184. The Bridge between the Ideal and the Real: Lecture II
07 Sep 1918, Dornach Translator Unknown Rudolf Steiner |
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184. The Bridge between the Ideal and the Real: Lecture II
07 Sep 1918, Dornach Translator Unknown Rudolf Steiner |
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A full insight into those relationships which we are now contacting is not possible unless one looks more closely into the nature of man in the period between going to sleep and waking up that is, the sleeping condition. Of course, diagrammatically, the sleeping condition is well-known to you. That which we call the astral body and ego separate from the physical and etheric bodies. But if we wish to go more deeply into the nature of sleep, we must remember that it is just in the sleeping condition that a man experiences the reality of what we discussed in our last lecture, when we said that St. Augustine sought in his own inner experience to grasp the real true certainty about the world. I told you in yesterday's lecture that in his waking condition, man does not grasp the full reality of his inner being. We must be quite clear that what is described as the astral body and the ego, do not really come to the consciousness of man by day: in his waking condition there only comes to his consciousness a copy, a mirror-picture of his ego and astral body. If man were conscious in the sleeping condition, that is from going to sleep until waking up, or, let us say, if he became conscious through those exercises which you can find described in my various writings—(which are all at your disposal)—if man could thus become conscious through his sleeping condition, he would experience not a mirror-image, as by day, but the true form of his Ego and Astral body. But we must quite clearly realise that the true form of the Astral body and Ego appear in such a way to the soul of man when he develops Imaginative Consciousness, that in the inner experiences during the sleep condition, he experiences in his Ego and Astral body what we call the third Hierarchy, the Hierarchy of the Angels, Archangels and Archai. Although throughout the whole of man's working life he stands in intimate connection with what we must designate as the Angels, Archangels and Archai, he does not experience this consciously during the making condition; and that constitutes the deception in man's waking condition. He remains aware only of an abstract ego of those shadowy ideas and concepts which fill man's soul, or perhaps of half-dreamy feelings and willings. This is the essential—that throughout the waking condition man does not progress beyond experiencing this shadowy side of his Ego and Astral body; and that he cannot become conscious that all the time there in working into his Ego those Beings of the third Hierarchy to which I have just referred. But if he were really to wake up in his sleep, if I may use that expression, he would not have external nature around him, but would immediately feel in himself the Beings of the Angels, Archangels and the Time-Spirits. Now because those Beings work in us, my dear friends, we have in the constitution of our soul something which we would not have otherwise have had. For instance, if the Hierarchy of the Angels did not work into our Ego and Astral body, we would never feel ourselves to be individuals. Therefore, just because the Hierarchy of the Angels work into our Spiritual, psychic nature wean feel ourselves to be free persons. Because the Hierarchy of the Archangels work into us, we can feel ourselves as members of the whole of humanity. We might also say, that because these Arch-Angelic Beings shine into our psychic, Spiritual nature, inspiring it, therefore we rea11y feel ourselves as men. And because the Beings of the Archai, the Spirits of Time, pulsate in our nature, filling it with their Intuition, therefore we feel ourselves as earthly human beings—that means members not only of the present humanity, but of the whole of earthly humanity, from the very start of earthly evolution to the very end of Earth-life. In that way we can feel ourselves as members of the entire earthly humanity. Of course, we only feel it dimly, because we can only dimly sense the influence of these Time-Spirits within us. We cannot say that we behold ourselves as personalities; that we can only do when we attain the Imaginative Consciousness. There remains a kind of reflection of this Imaginative Consciousness when we so experience our thinking that, through the free life of thought we feel ourselves as individual beings. Let us once more make quite clear how it is that we feel ourselves as individuals. We feel ourselves as personalities because we can, of our own free will, add one thought to another. You would at once cease to feel yourselves as personal beings if you were compelled to add one thought to another just as in the world of external nature one phenomenon is linked on to another. This experience of inner freedom for the developing of a thought, gives us the certainty of feeling ourselves as personalities. his feeling of inner freedom is what comes clearest of all to man's consciousness by day; and it comes to man by day when he is awake, because, from the moment of sleeping until waking he is permeated by his Angel, that Angelic Being belonging to his own Ego. In the feeling oneself as a human being as a member of all humanity, we are generally speaking, already far more apathetic, we feel ourselves far less strongly and intensely as members of the whole of mankind; and that is because the Arch-Angela, who bring this about, stand further away from us than do our Angels; and that which inserts itself as Personality into the whole human stream of evolution, (and which comes from the Archai) that remains for most human beings something really quite shadowy. On the basis of Anthroposophy we seek to evoke this very feeling, of belonging to the entire earthly humanity, for it becomes clear to us that in the 5th Post-Atlantean epoch man experiences things in a certain way; in the 4th in a different way; in the 3rd in a still different way. One thus sees how the mood of soul has altered in the various epochs of time, alterations brought about by the various beings of the 3rd Hierarchy, the Archai, the Spirits of Time. It is of this that we seek to create a consciousness on the basis of Spiritual Science. This consciousness can alone give man the possibility of feeling himself an historical Being, of feeling conscious: “I am now living as a Personality, in the 20th Century.” The fact does not enter the consciousness of most human beings, that their personality can only be real as Personality, because it has been placed in a definite point of time. How this permeation of the human soul and spirit-being by the Beings of the third Hierarchy, is something of which men would become aware, if he were intensely enough to attain Imaginative Cognition. In the ordinary path of human evolution, as you know, Imaginative Cognition is not present. From the moment of going to sleep until waking up, the reality of man's ego and astral body is damped down; and by day, when man is awake, he loses his connection with the Beings of the third Hierarchy. What comes from the fact that especially in our present cycle of time, man, when he is awake, is given over to an illusion. As we have seen, when he is asleep, man is subject to the deception that his Ego and Astral body are not then active; but they are not inactive, They are then in living interchange with the Beings of the third Hierarchy. In the waking condition, the state of affairs at the present cycle of time is, that our physical and etheric bodies, “unjustly,” illegally, as we might say, absorb our Spiritual, Psychic nature. They permeate themselves with our spirit and soul. Normally this should not be the case. It should be normal for a man to-day when awake, to feel himself an Ego and Astral body, and to feel his etheric and physical bodies as a kind of shell into which he crawls, to feel them as something which he carries consciously about with him. But man does not feel that to-day; he feels as if the physical and etheric bodies were himself. But this they are not. We are that Spiritual, psychic being which makes use of the physical and etheric bodies as an instrument; but we cannot raise ourselves above the deception which belongs to the working of our epoch of time. We are, as it were, compelled to identify ourselves with that which in the normal consciousness should be like a hammer which one takes in ones hand and gives blows with it; so should we regard our physical and etheric bodies. But in this epoch we have to identify ourselves with them,—to give ourselves over to the deception that we are these, that it is we ourselves who thus go in a fleshly way through space. But they are not ourselves. That is only because the consciousness of our ego is absorbed unjustly, illegally, by the physica1 and etheric bodies. That simply rests in the fact that in the present cycle of time the Ahrimanic powers are stronger than they should be in the normal evolution of mankind. They draw down the etheric and astral bodies into the physical and etheric bodies, so to speak, and they bring about in man the deception that the head which he carries is himself, that his hands and his whole body is himself. Wrongfully the physical body absorbs that consciousness, so that it appears as if the physical body brought about our personality. Anyone who thinks that his physical body brings about his personality is subject to the same deception us a person would be, who standing before a mirror, believes it produces him, because it radiates his reflection. To say that this fleshly form we carry round with us is ourselves, is no cleverer than to hold your hand before a mirror and believe that the mirror is producing your hand. Yet the whole of modern Science is subject to that deception. All modern Science believes that what we as individual persons That is the Fundamental Truth which we mast realise, With reference to this Fundamental Truth, modern humanity, by reason of the forces working through our present epoch of time, give themselves over to a deception of consciousness which consists, as I have just told you, in the delusion that all that we think, or experience as our thoughts or our feelings, is produced by our body. Mankind is subject naturally to this delusion to-day. With his present consciousness he cannot transcend that deception, just as the Sun when low on the horizon looks bigger than when high up in the heavens. One knows it is a delusion, yet it does seem to be so. At this point of time man [needs] help regarding his flesh and blood as himself. That is a delusion of consciousness, my dear friends; but man was not always subject to this deception of consciousness; it is essentially a characteristic quality of the humanity of post-Christian times, after the Mystery of Golgotha. Before the Mystery of Golgotha this delusion did not exist. Before the Mystery of Golgotha there existed another kind of deception. Before Golgotha man did not believe that his consciousness was united with his physical body. Of course, history tells nothing, of this, but it is so. It would have been sheer nonsense for a man of the second or third millennium of the pre-Christian era to suppose that his soul was produced by his physical body; in olden times no man felt himself bound to his physical body as the modern man does. In those pre-Christian times man really had a living consciousness of the Beings of the third Hierarchy, and because he knew:—“My soul is not identical with my body,” he also knew that his soul was not bound up with the bone and muscles of his body, but that it was bound up with the Beings of the third Hierarchy. Hw was subject to a different delusion, not in his consciousness but in his life. He believed that his soul was bound up with external nature, together with the Beings of the third Hierarchy, just as modern man believes his soul to be bound up with his physical body. Man to-day gives himself over to a delusion in consciousness, he believes that his soul is united with his body. The reason he cannot see the Beings of the Angels, Archangels and Archai, is because his physical body darkens them for him. The man of old, although he had a consciousness that these Beings were there and that his soul was bound up with them, could not see directly but only dimly into the external, sensible nature. Modern man, in the delusion of his consciousness, believes that his soul is bound up with his body; the man of old believed that the Beings of the third Hierarchy were bound up with the external nature which he perceived with his senses. At that time he confused the Divine Beings of the third Hierarchy with the phenomena of nature, and expressed this in his interpretation of natural phenomena. Man to-day places his soul in his flesh and blood, the man of old placed the Beings of the third Hierarchy in external nature. He had no Natural Science such as we have to-day, but he considered the phenomena of nature as brought about by this or the other demon, more or less Divine Spiritual Beings, concerning whom he gave himself to a life of deception, in that he thought of these Spiritual Beings as operative in the phenomena of nature. It is an important fact, that this change took place in the development of man in pre-Christian times; he gives himself over to a characteristic delusion of life, and after the Mystery of Golgotha to a delusion in his consciousness. The reality, the effective working of Christ Jesus (and of this we shall speak further in the next lecture) should consist in this—of elevating, of raising that delusion in man's consciousness, elevating it, bringing it home to him that he is deceived; and through the “Christus in mir,” “Christ in me,” man should be brought to feel that what lives as astral body and ego, lives in free Spirituality, and is not bound up with his flesh and blood. Of course, this can only be seen on the path of Spiritual Science, but it can already be felt in the words of St Paul: “Nicht ich, aber das Christus in mich,” “Not I, Christ in me.” From what I have told you, you can already, my dear friends see that there are reasons why men should experience this Duality up to a certain point; experiencing on the one hand the ordering of Nature which consists contains no ideals, which of necessity connects one event with another, an ordering in which merely cause and effect, effect and cause are incorporated, so that one can never think that through what goes on in Nature, any ideal, moral or otherwise, can be realised. On the other hand, man is conscious that he could not develop an existence worthy of man unless he had ideals, unless he could cling to something else than a mere external Ordering of Nature. But with the consciousness accessible to him to-day, he cannot regard his ideals as operative, as effective, in the same way as, let us say, electricity or magnetism or the force of heat,—so, that the ideals are able to enter into Nature, into the ordering of natural phenomena. For that reason the Ordering of Nature and his own ideals appear to him side by side, but he cannot build a bridge from one to the other, He cannot build that bridge my dear friends because he cannot look into the Cosmos both by day and by night, where the bridge has to be built. If only man could have a normal consciousness by day—that means an Ahriman-free consciousness—so that he could feel: “I am an individual person, am not bound to my physical or etheric bodies any more than when I look into a mirror which reflects me, I am bound to the image before me.” If man could have this consciousness about his ego and astral body, he would regard the ego and astral bodies as reality and not as mere reflected images, and then he could also recognise his ideals as real forces, just as real as electricity and magnetism, only they are not working at the present time, they are acquiring reality in the present incarnation for the next; from this earthly existence they pass over into the next earthly existence. If man in the waking condition could perceive that his ego and astral body are bound up with the Beings of the third Hierarchy, as I have pointed out,—in other words,—if man could but fully see himself and not merely feel himself but realise himself as a free personality not bound up with flesh and blood, he would no longer believe that the external nature outside him as presented to his sense-organs in a strong enough reality to oppose the force of his Ideals, He would know that, that which is the Ordering of Nature to-day, will crumble away with all those substances; that there is no such thing as the conservation of matter, but that which in Nature destroys itself and when that which to-day is Nature no longer exists, then another external sense-reality will appear in its place, and that which to-day constitutes our ideals will become Nature in the next epoch. So we can say, to-day we experience an Ordering of Nature, (see diagram red) we experience an Ordering of our Ideals (yellow). The physicist believes that this nature is maintained by a conservation of force and a conservation of matter, that the Ordering of Nature persists—, that the same atoms, the same forces play into all future. [diagram is missing] The physicist, if he is sincere, can say none other than this:—“The ideal Ordering was a dream, it must sink and vanish like dreams. At the end of the earth our dream-ideal will no longer be there, it will have been buried.” Spiritual science knows that this is a delusion, untrue. We have the Ordering of Nature, red) but in reality there is no conservation of force or of matter, for that which is the Ordering of matter ceases at a certain definite point of time; and that which to-day constitutes our ideal Order, forms the continuation of the Ordering of Nature. [diagram (if any) is missing] All that we see round us with our eyes, or that we hear with our ears all that we perceive around us with all our senses, will, when the earth reaches the Venus-condition, be non-existent; but out of that Nothingness the possibility will be given for the Ideals of modern humanity to become the external Ordering of Nature. No conception of the world, my dear friends, which fails to recognise the destruction of what is sensible, can ever have a hope that the Ideal has the power to realise itself, for if what is sensible were eternal, if the conservation of force and matter did exist, then our ideal world would simply be a dream. It is of immense significance that man should at the present time, have this illumination:—that the Ideals of the present constitute the Nature of the future. It is a great delusion to believe that the atoms and forces around us are the eternal. They are not the eternal; they are the temporal. That indeed is the fate of Spiritual Science, it has to contradict and refute a perception held by the present-day universal perception and view of science as an absolute certainty, and which is yet nothing but an Ahrimanic deception. Now let us go back again to something else, to which I have drawn your attention. Before the Mystery of Golgotha what I have characterised to you as the delusion of man, can be described as a delusion of life; after the Mystery of Golgotha it was a delusion of consciousness. When one knows this, one can understand many things in the development of man. Above all one understands why, before the Mystery of Golgotha, those human beings who had atavistic clairvoyance, could not see things in their true form, but saw the Beings of the Higher Hierarchies as demons. That is why those ancient Mythologies consist essentially in a demonology. The Gods of the ancient Mythologies were seen as Demons, as for the most part they were. And that rests on the fact that a delusion of life was present then. Men had to think of a false Ordering of Nature as a Divine Ordering, just as they have to think to-day of a false Ordering of the body as ordained for mankind. Then came the Mystery of Golgotha; and man had to take the soul-mood which resulted from the Mystery of Golgotha. Before the Mystery of Golgotha, man in his waking condition stood in a more direct relationship to the Beings of the third Hierarchy than to-day. He saw them. And through their delusion of life they `fantasised' these Beings into Zeus, Apollo, and so on. These are the Beings of the third Hierarchy, but they were poetically altered, as seen under the influence of that delusion of life, as we to-day see everything which refers to man under the influence of our delusion of consciousness. In spite of all that however, a Divine Spiritual order was spread into humanity. Just think how close man of those ancient epochs felt his human world to be to the Divine Ordering of the Cosmos! There was the human Hierarchy, and then came the Divine Hierarchy. Man did not feel so cut off as to-day, for he continued the world straight up to the Gods. How close the Greek felt his world of the Gods to the world of Man. Then came the Mystery of Golgotha, and that was then no longer the case! Not through the Mystery of Golgotha, for that was to give compensation for what has been lost. But time itself brought into human evolution that man was to be cut off from this conscious connection with the Divine-Spiritual world of the third Hierarchy; only a memory, an historical memory remained. Then came the time of the first epoch after the Mystery of Golgotha. Men certainly had to think somewhat differently to what they did before the Mystery of Golgotha; but something of that immediate past still worked in them, when men know that the Divine Spiritual Beings work into the early events and arrange and ordain what man does on the Earth. Therefore man of old was convinced that when he founded a State, (if one wishes to use the word `State,' it is incorrect, but we are accustomed to speak like this to-day)—he knew that those social structures were founded under the influence of the third Hierarchy. Man felt that his arrangements on Earth were Divine arrangements. You need merely study Egyptian history, even without clairvoyance to see how fully convinced the Egyptians were that what man does here in is social life was all arranged by the Beings of the third Hierarchy. That was so before the Mystery of Golgotha. After the Mystery of Golgotha the Church established a kind of grade in the clerical dignitaries. Such gradations were arranged; but behind the arrangement of those degrees there was a quite different thought. This can be seen quite clearly in the early Church writers. In Dionysius the Areopagite, you can see it clearly for yourself. There was to be such an arrangement in the administration of the Church that it should be an image of the Divine Ordering; and the relation of the Deacon to the Archdeacon was to be an image of the relation of the Angel to the Archangel. Again the relation of Archdeacon to the Bishop was a copy of the relationship of the Archangel to the Archai. Thus it was endeavoured to make the social structure of the Church a sort of copy of that Theocracy! Above in the Spiritual world there is a sequence of Hierarchies, and down below, in the physical world, there should also stand as a copy of the Spiritual Hierarchies, a sequence in the clerical dignitaries. In the first epoch after the Mystery of Golgotha, that was not conceived juridistically, but theocratically. It was a copy. The clerical Hierarchy was conceived as a copy of the Third Hierarchy. Thus in the first Christian Centuries it was endeavoured to establish such organisations as should cause the position of man on Earth to each other to be a copy of the Hierarchies in the Spiritual world. Then gradually men lost the consciousness that they still had in their memories. The historic memory of the old theocracy was lost, in which man still knew that the earthly arrangements were a consequence of a copy of the Deeds of the Gods. The consciousness of this was lost, and in the place of the consciousness of the living world of Divine Beings, which were seen by men in olden times, and of which they still knew, there came abstract concepts. And so came the centuries where, in place of the individual Gods,—the Christians called them Angels—they put abstract ideas, a metaphysic of abstract concepts. The Divine Ordering, which should have its copy in the human ordering, became theocratic; the application of more ideas to man's social arrangements produced something which was simply intended to bring some kind of order into human intercourse. As formerly it was thought to create an image of the Divine Cosmos in the metaphysical age which followed, it was simply striven to maintain some order by punishing evil and not punishing the good, perhaps even rewarding it,—thus creating an ordering in which the social order could exist. And so, as in the place of living Gods there now appeared abstract, metaphysical concepts, a human Ordering appeared which in a sense so stamped itself on man, that one was preferred before another, not because that was a copy so that order should be maintained on earth; one came to command and the other to obey. Abstractions appeared in the place of the living permeation of the social Ordering. Essentially the epoch of real metaphysic prevailed throughout the middle ages. The Roman consciousness essentially provided the special element for this metaphysical Ordering, which spread everywhere; one finds memories of this in the very words. For instance the word “Prince” (Fürst), is a memory of the Theocratic Ordering. The Prince, (Fürst), was the first, because some one had to be first, just as in the Divine Hierarchies also, one had to be first. A memory of the metaphysical order of administration is given us in the word Count `Graf,' which is connected with `grafe;'—to write. In the metaphysical Ordering, everything is registered; the social order was kept by writing documents, by making compacts. And then came the modern age. This newer age brought disbelief in the abstract concepts, in metaphysics. Men could now only believe in the external sense-phenomena, even inhuman life. Those traditions which still existed in ancient times of a living consciousness which somehow worked this into the social structure, was lost. First the Gods, later the metaphysical concepts; these things could no longer exist in modern times; but they must again be won on those paths indicated by Spiritual Science. All consciousness of the Spiritual basis, of a Spiritual structure, was radically obliterated by Industrialism. Therefore Auguste Comte and his teacher Saint-Simon, felt themselves so specially united with the epoch of Industrialism, for they allowed positivistic Science alone to have any value. That means, only that which can be related to the external sensible natural ordering, permeated by causal necessity. Therewith, my dear friends, the concept of truth itself has undergone a complete transformation. People to-day have not the right feeling for these things, they do not as yet realise aright the fact, that the very concept of Truth has undergone a history. These modern human beings who knew themselves to be under a theocratic Ordering, have no such idea of Truth as human beings get to-day under the authority of Natural Science. It is extraordinarily difficult to speak of these things. To-day a man may think that, with reference to the world around him, truth consists in the coinciding of an idea with external reality. He gets that thought from Natural Science. Such a concept of Truth simply did not exist in the First Christian Centuries. There was another idea of Truth then, which was essentially connected with the theocratic social order. The concept of truth which lives in all souls to-day really did not exist then. This extraordinary fact, my dear friends, is not realised now. It is more easy to recognise the concept of Truth which lived then, if one approaches the idea of Divine Judgment. Suppose two people are fighting a duel, (I will not touch upon the question of duels, I am simply giving an instance), it cannot be determined from the very start by some calculation that A, will win and B will not,—if that were so the duel would hardly occur; the truth only emerges in the course of the conflict. We ourselves still have this idea of truth at the present day, in the case of war. We should not wage war if we know from the start, as in an experiment, in a chemical laboratory, how