, in that it contributes to the multiplication of one or several members of the person in question who is animated by the avatar. There existed in Shem, as you can see from this, an especially precious etheric body, an archetypal etheric body, prepared by an exalted avatar. It was woven into Shem so that it could then descend in many copies to all those who were ordained to be related by blood to him. Now we have already said in the lecture mentioned at the beginning that there is also a spiritual economy consisting in the fact that anything of especial value is preserved and carried over into the future. We have heard that not only is the ego re-embodied, but that also the astral body and the etheric body can be re-embodied. Aside from the fact that numberless copies of Shem's etheric body were formed, his own etheric body was also preserved in the spiritual world because it could later be useful in the mission of the Hebrew people. In this etheric body all the peculiarities of the Hebrews had originally come to expression, and if at any time something of especial importance was to occur for them, if a special task or mission was to be assigned to some one of them, it could best be accomplished by one who bore the etheric body of the ancestor. At a later time, a man who played an important role in the history of the Hebrews actually did bear the etheric body of the tribal ancestor, Shem. In fact, we have here one of those wonderful complications in human evolution that can explain a great deal to us. We have to do with an exalted individuality who was compelled to condescend, in somewhat the way a spiritually advanced person would have to speak to a lowly tribe, to speak to the Hebrew people in a manner appropriate to giving them strength for a special mission. He would, of course, be compelled to learn the language of this tribe, but it should not be maintained because of this that the language was something that would be used to advance him personally; he needed only take the trouble to learn the language. In this same way a lofty individuality had to make the effort to use Shem's etheric body to be able to give a definite impulse to the ancient Hebrew people. This personality is the one you find in Biblical history named Melchizedek. He took upon himself the etheric body of Shem so that later he could give Abraham the impulse you find so beautifully described in the Bible. So, aside from the fact that what was contained in the individuality of Shem was multiplied because an avatar being was embodied in it, which then became woven into all the other etheric bodies of the Hebrews, Shem's own etheric body was preserved in the spiritual world so that it could be borne at a later time by Melchizedek, who was to give the Hebrews an important impulse through Abraham. Thus delicately interwoven are the facts existing behind the physical world that alone make explicable to us what occurs in it. We come to understand history only when we are able to point to such facts of a spiritual nature lying behind the physical ones. History can never be explained by considering physical facts alone. What we have been discussing becomes especially significant. Through the descent of an avatar being the essential soul-spiritual members of the individual who is the bearer of this avatar being are multiplied and transmitted as copies to other human beings. This fact assumes special significance through the appearance of Christ on earth. Because the Avatar Being of Christ lived in the body of Jesus of Nazareth, it became possible for his etheric body to be multiplied innumerable times. This was true as well of the astral body and even the ego; that is, the ego as an impulse, as it was kindled in the astral body of Jesus of Nazareth when Christ entered his threefold sheath. First, however, we will take into account the fact that through the Avatar Being the etheric and astral bodies of Jesus could be multiplied. Now, through the appearance of the Christ principle in earthly evolution one of the most significant phenomena in humanity occurred. What I have told you about Shem is fundamentally typical and characteristic of the pre-Christian times. When an etheric or an astral body is multiplied in this way, the copies are transmitted as a rule to those people who are related by blood to the one who had the original. Hence, the copies of Shem's etheric body were transmitted to the members of the Hebrew tribe. This was changed when the Christ Avatar Being appeared. The etheric and astral bodies of Jesus of Nazareth were multiplied and the copies preserved until they could be used in the course of human development. They were not, however, limited to any one nationality nor to any particular people. But when in the course of time a human being appeared who, irrespective of nationality, was ripe to have interwoven with his etheric or astral body an etheric or astral copy of the etheric or astral body of Jesus of Nazareth, they could be woven into his being. Thus, we see how it became possible in the course of time for all sorts of people to have woven into them copies of the astral or etheric bodies of Jesus of Nazareth. The intimate history of Christian development is connected with this fact. What is ordinarily described as the history of Christian development is a sum of entirely external occurrences. Therefore, far too little consideration is given to the distinction of actual periods in Christian development. Anyone who can look more deeply into the evolutionary progress of Christianity will easily perceive that, in the early centuries of the Christian era, the manner in which Christianity was spread was entirely different from that of later centuries. In the first Christian centuries the spread of Christianity was connected with everything that could be procured from the physical plane. We need only look at the early teachers of Christianity to see how physical recollections, relationships, and relics were emphasized. Just consider the importance that Irenaeus, who contributed so much to the spread of Christian teaching in various lands in the first century, gave to the fact that his recollections extended back to those who had listened to the pupils of the Apostles. Great value was set upon being able to prove by means of such memories of physical life that Christ Himself had taught in Palestine. It was especially emphasized, for example, that Papias himself had sat at the feet of the Apostles’ pupils. Even the places where those personalities had sat who were still eye witnesses of the fact that Christ had lived in Palestine were pointed out and described. The continuing remembrance of physical happenings and places is what was especially emphasized in the early Christian centuries. The great prominence that was given to everything of a physical nature can be seen in the words of the ancient Augustine, who says, “Why do I believe in the truths of Christianity? Because the authority of the Catholic Church compels me to.” The authority for the existence of something in the physical world is the important and essential thing to him. Thus, the determining factor for him is that a corporate body has been maintained that, linking personality with personality, reaches back to one, such as Peter, who was a companion of Christ. Here we can see that in the spread of Christianity during the early centuries it was the documents and the impressions of the physical plane to which the greatest importance was attached. Now, after the time of Augustine, the situation changed. Up to the tenth, eleventh or twelfth centuries it was no longer possible to appeal to living memories, nor to draw upon the documents of the physical plane, which now lay too far in the past. Something entirely different also came into existence in the whole mood and disposition of the humanity that was then embracing Christianity. This was especially the case among Europeans. During that time, there was actually something like a direct knowledge of the existence of Christ, of His death on the cross and of His continuing life in the present. From the fourth or fifth centuries up to the tenth or twelfth there was a large number of people who would have considered it the greatest folly had they been told that the events of Palestine could be doubted because they knew better. They had always been able to experience inwardly in miniature a kind of Pauline revelation; that is, the experience through which Saul, on the road to Damascus, became a Paul. What made it possible for a number of people in those centuries to be able to receive revelations, which were in a certain sense clairvoyant, concerning the events in Palestine? It was possible because the multiplied copies of the etheric body of Jesus of Nazareth had been preserved and were woven into a great number of people. They were able to wear them as garments that were woven into their etheric bodies. This was not Jesus’ own etheric body but copies of the original. In these centuries there were those who could possess such an etheric copy and who could thereby have a direct knowledge of Jesus of Nazareth and the Christ. For this reason, the Christ picture became dissociated from external, historical, physical existence. A most extreme dissociation is presented in that wonderful work of the ninth century, the Heliand, a poem that was written down by an outwardly simple man of Saxony in the time of Ludwig the Pious, who reigned from 814 – 40. His astral body and ego could by no means equal what his etheric body contained because a copy of the etheric body of Jesus of Nazareth was woven into his etheric body. The simple Saxon pastor who wrote this poem had the certainty through direct clairvoyant vision that the Christ exists on the astral plane, and that He is the same as He who was crucified on Golgotha. Because this was a direct certainty for him, he no longer needed to cling to historical documents, nor did he need physical assurance that the Christ existed. He described Him, therefore, detached from the whole Palestinian setting, as something like a leader of a Middle European or Germanic tribe, and those who surrounded Him as His followers, the Apostles, he described as vassals of a Germanic prince. All external scenery was changed. Only what constitutes the structure of events, and the actually essential and eternal in the Christ figure remained. Having such a direct knowledge, which was built upon such an important foundation as the copy of the etheric body of Jesus of Nazareth, it was not necessary to hold rigidly to historical events when he was speaking of the Christ. Thus, he was able to invest his direct knowledge with a different external setting. In the case of the writer of the Heliand we have been able to describe one of the strange personalities who had a copy of the etheric body of Jesus of Nazareth interwoven with his etheric body, and we could find other personalities in this period who had similar copies. We see here how the most important occurrences, with which we are able to explain history in an intimate way, take place behind the physical events. If we follow Christian development further, we come to the period between the eleventh or twelfth centuries and the fifteenth. Here there was an entirely different mystery that now carried evolution forward. First, it was the memory of what had taken place on the physical plane; then it was the etheric element that was directly woven into the etheric bodies of the Christians of Middle Europe. In later centuries, from the twelfth to the fifteenth, it was especially the numerous copies of the astral body of Jesus of Nazareth that were woven into the astral bodies of the most important supporters of Christianity. The egos of such people were capable of forming false notions of all sorts of things, but immediate sources of strength and devotion and a direct certainty of sacred truths existed in their astral bodies. Such people possessed deep fervor, absolutely direct conviction and also in some circumstances the ability to prove this conviction. What must sometimes seem so strange to us is that in their ego development they by no means equaled what their astral bodies contained because copies of the astral body of Jesus of Nazareth were woven into them. What their egos did often seemed grotesque, but the world of their moods and feelings and fervor was grand and exalted. Francis of Assisi, for example, was such a personality. This fact becomes explicable when we, as people of the present, study his life and are unable to understand his conscious ego, but are nevertheless compelled to hold the deepest possible reverence for the entire world of his feelings and for all that he did. He was one of those who had a copy of the astral body of Jesus of Nazareth, and it was this that made his accomplishments possible. Many of his followers in the Order of the Franciscans also had such copies interwoven with their astral bodies. All the strange and otherwise mysterious phenomena of that time will become luminous and clear to you, if you bring properly before the eyes of your soul this mediation in world evolution between that time and the past. It is also important to know, however, whether what was woven into these people of the Middle Ages from the astral body of Jesus of Nazareth was more from what we call the sentient soul, the intellectual soul or the consciousness soul, since the astral body must, of course, be considered in a certain sense as something containing all of this as well as enclosing the ego. All that was woven into Francis of Assisi was wholly sentient soul of Jesus of Nazareth. Wholly sentient soul of Jesus of Nazareth was also contained in that remarkable personality, Elizabeth of Thüringen, who was born in 1207. Knowing this secret of her life will enable you to follow her biography with your soul. She, too, was a personality who had a copy of the astral body of Jesus of Nazareth woven into her sentient soul. The riddle of the human being is solved for us by means of just such knowledge. One phenomenon above all will become understandable when you know that during this time the most diverse personalities had sentient soul, intellectual soul or consciousness soul woven into them as copies of the astral body of Jesus of Nazareth. From this you will be able to comprehend that little understood science, scholasticism. What task did the scholastics set for themselves? They set out to find, on the basis of judgment and intellect, verifications and proof of that with which there was no historical connecting link, and which was no longer available with the direct clairvoyant certainty that existed in previous centuries through the interwoven etheric body of Jesus of Nazareth. These people set themselves the task by saying, “It has been communicated to us through tradition that in history that Being appeared Who is known as Christ Jesus, and also that other spiritual beings of whom the religious documents bear witness have intervened in human evolution.” Then, from the intellectual soul, that is, from the intellectual element of the copy of the astral body of Jesus of Nazareth, they set themselves the task of proving with subtle and clearly developed concepts all that existed in their literature as mystery truths. Thus arose the strange science in which an attempt was made to achieve what was perhaps the ultimate in human intellect. One may think of the content of scholasticism as one wishes, but simply by means of this delicate discrimination and exact outlining of concepts, the capacity for human reflection was developed and impressed upon the culture of that period. This capacity to think with acute and searching logic through scholasticism was implanted into humanity between the thirteenth and fifteenth centuries. Among those who were more imbued with the copy of what had constituted the consciousness soul of Jesus of Nazareth, the special conviction arose, because the ego functions in the consciousness soul, that the Christ can be found in the ego. Because they had within them the element of the consciousness soul from the astral body of Jesus of Nazareth, the inner Christ rose resplendent in their souls. These are the individuals whom you know as Meister Eckhart, Johannes Tauler and all the other bearers of medieval mysticism. Here you see how the diversified phases of the astral body were multiplied because the exalted Avatar Being of Christ had entered into the body of Jesus of Nazareth, and they worked on in the following age to bring about the real development of Christianity. This was an important transition in other respects also. We have seen how in the course of its development humanity was dependent upon having incorporated within it copies of the other bodies of Jesus of Nazareth. In the early centuries there were people who were entirely dependent upon the physical plane; then in the following centuries came those to whom the etheric body of Jesus of Nazareth was accessible to interweave with their etheric bodies. Later, between the twelfth and fourteenth centuries, people tended more toward the astral body, the bearer of power and judgment, and so the astral body of Jesus of Nazareth came to be incorporated in them. The awakening of the astral body can be observed also in another phenomenon. Before the twelfth century, the depths of mystery contained in the Holy Communion were especially well-understood. It was not widely discussed but was rather accepted in a manner that enabled one to feel all that was contained in the words, “This is My body and this is My blood.” Christ here indicated that he would be united with the earth, becoming its planetary Spirit. Because grain is the physical earth's most precious produce, bread became for man the body of Christ; the sap flowing through plants became something from His blood. Through this knowledge the value of the Lord's Supper was not diminished but was, on the contrary, enhanced. Something of these limitless depths was felt in these early centuries and it continued up to the time when the power of judgment awakened in the astral body. It was only then that disputes began about the Lord's Supper. Just consider the discussions as to what the Lord's Supper is intended to be that took place among the Hussites, Lutherans and the dissenting Zwinglians and Calvinists. This could not have been possible earlier when direct knowledge of the Lord's Supper still existed. Here we see verified a great historical truth that should be of special importance to spiritual scientists. As long as people knew what the Lord's Supper was, they did not discuss it. In general, when people discuss, you can consider it a sign that they really have no knowledge of the subject they are discussing. Where knowledge exists, knowledge is imparted and there is no particular desire for discussion. Where there is desire for discussion, however, there is as a rule no knowledge of the truth. Discussion begins only when there is a lack of knowledge, and it is always and everywhere the sign of a decline regarding the seriousness of a subject when it is discussed. Disintegration of a particular trend is always proclaimed by discussions. It is important that in spiritual science we come increasingly to understand that the wish for discussion may really be taken as a sign of ignorance. On the other hand, the opposite of discussion, the will to learn, the will gradually to comprehend what is in question, should be cultivated. Here we see an important historical fact verified by the development of Christianity itself. But we can also learn to see how, in these centuries of Christendom just described, the power of judgment, this acute intellectual wisdom residing in the astral body, is developed. Indeed, if we fix our attention on realities rather than dogmas, we can learn how much Christianity has accomplished since its inception. When we consider scholasticism, not as to content, but as a means of cultivating and disciplining our faculties, what has become of it? It has become natural science. Modern natural science is entirely unthinkable without the Christian natural science of the Middle Ages. It is not only that Copernicus was a canon and Giordano Bruno a Dominican, but that the thought forms employed in the natural sciences since the fifteenth and sixteenth centuries are nothing but what was developed and nurtured by the scholastic science of the Middle Ages. Those people do not live in reality but in abstractions who look up passages in scholastic books, compare them with the statements made in recent natural science, and then say that Haeckel and others maintain something entirely different. Realities are what matter. The work of Haeckel, Darwin, du Bois-Reymond, Huxley and others would all have been impossible if the Christian scholastic science of the Middle Ages had not preceded them. The very fact that these scientists were able to think as they did, they owe to the Christianized science of the scholastics of the Middle Ages. That is the reality, and it is by this means that humanity has learned to think in the true sense of the word. Furthermore, read David Friedrich Strauss. Try to observe the mode of his thinking; try to analyze his thought pictures and how he insists upon representing the life of Jesus of Nazareth as a myth. Do you know where the keenness of his thinking originates? He gets it from the Christian scholasticism of the Middle Ages. Everything used today to combat Christianity so radically has been learned from the Christian scholastic science of the Middle Ages. Actually, today there cannot be an opponent of Christianity of whom it cannot easily be pointed out that he would be unable to think as he does had he not learned the thought forms of the scholastic science of the Middle Ages. This, indeed, would be to observe world history in its reality. What, then, has happened since the sixteenth century? The ego has come gradually into prominence, and with it human egotism, and with egotism, materialism. What the ego had previously acquired was unlearned and forgotten and it became necessary for man to limit himself to what the ego can observe, to what the physical sensory system is able to give to ordinary intelligence. That alone could the ego take into the inner sanctuary. The civilization since the sixteenth century is one of egotism. What must now enter into this ego? Christian evolution has passed through a development in the physical, etheric and astral bodies, and has penetrated as far as the ego. Now it must take into this ego the mysteries and secrets of Christianity. Following a time when the ego learned to think through Christianity and to apply the thoughts to the outer world, it must now be possible for it to be made into a Christ receptive organ. It must rediscover the primordial wisdom of the Great Avatar, Christ. By what means must this come about? By a more profound understanding of Christianity through spiritual science. Having been carefully prepared through the three stages of physical; etheric and astral development, the concern should now be that the organ within man be opened so that he may henceforth see into his spiritual environment with the eye that can be opened for him by the Christ. As the greatest Avatar Being, Christ descended to earth. Let us view this in the right perspective and try to look at the world as we shall be able to see it when we shall have received the Christ into ourselves. We then find the whole process of our world evolution illuminated and pervaded by the Christ being. That is to say, we see how man's physical body gradually came into existence on Saturn, how the etheric body made its appearance on the Sun, on the Moon the astral body, and then on the earth, the ego. We find how everything tends toward the goal of becoming ever more independent and individual in order to incorporate into the evolution of the earth the wisdom that passes over from the Sun. In other words, the Christ and Christianity must become the perspective center of the cosmic view. So you see how Christianity has gradually prepared itself for what it is to become. In the early centuries the Christian received Christianity with his physical capacity for knowledge, later with his etheric capacity, and throughout the Middle Ages with his astral capacity. Then for a time Christianity in its true form was repressed until the ego had been trained by the three bodies in the course of Christian development. But since this ego has learned to think and to direct its vision to the objective world, it is now capable also of seeing in all phenomena spiritual facts that are intimately connected with the Central Being, the Christ. It is capable of beholding the Christ everywhere in the most varied forms as the foundation of the objective world. Here we stand at the starting point of spiritual scientific comprehension and knowledge of Christianity. We begin to understand the task and mission that has been assigned to this movement for spiritual knowledge, and we come to realize its reality. The individual human being has physical, etheric and astral bodies, and ego, and continues to rise to ever more lofty heights; it is the same in the historical development of Christianity. We might say that it, too, has physical, etheric and astral bodies, and an ego—an ego that can even deny its origin, as in our time, since it can become egotistic. But it is still an ego that can receive the true Christ Being into itself, thereby rising to ever higher stages of existence. What the human being is in particular, the great world is in its totality, and that includes its historical development. When observed in this light, a perspective of the far-distant future opens before us from the spiritual scientific viewpoint, and we realize how it can lay hold upon our hearts and fill them with meaning. We comprehend evermore what we have to do, knowing that we are not groping in the dark. We have not devised ideas that we intend arbitrarily to project into the future, but we intend to harbor and to follow only those ideas that have been slowly prepared through the centuries. It is true that, after the physical, etheric and astral bodies had come into existence, the ego appeared and is now to be developed little by little up to spirit self, life spirit and spirit man. It is also true that modern man, with his ego form and present thinking could only be developed from the astral, etheric and physical forms of Christianity. Christianity has now become ego. Just as truly as this was the development of the past, so it is also true that the ego form of humanity can appear only after the astral and etheric forms of Christianity have been developed. Christianity will develop on into the future. It will offer humanity far greater things and the Christian development and standard of life will arise in new form. The transformed astral body will appear as the Christian spirit self; the transformed etheric body will appear as the Christian life spirit. In a radiant perspective of the future of Christianity, spirit man shines forth before our souls like a star toward which we strive, illuminated and glowing through and through with the spirit of Christianity. |
109. Christianity in the Evolution of Mankind
15 Feb 1909, Berlin Translated by Frances E. Dawson Rudolf Steiner |
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109. Christianity in the Evolution of Mankind
15 Feb 1909, Berlin Translated by Frances E. Dawson Rudolf Steiner |
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You will have been able to see from the one lecture given here on more complicated questions of reincarnation that, with further progress in the spiritual-scientific world-view, what we could give in the beginning as elementary truths becomes modified—we gradually rise to higher and higher truths. Still it was right to present the general cosmic truths at first in as simple and elementary a form as possible. It is, however, necessary also to advance slowly step by step from the abc to the higher truths, for only through these higher truths will that gradually be attained which, among other things, spiritual science is intended to give: namely, the possibility of understanding and penetrating the world which surrounds us in the physical, sense-perceptible sphere. Now it is true that we have a long way to go before we shall be able to coordinate the spiritual lines and forces existing behind the sense world. But because of much that has been said in recent lectures various phenomena of our existence will already have become clearer, more understandable. Today we shall proceed a little farther in this regard, and here also we shall speak again about more complicated questions of reincarnation, of re-embodiment. To that end we must today clearly realize first of all that differences exist among the beings who occupy a leading place in the earth's human evolution. We have to distinguish in the course of our earth evolution those leading individualities who from the beginning, so to speak, have developed with the humanity of our earth just as it is—only that they have made more rapid progress. We might put it this way: If we go back into the past to the very remote Lemurian time, we find among the human beings then incarnated the most varied stages of development. All the souls embodied at that time have again and again experienced reincarnations, re-embodiments, during the succeeding Atlantean and our post-Atlantean periods. These souls have developed with varying rapidity. Some have made relatively slow progress through the various incarnations, and still have long distances to travel in the future; but there are also souls who have developed rapidly, who, one might say, have utilized their incarnations to better advantage, and are therefore at a stage of soul-spiritual development which will be attained by the normal man only in a very, very distant future. But, continuing to speak of this soul sphere, we may say nevertheless that however advanced these individual souls may be, however far they may tower above the normal man, still they have followed the same path in our earth evolution as the rest of humanity; they have merely advanced more rapidly. Besides these leading individualities, who in this sense are like the rest of humanity, only at a higher stage, there are also in the course of human evolution other individualities, other beings, who have by no means gone through various incarnations just as other men have. We can perhaps illustrate what lies at the bottom of this by saying: There were beings in that very time of the Lemurian evolution to which we have alluded who no longer needed to descend so deeply into physical embodiment as other men, as all the beings who have just been described—there were beings who could have accomplished their development in higher, more spiritual regions, who, in other words, did not need for their own further progress to descend into bodies of flesh. It is nevertheless possible for these beings, in order to intervene in the course of human evolution, to descend vicariously, so to speak, into just such human bodies as ours. At any time therefore a being may appear of whom, if we make the clairvoyant test, we cannot say, as we can of other human beings, that we trace the soul back in time and find it in a previous fleshly incarnation, trace it farther back and find it again in another incarnation, and so on—but we must say instead: If we trace the soul of such a being back through the course of time, perhaps we do not find it at all in any former fleshly incarnation; but if we do, it is only because the being in question is able to descend repeatedly, at intervals, and incarnate vicariously in a human body. A spiritual being who descends thus into a human body in order to intervene in evolution as a human being, without gaining anything from this embodiment for himself, so to speak, without experiencing anything here in the world of special significance for himself—such a being is called in oriental wisdom an Avatar. And this is the distinction between a leading being who has sprung from human evolution itself and one called an Avatar: namely, that an Avatar-being reaps no benefits for himself from his physical embodiments, or from the one physical embodiment to which he subjects himself, for he enters into a physical body for the blessing and advancement of mankind. Therefore, as we have said, such an Avatar-being can either enter into a human body just once, or several times in succession; and he is then something entirely different from other human beings. The greatest Avatar-Being Who has lived on earth, as you can gather from the spirit of all the lectures given here, is the Christ—that Being Whom we designate as the Christ, Who took possession of the bodies of Jesus of Nazareth in the 30th year of his life. This Being, Who first came in contact with our earth at the beginning of our era, Who was incarnated for three years in a body of flesh, and Who since that time has been connected with the astral sphere, that is, with the spiritual sphere of our super-sensible world—this Being is of unique significance as an Avatar-Being. We should seek the Christ-Being quite in vain in an earlier human embodiment, whereas other, lower Avatar-beings could be embodied more than once. They incarnate repeatedly, but they obtain for themselves no benefit from the earthly embodiments. They only give; they take nothing from the earth. But if you wish to understand these things perfectly, you must distinguish between such a lofty Avatar-Being as the Christ and lower Avatar-beings. The latter can have the most varied missions on our earth, but we can speak first of one such mission; and in order not to flounder about in speculation, we shall at once give a concrete instance to illustrate this kind of mission. You all know from the story of which Noah is the center that in the ancient Hebrew narrative a great part of the post-Noah humanity derives from the three ancestors, Shem, Ham, and Japheth. Today we shall not go into what Noah and these three tribal ancestors are intended to represent in another respect; we shall simply realize clearly that the Hebrew literature which speaks of Shem, one of the sons of Noah, traces back the whole tribe of the Semites to Shem as its ancestor. A genuinely occult view of such a matter is always based upon the deeper truths. Those who are able to carry on occult research into such things know the following facts concerning Shem, the ancestor of the Semites. In case of such a personality, who is destined to be the ancestor of an entire tribe, care must be taken from the very time of his birth to make it possible for him to be just this ancestor. Now in what way will care be taken that a personality—like Shem, for example—can be the ancestor of a whole people, or of a tribal community? In the case of Shem it was brought about through his receiving a quite specially prepared etheric body. We know that when the human being is born into this world he fashions about his individuality his etheric or life body, with the other members of his being. For such a tribal ancestor a special etheric body must be prepared which is the model etheric body for all the descendants in the following generations; so that we have in such a tribal progenitor a typical etheric body, a model etheric body; and then through blood relationship this passes through the generations so that in a certain sense the etheric bodies of all the descendants who belong to the same tribe are copies of the etheric body of the ancestor. Thus in all the etheric bodies of the Semitic people there was inwoven something like a copy of Shem's etheric body. Now by what means is such a thing brought about in the course of human evolution? If we observe this man Shem a little more closely, we find that his etheric body received its archetypal form because into this very etheric body an Avatar had woven himself. Although he was not so exalted as certain other Avatar-beings, still it was a lofty Avatar-being who descended into his etheric body. This being was not united with Shem's astral body nor with his ego, but was woven, as it were, into his etheric body alone. In this very example we are able to study what the exact significance is when an Avatar-being participates in the constitution, the composition, of a human being. What does it mean, then, that a man like Shem, who has the mission to be the ancestor of a whole people, should have an Avatar-being woven into his body? It means that whenever an Avatar-being is woven into a fleshly human body, some one member, or even several members, of the super-sensible constitution of this human being are capable of being multiplied, of being split into many parts. It was really because an Avatar-being was interwoven with Shem's etheric body that it became possible for numberless copies of the original to be formed; and these many copies could be woven into all the descendants of the tribal ancestor in the successive generations. Thus, the descent to earth of an Avatar-being has the significance, among other things, that it contributes to the multiplication of one or several members of the person in question who is animated by the Avatar. There existed in Shem, as you can see from this, an especially precious etheric body, an archetypal etheric body, prepared by an exalted Avatar, and then woven into Shem, so that it could then descend in many copies to all those who were ordained to be related by blood to this ancestor. Now we have already said in the lecture mentioned at the beginning that there is also a spiritual economy consisting in the fact that anything of especial value is preserved and carried over into the future. We have heard that not only is the ego re-embodied, but that also the astral body and the etheric body can be re-embodied. Aside from the fact that numberless copies of Shem's etheric body were formed, his own etheric body was also preserved in the spiritual world; for it could later be very useful in the mission of the Hebrew people. In this etheric body all the peculiarities of the Hebrew people had originally come to expression; and if at any time something of very especial importance was to occur for the ancient Hebrew people, if a special task, a special mission, was to be assigned to some one, it could best be accomplished by one who bore the etheric body of the ancestor. At a later time a man who played an important role in the history of the Hebrew people actually did bear the etheric body of the tribal ancestor. In fact, we have here one of those wonderful complications in human evolution which can explain a great deal to us. We have to do with a very exalted individuality who was compelled to condescend, as it were, in order to speak to the Hebrew people in an appropriate manner, and to give them the strength for a special mission—in somewhat the way a spiritually advanced person would have to speak to a lowly tribe. He would of course be compelled to learn the language of this tribe; but no one should maintain on this account that the language is something which would serve to advance him personally, for the one concerned need only take the trouble to learn the language. In the same way a lofty individuality had to make the effort to use Shem's etheric body, in order to be able to give a very definite impulse to the ancient Hebrew people. This personality is the one you find in the Biblical history named Melchizedek. He took upon himself, as it were, the etheric body of Shem, in order later to give to Abraham the impulse which you find so beautifully described in the Bible. And so, aside from the fact that what was contained in the individuality of Shem was multiplied, because an Avatar-being was embodied in it, and then became woven into all the other etheric bodies belonging to the Hebrew people, Shem's own etheric body was preserved in the spiritual world, so that it could be borne at a later time by Melchizedek, who was to give to the Hebrew people an important impulse through Abraham. Thus delicately interwoven are the facts existing behind the physical world which alone make explicable to us what occurs in that world. We come to understand history only when we are able to point to such facts: to facts of a spiritual nature which lie behind the physical ones. History can never be explained out of itself, if we consider physical facts alone. What we have just been discussing becomes especially significant: namely, that through the descent of an Avatar-being the essential soul-spiritual members of the personality who is the bearer of this Avatar-being are multiplied and transmitted to other human beings, and appear in copies of the original. This fact assumes very special significance through the appearance of the Christ on earth. Because the Avatar-Being of Christ dwelt in the body of Jesus of Nazareth, it became possible for the etheric body of Jesus of Nazareth to be multiplied innumerable times, as well as the astral body, and even the ego,—that is, the ego as an impulse, as it was kindled in the astral body when the Christ entered into the threefold sheath of Jesus of Nazareth. But first we will take into account the fact that through the Avatar-Being the etheric body and the astral body of Jesus of Nazareth could be multiplied. Now just through the appearance of the Christ Principle in the earth evolution, there occurred in humanity one of the most significant phenomena. What I have told you about Shem is fundamentally typical and characteristic for the pre-Christian time. When in this way an etheric body or an astral body is multiplied, the copies of it are transmitted as a rule to those people who are related by blood to the one who had the original; hence, the copies of Shem's etheric body were transmitted to the members of the Hebrew tribe. That was changed by the appearance of the Christ Avatar-Being. The etheric body and the astral body of Jesus of Nazareth were multiplied, and these copies were preserved as such until, in the course of human development, they could be used. They were not, however, limited to any one nationality nor to any particular people; but when in the course of time a human being appeared who—irrespective of nationality—was ripe, was fitted to have interwoven with his own astral body an astral copy of the astral body of Jesus of Nazareth, or an etheric copy of his etheric body, these could be woven into his being. Thus we see how it became possible in the course of time—let us say—for all sorts of people to have woven into them copies of the astral body or of the etheric body of Jesus of Nazareth. The intimate history of Christian development is connected with this fact. What is ordinarily described as the history of Christian development is a sum of entirely external occurrences; and therefore far too little consideration is given to a fact of very great importance: namely, to the distinction of actual periods in Christian development. Anyone who can look more deeply into the evolutionary progress of Christianity will easily perceive that in the early centuries of the Christian era the manner in which Christianity was spread was entirely different from that of later centuries. In the first Christian centuries the spread of Christianity was connected, as it were, with everything that could be procured from the physical plane. We need only to take a look at the early teachers of Christianity to see how at that time physical recollections, physical relationships, and physical relics are emphasized. Just consider what great importance was given by Irenæus, who in the first century contributed much to the spread of Christian teaching in various lands, to the fact that recollections extended back to those who had themselves listened to the pupils of the Apostles. Great value was set upon being able to prove by means of such physical recollections that Christ Himself had taught in Palestine. It was especially emphasized, for example, that Papias himself had sat at the feet of the Apostles' pupils; even the places were pointed out and described where those personalities had sat who were still eyewitnesses of the fact that Christ had lived in Palestine. The physical continuance of remembrance is what was especially emphasized in the early Christian centuries. What great prominence was given to everything of a physical nature that still existed can be seen in the words of the ancient Augustine, who says: “Why do I believe in the truths of Christianity? Because the authority of the Catholic Church compels me to.” The physical authority for the existence of something in the physical world is to him the important and essential thing: that a corporate body has been maintained which, linking personality with personality, reaches up to one who was a companion of the Christ—such as Peter. For him that is the determining factor. Thus we can see that in the spread of Christianity during the early centuries it was the documents, the impressions of the physical plane, to which the greatest importance was attached. Now the situation changes after the time of Augustine up to, let us say, the 10th, 11th, or 12th century. During that period of time it was no longer possible to appeal to the living remembrance, nor to draw upon the documents of the physical plane, for they lay too far in the past. At that time also something entirely different came into existence in the whole mood and disposition of the humanity which was then embracing Christianity ; and especially was this the case among European peoples. During that time there was actually something like a direct knowledge that a Christ exists, that a Christ died on the cross, and that He continues to live. From the 4th or 5th century up to the 10th or 12th there were a large number of people who would have considered it the greatest folly had they been told that the events of Palestine could even be doubted, for they knew better. They had always been able to experience inwardly a kind of Pauline revelation in miniature—what Paul, who up to that time was a Saul, experienced on the road to Damascus, and through which he became a Paul. How did it happen that in those centuries a number of people were able to receive revelations which were in a certain sense clairvoyant concerning the events in Palestine ? It was possible because in those centuries the multiplied copies of the etheric body of Jesus of Nazareth, which had been preserved, had been woven into a great number of people; because it was granted to them to wear these as a garment, so to speak. There was inwoven with their etheric bodies, not Jesus' own etheric body, but only a copy of the inborn original one of Jesus of Nazareth. In these centuries there were those who could possess such an etheric body, and who could thereby have a direct knowledge of Jesus of Nazareth, and also of the Christ. This was the reason also that the Christ picture became dissociated from external, historical, physical existence. And the most extreme dissociation is shown to us in that wonderful poem of the 9th century, known as the Heliand poem, which originated in the time of Ludwig the Pious, who reigned from 814–840, and which was written down by an outwardly simple man of Saxony. His astral body and his ego could by no means equal what his etheric body contained, for into his etheric body was woven a copy of the etheric body of Jesus of Nazareth. The simple Saxon pastor who wrote this poem had the certainty through direct clairvoyant vision that the Christ exists on the astral plane, and that He is the same as He who was crucified on Golgotha! And because this was a direct certainty for him, he no longer needed to cling to the historical documents. He no longer needed the physical mediation to assure him that the Christ existed. He described Him, therefore, as detached from the whole Palestinian setting. He described Him as something like a leader of a Middle-European or Germanic tribe; and those who surrounded Him as His followers, the Apostles, he described as vassals of a Germanic prince. All the external scenery was changed; only the actually essential, the eternal, in the Christ Figure remained,—only what constitutes the structure of the events. Having such a direct knowledge, built upon such an important foundation as the copy of the etheric body of Jesus of Nazareth, it was not necessary to hold himself rigidly to the immediate historical events when he was speaking of the Christ. He invested what was for him direct knowledge with a different external setting. And just as in the case of this writer of the Heliand poem we have been able to describe one of the strange personalities who had a copy of the etheric body of Jesus of Nazareth interwoven with his etheric body, so we could find other personalities in this period who had similar copies. Thus we see how the most important occurrences of all, which are able to explain history to us in an intimate way, take place behind the physical events. If we now follow Christian development farther, we come, let us say, into the period between the 11th or 12th century and the 15th. Here there was an entirely different mystery, which now carried the whole evolution forward. First it was, so to speak, the memory of what had taken place on the physical plane; then it was the etheric element which was directly inwoven with the etheric bodies of the bearers of Christianity in Middle-Europe. In the later centuries, from the 12th to the 15th, it was especially the astral body of Jesus of Nazareth which in numerous copies was woven into the astral bodies of the most important bearers of Christianity. Such people then had an ego which as ego was capable of forming very false notions of all sorts of things; but in their astral bodies there existed immediate sources of strength, of devotion, a direct certainty of sacred truths. There existed in such people deep fervor, absolutely direct conviction, and also in some circumstances the ability to prove this conviction. What must sometimes seem so strange to us in these very personalities is that in their ego their development by no means equalled what their astral body contained, because the latter had a copy of the astral body of Jesus of Nazareth woven into it. What their ego did often seemed grotesque; but the world of their moods and feelings, of their fervor, was grand and exalted. Such a personality, for example, was Francis of Assisi. And when we, as people of the present time, study Francis of Assisi and are not able to understand his conscious ego, but are nevertheless compelled to have the deepest possible reverence for the entire world of his feelings and for all that he did,—that fact becomes explicable from such a point of view. He was one of those who had a copy of the astral body of Jesus of Nazareth inwoven. Because of this he was able to accomplish just what he did accomplish, and many of his adherents from the Order of Franciscans, with its servants and minorites, had similarly such copies interwoven with their astral bodies. All the strange and otherwise mysterious phenomena of that time will become luminous and clear to you, if you bring properly before the eyes of your soul this mediation in world evolution between past and future. The important question was whether what was woven into these people of the Middle Ages from the astral body of Jesus of Nazareth was more what we call the sentient soul, or more the intellectual soul, or more what we call the consciousness soul. For the astral body of man must of course be considered in a certain sense as something containing all this; that is, it must be thought of as enclosing the ego, and containing sentient soul, intellectual soul, and consciousness soul. All that was in Francis of Assisi was wholly sentient soul of Jesus of Nazareth, so to speak. Wholly sentient soul of Jesus of Nazareth was contained in that remarkable personality whom you will follow biographically with the soul when you know the secret of her life: Elizabeth of Thüringen, born in 1207. Here we have a personality who had a copy of the astral body of Jesus of Nazareth woven into the sentient soul. The riddle of the human being is solved for us by means of just such knowledge. Above all, one phenomenon will be understandable when you know that during this time the most diverse personalities had sentient soul, intellectual soul, or consciousness soul woven into them as copies of the astral body of Jesus of Nazareth. You will be able to understand that science, otherwise so little understood, which we ordinarily designate as scholasticism. What kind of a task did the scholastics set for themselves? The task of finding, on the basis of judgment and intellect, verifications, proofs, for that with which there was no historical connecting link, and concerning which there was no direct clairvoyant certainty, such as existed in previous centuries because of the interwoven etheric body of Jesus of Nazareth. These people had to set themselves the task in this way: They said to themselves: It has been communicated to us through tradition that in history that Being appeared Who is known as Christ Jesus; that other spiritual beings of whom the religious documents bear witness have intervened in human evolution.—From their intellectual soul, from the intellect element of the copy of the astral body of Jesus of Nazareth, they set themselves the task of proving with subtle and clearly developed concepts all that existed in their literature as mystery truths. Thus arose that strange science which tried to achieve what was perhaps the ultimate in sagacity, in intellect, that has ever been reached by humanity. One may think of the content of scholasticism as one wishes, but through several centuries, simply by means of this very delicate discrimination and exact outlining of concepts, the capacity for human reflection was developed and impressed upon the culture of the period. It was between the 13th and 15th centuries that humanity had implanted into it through scholasticism the capacity to think with acute and searching logic. Among those who, in turn, were more imbued with the consciousness soul—that is, the copy of what had constituted the consciousness soul of Jesus of Nazareth—there appeared the special conviction—because the ego functions in the consciousness soul—that the Christ can be found in the ego. And because they themselves had within them the element of the consciousness soul from the astral body of Jesus of Nazareth, the inner Christ rose resplendent in their souls. These are the individuals whom you know as Meister Eckhart, Johannes Tauler, and all the bearers of mediæval mysticism. Thus you see how the very diversified phases of the astral body were multiplied because the exalted Avatar-Being of Christ had entered into the body of Jesus of Nazareth; and they worked on in the following age and brought about the real development of Christianity. In other respects also this was an important transition. We see how in the course of its development humanity is dependent in other ways also upon having incorporated within it these fragments of the Jesus of Nazareth being. In the early centuries there were people who were entirely dependent upon the physical plane; then in the following centuries came those who were accessible to the interweaving with their etheric bodies of the element of the etheric body of Jesus of Nazareth. Later people tended more, so to speak, toward the astral body; hence the copy of the astral body of Jesus of Nazareth could now likewise be incorporated in them. The astral body is the bearer of the power of judgment, which awakened particularly between the 12th and the 14th centuries. You could observe this from another phenomenon also. Up to that time it was especially well understood what depths of mystery the Holy Communion contained. At most there was only slight discussion about it, but it was accepted in a manner that enabled one to feel all that lay in the words : This is My body and this is My blood,—because the Christ indicated that He would be united with the earth, would be the planetary Spirit of the Earth. And because the most precious thing coming out of the physical earth is grain, bread became for man the body of Christ; and the sap which flows through the plants became for him something from the blood of Christ. Through this knowledge the value of the Lord's Supper was not diminished, but was on the contrary heightened. Something of these limitless depths was felt in these centuries, up to the time when the power of judgment awakened in the astral body. It was only from then on that disputes began about the Lord's Supper. Just consider how among the Hussites, among the Lutherans and the dissenting Zwinglians and Calvinists, there was discussion as to what the Lord's Supper is intended to be. Such discussion would not have been possible earlier, because there was still a direct knowledge of the Lord's Supper. But we see verified here a great historical law which should be of special importance for spiritual scientists: namely, that as long as people knew what the Lord's Supper was they did not discuss it. In general you can consider it a sign that people really have no knowledge of a certain matter .when they begin to discuss it. Where there is knowledge, knowledge is imparted, and no particular desire for discussion exists. Where there is desire for discussion, there is as a rule no knowledge of the truth. Discussion begins only when there is a lack of knowledge, and it is always and everywhere the sign of a decline as regards the seriousness of a subject when discussion begins. Disintegration of a particular trend is always proclaimed by discussions. It is very important that in the spiritual-scientific field we come to understand more and more that the wish for discussion may really be taken as a sign of ignorance; on the other hand, that which is the opposite of discussion, the will to learn, the will gradually to comprehend what is in question, should be cultivated. Here we see a great historical fact verified by the development of Christianity itself. But we can learn something else besides, if we see how in these centuries of Christendom just described the power of judgment—which resides in the astral body—this acute intellectual wisdom, is developed. Indeed, if we fix our attention upon realities, not dogmas, we can learn how much Christianity has accomplished in the course of its progress. What has become of scholasticism, if we consider it, not as to its content, but as a means of cultivating and disciplining the faculties? Do you know what became of it? It became modern natural science. Modern natural science is entirely unthinkable without the Christian natural science of the Middle Ages. It is not only that Copernicus was a canon, and Giordano Bruno a Dominican, but that all the thought-forms employed in the natural sciences since the 15th and 16th centuries are nothing but what was developed and nurtured by the scholastic science of the Middle Ages. Those people do not live in reality, but in abstractions, who look up passages in the books of the scholastics, compare them with the statements of more recent natural science, and then say: Haeckel and others maintain something entirely different. Realities are what matter! A Haeckel, a Darwin, a DuBois-Reymond, a Huxley, and others, would all have been impossible if the Christian scholastic science of the Middle ages had not preceded them. For the very fact that these modern scientists were able to think as they did they owe to the Christianized science of the scholastics of the Middle Ages. That is the reality. By this means humanity has learned to think in the true sense of the word.—The matter goes further still. Read David Friedrich Strauss. Try to observe the mode of his thinking; try to analyze his thought pictures: How he insists upon representing the whole life of Jesus of Nazareth as a myth. Do you know whence he has the keenness of his thinking? He gets it from the Christian scholasticism of the Middle Ages. Everything by means of which Christianity is so radically combated today has been learned from the Christian scholastic science of the Middle Ages. Actually there could not be today an opponent of Christianity concerning whom it could not easily be pointed out that he would not be able to think as he thinks at all, had he not learned the thought-forms from the scholastic science of the Middle Ages. This, indeed, would mean to observe world history in its reality. What then has happened since the 16th century? Since the 16th century the ego itself has come more and more into prominence, and with it human egotism also, and with egotism, materialism. What the ego had acquired as content has been unlearned and forgotten. It was therefore necessary for man to limit himself to that which the ego can observe—to that which the physical sense-instrument is able to give to the ordinary intelligence—and that alone could it take into the inner sanctuary. The civilization since the 16th century is a civilization of egotism. What must now enter into this ego? Christian evolution has passed through a development in the external physical body, a development in the etheric body, and also in the astral body, and has penetrated as far as the ego. Now it must take into this ego the mysteries and secrets of Christianity itself. Following a time when the ego learned to think through Christianity, and applied the thoughts to the outer world, it must now be possible for the ego to be made into a Christ-receptive organ. This ego must now rediscover the wisdom which is the primordial wisdom of the Great Avatar, of Christ Himself. And by what means must this come to pass? By a profounder understanding of Christianity through spiritual science. Carefully prepared through the three stages of physical, etheric, and astral development, the matter of concern should now be that the organ within man be opened, so that he may henceforth see into his spiritual environment with that eye which the Christ can open for him. As the greatest Avatar-Being, the Christ descended to earth. Let us get a perspective view of this; let us try to look at the world as we shall be able to see it when we shall have received the Christ into ourselves. We then find the whole process of our world-becoming illuminated and pervaded by the Christ-Being. That is to say, we describe how upon Saturn man's physical body gradually came into existence, how on the Sun the etheric body made its appearance, on the Moon the astral body, and then on the Earth the ego is added; and we find how everything tends toward the goal of becoming ever more independent and individual, in order to incorporate in the Earth evolution that wisdom which passes over from the Sun to the Earth. In other words : for the liberated ego of modern times the Christ and Christianity must become the perspective center of the cosmic view. Thus you see how Christianity gradually prepared itself for what it is to become. In the early centuries the Christian received Christianity with his physical capacity for knowledge; then later with his etheric capacity; and throughout the Middle Ages with his astral capacity for knowledge. Then for a time Christianity in its true form was repressed, until the ego had been trained by the three bodies in the course of Christian development. But since this ego has learned to think and to direct its vision to the objective world, it is now capable also of seeing in all phenomena in this objective world spiritual facts which are intimately connected with the Central Being, with the Christ Being: it is capable of beholding the Christ everywhere in the most various forms as the foundation. With this fact we stand at the starting point of spiritual-scientific comprehension and knowledge of Christianity. We begin to understand what task, what mission, has been assigned to this Movement for Spiritual Knowledge, and we realize at the same time the reality of this mission. Just as the individual human being has physical body, etheric body, astral body, and ego, and gradually rises to ever more lofty heights, so is it also in the historical development of Christianity. We might say that Christianity has also a physical body, an etheric body, an astral body, and an ego—an ego which can even deny its origin, as in our time, since the ego can in any case become egotistic—but still an ego which can at the same time receive the true Christ Being into itself, and can gradually rise to ever higher stages of existence. What the human being is in particular, the great world is in its totality, as well as in its course of historical development. If we observe the matter in this light, there opens before us from the spiritual-scientific viewpoint a perspective far into the future. And we know how this can lay hold upon our heart and fill it with meaning. We comprehend more and more what we have to do, and we know also that we are not groping in the dark; for we have not devised any ideas which we intend arbitrarily to project into the future, but we intend to harbor and to follow only those ideas which have been gradually prepared through the centuries. Just as it is true that the ego must first appear and be developed little by little up to Spirit Self, Life Spirit, and Spirit Man, after the physical body, the etheric body, and astral body were already in existence, so is it true that the modern man with his ego-form, with his present-day thinking, could only be developed out of the astral, the etheric, and the physical form of Christianity. Christianity has become Ego. As it is true that this was the development in the past, just so true is it that the ego-form of humanity can appear only after the astral and etheric form of Christianity has been developed. Christianity will develop on into the future; it will offer humanity far greater things, and the Christian development and the Christian standard of life will arise in new form: the transformed astral body will appear as the Christian Spirit Self; the transformed etheric body as the Christian Life Spirit. And in a radiant perspective of the future of Christianity, Spirit Man gleams forth before our souls like a star toward which we strive, illuminated and glowing through and through with the spirit of Christianity. |
115. Wisdom of Man, of the Soul, and of the Spirit: The Position of Anthroposophy in Relation to Theosophy and Anthropology
23 Oct 1909, Berlin Translated by Samuel P. Lockwood, Loni Lockwood Rudolf Steiner |
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115. Wisdom of Man, of the Soul, and of the Spirit: The Position of Anthroposophy in Relation to Theosophy and Anthropology
23 Oct 1909, Berlin Translated by Samuel P. Lockwood, Loni Lockwood Rudolf Steiner |
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Here in Berlin, as well as in other localities where our Society has spread, much has been discussed that concerns the comprehensive realm of theosophy, that emanates, so to speak, from the high regions of clairvoyant consciousness, and it is natural that a desire should have arisen to do something toward a serious and adequate substantiation of our spiritual current. The present General Assembly, which brings our members together here at the seventh anniversary of our German Section, may be taken as the proper occasion for contributing something toward strengthening the foundations of our cause. This I shall attempt to do at this time in the four lectures on Anthroposophy. The lectures in Kassel on The Gospel of St. John, those in Düsseldorf on the hierarchies, those in Basel on The Gospel of St. Luke, and those in Munich on the teachings of oriental theosophy, were all occasions for rising to high altitudes of spiritual research and for bringing back spiritual truths difficult of access. What occupied us there was theosophy and, at least in part, its ascent to exalted spiritual peaks of human cognition. It does not seem unjustifiable, given a gradually acquired feeling in the matter, to see something deeper in what is called the cyclical course of world events. At the time of our first General Assembly, when the German Section was founded, I delivered lectures to an audience composed only in part of theosophists; those lectures may be characterized as the historical chapter of anthroposophy. Now, after a lapse of seven years that constitute a cycle, the time seems ripe for speaking in a more comprehensive sense on the nature of anthroposophy. First, I should like to make clear through a comparison what should be understood by the term anthroposophy. If we wish to observe a section of country, together with all that is spread out there in the way of fields, meadows, woods, villages, roads, we can do so by going about from village to village, through streets and meadows and woods, and we will always have a small section of the whole region in view. Again, we can climb to a mountain top and from there overlook the whole landscape. The details will be indistinct for the ordinary eye, but we have a comprehensive view of the whole. That approximately describes the relation between what in ordinary life is called human cognition or human science, and what theosophy stands for. While the ordinary search for human knowledge goes about from detail to detail in the world of facts, theosophy ascends to a high vantage point. This extends the visible horizon, but without the employment of quite special means the possibility of seeing anything at all would vanish. In my book, Knowledge of the Higher Worlds and Its Attainment, is set forth how one can reach this ideal peak without losing the power of clear vision. But there is a third possibility, lying between the two described. It is to ascend part way, remaining half-way up. At the bottom you cannot survey the whole; you observe only details and see the top from below. At the top, everything is beneath you, and above you have only the divine heavens. In the middle you have something above and something below you, and you can compare the two views. Any comparison lags and limps, but all that was intended at the moment was to place before you the manner in which in the first instance theosophy differs from anthroposophy. The latter stands in the middle, the former on the summit: it is the point of departure that is different. Thus far the comparison is helpful, but it is inadequate in characterizing what follows. Devotion to theosophy necessitates rising above human points of view, above the middle, from self to higher self, and it implies the ability to see with the organs of this higher self. The peak attained by theosophy lies above man, ordinary human knowledge, below, and what lies half-way between, that is the human being himself: between nature and the spiritual world. What is above reaches down to him; he is permeated by the spirit. In contemplating the world from a purely human angle, he does not take his point of departure from the summit, but he can see it—see the spirit above. At the same time he sees what is merely nature beneath him; it reaches into him from below. There is a risk connected with theosophy; unless the above-mentioned means are employed to see with the higher self—not with the ordinary self—there is danger of losing contact with the human element, and this results in forfeiting the ability to see anything at all adequate, of recognizing reality below. This danger disappears, however, as soon as those means are employed. Then we can say that theosophy is what comes to light when the God within man says, “Let the God within you speak; what He reveals of the world is theosophy.” Take your stand between God and Nature and let the human being in you speak. Speak of what is beneath as well as what is above you, and you have anthroposophy. It is the wisdom spoken by man. This wisdom will prove an important fulcrum, a key to the whole realm of theosophy. After a period of immersion in theosophy, nothing could be more profitable than seriously to seek the firm center of gravity provided by anthroposophy. All that has been said so far can be historically substantiated in many directions. We have, for example, the science calling itself anthropology. As it is practised, anthropology comprises not only the human being, but everything pertaining to him; all that can be gleaned from nature, everything necessary for understanding man. This science is based on moving about among objects, passing from detail to detail, observing the human being under a microscope. In short, this science, which in the widest circles is regarded as the only one dealing authoritatively with man, takes its view from a point beneath human capacities. It is chained to the ground; it fails to employ all the faculties at the disposal of man, and for this reason it cannot solve the riddles of existence. Now contrast all this with what you encounter as theosophy. There one searches the most rarefied regions for answers to the burning questions of life. But all those who are unable to keep pace, whose standpoint is anthropology, consider theosophy an air-castle, lacking foundation. They are not able to understand how the soul can ascend step by step to that summit from which all is spread out beneath it. They cannot rise to the planes of imagination, inspiration, and intuition. They cannot ascend to the peak that is the final goal of human evolution. Thus we find anthropology on the lowest step, theosophy on the summit. What becomes of theosophy when it wants to reach the top but is not in a position to do so with the right means? We can find the answer in the historic example of the German theosophist, Solger, who lived from 1770–1819. Conceptually, his views are theosophical, but what means does he employ to attain the summit? Philosophical concepts, concepts of human cerebration long since sucked dry and emaciated! That is like climbing a mountain for the purpose of observation, and forgetting to take your field-glasses; you can distinguish nothing whatever down below. In our case the field-glasses are spiritual, and they are called imagination, inspiration, and intuition. Man's ability to reach that peak diminished more and more through the centuries—a fact that was clearly felt and acknowledged as early as the Middle Ages. Today it is felt too, but not acknowledged. In olden times that capacity to ascend existed, as you know, though only to a minor degree. It was based on a clairvoyant twilight condition in man. There really was an ancient theosophy of that sort, but it was written that such revelations from the summit should come to a close, that they should no longer be open to the ordinary means of cognition. This old theosophy, which considers revelation a thing of the past, became theology, and thus we find theology running parallel with anthropology. Theology's ambition is to climb the heights, but for its means it depends upon something that was once revealed, was then handed down, and is now rigid; something incapable of continually revealing itself anew to the striving soul. Throughout the Middle Ages, anthropology and theology frequently opposed without rejecting each other, but in recent times the contrast is sharp. Nowadays theology is admitted along with anthropology as something scientific, but no bridge is found between the two. If we do not stop with the details but ascend half-way, we can establish anthroposophy by the side of theosophy. Within modern spiritual life attempts have been made to practise anthroposophy, among other things, but again, as in the case of theosophy, with the wrong, inadequate means of a defunct philosophy. The meaning of philosophy can really no longer be understood by philosophers—only by theosophists. Historical contemplation alone yields this understanding. Philosophy can be comprehended only by contemplating its origin, as can be seen by an illustration. In former times there were the so-called Mysteries, abodes where the higher spiritual life was cultivated, where the neophytes were guided by special methods to spiritual vision. One such Mystery, for example, was in Ephesus, where the neophytes could learn through their training the secrets of Diana of Ephesus; they learned to look into the spiritual worlds. As much of such matters as could be made public was communicated to the profane and received by them, but not all of these realized that higher secrets had been revealed to them. One of those to whom such communications from the Mysteries of Ephesus had penetrated was Heraclitus. He then proclaimed these, by means of his partial initiation, in a way that could be generally understood. In reading the doctrines of Heraclitus, “The Obscure,” we still find immediate experience, the experience of the higher worlds, shining through between the lines. Then came his successors who no longer realized that those doctrines originated in direct experience. They no longer understood them, so they began to improve them, to spin them out in concepts. They began to speculate intellectually, and this method persisted through the generations. Everything we have in the way of philosophy today is but a heritage of ancient doctrines squeezed out and sucked dry of all life, leaving only the skeleton of the concepts. Yet the philosophers take that skeleton for a living reality, for something created by human thinking. There is, as a matter of fact, no such thing as a philosopher who can think creatively without having recourse to the higher worlds. Just such a skeleton of concepts was all that the philosophers of the nineteenth century had to work with when they took up what may be called anthroposophy. The term actually occurred. Robert Zimmermann wrote a so-called Anthroposophy, but he constructed it of arid, empty concepts. Indeed, everything that has attempted to transcend anthropology without employing the right means has remained a shriveled web of concepts no longer connected with the subject. Like philosophy, anthroposophy too must be deepened through theosophy; the latter must provide the means for recognizing reality within the spiritual life. Anthroposophy takes the human, the middle standpoint, not the subhuman, as does anthropology. A theosophy, on the other hand, as practised by Solger, though spiritual in its point of view, employs only inflated concepts, and when Solger arrives at the summit he sees nothing. That is spinning at the loom of concepts, not living, spiritual observation. It is something we do not intend to do. We aim in these lectures to confront the reality of human life in its entirety. We shall encounter the old subjects of observation, now illuminated, however, from a different point whence the view is both upward and downward. The human being is the most important subject of our observation. We need but to contemplate his physical body to realize what a complicated being he is. In order to gain a sentient understanding of anthroposophy's aims, let us first ponder the following. The complicated physical body as we encounter it today is the product of a long evolution. Its first germinal potentiality came into being on old Saturn, and it evolved further on