the war was going to end. In this the old concept of truth is rooted even to-day, that truth itself can only be revealed in the course of what actually happens, that one can do nothing but watch how the Divine Judgment will fall. That is the old concept of Truth. Those who think as Auguste Comte or as the Socialists to-day, have completely broken with this idea of Truth. They only recognise a truth as such, where the event in its course can be foreseen. The cry of Auguste Comte; “Know in order to foresee,” is the radical transformation of the concept of Truth in our modern age. But, my dear friends, with the concept which prevails to-day, one can only grasp external nature. Concerning this point, humanity to-day gives way to a colossal delusion. Men believe, for instance, that they can grasp historical life through this idea of Truth, which Auguste Comte and Saint-Simon taught. But it cannot be done, even with the old concept of Truth as Divine Judgment, for that stood under the influence of the Delusion of Life. Our modern concept of Truth stands under the influence of our Delusion in Consciousness. There must come the concept of Truth of Anthroposophy; a concept gained in a far more widely embracing way than that in which St Augustine got his concept of Truth,—for as I have explained to you, that too was subject to delusion. This is connected with many things; and a great deal depends on it. It is not enough to speak abstractly on the evolution of the idea of Truth, one must in general, in all its details know how the concept of Truth can lead the soul of man along many different paths according to the nature of his idea of Truth. It is an anachronism to speak to-day in the same sense of Nationalism, as was possible in the pre-Christian age; because in the pre-Christian age it was not only a human view—that a Divine Ordering then permeated the human Ordering, it was actually the case. Now, the Divine Ordering no longer permeates it. Hence, wherever to-day man hangs his consciousness on the Ordering of Nature, on that which is merely produced by a sequence of births, on the Principle of Nationality, for instance, there he is involved in an anachronism. It is laid on man to-day to find quite other structures of social order than those worked from outside. The man of old could look to his nationality, because he saw it determined by the Divine Ordering. But man cannot do this to-day in the same sense without falling into an anachronism, and to-day to honour the Nation itself as something special, is an anachronism, he must consider other social structures. To regard a Nation as something special, would bring about the modern Ahrimanic delusion. “Nations” are relics of the pre-Christian Age, and modern humanity must rise above them through that development which I have indicated. We must see how concretely human beings strive after a special development of the concept of Truth. That is important, even if it is inconvenient to-day, my dear friends. But if we are unprejudiced in trying to grasp reality, we must assimilate many an uncomfortable truth. You see, man now goes right against what Anthroposophy wills. That world-view which found its special advocate in Auguste Comte, limits itself merely to an external Ordering of Nature. We must press forward again to a spiritual world and a bridge must be found between idealism and realism. That is what I want to emphasise in these lectures. But this cannot be done simply by speaking of these things, but by grasping the concrete impulses working in the world. We must look certain facts full in the face, without prejudice. Now there are very curious facts connected with the things we are now considering. Yesterday I spoke of Auguste Comte and Saint-Simon. Both consider positivistic Science as the only thing valid, positivistic Science which simply relates to the sense-life, to a what is in the causal Ordering of Nature. Nevertheless the extraordinary fact is before us, that Auguste Comte turned away from his teacher and guide, Saint-Simon, because gradually Saint-Simon had become too mystical; and the disciples of Auguste Comte gradually turned from him because he himself became altogether mystical in his old age. We are faced with this extraordinary fact,—that Saint-Simon as well as Auguste Comte, on the one side stand directly on the basis of the most Ahrimanic Science, consciously in the epoch of Industrialism, they stand on the soil of this Ahrimanic Science; and yet they become mystics! Extraordinary! That really is an extraordinary fact. One has to ask the `why' of such a fact, but this can only be explained if without prejudice, one admits that on the other hand man is living towards Spirituality. Unconsciously human beings are striving towards Spirituality. Even such beings as Auguste Comte and Saint-Simon, who only want to grasp external nature, are also striving after Spirituality. But now in the modern life of man something very peculiar is to be seen. We will take another fact which, without any national chauvinism (which would not be seemly) we will try to keep in mind. In the views which result as the flower of modern nations, one can find characterised in a certain way what lies under the surface; and, starting from this, I should like to point to another very dominant English philosopher, Bentham, who lived from 1748-1832. Bentham can be taken as characteristic of the thinking of his people, and with a certain justice one must describe the views of Bentham as Utilitarianism even in a deeper sense. A certain basic sentence lies at the bottom of the Ideal World-Ordering according to Bentham. This principle is usually called the “maximum of human happiness.” Human happiness consists in this dogma, which Bentham put forward: “The good (that means what should be striven for as an ideal) consists in the greatest happiness of the greatest number of human beings on the Earth.” Let us get that sentence clearly in mind:—“The good consists in the greatest happiness of the greatest number of human beings on the Earth.” That sentence, as a matter of fact, of the maximum of happiness on the Earth, is the root-nerve of the Utilitarian philosophy. Now one must bear in mind that this sentence was regarded, not by Bentham himself nor by his disciples but by those who stand on a Spiritual basis, as absolutely Ahrimanic. The occultists of his own Country say: Bentham put forward this purely devilish sentence—they call it devilish because, to any of these occultists, if it were correct that good consists in the greatest happiness of the greatest number, evil must then consist in the greatest happiness of the least number. I am not now saying anything which I myself wish to bring before as a definition or explanation, but simply quoting what has been said. Thus, on the one hand the English philosophy of Bentham, “The maximum of happiness;” on the other hand that English Spiritualism (Spiritualismus) which says “Bentham's sentence is purely of the devil, because in that case evil would be the greatest happiness of the least number, and from this there would result that evil and happiness could exist side by side,” to which the Spiritualists would not under any condition agree. I am only bringing before you here a fact of Spiritual life, significant in the most eminent degree, significant as regards the enormous opposition to be found in a certain sphere of the Earth between Spiritualism and external World-view. And now again to-day, because I want you to realise that we shall solve these oppositions in tomorrows conditions, I want to put once more at the end, an apercus; you can put three things together: Geotheism, Comteism, and Benthamism. These three things stand in a certain sense, in a three fold way to the Spiritual striving of man toward the future. The German Goetheism is so fashioned that out of it Spiritualism (Spiritualismus) can result. The French Comteism is so fashioned that Spiritualism can develop alongside it, for in Auguste Comte and Saint-Simon we find an extraordinary mysticism appearing side by side with their positive philosophy. With the English Utilitarianism, as in Bentham, nothing else is possible than the sharpest opposition from the side of Spiritualism against the national philosophy. That is something which lies in the soil of evolution itself. The French nature must so develop that Idealism, Mysticism and Positivism must develop side by side. Whereas in England within the British nature, things must develop more and more so, that, from the side of their Spiritualists, their own “racial nature” must be combated in the sharpest way possible. (That means, of course, what is put forward as the philosophical blossoms of the nation.) With Auguste Comte—I am not giving you theories but simply individual facts—there was such a distinct inclination to Mysticism existing, that, in spite of his application to Positivism and rejection of his teacher St Simon, at the end of his life he very clearly assumes a Trinity. Auguste Comte honours three in his trinity: 1st. The great Fetish. And he says: the great Fetish is the Mother-bosom of humanity in space. Space itself is the great Medium out of which humanity comes. The great Being, the last person in his trinity, is humanity itself in the abstract, spread out over the Earth. Auguste Comte recognises this Trinity,—which is an extraordinary quickening of Positivism with Mysticism. Now of this we shall speak further tomorrow. [The lecture of 8th September 1918, remains untranslated. – e.Ed] |
184. The Cosmic Prehistoric Ages of Mankind: The Threefoldness of Space and the Unity of Time
20 Sep 1918, Dornach Translated by Mabel Cotterell Rudolf Steiner |
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184. The Cosmic Prehistoric Ages of Mankind: The Threefoldness of Space and the Unity of Time
20 Sep 1918, Dornach Translated by Mabel Cotterell Rudolf Steiner |
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I have often spoken to you of how the human soul has altered in the course of mankind's development, how short-sighted it is to believe that the constitution of the modern soul can be understood if one will not look back to the different changes it has passed through. We look back—I do not need to recapitulate it—to the most varied epochs of earthly evolution; we have in particular often characterised the post-Atlantean epochs in order to show how the constitution of man's soul continually altered. In speaking of such things one must advance from the abstract to the concrete. One must try to give as clear an answer as possible to the question: What was the nature of the human soul in the ages of antiquity? We look back to a far-off age in which—and this may be stated in more than a figurative sense—divine teachers themselves instructed men about the sacred mysteries of existence. We know that from this ancient epoch onwards men have come to learn of these mysteries of existence in most manifold ways. From epoch to epoch the conceptions of the human soul have actually become more and more different. The concepts and ideas which we have today, which live in us and which we put every moment into words, these lived too in earlier conditions of our soul but in an utterly different way. Many of our most ordinary ideas lived quite differently. Today I will speak of what are apparently the most ordinary concepts, two concepts living in man's soul. People denote them at every moment from their word-store, but they lived in the human soul in earlier times in an entirely different way. I will speak of the two concepts: Space and Time. Space for modern man is the most abstract thing conceivable. What do men mostly picture as space? Three dimensions standing at right angles to each other—or if one reads philosophical text books: the state of extension of physical objects—or there are still other definitions of space. But all that—think how prosaic, cold, abstract, that all is! Three dimensions standing at right angles to one another, or even all that geometry has to say about space,—how frightfully abstract, how prosaic and poverty-stricken, so poverty-stricken that the whole of space—with time as well—has become for Kant subjective shadow, merely a form of conceiving sense-phenomena. This abstraction, space, of which modern man knows little more than that it has length, breadth and height, this abstraction, space, was a very different conception in the far past, of which, however, something still exists today for especially sensitive people—though indeed it is only a trace. One need not go back so extremely far; in the 6th, 7th, 8th pre-Christian centuries one may definitely say that space, as it was then experienced, was very different for the human soul from the prosaic abstraction that it is for man today. Even in the early Greek ages when the soul experienced space, it felt it to be something with which it was livingly united. It felt itself placed into a living Something, in feeling itself placed into space. Today man has at most a vestige of the sense of standing with his personality, his human self within space. But the man of antiquity expressed a significant relation of himself to the universe, if he distinguished above and below, right and left, in front and behind. The living feeling that one expressed when in ancient times one spoke of above and below, of right and left, of before and behind, has terribly little to do with our abstract three dimensions, which have no other occupation at all than standing at right angles to each other. What a very monotonous occupation it would be through eternity, if one did nothing else at all but stand at right angles to one another like the three dimensions of geometry. Above and below: it was something living when in ancient times man still experienced how he was first a little child and raised himself from below upwards, when he felt how the course of life consists in an unfolding in the direction of above and below. The course of life consisted in the experience of the direction of above and below. One only travels a tiny distance from the earth (unless one lives in the Ahrimanic age of aeroplanes, or in the Atlantean age but there it was not very high above the earth—you know of this from my description of Atlantis), only a very little distance in normal life does one travel upwards from the earth in growing, and thus experience the above and below, the opposition of above and below. But this opposition was felt in antiquity as the contrast of the world of consciousness and the objective world,—of the conscious and the unconscious world. How subject is related to object—that was a deep experience when one felt above and below. Above, and ever farther and farther upwards come the divine worlds, downwards the worlds which are opposed to the Gods, and the human being is placed within the Above and Below. As late as to such men as Goethe (you only need study his “Faust”) you still find remains of the consciousness of above and below. In addition to the above and below men felt the right, and left. Today we must use abstractions if we speak of right and left. To the man of antiquity a living in right and left was an actual experience, one might say a genuine world of observation. The Above and Below is the line from infinity to infinity or from the conscious to the unconscious. Right and left: in experiencing right and left one experienced the connection in the world between mind and figure, between wisdom and form. You only need draw a symmetry-axis, what is left and right of it gives together the form and you cannot combine the right and the left without doing it purposefully, without relating the one to the other. If above and below is pointing to man's mysterious relation to the spiritual and material worlds, then the experience of right and left is his relation to the worlds spreading out in form. And by relating the form in the right and left to one another, by letting wisdom prevail in the forms arranged symmetrically right and left, he experiences himself in the second element of space. This experience of sense in the shape, of wisdom in the form in all possible variations, this feeling of oneself within this harmony of sense and shape, of wisdom and form, was experienced by the man of old as what today is the abstract second dimension. The above and below, the right and left belonged to the flat plane, to the surface which can have no existence for the senses, which requires thickness, needs before and behind if it is to exist in the element of the sense-perceptible. ![]() And in this third, in the before and behind, ancient mankind felt the entrance of the material into the spiritual. (See diagram) Above and below, left and right he experienced as something still spiritual. It can have no material existence if something is merely above and below, and right and left—it is pure picture, must be pure picture in space; it becomes material only through thickness. In ancient times man felt vividly that in growing he made a few steps upwards from the earths surface in the direction of the above and below. He felt that in walking, he could move freely that he was in the element of his will: before and behind. In between stood the completely free self-movement to right and left while standing still. Ancient man experienced in his being this threefold contrast as placed into the All; the remaining still with regard to right and left, the striding into the world with regard to before and behind, the gradual movement from below upwards in the direction of the above-below. This was the experience of the man of old. In experiencing the above and below he felt weaving in the universe all that today we call the intelligence, the reasoning of the universe. All that rules in the universe as intelligence was interwoven in space with his idea of the above and below, end since he could share in this intelligence of the world through his growth from below upwards, man felt himself to be intelligent. The participation in the above and below was at the same time a participation in cosmic intelligence. And participation in the right and left, in the interweaving of sense and shape, of wisdom and form, was for him the feeling that weaves through the world. And his restful remaining still, surveying the world, was to him a uniting of his own feeling with the universal feeling. His striding through space in the direction of forwards or back was the unfolding of his will, the placing of himself, with his own will, into the universe, the universal will, He felt his own life to be interwoven with the above and below, the right and left, the before and behind. The conscious and the unconscious: above and below; wisdom and form: right and left; spirit and matter: in front and behind. Such was the experience of the man of antiquity. At the same time, however, he experienced the indefinite—if I put it crudely—when one stands on one's head then the under is above and the above under. So too is it for the antipodes, and if one counts oneself in with the earth, the below is above and the above underneath. One can imagine too through some circumstance or other that what is normally right is in front, what is normally left is behind. These directions are just as living and weaving in space as in a certain respect they are indistinguishable, weaving into one another. Ancient man felt as he thus experienced himself in the three-divisioned space that the Divinity ruled in the threefoldness. The divine ruling in space directed man then to the divine in duration. He experienced—and what I am saying now was actually experienced—he experienced in space the divine manifestation, ruling in threefold manner. It was the image in him of the threefold God: Father, Son and Spirit or by what other terms the three-membered God was known. Threefoldness is truly not thought out in the mind, is not an invention. The threefoldness with all its qualities was experienced in its reflection when ancient man experienced livingly the three dimensions of space. And just as in a certain respect want of clearness can prevail about the above and below, just as right and left can also be before and behind, so in certain circumstances an uncertainty can also enter into the reciprocal relationships of God, Son, Spirit. In the sphere of the transitory, the sphere of space, man experienced the three dimensions concretely, not abstractly or geometrically as we do. And as he experienced concretely how the divine expressed itself in space, in the transitory, he therefore related the transitory to the element of duration; the three-dimensioned space became for him the reflected image of the three-dimensioned spirituality. The idea of ancient man was approximately: If I live here below on earth I live in the threefoldness of space, but this is to me the reflected proof of the threefold nature of the divine origin of the world. Today space has become an abstraction and only a few people perceive the depth-dimension, the thickness-dimension, that is, the above and below, the in front and behind, or the plane-dimension of right and left. Even among philosophers little of this experience is to be found. But yet some few who reflect on things and are not entirely asleep come to realise that the depth-dimension really arises in the unconscious observation lying not so very far below the consciousness. Men still feel the depth, but that is the last shadowy relic of space-experience. In the evolved religions an understanding for the Oneness of God has taken precedence of the real understanding of the threefoldness. The understanding for the unity of God has an origin similar to that for the threefold nature of God through space. My dear friends, spiritual science seeks its information out of the divine facts themselves. Simple-minded people that come and say that no external proof for this or that is given. Well, we have gone into a great deal. I could still relate many things, but it shall not occupy our time today. I will only point out that it is largely the unscientific nature of modern science, so-called, if the verification cannot be found. Just this one thing I will say, and it is as it were an external proof of the fact that the man of antiquity felt in the same way I have described today. Why have the ancient Rabbis called God also Space? Because in earlier time, even in Judaism, they felt what I have shown you today concerning mankind. If science could really think in different domains it would find countless riddles which at the same time, however, are true proof, external proof of what spiritual science has at any rate to find out of the spiritual facts. One of the names for God among the Rabbis is Space; Space and God denote the same. The unity of the divine has an origin similar to that of the threefoldness of the divine. It is connected with the living experience of Time. Time too was not the abstraction to the man of old that it is to us today. But the concrete experience of time was lost still earlier than the concrete experience of space. If one reads Plato or Aristotle today with a real understanding, and not in the way many schoolmasters read—well, I have often quoted the note written by Hebbel in his diary where the reincarnated Plato sits before the schoolmaster as a pupil, and the teacher reads a dialogue of Plato's with his class and the reincarnated Plato is given very poor marks. Hebbel noted this in his diary. One who reads Plato and Aristotle today, not as is often done by a schoolmaster, but with really deep understanding, finds that this feeling for space was still fully in existence in the 6th, 7th, 8th pre-Christian centuries. It was however already shadowy in Plato and Aristotle, and the living experience of time was lost still earlier than those pre-Christian centuries. It was strongly alive in the second post-Atlantean epoch the ancient Persian, where a cold shiver would have been produced among, for instance, the pupils of Zarathustra, if one had spoken to them of time as a line running from the past to the future. It runs quite uniformly, but does nothing else than run its course from the past to the future. Again in the Gnosis there existed a more shadowy feeling—but scarcely still to be recognised—for the living nature of time. They did not speak of a line running from past to future but they spoke of Aeons, the creators who were there earlier and from whom the later proceeded, where one Aeon always passed on the impulse of creation to others. Time was so imagined pictorially that in the hierarchical succession the preceding Being always gave the impulse to the one following; the following was ever, as it were, brought forth by the preceding, the preceding Being enclosed the next following. One looked up to the preceding Being, as more divine than the one succeeding. “Later” one experienced as more non-divine, “earlier” one experienced as more divine. This looking towards the change in evolution from the divine to the non-divine was contained in the living experience of time. Everything would fall apart if one were not to weave the divine and the non-divine to a unity. That is identical with our modern abstractions of past and future. But in this picture of time, looking right back to the “Ancient of Days”, and encompassing the ever more and more encompassing, one experienced the image of God as Unity. Just as the three-divisioned, threefold Space was experienced as the image of the threefoldness of God, so was Time experienced as the image of the oneness of God. The basis of monotheism lies in the ancient time-experience, the basis for perceiving the Trinity lies in the ancient space-experience. Thus has the constitution of man's soul changed, thus has what was once alive became abstract and dry. However paradoxical this may sound: modern man most certainly has an abstract picture when he speaks of space, and he pictures or so I believe—a living relationship when he speaks of a friend. But that concreteness, that elementary experience, which today speaks from friend to friend, that is still abstract in comparison with the intensive experience of the universe which ancient man had when he experienced space and time, which to him were the images of the Unity and Trinity of the Divine. Thus have we become dry and abstract in respect of space and time, and something else must take their place, something that we must again experience, that must be more and more inwardly realised. We must learn to feel that duality, that contrast in the world of which I have spoken during recent weeks. My dear friends, think for once that someone were to see only the rippled surface of water. This crinkly, rippled water-surface is in fact an abstract line. What is the concrete? There below, the water; there above, the air. And out of the duality air and water, in the co-operation of their forces, there arises the maya, the rippled surface. But so is our world the rippled surface, so too are we as men if we behold ourselves only as we look within maya; if we behold ourselves in reality then here too we must see: below, the water; above, the air. Below the water—we see it if we observe transitory evolution, as I have brought it before you recently, where man develops in such a way that what he can conceive as a child he would grasp only as an old man. What he conceives in the age of puberty, he knows somewhat earlier, but still only towards old age. I depicted the course of human life, where it is only in old age that one grasps in oneself what one has been in childhood and youth. Life runs thus not apparently, but in reality on the surface, I have said that perhaps one does not need such a perspective today for life on the surfaces but for dying one needs it.—That the conception of the below; and belonging to it, the conception of the real above the region of duration. I spoke of this region in a recent lecture,1 where man does not evolve, but has that which belongs to duration his whole life through from birth to death. But we cannot consider today how the below and the above interweave, if we do not realise the below, there where it threatens to become fixed, where it threatens to harden; and if we do not realise the above there where it threatens to dissolve, to spiritualise itself—if we do not develop the feeling for the contrast: the Divine—the Luciferic the Ahrimanic. Man of old had something alive in his soul when he spoke of his space-experience, his time-experience; the man of the Earth-future must develop inner concepts, inner impulses representing: Divine—Ahrimanic Luciferic.