the old Sun, the old Moon, and the Earth. The etheric body was added to it on the Sun, the astral body on the Moon. Now, these members of the human being have changed in the course of evolution, and what we encounter today as the complicated physical human body, with heart, kidneys, eyes, ears and so forth, is the product of a long development. It has all grown out of a simple germinal form that originated on Saturn. Through millions and millions of years it has continually changed and been transformed in order that it might achieve its present perfection. If today we wish to understand a member or an organ of this physical body—say, the heart or the lungs—we can do so only on the basis of this evolution. Nothing of what we encounter today as the heart existed on the old Saturn. Only gradually did these organs assume their present form, one being developed and incorporated earlier, another later. Some organs we can actually designate Sun-organs, as having first appeared during the Sun evolution, others Moon-organs, and so on. If we would understand the present physical body of man we must assemble our concepts from the whole Universe—that is the theosophical method of observation. How does anthropology set to work? Theosophy ascends to the ultimate heights and from this spiritual summit examines individual phenomena. Anthropology remains on the ground, takes its point of departure from the details, and now even investigates individual cells in their juxtaposition. Everything is mechanically lined up and the cells are studied individually, but this does not reveal their relative age. Yet, far from being immaterial, it is important to know whether a given group of cells developed on the Sun or on the Moon. Much more could be said concerning these complicated conditions. Consider, for example, the human heart. True, as constituted today it evolved late, but as regards its first germinal potentiality it is one of the oldest human organs. During the period of the old Sun, the heart was dependent upon the forces governing there. During the Moon period its development continued; then the Sun withdrew from the Moon, with which it had been united, and henceforth its forces acted upon the heart from without. Here the heart underwent a different development, so that from then on a Sun element and a Moon element can be observed in its tendencies. Then Earth, Sun, and Moon were united again and worked upon the heart. After a pralaya the Earth evolution followed, during which the Sun first withdrew again. This separation resulted in an intensification of the Sun's influence from without. Then the Moon withdrew as well and also acted upon the heart from without. So, being among the oldest human organs, the heart comprises a Sun element, a Moon element, a second Sun element during the Earth evolution, a second Moon element during the Earth evolution, and finally, after the withdrawal of the Earth, an Earth element—all corresponding to cosmic evolution. If these elements of the heart accord, as in the cosmic harmony, the heart is healthy; if any one element preponderates, it is sick. All human sickness derives from disharmony among the elements within the organ in question while their cosmic counterparts are in harmony. All healing depends upon strengthening the element that lacks its share, or subduing superfluous activity, as the case may be, thereby bringing the elements into harmony again. But talking about this harmony is not enough. In order to effect it one must really penetrate into the wisdom of the universe; one must be able to recognize the different elements in each organ. That will suffice to give an idea of genuine occult physiology and anatomy, which comprehend the whole human being out of the whole cosmos and explain the details out of the spirit. Occult physiology speaks of Sun and Moon elements of the heart, larynx, brain, and so forth, but since all these elements are at work upon man himself, something in him confronts us today in which all these elements are consolidated. If we look into the human being himself and understand these elements, we also understand the etheric body, the astral body, etc., the sentient soul, the intellectual soul and the consciousness soul, as man is constituted today. That is anthroposophy, and in anthroposophy, too, we must start at the lowest step, gradually ascending to the highest. Man's lowest member is the physical body that he has in common with the sensory world that is perceived through the senses and the sensory-physical mind. The theosophical point of view, starting from the universe, contemplates man in his cosmic contexts. In the matter of the sensory-physical world, anthroposophy must start from man, in so far as he is a sensory being. Only then can we deal appropriately with the etheric body, then the astral body, the ego, and so forth, and what is to be learned from them. Observing the human being in this anthroposophical sense, we ask what it is that must first engage our interest. It is his senses, and it is through these that he acquires knowledge of the physical-sensory world. Starting from the physical plane, it is therefore these that anthroposophy must consider first. Let the study of the human senses then constitute our first chapter. Thereafter we will ascend to the study of the individual spiritual regions in man's nature. Beginning with the study of the human senses, we at once find anthroposophy invading the territory of anthropology, for anthroposophy must invariably start from all that the senses tell us is real. But it must keep in mind that what is spiritual, influences man from above. In this sense it is genuine anthropology. Ordinary anthropology has thrown everything pertaining to the human senses into complete confusion, groping its way from detail to detail and examining only what is on the ground, so to speak. Important matters are disregarded because men have no Ariadne-thread to lead them out of the labyrinth of facts into the light. Anthropology cannot find its way out of this maze and must fall a victim to the Minotaur of illusion, for the saving thread can be spun only by spiritual research. Even in the matter of the human senses, anthroposophy has a different story to tell than has external observation. At the same time it is interesting to note how external science has lately been forced by material facts to go to work more thoroughly, seriously and carefully. There is nothing more trivial than the enumeration of the five senses: feeling (touch), smell, taste, hearing, and sight. We shall see what confusion reigns in this enumeration. Science, it is true, has now added three more senses to the list, but as yet doesn't seem to know what to do about them. We will now list the human senses according to their real significance, and we will endeavor in the following to start laying the foundations of an anthroposophical doctrine of the senses. The first sense in question is the one that in spiritual science can be called the sense of life. That is a real sense and must be as fully acknowledged as the sense of sight. What is it? It is something in the human being of which, when it functions normally he is not aware. He feels it only when it is out of order. We feel lassitude, or hunger and thirst, or a sense of strength in the organism; we perceive these as we do a color or a tone. We are aware of them as an inner experience. But as a rule we are conscious of this feeling only when something is out of order, otherwise it remains unobserved. The sense of life furnishes the first human self-perception; it is the sense through which the whole inner man becomes conscious of his corporeality. That is the first sense, and it must figure in the list just as does hearing or smell. Nobody can understand the human being and the senses who knows nothing of this sense that enables him to feel himself an inner entity. We discover the second sense when we move a limb—say, raise an arm. We would not be human beings if we could not perceive our own movements. A machine is not aware of its own motion; that is possible only for a living being through the medium of a real sense. The sense of perceiving our own movements—anything from blinking to walking or running—we call the sense of our own movements. We become aware of a third sense by realizing that the human being distinguishes within himself between above and below. It is dangerous for him to lose this perception, for in that case he totters and falls over. The human body contains a delicate organ connected with this sense: the three semicircular canals in the ear. When these are injured we lose our sense of balance. This third sense is the static sense, or sense of balance. (In the animal kingdom there is something analogous: the otoliths, tiny stones that must lie in a certain position if the animal is to maintain its equilibrium.) These are the three senses through which man perceives something within himself, as it were; by their means he feels something within himself. Now we emerge from the inner man to the point at which an interaction with the outer world begins. The first of such reciprocal relations arises when man assimilates physical matter and, by doing so, perceives it. Matter can be perceived only when it really unites with the body. This cannot be done by solid or fluid matter, but only by gaseous substances that then penetrate the bodily matter. You can perceive smell only when some body sends out gaseous matter that penetrates the organs of the mucous membrane of the nose. The fourth sense, then, is the sense of smell, and it is the first one through which the human being enters into reciprocal relationship with the outer world. When we no longer merely perceive matter but take the first step into matter itself, we have the fifth sense. We enter into a deeper relationship with such matter. Here matter must be active, which implies that it must have some effect upon us. This takes place when a liquid or a dissolved solid comes in contact with the tongue and unites with what the tongue itself secretes. The reciprocal relationship between man and nature has become a more intimate one. We become aware not only of what things are, as matter, but of what they can induce. That is the sense of taste, the fifth sense. Now we come to the sixth sense. Again there is an increase in the intimacy of the interaction. We penetrate still deeper into matter, things reveal more of their essence. This can only occur, however, through special provisions. The sense of smell is the more primitive of these two kinds of senses. In the case of smell, the human body takes matter as it is and makes no effort to penetrate it. Taste, where man and matter unite more intimately, is more complicated; then, matter yields more. The next step offers the possibility of penetrating still more deeply into the outer world. This takes place by reason of an external material substance being either transparent or opaque, or by the manner in which it permits light to pass through it, that is, how it is colored. An object that rays out green light is internally so constituted that it can reflect green light and no other. The outermost surface of things is revealed to us in the sense of smell, something of their inner nature in taste, something of their inner essence in sight. Hence the complicated structure of the eye, which leads us much deeper into the essence of things than does the nose or the tongue. The sixth sense, then, is the sense of sight. We proceed, penetrating still deeper into matter. For example, when the eye sees a rose as red, the inner nature of the rose is proclaimed by its surface. We see only the surface, but since this is conditioned by the inner nature of the rose we become acquainted, to a certain extent, with this inner nature. If we touch a piece of ice or some hot metal, not only the surface and thereby the inner nature are revealed, but the real consistency as well because what is externally cold or hot is cold or hot through and through. The sense of temperature, the seventh, carries us still more intimately into the fundamental conditions of objects. Now we ask ourselves if it is possible to penetrate into the nature of objects still more deeply than through this seventh sense. Yes, that can be done when objects show us not only their nature through and through, as in the case of temperature, but their most inner essence; that is what they do when they begin to sound. The temperature is even throughout objects. Tone causes their inner nature to vibrate, and it is through tone that we perceive the inner mobility of objects. When we strike an object its inner nature is revealed to us in tone, and we can distinguish among objects according to their inner nature, according to their inner vibration, when we open our inner ear to their tone. It is the soul of objects that speaks to our own soul in tones. That is the eighth sense, the sense of hearing. If we would find an answer to the question as to whether there exist still higher senses, we must proceed cautiously. We must beware of confusing what is really a sense with other terms and expressions. For example, in ordinary life—down below, where much confusion exists—we hear of a sense of imitation, a sense of secrecy, and others. That is wrong. A sense becomes effective at the moment when we achieve perception and before mental activity sets in. We speak of a sense as of something that functions before our capacity for reasoning has come into action. To perceive color you need a sense, but for judging between two colors you do not. This brings us to the ninth sense. We arrive at it by realizing that in truth there is in man a certain power of perception—one that is especially important in substantiating anthroposophy—a power of perception not based on reasoning, yet present in him. It is what men perceive when they understand each other through speech. A real sense underlies the perception of what is transmitted to us through speech. That is the ninth sense, the sense of speech. The child learns to speak before he learns to reason. A whole people has a language in common, but reasoning is a matter for the individual. What speaks to the senses is not subject to the mental activity of the individual. The perception of the meaning of a sound is not mere hearing because the latter tells us only of the inner oscillations of the object. There must be a special sense for the meaning of what is expressed in speech. That is why the child learns to speak, or at least to understand what is spoken, before he learns to reason. It is, in fact, only through speech that he learns to reason. The sense of speech is an educator during the child's first years, exactly like hearing and sight. We cannot alter what a sense perceives, cannot impair anything connected with it. We perceive a color, but our judgment can neither change nor vitiate it; the same thing is true of the sense of speech when we perceive the inner significance of the speech sound. It is indispensable to designate the sense of speech as such. It is the ninth. Finally we come to the tenth sense, the highest in the realm of ordinary life. It is the concept sense, which enables us perceptively to comprehend concepts not expressed through speech sounds. In order to reason we must have concepts. If the mind is to become active, it must first be able to perceive the concept in question, and this calls for the concept sense, which is exactly as much a sense by itself as is taste or smell. Now I have enumerated ten senses and have not mentioned the sense of touch. What about it? Well, a method of observation lacking the spiritual thread confuses everything. Touch is usually tossed in with our seventh sense, temperature. Only in this meaning, however, as the sense of temperature, has it in the first instance any significance. True, the skin can be called the organ of the temperature sense—the same skin that serves also as the organ of the touch sense. But we touch not only when we touch [TRANSLATOR'S NOTE: The verb tasten can mean “to touch.” Indeed, the sense of touch is der Tastsinn, but more often it signifies something like our “groping,” as one gropes in the dark by means of the sense of touch: “feeling around for something.” In this sentence the first “touch” is to be understood in this sense, the second (berühren) as meaning “to come in contact with.”] the surface of an object. We touch when the eye seeks something, when the tongue tastes something, when the nose smells something. Touching is a quality common to the fourth to seventh senses. All of these are senses of touch. Up to and including the sense of temperature we can speak of touching. Hearing we can no longer describe as touching; at least, the quality is present only to a small degree. In the senses of speech and concepts it is wholly absent. These three senses we therefore designate as the senses of comprehension and understanding. The first three senses inform us concerning the inner man. Reaching the boundary between the inner and the outer world, the fourth sense leads us into this outer world, and by means of the other three we penetrate it ever more deeply. Through the senses of touch we perceive the outer world on the surface, and through those of comprehension we learn to understand things, we reach their soul. Later we will deal with other senses transcending these. Below the sense of smell, then, there are three senses that bring us messages out of our own human inner being. The sense of smell is the first to lead us into the outer world, into which we then penetrate deeper and deeper by means of the others. But what I have described to you today does not exhaust the list of senses. It was only an excerpt from the whole, and there is something below and something above the ten mentioned. From the concept sense we can continue upward to a first astral sense, arriving at the senses that penetrate the spiritual world. There we find an eleventh, a twelfth and a thirteenth sense. These three astral senses will lead us deeper into the fundamentals of external objects, deep down where concepts cannot penetrate. The concept halts before the external, just as the sense of smell halts before the inner man. What I have given you is an urgently needed foundation upon which to build cognition of the human being. Through its neglect in the nineteenth century, everything pertaining even to philosophy and the theory of knowledge has been most horribly jumbled. Merely generalizing, people ask what the human being can learn by means of the individual sense, and they cannot even explain the difference between hearing and sight. Scientists talk about light waves in the same way they do about sound waves, without taking into account that sight does not penetrate as deeply as hearing. Through hearing we enter the soul-nature of things, and we shall see that by means of the eleventh, twelfth, and thirteenth senses we penetrate their spirit as well: we enter the spirit of nature. Each sense has a different nature and a different character. For this reason a great number of expositions given today, especially in physics, concerning the nature of sight and its relation to its surroundings may be regarded unhesitatingly as theories that have never reckoned with the true nature of the senses. Countless errors have arisen from this misconception of the nature of the senses. That must be emphasized, because it is quite impossible for popular representations to do justice to what has here been set forth. You read things written by people who can have no possible inkling of the inner nature of the senses. We must understand that science, from its standpoint, cannot do other than take a different attitude. It is inevitable that science should spread errors, because in the course of evolution the real nature of the senses was forgotten. This true nature of the senses is the first chapter of anthroposophy. |
115. Wisdom of Man, of the Soul, and of the Spirit: Supersensible Processes in the Activities of the Human Senses
25 Oct 1909, Berlin Translated by Samuel P. Lockwood, Loni Lockwood Rudolf Steiner |
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115. Wisdom of Man, of the Soul, and of the Spirit: Supersensible Processes in the Activities of the Human Senses
25 Oct 1909, Berlin Translated by Samuel P. Lockwood, Loni Lockwood Rudolf Steiner |
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In dealing with the human senses in our first lecture we merely enumerated them, though in a manner gleaned from the human being himself. We did not confuse and jumble them, as inevitably occurs in the external physiology of the senses where their relationships are not known, but rather, we enumerated them all in the order that accords with the nature of man. Today it shall be our task to examine the realm of the human senses more closely, as this is most important for a deeper fathoming of the human being. We began with the sense we called the sense of life—the feeling of life, the vital sense. What is this sense based upon, in the true spirit of the word? In order to visualize its source we must delve rather deep down into the subconscious mind, into the substrata of the human organism. This method of spiritual-scientific research discloses first a peculiar co-operation of the physical and etheric bodies. The lowest member of the human being, the physical body, and the second, the etheric body, enter a certain mutual relationship whereby something new occurs in the etheric body. Something that is different permeates and flows through the etheric body, and actually, men of our time don't in the least know in a conscious way what this “something” is. It saturates the etheric body as water does a sponge. Spiritual science can tell us what it is that acts thus in the etheric body. It is what corresponds today to what men will develop in a far distant future as spirit man, or atma. At present, man does not possess this atma as his own. It is bestowed upon him, so to speak, by the surrounding outer spiritual world, without his being able to participate in it. Later on, in the distant future, he will himself have developed it within him. That which saturates the etheric body, then, is spirit man, or atma, and at the present stage of human evolution it is in a sense a superhuman being. This superhuman atma, or spirit man, expresses itself by contracting the etheric body—cramping it, as it were. Using an analogy from the sense world, we can compare the effect to that of frost, which cramps and contracts the physical body. Man is as yet not ripe for what one day will be his most precious possession, and therefore, in a sense, it destroys him. The result of the contraction described is that the astral element is pressed out, squeezed out. In proportion as the etheric body is pressed together the physical body as well undergoes tension, whereby the astral body makes room for itself. You can visualize it approximately by imagining a sponge being squeezed out. Now, the activities in the astral body are all emotional experiences—pleasure, distaste, joy, sorrow—and this process of being squeezed out communicates itself to sentience as the sense of life. This is the process that takes place in the astral body, and it expresses itself as a feeling of freedom, of strength, of lassitude, etc. Now let us ascend a bit. As the second sense, we listed the sense of our own movements. In this case, again, an extraneous principle is at work in the etheric body, and again it is one not yet indigenous in man. He has not achieved it through his own efforts; it flows into him out of the spiritual world, and, as with atma, the etheric body is saturated with it as a sponge with water. It is the life spirit, or buddhi, which in time will permeate him, but which for the present he holds as a gift, as it were, from the life spirit of the world. Its action is different from that of atma. As water seeks its level, so buddhi effects proportion, equilibrium, in the etheric and physical bodies, and hence in the astral body as well. This condition operates in such a way that when the balance is disturbed it can re-establish itself automatically. If we stretch out an arm, for example, destroying the balance through this change of position, the balance is immediately restored because the astral body is in a state of equilibrium. In proportion as we stretch out an arm the astral current streams in the opposite direction, thereby re-adjusting the balance. With every physical change of position, even merely blinking, the astral current in the organism moves in the opposite direction. In this inner experience of a process of equalization the sense of movement manifests itself. We come now to a third element that can permeate man's etheric body, and this, too, is something that has entered human consciousness only to a negligible extent: manas, or spirit self. But inasmuch as precisely at this period it is incumbent upon man to develop manas, this being his earth task, manas acts differently upon the etheric body than do atma and buddhi, which are to be developed in the distant future. Its action is to expand the etheric body, effecting the opposite of what was designated “frost” in connection with the sense of life. This activity could be compared with a pouring, a streaming, of warmth into space, and this expands the elastic etheric body. We have something like streaming warmth when this semi-conscious expansion of the etheric body occurs. The consequence of this elastic expansion of the etheric body is a corresponding rarefaction of the astral body, which can thus expand as well. It need not be pressed out; by having more room it can remain in the expanding etheric body. While the sense of life becomes conscious through the contraction of the astral body, the static sensation results from the expansion of the etheric body, which thus makes more room for the astral body. In the way of a comparison it can be said that the texture of the astral body becomes rarefied, less dense. This thinning of the etheric and the astral bodies offers the possibility for the physical body to expand as well—in a sense, to extend itself. Through the action of atma the physical body is contracted, through the action of buddhi it is stabilized, through the action of manas it is unburdened. The result is that at certain points it pushes out tiny particles, and this occurs in those three marvelous organs, the semi-circular canals of the ear. Such spreading out of physical matter does not arise from a forcing from within, but from a cessation or diminution of pressure from without, through the unburdening of the physical matter in question. This in turn enables the astral body to expand more and more. It makes contact with the outer world and must achieve equilibrium with it, for when this is not the case we cannot stand upright; we even fall over. If we would move in space we must take our bearings, and for this reason those three little canals are arranged in the three dimensions of space at right angles to each other. If these canals are injured we lose our sense of balance, we feel dizzy, we faint. In the animal kingdom we find that everything of the kind in question results from the animal's premature descent into physical matter. A certain hardening is the consequence. We even find little stone formations in them, the so-called otoliths, that lie in such a way as to indicate the measure of balance. A study of these three senses shows us clearly the difference between the factual results of spiritual-scientific research and the opinions held by the present-day inadequate thinking of the savant group soul, which clings to externals. Thus far we have considered three senses, passing outward from within, and the last of them lies close to the boundary line between what we experience within us and what must be experienced without if we are to identify ourselves with the outer world. We must distinguish clearly between facts and the inadequate thinking of the savant group soul. Just here, for example, the latter has shown us how we must not think. Quite recently, special events have brought external science face-to-face with the necessity for at last recognizing these three sense regions, but its failure to do so has proved how badly it must stray without the right guiding thread. These formations that signify a human sense organ were promptly compared with certain organs in the plant kingdom; in certain plants there appear formations that up to a point can be compared with the semi-circular canals in the human ear. Modern thinking, which as a rule is abandoned by logic precisely at the moment when adequate judgment is called for, infers from the appearance of these similar formations in plants that the latter, too, have a sense of equilibrium. It is not difficult to carry such logic ad absurdum. If you maintain that a plant has a sense on the grounds that it purposefully rolls up its leaves, a sense that goes so far as to entice and snap up its nourishment by means of certain contrivances, I can suggest a being that can do all that just as efficiently, that is, a mousetrap. What science has put forth concerning the human sense organs can be applied quite as logically to the mousetrap as to the plant. With equal propriety it could be maintained that scales have a sense of equilibrium. Mental derailments of this type derive from an inflexible sort of thinking that cannot really penetrate into the nature of things. Until modern science learns to illuminate the edifice of the human organism with the light of theosophy, it will not be able to master the nature of these three senses. Theosophy enables us to understand the entire structure of the human organism anthroposophically. By means of spiritual-scientific observation, man in his entirety must be comprehended through his own inner nature. We pass to the sense of smell. The reason for not occupying ourselves particularly with what science calls the sense of touch has already been indicated. As generally described, it is a mere figment of the imagination, an invention of physiology, hence we will disregard it. Because I can give but four lectures at this time I must pass rapidly over certain matters and utter many a paradox. In dealing with a number of senses we can speak of touch sensations, but not of a special touch sense in the way modern physiology does. All that takes place when we touch something is wholly comprised in the concept “sense of equilibrium.” If we press down on a table, stroke a velvet surface, pull a cord, everything that there manifests itself in pressure, stroking and pulling as a process of touch is nothing but a change of equilibrium within ourselves. While all this can be found in the sense of touch, the sense of touch proper must be sought higher up in the sense of equilibrium—there where this sense comes to fullest expression. An unimpaired sense of equilibrium provides the sense of touch. In science the most distressing theories prevail concerning this sense of touch. Pressure is something that does not interest the ordinary human being. He speaks of “pressing,” but does not enquire further into the nature of the phenomenon. But from the spiritual-scientific point of view the question must arise. What takes place in pressing? What occurs in the sense of equilibrium? What compensation is effected by the astral body? The extent of misconception connected with the sensation of being pressed is revealed in physics. Physics talks of atmospheric pressure, and when some alert boy asks his teacher how we can stand the high atmospheric pressure without being squeezed to death, he receives the answer that pressure and counter-pressure are always equal; we are filled with air, so the outer pressure is canceled. But if the boy is bright enough he will object that he has often sat in the bathtub, completely surrounded by water, and although he was not filled with water he wasn't squeezed to death. If the state of affairs were as represented by the physicists, an enormous atmospheric pressure would be exerted on the body's surface, and they explain our unawareness of it by the counter-pressure, by our being filled with air. This is one of the absurdities resulting from purely materialistic explanations. No, what we have to deal with here is an eminently spiritual process. The human being is so strong that he can push the astral body into the constricted portions and thereby re-establish equilibrium. When pressure is exerted, a little lump, as we may call it, always results, and this effect is so strong in the astral body that the latter, from within, overcomes the whole pressure of the outer air. In this realm the spirit is literally tangible. After this short digression we will now return to the sense of smell. Here the human organism is taken in hand and affected by something other than was the case in the senses just dealt with, something less remote from human consciousness, that is, by the consciousness soul itself, which comes into action in the process of smelling. We shall see why all such things are accomplished by means of special organs. The consciousness soul not only effects an expansion and rarefaction at a certain place in the organism, but causes the astral body to extend its impulses beyond the organism. In proportion as the gaseous substance penetrates the mucous membrane of the nose, the astral substance presses outward, leaves the organism, penetrates the gaseous substance, and experiences something in it, not only in itself but in the substance. What it thus experiences it calls aroma, pleasant or unpleasant scent, etc., as the case may be. It is an antenna of the consciousness soul, projected by the latter through the agency of the astral body. In the fifth sense, taste, the mental soul is active. It pours its astral currents outward through the organ of taste, sending the astral substance to meet whatever matter comes in contact with the tongue. The resulting process in the astral body is of a special nature. Let us first recall and examine the sense of smell. What is the nature of the stream emanating from the astral body in smelling? It is none other than the nature of will. The impulse of will that you feel within you streams forth to meet the inflowing matter. The process of smelling is one of resistance, an impulse to force back the instreaming matter. Spiritual science can tell you that this substance flowing in is but maya; it is external will. Your inner and your outer will attack each other and fight. Smelling is a conflict of will forces. Schopenhauer, who had an inkling that the interior and the exterior wills hinder and obstruct each other in the activity of the senses, built a philosophy of will upon it. But that is unsound metaphysics because this interplay of the two wills actually occurs only in smelling. In the other cases it is merely read into the processes. Now, while in the sense of smell the outgoing stream is of the nature of will, it pertains to feeling when the current results from tasty food. What enters as food is also mere maya, an external image that is experienced as feeling. In the process of tasting, the interplay is between feeling and feeling. That is the real process of tasting; the rest is merely an outward image, and we shall see that the tongue is formed accordingly. For this reason this sense of taste is a sense of touch [TRANSLATOR'S NOTE: It is perhaps not without significance that Gefühl can mean “touch” as well as “feeling.” With this in mind let the student now read the sentence as follows: “For this reason the sense of taste is a Gefühlssinn.” It is most suggestive but unfortunately untranslatable, a sort of higher play on words. Cf. also footnote on p. 16.], notably of feeling, agreeable or disagreeable, repulsive, and the like. The point, however, does not center in feeling as such, but in the clash of feelings and their interaction. In the sixth sense, sight, it is the sentient soul that works on the etheric body and flows into it, but strange to say, this effect partakes of the nature of thought. It represents a mental principle, and the thoughts constitute the subconscious element of the process. The sentient soul subconsciously bears within it what the consciousness soul then raises to consciousness as thought. What flows out of the eyes is a thinking in the sentient soul. Real thought substance streams out of the eyes from the sentient soul. This thought substance has far greater elasticity than the other substances that flow out when the sense of smell or of taste is active. It can reach out much farther toward its objects—indeed, it is a fact that something of an astral substance streams forth from men to far distant objects, unchecked until some other astral element offers resistance. The scientific explanation that in seeing, ether waves enter the eye and the latter then projects the image outward, can mean nothing to sound thinking. Somebody would have to be inside to work the projecting business, wouldn't he? What a horribly superstitious notion, this “Something that busily projects!” When in trouble, science, so proud of its “naturalism,” does not disdain the assistance of that “imagination” it professes to scorn. It is something astral, then, thought substance, that flows toward the object. An astral element leaves the body, streams toward the object, and continues onward until opposed by another astral element. The conflict between these two astral elements engenders color, which we sense as pertaining to objects. Actually, the genesis of color occurs at the boundary of objects, where the astral element emanating from the human being collides with that of the object. Color comes into being where the inner and the outer astral elements meet. Here spiritual science leads us to a strange phenomenon. We learned that really a kind of thinking resides in the sentient soul, but that its first appearance is in the intellectual soul and that it only becomes conscious in the consciousness soul. In the sentient soul it is subconscious. Now, when we look at an object with both eyes, we have two impressions that in the first instance do not reach our consciousness, although they originate in an unconscious thought process. Two mental efforts must be made, because we have two eyes. If we are to become conscious of these mental efforts, however, we must travel from the sentient soul by way of the mental soul to the consciousness soul. This path can be readily visualized by means of a simple analogy from the sense world. We have two hands and we feel each one individually, but if we wish this feeling to become conscious, that each hand should feel the other, they must touch each other, cross. If the impressions gained in the sentient soul through mental effort are to enter our consciousness, they must cross. In that way you feel your own hand; you render conscious what you ordinarily do not feel. Just as you must touch an external object to become conscious of it, so contact is here necessary if objects are to enter our consciousness. That is also the reason why the two optic nerves in the physical brain are crossed. Through this crossing, an effort made subconsciously in the sentient soul is raised into the consciousness soul; one effort can be sensed by means of the other. That is an illustration of the way anthroposophy teaches us to know the human being down to the most intricate anatomical details. Seventh among the senses is that of temperature, and again there is something in man that transmits it. It is the sentient body itself, which is of an astral nature. It transmits the sense of temperature by sending its astral substance outward. An experience of warmth or cold occurs only when the human being is really able to ray his astral substance outward, that is, when nothing prevents this. Such an experience of warmth does not occur when, for example, we sit in a bath of the same temperature as our own body, when equilibrium exists between ourselves and our surroundings. We experience temperature only when warmth or cold can flow out of or into us. When our surroundings are at a low temperature we let warmth flow into them; when our own temperature is low we let warmth flow into us. Here again it is obvious that an inflowing and outflowing takes place, and always the effects of the human sentient body are involved. If we are in contact with an object whose temperature is steadily increasing, our sentient body will stream out more and more strongly, until the limit is reached. When the object has become so hot that nothing corresponding to it can flow forth from us, then we can bear the heat no longer, and we are burned. When it is no longer possible for the sentient body to stream out, the heat becomes unendurable and we are burned. When we lack sufficient astral substance to equalize the outstreaming warmth ether, when we can send out no more sentient substance because the object cannot absorb it, it would seem as though in touching an extremely cold object we should have a burning sensation; as a matter of fact, that is exactly what occurs. In touching a very cold object we have a burning sensation that can even raise blisters. Now we enter the realm of hearing, the eighth sense. What active principle is it, we ask, that participates in the process of hearing? The human etheric body. But this human etheric body, as constituted today, is in reality unable to serve us, as the sentient body still can, without incurring a permanent loss. Ever since the Atlantean time the etheric body has been so constituted that it cannot possibly give off anything, so that a more powerful action must be brought about by means other than through the sense of temperature. The human being can contribute nothing; he possesses nothing by means of which he might develop out of himself a sense higher than that of temperature. No higher senses, therefore, could come into being were it not that at this point something special takes place in man that provides what he lacks. Higher beings permeate him—the Angeloi, the Angels—that send their own astral substance into him. They place their own astral substance at his disposal, and what he cannot ray forth they supply for him. Essentially, then, it is foreign astral substance that permeates man and is active in him. He appropriates it and lets it stream out. The beings active here, the Angels, absolved their human existence in the past. Their astral substance enters us, and then streams forth from the sense of hearing to meet what the tone brings. On the wings of these beings we are carried into the innermost nature, the soul, of objects, so that we may know them. Beings of an order higher than man are here active, but they are of the same nature as his own astral substance. As a still higher sense, the ninth, we mentioned the sense of speech, the word sense, the sound [TRANSLATOR'S NOTE: Throughout this exposition the term “sound” (Laut) refers to the kind of sounds of which spoken language consists, notably, but not exclusively, the vowels. Articulation in the narrower sense.] sense. To the functioning of this sense the human being can again contribute nothing by himself, can produce nothing. He has nothing to give, hence he must be entered and helped by beings of a substance similar in its nature to that of the human etheric body. These beings possess the corresponding astral substance as well, but this is forced out into the surrounding world during the process in question. They are the Archangels, who permeate the human being with their etheric bodies, which he can then pour out into his surroundings. The Archangels play a far more important role than the Angels. They enable man to hear a sound. They are in man. They enable him not only to hear a tone—say a G or a C-sharp—but to perceive a sound, like “ah,” together with its meaning. Thus we can experience the inner nature of a sound we hear. These beings are at the same time the Spirits of the several folk individualities, the Folk Spirits. In the sense of hearing the Angels give outer expression to their activity through the medium of the air. They work with the air in the ears, and this results in external activity of the air. The Archangels, on the other hand, produce activity in the lymphatic fluids, as in a watery substance. They guide the circulation of these fluids in a certain direction, enabling us to perceive, for example, the sound “ah” in its full significance. The outer expression of this work is the forming of folk physiognomies, the creation of the particular expression of the human organism as related to a certain people. From all this we can infer that the lymphatic fluids in man flow in a different manner, that the whole organism makes a different impression, according to the way in which the Archangels of the people in question have imparted a certain sense of sound by means of the lymphatic current. When a people designates the ego with the word Adam (irrespective of the theories it holds regarding the human ego), the Folk Spirit speaks through the two a's that succeed each other in consecutive syllables. A certain basic organization results. A member of that people must feel the nature of the ego to be such as corresponds to the two a's, to “Adam.” The consequences are different when a people expresses the ego with the word “ich.” [TRANSLATOR'S NOTE: Ich means I (or also, ego). As the vowel sounds are so important it should be kept in mind that the i in ich is pronounced as in the word “if.”] Such a people must have a different conception of the ego. A different feeling results when, in place of the two a's, the sounds “i” and “ch” are linked. A certain nuance, a certain color, is inherent in the “i,” suggesting what the Folk Spirit infuses into the individual organism in connection with the conception of the ego. Through the sequence a-o something different is infused into a people than through the sequence i-e. The words amor and Liebe are very different things. When the Folk Spirit says amor we have one shade of feeling, and quite a different one when he says Liebe. Here we see the Folk Spirit at work, and we also see why the differentiation of sounds came into being. It is by no means immaterial, for example, that the word “Adam” was used in old Hebrew to denote the first human form, but by the ancient Persians to designate the ego. The fact shows that quite different feelings and quite definite trends of these feelings are expressed in this way. Here we have the first hint of the mystery of speech, or rather, of its first elements. What is involved is the activity of spirits of the order of Archangels, who penetrate man with the sense of sound and vibrate in his whole watery substance. One of the greatest experiences vouchsafed him who ascends to higher cognition occurs when he begins to feel the difference between the various sounds in relation to their creative force. Tone force manifests its pre-eminent activity in the air, sound force only in the watery element. Here is another example. When you designate some being with the word Eva, and then wish to express something more, something that is related to this word as the spiritual is to the material, you can apply the reflected image, Ave. This sequence of syllables by which the Virgin is addressed actually affects in the human organism the exact opposite of the word Eva. Here we also find the reason for another variant of E-v-a; place a j before Ave, and you have Jave. When progressing to higher cognition, penetrating the secret of sound, you can learn to know all the connections between Jave and Eva. You will know what a higher being of the order of Archangel has inspired in man. The truth concerning the nature of speech is that it is based upon a real sense, the sense of sound. Speech did not arise arbitrarily. It is a spiritual product, and in order to perceive it in its spiritual aspect we have the sense of sound, which in a systematic enumeration of the senses is exactly as justified as the others. There are still deeper reasons why the senses must be listed in just this manner. In the next lecture we will ascend to the sense of concept and the higher senses in order to understand the microcosm anthroposophically. |
115. Wisdom of Man, of the Soul, and of the Spirit: Higher Senses, Inner Force Currents and Creative Laws in the Human Organism
26 Oct 1909, Berlin Translated by Samuel P. Lockwood, Loni Lockwood Rudolf Steiner |
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115. Wisdom of Man, of the Soul, and of the Spirit: Higher Senses, Inner Force Currents and Creative Laws in the Human Organism
26 Oct 1909, Berlin Translated by Samuel P. Lockwood, Loni Lockwood Rudolf Steiner |
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In the last lecture we dealt with the sense of speech, and today we will examine the sense of concept. The term “concept” is, of course, not intended here as pure concept, but in its everyday meaning. That is, I hear a word spoken and I visualize its meaning. This sense could also be called the sense of visualization.1 In order to understand how this sense comes about we must glance back once more to the sense of tone or hearing and to the sense of speech or sound, asking ourselves what it means “to have a sense of speech.” How does the perception of sound2 come about? What particular process takes place when we perceive a sound like “a” or “i”? To grasp this we must understand the apparatus of sound perception, and we will give a few indications that you will be able to substantiate later. In music we distinguish between the single tone, the melody, and the harmony. Harmony implies perception of tones occurring simultaneously, melody calls for the mental co-ordination of a sequence of tones. The mechanism of sound perception can be comprehended by studying the relation between the tonal element in sound and sound itself. Suppose we could raise into consciousness what we accomplish subconsciously in perceiving sound. We would then no longer be dealing merely with a sense perception but with a judgment, with the formation of a concept. If we were able, in hearing a melody, so to crowd the single tones in time as to perceive them simultaneously, to cause past and future to coincide; if in the middle of a melody we already knew what was to follow, knew this so vividly as to draw the future into the present, then we would have consciously converted the melody into a harmony. We are not able to do that, but what we cannot execute consciously actually takes place unconsciously in the sense of sound. When we hear an “a” or an “i” or other sounds, a subconscious activity momentarily transforms a melody into a harmony. That is the secret of sound; it is melody transformed into harmony. This marvelous subconscious activity proceeds in approximately the same way as the various refractions in the eye are carried out according to physical laws, which is another process we can call to consciousness after it has taken place. But this subconscious activity that instantly converts a melody into a harmony is not enough; something more is needed if the sound is to come forth. A musical tone is not a simple thing. A tone is a musical tone only by virtue of its harmonics3 (overtones) that sound with it, however faintly, in contrast to noises, which have no harmonics. In a harmony, therefore, we hear not only the separate tones but the harmonics of each tone as well. Accordingly, if we crowd a melody into a harmony, we have not only the separate notes of the melody crowded into simultaneity, but the harmonics of each note as well. Now, the final step. Through the agency of that subconscious activity, the attention of the soul must be distracted from the fundamental tones of the melody. These must in a sense be aurally disregarded, and only the harmony created by the harmonics be comprehendingly heard. A sound comes into being when a melody is transformed into harmony and then the fundamentals disregarded, attention being directed exclusively to that harmony of the harmonics. What these harmonics then yield is the sound “a,” “i,” etc. In this way we have explained sound perception as taking place in the same way that sight does in the eye. The next question is difficult but important. How does the perception of visualization come about? How does it happen that when we hear a word we understand its meaning by means of the word itself? That this is a question by itself can be seen from the fact that in different languages the same thing is designated by different sounds. While the sound we hear is a different one in every language (amor and Liebe), it nevertheless points the path to an identical underlying conception. Whether the word used is amor or Liebe, it appeals to the sense of visualization underlying it. This underlying sense of visualization is always uniform, regardless of all the differences in the sound formations. But now, how is this perceived? In studying this process, the perception of visualizations or conceptions, we should keep in mind our premise that conceptions reach us by way of sounds. To enable a conception to come about, attention must be still further diverted; the whole harmonic series must be ignored. At the moment when the soul as well is unconsciously distracted from the harmonics, we perceive what has incorporated in the sounds, what pertains to them as conception or visualization. This implies that the visualization reaching us through sounds—the visualization that, as something universally human, pervades all sounds and languages—comes to us slightly colored, toned down. Incorporated in this harmonic series, which creates the timbre and intensity and the various sounds in the different languages, which vibrates into the human organism, are the Folk Spirits. These manifest themselves through the sounds of the language. Language is the mysterious whispering of the Folk Spirits, the mysterious work upon the fluids, that vibrates into our organism through the harmonics. But what underlies the harmonic series is the universal human element, the common spirit of man that suffuses the whole earth. The universal spirit of man can be perceived only when each of us, from his own particular locality, ignoring the harmonics, listens for what is inaudible, for what belongs in the realm of conceptions. In the course of historical evolution, men did not acquire the capacity to comprehend what is universally human until they learned to recognize common factors by disregarding, as it were, the shades of sounds. Only in our life of conceptions can we begin to grasp the Christ Spirit in His true being. The spiritual beings whose task it is to proclaim Him in manifold forms—His messengers to whom He has assigned their missions and tasks—are the Folk Spirits of the various folk individualities. This thought has found very beautiful expression in Goethe's fragment, Die Geheimnisse. That will give a picture of what the sense of visualization is, bringing us to an important milestone. We have exhausted what we have in the way of ordinary senses, finally arriving at the study of the subconscious human activity that is able, through the force of the astral body, to push from consciousness even the harmonic series. It is the human astral body that pushes aside this harmonic series as though with tentacles. If we achieve this power over the harmonics, which means nothing else than the ability to ignore them, it signifies increased strength in our astral body. But even this does not exhaust the capacity of the astral body; it is capable of still higher achievements. In the cases we have so far discussed, the appearance of a visualization has presupposed the overcoming of an outer resistance; something external had to be pushed back. Now we find the astral body to be endowed with still more power when we learn that its astral substance enables it not only to push back what is outside, but also, when there is no outer resistance, to stretch forth, to eject, its astral substance through its own inner strength. If one is able thus to stretch forth the astral tentacles, so to speak, with no resistance present, then there appears what is called spiritual activity; the so-called spiritual organs of perception come into being. When the astral substance is pushed out from a certain part of the head and forms something like two tentacles, man develops what is called the two-petaled lotus flower. That is the imaginative sense, the eleventh. In proportion to his capacity for stretching out his astral tentacles, man develops other spiritual organs. As his ability to thrust out astral substance increases, he forms a second organ in the vicinity of the larynx, the sixteen-petal lotus flower, the inspirational sense, the twelfth. In the neighborhood of the heart the third organ develops, the twelve-petal lotus flower, the thirteenth, the intuitive sense. These three senses, the imaginative, the inspirational and the intuitive, are additional, astral senses, over and above the physical senses. Beyond these there are still higher, purely spiritual senses, but let them here be merely mentioned. The question now arises as to whether these three astral senses are active only in more highly developed, clairvoyant people, or has the ordinary human being anything that can be called an activity of these senses? The answer is that everybody has them, but there is a difference. In clairvoyants these senses operate by stretching out like tentacles, while in ordinary people their effect is inward. At the top of the head, for instance, just where the two-petal lotus flower forms, there are tentacles of this kind that reach inward and cross in the brain. In other words, ordinary consciousness directs them inward instead of outward. All that is outside us we see, but not what is within us. Nobody has seen his own heart or brain, and it is the same with spiritual matters. Not only are these organs not seen, but they do not even enter consciousness. They can therefore not be consciously employed, but they function nevertheless; they are active. Here consciousness makes no decisions whatever regarding reality. These senses, then, are active. They direct their activity inward, and this impulse directed inward is perceived. When the imaginative sense pours inward there arises what in ordinary life is called outer sensation,4 outer perception of something. We can have an outer perception only because what appears in the imaginative sense works its way into us. By means of this imaginative sense we are able to “sense” a color, and that is not synonymous with seeing a color, or analogous to hearing a tone. When we see a color, we say, for instance, it is red. But through the activity of the imaginative sense we can also have a sensation connected with it—that color is beautiful or ugly, pleasant or unpleasant. The inspirational sense also directs its activity inward, and this produces a more complicated sensation: feeling. The entire life of feeling is an activity of the inspirational organ streaming inward. When the intuitive sense pours inward, thinking proper arises, that is, thought forming. So the order of the processes is: We sense something, we have a feeling connected with it, and we form thoughts about it. Thus we have ascended from the life of the senses to the soul life. Starting from without, from the sense world, we have seized hold on the soul of man himself in its activities of sentience, feeling and thought. Were we to continue along this path, examining the still higher senses that correspond to the other lotus flowers—they can hardly be called senses any more—the entire higher life of the soul would be revealed to us in their interplay. When, for example, the eight- or ten-petal lotus flower directs its psychic activity inward, a still more delicate soul activity is engendered, and at the end of the scale we find the most subtle one of all which we call pure, logical thought. All this is produced by the working of the various lotus flowers into the inner man. Now, when this inward motion is transformed into an outer motion, when the astral tentacles stretch outward and criss-cross, directing, as so-called lotus flowers, their activity outward, then that higher activity comes into being through which we rise from the soul to the spirit, where what normally appears as our inner life (thinking, feeling and willing) now makes its appearance in the outer world, borne by spiritual beings. We have arrived at an understanding of the human being by ascending from the senses by way of the soul to what is no longer in him, to spirit acting from without, which belongs equally to man and to surrounding nature, to the whole world. We have ascended to the spirit. As far as we have gone, I have described the human being as an instrument for perceiving the world, experiencing it with his soul and grasping it spiritually. I have not described something finished, but something that is active in man. The whole interplay of forces and activities of the senses, the soul, and the spirit is what shapes the human being as he stands before us on earth. How does this come about? We can give but brief intimations, but such as we find substantiated on all sides. What we see before us in observing a human being merely with our senses really does not exist at all; it is only an optical illusion. Spiritual-scientific observation actually perceives something quite different. Remember that sensibly we cannot perceive ourselves completely. We see but a part of our surface, never our back or the back of our head, for example. But we know, nevertheless, that we have a back, and we know it by means of the various senses, such as the sense of equilibrium or of motion. An inner consciousness tells us of the parts we cannot perceive externally. Indeed, there is a great deal of us that we cannot perceive unless the appropriate organs are developed. Let us further consider the portion of the human being that he himself can perceive sensibly—with the eye, for instance—and let us delimit it. Through what agency is he to perceive it? Actually, all that we can see of ourselves with our eyes we perceive through the sentient soul; the sentient body would not be able to perceive it. It is the sentient soul that really comprehends. The portion of the human being that he sees with his eyes, which the sentient soul confronts, is nothing but the image of the sentient body, the outer illusion of the sentient body. We must, of course, extend the concept a bit to cover those portions of the body we can touch though not see, but there, too, we have the image of the sentient body. Perception comes about through other activities of the sentient soul. The latter extends to every point at which outer perception occurs, and what it perceives there is not the sentient soul but the illusion of the sentient body. Could we perceive this, we would see that astrally something endeavors to approach but is pushed back. This image of the sentient body comes about as follows. From back to front there is co-operation of the sentient soul and the sentient body. When two currents meet, a damming up occurs, and thereby something is revealed. Imagine you see neither current, but only what results from the whirling together of the two. What shows as a result of this impact of the sentient soul thrusting outward and the sentient body pressing inward from without, is the portion of our external corporeality that the eye or other outer sense can perceive. We can actually determine the point on the skin where the meeting of the sentient soul and sentient body occurs. We see how the soul works at forming the body. We can put it this way. There is in the human being a cooperation of the current passing from back to front and the opposite one, resulting in an impact of sentient soul and sentient body. In addition to these two currents there are those that come from the right and from the left. From the left comes the one pertaining to the physical body; from the right, the one pertaining to the etheric body. These flow into each other and intermingle to a certain extent, and what comes into being at this point is the sensibly perceptible human being, his sensibly perceptible exterior. A perfect illusion is brought about. From the left comes the current of the physical body, from the right that of the etheric body, and these form what appears to us as the sensibly perceptible human being. In like manner we have in us currents running upward and downward. From below upward streams the main current of the astral body, and downward from above the main current of the ego. The characterization given of the sentient body as being bounded in front should be understood as meaning that it operates in a current upward from below, but that it is then seized by the current running forward from the rear, so that in a certain sense it is thereby bounded. But the astral body contains not only the one current that runs upward from below as well as forward from the rear, but also the other one running backward from the front; so that the astral body courses in two currents, one upward from below and the other backward from the front. This gives us four intermingling currents in the human being. What is brought about by the two vertical currents? We have one current running upward from below, and if it could discharge unobstructed we would draw it thus as in the diagram, but this it cannot do. The same is true of the other currents. Each is held up, and in the center, where they act upon each other, they form the image of the physical body. Actually, it is due to the intersection and criss-crossing of the currents that the threefold organization of man comes into being. Thus the lower portion that we ourselves can see should be designated as the sentient body in the narrower sense. Higher up lies what in the narrower meaning we can call our senses. This portion we can no longer perceive ourselves, because it is the region where the senses themselves are located. You cannot look into your eyes but only out of them, into the world. Here the sentient soul, or its image, is active. The face is formed by the sentient soul. But the two currents must be properly differentiated. The lower currents, streaming from all sides, are held down from above, and this lower part we can designate the sentient body. Below, the impulses proceed largely from without; while above, it is principally the sentient soul that makes itself felt. From above there streams the ego, and at the point where this current is strongest, where it is least pushed back by the other currents, the intellectual soul forms its organ. Now, in addition to this ego current we have one from left to right and one from right to left. Again the whole activity is intersected. There is further a current running through the longitudinal axis of the body, effecting a sort of split up above. At the upper boundary a portion of the intellectual soul is split off, and this is the form of the consciousness soul. There the consciousness soul is active, extending its formative work into the innermost man. Among other things, it forms the convolutions in the grey matter of the brain. The nature of this spiritual being helps us to understand what exists in man as form. That is the way in which the spirit works on the form of the human body. It evokes all the organs plastically, as the artist chisels a figure out of stone. The structure of the brain can be comprehended only with the knowledge of how these separate currents interact in man; what we then see is the joint activity of the various principles of the human being. Now we must go into a few details in order to show how these facts can be fruitful when they will have become the common property of a true science. We have learned that up above there came into being the organs of the consciousness soul, the intellectual soul, and the sentient soul. The ego acts downward from above; the main portion of the astral body, upward from below. In their mutual damming up, a reciprocal action takes place that extends along the whole line, so to speak; it forms the longitudinal axis of the body, and the effect of this will be a different one at every point of the line. When the ego, for instance, is called upon to perform a conscious act, this can only be done at the point where the sentient soul, the intellectual soul, and the consciousness soul have developed their organs. Through the intellectual soul, for example, reasoning comes about, and a judgment must be localized in the head because it is there that the appropriate human forces find expression. Now let us assume that such an organ is to come into being, but one in which no reasoning takes place, in which the intellectual soul has no part, an organ independent of the work of sentient, intellectual and consciousness souls, in which only the physical, etheric and astral bodies and the ego have a part—an organ in which an impression received from the astral body is immediately followed by the reaction of the ego, without reasoning. Suppose that these four members of the human being—astral body and ego, etheric body and physical body—are to cooperate without any delicate activity such as reasoning or the like. What would be the nature of an organ in which these four currents work together? It would have to be an organ that would not reason. The reaction of the ego would follow directly, without reasoning, upon the impression received by the organ in question from the astral body. That would mean that the ego and the astral body act together. From the astral body a stimulus proceeds to the ego, the ego reacts upon the astral body. If this is to be a physical organ it must be built up by the etheric body. From the left would come the current of the physical body, from the right, that of the etheric body. They would be dammed up in the middle and a condensation would result. In addition, the currents of the ego and the astral body, from above and below respectively, would undergo the same process. If we draw a diagram of such a structure, where in one organ the currents of the physical and etheric bodies are dammed up against those of the ego and astral body, the result is nothing less than the diagram of the human heart with its four chambers: ![]() That is the way the human heart came into being. When we consider all that the human heart achieves—the co-operation of the physical, etheric and astral bodies and the ego—it will be borne in upon us that the spirit had to build the human heart in this way. Here is another example. We have learned that in visual activity there is really a subconscious thought activity present. Conscious thought activity comes about only in the brain. Well, how must the brain be built in order to make conscious thought activity possible? In the brain we have the outer membrane, then a sort of blood vessel membrane, then the spinal cord fluid, and finally the brain proper. The latter is filled with nerve substance, and when sense impressions are communicated to this nerve substance through the senses, conscious thought activity arises. The nerve substance is the outer expression of conscious thought activity. When an organ is to be created in which not a conscious but a subconscious reaction to an external impression is to take place, it would have to be built in a similar way. Again there must be a sheath and something like a blood vessel membrane against the back. The spinal cord fluid must dry up and the whole brain mass be pushed back to make room for a subconscious thought activity undisturbed by a nervous system. Were the nerve substance not pushed back, thinking would take place there; when it is pushed back, no thinking can take place. Thus an external impression is first digested by subconscious thinking on the part of those portions not interlaced by the nervous system, and only later does it penetrate to the instrumentality of sentience, feeling and conscious thought. The result of this pushing back of the brain, so to speak, to the rear wall is that the brain has become an eye. The eye is a small brain so worked over by our spirit that the nerve substance proper is pushed back to the rear wall of the eye and becomes the retina. That is the way nature's architects work. A single plan governs in building really all of the sense organs; it is merely modified in the case of each organ as occasion demands. At bottom, all sense organs are small brains formed in different ways, and the brain is a sense organ of a higher order. There is one more detail to be studied, but first we will interpolate a few elucidating remarks in the nature of theoretical cognition, which in turn will clarify the standpoint of anthroposophy. We have said that the standpoint of anthropology lies below, among the details of the sense life, that theosophy stands upon the summit, and anthroposophy half-way between the two. In a general way, anyone can become convinced of the existence of the sense world by means of his senses, and with his mind understand the laws governing there. For this reason most people believe unhesitatingly anything resembling their sense experiences, which can be checked. It could easily be demonstrated that formally there is no difference whatever between the spiritual scientist's statements concerning the existence of spiritual worlds and the belief that there was such a person as Frederick the Great. Formally there is no difference between the belief that there are Spirits of Will and the belief that there was a Frederick the Great. When someone constructs for you the life of Frederick the Great from external data, you believe that there was a person with the attributes set forth. The human being gives credence to what is told him, provided it resembles what he finds in his own environment. The spiritual investigator is not in a position to deal with such things, but it is none the less true that there is no difference in the attitude assumed toward such communications. We have described the standpoints of anthropology and of theosophy. Ours is between the two. A feeling of confidence and faith in theosophy's message is fully justified by our sense of truth; there is such a thing as well-founded acceptance of theosophic truths. Coming to the third possibility, the standpoint lying between the other two, we find that from this vantage point we can distinguish intelligently that there is a sense perception; I believe because I can see it. There is a spiritual perception; I believe because the spiritual scientist tells me it is there. But there is a third possibility. Here is a hammer; my hand grasps it, picks it up, and raises it from the horizontal to the vertical position. We then say that it was moved and raised by my will. That will not strike anybody as remarkable, for we see the underlying will embodied in the man that raises the hammer. But supposing the hammer were to raise itself up, without being touched by a visibly incorporated will. In that case it would be foolish to imagine such a hammer to be the same as other hammers. We would have to conclude that something invisible was at work in the hammer. What conclusion would we draw from this embodiment of a will or other spiritual force? When I see something in this world acting as it could not act according to our knowledge of the laws of outer form, I am forced to conclude that in this case I do not see the spirit in the hammer, but it is reasonable to believe in it; in fact, I should be a perfect fool not to believe in spiritual activity. Suppose you are walking with a clairvoyant and encounter a human form lying motionless by the way. With the ordinary senses it might be impossible to determine whether it was a living being or a cardboard dummy, but the clairvoyant would know. He would see the etheric and astral bodies and could say that that is a living being. You would be justified in believing him, even though you could not perceive the etheric and astral bodies yourself. But now the figure stands up, and you see that the spiritual scientist was right. That is the third possibility. Now I will tell you a case that you can observe and verify in ordinary life—close at hand in one sense, though not in another. We have considered the various currents in the human being and found them to run as follows:
The ego, then, acts downward from above; so how would its physical organ have to lie? The physical organ of the ego is the circulating blood; and the ego could not function downward from above without an organ running in the same direction in the human body. Where the main direction of the blood-stream is horizontal, not vertical, there can be no ego, as in men. The main direction of the blood-stream had to raise itself in man to the vertical in order to enable the ego to lay hold on the blood. No ego can intervene where the main blood-stream runs horizontally instead of vertically. The group ego of animals can find no organ in them, because the main blood-line runs horizontally. Through the erection of this line to the vertical in man, the group ego became an individual ego. This difference between men and the animals shows how erroneous it is to set up a relationship inferred from purely external phenomena. That act of rising from the horizontal to the vertical is an historic incident, but it could no more have taken place without an underlying will, without the co-operation of spirit, than the raising of the hammer could have done. Only when a will, a spiritual force, courses through the blood can the horizontal line pass over into the vertical, can the upright position come about and the group soul rise to become the individual soul. It would be illogical to recognize the spiritual force in one case, that of the hammer, and not in the other, in man. That is the third possibility, a middle way of conviction, as it were, through which we can verify all theosophic truths. The deeper we penetrate into these matters, the clearer it becomes that this middle path to conviction is universally applicable—this middle way that fructifies ordinary experience through spiritual science. External research will be stimulated by spiritual science. Comparing the results of genuine spiritual-scientific research with outer phenomena, we are forced to the conclusion that all external processes are really comprehensible only if we take into account, without prejudice, the experiences of spiritual science. Thus to observe the world without prejudice, that is the standpoint of anthroposophy. It receives fruitful impulses from above, from theosophy, and from below, from anthropology; it observes the facts of the spiritual world and the things of this world, and explains the latter by means of the former. The building of each of our organs can be explained through spiritual activity, just as we described the transformation of the brain into an eye, and the build of the heart. By showing how spiritual facts and earthly things are interwoven, how spiritual truths are verified in outer phenomena, anthroposophy leads to the conviction that it is senseless not to acknowledge the higher truths that spiritual science is in a position to bring us.