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184. The Cosmic Prehistoric Ages of Mankind: Lucifer and Ahriman
21 Sep 1918, Dornach Translated by Mabel Cotterell Rudolf Steiner |
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184. The Cosmic Prehistoric Ages of Mankind: Lucifer and Ahriman
21 Sep 1918, Dornach Translated by Mabel Cotterell Rudolf Steiner |
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In the lectures of last week I pointed out how with the aid of the science of initiation one must strive to press forward from the apparent reality, that is actually around us continually, to the true reality. And I pointed out that the effort which is agreeable to most people, the effort to find a single rational theory of the universe precisely diverts from reality, leads precisely to delusion. I said that much rather must one strive to distinguish two currents of reality, in regard to human knowledge as well, and then in a living manner unite with each other what can be found in these two currents. Let us briefly recapitulate what we have realised with regard to these two currents in human knowledge and let us then seek to create the necessary requirements for a conception of reality on this foundation. You will remember that I said: The course of human life is actually one in which man can only comprehend in the second half of life what he has thought, what his soul on the whole has gone through in the first half. I said that natural intelligence is active in us from birth to the change of teeth, the intelligent element prevails. What prevails as intelligence and also what we learn in these first years of life, is not yet grasped through our own human forces if we look only at the one current of which we have to speak. If man were simply thrown on his own resources as earthly man, then only in later life at the end of the fifties, the beginning of the sixties, would be able to understand what he thought, felt and willed as a child up to the change of teeth. Thus it is only in later years that one becomes mature, as it were, to self-knowledge of the intimate life of childhood. The forces in man that can grasp what one went through intelligently in the first years of childhood are in fact only born as late as that in human life. Then we have a second life-period that dates from the change of teeth to puberty. Only think (it is shown in the booklet Education of the Child in the Light of Anthroposophy what the child goes through in thought, feeling, willing, up to puberty, Through his own human earthly forces man would be able to grasp what he goes through then only at the end of the forties, the beginning of, the fifties And again what we live through from puberty into the twenties: we should only grasp this through our own human forces at the end of our thirties and beginning of our forties. What we devise and develop as ideals we should only grasp in its importance, its value to life, in our thirties if we were left to our human life forces. Only what we experience between the ages of 28 and 35 stands for itself and can be approximately grasped at the time. This middle member of man's lifetime has a certain equilibrium, there we can at the same time develop our thought and comprehend it, but not in the other years of life. You get a grasp of man's development in a lifetime if you reflect upon what has been brought forward, you see how man evolves as earthly man in time. In so far as we are bound to time, self-knowledge would only be possible if we waited until the right time of life arrived for a comprehension of what we had thought in an earlier period of life. The total human life is interconnected. If we were only earthly man in time we should, as personality, know nothing at all of ourselves, if we did not in age look back to what developed in us in youth. Now that is the one aspect of man, the one current of human life. As regards this stream man is entirely subjected to time, he can do nothing but wait till the time is ripe. But I have already pointed out to you that the way life is lived through in our maya-existence, is not the true face of human life, it is merely its appearance when we regard it as taking place in time. Yet what one specifies in this way about the time-course of human life is entirely real. For what we normally experience between birth and death—with this, as I have said, we can if necessary, and if one is content to stay on the surface, live, but with it one cannot die. For all our normal knowledge, what we learn from the instruction of others, what one learns from the store acquired through the course of history, in short, what as temporal man one learns in any other way than by looking back in age at youth—that perishes at death, that we do not carry from the one current through the gate of death. Only what we have acquired in conformity with this correspondence do we carry through the portal of death. And do not imagine that you don't do what I have described! Each of you who has come to a later age of life looks back in his subconsciousness to the earlier years of his life. What I have described most definitely takes place, even if it takes place subconsciously. And you would carry nothing from the external temporal course of life through death if it did not so take place. In the age of materialism, however, men pay little heed to this, yet all that the materialistic age can bring to man cannot be taken with him through the gate of death. That alone has significance for the world which you pass through in the sense that you grasp in age what has taken Place in your whole nature in youth. That is the one stream. The other stream arises through the fact that man is not merely soul and body. As a being of soul and body his existence takes its course in time as we have again shown. But man is also a being of spirit and soul. And through his soul-spirit nature he is not merely in the realm of time which has just been characterised but in the realm of duration. And there again he is very different from what he thinks. There he goes through no development, he is the same being from birth to death, but his thinking, feeling and willing are something very different from how they appear to him. His thinking and also a part of his feeling is a transposing of himself into cosmic regions where the conflict of gods takes place (I described this in a recent lecture [ 15th September 1918 (not translated). ]), and again willing and a part of feeling is the transposing of oneself into another region of the cosmos where the conflict of gods takes place I said to you that to reflect and ponder means transposing oneself into a certain region of spirituality and taking part in certain conflicts of one order of spirits with another; similarly willing means taking part in certain conflicts—even though in one or another case these conflicts may have come to a standstill. It is a profound truth presented in one of the Mystery Dramas, The Portal of Initiation, that while processes of soul and spirit are enacted in us great cosmic events are happening Just as man in the age of materialism will have no notion of his soul-body nature that runs its course in time, so will man know nothing of this spirit-soul element that acts in the realm of duration, but appears quite different from his thinking, feeling, willing in ordinary life and seen in ito reality, takes place as spirit-conflicts, However paradoxical it may sound to the materialistic thinker, when you form a thought it is very different from what it appears to you in maya. Let us suppose that you form a thought, let us say a thought on what we considered in the last lecture—a thought on space. The moment you think about space, even in the abstractness of the modern concept of space, the moment your spirit fills itself with the space-thought, you transpose your soul into a spiritual region where Ahriman is engaged in a mighty fight against hierarchies of a different nature. You could not have the thought of space without living in a region where Ahriman fights against other hierarchies. And when you develop a desire, if you say, for instance, I will go for a walk, even when it is such an insignificant determination as this, as soon as you set this will in action, you place yourself spiritually in a region where the Luciferic spirits fight against spirits of other hierarchies. Seen from the aspect of initiation-science, what takes place in the world is essentially different from its shadowy reflection, which we know in our maya-existence, between birth and death. For, my dear friends, what we perceive thus as maya is nothing more than something that can be compared with the wave-ripples on the surface of the sea. I put the picture before you in the last lecture: the ripples of the waves on the surface of the sea would not be there without the sea beneath and the air above. The forces that produce the ripples of the waves are in the sea, in the air, and the rippled waves are only the image of the forces striking together from above and below, So is our life in maya between birth and death nothing else than a striking together of two forces. On the one hand the spiritual conflicts which in truth take place in the realm of duration when we think, feel, will; on the other hand the course of evolution in time which consists in our comprehending only in later years the thinking life of youth. Our life in fact is a nothingness if we do not look on it from the confluence and conjunction of these two true realities. Behind our life are these two true realties. Now behind our life there is not only on the one hand the time-course which would cause us to wait and wait in order to grasp something that we conceived formerly, nor is there only the processes in duration that take place our whole life through in a similar way between birth and death but we ourselves stand within this reality, and this too appears to us only in its reflected image. Our whole relation to the world appears to us only in its reflection. To know the truth always demands our strengthening ourselves to know it; truth does not come to us if we want merely to remain passive. To know the truth means that one knows oneself to be standing in the two currents that I have indicated, in the realm of time and the realm of duration. And while we stand within these two realms, and a life goes on which has no other significance with regard to the true forces than has the rippled sea with regard to the storming air and the flood beneath surging up and down, we pass our life between death and birth and then again also between birth, and death. The forces and powers occupy themselves with us while we so pass our life. For mighty forces are ever at hand which endeavour to tear us away from the ordinary earthly life as it takes its course in maya, and similarly other forces are there which are at pains to tear us away from the realm of duration. On the one hand (let us hold fast to this) we have our course of life in time, where we only become mature at a late period to grasp what goes on in us in the future; there are forces and powers which would confine us to what we are as man, which would like to mould us as human beings so that this takes place. That means, however: there are forces and powers that want our earthly life to run its course in maya, so that we experience this or that in childhood, but grasp nothing of it, lead a sort of sleep-life up to the age of 28, then begin somewhat to comprehend the present, and then after the age of 35 begin to comprehend the earlier. There are forces and powers which would like to make us mere temporal beings, beings who for the first half of life would lead more or less a sleeping plant-life and in the second half would look back and understand what took place during this sleep. There are forces and powers which would like to make man for the first half of his life, a dreamer, and in the second half a being who remembers these dreams and thus comes to self-consciousness. If these forces and powers should alone work upon us it would practically mean that our soul would not be born till the beginning of our thirties, or at earliest in our twenty-eighth year. Before that we should go about on earth drunken with sleep. If that were so, we should become torn free from our whole cosmic past. Our present existence rests upon the fact that we have gone through a cosmic past, through the Saturn, Sun, Moon evolution, as I have shown it in Occult Science. During the passage through the Saturn, Sun, Moon periods, Beings of the higher Hierarchies who have a special interest that human beings should arise in the cosmos. Beings who are the creators of mankind, developed us and established us in earthly existence. In earth-existence we are now such men according to the one stream as I have described. Forces and powers are present which would shape us only as such earthmen; should they conquer, they would tear us away from our Saturn, Sun, Moon past. They would conserve us in earth-life, make us purely men of earth. That is what certain powers are striving for; they are the Ahrimanic powers. Ahriman strives to make us purely temporal men, to loosen our earth-life from our cosmic past. He strives to make the earth utterly and entirely a self-contained entity, to make us entirely telluric, earthly with the earth. There are other forces and powers which strive for the exact opposite, to tear us from this time-life, to endow us with a thinking, feeling and willing that trickles in, as it were, solely from the region of duration. These beings strive to fill us from childhood on, and with no effort of our own, with a certain quantum of thinking, feeling and willing and then to conserve it for us throughout the whole course of life. Should they conquer, our whole temporal life would dry up. We should finally,—indeed quite soon, it would have happened long ago if these beings had conquered,—lay aside the physical corporeality, the bodily spirit-being, and become pure spirits. But our task, in so far as it comes from our earth-existence, would not have been fulfilled. We should be drawn away from earth-existence. To these beings the earth is too evil, they hate the earth, they would like to get rid of it. They would like to lift man from the earth and give him an existence purely in the realm of duration; they would like him to discard all that takes its course in time in the way I have described. These are the Luciferic beings. They strive for just the opposite of what the Ahrimanic beings desire. The Ahrimanic beings seek to free man together with the whole of earth-existence from the cosmic past and to conserve the earthly. The Luciferic beings strive to thrust away the earth, thrust away from man everything earthly and spiritualize him entirely, so that the forces of the earth cannot work upon him. They would like man to be purely a cosmic being, and would like the earth to fall away from evolution and be cast out into the universe. Whereas Ahriman wants the earth to become an independent entity and man's whole world, the Luciferic beings strive towards the opposite goal. They want the earth to be thrust away from humanity and humanity to be lifted into that realm where they themselves have their existence, the pure world of duration. In order to attain this object the Luciferic beings seek perpetually to make the human intelligence automatic, they endeavour to crush down man's free will. Should intelligence become purely automatic and the free will crushed, then with automatic intelligence and not with our own will, but the will of the gods, we should be able to accomplish what it fell to us to perform. We should become entirely cosmic beings. That is the goal towards which the Luciferic beings strive. They endeavour to make us pure spirits, such as have cosmic intelligence in place of their own, spirits who have no free will, and whose thinking and acting run their course automatically, as among the Hierarchy of the Angels and to a great extent in the hierarchy of the Luciferic beings—but here in another respect. They wish to make us pure spirits and to cast away the earthly impulse. Moreover they want to create an intelligence for us which is entirely uninfluenced by any kind of brain and absolutely untouched by the interweaving of free will. The beings who flock round Ahriman, the Ahrimanic beings, want on the contrary to cultivate most specially human intellect, to cultivate it to the extent of being increasingly dependent on the whole earth-existence. They want, moreover, to develop intensively man's individual will—that is, precisely all that the Luciferic beings wish to repress. The Ahrimanic beings, or, expressed better, the spirits serving Ahriman, want to develop fully precisely this—we must take that definitely into account. The human being in this way would come to a sort of self-sufficiency. He would, it is true, be a dreamer in his youth, and in later years be extremely clever and understand many things through his own practical experience, yet he would receive nothing as a revelation from the spiritual worlds. Do not let us deceive ourselves about that. Everything through which one is clever in youth has arisen only from revelation, one's own experience enters only in later years. The Ahrimanic beings want to limit us to this personal experience. We should be beings of independent will, but as beings of soul and spirit we should have at most to be born in our 28th year. Just consider: we as human beings, are actually standing in between these two conflicting aims of the spiritual worlds. And in a certain sense we have the task as man so to live our life in the world that we follow neither Ahriman nor Lucifer but find an equilibrium between the two currents. One can imagine that it is gruesome even to our materialistic age for men to hear what actually takes place at the foundation of human nature. Because it is gruesome it was so arranged in the world-order that in ancient times divine teachers imparted to men a supersensible knowledge, so that they did not themselves need to face this spirit-conflict. The initiates could be silent about the spirit-conflict to the outer world. There have always been men who know, knew, of this spirit-conflict which is enacted in every human being behind the scenes of life. There were always men who had convinced themselves that life is a struggle through a conflict, that it encloses a danger in itself. But the principle also existed not to lead men to the threshold of the spiritual world, not to lead them to the Guardian of the Threshold, so that (forgive the expression but it fits)—so that they did not get the horrors. But the times have passed in which that is possible. For the time will come in future earthly evolution when the separation must take place between the children of Lucifer and the children of Ahriman, either the one or the other. But to know that one stands within it, and in this standing within one must guide one's life with knowledge, that must be said today as a necessity of life for man's future, and it must be understood. There can be no mere science of silence for the future. Anyone who wishes to get a true knowledge of life must develop cosmic sensitivity. What does that mean? It means that he must learn to look at the world somewhat differently from the customary way of seeing it from the standpoint of maya. When one goes through the world with the science of initiation then feelings arise which are not there as long as one remains merely in the knowledge of maya. Feelings arise which the ordinary person looks on not merely as paradoxical, but as foolish and fantastic, yet which have every possible justification as regards true reality. One who possesses the science of initiation and meets with a human being hovers to and fro between two perceptions. You man (he thinks to himself), you oscillate between two possibilities. Either you fall a prey entirely to the temporal, you become mineralised and stiffened inasmuch as you become solely earth-man and lose your past, or else you evaporate in the spirit to a spiritual automaton, you do not reach your goal as human being in spite of being spirit.—It might be said that in confronting a man there really always come towards one two men, the one who is in danger of petrifying in his form, becoming dense and rigid and growing together with the earth; and the other who is in danger of thrusting out all that tends to the mineralising and the hardening process, and is in danger of becoming quite soft, jelly-like, and finally of dissolving as spiritual automaton in the All. These two beings actually meet those who observe a man through the means furnished by the science of initiation. One always feels anxiety, so to say (one must choose such words as language provides, thus many things sound a paradox when one points to the realm of reality)—one has ever anxiety lest the men who confront one suddenly all become like those remarkable figures sometimes seen on the face of a rocky cliff: a knight on horseback, or other figures in the mountains, sleeping maidens, and so on. Men could become something like this and unite with the rock of the earth and only live on as mineralised form. On the other hand, however, they could thrust out all that leads them to mineralisation and could become jelly-like: those organs that have contracted could swell out the ears, could become gigantic and include the throat, wing-like organs could grow out of the shoulders combined with all this; all as soft as a jellyfish but dissolving as if out of its own surging wave formation. And such perception, such cosmic sensitivity, so to say, arises not only when one confronts a human being with initiation knowledge, but ultimately one carries over to everything what one receives through this cosmic sensitivity. You have assuredly remarked that the tendency to rigidify, to become rock-like; comes from Ahriman; the tendency to volatilize, become first jelly-like, then dissolving: comes from Lucifer. But this is not confined to man himself, it extends over all the abstraction that one meets. One learns to perceive all straight lines as Ahrimanic; all curved lines as Luciferic. The circle is the symbol of Lucifer; the straight line the symbol of Ahriman. The human head with its tendency (one can see it in the skeleton) to petrify, to ossify in the form given it by the earth and to remain hard, is Ahrimanic formation. If forces that work in the human head were active in the whole man he would acquire the figure of Ahriman as you have him over there in our Group. He would be entirely permeated by headness—so to say he would be entirely his own intelligence; but egotistic intelligence; and entirely his own will so that the will comes to expression in the form itself. If we look at the rest of man, not the head-man, but the extremities, man in the broader sense; we have the idea: If the forces working in the rest of man worked through man as a whole he would then be formed like the figure of Lucifer in the Group. And wherever we look; whether in the life of nature or in social life, we can look into the Ahrimanic or the Luciferic if we are equipped with the science of initiation. We must only perceive it and to develop this sensitive perception is a necessity in man's future evolution. Man must learn to feel that the Lucifer character prevails throughout the world, it prevails too through man's social life. It wants above all to get rid of everything that pertains to rule and order in the world and the laws that men have established. In man's social life there is nothing, so much hated by Lucifer as anything that smells at all of law. Ahriman would like to have laws; inscribe laws everywhere. And again human community-life is interwoven with the hatred of Lucifer against law and Ahriman's sympathy for it—and one does not understand life if one does not understand it as a dualism. Ahriman likes all that is outer form, that can stiffen; Lucifer likes—the Luciferic beings like—all that is formless, that dissolves form, becomes fluid and flexible. By life itself one must learn to create the balance between the wanting to stiffen and the becoming fluid. Look at the forms of our Bau [ The first Goetheanum, destroyed by fire December 31, 1922. ], the straight line led over everywhere into the curved, equilibrium sought; everywhere an endeavour to dissolve the fixed again in the fluid, everywhere rest produced in the movement, but the rest transposed again into movement. That is the whole spiritual element in our Bau. As men of the future we must try to shape something in art and life knowing that there below is Ahriman who would let everything grow rigid, there above is Lucifer who wishes to spiritualize everything; both, however, must remain invisible, for in the world of maya only the wave-ripples may appear. Woe if Ahriman or Lucifer should themselves press into what desires to be life! And so our Bau has become what it is: a state of balance in the universe which is wrested, lifted out, of the realm of Ahriman and the realm of Lucifer. Everything culminates in the central figure of our Group, in this Representative of mankind, in whom the whole Luciferic and Ahrimanic element is to be blotted out. And the fact that this is so, that all is lifted out of what is to remain purely spiritual, comes to expression in the Group, where the Luciferic and Ahrimanic elements are set visibly in balance to each other so that men learn to understand it. That is the perspective which one must place before men today, so that they may learn to grasp how they must find the state of equilibrium between the Ahrimanic and the Luciferic. The Ahrimanic regulates us always—even in soul and spirit—rectilinearly; the Luciferic brings us always into curving or circular movement and diversifies us. If we have a one-sided tendency to monotheism, if we strive to the whole world as a unity, then Ahriman tugs us by one ear; if we become monadists, one-sided monadists, explaining the world out of many, many atoms or monads only, without unity, then Lucifer is tugging us by the other ear.—In fact, to one who has insight things are like this: when monists dispute with pluralists, monadists, then the man who is actually disputing is generally quite guiltless, for behind him, if he is a monist. Ahriman is pulling him by the ear and whispering all the fine reasons the self-believed logic which he presents for his monism; and if he is a follower of Leibniz or some other monadist,—Lucifer is there and whispers all the fine reasons for the manifoldness of spiritual beings. What must be sought is the state of equilibrium, unity in multiplicity, multiplicity in unity. However, that is less easy and convenient than to seek either the unity or the multiplicity; as it is altogether less comfortable to seek a state of equilibrium than something where one can just rest in laziness. Men become either sceptics or mystics, The sceptics feel that they have fine minds that can doubt everything, the mystics feel that they are permeated by the divine and that with love and knowledge they can embrace all things in their own inner being. The Sceptics are in fact but pupils of Ahriman and the mystics but pupils of Lucifer. For what mankind must strive towards is the state of balance; mystic experience in scepticism, scepticism in mystic experience. It is not the point whether one is Montaigne or Augustine, the point is that what Montaigne represents is illumined through Augustine and what Augustine represents is illumined through Montaigne. One-sidednesses mislead men in the direction of the one or the other stream. What is actually the meaning of “towards the Luciferic”? The Luciferic is really there to make us headless, to take away our own intelligence and free-will. The Luciferic spirits (it is better to say “Luciferic spirits” and to say “Ahriman”, for although there are hosts in the following of Ahriman, Ahriman stands out as a unity, because he strives for unity, and the Luciferic element shows itself as plurality, because it strives for plurality—therefore one expresses it as I have already done in the course of today's lecture)—the Luciferic element really wants us to die at 28, it does not want us to grow old. And if things went entirely according to this Luciferic element we should become children, young men and women, would receive good knowledge trickled in from duration, but at approximately the age of 28 we should get sclerosis and rapidly become cretins. Thus what we could develop as human comprehension would be thrust out just as sclerosis would be thrust out and what we receive in youth could be made automatic and spiritualised. The Luciferic spirits would like to take us at once and not let us first go through the Jupiter, Venus, Vulcan evolution in order then only to become cosmic beings. They do not consider that necessary but strive to take man away from the earth with what he has already evolved through the Saturn, Sun, Moon existence. That is the one stream which wants to hurry on with man as quickly as possible, it is a premature stream. The Luciferic spirits would like to storm in and lead us as quickly as possible into cosmic reality. The Ahrimanic spirits would like to root out our past and make the earth our starting point; they would like to wipe out our past, conserve us on the earth and then set us back to where we were as Saturn-beings. It is a retrograde, retarding movement. Life is ultimately compounded out of a premature and a retrograde movement and the state of equilibrium between them must be found. Do not say, my dear friends, that these things are difficult, for that is not at all the point. I spoke yesterday of how in early times men had the experience of space and time, of how they experienced them concretely, while we experience them so abstractly. We must learn so to look at our environment that everywhere we experience in balance this interplay of stiffening and evaporating, of deserting and thrusting back, of straight line and curve line. One can sleep with what simply looks at the world. If one looks at it awake, then it threatens to rigidify or evaporate in its whole nature as soon as it comes out of the state of equilibrium. We must develop this feeling and it must become as alive in the men of the future as was the ancient feeling for space and time in the men of the past. One can have a sensitive perception concerning much in our Group. One can feel in the centre the Representative of humanity with its lines and planes and forms, where everything Luciferic and Ahrimanic is obliterated. The forms are there, but as far as it allows in the human figure the Luciferic and Ahrimanic is rooted out. One can find Lucifer and Ahriman held fast in their forms; one can feel the contrast between the central human being and Lucifer and Ahriman, and can go through the world with this feeling and find its correspondence everywhere. One who is able to assimilate what lives in the feelings that are brought forth by this trinity will absorb much for a certain autopsy of life. Much will be revealed by the world when one contemplates it with the feelings resulting out of the trinity: the central human being or Representative of mankind, Ahriman, Lucifer, And as to the ancient space-feeling the three-foldness was revealed, and to the ancient time-feeling the oneness of the Divine, so must one of the loftiest world-mysteries be revealed to the humanity of the future, in that it is in the position to grasp concretely the stiffening, the evaporating, the deserting, the thrusting back, the straight-lined, the curve, the law-loving, the law-hating, and so on. The recognition of the state of oscillation everywhere in life—that is what matters. For life is not possible unless there is such a state of oscillation, If you have a clock with a pendulum you can of course want to avoid the swinging to and fro and make the pendulum stand still, but the clock will be of no use to you, the pendulum must swing. In life there must be this pendulum condition. That must be noted everywhere. |