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115. Wisdom of Man, of the Soul, and of the Spirit: Supersensible Currents in the Human and Animal Organizations
27 Oct 1909, Berlin Translated by Samuel P. Lockwood, Loni Lockwood Rudolf Steiner |
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115. Wisdom of Man, of the Soul, and of the Spirit: Supersensible Currents in the Human and Animal Organizations
27 Oct 1909, Berlin Translated by Samuel P. Lockwood, Loni Lockwood Rudolf Steiner |
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We have been dealing with the various force currents that shape the human organism and give it form in a manner enabling us to comprehend it. If we really learn to know these formative forces, we must perceive that they could not function otherwise, that our heart, our eyes, inevitably had to become exactly what they are. We have traced the sense image of ourselves back to those super-sensible currents that flow back and forth in different directions, from above downward, from right to left, from the back forward, and so forth. At this point someone may try to catch me out by objecting that while dealing with the currents I had failed to explain a certain significant phenomenon in the human organism, that in addition to the asymmetrical organs (heart, liver, stomach, etc.) there are those that are arranged symmetrically. You might say that my description could at a pinch be accepted if the whole organism were laid out asymmetrically, but not in connection with the symmetrical organs. This objection, however, can be cleared away, too, as follows. We have learned that the physical and etheric bodies stream from left to right and from right to left respectively, that is, in the plane in which the human being is formed symmetrically. Spiritual science teaches us that the physical body is an ancient entity, stemming from the old Saturn, while the germs of the etheric body, the astral body, and the ego were prepared on the old Sun, the old Moon, and the Earth respectively. In its first appearance on Saturn the physical body was asymmetrical, conditioned by a current corresponding to the one active today from left to right, and the first germ of the etheric body was also asymmetrical, with a current from right to left. Thence development proceeds; the physical body is further formed on the old Sun, the old Moon, and so on. Had this not occurred, the physical body would have remained lopsided, asymmetrical. As it actually happened, however, the further development of the physical body and of the other members continued on the old Moon and on the Earth, during which something occurred that altered the whole previous development and brought about a turnabout, so to speak, a reversal of the direction. If the physical body were to be formed, not into a lopsided but into a symmetrical structure, the Saturn current running from left to right had to be opposed by one running from right to left. How was this brought about? By the separation of the old Sun from the old Moon. The Sun forces, which hitherto had worked on the physical body from within, acted henceforth from without, that is, from the opposite direction. The physical body, as it was constituted up to the time of the old Moon, was then influenced by the Sun from without. The etheric body experienced a similar transformation. You might ask why it is that this other side of the physical body, the result of Sun forces acting from without, is not much smaller, in a sense stunted, in comparison with the first, the older portion? It is because those beings that left the Moon and passed over with the Sun could develop stronger influences from their new sphere of action, owing precisely to this separation that meant a higher development for them. They had a more difficult task than the Saturn beings, for they had to counteract what was already developed in one direction. This condition obstructed the whole process of formation, so they had to become more powerful if they were to fulfill their task. This, in turn, necessitated their acting from the Sun during the Moon period, whereby their influence was intensified. In this way these younger but more powerful currents—from right to left—balanced the weaker ones—from left to right—and the physical body became a symmetrical structure. We will now examine more closely some important details of the effects of those force currents, remembering that the sentient body sends its forces into the human organism from the front backward, but that the emanations of the sentient soul run forward from the back. Given the existence of the physical and etheric bodies and the general background, we ask in what manner these forces proceed to build the human organism? ![]() By being dammed up, stopped by the physical body, the backward-flowing currents of the sentient body could now bore into the human organism and build divers organs into what was already there. At the same time the sentient soul works in the organism from the back toward the front. The currents of the sentient body are dammed by the physical organism and bore their way in. In this way they are obstructed by the physical body, so they really had to bore holes, as it were. In front (cf. sketch) we have the currents of the sentient body boring their way in. They form the sense organs. In the rear the formative forces are active that build the brain over them; this gives us the diagram of the human head seen in profile. The openings represent the eyes, ears, organs of smell, etc., and the brain is superimposed behind and above them. If spiritual science tells the truth, it is clear that the human head could not possibly appear different from the way it actually does. If a human head were ever to come into being at all it would have to look as it does. It does look that way, and that is evidence proffered by the world of outer phenomena itself. In that connection there is another point to mention. The work of the sentient body proceeds inward, that of the sentient soul outward, or at least, it has that tendency. As a matter of fact, it is obstructed before emerging; it remains in the physical body of the brain and emerges only at those points where previously the sentient body had, so to speak, bored the holes for the sense organs in the front of the physical body. What we find, then, is that a part of our inner life flows outward as sentient soul. The intellectual soul would not be capable of this. It is completely dammed up within, and no currents come to meet it from the opposite side. That is why human thinking takes place wholly within. Objects don't think for us; they don't show us the thoughts from without, nor bring them to us. That is the great secret of the relation of human thought to the outer world. With our sense organs we can perceive outer objects, and if these organs are healthy they do not err. The mind, on the other hand, which cannot directly contact objects, is the first inner member of the human being that can err, because its activity is completely dammed up within the brain and does not emerge. From this it follows that our thoughts about the outer world cannot be correct without an inner tendency to permit right thoughts to arise within us. What the outer world can give us is correct sense perception but not right thoughts. Thought is subject to error, and the power of right thinking is something we must have within ourselves. For the thinker this fact alone points to an earlier, prehistoric existence of man. It is incumbent upon him to form right thoughts concerning the wisdom of the outside world, but his thoughts cannot emerge or come in contact with what he perceives. Nevertheless, that wisdom must be within him as well as without; it must permeate him just as it does what surrounds him. The two currents, therefore, belong together, though they are now separated. At some time, however, they must have been united. That was before the human ego had begun to dam up the currents within us, at a time when it still received the wisdom of the world directly. There was a time when the currents of the mental soul were not held up but flowed out, and that was the time when man directly envisioned the wisdom of the world. What is now relegated to the brain as thinking was once in contact with the outer world, like our sense perception, so that man could look at his thoughts. That was a form of clairvoyance, though not a conscious one irradiated by the ego. Man must have passed through earlier stages in which he possessed a dim clairvoyance, and again it is the human physical organization itself that shows us that in bygone times he was differently constituted. Something important for practical life follows from the foregoing. In all cases involving the sense world, sense perception (apart from illusions) can be taken as truth, for there the human being is in direct contact with the outer world. But concerning all that is within him, his knowledge is limited to what he acquires by thinking. Now, the separation that exists between our intellectual soul and the objects in space, and that makes it possible for our thinking about those objects to err, does not apply to the ego. When the ego streams into us it is within us, and it is natural that we should have a voice in its activity. The meeting of the intellectual soul and the ego is what produces the purest thinking, the thinking that is directed inward. This form of thinking, having itself as the object, cannot be exposed to error in the same way as can the other kind, which is occupied with outer objects and roves about in an endeavor to form judgments by observing them. The only thing they can yield is sense perception. What we must do is meet them with concepts, as though holding up their mirrored reflection to them. Thinking is herein free from error only in so far as it is attracted to the tendency to truth. Out of a right tendency to truth we must let concepts of things, thoughts about things, rise up in us. In the first instance we can form a judgment only of such things in the outer world as are encountered by the senses. The senses themselves cannot judge what is beyond their reach; no such judgment can be arrived at from the physical plane. If the intellectual soul nevertheless does just that, unless it be guided by the inner tendency to truth, it must inevitably fall into all sorts of errors. To clarify these conditions by an illustration, let us turn to the various doctrines of the descent of man. Here we distinguish between two kinds of ancestors. You are familiar with one of them from theosophical research, which tells us of the different forms we passed through in former periods, such as the Lemurian. That is disclosed by spiritual science. We have seen how wonderfully comprehensible everything perceived by the senses becomes when we have made this teaching our very own, and it will reveal more and more. In contrast, we will now consider material research, the materialistic doctrine of descent, the crux of which is the so-called biogenetic law. According to this, man in his germinal states passes through all forms recalling animal stages, thereby repeating, in a sense, the various forms of the whole animal kingdom. At the time when this doctrine was rampant the conclusion was drawn that man really passed through these forms that thus appear in the germ state. In itself that is not erroneous because in prehistoric times man actually did develop through such forms. Fortunately, as we can say in view of the materialistic doctrine of the descent, the foresight of the gods kept this fact secret until such time as the opinions regarding it could be corrected by spiritual science. The development of man before he became outwardly perceptible on the physical plane could not have been observed. It was shrouded by the gods and withdrawn from observation, otherwise people would have evolved even wilder theories regarding it than they do now. The facts are there, but they are frequently misinterpreted because the senses that speak the truth cannot perceive them. In reasoning, however, the power of the intellectual soul becomes active, and this cannot reach what is imperceptible to the senses. In reality, the facts referred to prove the exact opposite of what people try to infer from them. Here we have a striking example of the way the power of judgment can plunge into a sea of errors when its approach to external matters is purely by way of the mind. What is shown by the fact that on a certain plane man resembled a fish? Precisely that he never was a fish; indeed, that he had no use for the fish nature, that he had to expel it before entering upon his human existence, because it in no way pertained to him. This he did in turn with all the animal forms, because they were not of his nature. He could not have become a human being if he had ever appeared on earth in one of those animal forms. He had to discard these in order to become what he did. The fact that in the germ the human being resembles a fish is the very proof that never in his whole line of descent was he like a fish or any other animal form. He had to expel all these forms because they were inadequate and he therefore must never resemble them. He had to slough off these forms, eject them. They are images he never resembled. All these forms of germinal life show shapes he never bore. Thus we can find out precisely through embryology how prehistoric man never looked. He cannot be descended from something he had expelled. To infer that he passed through these forms would be the same as to imagine that the father is descended from the son. The father is not descended from the son, nor the son from himself, but the son is descended from the father. That is one of the cases in which the mind has proved wholly incapable of thinking the facts of reality through to the end. It has exactly reversed the order of development. Certainly these pictures of the remote past are extraordinarily important, because they show us how we never looked. But that is something that can be learned even more readily in another way, namely, through realms that lie open in the sense world, that are not hidden from us. There we have all those forms—fishes and so forth—and they can be properly studied with the ordinary means of human observation. As long as men restricted themselves to observing outer objects with the senses, and did not occupy their minds with matters concealed from sense perception, they avoided arriving at false conclusions; they were rightly guided by their natural sense of truth. They would look, for instance, at a monkey and doubtless experience the queer sensation that every normal human being would have, a certain sense of embarrassment. This judgment expressed through feeling means that the monkey is really a retarded being, having remained behind in the evolution of man. This feeling is nearer the truth than is the later judgment of the erring mind because it embodies the realization that the monkey is a being that dropped out of the human current, that had to be divided off from man if the latter was to achieve his goal. The moment our fallible mind approached this fact it inverted it; instead of realizing that the monkey was eliminated from the evolutionary human current it concluded that the monkey was the starting point of human descent. Here the error comes to light. In judging external things accessible to the senses we should never forget that they are built up from within, through the agency of spiritual currents. Suppose we are observing those parts of the human being that are accessible to perception proper, or we observe part of another person that the eye can see—his face, for example. In studying this face we must not imagine it as having been built up from without. On the contrary, we must realize the need to distinguish between two currents flowing into each other, the current of the sentient body running backward from the front, and that of the sentient soul running forward from the rear. In so far as we perceive the human countenance by means of the senses, the sense image is true. That is given us by sense perception and we will not go astray there. But now the human mind joins in, at first subconsciously, and is at once misled. It regards the human countenance as something merely fashioned from without, whereas in reality, this fashioning occurred from within, through the agency of the sentient soul. What you see is not really outer body; it is the outer image of the sentient soul. Disabuse your mind of the notion that the human face might be outer body, and you will see that in truth, it is the image of the soul. A fundamentally false interpretation results from reasoning in a way that ignores the true nature of the countenance as being the outer image of the sentient soul acting outward. Every explanation of the human countenance based solely on physical forces is wrong. It must be explained through the soul itself, the visible through the invisible. The deeper we penetrate into theosophy the more we will see in it a great school for learning to think. The chaotic thinking that today dominates all circles, particularly science, finds no shelter in theosophy, which is therefore able to interpret life correctly. This ability to interpret phenomena correctly will further stand us in good stead when, in the course of our investigations, we come to phenomena that lead us out of the region of individual anthroposophy into the realm of the anthroposophy that concerns the whole of mankind. Returning once more to the sense of sound and the sense of visualization, let us ask ourselves which of these came into being first in the course of human development? Did man learn first to understand words or to perceive and understand the conceptions that came to him? This question can be answered by observing the child, who first learns to talk and only later to perceive thoughts. Speech is the premise of thought perception because the sense of sound is the premise of the sense of visualization. The child learns to talk because he can hear, can listen to something that the sense of sound perceives. Speech itself is at first mere imitation, and the child imitates long before he has any idea of visualization whatever. First the sense of sound develops, and then, by means of this, the sense of visualization. The sense of sound is the instrumentality for perceiving not only tones but also what we call sounds. The next question is how it came about that at one time in the course of his development man achieved the ability to perceive sounds and, as a result, to acquire speech? How was he endowed with speech? If he was to learn to speak, not just to hear, it was necessary not only that an outer perception should penetrate, but that a certain current within him should flow in the same direction as that taken by the currents of the sentient soul when they press forward from the rear. It had to be something acting in the same direction. That was the way in which speech had to originate, and this faculty had to appear before the sense of visualization, before man was able to sense the conception contained in the words themselves. Men had first to learn to utter sounds and to live in the consciousness of them before they could combine conceptions with them. What at first permeated the sounds they uttered was sentience. This development had to take place at a time when the transposition of the circulatory system had already occurred, for animals cannot speak. The ego had to be acting downward from above with the blood system in a vertical position. As yet, however, man had no sense of visualization, consequently no visualizations. It follows that he could not have acquired speech through the agency of his own ego, but rather, he received it from another ego that we can compare with the group ego of animals. In this sense speech is a gift of the gods. It was infused into the ego before the latter itself was capable of developing it. The human ego did not yet possess the organs needed to give the impulse for bringing about speech, but the group ego worked from above into the physical, etheric and astral bodies, and as it encountered an opposing current, a sort of whorl came into being at the point of contact. A straight line drawn through the center of the larynx would indicate the direction of the current employed by the speech-giving spirits, and the larynx itself represents the physical substance, the dam, that resulted from the encounter of the two currents. That accounts for the peculiar shape of the human larynx. It was under the influence, then, of a group soul that man had to develop speech. In what manner do group souls operate on earth? In animals the current of the group soul passes through the spinal cord horizontally, and these force currents are in continual motion. The force currents running downward from above move constantly around the earth, as they did around the old Moon. They don't remain in one spot but move around the earth retaining their vertical direction of influence. If men were to learn to speak under the influence of a group soul, they could not remain in one place, they had to migrate. They had to move toward the group soul. Never could they have learned to speak if they had remained in one spot. What direction, then, would men have to take if they were to learn to speak? We know that the etheric currents flow from right to left and the physical ones from left to right, and this is the case not only in man but on the earth as well. Now, where are the group souls that endow man with speech? Let us look at the earth in its peculiar development. Man learned to speak at a time when his outer structure was already complete. Strong currents were therefore needed because the larynx had first to be transformed from a soft substance that in no way resembled a larynx. This called for special conditions on earth. Suppose we stand facing east. There flow in us from left to right the currents connected with the formation of the physical body. This current exists outside us as well; it was present during the formation of the earth. Running from north to south are those strong currents that produce solid physical matter. From the other direction, from the south, flow the etheric currents that lack the tendency to solidify the earth. This explains the lopsidedness, the lack of symmetry on the earth. In the northern hemisphere we find the great continents, in the southern, the vast oceans; the tendency of the earth was asymmetrical. From the south the current acts that is of the same nature as the one that runs from right to left in man, but while the current from back to front streams outward, the one from front to back originates in the sentient body and enters the sentient soul. With all this in mind we understand why the attainment of speech called for a current passing outward from within; this current had to encounter a group soul current in order that the two could be dammed up in man's own organism. Man had to move toward a current that could act upon his astral element. He could therefore go neither toward the north nor toward the south, but had to take a direction at right angles to these. It was latitudinally that man had to proceed when he was acquiring speech, that is, from east to west. At that time he inhabited ancient Lemuria, where today we have the ocean lying between Asia and Africa. Thence, in order to learn to speak, he migrated westward into old Atlantis, to meet the group soul that was to engender speech in him. There he had to develop the organism suitable for speech, and thus it was in old Atlantis that he learned to speak. The next step was to develop the sense of visualization by means of the speech man had acquired, but in order to do this he could not continue in the same direction. He had to proceed in a way that would cause the same current to act from the opposite direction. Recall here what was said in the last lecture concerning the origin of sound and of visualization. Sound comes into being when we subconsciously convert a melody into a harmony, ignore the fundamentals themselves, and mentally hear only the harmony produced by the harmonics (overtones); visualization arises when we push back and disregard this harmony of the harmonics as well. So, if we are to develop the sense of visualization, we must destroy on the one hand what we had built up on the other. We must face about and proceed in the opposite direction. One element of speech has to be suppressed, the harmonics must be pushed back, if we are to develop visualization. The old Atlanteans had to face about and migrate eastward; by doing this they were able effectively to develop the sense of visualization. This could not have been accomplished if they had continued westward. It was the tragic fate of the American aborigines to migrate in the wrong direction. They could not hold their ground, but had to yield to those who had migrated properly and returned to them only later. In this way a great deal becomes clear. When we know the secret of those currents that fashion man and the earth we can understand the organization of the earth, the distribution of oceans and continents, the migrations of men. Anthroposophy leads us into that life through which the outer world becomes transparent and comprehensible. Evolution proceeds. Humanity was not destined to stop at visualizations but to achieve concepts as well, and in order to accomplish this it had to ascend from mere visualizations to the soul life proper. After the sense of visualization, the sense of concepts had to be developed, and again a new direction had to be taken. In order to gain the life of visualizations, humanity—or as much of it as comes into consideration—moved eastward, but pure concepts could be acquired only by returning in a westward direction. We could similarly present the migrations of peoples in the four post-Atlantean periods from an anthroposophical viewpoint, and you would see a wondrous interplay of spiritual forces at work upon the whole shaping of man, and of what comes to expression in forming the earth. But this is not the end. We have dealt with the currents running downward from above, forward from the rear, etc., but in a sense we now appear to have reached a dead end. Spiritual science, however, discloses higher forces holding sway above the capacity for visualization and forming concepts, that is, the imaginative, the inspirative, and the intuitive senses. We have learned that as a rule these stream inward, but in clairvoyants, outward. All these currents must operate too, and for that purpose must develop the necessary organs. So we ask how they do this? How do they live and operate in the physical human being? In order to answer this question we will first consider a force possessed only by the human being, not by animals: the inner soul force of memory. Animal memory is a pure figment of the scientists' imagination. Animals have no memory; they merely manifest symptoms to be explained by the same principle as those of human memory. In order to produce human memory, the main position of animals would have to be raised to the vertical, so that the ego could stream in. Since their principal position is horizontal, they can have no ego. But in certain animals the forward part of the body is in the same position as that of the human being, hence it can act intelligently, although this intelligence is not permeated by an ego. This is the beginning of a vast region of misconceptions. When an animal manifests a capacity similar to that of memory and acts intelligently, nothing more is proved by these facts than that a being can be guided by an intelligence without being intelligent itself. Phenomena resembling memory can appear in the animal world, but not memory itself. In memory we see something special, something quite different from what we find in mere intelligent thinking, for example, or in visualization. The essence of memory lies in the retention of a visualization we have had; it is still present after the act of perception has passed. The repetition of an action previously performed is not memory. A clock would in that case be endowed with memory, for it does today exactly what it did yesterday. If memory is to come about, the ego must seize a conception and retain it. If the ego is to seize a conception in this way, an organ must be formed for the purpose, and this is accomplished as follows. Out of its own essence the ego must engender special currents and must pour and bore these into the various horizontal currents already active minus the ego. The ego must overcome currents. When a current appears running inward from without, the ego must be able to produce within itself a counter-current. That the ego was originally not capable of this we learned when studying the origin of speech; then the group ego had to co-operate. But when the soul life proper commences, beyond visualization, when a higher faculty such as memory is to be developed, the ego must activate new currents independently, currents that bore into others already there. Of this process the ego is clearly aware. In developing the senses up to and including visualization, this activity of the ego is not required, but when a higher activity is to be brought about, the ego must oppose the currents already functioning. This becomes manifest through the addition of a fourth phenomenon to the three currents at right angles to each other in space. This boring in of the ego becomes perceptible in the consciousness of time, and that is why memory is linked with temporal conceptions. We do not follow time in any spatial direction, but into the past. The direction of the past is bored into the directions of space. That is what occurs in all that the ego develops out of itself. Through spiritual science we can even indicate the current that comes into play when the ego evolves memory. It runs from left to right, and when habits are developed by the ego, the currents run from left to right as well. The ego bores its way into the opposing currents, those that were formed without the ego. Here the law is exemplified that tells us that the higher activities of the soul always have currents running in the opposite direction from that of the next lower activity. To gain inner contact with the ego, the intellectual soul had to develop up to the ego plane. Now we ascend to the consciousness soul. When this functions consciously its active current runs in the opposite direction from that of the intellectual soul, which is still able to function subconsciously. Under certain earthly conditions the following law in human evolution can be proved. Learning to read is an intelligent activity, but one that does not necessarily proceed from the consciousness soul. The idea of learning to read and write occurred to men before the consciousness soul was developed. Reading by means of the intellectual soul had its inception in the Greco-Latin epoch. Then followed the ascendancy of the consciousness soul, and the direction of the current had to be reversed. Arithmetic could only develop with the consciousness soul. The European peoples read and write from left to right, but they figure from right to left, as in adding. It will be seen from this how the currents of the intellectual soul and of the consciousness soul overlap, and we can actually understand the nature of the European peoples by pondering the matter. But there have been other peoples with other missions. They were advance guards, so to speak, and their task was to develop, or at least prepare, the feature of the intellectual soul that the European peoples, who had postponed their cultural development, did not evolve until after the consciousness soul had become active. Those were the Semitic peoples, who write from right to left. They were the peoples who were to prepare in advance the later period of the consciousness soul. In such considerations we find the means for comprehending all cultural phenomena on earth. We shall learn to know everything of that sort, down to the letter formations of the various languages. The reason why peoples write from top to bottom, from right to left or from left to right follows from an understanding of the underlying spiritual facts. It is the mission of spiritual science to see that light dawns in the minds of men, and that the obscure becomes clear. |
115. Wisdom of Man, of the Soul, and of the Spirit: The Elements of the Soul Life
01 Nov 1910, Berlin Translated by Samuel P. Lockwood, Loni Lockwood Rudolf Steiner |
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115. Wisdom of Man, of the Soul, and of the Spirit: The Elements of the Soul Life
01 Nov 1910, Berlin Translated by Samuel P. Lockwood, Loni Lockwood Rudolf Steiner |
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At the General Meeting last year you heard a course of lectures on Anthroposophy. This year I shall deliver a series entitled, Psychosophy, from a similar point of view, and later on it will be necessary to give a third course on Pneumatosophy. In this way the three cycles will combine and form a bridge connecting the three worlds in which we live. This will close the circle that takes us in a roundabout way back to our starting point.1 Psychosophy is intended as a study of the human soul starting with what it can itself experience here in the physical world, but then ascending to higher realms in order to show that the life we encounter and can observe in the physical world leads up to glimpses of a higher soul life, from which the light of theosophy will come to meet us, as it were. A variety of considerations will occupy us during these lectures. Beginning with apparently simple matters, we will ascend to a contemplation of those phenomena of the soul life that we call attention, memory, passions, emotions. We will consider the realms of the true, the good and. the beautiful. Then we will examine the phenomena that affect human life beneficially or harmfully, out of which arise actual causes of sickness that at the present time intervene and influence our soul lives. This will bring us to the point where the psychic element enters our physical life, our daily work. We shall have to study the interaction of bodily weal and woe, and the forms of the soul life. Our observations will lead us up to the high ideals of human society, and we will consider phenomena of our daily life, such as the origin of means for passing the time and how these, in turn, affect the soul life and reveal themselves in manifold concatenations. Then the curious effects of boredom and much else will be presented, as well as remedies for poor memory, lack of forceful thinking, and the like. You will readily understand that a detailed exposition of the soul life calls for consideration of the adjacent realms. Theosophy, of course, has provided you with ready mental images for relating the soul life of man to other realms. You are familiar with the organization of the nature of man as body, soul, and spirit, from which it is natural to infer that the soul life comes in contact on the one side with the bodily life and on the other with the spiritual life. This is the step that leads up from anthroposophy to psychosophy, and at some future time we must ascend from psychosophy to pneumatosophy. If we would study this soul life by itself, within its two boundaries, we must ask what it is. Well, all that we are accustomed to call the outer world, all that we see before and about us—animals, plants, minerals, clouds, rivers—whatever we encounter on the physical plane, we do not include in our soul life, no matter what mental pictures we may add to our perceptions. A rose, when encountered on the physical plane, is not a part of our soul life, but when the rose gives us pleasure, when it stimulates something like gratification in our soul, this fact then pertains to our soul life. To meet a person and to form a conception of his hair, his expression, etc., is not a function of the soul life, but to take an interest in him, to feel love or antipathy for him, that is an experience of the soul. That is the way in which matters pertaining to the soul must be characterized. Now let us turn to something different. Suppose we are watching a man carrying out some action that induces the feeling in us of a good deed, morally laudable. A psychic experience of that sort comprises something more. Here it is not a question of how the action arose, nor even of whether we were moved by love or hate in estimating it; we find something beyond what has thus far been characterized. As soon as we judge an act to be good or bad, higher interests play a part. When we call an act good, we know that it would be wrong for this quality to depend upon our verdict. We must dissociate our personality from the question of whether an act is good or bad. True, the verdict must arise in us, but independent of ourselves. Nothing in the outer world can tell us that the act is a good one; the verdict must come about within ourselves, but uninfluenced by love or hate. In all such inner experiences that nevertheless have a significance independent of our inner frame of mind, so that it is immaterial whether we pass judgment or not—in all such experiences the spirit plays a part in the human soul. Thus we have characterized the relation of the soul to the outer world by reviewing these three cases precisely from the outer world. Summing up, first, we observe something as pertaining to the outer world: the rose. Second, we experience something in connection with it: pleasure. Third, something arises in us, but something that must be independent of us: judgment (good or evil). The outer world must reveal itself to the soul by way of the body. Soul experiences take place wholly within us, and the spirit declares itself within the soul. The point is to keep firmly in mind that the soul flows and ebbs in inner facts. It now remains to find something through which the character of our soul life is brought to our consciousness from within as well. Thus far we have considered the soul life as it is bounded from without. Now we shall see how it can be characterized from within, disregarding what is adjacent, and clearly expressing in a conception what we mean by the pure soul principle. We must acquire a mental picture of the nature of the soul as it has its being on the physical plane. The basic character of pure soul, of pure psychic experience, can be described in two ways. Speaking accurately in regard to earthly conditions, and indicating the inner phenomena of the soul life exactly as far as its boundaries, there are in the first instance two conceptions that we can apply to man's pure soul experiences and to nothing else. The inner phenomena of the soul life—its inner fluctuation—clearly indicate its boundaries, and the attributes of these boundaries must be mentioned. My next task will therefore be to characterize these inner phenomena of the soul life, and this, as I said, can be done in two ways. We will devote today's lecture to gathering conceptions, but never mind; it will greatly help us to understand phenomena that concern us intimately. It is a matter of gleaning hints that are extraordinarily important in connection with the soul life, whether healthy or diseased. One conception by which the pure soul principle can be characterized is reasoning. Reasoning is one activity of the soul, and all remaining psychic experiences can be summed up in what we may call the inner experiences of love and hate. Rightly understood, these two conceptions—reasoning, and love and hate—comprise the entire inner soul life. Everything else denotes something that derives from without through the body or from within through the spirit. We shall see how fruitful a careful study of the two psychic activities can become. Everything pertaining to the soul, then, is either reasoning or living in love and hate; at bottom these two conceptions are the only pure soul activities. Reasoning on the one hand, loving and hating on the other—these are the forces of the soul life exclusively pertaining to it. If we are to understand each other aright with regard to these two basic forces of the soul, it behooves us to visualize clearly first, the significance of reasoning within the soul life, and then, the role played in the soul life by love and hate. I refer to reasoning not from the standpoint of logic, but of the activity comprising the inner soul process of reasoning; not judgment, but the activity, reasoning. If you are led to concede that the rose is red, you have reasoned; the activity of reasoning is involved. If you are inwardly constrained to say that the rose is red, that man is good, the Sis-tine Madonna is beautiful, that steeple is high, you are dealing with activities of the inner soul life that we designate as reasoning. Now, how about love and hate? A little introspection will show you that we do not pass by the outer world in such a way that our soul remains untouched by the majority of external phenomena. Passing through a landscape you see cloud-capped mountain peaks, and you experience joy in your soul. What underlies this is that you love what you experience through this landscape. Whatever exists of joy or horror in an experience, that is love or hate. If love or hate hides in many kinds of soul experiences, that is merely because these accompany us incessantly from morning to night. If you see someone committing an evil deed and are repelled by it, you have a hidden experience of hate, exactly as you have when you turn from a malodorous flower. Love and hate accompany the soul life continually and so does reasoning. If we now observe an important concomitant of reasoning, we can learn to know the phenomena of the inner soul life better still. It is this, that all reasoning has an effect in the soul life, and this fact is the key to the soul life. By forming the judgment, “the rose is red,” “that man is good,” you retain a result in the soul. It can be characterized this way: When you have given the verdict, the inference is the conception, “the red rose,” “the good man.” The verdict “the rose is red” has been transformed into the conception “the red rose.” As a being endowed with soul, you then continue to live with this conception. Every judgment is a confluence of conceptions. Here we have, on the one hand the rose, on the other, red. These flow toward each other and combine in the conception “the red rose,” which you carry with you in your further soul life. This may sound dry, but it is indispensable for an understanding of the soul life. Neither the soul life nor its relation to the higher planes could be accurately comprehended without the knowledge that judgments converge into visualizations. Experiences of love and hate, on the other hand, do not give rise to the question of how do they converge, but rather as to where they arise. In the case of reasoning, the question is, Whither? and the answer is. Toward the conception. But with regard to love and hate the question is. Whence? We will always find one impulse in soul experiences themselves that gives rise to love and hate, an impulse that breaks into the soul life from another quarter, as it were. All love and hate can finally be traced back to what within the soul life we call desire. Entering from another direction and underlying love and hate, as these manifest themselves in the soul, desire can always be found streaming into our soul lives. Into one side of it flows desire, manifesting itself in love and hate. On the other side the activity of reasoning leads to visualization. Desire is something you can easily recognize as arising naturally out of the inner soul life. The external cause of it may not at all be known to you, but you do know that it appears in your inner soul life, and that invariably love and hate result. In like manner you realize that your verdict “the rose is red” arises in the soul, but when this verdict has culminated in a visualization, the latter must have external validity. Reasoning takes place in the soul; it arises out of the inner life. We can put it this way: primarily, desire—for reasons not known to us today—manifests itself in the soul and expresses itself in love and hate. But in the same way—also for unknown reasons—the soul is impelled to permit judgment to enter from the wellspring of its own being, and provided the verdict has been arrived at in a certain way, the visualization must be valid for the outer world. It will seem strange to you that I should be so prolix in expounding the elementary concepts of the soul life. You may think that these matters could be skipped over more rapidly, and indeed, they could, but just because these relationships remain largely unnoticed in scientific circles, error after error is committed. I will mention one prime error common today. By drawing far-reaching conclusions, those guilty of this error become entangled in misconceptions; they start from entirely false premises. In many books on physiology you can find the statement that the raising of a hand or leg is brought about by the fact that we have two kinds of nerves. Those that run from the sense organs to the brain or the spinal cord and that transmit messages to the brain, so to speak, are supposed to be contrasted with another set, called motor nerves, as against the sensory or perceptive nerves. According to this theory, when an object is seen, the message of the sense organ is first carried to the brain, where the stimulus thus exerted is supposed to stream out into a nerve that leads to a muscle, and only then does the impulse arise that entails motion. According to spiritual science, however, that is not the case. What is called the motor nerve does, in fact, exist as a physical unit, but it does not serve to instigate the motion. It serves only to enable us to perceive the motion ourselves, to check up on it, to bring our own movement to consciousness. Just as the optic nerve, through which we perceive an external event, is a sensory nerve, so the muscle nerve leading to the hand is also a sensory nerve, whose function is to keep track of the movement of our hand. This example of faulty scientific thinking is a prime error that has poisoned all physiology and psychology. Our task is clearly to understand the role played by these two elements of the soul, reasoning, and love and hate. They play an enormous role, for the entire soul life runs its course in manifold combinations of these two elements. We should misconstrue this soul life, however, if we failed to allow for extraneous forces, not properly psychic, that constantly enter in across the border. The first example that occurs to us, to be met with everywhere in daily life, around which, indeed, our everyday soul life is built, is that of sense experiences. These are the various experiences brought about by the ear, the eye, the tongue, the nose, etc. What we experience through our sense organs we take into our soul, in a way, and there it lives on. With this in mind we can actually speak of our soul reaching as far as a certain boundary, which is the boundary of the sense organs. We have posted sentinels, as it were, at the boundaries of our soul life, and what these sentinels report of the outer world we take into our soul life and carry further. We can now ask about those impressions in the soul that we experience through our sense organs. What is represented within the soul life by what we experience through the ear as tone, through the eye as color, through the nose as smell? Well, the study of these sense experiences is as a rule pursued in a lopsided manner. Science fails to face the fact that the processes taking place at the boundaries of the soul life are composed of two factors, two elements. One element is perception, our immediate experience of the outer world. You hold the tone, the color, the smell, and so forth—that is, the impression of these—only as long as you are in contact with the external stimulus. The impression, the interaction of inner and outer factors, ceases at once when you turn away, close your eyes, or the like. What does that prove? If you consider the immediate perception in conjunction with the fact that later you know something (you know the tone, the color, etc.), it proves that you have retained something of your experience of the outer world, even though the experience has ceased. What does this imply? That something has completely entered your soul life. Something that has become part of your soul life must inevitably run its course there because you carry it with you. If it were part of the outer world you could not carry it with you. You can continue to hold the impression of color, the perception of the color impression, only if it has remained within your soul. It is necessary to distinguish between a sense perception proper and what you continue to carry in the soul, what you detach from the outer world. The experience you thus derive from objects we will call perception, and what you continue to carry in the soul, sensation. As a foundation, then, for subsequent expositions, keep in mind the sharp distinction between sense perceptions and what we retain as sensation (sentience). The perception of color ceases when you turn away; the sensation of it remains. Ordinarily such fine distinctions are unnecessary, but for these four lectures they are apposite. So we continue on our way, carrying these sensations about with us in our soul. We now ask if it could be that these sensations, derived from external objects, constitute a new element of the soul life, as opposed to reasoning and the phenomena of love and hate, which we termed the exclusive elements? If that were the case I should have been guilty of omitting to name something that also constitutes an inner experience, namely, sentience. But that is not the way matters stand; sentience is not a separate element of the soul life. If you have sensed the color red, the color red is not an inner soul experience, for it is the object that is red. If “red” were an inner soul experience your whole color-perception of red would avail you nothing. The quality “red” did not originate in your soul life. What did arise there was the activity in which you engaged for the purpose of carrying away with you something of the red. What you did while confronting the rose, that is inner soul life. This activity of your inner soul is in reality nothing more than a fusion of what I have described to you as the two basic elements of the soul life. But then we must consider the following. If what I have told you of the two elements is true—if love and hate, deriving from desire, and reasoning lead to visualization—then what was characterized as sentience would have to be related to those two elements in the case of a sense experience as well. A sense experience must be accompanied by love and hate, and reasoning. Imagine you have a sense experience of color, and observe closely what happens: ![]() Desire and reasoning flow to the boundary of the outer world and become visualization of the material object. Above the heavy line is the outer world, below it the world of the soul. The line is the boundary. When at this boundary an object makes an impression upon the sense organs and induces an experience—for instance, of color, this experience must be met by the result of love and hate and of reasoning, emanating from the soul as visualization. Nothing else can flow out of the soul. Note, however, an important distinction that can exist between different kinds of desire, different kinds of reasoning. As an example, let us assume that while you are waiting for a train, day-dreaming, the visualization of a disagreeable past experience appears in your soul life, and side by side with this appears another, namely, everything unpleasant that has happened to you since then as a result of that experience. Then you can sense how these two visualizations combine into a more intensive visualization of that distressing event. During this process nothing related to it has occurred in the outer world. A judgment has been reached that remains wholly within psychic experience. Nevertheless, love and hate appeared in the soul life; they amalgamated with the visualization, as it were. As you sit there dreaming, your environment need show nothing of all this; your surroundings are of no consequence; yet something occurs. A visualization comes about through love and hate, and reasoning, without any stimulus from without. That is quite a different thing from confronting a sense experience. When we perform such an inner act—let judgments arise, provoke love and hate—we remain within the sea of our soul life. But when a sense experience arises we must advance to the boundary of the outer world, and there it is as though the currents of the soul life were directly stopped by the outer world. Whenever a sense experience is involved we are stopped by the outer world. Desire, love and hate, flash to the boundary; the capacity for judgment flows there too, and both are obstructed at that boundary. The result is that reasoning and desire are checked. They are there, but the soul does not perceive them, and the sense sensation is brought about by this flowing to the boundary and there being stopped. The sense sensation is nothing but a phenomenon of love, hate and reasoning that remains unconscious, though these are obstructed and held fast from without (cf. previous diagram). We can put it this way. Ebbing and flowing in the sea of our soul life, psychically substantial, is what can be designated love and hate, and reasoning. This manifests itself in various ways. When a judgment is reached within the soul itself, the soul is aware of the activity of reasoning as visualization. When the soul directs the activity toward the outer world, it must stop at the boundary and it perceives the outer world: perception. When, however, the soul directs the activity toward the outer world but stops before it is reached, sensation arises. Sensation is the confluence of desire and reasoning within the soul life. If we consider what the soul life ordinarily comprises, we find that our inner experiences really consist, as a rule, of what we have carried away with us from sense experiences. A little introspection will convince you of this. If you want to create higher visualizations for yourself, you will notice how helpful it is for your inner soul life to try to substantialize what is not of the senses, to imagine it pictorially, to clothe it in a garb that is faintly a sensation of color or tone. Speech itself could teach us how extensive is the soul's need to express higher things in such a way as to symbolize them in sense sensations. As a rule, the symbol is a necessity, though people usually have no inkling of the fact, because in symbols the likeness is shadowy, nebulous. Try, for a moment, to imagine something without the aid of a symbol—a triangle, for example; a triangle without color or any link with any sense sensation. Just try it, and you will see how difficult it is to visualize a triangle un-symbolized, that is, a visualization not associated with any sense picture. Most people are quite incapable of accomplishing this. Symbols alone provide the possibility of rising to higher visualizations. Even language is aided by symbolization. Observe how we are forced at every turn to symbolize speech. I said that a symbol must be verknüpft (linked) with the visualization of a triangle: what a crude conception, knüpfen!1 Even words themselves disclose the prevalence of symbols, and we see to how great an extent the soul life consists of products of sensations. We have just one conception that cannot be directly classed as an outer sense experience, although it keeps recurring as an inner soul experience and we must continually relate it to the outer sense experiences: the conception of the ego. If we face the purely psychic state of affairs, we must concede that man lives largely in a world of sense sensations. In this world the conception of the ego keeps bobbing up and crowding forward, but this ego is not always present as a conception. It would be foolish to assume that the ego conception could be present continually or for a prolonged period. Fancy what it would be like to keep saying to yourself, to keep visualizing incessantly, I, I, I ...! No, that is not what you do. You have other conceptions, such as red, blue, tone, large, small. Nevertheless you know that your visualizing occurs in your ego, that your ego must participate whenever a sense experience takes place. What we call soul experience is in a sense at the same time ego experience. You know that soul experiences—desire, reasoning, etc.—must always be opposed by the ego, but no matter how insistently visualizations are stimulated by the outer world, the conception of the ego can never possibly be created merely through the outer world. It does not enter from without. True, the ego sensation, the ego conception, invariably accompanies these sense conceptions that originate in the outer world, but it does not itself arise there. It emerges from the sea of the soul life and, as a visualization, joins the other visualizations, as it were. Out of the sea of soul experience the other sense experiences emerge as well, but only when outer causes are in question. In this fact is to be seen primarily the sole difference between the ego sensation and sensations consequent upon sense perception. A significant phenomenon thus confronts us. In the midst of our soul life there appears a conception that joins the others coming from without. How is this to be explained? Among present-day philosophers and psychologists, even outside the anthroposophical movement, there are some who point out the importance of the ego conception, but strangely enough these psychologists, no matter how well-meaning, invariably overshoot the mark. The French philosopher, Bergson, was one who emphasized the significance, the distinctive character, of the ego conception. From this the philosophers infer a permanence of this ego conception, or at least, that it points to something permanent, and they substantiate this view as follows. The ego differs from all other experiences of the senses and the soul by participating, as it were, in the other experiences and conceptions in such a way as to lend them their true form; ergo, it must be of a permanent nature. Here, however, a grave error appears, and a certain objection that must be raised against Bergson's argument proves quite fatal for his inference. Let us assume that the ego conception yielded something that constitutes the soul within itself. The question would then necessarily arise as to what happens to this during sleep at night. The ego conception ceases entirely, of course, during sleep. All these concepts concerning the participation of the ego in visualizations apply only to our waking life. They merely appear anew every morning. If the ego conception were to prove anything concerning the permanence of the ego, it would have to remain present during sleep. From the absence of the ego conception during the night it follows that after death it need not necessarily be present either. Thus there is no testimony available for the permanence and the immortality of the ego. It might be lacking, for it disappears every day. Hence we must keep in mind that, on the one hand, the presence of the ego conception without external stimulus is significant, but that, on the other, this presence in no way proves the permanence of the ego, as the latter is away during sleep. In this way we have today reached an inference upon which we shall build further. We have seen that two elements emerge from the surging sea of the soul life: reasoning, leading to visualization, and love and hate, deriving from desire. At the boundary of our soul life is the confluence, of which we are not aware, of desire and reasoning. An ego conception appears without external stimulus, but it shares its destiny with the other visualizations of the soul life; just as tone, color, and so forth, come and go, so does the ego conception emerge and disappear. In the following lectures we will examine the connection of this ego conception, this soul center, with the other conceptions of the soul life—sensation, desire, reasoning, love and hate.
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115. Wisdom of Man, of the Soul, and of the Spirit: Action and Interaction of the Human Soul Forces
02 Nov 1910, Berlin Translated by Samuel P. Lockwood, Loni Lockwood Rudolf Steiner |
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115. Wisdom of Man, of the Soul, and of the Spirit: Action and Interaction of the Human Soul Forces
02 Nov 1910, Berlin Translated by Samuel P. Lockwood, Loni Lockwood Rudolf Steiner |
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Yesterday we concluded our psychosophical observations by pointing for one thing to our surging soul life that can be reduced to two elements, reasoning, and the inner experiences of love and hate. Then we referred to the sensations given us by the soul, those that fill our soul life like the continually rising and falling waves of the sea. Finally, we indicated one sensation appearing in this restless sea that is radically different from all other everyday experiences of the outer world. We experience our sensations while in contact with the outer world, and they are then transformed within us in such a way as to enable us to live on with them. But in the midst of this surge stimulated by the messages of our senses, one perception makes its appearance totally different in kind from all other perceptions. All others are instigated by external sense stimuli, are further worked over within us, and become sensations. They start as perceptions, then become sensations within perception, and finally live on in what remains of the sensations in us. The ego perception, however, is an entirely different matter. The perception of the ego appears in the midst of the other surging activity; it is omnipresent and differs from all other sensations by reason of the fact that it cannot be engendered from without. This condition discloses a sort of contrast in the soul life, the ego sensation as opposed to all others. The mysteries concealed in this contrast will come to light in the course of these lectures, but it is not too soon to acquire a feeling for them by keeping the contrast clearly in view. Into all other experiences we infuse our ego perception, so that even from a quite abstract consideration of this contrast we can learn that everything surging in the soul comes from two directions. What we must do is to envision the contrasting elements of the human soul life both abstractly, in detail, and concretely, comprehensively, until we feel it in our soul. In truth, man's soul life is primarily anything but a simple entity. It is a dramatic battlefield upon which the contrasts are constantly in action. A finely attuned feeling harking to the life of this human psyche will not fail to recognize the dramatic character of the human soul life, and we cannot but feel a certain impotence in facing these struggling powers in our souls, a certain submission to the conflicting elements of life. The most insignificant among us, as well as the greatest genius, is chained to this conflict, to this dual nature of soul life. In order to arouse the feeling within you that even the greatest genius is subject to the domination of these conflicting elements, a poem by Goethe was recited at the beginning of yesterday's lecture. Should any of you have picked up his Goethe since then and re-read this poem, he must have experienced a strange sensation—one that should underlie this lecture cycle. It is not our intention to describe in an abstract way, but rather to infuse blood, so to speak, into our description of the soul. We want to enter into the living soul. If you heard the recitation of the poem, The Wandering Jew (Der Ewige Jude), that was given yesterday, and later read it over at home, you must have been struck by the difference in the two versions. As a matter of fact, something was done that so-called science would term barbarism; the poem was specially prepared for the recitation, cuts and alterations were made, and the whole thing was changed to present an entirely different picture. Philologists would frown upon such a procedure, but it is justified by its special purpose of opening up a wider perspective into the human soul. The alterations were made for the following reason. Goethe wrote the poem in his earliest youth, but the content of the version you heard yesterday is such as the mature soul of his ripe age could have endorsed. He would have been ashamed, however, of the portions omitted, would have turned from them. Only one who approaches Goethe with such profound veneration as I feel for him may be permitted to speak of one of his poems, upon occasion, as I have done today of The Wandering Jew. This poem is the work of Goethe's early youth. Youth expresses itself here as youth naturally does. Goethe wrote it when he was a regular good-for-nothing, one from whom surely nothing could be learned. But may we say this of anything he wrote? We can say unhesitatingly that at the time he wrote The Wandering Jew he could not even spell correctly, hence it should be permissible to point out worthless passages. There is a strong proclivity nowadays to unearth the earliest works of great men, if possible in their original form. Now, the youthful soul of Goethe embraced something that was not himself. Conceptions rumbled there that derived entirely from his environment, his milieu. The nature of his environment, to be sure, does not concern us, that concerned only Goethe, but from all this something fused in his soul, something composed on the one hand of what was properly psychic in his soul, and on the other, of its eternal-spiritual content, of a temporal and an eternal-spiritual element. The result of all this is something eternal, and it does concern us. These two aspects, one of which concerns only Goethe and the other, us as well, these two souls in the youthful Goethe were separated in yesterday's recitation as by an incision. Whatever remained in the old Goethe of what had swayed the young Goethe was retained. All that was present only in his youth was extirpated. There you can see how two kinds of forces influence a genius: those proceeding from his environment and those working out of himself toward the future. As we contemplate Goethe's soul in his youth it appears as a battlefield upon which a struggle is in progress between the Goethe that accompanied him throughout his life and something else—something he had to fight down. Without this struggle, Goethe would not have become Goethe. There the antithesis becomes patent. It is indispensable to the progress of humanity, for were the soul a unified being it could not progress but would remain stationary. It is, therefore, important to acquire a feeling for the polarity, the struggle of contrasting elements in the soul life. Unless we do so we shall not be able to understand what must be said concerning the soul life. It is precisely when contemplating such a typically magnificent soul life as Goethe's that we look upon it as upon a drama; we seek to approach it in timid veneration, because this conflict, unrolling as the life of a soul, reveals in a single incarnation the entire destiny of the soul life. Another point arises in connection with this soul drama. Let us recall the contrasts in Goethe's soul, as they were disclosed in yesterday's recitation, and see what else we can deduce. We find that in later years Goethe followed but one of the impulses we discussed yesterday. He embraced in his soul what we disentangled from the temporal elements that he later discarded. Throughout his life and involuntarily Goethe, like every man, was subject to these two powers of his soul life. By reason of possessing a soul, nobody is altogether his own master. Man is subject as well to an inner influence that has power over him, that his knowledge cannot compass at the outset. Had Goethe at that early age been able to grasp all that was active in his soul, he could not have written the poem as he actually did. Man is a vassal of his soul life. Something holds sway and acts there that presents itself to the soul life as an outer world. Just as the red rose forces us to visualize it as red, and as we carry the red color with us as memory, so there lives in us something that compels us to fulfill the inner drama of our soul life in a certain definite way. In the matter of all sense perceptions the outer world masters us, and a similar inner master must be recognized in our soul life as well if we observe the latter as it progresses in time from day to day, from year to year, from one life epoch to the next, and becomes ever richer as it is driven forward by an inner power. This simple, concrete case alone suffices to show that in our soul life we must recognize an outer master, the compulsion of sense perceptions, but also, that we have an inner master as well. Failure to recognize this inner master leads to illusion. In so far as we stand at a given point in space, we have a master in the outer world, and as we progress in our soul life it is incumbent upon us to observe the dramatic contrast within us, for thus we will know that there is such a master within us as well, the master that causes us to lead a different soul life at seven than at twenty-one, thirty-five, or a still greater age. In the last analysis this soul drama, so concretely exemplified in Goethe, is composed of reasoning and the experiences of love and hate. It was said that reasoning leads to visualization, and that love and hate have their source in desire. You might object that the statement, “reasoning leads to visualization,” contradicts the simple fact that visualizations arise from sense sensations of the outer world because, when we see a rose, the visualization “red” arises without our reasoning. Hence, in this case at least, reasoning does not lead to visualization—rather the reverse; the visualization would have to be there, and then the reasoning would follow. But that only appears to be a contradiction. Keep it firmly in mind, for it is by no means easy to fathom. We must observe a number of matters if we would find the key to this seeming contradiction. First of all, you must pay attention to the fact that visualizations lead a life of their own in the human soul life. Please grasp that sentence in its full significance. Visualizations are like parasites, like live beings in the inner soul, that lead their own existence there. On the other hand, desire as well leads to an existence of its own in the soul life, and the latter is actually under the dominion of these independent visualizations, longings and desires. You can easily convince yourselves of the independence of visualizations by remembering that it is not always in your power to recall them at will. Occasionally they refuse to be recalled, and we say that we have forgotten, and the possibility of forgetting proves the presence of a foreign force that opposes the reappearance of these visualizations. Sometimes those we had but yesterday resist our greatest efforts to remember them. This conflict is actually a struggle that takes place between visualization and something else that is present in our soul in this epoch. The visualization need not necessarily have vanished for good. It may return some time without anything having occurred in the outer world to cause its reappearance. It is simply that a visualization is a being that may temporarily refuse to appear in our soul. The adversaries we meet there, the opposing visualizations, act in different ways with a great variety of results. This conflict between our own soul forces and the visualizations varies greatly in different people, to such an extent, in fact, that the distance between the extremes is terrifying. There are people, for example, who are never at a loss to recall their store of conceptions and knowledge, and others so forgetful, so impotent in this respect as to overstep the bounds of what is normal and healthy, so that they are rendered unfit for life. For a genuine psychologist the readiness with which he remembers, recalls conceptions, is of great importance because it is a measure of something lying much deeper in his soul life. The proximity or remoteness of his visualizations is for him an expression of inner health or sickness. All of us, in fact, can find in this detail a subtle indication of our constitution, right down to our corporeality. Judging by the intensity with which man must combat this resistance of the visualizations, the psychologist can diagnose his ailment. His gaze penetrates the human soul and observes something beyond in the soul life. In addition to this, there is something else to be considered if you would visualize from another angle how these conceptions lead a life of their own within us. Our visualizations at any given age, in their totality, are something we do not wholly master, something to which we submit. Under certain life conditions we can realize this as, for example, whether or not we understand a person speaking to us depends upon our soul life. You, for instance, understand what I say in my lectures, but if you brought others unacquainted with my subject, many of them, no matter how well educated, would understand nothing at all. Why? Because those in question have for years been accustomed to other conceptions. These constitute the obstacle to an understanding of the other, more up-to-date concepts. Thus we find that it is precisely the old conceptions that combat the new ones approaching them. It is of no avail whatever to want to understand something unless we have within us a store of conceptions that will make it possible to understand. Conceptions are opposed by conceptions and, if you examine your soul life, you will find that your ego plays a minor role in the process. Watching or listening to something that interests you offers the best opportunity to forget your ego, and the more deeply you are absorbed, the greater is this opportunity. Looking back at such a moment, you will realize that something was taking place in you in which your ego had little part. It was as though you had forgotten your ego; you had lost yourself, entranced. That is what always occurs when we understand something particularly well. What happens, though, when we fail to understand something? We oppose our present store of conceptions to the new ones, and something like a dramatic conflict takes place in our soul. Conceptions battle with conceptions, and we ourselves, within the soul, are the battlefield of the two armies of conceptions. There is something significant in the soul life that depends upon our having or not having the conceptions necessary for understanding a matter. If we listen unprepared to an exposition, for example, a curious phenomenon comes to light. At the moment when we fail to understand, something like a demon approaches us, as it were, from the rear. When we listen understandingly and attentively this does not occur. What is this demon? It is one's ego, weaving in the soul, attacking from the rear. As long as we understand and can remain absorbed it does not put in an appearance, only at the moment when we fail to understand. What is the nature of this inability to understand? Undoubtedly something that weaves its way into the soul life, so to speak, and engenders an uncomfortable feeling in us. One's own soul makes itself felt as uneasiness, and an examination of this condition shows the soul life to be of such a nature that the conceptions already there are not indifferent to the new ones that approach. The new ones impart to the old ones a feeling of well-being or the reverse. Though this feeling of uneasiness is not necessarily violent, it is nevertheless a force that continues to work in the soul life, attacking something deeper. The malaise resulting from failure to understand can have a detrimental effect even on the body. In diagnosing the finer shades of sickness or health—those that are connected with the soul life—it is of great importance to note whether the patient must frequently cope with matters he does not understand, or whether he readily comprehends everything with which he has to deal. Such considerations are far more important than is generally believed. We have learned that visualizations lead their own life, that they are like beings within us. Recall, now, those moments of your soul life during which the outer world gave you nothing; even when you wished to be stimulated by it, it passed you by, leaving no impressions. This is another case in which you experience something in your soul. It is something that in everyday life we call boredom. In everyday life, boredom is a condition in which the soul longs for impressions; it develops a desire that remains unsatisfied. How does boredom arise? If you are observant you will have noticed something that is not often recognized. Only the human being can be bored, not animals. Whoever believes that animals can be bored is a poor observer of nature. People, on the other hand, can positively be classified according to their capacity for boredom. Those leading a simple soul life are bored far less than the so-called educated ones. In general, people are far less bored in the country than in the city, but to verify this you must there observe the country people, not city people who are momentarily in the country. People of the educated strata and classes whose soul life is complicated are prone to boredom. We find, then, a difference even among the different classes. Boredom is by no means something that arises simply of its own accord in the soul life, but is a result of the independent life led by our conceptions. It is these old conceptions desiring new ones, new impressions. The old conceptions crave fructification, desire new stimuli. For this reason we have no control whatever over boredom. It is merely a matter of the conceptions having desires that, unfulfilled, develop longings in us. That is why an undeveloped, obtuse person with few conceptions is less bored; he has few visualizations that could develop longings within him. But neither are those who continually yawn with boredom the ones who have achieved the highest development of their ego. This is added lest you might infer that the most highly developed people would be the most bored. There is a sort of cure for boredom; and in a higher stage of development boredom again becomes impossible. More of this later. There is a definite reason why animals are not bored. When an animal has its eyes open it is continually receiving impressions from the outer world. External events run their course as a process of the outer world, and what occurs within the animal keeps pace in time. The animal has thus finished with one impression by the time the next one comes along. Outer occurrence and inner experience coincide. It is man's prerogative, on the other hand, to be able, within himself, to hold a tempo in the sequence of his soul events different from the one obtaining in the world process outside. As a consequence, man is able to close his mind to stimuli that have repeatedly made an impression on him in the past; he shuts himself off from the outer course of time. Within him, however, time continues to pass, but because no impressions reach him from without, time remains unoccupied, and this time void is permeated by the old conceptions. Now, the following can occur. Observe the progress of the animal's soul life; it parallels the external course of time. The inner soul life of the animal proceeds in such a way that the animal is actually subject to the outer passing of time or—which is the same thing—to the perceptions of its own life and body (this becomes outer perception too, as in digestion). That is something that interests the animal tremendously. The animal is constantly receiving inner stimuli from the outer course of time, and every moment of its life is interesting. When the outer perceptions of an animal cease, the passing of time ceases as well. This is not the case in human beings. For us outer objects cease to be of interest when we have seen them too often. We no longer let them enter our soul worlds, yet the external passing of time continues just the same. Our inner soul life stops, and time flows on with the soul. What is it, though, that acts upon this void in time? It is the desire of the old conceptions yearning for the future. There emanates from the soul, from the old conceptions, the desire for new impressions, new contents. That is boredom. The difference between man and animal is that man has the advantage of conceptions that live on and develop their own lives oriented toward the future; that means that he has a soul life directed toward the future. While animals are continually stimulated from without, the human being is constantly swayed by the desire of the soul life, because the old conceptions crave new impressions. Later I shall draw attention to possible illusions. As stated above, however, there is a cure for boredom. It is brought about when the old conceptions persist not merely as something that excites desire, but when they have a content of their own, so that through our own incentive we can infuse something into the time not filled from without. When our conceptions themselves carry into the future something that interests us, we have the higher soul development. Whether or not this power plays a part in a man's development, whether or not his conceptions embrace something that interests him, satisfies him, constitutes a significant difference. Beginning, then, at a certain stage of development, the human being can be bored, but he can cure himself of this by filling himself with conceptions that will satisfy his soul life in the future as well. That is the difference between those who are bored and those who are not. There are people who can be cured of boredom and others who cannot, and this points to the independent life of our conceptions, a life we cannot control, a life to which we are subject. Unless we see to it that our conceptions have content we must inevitably be bored, but by giving them a content we can for the future protect ourselves against boredom. This again is extraordinarily significant for the psychologist, for our normal life demands a certain balance between fulfillment of the soul's desires and outer life itself. When this balance is not maintained, boredom results, and an empty, bored soul—destined nevertheless to continue living in time—is poison for the body. Much boredom is a real cause of sickness. The term “deadly boredom” rests on a true feeling. It acts as a veritable poison, though one does not exactly die of it. Things of that sort have an effect far transcending the soul life. These elucidations may seem pedantic to you at the moment, but they will enable us later on to shed a wondrous light on the miracles of the human soul life. Fine distinctions are necessary if we are to become acquainted with this wonder drama of our soul life playing around its hero, its ego. Hidden in our soul life is someone who is really infinitely wiser than we are ourselves; indeed, the prospect would be black were this not so. In ordinary life people indulge in the most curious conceptions regarding the nature of body, soul, and spirit. These things are jumbled in the wildest ways. What was formerly known by means of more clairvoyant observation has gradually been forgotten and eradicated. At that time people analyzed life correctly, distinguishing between the physical, the psychic and the spiritual life in which man has his being. Then, in the year 869, the Ecumenical Council at Constantinople felt impelled to abolish the spirit and to set up the dogma that man consists of body and soul. A study of the dogmatism of the Christian Church would reveal to you the far-reaching consequences of this alteration, this abolition of the spirit. Anyone still recognizing the spirit became at once a preposterous heretic in the eyes of the Church. The aversion to the spirit is based upon a misinterpretation of the absolute justification for the relation of body, soul, and spirit. Everything becomes confused as soon as one ceases to think of body, soul, and spirit, but then, that's the way people have become; they confuse everything. The result in this case is that a clear view of the spiritual life has disappeared. Even though nowadays people habitually fall into the error of inadequate differentiation, there is a good spirit watching over them who has kept alive a dim feeling for the truth. This is brought about by the fact that in man's environment something like the spirit of speech is active. Speech is really more intelligent than human beings. True, people abuse speech by regulating and distorting it, but it is not possible to ruin it altogether. Speech is more intelligent than human beings themselves, hence the stimuli it holds for us exert the right influences; whereas, when we bring our own soul life to bear, we make mistakes. I will show you that we have the right feeling when we speak, that is, when we yield ourselves to the soul of speech, not to our own. Imagine you are in the presence of a tree, a bell, and a man. You begin to reason from what the outer world has to tell you, from immediate sense impressions. In other words, you set your soul life in motion, for reasoning is, of course, something that takes place in the soul. You look at the tree; the tree is green. The inference expressed in your verdict, the tree is green, is expressed in accord with the genius of speech. Now suppose you want to express something regarding the bell, something to be judged through sense impressions; the bell rings. The moment the bell rings you will express your perception in the verdict, the bell rings. Remember all that while we now turn to the man. This man speaks. You perceive his speech, and you express outer perception in the words, the man speaks. Keep in mind the three verdicts—the tree is green, the bell rings, the man speaks. In all three we are concerned with sense impressions, but when you compare these with the judgment of speech you will feel that they reveal themselves as something quite different. When I say, The tree is green, I express something that is conditioned by space; the form in which the judgment is expressed implies this. I express what is true now, what will be true three hours hence, and so forth; something permanent. Take the next verdict, the bell rings. Does this express something spatial? No, that doesn't exist in space; it proceeds in time, it is in a state of flux, in the process of becoming. Because the genius of speech is highly intelligent you can never speak of something fixed in space in the same way as you do of something proceeding in time. If you examine these verdicts more closely you will find that in referring to all that is in space speech permits only the use of an auxiliary verb, not a direct verb: an auxiliary verb that helps you, in speaking, to live in time. True, we can employ a verb when we may have something else in mind. We can say, “The tree greens,”1 without the auxiliary verb, but when we do that we are switching from what is purely spatial to something that moves in time, that becomes, to the rise and decline of the greenness. Truly, a genius works in speech, even though much of it is ruined by man. Speech actually does not permit the use of a direct verb in connection with a spatial concept. The purpose of a verb is to indicate something temporal. The employment of a verb necessarily indicates a state of becoming. You might object that instead of saying, “The bell rings,” we could say, “The bell is ringing,” but think what that would involve! A paraphrase of that sort ruins the language.2 Now we come to the third verdict, the man speaks. There, too, you use a verb to express sense perception, but consider what a difference there is. The verdict, the bell rings, tells us what is in question, the ringing, but in the verdict, the man speaks, something is told that is not the point at all. The sense stimulus arising from speech is not the point. We are concerned with something that is not expressed at all in the verb, namely, the content of what is spoken. Why does speech stop there? Why do you halt, as it were, before reaching the point? Because when you say, “The man speaks,” you wish your own inner being to confront the man's soul directly. You wish to characterize what confronts you as something pertaining to the inner life. In the case of the bell, this quality is inherent in the verb, but when your inner life meets a living soul you take good care not to intrude thus. There you see manifest the genius of speech, expressed in the difference between what relates to the locality (space), to the process of becoming (time), and to matters of the inner man (the soul). In describing it we halt as in timid awe before the inner substance, before the matter that really concerns us. In speaking, therefore, and halting at the portal, we do homage to the inner soul activity. In the course of these lectures we will see how important it is for us to rise to a certain feeling for the matter, a feeling that will enable us to define the soul life as something enclosing itself on all sides, something surging to this boundary and there piling up against it. It is important that you should learn to know the soul in its true being as a sort of inner realm. You should understand that what must come from without meets something resisting from within, so that when sense experiences approach the soul we can think of the soul as a circle within which everything is in flux. Sense experiences approach from all directions; within, the soul life swirls and surges. What we have learned today is the fact that the soul life is not independent; the soul experiences the independent life of the visualizations that lead an existence in time. This life of the visualizations in the bounded soul is the cause of our greatest bliss and our deepest suffering, in so far as these originate in the soul. We shall see that the spirit is the great healer of the ills caused in our souls by sorrow and suffering. In physical life hunger must be appeased, and this acts beneficially, but if we overload ourselves beyond the demands of hunger we tend to undermine our health. In the soul life the case is analogous. Conceptions demand to be satisfied by other conceptions. New conceptions entering the soul can also act beneficially or detrimentally. We shall see how in the spirit we have something that not only acts beneficially, never the reverse, but prevents and opposes the overloading of the soul life as well.