184. The Cosmic Prehistoric Ages of Mankind: Romanism and Freemasonry
22 Sep 1918, Dornach Translated by Mabel Cotterell Rudolf Steiner |
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184. The Cosmic Prehistoric Ages of Mankind: Romanism and Freemasonry
22 Sep 1918, Dornach Translated by Mabel Cotterell Rudolf Steiner |
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If we bring to mind what we have gathered from our recent lectures, including yesterday's lecture, and not from their various details but from their whole trend and meaning, then we can say it is the following: It is demanded of the civilisation that must replace ours towards the future in an energetic way, that it should look deeper into true reality, that above all such high-sounding phrases, or rather, such high-sounding theories as those of Monism, Idealism, Realism, and so on, come to an end, and that men realise that the maya-reality, the reality of the surrounding external phenomena, is actually a confluence of two worlds, of two worlds, in fact, in conflict with one another. To look at reality means something very different from merely following up theoretically all that exists in the world of appearances around us, which is the way of modern natural science. In order to discuss this theme practically, we will first go into a concrete example. Who would not suppose that the materialistic concept of the world which has spread among civilised nations since the 60's, 70's of last century, and the materialistic mode of living which indeed results from this concept, must necessarily have the effect of making men more materialistic? If one looks at the world merely from appearances one naturally supposes that there arises a sort of external manifestation of the ideas which men have had in their heads; but that is not the case. As soon as one turns one's mind to the conditions that in reality follow one another then that does not accord at all, it is not true that the world is somehow or other organised according to the ideas men set in their heads. One only understands that this cannot be the reality if one realises that the human being is of a double nature, as we have explained, that in him the Ahrimanic and the Luciferic forces are working through each other continually. Only because that is so is the following concrete phenomenon possible. Let us assume that an age would give itself up to materialistic ideas for a sufficiently long time, as our age has done. Misled by these ideas it would also in conscious will develop a kind of materialistic mode of life. The results will not enter the part of human nature that is the bearer of the conscious life. To begin with, the bearer of the conscious life has not that thoroughgoing influence on human life that a superficial observation is inclined to attribute to it; the results enter the unconscious. You can picture this schematically: in man's conscious head-nature lives materialism; in his subconscious nature, which goes through a metamorphosis after we have passed through the gate of death and live over into the next earth-incarnation, but which we carry in us now as an incomplete formation—this, let us say, lower nature of man is the bearer of the unconscious soul-life and in a remarkable way this unconscious soul-life becomes under the influence of materialism more and more spiritual. So that the actual result of materialistic ideas and of the materialistic way of life is that the lower nature of man becomes increasingly spiritual. You must therefore imagine the following. If you are completely immersed in concepts of matter and energy and believe solely in these, and order your life on the lines of “eat and drink and then the nothingness of death”—then, carrying out all your actions on this basis, materialism really enters your mode of living, and the lower nature gets increasingly spiritual. The lower nature, however, which is becoming more and more spiritual, needs something to work on it; it cannot make its necessary way through evolution alone. Now since in the head, in man's upper nature, there are only materialistic ideas and sympathies, this upper nature is unable to work on man's lower nature, and in consequence of this deprivation, the lower nature is exposed to the working of the Luciferic principle. The Luciferic principle, as I said in the last lecture, does not manifest in sense-perceptible reality: the Luciferic beings are spiritual beings. They enter man's lower nature when it becomes so spiritual under the influence of materialism, and when this very materialism prevents anything from man himself flowing into the lower nature. The paradoxical truth appears before our soul that a materialistic age actually prepares a spiritual culture, but a Luciferic one. Conversely, taking the reverse case, let us suppose that an ecclesiastical truth, not imbued with spirituality, but supported purely by tradition, takes hold of man, or works towards taking hold of him. And related to such an ecclesiastical truth is abstract idealism which believes only in abstract ideals, in morality and has no knowledge of how these abstract ideals arise—however fine and beautiful they may be, they are of no use if one has no feeling for the way in which such forces can come about. Purely religious and purely idealistic ideas have again the consequence that the lower nature of man becomes more material. Whereas materialistic ideas promote spirituality in man's lower nature, purely clerical concepts built on tradition without spiritual influence, as well as abstract idealism, promote an increasing growth of materialism in man's lower nature. Speaking crudely, one might say that the type of this increasing materialism of the lower nature through the traditional abstract churchy element is the corpulent parson; he devotes himself to traditional church conceptions and in this way fattens up his little stomach. This is only a comparison, it is no fact and no law—I merely want to make things clear, yet it corresponds to a fundamental reality. But now again the increasing materialism of mans lower nature has no nourishment if the head harbours none but traditional and abstract traditional ideas. Hence a humanity which founds such a culture is pre-eminently exposed not to their own head-nature but to Ahrimanic influences. And so we must say that the abstractly religious the abstractly idealistic, promotes in fact an Ahrimanic materialism, while, conversely, materialistic thinking promotes a Luciferic spiritualism. All these things rest fundamentally on the fact that true reality is of a totally different nature from external apparent reality. But it is now required of man that he should get to know true reality according to its law and being. Social science, the science of human community-life and man's historical life must in particular always be permeated by a spiritual science that, as these lectures have shown, can really build the bridge between the nature-order and the spirit-order, real bridges, not those abstract ones built by monism. It will be necessary, however, for certain laws which are held back from the general consciousness of mankind by certain initiation quarters whose thinking is incorrect for the present time—for certain laws concerning true reality to become increasingly known. One such law can be set before the soul in the following way, If you give real study to my Outline of Occult Science you know the point of time in the earthly sense when present-day humanity actually appeared on earth. We showed in the last lecture how this humanity has also a cosmic pre-history, a Saturn, Sun, Moon history, but Earth history was, to begin with, a recapitulation, and earthly humanity appeared at quite a definite time. And if you consult my Occult Science you will find that this human state appeared at the same time as clearly and distinctly there arose on earth the origin of the mineral kingdom. For we know that what we now call the mineral kingdom did not exist in the same way in the Saturn, Sun, Moon evolutions, There existed then the three elementary kingdoms which preceded the mineral kingdom. The mineral kingdom entered earthly evolution and simultaneously with this macrocosmic fact of the entry of the mineral kingdom into earthly evolution, man entered earthly evolution in his present form, in the form of his present bodily formation. Although this bodily formation has only later in the course of time come to its full completion, yet the rudiments of the present human body appeared in earthly evolution at the same time as the entry of the mineral kingdom. In a certain sense therefore man, has formed a link as earth-man between the fourth member of his being, which then developed to the ego, and the mineral kingdom. One could also say that in the human microcosm the ego corresponds to the macrocosmic mineral kingdom; Now we know—and even a simple superficial knowledge of nature tells us—that the cosmic mineral kingdom has a crystal-formation. In school our children must learn the different forms in which the various minerals crystalise. They must first learn them according to the laws of geometry, how they can be represented through these laws, and then how they appear in reality, in the mineral kingdom—octahedron, cube, and so on. When we see these forms of the mineral kingdom which may be expressed in geometry we have before us the original form proper to the minerals. These crystalisations, or rather, these crystal-forms, are in a certain sense the inborn, archetypal characteristic of the mineral kingdom. And the earth, when this kingdom was incorporated into its cosmic evolution, received at the same time the tendency to crystalise its mineral substances in the forms in which the mineral kingdom crystalises. Now there is a counterpole, a polar opposite, to the form of the mineral kingdom, and I ask you to come to an understanding through the following picture. We will approach an important fact in life through a picture. The dissolving of any kind of substance is a very well-known phenomenon, You know that if you throw a certain amount of salt into a certain amount of water, the water is able to dissolve the salt completely, so that it is no longer there in its solid form. You also know that for certain purposes of practical life the solid salt will not do and it has to be dissolved. Now the tendency in earthly evolution to the crystalisation form of the minerals must not be allowed to remain united with the earth any more than for certain practical purposes the salt may retain its solid form. The cook must be able to change the solid form by dissolving it—she must use methods of dissolving, otherwise the salt will be of no use. So too in the cosmos the earth's tendency to crystalise the mineral must be dissolved. This means that a polar counter-tendency must exist which will bring, it about that when the Earth has reached the goal of its evolution and is ready to pass over to the next form, the Jupiter-form, this crystalising tendency is no longer there—has been dissolved, has disappeared. Jupiter must not possess the inclination to crystalise mineral substances. This particular tendency must be reserved solely for the Earth, and it must cease when the Earth has reached the goal of its earthly evolution. Now the polar opposite to the tendency of crystalising is that other tendency which is imprinted into the human form—not the animal form. Every corpse which we give over to the earth-planet, whether by burial, fire, or in any other way, every corpse deserted by its spirit and soul and in which still works the human form as purely mineralogical form, works in opposition to the crystalising tendency, precisely as negative electricity, works in opposition to positive electricity, or as darkness to light, And at the end of earthly evolution the totality of human forms given over to the earth in the course of this evolution—I repeat: human forms, for in the form of man lies the force-tendency and it is matter of force not substance—these human forms will have cosmically dissolved the mineralising tendency, the crystalisation-tendency in mineralising. You see how here again we have a point where a bridge is built between two world-currents which natural science cannot build. For natural science investigates what happens to the human form after death solely on the lines of mineralogy and its laws, it looks out for what lies in the earth's tendency to crystalise and deals with the corpse in that way. It can never arrive therefore at what a significant role in the household of the whole being of the earth is played by men, by the dead bodies, the form, of men. The earth has essentially altered since the middle of the Lemurian alter since mineralisation entered and with it the tendency to crystalise. What is less mineral today in the earth less inclined to the crystalisation-tendency than in the middle of the Lemurian age is due to the dissolving forms of human bodies. And when the Earth has reached its goal there will no longer remain any tendency at all to crystalisation. The totality of human forms given over to the earth will have worked as the solar opposite and dissolved crystalisation. Here we have the event of human death placed into the whole household of world-order as a purely physical phenomenon. Here we have a bridge thrown between two phenomena which otherwise, as the phenomenon of death, remain quite incomprehensible in the household of the world and the phenomena which modern natural science describes. It is important to develop increasingly such concepts as alone give to the natural science world-conception its true, genuine character. What I have described to you here is just as much a fact of natural science as other facts are that are discovered by the natural science of today. But it is a fact which natural science with its present methods cannot discover. It therefore remains of necessity incomplete and cannot grasp the whole of life's phenomena: it must find its completion through spiritual science. And when such laws as this are known—that through the human forms given to the earth-planet the crystalising tendency of the earth is dissolved, then such laws will also make the human spirit ready to enter more deeply into the reality of spiritual evolution. Those who think and make research only along the lines of modern natural science cannot build the bridge from natural science to social and political science. Those alone who know the great laws resulting from spiritual science which relate to the greatness of nature in the way I have just explained, are able then to lead across the bridge from natural science to the science of man, above all to the historical and political life of mankind. The natural scientist does not hesitate in the least to speak of polarity in nature. He will distinguish two magnetisms, the North and the South, he will distinguish two electricities, the positive and the negative. And if some day natural science is guided more into the right path of Goethe's world-conception, then natural science too will be still more Goetheanism than it can be today, when it is hardly so at all. Then the law of polarity in the whole of nature will be recognised as the fundamental law, as it has indeed already figured in the ancient Mysteries from atavistic clairvoyance. In the ancient Mysteries everything was founded on the knowledge of polarity in the world. In natural science itself, that is, in the knowledge of natural order the scientist of today is not disturbed by recognising polarity, but he will not approach polarity in the human order and spiritual order. Nevertheless, what we call the Luciferic and the Ahrimanic fully correspond as regards the spirit and its ordering, in which man too is placed, with what is recognised in natural science, for instance, as North and South magnetism or as positive and negative electricity. The creation of real harmony between spirit and nature will never be reached unless men find the reality of the concrete polarity of the Ahrimanic and the luciferic in the spirit-ordering. For true reality cannot be found in the abstract ideas which are simply transferred from nature to the spirit, but solely through being able to deepen oneself in the spirit itself and there find the polarities corresponding to the spirit. And so it must be too with the other natural facts. One cannot simply study natural facts and then say that one should found a spiritual order, a spiritual world-conception on these natural science facts. That leads nowhere. If the spiritual life is to be studied in its reality, if the phenomena of life into which the spirit plays are also to be grasped, then one must decide to study the spirit-orderings themselves. Moreover what has taken place at some period of time or other through human souls or human organisations cannot be explained by natural science, it can only be understood in reality if it is explained through spiritual science. If, for instance, we look at certain phenomena of present-day culture we must consider to what degree the Luciferic influence is there and to what degree the Ahrimanic. I made this attempt in 1914 before the outbreak of our present catastrophic war, in the lectures I held in Vienna: The Inner Nature of Man and Life Between Death and Rebirth. And I should therefore like to refer you to the decisive passage in which is set forth the whole essence of what is taking place today. I said then: The reason why spiritual science is now here in the world is because the evolution of humanity requires that this realisation of the spiritual worlds and the conditions of existence in them shall become more and more alive in human souls, instinctively at first, then consciously. Let me draw your attention to a purely external phenomenon, but one of immense significance, showing that a grasp of the laws of spiritual existence will become increasingly essential for any true judgment of life on the physical plane. When we contemplate nature we observe the remarkable fact that in every case a small number only of seeds, of germinating entities, are used in the production of the same species of life, while myriads of seeds come to nothing. Of the myriads of fish-spawn in the sea, only a few become fish; the rest perish. Looking out over the fields we see vast multitudes of grains of corn, only a few of which become plants; as grains of corn the rest perish, being used as food-stuffs and for other purposes. In nature a great deal more has to be produced than actually comes to fruit and again seed in the on-flowing stream of existence. This is a wise provision; for in nature the rule is that what thus deviates from its own inherent stream of existence and fruiting is used in such a way as to serve the other stream of existence. Beings would not be able to live if all seeds actually became fruit and achieved the development possible to them. Seeds must be there to form the soil, as it were, out of which beings can grow. It is only apparently, only in maya, that anything is lost; in reality nothing is lost in nature's creative work. Spirit holds sway in nature, and the fact that something is apparently lost from the on-flowing stream of evolution is founded in the wisdom of the spirit; it is a spiritual law, and these things must be viewed from the standpoint of the spirit. Then we soon perceive that what seems to be diverted from the straightforward stream of world-processes has its well-justified place in existence. This provision is founded in the spirit; hence it can also take effect on the physical plane, to the extent that we had a spiritual life there. My dear friends, take a concrete case which concerns us very closely. Public lectures have to be given on spiritual science. They are given to audiences brought together simply through the announcements. There is a similarity here to what happens with the grains of corn, only a part of which are used in the direct stream of existence One must not be put off by the fact that the streams of spiritual life have to be brought, apparently without choice, to many, many people, and that then only a few separate out and really enter into this spiritual life, become anthroposophists and join in the on-flowing stream. In this domain it still happens that these scattered seeds find their way to many who, after a public lecture, for example, go away saying: What crazy nonsense the fellow talked! Seen in direct relation to external life, this is life—shall we say—the spawn of fish that come to nothing in the sea. But from the standpoint of deeper investigation it is not so. The souls who through their karma came to a lecture and who then went away saying: What crazy nonsense the fellow talked!—these souls were not yet ready to receive the truth of the spirit, but it is necessary for their souls in the present incarnation to feel the approach of the force inherent in spiritual science. However much they may protest; this force remains in their souls for their next incarnation, and then the seeds have not been lost; they find their ways. With respect to the spiritual, existence is subject to the same laws, no matter whether we are following the working of the spirit in nature or in the case we could quote as our own. But let us suppose that we wanted to refer this principle also to external, material life, and were to say: Well, people are doing the same thing in external life. Yes, my dear friends, that is just it. What I am now going to describe is happening, and we are living towards a future when it will happen to an ever-increasing extent. Production steadily increases, factories are built without asking: How much is needed?—as used to be the case when the village tailor made a suit only when it was ordered. There it was consumption which indicated how much should be produced, but now production is for the market; the goods are piled up in as large quantities as possible. Production goes on entirely in line with nature's principle. Nature is carried over into the social order. This tendency will, to begin with, more and more gain the upper hand. But here we are in the realm of the material. The spiritual law has no application to external life, precisely because it is valid for the spiritual world;—and something very remarkable results from this. As we are speaking among ourselves, these things can be said; the world today would certainly not understand us. Goods are now produced for the market without regard to consumption, not according to the principle indicated in my essays on anthroposophy and the Social Questions. What is produced is piled up in warehouses, priced according to the money market, and then the producers wait to see how much is bought. This tendency will steadily increase until—and you will discover why I say the following—until its own nature it destroys itself. (In this sentence is contained the most important of the present so-called causes of the War; but it is to be derived from spiritual life.) One who observes social life with spiritual vision sees terrible tendencies to social ulcers springing up everywhere. That is the great anxiety for civilisation which arises in those who see to the roots of existence; that is the terrible fact which weighs so heavily and which—even if one could suppress all other enthusiasm for spiritual science and the impulse which makes one long to proclaim it—makes one long to cry out to the world the remedy for what is already so strongly under way and will gain increasing momentum. In the spreading of spiritual truths there is an element which of its own ground must work as nature works, but this way of working becomes a cancer when it enters into civilisation in the way described. It was put before you previously in that lecture all that throws light on the Ahrimanic and Luciferic tendencies. But you can clearly see from it that one only arrives at real knowledge of the social cancer or carcinoma-formation if one can find the Ahrimanic and Luciferic tendencies at work in the modern social order, find on the path of reality, not by simply comparing the social life with natural facts. What occurs in the social order must be sought on the spiritual path. And if it is sought on the materialistic path it can amount to no more than at most a comparison, an analogy of social occurrences with abstract facts of nature. My dear friends, the fact that a number of cancerous tumours exist in modern society was expressed at that time in those lectures of 9th to 14th April 1914 But the expression was in fact a gathering together of what I had stated in various forms throughout our whole anthroposophical development, in order to prepare men for the point of time when the social cancer would reach its special crisis—1914! There now appears a book which in itself is fairly worthless and stupid. It is by a C. H. Meray, entitled World Mutation, and published by Max Rasoher in Zurich in 1918. I will read you a few paragraphs of this book, the author of which has a merely intellectual grasp of industrial facts. And so just as the lectures on the inner nature of man are able to further reality the author by means of this book furthers the deviation from true reality, the misleading to false thinking. But I will let you hear a few of the sentences. There is an attempt to grasp the development of European and American civilisation merely through analogies, comparisons with facts in nature. Whereas in my lectures of 1914 you have reality, here you have abstract monistic comparisons, analogies which actually say nothing, because when one merely talks of natural facts and then points out that something similar exists in the social order these mere analogies rather darken understanding than shed light But what does this amount to? It is shown how seeds of disintegration have gradually entered western civilisation ever since ancient times aid how civilisation has been eaten into inwardly. Such an apercu is then summarised in words like: “These unhealthy changes began in the fresh and flourishing early Renaissance cities, in the still purely production City-Republics of the striving citizens, as they had to nourish their giant cancer cells, prepared themselves for it and had to change themselves into an instrument for nourishing a cancerous growth.” “The formation of this organisation out of which the structure of the modern State emerged, advanced side by side with the metamorphosis of the productive tissue which is definitely not to be regarded as belonging to its own life.” (He calls regulated civilisation a productive tissue, that is, he picks up only a tissue of natural facts, not the real facts of the spirit.) “For foreign elements in the body cannot normally come in contact with each other without producing inflammation—as in fact in the beginning such inflammations were produced when the soldiers of the Count of the city came in contact with the citizens (let us remember the bell, signalling the latter to form into bands!). Normally only the complete excision of the poisonous growth would have happened, such an effort was made to begin with and was also followed up later. The moment however the two elements, the cancerous growth and the working tissue, could carry on without inflammation, there arose an abnormality which could only preserve itself under pathological conditions “Such abnormalities are everywhere to be found in organisms where tumours, ulcers, discharges, in short, foreign elements, are surrounded with a web that no more inflammation arises. The web or tissue which is formed there is a deformity and after the cure can be used for nothing further for the organism. Yet during the illness it serves as a protection for the organism; it forms a structure that renders the poison of the disease harmless to the body, although this formation meanwhile develops immeasurably and can itself become a serious phenomenon of disease. “Thus the modern State also arose as a deformity of the completely uprooted working life; as it arose , however, the whole tissue had to co-operate for its own protection in order to paralyse the evil in it and remove the disintegrating poison-effects. Accordingly the State arose as a separate structure, interwoven it is true by the productive life, though it never became itself an apparatus of productivity. The whole system of modern political economy developed separately side by side with the State.” “The wealthiest have the most direct connections with the poisonous growths, as they need an extensive protection for the sale of their goods. Hence they are more eager, and as being rich, also more capable of giving to the Governor a higher nourishment; he needs money, they as the ones who procure it for him; if he wants to accomplish something within the city he turns to the patricians. It lies in the interest of these