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115. Wisdom of Man, of the Soul, and of the Spirit: At the Portals of the Senses
03 Nov 1910, Berlin Translated by Samuel P. Lockwood, Loni Lockwood Rudolf Steiner |
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115. Wisdom of Man, of the Soul, and of the Spirit: At the Portals of the Senses
03 Nov 1910, Berlin Translated by Samuel P. Lockwood, Loni Lockwood Rudolf Steiner |
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Today our lecture will again be preceded by the recitation of a poem intended to illustrate various matters that I shall discuss today and tomorrow. This time we are dealing with a poem by one whom we may call a non-poet because, as compared with his other spiritual activity, this poem appears as a by-product, written for an occasion. It is, therefore, a soul manifestation that in a sense did not proceed from the innermost impulses of the soul. Precisely this fact will bring clearly to light a number of points connected with our subject. The poem is by the philosopher, Hegel, and concerns certain phases of mankind's initiation. Eleusis To Hölderlin
In the last two lectures it was stated that in studying the soul life we find it filled out up to its boundaries principally by reasoning and the experiences of love and hate, the latter, as we showed, being connected with desire. Now, it might seem as though this statement ignored the most important factor, the very element through which the soul experiences itself most profoundly in its inner depths, that is, feeling. It might seem as though the soul life had been characterized precisely by what is not peculiar to it, and as though no account had been taken of what surges back and forth, up and down in the soul life, investing it with its character of the moment, the life of feeling. We shall see, however, that we can best understand the dramatic phases of the soul life if we approach the subject of feeling by starting from the two elements mentioned. Again we must begin with simple facts of the soul life, and these are the sense experiences that enter through the portals of our senses, penetrating the soul life, and there carrying on their existence. On the one hand, the waves of the soul life surge to the portals of the senses and thence take back into it the results of the sense perceptions, which then live on independently in the soul. Compare this fact with the other one: that everything comprised in the experiences of love and hate, deriving from desire, also arise in the inner soul life itself, as it were. Desires seem to arise in the center of the soul life, and even to a superficial observer they appear to lead to love and hate. Desires themselves, however, are not originally to be found in the soul. They arise at the portals of the senses. Consider that first of all. Think of the everyday life of the soul. In observing yourself thus you will notice how the expressions of desire arise in you through contact with the outer world. So we can say that by far the greatest portion of the soul life is achieved at the boundary of the sense world, at the portals of the senses. This must be thoroughly understood, and we will best be able to grasp it by representing in a sort of diagram what we recognize as fact. We will be able to characterize the intimacies of the soul life by imagining it as filling out a circle. ![]() Let us imagine, then, that the content of the soul life is represented by what the circle encloses, and further imagine our sense organs as a sort of portals, as openings leading to the outer world, in the manner set forth in the lectures on Anthroposophy. If we now consider what is to be observed only within the soul, we should have to represent it graphically by showing the flood surging from the center in all directions and expressing itself in the phenomena of love and hate. Thus the soul is entirely filled by desires, and we find this flood surging right up to the portals of the senses. The question now arises as to what it is that we experience when a sense experience occurs. What takes place when we experience a tone through the ear, a smell through the nose? Let us for the moment disregard the content of the outer world. Call to mind once more, on the one hand, the actual moment of sense perception, that is, the intercommunication with the outer world. Relive vividly the moment during which the soul experiences itself within, so to speak, while having a color or tone experience of the outer world through the portals of the senses. On the other hand, remember that the soul lives on in time, retaining as recollected visualizations what it acquired through the sense experience in question. Here we must sharply differentiate between what the soul continues to carry along as permanent experience of the recollected visualizations and the experience of the activity of the sense perception, otherwise we should stray into thought processes like Schopenhauer's. Now we ask, “What happened in that moment when the soul was exposed to the outer world through the portals of the senses?” When you consider that the soul, as experience directly reveals, is really filled with the flood of desires, and you ask what it actually is that flows to the portals of the senses when the soul lets its own inner being surge there, you find it to be the desires themselves. This desire knocks at the gate; at this moment it actually comes in contact with the outer world, and while doing so it receives a seal imprint, as it were, from the other side. When I press a seal with a crest into wax, what remains of the seal in the wax? Nothing but the crest. You could not maintain that what remains does not tally with what had acted from without. That would not be unprejudiced observation, but Kantianism. Unless you are discussing external matter you cannot say that the seal itself does not enter the wax, but rather, you must consider the point at issue: the crest is in the wax. The important thing is what opposes the crest in the seal and into which the crest has stamped itself. Just as the seal yields nothing out of itself but the crest, so the outer world furnishes nothing but the imprint. But something must oppose the seal if an imprint is to come about. You must therefore think of it so that in what opposes the sense experience an imprint has formed from without, and this we carry with us, this imprint come into being in our own soul life. That is what we take along, not the color or the tone itself, but what we have had in the way of experiences of love and hate, of desires. Is that altogether correct? Could there be something directly connected with a sense experience, something like a desire that must press outward? Well, if nothing of the sort existed you would not carry the sense experience with you in your subsequent soul life; no memory visualization would form. There is, indeed, a psychic phenomenon that offers direct proof that desire always makes contacts outward from the soul through the portals of the senses, whether the perceptions be those of color, smell, or hearing; that is the phenomenon of attention. A comparison between a sense impression during which we merely stare unseeing and one to which we give our attention shows us that in the former case the impression cannot be carried on in the soul life. You must respond from within through the power of attention, and the greater the attention, the more readily the soul retains the memory visualization in the further course of life. Thus the soul, through the senses, comes in touch with the outer world by causing its essential substance to penetrate the outermost bounds, and this manifests itself in the phenomenon of attention. In the case of direct sense experience the other element pertaining to the soul life, reasoning, is eliminated. That is exactly what characterizes a sense impression; the capacity for reasoning as such is eliminated. Desire alone prevails, for the sense impression of red is not the same as the sense perception of red. A tone, a perception of color or a smell to which you are exposed, comprises only a desire, recorded through attention; judgment is suppressed in this case. Only one must have clearly in mind the necessity of drawing a sharp boundary line between sense perception and what follows it in the soul. If you stop at the impression of a color you are dealing with just that—a color impression without judgment. Sense impressions are characterized by an operation of the attention that rules out a verdict as such, desire alone holding sway. When you are exposed to a color or a tone, nothing remains in this condition of being exposed but desire; judgment is suppressed. The sense impression of red is not the same as the sense perception of red. In a tone, in the impression of a color, in a smell to which you expose yourself, only desire is present, recorded by attention. Attention, then, manifests itself as a special form of desire. But at the moment when you say “red is ...” you have already judged: reasoning has come into play. One must always remember to make that distinction between sense perception and sense sensation. Only when you stop at the impression (say, of a color) are you dealing with a mere correspondence between the desire of the soul and the outer world. What takes place at this meeting of desire in the soul and the outer world? In distinguishing between sense perceptions and sense sensations we designated the former as experiences encountered at the moment of being exposed to them, the latter, as what remains. Now, what do we find a sense sensation to consist of? A modification of desire. Along with the sense sensation we carry what swirls and surges as a modification of desire, the objects of desire. We have seen that sense sensation arises at the boundary between the soul life and the outer world, at the portals of the senses. We say of a sense experience that the force of desire penetrates to the surface. But let us suppose that the force of desire did not reach the boundary of the outer world but remained within the soul, that it wore off within the soul life itself, as it were, that it remained an inner condition, not penetrating to a sense portal. What would happen in that case? When the force of desire advances and is then compelled to withdraw into itself, inner sensation,1 or feeling arises. Sense sensation, or outer sensation, comes about only when the withdrawal is effected from without through a counterthrust at the moment of contact with the sense world. Inner sensation (feeling) arises when desire is not pushed back by a direct contact with the outer world but when it is turned back into itself somewhere within the soul before reaching the boundary. That is the way inner sensation, feeling, arises. Feelings are, in a way, introverted desires, desires pushed back into themselves. Thus inner sensation, feeling, consists of halted desires that have not surged to the soul's boundary but live within the soul life, and in feeling, too, the soul substance consists essentially of desire. So feelings as such are not an additional element of the soul life, but substantial, actual processes of desire taking place in the soul life. Let us keep that in mind. Now we will describe a certain aspect of the two elements of the soul life, reasoning, and the experiences of love and hate originating in desire. It can be stated that everything in the soul arising from the activity of reasoning ends at a certain moment, but also, all that appears as desire comes to an end at a certain moment as well. When does the activity of reasoning cease? When the decision is reached, when the verdict is concluded in the series of visualizations that we then continue to carry with us as a truth. And the end of desire? Satisfaction. As a matter of fact, every desire seeks satisfaction, every reasoning activity, a decision. Because the soul life consists of these two elements—love and hate, and reasoning, imbued with a longing for satisfaction and decision respectively—we can deduce the most important fact connected with the soul life, that it streams toward decisions and satisfaction. Could we observe man's soul life in its fullness we should find these two currents striving for decisions and satisfaction. By studying his life of feeling we find the origins of many feelings in a great variety of satisfactions and decisions. Observe, for example, those phenomena within the life of feeling that come under the head of concepts like impatience, hope, longing, doubt, even despair, and you have points of contact between these terms and something spiritually tangible. You perceive that the origins of soul processes like impatience, hope, longing, and so forth, are nothing but different expressions of the constantly flowing current in its striving for satisfaction of the forces of desire and for decisions through the forces of visualization. Try to grasp the essence of the feeling of impatience. You will sense vividly that it contains a striving for satisfaction. Impatience is a desire flowing along with the current of the soul, and it does not cease till it terminates in satisfaction. Reasoning powers hardly come into play there. Or take hope. In hope you will readily recognize the continuous current of desires, but of desires that, unlike those of impatience, are permeated by the other element of the soul life, that is, a tendency of the reasoning powers toward a decision. Because these two elements precisely balance in this feeling, like equal weights on a scale, the feeling of hope is complete in itself. The desire for satisfaction and the prospect of a favorable decision are present in exactly equal measure. A different feeling would arise were a desire, striving for satisfaction, to combine with a reasoning activity incapable of bringing about a decision. That would be a feeling of doubt. Similarly, we could always find a curious interplay of reasoning and desire in the wide realm of the feelings, and if there remain feelings in which you don't find these two elements, seek further till you do find them. Taking reasoning capacity as one side of the soul life, we find that it ends with the visualization, but the value a visualization has for life consists in its being a truth. The soul of itself cannot judge truth; the basis of truth is inherent. Everyone must feel this if he compares the characteristics of the soul life with what is to be acquired through truth. What we are wont to call reasoning capacity in connection with the soul life could also be designated reflection; yet by reflecting we do not necessarily arrive at the right decision. The verdict becomes correct through our being lifted out of our soul, for truth lies without, and the decision is the union with truth. For this reason decisions are an element foreign to the soul. Turning to the other element, surging in as from unknown sources toward the center of the soul life and spreading in all directions, we find the origin of desire again to lie primarily outside the soul life. Both desires and judgments enter the soul life from without. Within the soul life, then, satisfaction and the struggle for truth up to the moment of decision run their course, so it can be said that in relation to reasoning we are fighters within the soul life, in relation to desires, enjoyers. Decisions take us out of our soul life, but regarding our desires we are enjoyers, and the end of desires, satisfaction, lies within. In the matter of judgment we are independent, but the reverse is true of desires. In the latter case the inception does not occur in the soul, but satisfaction does. For this reason feeling, as an end, as satisfaction of desire, can fill the whole soul. Let us examine more closely what it is that enters the soul as satisfaction. We have explained that sensation is fundamentally a surging of desire right up to the boundary of the soul life, while feeling remains farther within, where desire wears off. What do we find at the end of desire, there where the soul life achieves satisfaction within itself? We find feeling. So when desire achieves its end in satisfaction within the soul life, feeling comes into being. That represents only one category of feelings, however. Another arises in a different manner, namely, through the fact that actually interrelationships exist in the depths of the soul life between the inner soul life and the outer world. Considered by itself, the character of our desires expresses itself in the fact that these are directed toward external things, but unlike sense perceptions they do not achieve contact with them. Desire, however, can be directed toward its objective in such a way as to act from a distance, as a magnetic needle points to the pole without reaching it. In this sense, then, the outer world enjoys a certain relationship to the soul life and exercises an influence within it, though not actually reaching it. Feelings can therefore also arise when desire for an unattainable object continues. The soul approaches an object that induces desire; the object is not able to satisfy it; desire remains; no satisfaction results. Let us compare this condition with a desire that achieves satisfaction; there is a great difference. A desire that has ended in satisfaction, that has been neutralized, has a health-giving influence on the soul life, but an unsatisfied desire remains imprisoned in itself and has a deleterious effect on the health of the soul. The consequence of an unsatisfied desire is that the soul lives in this unsatisfied desire, which is carried on because it was not fulfilled and because in the absence of its object a living relationship is maintained between the soul and what we may call a void. Hence, the soul lives in unsatisfied longing, in inner contexts not founded on reality, and this suffices to produce a baneful influence upon the health of the physical and spiritual life with which the soul is bound up. Desires that remain should be sharply distinguished from those that are satisfied. When such phenomena appear in obvious forms they are readily distinguished, but there are cases in which these facts are not at all easy to recognize. Referring now only to those desires that are wholly encompassed by the soul life, let us suppose a man faces an object; then he goes away and says the object had satisfied him, that he liked it; or else, it had not satisfied him and he disliked it. Connected with the satisfaction is a form of desire, no matter how thoroughly hidden, which was satisfied in a certain way, and in the case of the dislike the desire itself has remained. This leads us into the realm of aesthetic judgment. There is but one variety of feelings, and this is significantly characteristic of the soul life, that appears different from the others. You will readily understand that feelings, either satisfied or unsatisfied desires, can link not only with external objects but with inner soul experiences. A feeling of the kind we designated “satisfied desire” may connect with something reaching far into the past. Within ourselves as well we find the inceptions of satisfied or unsatisfied desires. Distinguish, for a moment, between desires provoked by external objects and those stimulated by our own soul lives. By means of outer experiences we can have desires that remain with us, and in the soul as well we find causes of satisfied or unsatisfied desires. But there are other tiny inner experiences in which we have an unfulfilled longing. Let us assume that in a case where our desires face an outer object our reasoning powers prove too weak to reach a decision; you might have to renounce a decision. There you have an experience of distress brought about by your feeling of dissatisfaction. There is one case, however, in which our reasoning does not reach a decision, nor does desire end in satisfaction, and yet no feeling of distress arises. Remember that when we do not reason in facing the objects of daily life through ordinary sense experiences we halt at the sense phenomena, but in reasoning we transcend the sense experience. When we carry both reasoning and desire to the boundary of the soul life, where the sense impression from the outer world surges up to the soul, and we then develop a desire, permeated by the power of reasoning that stops exactly at the boundary, then a most curiously constituted feeling arises. Let this line represent the eye as the portal of sight. Now we let our desire (horizontal lines) stream to the portal of sense experiences, the eye, in the direction outward from the soul. Now let our reasoning powers (vertical lines) flow there as well. This would give us a symbol of the feeling just mentioned, a feeling of unique composition. Remember that ordinarily when reasoning power is developed the fulfillment of psychic activity lies not within but outside the soul. Then you will appreciate the difference between the two currents that flow as far as the outer impression. If our reasoning power is to decide something that is to proceed as far as the boundary of the soul, the latter must take into itself something concerning which it can make no decisions of its own initiative, and that is truth. Desire cannot flow out; truth overwhelms desire. Desire must capitulate to truth. It is necessary, then, to take something into our soul that is foreign to the soul as such: truth. The lines representing reasoning (cf. diagram) normally proceed out of the soul life to meet something external, but desire cannot pass the boundary where either it is hurled back or it remains confined within itself. In the present example, however, we are assuming that both reasoning and desire proceed only to the boundary, and that as far as the sense impression is concerned they coincide completely. In this case our desire surges as far as the outer world and from there brings us back the verdict. From the point where it turns back, desire brings back the verdict. What sort of a verdict does it bring back? Under these conditions only aesthetic verdicts are possible, that is, judgments in some way linked with art and beauty. Only in connection with artistic considerations can it happen that desire flows to the boundary and is satisfied, that reasoning power stops at the frontier and yet the final verdict is brought back. When you look at a work of art, can you say that it provokes your desire? Yes, it does, but not through its own agency. When that is the case, which is possible, of course, the arrival at an aesthetic decision does not depend upon a certain development of the soul. It is quite conceivable that certain souls might not respond in any way to a work of art. Naturally, this can happen in connection with other objects as well, but then we find complete indifference, and in that case the same process would take place when looking at a work of art as when confronting any other object. When you are not indifferent, however, when your soul life responds appropriately to the work of art, you will notice a difference. You let reasoning and desire flow to the boundary of the soul life, and then something returns, namely, a desire expressing itself in the verdict. That is beautiful. To the one, nothing returns, to the other, desire returns, but not desire for the work of art, but the desire that has been satisfied by the verdict. The power of desire and the power of reasoning come to terms in the soul, and in such a case where the outer world is the provoker only of your own inner soul activity, the outer world itself can satisfy you. Exactly as much returns to you as had streamed forth from you. Note that the actual presence of the work of art is indispensable, because the soul substance of desire must certainly flow to the frontier of the senses. Any recollection of the work really yields something different from the aesthetic judgment in its presence. Truth, then, is something to which desires capitulate as to a sort of exterior of the soul life. Beauty is something in which desire exactly corresponds to reasoning. The verdict is brought about by the voluntary termination of desire at the soul's boundary, the desire returning as the verdict. That is why the experience of beauty is a satisfaction that diffuses so much warmth. The closest balance of the soul forces is achieved when the soul life flows to its boundary as desire and returns as judgment. No other activity so completely fulfills the conditions of a healthy soul life as devotion to beauty. When a longing of the soul surges in great waves to the frontier of the senses and returns with the verdict, we can see that one condition of ordinary life can better be met through devotion to beauty than in any other way. In seeking the fruits of thought we are working in the soul with a medium to which the power of desire must constantly surrender. Naturally, the power of desire will always surrender to the majesty of truth, but when it is forced to do so, the inevitable consequence is an impairment of the soul life's health. Continual striving in the realm of thought, during which desires must constantly capitulate, would eventually bring about aridity of the human soul, but reasoning that brings satisfied desire and judgment in equal measure provides the soul with something quite different. Naturally this is not a recommendation that we should incessantly wallow in beauty and maintain that truth is unhealthy. That would be setting up the axiom that the search for truth is unhealthy: let us eschew it; wallowing in beauty is healthy: let us indulge in it. But the implication of what has been said is that in view of our search for truth, which is a duty, a necessity, we are compelled to fight against the life of desires, to turn it back into itself. Indeed, in seeking truth we must do this as a matter of course. More than anything else, therefore, this search inculcates humility and forces back our egotism in the right way. The search for truth renders us ever more humble. Yet if man were merely to live along in this way, becoming more and more humble, he would eventually arrive at his own dissolution; the sentience of his own inner being, essential to the fulfillment of his soul life, would be lacking. He must not forfeit his individuality through the constant necessity surrendering to truth; this is where the life of aesthetic judgment steps in. The life of aesthetic judgment is so constituted that man brings back again what he has carried to the boundary of the soul life. In that life it is permissible to do what is demanded in the light of truth. What is demanded by truth is that the decision be reached independently of our arbitrary choice. In seeking truth we must surrender ourselves completely, and in return we are vouchsafed truth. In coming to an aesthetic decision, in seeking the experience of beauty, we also surrender ourselves completely; we let our souls surge to their boundaries, almost as in the case of a sense sensation. But then we ourselves return and this cannot be decided, cannot be determined from without. We surrender ourselves and are given back to ourselves. Truth brings back only a verdict, but an aesthetic judgment, in addition, brings back our self as a gift. That is the peculiarity of the aesthetic life. It comprises truth, that is, selflessness, but at the same time the assertion of self-supremacy in the soul life, returning us to ourselves as a spontaneous gift. In these lectures, as you see, I must present matters ill adapted to definitions. We are merely endeavoring to describe them as they are by delimiting the soul life and studying it. In the lectures on Anthroposophy given last year we learned that in the downward direction corporeality borders on the soul life. At this border we endeavored to grasp the human being and thereby the human body, together with all that is connected with its constitution. The ultimate aim of these lectures is to provide rules of life, life wisdom, hence a broad foundation is indispensable. Today, we gained an insight into the nature of desires as they surge in the depths of the soul life. Now, in the previous lectures we learned that certain experiences allied to feeling, like boredom, depend upon the presence of visualizations out of the past, like bubbles that lead their own lives in the soul. At a given moment of our existence much depends upon the nature of the lives they lead. Our frame of mind, our happiness or distress, depends upon the manner in which our visualizations act as independent beings in the soul, upon the significance of boredom, and so forth. In short, upon these beings that live in our souls depends the happiness of our present lives. Against certain visualizations that we have allowed to enter our present soul lives, we are powerless; facing others, we are strong according to our ability to recall visualizations at will. Here the question arises as to which visualizations are readily recaptured and which not. That is a matter that can be of immense importance in life. Furthermore, can anything be done at the inception of visualizations to render them more or less readily available? Yes, we can contribute something. Many would find it profitable and could lighten the burden of their lives enormously if they knew how to recapture their conceptions easily. You must give them something to take along, but what? Well, since the soul life is made up of desire and reasoning, we must find it within these two elements. Of our desire we can give nothing but desire itself. At the moment when we have the conception, the moment when it flows into us, we must give as much of our desire as possible, and that can only be done by permeating the conception with love. To give part of our desire to the conception will provide a safe-conduct for our further soul life. The more lovingly we receive a visualization, the more interest we devote to it, the more we forget ourselves and our attributes in meeting it, the better it is permanently preserved for us. He who cannot forget himself in the face of a conception will quickly forget the conception. It is possible to encompass a conception, as it were, with love. We still have to learn, however, how our reasoning can act upon conceptions. A conception is more readily recalled by our memory when received through the reasoning force of our soul than when it has simply been added to the soul life. When you reason about a visualization entering the web of your soul, when you surround it with reasoning, you are again providing it with something that facilitates the memory of it. You see, you can invest a conception with something like an atmosphere, and it depends upon ourselves whether a conception reappears in our memory easily or not. It is important for the health of the soul life to surround our visualizations with an atmosphere of reasoning and love. In this connection we must also give due consideration to the ego conception. Our entire continuous soul life bears a constant relationship to our central visualization, the ego conception. If we follow the path indicated today, we shall in the next lecture discover how to correlate the directions of memory and ego experience. At bottom, the main tendency of the soul is desire. This being the case, anyone knowing that through esoteric development the soul's aims must be raised may be surprised to learn that in a certain sense desire must be overcome. “Overcoming desire in the soul,” however, is not an accurate way of putting it. Desire arises in the soul from unknown depths, yes, but what surges in with it? Of what is it the expression? If we would fathom these depths, we must temporarily interpret them in an abstract way as something that corresponds on a higher plane to desire, something proceeding from our own being as will. When, for the purpose of higher development, we combat desire, we are not combatting will but merely certain modifications, certain objects of desire. Then pure will holds sway. Will coupled with an object, with the content of desire, is covetousness. Through reasoning, however, we can arrive at the conception of wanting to rid ourselves of desire, so that a will of that sort, disencumbered of objects, is in a certain way one of our highest attributes. Don't confuse this with concepts like “the will to live.” That is a will directed at an object. Will is pure and free only when not modified into a definite desire; in other words, only when it leads in the opposite direction. When the life of the will surges into our feelings, we have an excellent opportunity to study the relation of will to feeling. Fantastic explanations of will are possible. One could maintain that will must necessarily lead to a certain object. Such definitions are wholly unjustifiable, and people who propound them would often do better to devote themselves to the genius of language. Language, for example, offers an inspired word for that inner experience in which will is directly converted into feeling. If we could observe within ourselves a craving of the will in the process of wearing off, we could perceive, in facing an object or a being, a surging of the will up to a certain point, where it then holds back. That produces a profoundly unsatisfied feeling toward that being. This sort of will certainly does not lead to action, and language offers the inspired term Widerwille.2 That is a feeling, however, and therefore the will, when recognizing itself in the feeling, is in fact a desire that leads back to itself, and language actually has a word that directly characterizes the will as a feeling. This shows us the fallacy of a definition implying that the will is only the point of departure of an act. Within the soul life we find on all sides a surging differentiated will: desire; therein are seen the various expressions of the soul.