patricians to strengthen the City-Prince, whereas those whose material business-circle does not extend beyond the walls feel a perpetual natural grudge against the Governor. (Physiologically: a negative chemico-tactic effect). They put up with him really only on account of the protecting of the wall-ring. The toxic effect, however, no longer changes the individuality of the patricians—or only seldom, they seldom become themselves warlike nobles—they belong already far too much to the antitoxic, working tissue. Their wealth has arisen from it and is bound up with it; a toxic effect is certainly shown – not on the individual but on the protoplasm, in the wealth.” (And protoplasm is now the wealth!) “Whereas formerly wealth was not employed as yet to function as capital, but merely formed the reserves of life and well-being, its rôle now alters: wealth begins to annex to itself processes of work." In connection with this passage I beg you to remember how in my lectures at Nuremberg in 1908 (on The Apocalypse) I pointed out that direct personal influence had withdrawn from modern industry and that money, that is, capital as such was beginning to work. I spoke of how the modern social order uses such exertion under Ahrimanic influence that someone is now below, now above. Personality no longer counts; it is a matter of the money itself doing business, now throwing someone up, now down again. Funds, accumulation of capital, and its counterpole, credit, this a-personal and anti-personal element is what is to evolve as the Ahrimanic counter-image of Spirit-Self for the future of the social order. All of this is expressed here in this book in a purely Ahrimanic manner. But, my dear friends, there is a danger that something of this sort gains immense respect, since on every page it makes extensive quotations from natural science. Years after the reality has been pointed out through the researches of spiritual science, this Ahrimanic caricature of spiritual science appears, even with the same words for the same phenomena. This will impress people in spite of misleading and alluring them, because they will never understand reality unless they build the bridge between the purely external facts of natural science which are employed in this book and the purely spiritual-scientific processes which indeed can only be discovered through spiritual science. But it will certainly be accepted as genuine science—just as other similar things which have appeared and which I have spoken about in the course of our lectures—whereas in the near future the scientific nature of spiritual science will most certainly be attacked in a terrible way, in a way which you are not at all willing today to picture in its intensity! These things, my dear friends, must be thoroughly realised, They must be seen through all the more as they touch upon facts which lie under the semblance of external reality. To possess insight into these facts requires the goodwill to pursue seriously and intelligently with sound human understanding the researches of spiritual science. Opposite currents, polarities, must be held in balance, That can only be done if continually new influxes come directly from the spiritual world into what happens on earth, that is, if new facts which concern the world are continually revealed out of the spirit. When once in Rome someone brought a Jesuit up to me, I had a conversation with him about just such things, I knew that it availed nothing and was actually a labour of love quite lost, but there were other reasons for it: there too it is necessary to lock at the true reality and not the outer semblance, I sought to make it clear to the Jesuit that, first, he must himself admit a revelation out of the supersensible in the course of the Mystery of Golgotha and what is written about it through the inspired Evangelists; that, moreover, the Catholic Church in which as a Jesuit he would believe accepts a continued evolution of the spiritual life through its saints. He replied, as was only to be expected: “Yes, that is all true, but that's done with; one must not bring that about of oneself. To work oneself through to spiritual life today is to begin to deal with the devil. One may study the Mystery of Golgotha, study the Gospels, the life of the saints, but unless one wants to fall a prey to demonic powers. one may not try in any way to come into direct relation with the spiritual world.” It is obvious that that would be said from such a quarter, and I could give you many similar examples. There is the strongest opposition from certain quarters to the flowing in of new and ever newer spiritual truths. The Roman Catholic Church, for instance, is even terribly afraid of spiritism, which of course is not sympathetic to us, because they live in the dread of something coming through a medium from the spiritual world which the Church, living solely in its old traditions, cannot accept. And it fears spiritism because it has materialist foundations and because—so it has believed for decades—it can easily gain followers through the fact that one could find something trickling in on a bypath out of the spiritual world into the world which the Roman Catholic Church wishes to rule. Now you know, my dear friends, in the 1870s, in 1879, the possibility arose of a powerful, deeply-penetrating flowing-in from the spiritual world. I have often spoken of it, how a conflict that had taken place earlier in the spiritual worlds flowed into the earthly order, in the Michael-order. Since that time special opportunities have been given for men who so wish it to receive spiritual knowledge. Please do not imagine that the initiates of the Roman Catholic Church are not aware of such things! They are of course aware of them, but they construct their protective dams. And precisely in connection with the fact that spiritual life was particularly furthered by the spiritual worlds from the year 1879 on the Roman Catholic Church in a far-seeing way established the Infallibility-dogma in order through this to build a dam against any influx of any sort of new spiritual truths. It is obvious that if people are only allowed to frame their views in accordance with what is announced ex cathedra from Rome in the light of the dogma of Infallibility, then a powerful dam is erected against the inflow of spiritual truths from the spiritual world itself. That is the one thing, the Romish element, which had its natural stipulations in earlier times and brought over from these the rigidity in tradition, the rigidity in excluding the spiritual substance which could flow into the human soul out of the spiritual worlds. Another stream is to be sought in that Centre which in a high degree—approximately at the time when Rome prepared the Infallibility-dogma—must be assigned to the English and American, the English-speaking peoples. We have already referred here to this occult Centre, in many connections. Just as the traditional element and false idealism in the head brings about the Ahrimanic element in the lower man, so, as you have seen, does materialism bring about the development of the spiritual in the lower man. And when this is not nourished from the head by new spiritual truths which are revealed to the world from time to time it will naturally be seized upon by Luciferic forces, the Luciferic principle. The Centre that has great influence on the English-American peoples (that is the best expression) prefers to reckon with the other pole. The occult Masonry which is anchored in that Centre and from there strongly influences the course of the outer culture of the whole civilised world, just as much promotes materialism—realising things of course—as Rome has promoted it through the papal Infallibility. Through the Infallibility-dogma Rome has intended to erect a dam against the influx of spiritual truths from the spiritual worlds; this Centre consciously promotes the spread of materialism in the modern civilised world, the spread of materialistic ideas in a more or less materialistic mode of life. And the strange thing is that when the Anglo-American initiates speak about Rome as a rule what they say is correct, and however much they inveigh against Rome they say what is right. They too, however, know that there is a spiritual life and that a continuous influx is possible, but they keep that secret and let it flow into civilisation only through unknown channels. And the non-English-speaking peoples in the civilised world have in the last decades, or last half-century, accepted an immense amount of what has flowed in there through this Centre; For these other civilisations in their present structure are in no way individualised, they are largely nourished by the materialistic tendency originating in his Centre. And again, when Rome speaks about that occult Freemasonry, the Orders, it speaks correctly. One can therefore say that what Rome says is right, what the Freemasons of the West say is also right. That in fact is just the difficulty; these things in the most outstanding sense can be thrusting human nature towards the Luciferic or the Ahrimanic, and yet in what they say they cannot possibly be seized upon because what they say is right; when they speak of each other it is correct. That is a factor that must be borne in mind very fundamentally in the present cultural tendencies. People nowadays are not inclined to consider what grows out of some affair or other, but merely look at what is expressed verbally in propaganda. But it is not at all a matter of the sounds and words of a propaganda, it is really a matter of making thane lower nature materialistic through materialism in the world of ideas—it becomes, however, spiritualised. And it is supposed to be a matter of making man more moral through an abstract idealism and discussion of every kind of fine ideal—yet one makes him—I speak figuratively of course—obese, materialistic in his lower nature, one makes him heavy and sleepy. And whereas on the one hand a strong tendency exists to scleroticise man Ahrimanically, which is particularly a Jesuit-tendency, there exists on the other hand a definite tendency to place the Luciferic beings in the service of the materialistic world-order, whereby precisely through materialism a spirituality may arise which is however a Luciferic spirituality. It is indeed not enough merely to look in its literal sense at what plays on the surface; one must go into the actual reality, which as is shown precisely by our instances today—however paradoxical they appear, often have an exactly opposite purpose to what one is led to believe through a superficial maya-observation. Things are being done in the world today from many different quarters on the principles of the occult Orders, though they are kept secret. Rome works just as much in accord with occult precepts as that other Centre does. Power lies just in the fact that men are kept in the dark and are not told what is actually going on. Hence arise the hatred and enmity against those who make their appearance and say what is taking place.—Naiveté moreover is especially harmful, the sort of naiveté which men show when they persist in believing that one attains something with these two streams if one tells them that spiritual science can give a beautiful understanding of Christ-Jesus, or something like that, or tells them how the deeper truths of spiritual science are to be found in true Christianity. It is a naiveté to suppose one can win over certain circles by showing them one has a truth which they really must recognise according to their whole hypotheses. That simply calls out hostility. The more we show in certain circles that we have the truth, the greater the hostility, and the more this truth proves effective all the more intense will the enmity appear. In recent times one has only waited to see if the moment would come when anthroposophical books would need larger editions, when thousands and thousands would listen to anthroposophy, in order from certain quarters not because they think anthroposophy says untruth, but because they fear it will say the true—in order to lay hold of this anthroposophy. That is what should be borne in mind. No naiveté should prevail among us, but penetrating knowledge, unbiased, unprejudiced observation of what happens. It would please me much if you took away a feeling of this from this lecture; for once again let it be recapitulated what I said at the beginning of today's lecture: It is not so much a matter of the details, but of our receiving a firm impression of what lies in the whole spirit of these lectures. And then we must make ourselves more and more capable of taking such a place in the cultural life of today as befits a man of the present who is thoroughly awake and not sleeping. |
185. From Symptom to Reality in Modern History: The Birth of the Consciousness Soul
18 Oct 1918, Dornach Translated by A. H. Parker Rudolf Steiner |
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185. From Symptom to Reality in Modern History: The Birth of the Consciousness Soul
18 Oct 1918, Dornach Translated by A. H. Parker Rudolf Steiner |
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In the course of these lectures I propose to make some important additions to the enquiry which I undertook here last week.T1 Our earlier investigation gave us a certain insight into the impulses which determine the recent evolution of mankind. What I now propose to add will emerge from a study of the various turning points in modern history. We will endeavour to study this recent history up to the moment when we shall see how the human soul at the present day is related to the universe, in respect of its evolution within the cosmos and of its inner development in relation to the divine and its ego development in relation to the Spirit. I should like to show the connection between these things and the more or less everyday occurrences which are familiar to you. Therefore I will first take as my point of departure today—and the reasons for this will be apparent tomorrow and the day after tomorrow—the historical survey of the recent evolution of mankind which was to some extent the background to the observations on modern history, observations which I suggested in my public lecture in Zürich yesterday.T2 From my earlier lectures in which I discussed analogous themes you already know that from the standpoint of spiritual science what is usually called history must be seen as a complex of symptoms. From this point of view what is usually taught as history, the substance of what is called history in the scholastic world, does not touch upon the really vital questions in the evolutionary history of mankind; it deals only with superficial symptoms. We must penetrate beneath the surface phenomena and uncover the deeper layer of meaning in events and then the true reality behind the evolution of mankind will be revealed. Whilst history usually studies historical events in isolation, we shall here consider them as concealing a deeper underlying reality which is revealed when they are studied in their true light. A little reflection will show how absurd, for example, is the oft repeated assertion that modern man is the product of the past, and this remark invites us to study the history of this past. Recall for a moment the events of history as presented to you at school and ask yourself what influence they may have had, as history claims to show, upon your own sentient life, upon the constitution of your soul! But the study of the constitution of the soul in its present state of development is essential to the knowledge of man, to the knowledge of oneself. But history as usually presented does not favour this self knowledge. A limited self knowledge however is sometimes brought about indirectly. Yesterday, for example, a gentleman told me that he had been given three hours detention because in class one day he had forgotten the date of the battle of Marathon. Clearly such an experience works upon the soul and so might contribute indirectly to a better understanding of the impulses which lead to self knowledge! But the way in which history treats of the battle of Marathon adds little to man's real understanding of himself. None the less, a symptomatology of history must take into account external facts, for the simple reason that by the study and evaluation of these external facts we can gain insight into what really takes place. I will begin by tracing the main features of contemporary history. The history which we study at school usually begins with the discovery of America and the invention of gunpowder and opens, as you know, with the statement that the Middle Ages have drawn to a close and that we now stand on the threshold of the modern era. Now if such a study is to be fruitful, it is important to turn our attention especially to the real and fundamental changes in human evolution, to those decisive turning-points in history when the life of the soul passes from one stage of development to another stage. These moments of transition usually pass unnoticed because they are overlooked amid the tangled skein of events. Now we know from the purely anthroposophical point of view that the last great turning point in the history of civilization occurred in the early years of the fifteenth century, when the fifth post-Atlantean epoch began. The Greco-Latin epoch opened in 747 B.C. and lasted until the beginning of the fifteenth century which ushered in the fifth post-Atlantean epoch. Because people only take a superficial view of things they usually fail to recognize that, during this period, the whole of man's soul-life underwent modification. It is manifestly absurd to regard the sixteenth century simply as a continuation of the eleventh or twelfth centuries. People overlook the radical change that occurred towards the beginning of the fifteenth century and persisted in the subsequent years. This point in time is of course only approximate; but what is not approximate in life? Whenever one stage of evolution which is to some extent complete in itself passes over into another stage we must always speak of approximation. It is impossible to determine the precise moment when an individual arrives at puberty; the onset is gradual and then runs its course to full physical maturity. And the same applies, of course, to the year 1413 which marks the birth of the Consciousness Soul. The new consciousness develops gradually and does not immediately manifest itself everywhere in full maturity and with maximum vigour. We completely fail to understand historical change unless we give due consideration to the moment when events take on a new orientation. When, looking back to the period before the fifteenth century, we wish to enquire into and compare the predominant condition of the human soul at that time with the progressive transformation of this psychic condition after the beginning of the fifteenth century, we cannot help turning our attention to the real situation which existed in civilised Europe throughout the whole of the Middle Ages and which was still intimately related to the whole psychic condition of the Greco-Latin epoch. I am referring to the form which Catholicism that was subject to the Papacy had gradually developed over the centuries out of the Roman Empire. We cannot understand Catholicism before the great turning point which marks the birth of modern times unless we bear in mind that it was a universalist impulse and that, as such, it spread far and wide. Now mediaeval society was hierarchically ordered; men were grouped according to social status, family connections; they were organized in craft and merchant guilds, etcetera. But all these social stratifications were indoctrinated with Catholicism, and in the form that Christianity had assumed under the impact of various impulses of which we shall learn more in the following lectures (and under the impact of those impulses which I mentioned in earlier lectures). The expansion of Catholicism was characterized by the form of Christianity which was decisively influenced by Rome in the way I have indicated. The Catholicism which emanated from Rome and developed after its own fashion through the centuries was a universalist impulse, the most powerful force animating European civilization. But it counted upon a certain unconsciousness of the human soul, a susceptibility of the human soul to suggestionism. It counted upon those forces with which the human soul had been endowed for centuries when it was not yet fully conscious—(it has only become fully conscious in our present epoch). It counted upon those who were only at the stage of the Rational or Intellectual Soul and calculated that by its power of suggestion it could slowly implant into their affective life what it deemed to be useful. And amongst the educated classes—which consisted of the clergy for the most part—it counted upon a keen and critical intelligence which had not yet arrived at the stage of the Consciousness Soul. The development of theology as late as the thirteenth, fourteenth and fifteenth centuries showed that it relied upon a razor-sharp intelligence. But if you take the intelligence of today as the measure of man's intelligence you will never really understand what was meant by intelligence up to the fifteenth century. Up to that time intelligence was to some extent instinctive, it had not yet been impregnated with the Consciousness Soul. Mankind did not yet possess the capacity for independent reflection which came only with the development of the Consciousness Soul. None the less men displayed on occasions astonishing acumen to which many of the mediaeval disputations bear witness, for many of these disputations were debated with greater intelligence than the doctrinal disputes of later theology. But this was not the intelligence that was an expression of the Consciousness Soul, it was the intelligence which, in popular parlance, came from ‘on high’; esoterically speaking it was a manifestation of the Angelos, a faculty not yet under man's control. Independent thinking became possible only when he achieved self dependence through the Consciousness Soul. When a universalist impulse is diffused in this way through the power of suggestion, as was the case with the Roman Papacy and everything associated with it in the structure of the Church, then it is much more the community, the Group Soul element, everything that is related to the Group Soul that is affected. And this spirit of self-dependence also affected Catholicism, with the result that under the influence of certain impulses of contemporary history this universalist impulse of expanding Catholicism found in the Holy Roman Empire of the German nation its battering ram. We will discuss these matters from another standpoint later on. We see how the expansion of universal Roman Catholicism was prosecuted amid continuous conflict and contention with the Roman Empire. One need only refer to the period of the Carolingians and the Hohenstaufens1 in the standard history books to find that the fundamental issue was the incorporation of Europe into a universal Christian church of Roman Catholic persuasion. If we wish to have a clear understanding of these matters from the point of view of the dawning Consciousness Soul we must consider an important turning point which, symptomatically, reveals the waning of Catholic power which had dominated the Middle Ages. And this turning point in modern history is the transference of the Pope to Avignon in 1309.2 Such a challenge to the papacy would formerly have been impossible and shows that mankind which formerly had been dominated by a universalist impulse now begins to undergo a transformation. That a king or an emperor could have entertained the idea of transferring the residence of the Pope from Rome to some other city would have been inconceivable in earlier times. In 1309 the matter was quickly dealt with—the Pope was transferred to Avignon and the next decades witnessed the endless quarrels between popes and anti-popes associated with this transference of the papal court. And a victim of this conflict within the Church was the Order of the Templars,3 which had been loosely associated with the Papacy, though of course its relationship to Christianity was totally different. The Order was suppressed in 1312 shortly after the removal of the Pope to Avignon. This is a turning point in modern history and we must consider this turning point not only in respect of its factual content, but as a symptom, if we wish gradually to discover the reality concealed behind it. Let us now turn our attention to other symptoms of a similar kind at the time of this turning point in history. As we survey the continent of Europe we are struck by the fact that its life, largely in the Eastern areas, is profoundly influenced by those events which operate in the course of history after the fashion of natural phenomena. I am referring to the continuous migrations, beginning with the Mongol invasions4 in the not far distant past, which poured in from Asia and introduced an Asiatic element into Europe. When we link an event such as the transference of the Papacy to Avignon with these invasions from the East we establish important criteria for a symptomatology of history. Consider the following: in order to understand not the inward and spiritual, but the external and human tendencies and influences which were connected with the event of Avignon and prepare the ground for it, you need not look beyond a coherent complex of human acts and decisions. But you will find no such coherent pattern of events when you consider the time between the Mongol invasions and the later penetration of the Turks into Europe. But when studying any historical event, a complex of facts of this kind, you must consider the following if you really wish to arrive at a symptomatology of history. ![]() Let us assume for the moment that here is Europe and here is Asia. The columns of the invading armies are advancing towards Europe. One of these columns, let us assume, has penetrated as far as this frontier. On the one side are the Mongols and later the Turks; on the other side the Europeans. When considering the event of Avignon you find a complex of acts and decisions taken by men. There is no such complex across the frontier. You have to consider two aspects, the one on this side of the frontier, the other on the other side. For the Europeans the Mongolian wave that sweeps across the frontier resembles a natural phenomenon of which one sees only the external effects. The invaders pour across the frontier, invade the neighbouring territory and harass the inhabitants; behind them lies a whole culture of the soul of which they are the vehicle. Their own inner life lies behind the frontier. But this psychic life does not reach beyond the frontier which acts as a kind of sieve through which passes only energies akin to the elemental forces of nature. These two aspects—the inner aspect which is found amongst those who live behind this frontier and the aspect which shows only its external face to the Europeans—these are not to be found, of course, in the episode of Avignon, where everything forms a single complex, a composite whole. Now an occurrence such as these Asiatic invasions closely resembles what one sees in nature. Imagine you are looking at the world of nature ... You see the colours, you hear the sounds—but these are external trappings. Behind lies the spirit, behind are the elemental beings which are active up to the point where the frontier begins. (See diagram.) You see with your eyes, hear with your ears, you experience by touch—and behind lies the spirit which does not cross the frontier, does not manifest itself. Such is the situation in nature, but in history it is not quite the same, though somewhat similar. The psychic element behind history does not manifest itself, we see only its external appearance. It is most important to bear in mind this strange intermediate zone, this no man's land, where peoples or races clash, revealing to each other only their external aspects—this strange intermediate zone (which must also be reckoned among the symptoms) between actual universal experience of the human soul such as we see in the event of Avignon and the genuine impressions of nature. All the historical twaddle which has come to the fore recently, and which has no idea of the operation of this intermediate zone, cannot arrive at a true history of civilization. For this reason, neither Buckle nor Ratzel5 (I mention two historians of widely divergent outlook), could arrive at a true history of civilization because they started from the preconceived idea: of two events, if one follows from the other, then the later event must be considered as the effect and the earlier event the cause—the common sense view that is generally accepted. When we consider this event as a symptomatic event in the recent evolution of mankind, then, as we shall see in later lectures, it will provide a bridge from the symptoms to reality. Now from the complex of facts we see emerging in the West of Europe a more or less homogeneous configuration at first, which later gives birth to France and England. Leaving aside for the moment the external elements such as the channel, which is simply a geographical factor separating the two countries, it is difficult at first to distinguish between them. In the period when modern history begins French culture was widespread in England. English kings extended their dominion to French territory, and members of the respective dynasties each laid claim to the throne of the other country. But at the same time we see emerging one thing, which throughout the Middle Ages was also associated with what the universalist impulse of Catholicism had to some extent relegated to the background. I mentioned a moment ago that at this time communities were already in existence; families were cemented by the blood-tie to which they clung tenaciously; men were organized in craft guilds or corporations, etcetera. All these organizations were permeated by the powerful and authoritative universalist Catholic impulse moulded by Rome which dominated them and set its seal upon them. And just as this Roman Catholic impulse had relegated the guilds and other corporate bodies to a subordinate role, so too national identity suffered the same fate. At the time when Roman Catholicism exercised its greatest dynamic power national identity was not regarded as the most important factor in the structure of the human soul. Consciousness of nationality now began to be looked upon as something vastly more important than it had been when Catholicism was all powerful. And significantly it manifested itself in those countries I have just mentioned. But whilst the general idea of nationhood was emerging in France and England an extremely significant differentiation was taking place at the same time. Whilst for centuries these countries had shared a common purpose, differences began to emerge in the fifteenth century. The first indications are seen in the appearance of Joan of Arc in 1429, a most important turning point in modern history. It was this appearance of Joan of Arc which gave the impetus and if you consult the manuals of history you will see how important, powerful and continuous this impetus was—which led to the differentiation between the French and the English character. Thus we see the emergence of nationalism as the architect of the community and at the same time this differentiation which is so significant for the evolution of modern mankind. This turning point is marked by the appearance of Joan of Arc in 1429. At the moment when the impulse of the Papacy is compelled to release from its clutches the population of Western Europe, at that moment the consciousness of nationality gathers momentum in the West and shapes its future. Do not allow yourselves to be misled in this matter. As history is presented today you can, of course, find in the past of every people or nation a consciousness of nationality. But you do not attach any importance to the potent influence of this force. Take, for example, the Slav peoples: under the influence of modern ideas and currents of thought they will of course trace back as far as possible the origin of their national sentiments and forces. But in the period of which we are speaking the national impulses were particularly active so that, in the territories I have just mentioned, there was an epoch when these impulses underwent a profound modification. And this is what matters. If we wish to apprehend reality we must make strenuous efforts to achieve objectivity. Another symptomatic fact which also reveals the emergence of the Consciousness Soul—like the one I have just mentioned—is the strange fashion in which the Italian national consciousness developed out of the levelling influence of the Papacy which, as we have seen, relegated the national impulse to a subordinate role, an influence which had hitherto pervaded the whole of Italy. Fundamentally it was the national impulse which emancipated the people of Italy from papal sovereignty at this time. All these facts are symptoms which are inherent in the epoch when, in Europe, the civilization of the Consciousness Soul seeks to emerge from the civilization of the Rational and Intellectual Soul. At the same time—we are anticipating of course—we see the beginning of the conflict between Central and Eastern Europe. What emerged from what I described as the ‘battering ram’ of the Papacy, from the Holy Roman Empire of the German nation, came into conflict with Slav expansionism. The most diverse historical symptoms bear witness to this interaction between Central and Eastern Europe. In history one must not attach so much importance to princely families or personages as modern historians are wont to do. After all only a Wildenbruch6 could throw dust in people's eyes by pretending that the farce played out between Louis the Pious and his sons had historical significance. Only a Wildenbruch could present these family feuds in his dramas as historically important. They have no more significance than any other domestic gossip; they have nothing to do with the evolution of mankind. It is only when we study the symptomatology of history that we develop a feeling for what is really important and what is relatively unimportant in the evolution of mankind. In modern times the conflict between Central and Eastern Europe has important implications. But in reality Ottokar's conflict with Rudolf7 is only an indication; it is a pointer to what actually happened. On the other hand it is most important not to take a narrow view of this conflict. We must realize that, during this continuous confrontation, a colonizing activity began which carried the peasants from Central to Eastern Europe and in later years from the Rhine to Siebenbürgen. These peasant migrations, through the mingling of Central and Eastern European elements, had a profound influence upon the later development of life in these areas. Thus the Slavs whose expansionist policy came into conflict with what had developed in Central Europe out of the Holy Roman Empire were continuously infiltrated by Central European colonists moving eastwards. And from this strange process emerged that which later became the Hapsburg power. But another consequence of this ferment in Europe was the formation of certain centres which developed a particular cast of mind within the urban communities. The main period when the towns throughout Europe developed their specifically urban outlook lies between the thirteenth and the fifteenth centuries. What I have described in a previous lectureT3 penetrated into these towns; in these towns men were able to develop their individual characteristics. Now it is a remarkable and significant phenomenon that after the separate development of France and England, there emerged in England at this time, after slow and careful preparation, that which later became the system of parliamentary government in Europe. As a result of the long civil wars which lasted from 1452–1480, we see developing, amongst manifold external symptoms, the historical symptom of embryonic parliamentary government. When the era of the Consciousness Soul opened in the early fifteenth century people wanted to take their affairs into their own hands. They wanted to debate, to discuss, to have a say in future policies and to shape external events accordingly—or at least liked to imagine that they shaped events. This spirit of independence—as a result of the disastrous civil wars in the fifteenth century—developed in England out of that configuration which was markedly different from what had also arisen in France under the influence of the national impulse. Parliamentary Government in England developed out of the national impulse. We must clearly recognize that, through the birth of parliamentary government as a consequence of the English civil wars in the fifteenth century, we see the interplay, or, if you like, the interpenetration, the interfusion of the emergent national idea on the one hand, and on the other hand an impulse clearly orientated towards that which the Consciousness Soul seeks to realize. And for reasons that we shall see later, it is precisely because of these events that the impulse of the Consciousness Soul breaks through in England and assumes the character of that national impulse; hence its peculiarly English flavour or nuance. We have now considered many of the factors which shaped Europe at the beginning of the age of the Consciousness Soul. Behind all this, concealed as it were in the background, a virtual enigma to Europe, we see developing the later configuration of Russia, rightly regarded as an unknown quantity because it bears within it the seeds of the future. But first of all it is born of tradition, or, at least, of that which does not come from the Consciousness Soul and certainly not from the human soul. ... None of the three elements which helped to fashion the configuration of Russia originated in the Russian soul. The first was the heritage of Byzantium, of Byzantine Catholicism; the second was that which had streamed in through the mingling of Nordic and Slav blood; the third was that which was transmitted by Asia. None of these three elements was the creation of the Russian soul; but it was these elements which moulded that strange, enigmatic structure which developed in the East and was concealed from the happenings in Europe. Let us now try to find the common characteristic of all these things, of all these symptoms. They have one common characteristic which is very striking. We need only compare the real driving forces in human evolution today with those of former times and we perceive a significant difference which will indicate to us the quintessential character of the culture of the Consciousness Soul and that of the Rational and Intellectual Soul. In order to see this situation in clearer perspective we can compare it with the impulse of Christianity which in every man must spring from the inmost depths of his being, an impulse which passes over into the events of history, but which springs from man's inner life. In the evolution of the earth Christianity is the most powerful impulse of this nature. We can, of course, consider impulses of lesser import, for example, those which influenced Roman civilization throughout the Augustan age, or we need only glance at the rich efflorescence of the Greek soul. We see everywhere new creative impulses entering into the evolution of mankind. In this respect, however, our present epoch brings to birth nothing new; at best we can speak of a rebirth, a revival of the past, for all the impulses which are operative here no longer spring from the human soul. The first thing that strikes us is the national idea, as it is often called—more correctly one should speak of the national impulse. It is not a creation of the individual soul, but is rooted in what we have received from inheritance, in what is already established. What emerges from the manifold spiritual impulses of Hellenism is something totally different. This national impulse is a rightful claim to something which is already present like a product of nature. As member of a national group man creates nothing of himself; he merely underlines the fact that, in a certain sense, he has developed naturally like a plant, like a member of the natural order. I intentionally called your attention earlier on to the fact that Asia's contribution to Europe (and only its external aspect was perceptible to European culture) was something natural and spontaneous. The irruption of the Mongols, and later of the Osmanlis8 into Europe, though their influence was considerable, did not lead to any creative impulse in Europe. Russia too produced no creative impulse, nothing that was particularly characteristic of the Russian soul. This was the work solely of the Byzantine and Asiatic element, this mixture of Nordic and Slav blood. In these peoples it is given facts, facts of nature which determine the lives of men—nothing in reality is created by the human soul. Let us bear this in mind, for it will serve as a point of departure for what is to follow. From the fifteenth century on the demands of mankind are of a totally different character. Hitherto we have considered the external facts of history; let us now turn to the more inward happenings which are related more to the impulse of the Consciousness Soul which is breaking through the shell of the human soul. Let us consider, for example, the Council of Constance9 and the burning of Hus. In Hus we see a personality who stands out, so to speak, like a human volcano. The Council of Constance which passed sentence on him opened in 1414, in the early years of the fifteenth century which marked the birth of the Consciousness Soul. Now in the annals of modern history Hus stands out as a symbol of protest against the suggestionism of the universalist impulse of Catholicism. In Jan Hus the Consciousness Soul itself rebels against all that the Rational or Intellectual soul had received from this universalist Catholic impulse. And this was not an isolated phenomenon—we could show how this ground had already been prepared by the struggle of the Albigenses against Catholic domination. In Savanarola in Italy and in others we see the revolt of the autonomous personality who wishes to arrive at his religious faith by relying upon his own judgement and rejects the suggestionism of papal Catholicism. And this same spirit of independence persists in Luther, in the emancipation of the Anglican Church from Rome (an extremely interesting and significant phenomenon), and in the Calvinist influence in certain regions of Europe. It is like a wave that sweeps over the whole of civilized Europe; it is an expression of the inner life, something more inward than the other influences, something which is already more closely linked with the soul of man, but in a different way from before. After all, what do we admire in Calvin, in Luther when we consider them as historical figures? What do we admire in those who liberated the Anglican Church from Roman Catholic tutelage?—Not new creative ideas, not fresh spiritual insights, but the energy with which they endeavoured to pour traditional ideas into a new mould. Whereas these traditional ideas had formerly been accepted by the Rational or Intellectual Soul which was more instinctive or less conscious, they had now to be accepted by the Consciousness Soul which is autonomous. But this did not lead to the birth of new ideas, a new confession of faith. Time-honoured ideas are called in question, but no new symbol is found to replace them. The further we look back into the past—just think of the wealth of symbols created by man! Truly, a symbol such as the symbol of the Eucharist had to be created one day by the soul of man. In the age of Luther and Calvin there were endless disputes over the Eucharist as to whether it should be administered in both kinds or in one kind! But an autonomous impulse, an individual creation of the human soul was nowhere to be found. The dawning of the Consciousness Soul signifies a new relationship to these problems but does not herald the birth of new impulses. When this new epoch dawns the budding Consciousness Soul is operative in it and manifests itself in historical symptoms. On the one hand we see the national impulses at work, on the other hand we see, striking at the very roots of religious faith, the revolt of the personality that strives for autonomy because the Consciousness Soul seeks to burst its bonds. And we must study the effects of these two forces when we consider the further development of the two representative national states, France and England. These forces gather strength, but are clearly differentiated and show how the two impulses, that of nationalism and that of personality, react upon each other differently in France and England. They create nothing new, but show the traditional past under new forms as the basis for the historical structure of Europe. This reinforcement of the national impulse is particularly evident in England where the personal element that in Hus, for example, assumed the form of religious pathos, unites with the national element, and the impulse of personality, of the Consciousness Soul, increasingly paves the way for parliamentary government, so that in England everything takes on a political aspect. In France—by contrast—despite the national element that exercises a powerful influence by reason of the native temperament and other things—the independence, the autonomy of the personality predominates and gives another nuance. Whilst England lays greater emphasis upon the national element, in France the active tendency is visibly more towards the element of personality. One must make a close study of these things. That these forces act objectively—they are in no way connected with the arbitrary actions of man—can be seen in the case where the one impulse is operative, but bears no fruit; it remains sterile because it finds no external support and because the counter-impulse is still sufficiently powerful to neutralize it. In France the national impulse had such a powerful impact that it was able to liberate the French people from the authority of the Pope and this explains why it was France that compelled the Pope to reside at Avignon and why in France the ground was prepared for the emancipation of the personality. In England too the national impulse exercised a powerful influence, but at the same time, as a natural inheritance, the impulse of personality was equally strong. In the field of culture the whole nation was to a large extent free from Roman influence and developed its own doctrinal structure. In Spain the same impulse was at work but could neither penetrate the existing national element, nor, like the personality, overcome the power of suggestionism. Here everything remained in an embryonic state and became decadent before it had time to develop. External events, what are usually called historical facts, are in reality only symptoms. This is obvious after a moment's reflection. In 1476 an important battle was fought on Swiss soil. The defeat of Charles the Bold in the battle of Murten was an extremely significant symptom, for it gave the death blow to chivalry that was closely associated with the Papacy. In the battle of Murten we see a trend that was already spreading through the whole of civilized Europe at that time, a trend that to some extent only came to light in a typically representative phenomenon (i.e. the battle of Murten). When a phenomenon of this nature emerges on the surface it meets with counter-pressure from the past. The normal course of evolution, as you know, is always accompanied by Luciferic and Ahrimanic forces which derive from backward impulses and seek to assert themselves. Every normal impulse entering into mankind must fight against the subtle invasion of Luciferic and Ahrimanic forces. Thus the impulse that was clearly manifest in Hus, Luther, Calvin and Wyclif had to battle with these forces. A symptom of this struggle is seen in the revolt of the United Netherlands and in the Luciferic-Ahrimanic personality of Philip of Spain. And one of the most significant turning points of modern times was the defeat of the Spanish Armada in 1588. With this defeat those forces which, emanating from Spain, had offered the strongest resistance to the emancipation of the personality were finally eliminated. The Dutch wars of independence and the defeat of the Armada are external symptoms and nothing more. In order to arrive at the underlying reality we must be prepared to probe beneath the surface, for when these ‘waves’ are thrown up we are the better able to see the inner reality of events. The wave of 1588, when the Armada was defeated, illustrates how the personality which, in the process of emancipation, seeks to develop within itself the Consciousness Soul, rose in revolt against the petrified forms inherited from the Rational or Intellectual soul. It is absurd to regard historical evolution as a temporal series of causes and effects, the present as the consequence of the past, cause—effect, cause—effect, etcetera. That is extremely convenient, especially when one takes the academic approach to historical research. It is so very convenient—simply to stagger along step by step from one historical fact to the next. But if one is not blind or asleep, if one looks at things with an open mind, the historical symptoms themselves show how absurd such an approach is. Let us take an historical symptom which is most illuminating from a certain point of view. All the new developments from the fifteenth century onwards which are characterized by the impulses I have already indicated—the rise of nationalism, the awakening of personality—all this evoked conflicts and antagonisms which led to the Thirty Years' War. The account of this war as presented by history is seldom dealt with from the standpoint of symptomatology. It can hardly be treated after the fashion of café chatter. After all it was of little importance for the destiny of Europe that Martinitz, Slavata and Fabricius10 were thrown out of the window of the royal palace in Prague and would have been killed had there not been a dungheap beneath the window which saved the lives of the emperor's emissaries. In reality the dungheap is supposed to have consisted of scraps of paper that the servants of the Hradschin had thrown out of the window and had left lying there until they finally formed a pile of rubbish. This anecdote provides a pleasant topic for cafe chatter, but one cannot pretend that it has any bearing on the evolution of mankind! When we begin to study the Thirty Years' War—I need hardly remind you that it began in 1618—it is important to bear in mind that the cause of the war lies solely in confessional differences, in what had developed in opposition to the old Catholicism, to the old Catholic impulses. Everywhere serious conflicts had arisen through this antagonism between the recent development of personality and the suggestionism of the old Catholicism. When the conflict was brought to an end by the Peace of Westphalia in 164811 we ask ourselves the question: how did matters stand in 1648 in respect of this conflict between Protestantism and Catholicism? What had come of it? What changes had taken place in the course of thirty years? Nothing strikes us more forcibly than the fact that in this conflict between Catholicism and Protestantism and in everything connected with it the situation in 1648 was exactly the same as it had been in 1618. Though, meanwhile, certain issues which had been the source of discord had been modified somewhat, the situation in Central Europe had remained unchanged since the outbreak of hostilities. But the intervention of foreign powers which was in no way connected with the causes of the conflict of 1618, this intervention, after the powers had found scope for their activity, gave a totally different complexion to the political forces in Europe. The political horizon of those who had been involved in the war was completely transformed. But the results of the peace of Westphalia, the changed situation in relation to the past, this had nothing whatsoever to do with the causes of the conflict in 1618. This fact is extremely important, especially in the case of the Thirty Years' War, and illustrates how absurd it is to consider history, as is the usual practice, in terms of cause and effect. However, the consequence of these developments was that England and France owed their leading position in Europe to the outcome of this war. But their supremacy was in no way connected with the causes which provoked the war. And a most important factor in the march of modern history is this: following upon the Thirty Years' War the national impulses, in conjunction with the other impulses which I have described elsewhere, develop in such a way that France and England become the representative national states. There is much talk at the present time of the national principle in the East; but we must not forget that this principle passed from the West to the East. Like the trade winds, the national impulse flowed from West to East and we must bear this clearly in mind. Now it is interesting to see how the same impulse—the national impulse in conjunction with the emancipation of the personality—assumes a totally different form in the two countries, where, as we saw, they began to be clearly differentiated in 1429. In France the emancipation of the personality within the national group develops in such a way that it turns inward. That is to say, if the national element is represented by the red line in the diagram below and on the one side of the line is the individual human being, and on the other side mankind, then in France the development of the national impulse is orientated towards man, towards the individual, in England towards mankind. France modifies the national element within the nation state in such a way that the national element tends to transform the inner being of man, to make him other than he is. In England the personal element transcends nationalism and seeks to embrace the whole world and to promote everywhere the development of the personality. The Frenchman wishes rather to develop the personal element in the soul, the Englishman to extend the principle of personality to the whole of mankind. Here we see two entirely different trends—in both cases the basis is the national element. In the one case the national impulse turns inwards, towards the individual soul; in the other it is directed outwards, towards the soul of mankind. In England and France therefore we have two parallel streams with two sharply contrasting tendencies. Only in France therefore, where the inner life of the personality was deeply influenced, could the political and social configuration which developed as I have described lead to the Revolution—via Louis XIV, etcetera. In England the national impulse led to a sober liberalism, because here it expressed itself externally, whilst in France it expressed itself inwardly, in the inner life of man. ![]() This phenomenon, strangely enough, manifests itself also geographically, especially when we consider another turning point in modern history as symptom—the defeat of Napoleon, who was a product of the French Revolution, by the English at the battle of Trafalgar in 1805. What is revealed to us here? Napoleon, a strange representative it is true, but nonetheless a representative of the French makeup, signifies the withdrawal inwards—and geographically too, the withdrawal to the continent of Europe. If the following diagram represents Europe—Napoleon, precisely as a consequence of the battle of Trafalgar, is thrust back towards Europe (see arrow) and England is thrust outwards towards the whole world in the opposite direction. At the same time let us not forget that these two tendencies have need of conflict, they must try conclusions with each other. And this is what happened in the struggle for supremacy in North America, which in some respects is a consequence of this turning point in 1805. Looking back a few decades before this date we see how the specifically French nuance, Romanism, is ousted in the interests of the world by the Anglo-Saxon element in North America. ![]() Thus you can sense, if you really wish to, the forces which are at work here; like the magician's apprentice the impulse of the Consciousness Soul conjures up national impulses which implant themselves in mankind in divers forms and with different nuances. We can only understand these things if we study the impulse of the Consciousness Soul in all its aspects, avoiding all prejudice and keeping our eyes open for what is important and what is unimportant and also for what is more or less characteristic so that from our observation of external symptoms we can then penetrate to the inner pattern of reality. For external appearances often belie the inner impulse of the personality, especially in an epoch when the personality is self-dependent. And this, too, becomes apparent when we study symptomatically the development of modern history. What is taught as history in our schools is quite unreal. The real facts are as follows: here is the surface movement of the water, here is the current (shaded red in the diagram.) ![]() Now there are times when there breaks through into historical events—like the waves thrown up here, sometimes with the violence of a volcanic eruption—what lies beneath the surface. At other times, events emerge on the surface, and isolated historical events betray what lies beneath the surface. As symptoms they are especially characteristic. But sometimes there are symptoms where one must totally ignore external appearances when looking at the symptomatic fact. Now there is a personality who is especially characteristic of the emergence of the impulse of the Consciousness Soul in Western Europe, both on account of his personal development and on account of the place he occupies in contemporary history. At the beginning of the seventeenth century he was involved in this differentiation between the French impulse and the English impulse, a differentiation that had exercised a widespread influence upon the rest of Europe. In the seventeenth century this differentiation had been effective for some time and had become more pronounced. The personality who appeared on the stage of history at this time was a strange individual, whom we can depict in the following way: one could say that he was extremely generous, filled with deep and genuine gratitude for the knowledge imparted to him, infinitely grateful, in fact a model of gratitude for the kindness men showed towards him. He was a scholar who combined in his person almost the entire erudition of his day, a personality who was extremely peace-loving, a sovereign indifferent to the intrigues of the world, wholly devoted to the ideal of universal peace, extremely prudent in decisions and resolutions, and most kindly disposed towards his fellow men. Such is the portrait that one could sketch of this personality. If one takes a partial view, it is possible to portray him in this way and this is the external view that history presents. It is also possible to portray him from another angle which is equally partial. One could say that he was an outrageous spendthrift without the slightest notion of his financial resources, a pedant, a typical professor whose erudition was shot through with abstractions and pedantry. Or one could say that he was timid and irresolute, and whenever called upon to defend some principle he would evade the issue out of pusillanimity, preferring peace at any price. It could also be said of him that he was shrewd or crafty and wormed his way through life by artfully choosing the path that always guaranteed success. Or that he endeavoured to establish relationships with others as children are wont to do. His friendships betrayed a frankly childish element which, in his veneration for others and in the adulation others accorded him, was transformed into romantic infatuation. One can adopt either of these points of view. And in fact there were some who described him from the one angle, others from the other angle, and many from both angles. Such was the historical personality of James I12 who reigned from 1603 to 1625. Whichever point of view we take, in both cases the cap fits perfectly. In neither case do we know what he really felt or thought as a typical representative of contemporary evolution. And yet, precisely in the epoch when James I was King of England a hidden current rises to the surface and the symptoms manifested at that time are characteristic of the underlying reality. We will speak more of this tomorrow.