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115. Wisdom of Man, of the Soul, and of the Spirit: Consciousness and the Soul Life
04 Nov 1910, Berlin Translated by Samuel P. Lockwood, Loni Lockwood Rudolf Steiner |
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115. Wisdom of Man, of the Soul, and of the Spirit: Consciousness and the Soul Life
04 Nov 1910, Berlin Translated by Samuel P. Lockwood, Loni Lockwood Rudolf Steiner |
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A more intimate understanding of what was said yesterday and what still remains to be said will be brought about by endeavoring to compare the youthful Goethe's poem you just heard1 with that of Hegel, recited yesterday. This comparison will be enlightening as emphasizing the difference in the souls of the two personalities in question. Try to sense the profound difference between the two poems. Lack of time restricts us to a mere mention of certain aspects, but we shall be able to understand each other. The poem you heard yesterday (Eleusis) was written by a philosopher who reached tremendous heights of pure thought. We saw that thought itself become poetically creative, as it were, in Hegel. We felt mighty thoughts bearing upon the Mysteries, the enigmas of the world. At the same time we sensed a certain awkwardness in the poetical treatment of the material; poetry is not this man's chief mission. He wrestles with the poetic form, and we have the impression that the thought had to struggle to reach that realm where poetic form becomes possible. Clearly, not many such poems could have been written by Hegel. Let us compare this poem with the other from a definite point of view. In the first lecture an altered version of a youthful poem by Goethe was read to you, showing how two souls lived in his breast. Today, you heard another poem by the young Goethe that needed no alterations. The form in which it was written, with its mighty images, would have been worthy of the mature Goethe as well. In this poem we see working in Goethe a soul force totally different from the one activating Hegel. Unfailingly, a wealth of compelling imagery flowed into the young Goethe. His innate genius was such that an abundance of teeming images streamed into his soul life. We become aware that when the grandeur of the subject overwhelms him, much of what remained in his other poem to mar it has here been overcome by a powerful soul life that seeks to express itself in telling images. We find three points of interest in the poems recited. In Hegel, the thought is the motive force. It achieves images only with a struggle, and the intensity of this struggle is still discernible even in the pale images. In Goethe, on the other hand, a totally different soul force is at work, thundering along in mighty images. We perceive how this soul force can be impaired in another way, as in The Wandering Jew that has remained a fragment because of the conflict between the two soul forces. This points to the manifold nature of the soul life. In Hegel we find a thought force that penetrates with difficulty into that other soul force that was the stronger one in Goethe. On the other hand, we see how the best force in Goethe's soul bores its way into something opposed to it. Let us keep that in mind. Now we will resume our psychosophic studies. Remember what we found at work in the soul life: reasoning, and the experiences of love and hate that originate in the capacity for desire, but we could group this differently. By the power of reasoning we mean mental activity, the faculty that desires to understand the truth. We encounter an entirely different soul force when we think of the soul as being interested in the outer world, in one way or another. The soul is interested in the outer world in so far as love and hate take an active part in the latter. Even so, the phenomena of love and hate have nothing to do with the power of reasoning. Interest and the power of reasoning are two forces acting quite differently in the soul. For example, were you to seek will in the soul, imagining it to be a function by itself, you would discover interest in what is willed. In short, interest awakened by love and hate, and reasoning. Aside from these experiences you would find nothing in the inner region of the soul. They exhaust the content of the soul life. In the foregoing, however, one of the most important features of the soul life, one that we encounter at once, has been left out of account. It is what we designate with the word consciousness. Consciousness is an integral part of the soul life. When we search the content of the soul life from every aspect, we encounter the power of reasoning, and interest, but in dealing with the inner peculiarities of the two soul forces we may count them among the elements of the soul life only in so far as we can ascribe consciousness to the soul. Now, what is consciousness? I shall not proceed to define the word but will merely characterize. If you approach the concept “consciousness” in the light of what we have already studied, you will see that in view of the continuous stream of visualizations the condition of consciousness in the soul does not, after all, coincide with the soul life. Why is that? We have seen, you know, that the soul life differs from the condition of consciousness through the fact that a visualization can live on in the soul without entering consciousness. A conception out of the past lives on in our soul life. We can recall it, but if we do so only after a day or so, not immediately, it was not in our consciousness in the interim, it was only in our memory. Memory is not always conscious. The conception, then, existed in the soul but was momentarily not in our consciousness. Consciousness is not the same thing as the continuous stream of the soul life. We must put it this way. Representing the visualizations, which we may possibly remember some time, by an arrow pointing in the direction taken by the stream of visualizations in time, we thereby include all the visualizations flowing out of the past into the future. In order to be conscious of them we must first call them up out of the unconscious life of the soul by an act of will. When the soul is awake, the condition of consciousness is something that pertains to the soul life, but not in the sense that everything pertaining to it must pertain to the condition of consciousness as well. On the contrary, consciousness illuminates but a part of the soul life. If you ask the reason, someone could answer, “Well, what you designate ‘the continuous stream of visualizations’ is nothing but the established and permanent arrangement of nerves and brain, and all that is needed is that at a certain moment the brain arrangement should be illuminated by consciousness.” That would, indeed, be the case if the perception had not been robbed of something in becoming a visualization. In that case the perception would not have to be transformed into a visualization. The latter, however, is a response, a perception from within, that has robbed the outer perception of something that was not always linked with consciousness, but, rather, that must be illuminated by it. Next we ask how it is possible to throw light upon this continuous stream that embraces unconscious visualizations, to illuminate it in such a way that its content can become visible in memory. A certain fact of the soul life such as can occur on the physical plane will serve to illustrate. It is a fact totally ignored by physiology, but we are concerned with facts, not prejudices. We have many kinds of feelings, for example, longing, impatience, hope, doubt, and finally such feelings as apprehension, fear, etc. What do they tell us? Examination shows them to have something strangely in common. They all refer to the future, to something that may eventuate and that is hoped for. Our soul life, then, is so constituted that in our feelings we take an interest not only in the present but in the future as well, and a lively one at that. It is even stronger in the case of pronounced desires. Just try watching the upheaval in your soul when you desire something that is to materialize in the future! You can go farther; try to hunt up in your memory what you experienced as joy or sorrow in your youth, and compare it with similar feelings you have had recently. Try it, and you will see how pale such memories remain when you try to freshen them up. In the present, such memories are fresh and strong, but the farther we are removed from them, the paler they become. I should like to ask how many people bemoan something that happened to them ten years before, provided the cause has ceased to exist? There is a tremendous difference in the way we look at the future and the past. Only one possible explanation of this fact exists. What we call desire simply does not flow in the same direction as the stream of visualizations, but the latter comes to meet it. A powerful light will be thrown upon your soul life if you will take this one fact for granted. Desire, love, hate, wishes, interest, and so forth, form a current flowing from the future into the past, that is, toward you. It would take days to elaborate that in detail, but the riddles of consciousness will be solved and the whole peculiar nature of the soul life clarified if you start with the premise that the current of desire, love and hate comes to meet you out of the future, and meets the current of visualizations flowing out of the past into the future. At every moment you are actually in the midst of this encounter of the two streams, and considering that the present moment of your soul life consists of such a meeting, you will readily understand that these two currents overlap in your soul. This overlapping is consciousness. If at any moment of the present you search your conscious soul life, you will find there something that acts out of the past into the future and something that runs from the future into the past. Consciousness can be explained in no other way than by the overlapping of these two streams, and if you will visualize all the damming up that comes about here, you will see that the soul takes part in all that flows out of the past and in what streams to meet that current out of the future. Observing the conscious soul life at any given moment, you will see a certain interpenetration of these two streams. Here are all the conceptions you have brought along, there is everything that flows out of the future into the past, meeting the current of visualizations as interest, wishes, desire, and so forth. Since these two currents can be distinguished quite clearly, we will designate the soul life by two names, though the names themselves are immaterial. If I were giving a public lecture, I should choose curious names, as is customary. For example, I could call one current A and the other B; then you could get right to work on an equation, where A and B would be useful. The names are not what matters, yet I should here like to select names that will recall to your mind what you must already know from another angle, so that you can contemplate it from two aspects. First, from that of the pure empiricist who can choose any names he likes for the proven results of his researches, that is, where the name is immaterial, and second, from the point of view of one who selects such names because he observes the facts clairvoyantly. Thus, we will designate the current of visualizations, flowing from the past into the future, “the etheric body of the soul,” and the other, the current of desires, running from the future into the past, “the astral body of the soul.” Consciousness is the meeting of the astral and etheric bodies. You can test this. Try to recall all that you have learned from the research of clairvoyant consciousness about the etheric and astral bodies, and to apply it here. You only need ask yourselves what brings about the damming up, the intersection of the two streams. The answer lies in the fact that the two currents meet in the physical body. Assume for the moment that the physical and etheric bodies were removed. What would happen? The current from the past to the future would be missing, and the other, the astral current, would have an unobstructed course. Now, that is exactly what occurs immediately after death, with the result that during the period of kamaloka consciousness runs backwards. Thus in following our psychosophic paths we rediscover what we learned by way of exact theosophy. Many of the results of clairvoyant research will at first contradict observations made on the physical plane because the latter must first be properly arranged but, when this is done, the results of clairvoyant research can invariably be verified. The results of the two methods will coincide. Now we will examine another phenomenon of the soul life, in common parlance called “surprise,” “amazement.” What exactly is this? When can we be surprised by something we encounter? Only when, at the moment of encountering it, we are not at once in a position to reason when our judgment is not immediately equal to coping with the impressions made upon our soul life. The moment our reasoning becomes equal to the task, amazement ceases. Something our reasoning can at once cope with causes us no surprise at all, surprise doesn't enter. In encountering a phenomenon and experiencing surprise, amazement—perhaps even fear—that is, in receiving a conscious impression without our reasoning having time to intervene, feelings arise, but not at first reasoning. In seeking the reason for this we must realize that our state of interest, our capacity for desire, cannot flow in the same direction as the power of reasoning, otherwise the two would coincide; therefore, reasoning must be something different from ordinary interest. Neither can reasoning be identical and flow together with the soul current from the past to the future. Otherwise, reasoning would continuously coincide with the current of visualizations and the entire soul life would have to take part whenever we reason. Visualizations would have to have ceased at this moment. Reasoning, however, is conscious; yet at the moment of reasoning, how far we are from facing all the visualizations our soul embraces! Reasoning is not able instantaneously to grasp the continuous stream of the soul life, hence these two cannot coincide either. Nor can reasoning coincide with the current from the future to the past, otherwise, fear, anxiety, amazement, surprise would not be possible. Reasoning, therefore, coincides with none of these currents. Keeping this fact in mind, let us now examine the continuous stream of the etheric body that flows from the past to the future. It discloses, indeed, something highly peculiar, namely, that it not only can flow along in the soul unconsciously, so to speak, but can become conscious. Let us keep clearly in view that unconscious conceptions passing through the soul life can become conscious. They are always present, but not always conscious. Let us try by a simple example to focus our attention upon the moment at which such unconscious visualizations become conscious. You are walking through a picture gallery and stop to look at a picture. At this moment the same picture bobs up in your consciousness; you have seen it before. What was it that called up this memory? Well, it was the impression of the new picture that magically and visibly conjured up before your mind's eye the old visualization of the picture. If you had not encountered the picture, the old visualization would not have been stimulated to come to the surface. You can understand this process by explaining it as follows. What I term my ego has entered anew upon an interrelationship with the picture by confronting it. The circumstance that your ego receives something new into itself acts upon something that is contained in the continuous stream of the soul life and thereby becomes visible again. Let us try to get a picture of this by means of which we can describe the process. Think of all the objects that are at the moment behind you, but without turning around; you cannot see them. Under what conditions can you see them without turning around? When you hold up a mirror. Something similar must take place between the visualizations that live along unconsciously in the soul and the process produced by a new impression. The latter mixes with your old visualizations in such a way as to render these visible to the mind's eye. Then, what is it that blots out the view of the old visualization, rendering it invisible? It is your ego that stands in the way and, when a new process provides the impulse for a reflection, the result is the process of memory, of the becoming conscious of the old visualization. The stream of memory runs backward to the old visualization, just as the light rays run backward to the mirror, thence to be reflected forward. Enquiring next into the cause of such a reflection, let us recall the highly significant fact that man's retrogressive memory stops at a certain point. From that time back to birth he remembers nothing. Where does memory of past events commence? In fact, which processes of human life are the only ones that return to memory at all? Only those in which the ego participated, which the ego had really assimilated because it is at about the same time, according to the demands of a certain law, that the child can start to develop his ego visualization. Only such visualizations are remembered at all in our physical life as were received while the ego took part as an active force, conscious of itself. What about this ego during the first three years of a child's life? At first it receives all impressions unconsciously, so to speak; it is not itself present. Then it begins to unite with all visualizations received from without. That is the moment at which the human ego begins to stand in front of its visualizations, placing these behind it. Up to that time the whole life of ego visualizations was lived purely in the life of the present; now it emerges, faces the future in freedom, and is equipped to receive whatever comes to meet it out of the future, but past visualizations it places behind itself. What must take place at the moment when the ego begins to assimilate all visualizations, when it becomes conscious? The ego must join the continuous current we have called the etheric body. At the moment when the child begins to develop an ego consciousness the stream of life has made an impression on the etheric body, and therewith the capacity for ego consciousness comes into being. Ego perception can never come to you from without; the visualizations relating to the physical world are what is given from without. Previous to the moment at which the child begins to sense his own ego, he cannot feel his own etheric body, but from then on the ego reflects back into itself the current of the etheric body. This gives you the mirror as well. To sum up: While all other visualizations—those that relate to physical space—are received by the physical human being, the ego consciousness, the ego visualization, arises when the ego fills out the etheric body and is reflected, as it were, from its inner walls. The essential feature of ego consciousness is that it is the etheric body being reflected inward. What can bring about this inner reflection? The inner delimitation of the etheric body. Only through this does the ego become conscious as the result of inner reflection. We learned, you remember, that the astral body comes to meet the etheric body. It is the ego that fills out the etheric body and, through inner reflection, becomes conscious of it as such. This ego consciousness is powerfully gripped by all interest, all desires, for these implant themselves firmly in the ego. Nevertheless, even though this takes place to such a degree that we characterize it as egotism, there is something peculiar about this ego perception, something in a certain way independent of desires. There is a certain demand that the human soul makes upon itself, readily attested by the soul; every soul knows that mere desire cannot possibly call forth the ego. However much you want to do it, it cannot be done. Ego consciousness does not consist of the stream of desires any more than it does of the stream of visualizations. It is an element fundamentally different from either, but one that assimilates both streams. We can represent this state of affairs graphically by drawing the ego current at right angles to the stream of time. That gives a correct picture. That is the only way to account for all the psychic phenomena involved. You will always be able to cope with these if you assume a current running at right angles to the other two, to the one from the past to the future, and to the one from the future to the past. That is the current corresponding to the human ego element itself. ![]() There is something else, something in the nature of a human-psychic experience, that is connected with the ego. It is the power of reasoning. This enters with the ego. If you visualize this picture, you will really be able to understand only the phenomenon of surprise, of interest, not the reasoning activity of the ego. The latter cannot possibly enter the process from the direction of the past, and unless the ego can enter simultaneously with desire, it is impossible for reasoning to meet the future-past current. What is indispensable if reasoning activity is to enter with the ego current? A reflection, and this must come about in such a way that the ego has the unconsciously flowing visualizations positively behind itself. That would be the case if the ego current entered from the direction indicated by the arrow in the diagram, but were then to change its course within the body to that shown by the other arrow, toward the future. Now the ego has joined the current of the etheric body, has entered the etheric body—has itself, so to speak, become a mirror. This tallies strikingly with the facts. If the ego has the unconsciously onward-flowing visualizations behind itself, what does it encounter in front, toward the future? Imagine you are looking into a mirror. If nothing is behind you, you see nothing but an endless void, and at first that is man's view of the future. When do you see something there? Only when something out of the past appears. You see the past, not the future; the mirror shows you the objects that are behind you. Now, if the ego is reflected inwardly at the moment when the child arrives at self-consciousness, the entire soul life from then on signifies that experiences and impressions of the past are reflected as well. That is why you can remember nothing that occurred before the ego became a means of reflection. If something out of the past is to be seen in the mirror, you naturally see nothing of the future, just as you see nothing behind the quicksilver that lines the mirror. It should be noted here that the child, when it is reflected in the etheric body at the inception of the ego, remembers nothing that happened previously. Everything is explained by the one essential fact that the human ego, in so far as it enters the etheric body and receives visualizations out of the past, itself becomes a reflecting apparatus impressionable to everything it receives from that time on. Now let us recall the fact, already mentioned, that there are two kinds of memories, the one resulting from the external repetition of a perception, the other called up out of the soul by the power of the ego, without external repetition. What must occur if the ego is to reflect past events? We can say that, if you receive an outer impression through a picture you have seen before and which you encounter for the second or third time, the raying of the reflection from the other side is thereby held back in such a manner as to make it strike the inner soul mirror. What if no repetition of the outer impression occurs? In that case the ego itself must gather what is to be reflected from within, that is, it must create a substitute for what is otherwise effected by the outer impression. What is this ego primarily as it appears in physical human life? It is the inner fulfillment of the etheric body. It must therefore itself be transformed into a mirror within the etheric body, and this is accomplished through the delimitation of the etheric body. With regard to your outer sense impressions you are sequestered by reason of being in a physical body, and it is due to this fact that what lives in the etheric body can be reflected. There must be, however, another force to account for what you remember freely. The etheric body must have a foil, like a mirror, and this is provided for the memories, which are called forth by the new impression, by the sense organs, the physical body. In the absence of anything acting from without, we must seek the foil elsewhere. The only alternative is to employ as an auxiliary force what approaches the ego at right angles, that is, desire, or the current flowing toward us. This we use as a foil for the mirror. Only by appropriately strengthening the astral body can we call in the force of desire and develop out of the ego a force capable of recalling to our memory those visualizations that otherwise refuse to appear. Only by strengthening the ego, as it expresses itself in the physical world, are we able actually to use the current flowing out of the future and to make a mirror-foil of it. Solely by strengthening the ego, by making it master of what comes to us out of the future (astral body), can we do anything about the visualizations that refuse to be mirrored, refuse to surrender to us. If we cannot recall the visualization, it is because our desire lacks the requisite strength. We must take out a loan in order to be able to reflect it. A strengthening of the ego can be brought about in two ways. In everyday life, for example, you experience things simply by following the continuous stream of experience. When a bell tolls you hear the first tone, the second, third, and so forth, in order; in a play you hear the various parts one after another, then you've finished. With your ego you live along in the continuous stream of etheric life but, if you systematically set about to experience the opposite stream of life, you follow the astral current. For instance, in the evening recall the events of the day in reverse order, or recite the Lord's Prayer backwards. You are then not following the usual ego current, which lives because the ego fills the etheric body, but the opposite one, and the consequence is that you incorporate forces out of the astral current. That is an extraordinarily good exercise for strengthening the memory. There is another exercise for the same purpose. If someone suffers from a particularly poor memory, he can combat the condition by trying with all his might to take up some occupation of his youth. Supposing he is forty, and he tackles a book that had entranced him at the age of fifteen. If he keeps on trying religiously to become absorbed in it with the feeling of that earlier time, he draws strength from the backward-flowing current. You recall the same facts you did in the past, then the current out of the future comes to your aid. Why, for example, does an old man like to recall the occupations of his youth? Such considerations can show you that actually your ego must fortify itself from the astral current that flows to meet the etheric current if it would strengthen the memory. If one were to pay careful attention to such matters in teaching, the effect would be highly beneficial. For example, seven school classes could be so arranged as to comprise a middle class, the fourth. In the fifth would be repeated in modified form what was studied in the third, in the sixth the subjects of the second, in the seventh, of the first. That would be an excellent way of strengthening the memory, and if people would put such things into practice they would see that ideas of that sort derive from the laws governing life. From all this we perceive that in our ego visualization, our ego perception, we have something that must first come into being. . It arises in early childhood through the inward reflection of the etheric body. No wonder there is no ego visualization in the night, for when the ego is out in space during sleep, it naturally cannot be reflected in the etheric body. That is why it must submerge in unconsciousness at night. The etheric body is the current continuously flowing in time, and in the course of time it receives the ego visualization through the circumstance that what flows forward in the etheric body is illuminated from the other side by the astral body. All that we have in the way of ego visualization is exclusively in the etheric body; it is merely the entire etheric body seen from within, reflecting itself within itself. Only the ego visualization is active in the etheric body, not the ego itself. What is the ego? It is the power of reasoning striking in at an angle. If you would comprehend the ego you must not turn to the ego perception but to reasoning. In relation to all else, reasoning is independent, and we must clearly distinguish between visualizing and reasoning. “Red” is not a verdict; reasoning stops at the sense perception. The moment, however, the verdict “red is” is pronounced—when the “red” is endowed with “being”—the ego stirs, the reasoning that is directed toward the spiritual. When the ego passes judgment based upon outer impressions, the latter are objects of judgment. Now, if the ego is a being apart from all its visualizations and perceptions, as well as from self-perception (just as a reflected image is not identical with the object reflected), and if, further, it is the impetus of self-perception, a verdict must be possible in relation to which the ego, as in all reasoning, feels itself master, and not dependent upon outer perception. This occurs at the moment, not when you have the ego visualization, but when you pronounce the judgment “I is.” Thereby you have filled out with reasoning capacity what otherwise lives in the “I” without achieving consciousness. What was previously an empty bubble is now filled with the power of reasoning, and when the ego thus fills itself out the spirit is encompassed by reasoning. Let us recall that reasoning is an activity of the soul, an inner activity; that soul activities arise within, in the inner soul life; that they lead to visualizations. Among the visualizations that appear, the ego visualization is one. True, we found that the ego visualization leads to a conception of the ego, but aside from that we could learn nothing about the ego. What we did learn, however, is that the ego visualization, though having the same character as other visualizations entering from the physical world, cannot originate in the outer world, the physical world. This being the case, and since reasoning, which is one of the elements of the soul life, must be applied to the ego, it follows that the ego must enter the soul life from the other side. This is conclusive evidence that just as the conception “red” enters the soul life from without and is then encompassed by a verdict, so something in the ego appears from the other side and acts in the same way. When we say “I is,” we receive an impression out of the spiritual world and encompass it with a verdict. “Red” corresponds to physical conditions of existence. The verdict “red is” can, as such, come about only within the soul life through the agency of the physical world. “I is” comes from the other direction; so we say that this impression comes from the spiritual world. “I is” is a fact of the spiritual life, just as “red is” is a fact of the physical life. The usage of speech expresses this coming from the other side by exchanging “is” for “am”: I am. The ego can be admitted to have being2 only when it can be encompassed by a judgment; when, just as in the case of “red,” something approaches the soul that can be encompassed by a verdict in the same way as can something coming from the physical world. When I now draw a line indicating the fourth direction, upward from below, you will not be surprised that this represents a physical force. Graphically represented, the impressions of the physical world proceed upward from below and manifest themselves in the soul as sense impressions. In one plane the ego and its bodily-physical sense organs are opposed, in the other, the currents of the etheric and of the astral bodies. When the ego makes contact with the physical body through the eye, the ear, etc., it receives impressions of the physical world. These are then carried on in the soul by reason of the latter's possessing consciousness, which in turn arises through the impact of the etheric and astral bodies upon each other. The whole picture shows that a comparatively good diagram of the co-operation of the various worlds in the human soul can be had by opposing the ego and the physical body in one plane, and at right angles, the etheric and astral bodies. Innumerable riddles will be solved for you if you will thoroughly work your way through this diagram. You will see that precisely this cross, intersected by a circle, gives you a good picture of the soul life as it borders below on the physical, above on the spiritual world. Now you must imagine the stream of time, and you must rise to a visualization of it, not as something flowing along smoothly, but as meeting the life of the senses. You must see that the life of the ego can be comprehended only when thought of as striking at right angles into the stream of time. With this in mind you will readily understand that quite different forces meet in our soul. Our soul is the stage, so to speak, where these forces encounter each other from many directions. As an example, take someone in whom the reasoning ego preponderates. He will find it difficult to endow abstract concepts with sufficient body to make them appeal directly to feeling; that is, a man like Hegel, who is strong in reasoning, will not easily give in full measure of what speaks to the feelings. On the other hand, one whose every tendency tells of a rich astral life, who is full of interests that flow against the continuous current of the physical life, will bring with him into the world the gift for living ![]() concepts, because he is open to the stream coming out of the future. He will not appear on the physical plane as a man of thought, but rather, he will prove how readily he can clothe his inner experiences in words that speak powerfully to men. Such a one was Goethe. If you think of a man as bringing over from a former incarnation a tendency toward the one current or the other, you must imagine in Goethe's soul a predisposition for the stream out of the future. When he yields himself to it, he quite naturally gathers ideas of the future as vital concepts. Once Goethe permits all this to come into conflict with what has only been acquired in this incarnation, with the visualizations of the recently acquired etheric body, the result is something like what we designated worthless in his Wandering Jew. On the other hand, when a Hegel brings with him the gift for extracting mighty conceptions from his reasoning, he struggles with the current that streams from the future into the past. The fact is, we incessantly place our ego in such a position as to cover up the continuous stream. The ego covers it and lets the endless current of desire come to meet it, and into this focal point we peer as into a mirror. I have been able to evoke for you but little out of the infinite realm of psychosophy, but you will find the answers to many riddles of life by taking into account the presence of the unconscious visualizations of the etheric body. The physical body is in constant communication with the etheric body, and just because the visualizations are unconscious they can develop their lively activity in the other direction toward the physical side. Furthermore, precisely those visualizations that our consciousness is unable to call up out of our unconscious soul life are in this way immeasurably destructive; they develop destructive forces that penetrate our corporeality. It is a fact that something a person has experienced at the age of ten or twelve, and totally forgotten—something he is incapable of raising into consciousness because the ego lacks sufficient strength—continues to act in his etheric body and can impair his health. That means that in the etheric body there live visualizations that can cause sickness. If you know that, you also know that there is a remedy. It consists in robbing these visualizations of their power by deflecting them in another direction. You can help the sufferer, if he is not strong enough to do so himself, by providing him with associations that will bring these visualizations to consciousness. That accomplishes a great deal. It is really possible to bring a person's conceptions to his consciousness and thus call forth health-giving forces. Some of you will say that that sort of thing is being tried at the present time and, indeed, there are psychiatric cures that consist in calling forth visualizations. I cannot here mention the name of the school I have in mind because its aim is to unearth only visualizations of the sexual life—visualizations to which the matter here under discussion does not apply. In such cases it is of no avail, and for that reason the Freudian School in Vienna is such as to produce results that are the exact opposite of what is aimed at. You will have gathered that, if one goes to work conscientiously and intelligently in observing life on the physical plane, the knowledge acquired on the psychosophic path verifies what reaches us through clairvoyant research, but the latter does not seek the facts in order to see whether they tally with conditions on the physical plane. On the contrary, the clairvoyant seeker is often surprised himself to find the results of his research so beautifully borne out on the physical plane. If reversed, the process would hardly yield accurate information. Research practised on the physical plane alone tends to group things in a wrong way and to meet facts with a slap in the face. The fundamental impression I hope you have gleaned from these lectures is one of justified confidence in clairvoyant research. That is why, in addition to all that I tell you from clairvoyant sources, I am at pains to draw your attention from time to time in a matter-of-fact way to the laws of the physical plane because we are placed on this plane in order that we may learn to know it. We have a twofold duty. On the one hand, we must study the physical plane upon which the great world powers have not placed us fortuitously, and we must really identify ourselves with it by renunciative thinking. On the other hand, we have already arrived at the stage of human development at which we are aware that we can no longer cope with the physical plane without the aid of occult research. Science must inevitably err without occult science as a guide to point the lines of approach to all that can be learned through physical research. After the establishment of physical research at the turn of the fifteenth and sixteenth centuries, this necessarily remained the center of interest; now the time is ripe for another sort of research to intervene and indicate the lines of approach. If the occultist will not only learn this but count it among his duties, he will have fulfilled the demands of our time, namely, to spread the conviction that we base firmly on the physical plane. Certainly anyone who has grasped the idea of the astral current flowing in from the future can be depended upon in this matter. That this is true I have already proved to you by a fact. Only one of the many psychologists of the present has, with no knowledge of occultism whatever, approached the study of the soul with a fine schooling. He is Franz Brentano. He took up psychology in the eighteen-sixties and, although what he did amounted to no more than scholastic speculating, it was like a child's first steps in the doctrine of desire, feeling, and reasoning. What he says is all askew, but the tendency is significant. It could have been right had it not been for his complete ignorance of every occult context. The first volume of his work appeared in the spring of 1874 and the second was due in the fall of the same year, but to this day (1910) it has not appeared. He was bound to become mired, and from these lectures you will understand why. He had already defined and indicated what the second volume was to contain; he had planned to deal with the ego, with immortality. The stream of occult research, however, failed to enter from the other side; the fructifying element was not forthcoming. Franz Brentano lived as a child of our time, that is, he began to arrange facts into groups, so he could not get on. He is now living in Florence, an old man. Wundt also wrote a psychology, but it is nothing but a tangle of concepts. It contains nothing about the real soul life, nothing but the author's preconceived opinions. Such people thrash empty straw, even when dealing with the psychologies of peoples and of languages. All sciences would come to a similar impasse unless something came to meet them from the spiritual side. My dear friends, you have identified yourselves with a movement in which your store of knowledge can increase if you think of your present knowledge as a karmic fact. In that way you will have arrived at a crossroads, a vantage point from which vigorous co-operation in this work is clearly discernible as a task enabling you now or in a future incarnation to serve humanity. Do not think of that as an abstract ideal, but keep constantly returning to it in a practical way. This work must be made to bear fruit.
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