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185. From Symptom to Reality in Modern History: Symptomatology of Recent Centuries
19 Oct 1918, Dornach Translated by A. H. Parker Rudolf Steiner |
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185. From Symptom to Reality in Modern History: Symptomatology of Recent Centuries
19 Oct 1918, Dornach Translated by A. H. Parker Rudolf Steiner |
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Yesterday I attempted to sketch in broad outline the symptoms of the recent historical evolution of mankind and finally included in this complex of symptoms—at first not pursuing this in greater detail, for we shall have time for that later on, but confining ourselves more to the general characteristics—the strange figure of James I, King of England, at the beginning of the seventeenth century. This enigmatic figure appeared on the stage of history midway between the beginning of the fifth post-Atlantean epoch and the nineteenth century, a century that was important and decisive. It is not my task today—we can discuss this later—to speak of the many mysteries associated with the personality of James I. I must, however, draw your attention to the strange part, strange in a symptomatic manner, which James I plays in contemporary history. He was a man who was a bundle of contradictions and yesterday I attempted to show two contradictory aspects of his character. One can point to his virtues or his defects, according to one's point of view. James's whole environment, the framework of the political and social conditions which developed out of the conditions I have described to you—his reign which saw the emergence of the idea of the state born of the national impulse and witnessed the rise of the parliamentary system of government or at least of a democratic system tending towards liberal ideas—this world was wholly alien to him, it was a world in which he was never really at home. If we look a little more closely at what characterizes the entire post-Atlantean epoch from the point of view of the birth of the Consciousness Soul, we shall have a clearer understanding of James I. We then see him as a personality who exhibits that radical contradiction that we so easily associate with personalities of the era of the Consciousness Soul. In the epoch of the Consciousness Soul the personality lost the value it owed in former times to the instinctive life, because it had not yet fully developed self-awareness. In earlier epochs the personality expressed itself with elemental force—and I hope I shall not be misunderstood if I say this—with brute force, with an animal force that was nonetheless endowed with soul and human attributes. The personality expressed itself instinctively, it had not yet emerged from the group soul. And now it had to break free, to become self-sufficient and stand on its own feet. Consequently the personality was faced with a strange and paradoxical situation. On the one hand, everything that had formerly existed for the purposes of personal satisfaction was sloughed off, the instincts were blunted and henceforth the soul had gradually to become the seat of the personality. In brief, the soul had to take full command. That a contradiction exists is evident from what I said yesterday. Whereas in earlier times, when the personality had not developed self-consciousness, men had been creative and had assimilated the creative forces of their culture, these creative energies were now exhausted and the soul had become sterile. And yet the soul occupies the central place in man's being; for the essence of the personal element is that the self-sufficient soul becomes the focal point of man's being. Consequently great personalities of antiquity such as Augustus, Julius Caesar, Pericles—and I could mention many others—will never be seen again. The dynamic, elemental energy of the personality declines and there emerges what is later called the democratic outlook which, with its egalitarian doctrine, standardizes the personality. And it is precisely in this egalitarian process that the personality seeks to manifest itself—truly a radical contradiction! Now everyone's station in life is determined by his Karma. It was the karmic destiny of James I to occupy the throne. In the epoch of the Persian Kings, of the Mongol Khans and even in the century when the Pope crowned the Magyar Istwan I1 with the sacred crown of St. Stephen, the personality counted for something in a position of authority, he regarded himself as the natural heir to his position. In the position he occupied, even in his position as Sovereign, James I resembled a man dressed in an ill-fitting garment. One could say that in relation to the duties and responsibilities that devolved upon him he was, in every respect, like a man dressed in a garment that ill became him. As a child he had been brought up as a Calvinist; later he was converted to Anglicanism, but fundamentally he was indifferent to both confessions. In his heart of hearts he felt all this to be a masquerade which was foreign to him. He was called upon to rule as sovereign in the coming age of parliamentary liberalism which had already been in existence for some time. In conversation with others he was intelligent and shrewd, but nobody really understood what he wanted because all the others wanted something different. He came of an old Catholic family, the Stuarts. But when he ascended the throne of England the Catholics were the first to realize that they had nothing to hope for from him. In 1605 a group of Catholics drew up plans to blow up the Houses of Parliament when the King and his chief ministers were present. They planted twenty barrels of gunpowder in the cellar beneath the parliamentary building. This was the famous Gunpowder Plot. The conspiracy failed because a Catholic fellow-conspirator betrayed the plot, otherwise James I would have been blown up together with his parliament. James I was a misfit because he was a personality, and the personality has something singular, something unusual in its make-up. It is characterized by a certain detachment, a certain self-sufficiency. But in the era of the personality everyone wishes to be a personality and that is the inherent contradiction of this epoch. We must always bear this in mind. It is not that one rejects the idea of king or pope; it is not a question of suppressing these offices, but simply that if a king or a pope already exists, everyone would like to be pope, everyone would like to be king. Thus papacy, royalty and democracy would be realized at the same time. All these things come to mind when we consider the symptom typified by this strange personality, James I. He was in every respect a man of the new age and was involved in this age with all the contradictions latent in the personality. As I mentioned yesterday those who characterized him from the one angle were mistaken, and those who characterized from the other angle were equally mistaken; and the picture of him which we derive from his writings is also misleading. For even what he himself wrote does not give us any clear insight into his soul. Thus, if we do not consider him from an esoteric point of view he remains a great enigma on the threshold of the seventeenth century, occupying a position which, from a certain point of view, revealed in the most radical fashion the dawn of the impulse of modern times. I spoke yesterday of the developments in Western Europe and of the difference between the French and English character. This differentiation began to show itself in the fifteenth century, and this turning point was signalized by the appearance of Joan of Arc in 1429. And we saw how, in England, the emancipation of the personality was associated with the aspiration to extend the principle of the personality to the whole world, how in France the emancipation of the personality—in both countries originating in the national idea—was associated with the aspiration to lay hold of the inner life as far as possible and to make it autonomous. This was the situation in which James I found himself at the beginning of the seventeenth century, a personality who typified all the contradictions inherent in the personal element. In characterizing symptoms one must never seek to be over scrupulously explicit, one must always leave room for something unexplained, otherwise one makes no headway. And this is why I prefer not to provide you with a neatly finished portrait of James I, but to leave something to the imagination, something to reflect upon. A radical difference between the English and French make-up became increasingly evident. Out of the chaos of the Thirty Years' War there developed in France an increasing emphasis upon what may be called the idea of the state. If one wishes to study the consolidation of the state idea one need only take the example, though the example is somewhat unusual, of the French national state and its rise to power and splendour under Louis XIV and its subsequent decline. We see how within this national state the first shoots then develop into that widespread emancipation of the personality which is the legacy of the French Revolution. The French Revolution brought to the fore three impulses of human life which are fully justified—the desire for fraternity, liberty and equality. But I have already indicated on another occasionT1 how, within the framework of the French Revolution, this triad, fraternity, liberty and equality, conflicted with the genuine evolution of mankind. When dealing with the evolution of mankind one cannot speak of fraternity, liberty and equality without relating them in some way to the tripartite division of man. In relation to the community life at the physical level mankind must gradually develop fraternity in the epoch of the Consciousness Soul. It would be the greatest misfortune and a sign of regression in evolution if, at the close of the fifth post-Atlantean epoch, the epoch of the Consciousness Soul, mankind had not developed fraternity at least to a large extent. But we can only fully understand fraternity if we think of it in connection with community life, the physical bond between man and man. Only at the level of the psychic life is it possible to speak of liberty. It would be a mistake to imagine that liberty can be realized in the external, corporeal life of the community; liberty, however, can be realized between individuals at the psychic level. One must not envisage man as a hybrid unity and then speak of fraternity, liberty and equality. We must realize that man is divided into body, soul and spirit, that men only attain to liberty when they seek to become inwardly free, free in their soul life, and can only be equal in relation to the spirit. That which lays hold of us spiritually is the same for all. Men strive for the spirit because the fifth post-Atlantean epoch, the era of the Consciousness Soul, strives for the Spirit Self. And in this aspiration to the spirit all men are equal, just as in death all men are equal, as the popular adage says. But if one does not apportion fraternity, liberty and equality rightly amongst these three different vehicles of man, but simply assigns them indiscriminately, saying: man shall live fraternally on earth, he shall be free and equal—then only confusion results. Considered as a symptom, the French Revolution is extraordinarily interesting. It presents—in the form of slogans applied haphazardly and indiscriminately to the whole human being—that which must gradually be developed in the course of the epoch of the Consciousness Soul, from 1413 to the year 3573, with all the spiritual resources at man's disposal. The task of this epoch is to achieve fraternity on the physical plane, liberty on the psychic plane and equality on the spiritual plane. But without any understanding of this relationship, confusing everything indiscriminately, this quintessence of the fifth post-Atlantean epoch appears in the French Revolution in the form of slogans. The soul of this epoch is comprised in three words (fraternity, liberty and equality), but they are not understood. It is unable therefore at first to find social embodiment and this leads to untold confusion. It cannot find any external social embodiment, but significantly, is present as the ‘demanding soul,’ a soul in search of embodiment. All the inner soul life which must inform this fifth post-Atlantean epoch remains uncomprehended and cannot find any means of expression. And here we are confronted with a symptom of immense importance. When that which is to be realized in the course of the coming epoch manifests itself almost violently at first, we are far removed from that state of equilibrium which man needs for his development, far removed from those forces which are innate in men through their connection with their own particular hierarchies. The beam of the balance dips sharply to one side. In the interplay between the Luciferic and Ahrimanic influences it dips sharply to the side of Lucifer as a result of the French Revolution. This provokes a reaction. I am here speaking more than figuratively, I am speaking imaginatively. You must not read too much into the words; above all you must not take them literally. In what appeared in the French Revolution we see, to some extent, the soul of the fifth post-Atlantean epoch without social embodiment, without corporeal existence. It is abstract, purely emotional, a soul in search of embodiment ... and this can only be realized in the course of millennia, or at least in the course of centuries. But because in the course of evolution the balance inclines to one side, it provokes a reaction and swings to the other pole. In the French Revolution everything is in a state of ferment, everything runs counter to the rhythm of human evolution. Because the balance inclines to the opposite pole a situation now arises where everything (no longer in a state of equilibrium, but alternating between the Luciferic and Ahrimanic poles) is once again fully in accordance with the human rhythm, with the impersonal claims of the personality. In Napoleon there appears subsequently a figure who is fashioned entirely in conformity with the rhythm of the personality, but with a tendency to the opposite pole. Seven years of sovereignty, fourteen years of imperial splendour and harassment of Europe, the years of his ascent to power, then seven years of decline, the first years of which he spent once again in disrupting the peace of Europe—all in accordance with a strict rhythm: seven years, then twice seven years and then again seven years, a rhythm of septennia. I have been at great pains (and I have alluded to this on various occasions) to trace the soul of Napoleon. It is possible, as you know, to undertake these studies of the human soul in divers ways by means of spiritual scientific investigation. And you will recall no doubt how investigations were undertaken to discover the previous incarnations of Novalis.2 I have been at great pains to follow the destiny of Napoleon's soul in its journey after his death. I have been unable to find it and do not think I shall ever be able to find it, for it is probably not to be found. And this no doubt accounts for the enigma of Napoleon's life that unfolds with clockwork precision in seven-year rhythms. We can best understand this soul if we regard it as the complete antithesis of a soul such as that of James I, or again as the antithesis of the abstraction of the French Revolution: the Revolution all soul without body, Napoleon all body without soul, but a body compounded of all the contradictions of the age. In this strange juxtaposition of the Revolution and Napoleon lies one of the greatest enigmas of contemporary evolution. One has the impression that a soul wanted to incarnate in the world, appeared without a body, clamoured for incarnation amongst the revolutionaries of the eighteenth century, but was unable to find a body ... and that only externally a body offered itself, a body which for its part could not find a soul, i.e. Napoleon. In these things there are more than merely ingenious allusions or characterizations, they harbour important impulses of historical development. They must of course be regarded as symptoms. Here, amongst ourselves, I use the terminology of spiritual science. But what I have just said could equally well be said anywhere if clothed in slightly different terminology. When we attempt to pursue further the symptomatology of recent times we see the English character unfolding in successive stages in relative peace. Up to the end of the nineteenth century it developed fairly uniformly, it shaped the ideal of liberalism in relative peace. The development of the French character was more tempestuous, so much so that when we follow the thread of events in the history of France in the nineteenth century we never really know how a later event came to be associated with the previous event; they seem to follow each other without motivation so to speak. The major feature of the historical development of France in the nineteenth century is this absence of motivation. No reproach is implied here—I am speaking quite dispassionately. I merely wish to characterize. We shall never be able to understand the whole symptom-complex of contemporary history if we do not perceive, as I mentioned yesterday, that in everything that takes place, both on the external plane or on the plane of the inner life, something else to be at work which I would like to characterize as follows. Even before the dawn of the fifth post-Atlantean epoch, the epoch of the Consciousness Soul, one already sensed its approach. Certain sensitives had a prophetic intimation of its advent and they felt its true character. They felt that the epoch was approaching when the personality was destined to emancipate itself, that in a certain respect it would be an unproductive era, an era without creative energy, that especially in the cultural field which fertilizes both the historical and the social life, it would be compelled to live on the legacy of the past. This is the real motive behind the Crusades which preceded the epoch of the Consciousness Soul. Why did the people of Europe take up arms in order to recover the Holy Land and the City of Jerusalem with the Holy Sepulchre? Because they were neither able, nor willing, in the era of the Consciousness Soul, to search for a new mission, for an idea that was new and original; they endeavoured to recover the true form and substance of the ancient traditions. ‘To Jerusalem’ was the watchword—in order to rediscover the past and incorporate it in evolution in a form different from that of Rome. People sensed that the Crusades marked the dawn of the era of the Consciousness Soul with its characteristic sterility. And it was in connection with the Crusades that there was founded the Order of the TemplarsT2 which was suppressed by Philip the Fair. With this Order the oriental mysteries were introduced into Europe and left their impress on European culture. It is true that Philip the Fair had the members of the Order executed as heretics and their wealth confiscatedT3 but the Templar impulses had penetrated into European life through various channels and continued to exercise an influence through the medium of numerous occult lodges which then began to work exoterically and so gradually built up opposition to Rome. On the one side stood Rome, alone at first; then she allied herself with the Jesuits. On the other side was ranged—closely connected with the Christian element and completely alien to Rome—everything that of necessity had to stand in opposition to Rome and which even Rome felt, and still feels, to be a powerful body of opposition. How is one to account for the fact that, in the face of what I described yesterday as the suggestive power of this universalist impulse which emanated from Rome, people in the West came to accept and adopt gnostic teachings, ideas, symbols and rites which were of oriental provenance? What was the deeper underlying impulse behind this phenomenon? If we look into this question we shall be able to discover the real motive behind it. The Consciousness Soul was destined to emerge. As a bulwark against the Consciousness Soul Rome wished to preserve, and still preserves today, a culture based on suggestionism, a culture that is calculated to arrest man's progress towards the development of the Consciousness Soul and keep him at the level of the Rational or Intellectual Soul. This is the real battle which Rome wages against the tide of progress. Rome wishes to cling to an outlook which is valid for the Rational Soul at a time when mankind seeks to progress towards the development of the Consciousness Soul. On the other hand, in progressing towards the Consciousness Soul mankind in effect finds itself in a most unhappy position which for the vast majority of people during the first centuries of the era of the Consciousness Soul and up to our own time was felt at first to be rather disturbing. The epoch of the Consciousness Soul demands that man should stand on his own feet, be self-sufficient and, as personality, emancipate himself. He must abandon the old supports. He can no longer allow himself to be persuaded into what he should believe; he must work out for himself his own religious faith. This was felt to be a dangerous precedent. When the epoch of the Consciousness Soul dawned it was instinctively felt that man was losing his former centre of gravity ... and must find a new one. But on the other hand if he remains passive, what are the possibilities before him? One possibility is simply to give him a free hand in his search for the Consciousness Soul, to set him free to develop in his own way. A second possibility is that, if left to himself, Rome then assumes great importance and may exercise considerable influence upon him, if it should succeed in curbing his efforts to develop the Consciousness Soul in order to keep him at the stage of the Rational Soul. And the consequence of that would be that man could attain neither to the Consciousness Soul nor to the Spirit Self and would therefore sacrifice his possibility of future development. This would be only one of the paths by which future evolution might be imperilled. A third possibility is to proceed in a still more radical fashion. In order that man may not be caught between the striving for the Consciousness Soul and the limitations of consciousness imposed upon him by Rome, attempts were made to stifle his aspiration for the Consciousness Soul, to undermine this aspiration even more radically than Rome. This is achieved by emasculating the progressive impulses and substituting for their dynamism the dead hand of tradition which had been brought over from the East, though originally the Templars, who had been esoterically initiated, had had a different object in view. But after the leaders had been massacred, after the suppression of the Templar Order by Philip the Fair, something of this culture which had been brought over from the East survived, not amongst isolated individuals, but in the field of history. What the Templars had brought over gradually infiltrated into Europe through numerous channels (as I have already indicated), but to a large extent was divested of its spiritual substance. What the Templars transmitted was, in the main, the substance of the third post-Atlantean epoch ... Catholicism transmitted the substance of the fourth epoch. And that from which spiritual substance had been extracted like the juice from a lemon, that which was transmitted in the form of exoteric freemasonry in the York and Scottish Lodges and pervaded especially the false esotericism of the English speaking peoples—this squeezed out lemon which contained the secrets of the Egypto-Chaldaean epoch, the third post-Atlantean epoch, now served as a means of implanting desiccated impulses into the life of the Consciousness Soul. Thus there arises a situation which is a travesty of the future course of evolution. Recall for a moment what I said to you on a former occasionT4 when speaking of the seven epochs of evolution. We start from the Atlantean catastrophe; then follow the post-Atlantean epochs with their corresponding relationships. 1=7, 2=6, 3=5, 4. The fourth epoch constitutes the centre without any corresponding relationship. The characteristics of the third epoch are repeated at a higher level in the fifth epoch, those of the second epoch at a higher level in the sixth epoch and those of the old Indian epoch reappear in the seventh epoch. These overlapping correlations occur in history. Isolated individuals were conscious of this. For example, when Kepler attempted in the fifth post-Atlantean epoch to explain after his own fashion the harmony of the Cosmos by his three laws saying, ‘I offer you the golden vessels of the Egyptians ...’ etcetera—he was aware that in the man of the fifth post-Atlantean epoch there is a revival of the substance of the third epoch. In a certain sense, when one takes over the esotericism, the rites of the Egypto-Chaldaean epoch, one creates a semblance of what is destined to be realized in the present epoch. But what one takes over from the past can be used not only to suppress the autonomy of the Consciousness Soul by the power of suggestion, but also to blunt, even to paralyse its dynamic energy. And in this respect a large measure of success has been achieved; the incipient Consciousness Soul has been anaesthetized to a large extent.
Rome—I am now speaking figuratively—makes use of incense and induces a condition of semi-consciousness by evoking a dreamlike state. But the movement to which I am now referring lulls people to sleep (i.e. the Consciousness Soul) completely. Moreover as history bears witness, this condition penetrated also into contemporary evolution. Thus on the one hand we have what is created through the tempestuous emergence of fraternity, liberty and equality, whilst on the other hand the impulse already exists which prevents mankind in the course of the fifth post-Atlantean epoch from perceiving clearly how fraternity, liberty and equality are to lay hold of man; for they can only perceive this clearly when they are able to make use of the Consciousness Soul in order to arrive at true self-knowledge, i.e. when they awake in the Consciousness Soul. And when men awake in the Consciousness Soul they become aware of themselves in the Body, the soul and the spirit; and this is precisely what must be prevented. We have therefore two streams in contemporary history: on the one hand, since the impulse towards the Consciousness Soul already exists, there is the chaotic search for fraternity, liberty and equality. On the other hand we see the efforts on the part of widely differing Orders to suppress this awakening in the Consciousness Soul for their own ends. These two currents interact throughout the whole history of modern times. Now as the new era bursts upon the eighteenth century and the early years of the nineteenth century, something new is being prepared. Up to the middle of the nineteenth century we see at first a powerful urge towards the emancipation of the personality because, when so many currents are active, the new development does not unfold gradually and smoothly, but ebbs and flows. And we see developing, on a basis of nationalism, and in response to the other impulses I have already mentioned in connection with the West of Europe, that which tends towards the emancipation of the personality, that which seeks to overcome nationality and to attain to the universal-human. But this impulse cannot really develop independently on account of the counter-impulse from those Orders which, especially in England, contaminate the whole of public life much more than people imagine. And so we see strange personalities appear, such as Richard Cobden and John Bright,3 who were ardent advocates of the emancipation of the personality, of the triumph of the personality over nationalism the world over. They went so far as to touch upon something which could be of the greatest political significance if it should ever find its way into modern historical evolution! Differentiated according to the different countries, this principle of non-intervention in the affairs of others became the fundamental principle of English liberalism, and these two personalities of course defined it in terms of their own country. It was something of great significance, and scarcely had it been formulated before it was stifled by that other aspiration which stemmed from the impulse of the third post-Atlantean epoch. Thus up to the middle of the nineteenth century there emerged what is usually called liberalism, liberal opinion ... soon to be called free-thinking according to one's taste. I am referring to that outlook which, in the political sphere, expressed itself most clearly in the eighteenth century in the form of political enlightenment, in the nineteenth as the struggle for political liberalism4 which gradually lost momentum and died out in the last third of the century. The liberal element which was still prevalent everywhere in the sixties gradually ceased to be a vital force in the life of the country and was replaced by something else. We now touch upon significant symptoms of recent history. For a time the impact of the Consciousness Soul was such that it threw up a wave of liberalism. But a flood tide is followed by an ebb tide (blue). And this ebb tide is the counter-thrust to liberalism (arrow pointing downwards). Let us look at this more closely. Liberalism was born of self-discipline; its representatives tried to free themselves from constraint. They cast off the fetters of narrow prejudice and conventional ideas; they cut their moorings, if I may use the nautical expression, and refused to allow their ship to he boarded. They were imbued with universal, human ideals, but socialism was active in the preparation of the new age and gradually attracted to itself these so-called liberal ideas which found so little support. By the middle of the nineteenth century there was no political future for liberal ideas, for their representatives in later years give more or less the impression of casualties of political thinking. The latter-day liberal parties were simply stragglers, for, after the middle of the nineteenth century, the effect of what emerged from the Orders and secret societies of the West began to make its influence increasingly felt, namely, the anaesthetization, the stifling of the Consciousness Soul. Under these circumstances spirit and soul are no longer active, and only the forces of the phenomenal or sensible world are operative. And so from the middle of the nineteenth century these forces manifested in the form of socialism of every kind, a socialism that was conscious of itself, of its power and importance. ![]() But this socialism is only possible if imbued with spirit, not with pseudo-spirit, with the mask of spirit, with mere rationalism that can only apprehend the inorganic, i.e. dead forms. It was with this ‘dead’ knowledge that Lassalle5 first wrestled, but it was Marx and Engels who elaborated it. Thus, in socialism which endeavoured to translate theory into practice, and in practice was a total failure because it was too theoretical, there appeared one of the most important symptoms of the recent historical evolution of mankind. I now propose to examine a few characteristic features of this socialism. Modern socialism is characterized by three tenets or three interrelated tenets—the materialist conception of history, the theory of surplus value and the theory of the class struggle.6 In the main these convictions are held by millions today. In order to have a clear understanding of these symptoms which will form the basis of our study tomorrow, let us first attempt to establish what we mean by the materialist conception of history. The materialist conception of history believes that the course of evolution is determined by economic factors. Men must eat and drink, acquire the necessities of life from various sources. They must trade, exchange goods and produce what nature does not produce unaided without man's intervention. This constitutes the driving force of evolution. How is one to explain, for example, the appearance of men such as Lessing in the eighteenth century? Since the sixteenth century, and especially in the eighteenth century, the introduction of the mechanical loom and spinning-jenny has created a sharp division—and the first signs were already apparent—between the bourgeoisie and the rising proletariat. The proletariat hardly existed as yet, but it was already smouldering beneath the surface. In the course of recent economic development the bourgeoisie had gained in strength at the expense of the former estates. Through his mode of life which entailed the employment of labour, through his refusal to recognize the former estates, through his control over the production, distribution and manufacture of commodities, the bourgeois developed a certain way of thinking that was peculiar to his class and which was simply an ideological superstructure covering his methods of production, manufacture and distribution. And this determined his particular mode of thought. The peasant, by contrast, who is surrounded by nature and lives in communion with nature has a different outlook. But his way of thinking too is only an ideology. What matters is the way in which he produces and markets his merchandise. The middle classes have a different outlook from the peasant because they are crowded together in towns; they are urbanized, no longer bound to the soil, are indifferent to nature, and their relationship to nature is abstract and impersonal. The bourgeois becomes a rationalist and thinks of God in general and abstract terms. This is the consequence of his mercantile activity—an extreme view perhaps, hut nonetheless it contains a grain of truth. Because of the way in which goods have been manufactured and marketed since the sixteenth century, a way of thinking developed which was reflected in a particular way in Lessing. He represents the bourgeoisie at its apogee, whilst the proletariat lags behind in its development. In the same way Herder and Goethe are explained as the products of their environment, by their bourgeois mentality which is merely a superstructure. To the purely materialist outlook only the fruits of economic activities, the production, manufacture and marketing of goods, are real. Such is the materialist conception of history. It accounts for Christianity by showing how, at the beginning of our era, the conditions of commercial exchange between East and West had changed, how the exploitation of slaves and the relationship between masters and slaves had been modified and how then an ideological superstructure—Christianity had been erected upon this play of economic interests. And because men were also under the necessity of producing what they ate and what they had to sell in order to provide for their sustenance in a different way from formerly, they developed in consequence a different way of thinking. And because a radical change occurred in the economic life at the beginning of our era, a radical change also occurred in the ideological superstructure which is characterized as Christianity. This is the first of those tenets which have found their way into the hearts of millions since the middle of the nineteenth century. The entrenched bourgeoisie has no idea how firmly the materialist conception of history has taken hold of wide sections of the population. Of course the professors who expatiate on history, on the darker face of history, find a ready audience. But even amongst the professors a few have recently felt secretly drawn towards Marxism. But they have no following amongst the broad masses of the people. That is what we have come to in the epoch of the Consciousness Soul ... meanwhile the impulse of the Consciousness Soul continues to operate. People are beginning to wake up in so far as they are permitted to do so. On the one hand attempts are made to lull them to sleep; on the other hand, however, they would like to wake from their sleep. Since they are familiar only with the purely phenomenal world they have developed a materialist conception of history. Here is the origin of those strange symptoms. Schiller, one of the noblest and most liberal of minds, was greatly admired and for years homage was paid to his memory. In 1859 monuments were erected everywhere to commemorate the centenary of his birth. In my youth there lived in Vienna a man called Heinrich Deinhardt who, in a beautiful book, tried to introduce people to the fundamental ideas which Schiller expressed in his Letters on the aesthetic education of man. The entire edition was pulped. The author had the misfortune to be caught, I believe, by a passing tram. He fell down in the street and broke his leg. Although he suffered only a minor fracture it refused to heal because he was badly undernourished. He never recovered from the accident. That is only a symptom of the treatment reserved in the nineteenth century for those who sought to interpret Schiller to the public, to awaken the consciousness of the time to the nobility of Schiller's ideas! Of course, you will say—others will say: do we not meet with noble aspirations in all spheres? Undoubtedly, and we will speak of them later, but for the most part they only lead into a blind alley. Such is the first of the socialist tenets; the second is the theory of surplus value. It can be summarized roughly as follows: as a result of the new method of production, the man who is employed in the production and manufacture of goods must sell his labour-power as a commodity like other commodities. Thus two classes are created—the entrepreneurs and the workers. The entrepreneurs are the capitalists who control the means of production—factories, machinery, everything concerned with the means of production. The other class, the workers, have only their labour-power to sell. And because the capitalist who owns or controls the means of production can purchase on the open market the labour power of the worker, he is in a position to pay him a bare subsistence wage, to reduce to a minimum the remuneration for the commodity labour-power. But the commodity labour power, when put to use, creates a greater value than its own value. The difference between the value of labour and its product, i.e. the surplus value, goes into the pocket of the capitalist. Such is the Marxist theory of surplus value and it has the support of millions. And this situation has arisen simply through the particular economic structure of the social life in recent times. Ultimately this leads to the class struggle, to exploiters and exploited. Fundamentally these are the tenets which, since the middle of the nineteenth century, have increasingly won over limited circles at first, then political groups and parties, and finally millions of men to the idea of a purely economic structure of society. One may easily conclude from an extension of the ideas sketched here that the individual ownership of the means of production therefore means the end of man's future evolution, that there must be common ownership and common administration of the means of production by the workers.—Expropriation of the means of production has become the ideal of the working class. It is most important not to become the prisoner of fixed ideas which are unrelated to reality, ideas which are still held by many members of the bourgeoisie who have been asleep to recent developments. For many of the dyed-in-the wool representatives of the bourgeoisie who are oblivious of the developments of recent decades still imagine that there are communists and social democrats who believe in sharing, in joint ownership, etcetera. They would be astonished to learn that millions of people have a carefully elaborated and clear-cut idea of how this is to be realized and must be realized, namely, by eliminating surplus value and bringing the means of production under common ownership. Every socialist agitator of today, every socialist ‘stooge’ laughs at the bourgeois who talks to them of communist and social-democratic aims, for he realizes that the central issue is the socialization of the means of production, the collective administration of the means of production. For, in the workers' eyes the source of slavery lies in the ownership of the means of production by isolated individuals, because he who is without the means of production is defenceless against the industrial employer who controls them. The social struggle of modern times, therefore, is fundamentally the struggle for the ownership of the means of production. This struggle is inevitable since ‘the history of all hitherto existing societies is the history of class struggles’ (Marx in the Communist Manifesto). This is the third of the social-democratic tenets. The rise of the bourgeoisie was achieved at the expense of the feudal aristocracy. The rising proletariat in its turn will take over the control and administration of the means of production and finally eliminate the bourgeoisie, just as the bourgeoisie had eliminated the aristocracy. History is the history of class struggles; the progress of mankind is determined by the victory of one class over another. These three ideals—first, that material impulses alone determine the progress of mankind and the rest is simply ideological superstructure; secondly that the real evil is surplus value which can only be overcome by the collective ownership and administration of the means of production; and thirdly that the bourgeoisie must be overthrown, in the same way as the bourgeoisie had overthrown the old feudal aristocracy, in order that the means of production may become common property ... these are the three socialist doctrines which have gradually spread throughout the civilized world. And a significant Symptom of recent years is this: the surviving members of the aristocracy and of the bourgeoisie have opted out, have picked up at most a few cliches such as ‘sharing of goods’, ‘communism’—those cliches which are sometimes commented upon at length at the back of history books, though rarely is there a word about them in the text! People were oblivious of what had really happened; they were asleep whilst events took their course. And finally with great difficulty, under the compulsion of circumstances, under the influence of what has happened in the last four years (i.e. 1914–1918) a few people have begun to open their eyes. It is inconceivable how unaware people would have been but for the war, unaware that with every year thousands upon thousands were won over to the cause of socialism, never realizing that they were sitting on a volcano! It is disconcerting to have to admit that one is sitting on a volcano; people prefer to bury their heads in the sand. But that does not prevent the volcano from erupting and burying them alive. I have here described a further symptom of contemporary history. This socialist conviction belongs to the symptoms of our time. It is a fact and not merely some vague theory. It is efficacious. I do not attach any importance to the solid body of the Lassallean and Marxist theory, but I attach great importance to the fact that millions of men have chosen as their ideal to realize, as far as possible, what is advocated in the three tenets I have mentioned. This however is something which is radically opposed to the national element which, as I indicated earlier, was in some respect the founding father of modern history. Many things have developed out of this national element. Now the programme of the proletariat was first proclaimed in 1848 in the closing words of the Communist Manifesto, workers of the world unite’. There was scarcely a socialist meeting throughout the world that did not close with three cheers for international revolutionary socialism, republican social democracy. It was an international practice. And thus, alongside the internationalism of the Roman Church with its universalist idea there arose the Socialist International. That is a fact, and these countless numbers of socialists are a fact. It is important to bear this in mind. In order to conclude tomorrow—at least provisionally—this symptomatology of recent times we must pay close attention to the path which will enable us to follow the symptoms until they reveal to us to some extent the point where we can penetrate to the underlying reality. In addition to this we must recognize the fact that others have also created insoluble problems—you must feel how things develop, how they come to a head and end as insoluble problems! We saw how, in the nineteenth century, the trend towards a more liberal form of parliamentary government developed relatively peacefully in England; in France amidst political ferment and turmoil, or rather without motivation. And the further we move eastwards, the more we find that the national element is something imported, something transmitted from outside ... and this gives rise to insoluble problems. And that too is a symptom! The naive imagine that there is a solution to everything. Now an insoluble problem of this nature (insoluble not to the abstract intellect, but insoluble in reality), was created 1870/71 between Western, Central and Eastern Europe—the problem of Alsace. The pundits of course know how to solve it—one state conquers the territory of its neighbour and the problem is solved. This has been tried by the one side or the other in the case of Alsace. Or if that solution is excluded, one can resort to the ballot box and the majority decides! That is simple enough. But those who are realists, who see more than one standpoint, who are aware that time is a real factor and that one cannot achieve in a short space of time what lies in the bosom of the future—in short, those who stand four square on the earth were aware that this was an insoluble problem. Read, for example, what was written, thought and said upon this problem in the seventies by those who attempted to throw light upon the future course of European evolution. They saw that what had happened in Alsace strangely anticipated later conditions in Europe, that the West would feel impelled to appeal to the East. At that time there were a few who were aware that the world would be confronted by the Slav problem because the West and Central Europe held different views upon the solution of this question. I only want to point out that this situation is an obvious Symptom like that of the Thirty Years' War which I mentioned yesterday in order to show you that in history it is impossible to demonstrate that subsequent effects are the consequence of antecedent causes. The Thirty Years' War shows that the situation at the beginning, and before the outbreak of the war in 1618 was identical with the situation at the end of the war. The consequences of the war were unrelated to the antecedent causes; there can be no question therefore of cause and effect here (i.e. in the case of the Thirty Years' War). We have a characteristic Symptom, and the same applies not only to the Alsatian problem, but also to many questions which have arisen in recent times. Problems are raised which do not lead to a solution, but to ever new conflicts and end in a blind alley. It is important to bear this in mind. These problems lead to such total deadlock that men cannot agree amongst themselves; opinions must differ because men inhabit different geographical regions in Europe. And it is a characteristic feature of the symptoms of recent history that men contrive to create situations that are incapable of solution. We are now familiar with a whole series of features that are characteristic of the recent evolution of mankind—its sterility, the birth, in particular, of collective ideas which have no creative pretensions, such as the national impulse, for example. And in the midst of all this the continuous advance of the Consciousness Soul. We see everywhere problems that end in blind alleys, a characteristic feature of modern times. For what is discussed today, the measures undertaken by men today are to a large extent simply the revolving of the squirrel's cage. And a further characteristic is the attempt to damp down the consciousness, especially in relation to the Consciousness Soul which has to be developed. Nothing is more characteristic of our time than the lack of awareness amongst the educated section of the population of the real situation of the proletariat. They do not look beyond the external facade. Housewives complain that maidservants are unwilling to undertake certain duties; they seem unconcerned that not only factory workers, but also maidservants are saturated with Marxist theory. People are gradually beginning to talk of universal ideas of humanity in every shape and form. But if we show no concern for the individual and his welfare this is merely empty talk. For we must become aware of the important developments in evolution and we must take an active part in events. I have felt compelled to draw your attention to this Symptom of socialism, not in order to expound some particular social theory, but in order to present to you characteristic features of recent historical development. We will continue our investigations tomorrow in order to round off this subject and to penetrate to the reality in isolated cases.
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185. From Symptom to Reality in Modern History: Characteristics of Historical Symptoms in Recent Times
20 Oct 1918, Dornach Translated by A. H. Parker Rudolf Steiner |
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185. From Symptom to Reality in Modern History: Characteristics of Historical Symptoms in Recent Times
20 Oct 1918, Dornach Translated by A. H. Parker Rudolf Steiner |
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I have already indicated a few of the symptomatic forces that play a part in the development of contemporary history. I have only time to discuss a few of these impulses. To discuss them all—or even the most significant—would take us too far. I have been asked to give special attention to specific impulses of a symptomatic nature. This can be deferred until next week when I will willingly speak of those symptoms which have special reference to Switzerland and at the same time I will attempt to give a sketch of Swiss history. Today, however, I propose to continue the studies we have already undertaken. I concluded my lecture yesterday with a picture, albeit a very inadequate picture, of the development in recent times of one of the most significant Symptoms of contemporary history—socialism. Now for many who are earnestly seeking to discover the real motive forces of evolution, this social, or rather socialist movement occupies the focus of attention; apart from socialism they have never really considered the Claims of anything else. Consequently people have failed in recent times to give adequate attention to the very important influence of something which tends to escape their notice. Even where they searched for new motives they paid no attention to those of a spiritual nature. If we ask how far people were aware of the impulses characteristic of modern evolution we can virtually discount from the outset those personalities who in the nineteenth century, and more especially in the twentieth century, were largely oblivious of contemporary evolution, who belonged to those circles which were indifferent to contemporary trends. The historians of the old upper classes were content to plough the old furrows, to record the genealogy of dynasties, the history of wars and perhaps other related material. It is true that studies in the history of civilization have been written, but these studies, from Buckle to Ratzel, take little account of the real driving forces of history. At the same time the proletariat was thirsting for knowledge and felt an ever-increasing desire for education. And this raised the three questions I mentioned yesterday. But the proletariat lacked the will to explore the more subtle interrelations of historical development. Consequently, up to the present, a historical symptom that has not been sufficiently emphasized is the historical significance of the natural scientific mode of thinking. One can of course speak of the scientific mode of thinking in terms of its content or in relation to the transformation of modern thinking. But it is important to consider in what respect this scientific thinking has become a historical symptom like the others I have mentioned—the national impulse, the accumulation of insoluble political problems, etcetera. In fact, since the beginning of the epoch of the Consciousness Soul, the scientific mode of thinking has steadily increased amongst wide sections of the population. It is a mistake to imagine that only those think scientifically who have some acquaintance with natural science. That is quite false; in fact the reverse is true. Natural scientists think scientifically because that is the tendency of the vast majority of people today. People think in this way in the affairs of daily life—the peasant in the fields, the factory worker at his bench, the financier when he undertakes financial transactions. Everywhere we meet with scientific thinking and that is why scientists themselves have gradually adopted this mode of thought. It is necessary to rectify a popular misconception on this subject. It is not the mode of thinking of scientists or even of monistic visionaries that must engage our attention, but the mode of thinking of the general public. For natural science cannot provide a sufficiently powerful counterpoise to the universalist impulse of the church of Rome. What provides this counterpoise is a universal thinking that is in conformity with the laws of nature. And we must study this impulse as symptom in relation to the future evolution of modern man. Text-books of history, rather thoughtlessly, usually date the birth of modern times from the discovery of America and the invention of gunpowder and printing, etcetera. If we take the trouble to study the course of recent history we realize that these symptomatic events—the discovery of America, the invention of gunpowder, and the art of printing, etcetera—did in fact inspire seamen and adventurers to pioneer voyages of exploration, that they popularized and diffused traditional knowledge, but that fundamentally they did not change the substance of European civilization in the ensuing centuries. We realize that the old political impulses which were revived in the different countries nonetheless remained the same as before because they were unable to derive any notable benefit from these voyages of discovery. In the newly discovered countries they simply resorted to conquest as they had formerly done in other territories: they mined and transported gold and so enriched themselves. In the sphere of printing they were able increasingly to control the apparatus of censorship. But the political forces of the past were unable to derive anything in the nature of a decisive impulse from these discoveries which were said to mark the birth of modern times. It was through the fusion of the scientific mode of thinking—after it had achieved certain results—with these earlier inventions and discoveries in which science had played no part that the really significant impulse of modern times arose. The colonizing activities of the various countries in modern times would be unthinkable without the contributions of modern science. The modern urge for colonization was the consequence of the achievements of natural science in the technical field. It was only possible to conquer foreign territories, as colonization was destined to do with the aid of scientific inventions, with the application of scientific techniques. These colonizing activities therefore first arose in the eighteenth century when natural science began to be transformed into technics. Applied science marks the beginning of the machine age, and with it a new era of colonization which gradually spreads over the whole world. With technics an extremely important impulse of modern evolution is born in the Consciousness Soul. Those who understand the determinative factors here are aware that the impulses behind worldwide colonial expansion, that these colonizing activities and aspirations are directly related to the epoch of the Consciousness Soul. This epoch, as you know, will end in the third millenium, to be followed by the epoch of the Spirit Self, and will as the result of colonization bring about a different configuration of mankind throughout the world. Now the epoch of the Consciousness Soul recognizes that there are so-called civilized and highly civilized men, and others who are extremely primitive—so primitive that Rousseau was captivated by their primitive condition and elaborated his theory of the ‘noble savage.’ In the course of the epoch of the Consciousness Soul this differentiation will cease—how it will cease we cannot now discuss in detail. But it is the function of the Consciousness Soul to end this differentiation which is a heritage from the past. Armed with this knowledge we see the connection between wars such as the American Civil War and modern colonizing activities in their true light. When we bear in mind the importance of these colonizing activities for the epoch of the Consciousness Soul then we gain insight into the full significance of isolated symptoms in this field. And these colonizing activities are inconceivable without the support of scientific thinking. We must really give heed to this scientific thinking, if, from the point of view of the fifth post-Atlantean epoch, the epoch of the Consciousness Soul, we wish to penetrate to the true reality of human evolution. It is a characteristic of this modern scientific thinking that it can only apprehend the ‘corpse’ of reality, the phantom. We must be quite clear about this, for it is important. The scientific method starts from observation and proceeds to experimentation, and this applies in all spheres. Now there is a vast difference between the observation of nature and the knowledge which is confirmed by experimental proof. Observation of nature—with different nuances—was common to all epochs. But when man observes nature he becomes one with nature and shares in the life of nature. But, strangely enough, this communion with nature blunts the consciousness to some extent. One cannot live the life of nature and at the same time know or cognize in the sense in which the modern Consciousness Soul understands this term. One cannot do both at the same time any more than one can be asleep and awake at the same time. If one wishes to live in communion with nature one must be prepared in a certain sense to surrender one's consciousness to nature. And that is why the observation of nature cannot fathom its secrets, because when man observes nature his consciousness is somewhat dimmed and the secrets of nature escape him. In order to apprehend the secrets of nature he must be alive to the super-sensible. One cannot develop the Consciousness Soul in a semiconscious state, a state of diminished consciousness, and therefore modern natural science quite instinctively attempts to dispense with observation and to depend upon experimentation for its findings. Experiments have been undertaken even in the fields of biology and anthropology. Now in experimentation the first consideration is to select and assemble the material, to determine the order of procedure. In experimental embryology for example, the order of procedure is determined not by nature but by intellection or human intelligence; it is determined by an intellectual faculty which is detached from nature and is centred in man. ‘We murder to dissect’—our knowledge of nature is derived from experimental investigation. Only what is acquired experimentally can be exploited technically. Knowledge of nature only becomes ripe for technical exploitation when it has passed through the indirect process of experimentation. The knowledge of nature which hitherto had been introduced into social life had not yet reached the stage of technics. It would be monstrous to speak of technics unless it is concerned purely with the application of experimentation to the social order or to what serves the social order. Thus modern man introduces into the social order the results of experimental knowledge in the form of technics; that is to say, he brings in the forces of death. Let us not forget that we bring forces of death into our colonizing activities; that when we construct machines for industry, or submit the worker to the discipline of the machine we are introducing forces of death. And death permeates our modern historical structure when we extend our monetary economy to larger or smaller territories and when we seek to build a social order on the pattern of modern science as we have instinctively done today. And whenever we introduce natural science into our community life we introduce at all times the forces of death that are self destructive. This is one of the most important symptoms of our time. We can make honest and sincere pronouncements—I do not mean merely rhetorical pronouncements—about the great scientific achievements of modern times and the benefits they have brought to technics and to our social life. But these are only half truths, for fundamentally all these achievements introduce into contemporary life an unmistakably moribund element which is incapable of developing of itself. The greatest acquisitions of civilization since the fifteenth century are doomed to perish if left to themselves. And this is inescapable. The question then arises: if modern technics is simply a source of death, as it must inevitably be, why did it arise? Certainly not in order to provide mankind with the spectacle of machines and industry, but for a totally different reason. It arose precisely because of the seeds of death it bore within it; for if man is surrounded by a moribund, mechanical civilization it is only by reacting against it that he can develop the Consciousness Soul. So long as man lived in communion with nature, i.e. before the advent of the machine age, he was open to suggestion because he was not fully conscious. He was unable to be fully self-sufficient because he had not yet experienced the forces of death. Ego-consciousness and the forces of death are closely related. I have already tried to show this in a variety of ways: In ideation and cognition, for example, man is no longer in contact with the life-giving, vitalizing forces within him; he is given over to the forces of organic degeneration. I have tried to show that we owe the possibility of conscious thought to the process of organic degeneration, to the processes of destruction and death. If we could not develop in ourselves ‘cerebral hunger’, that is to say, processes of catabolism, of degeneration and disintegration, we could not behave as intelligent beings, we should be vacillating, indecisive creatures living in a semiconscious, dream-like state. We owe our intellection to the degenerative processes of the brain. And the epoch of the Consciousness Soul must provide man with the opportunity to experience disintegration in his environment. We do not owe the development of modern, conscious thinking to a superabundant vitality. This conscious thinking, this very core of man's being grew and developed because it was imbued with the forces of death inherent in modern technology, in modern industry and finance. And that is what the life of the Consciousness Soul demanded. And this phenomenon is seen in other spheres. Let us recur to the impulses to which I drew attention earlier. Let us consider the case of England where we saw how a specific form of parliamentary government develops as a certain tendency through the centuries, how the self-dependent personality seeks to realize itself. The personality wishes to emancipate itself and to become self-sufficient. It wishes to play a part in the life of the community and at the same time to affirm its independence. The parliamentary system of government is only one means of affirming the personality. But when the individual who participates in parliamentary government asserts himself, the moment he sacrifices his will to the vote he surrenders his personality. And, rightly understood, the rise of parliamentary government in England in the centuries following upon the civil wars of the fifteenth century provides ample evidence of this. In the early years of the democratic system society was based upon a class structure, the various classes or ‘estates’ not only wishing to affirm their class status, but to express their views through the ballot-box. They were free to speak; but people are not satisfied with speeches and mutual agreement, they want to vote. When one votes, when speeches are followed by voting, one kills what lives in the soul even whilst one speaks. Thus every form of parliamentary government ends in levelling down, in egalitarianism. It is born of the affirmation of the personality and ends with the suppression of the personality. This situation is inescapable; affirmation of the personality leads to suppression of the personality. It is a cyclic process like life itself which begins with birth and ends in death. In the life of man birth and death are two distinct moments in time; in the life of history, the one is directly related to the other, birth and death are commixed and commingled. We must never lose sight of this. I do not wish you to take these remarks as a criticism of parliamentary government. That would be tantamount to insinuating that I said: since man is born only to die he ought never to have been born—which is absurd. One should not impute to the world such foolishness—that it permits man to be born only to die. Please do not accuse me of saying that parliamentary government is absurd because the personality which gives birth to this system proceeds to destroy the system which it has itself created. I simply wish to relate it directly to life, to that which is common to all life—birth and death, thus showing that it is something that is closely associated with reality. At the same time I want to show you the characteristic feature of all external phenomena of a like nature in the epoch of the Consciousness Soul, for they are all subject to birth and death. Now in the inner circles of the occult lodges of the English speaking world it has often been said: let us not reveal to the world the mystery of birth and death, for in so doing we shall betray to the uninitiated the nature of the modern epoch! We shall transmit to them a knowledge that we wish to reserve for ourselves. Therefore it was established as the first rule of the masonic lodges never to speak openly of the mystery of birth and death, to conceal the fact that this mystery is omnipresent, above all in historical phenomena. For to speak of this is to open the eyes of the public to the tragedy of modern life which will gradually be compelled—a compulsion to which it will not easily submit—to divert man's attention from the results of work to the work itself. One must find joy in work, saying to oneself: the external rewards of work in the present epoch serve the purposes of death and not of creative life. If one is unwilling to further the forces of death, one cannot work with modern techniques, for today man is the servant of the machine. He who rejects the machine simply wishes to return to the past. Study the history of France and the attempts made to thrust inwards the emancipation of the personality, ending in that disastrous suppression of the personality which we observe in the final phase of the French Revolution and in the rise of Napoleonism. Or take the case of Italy. From what hidden springs did modern Italy derive that dynamic energy which inflamed the nationalism to the point of sacro egoismo? One must probe beneath the surface in order to discover the factors underlying world events. Recall for a moment that important moment before the birth of the Consciousness Soul. This dynamic energy peculiar to modern Italy is derived in all its aspects from that which the Papacy had implanted in the Italian soul. The significance of the Papacy for Italy lies in the fact that it has gradually imbued the Italian soul with its own spirit. And, as so often happens to the magician's apprentice, the result was not what was intended—a violent reaction against the Papacy itself in modern Italy. Here we see how that for which one strives provokes its own destruction. Not the thoughts, but the forces of sensibility and enthusiasm, even those which inspired Garibaldi, are relics of the one-time Catholic fervour—but when these forces changed direction they turned against Catholicism. People will understand the present epoch only if they grasp the right relationship between these things. Europe witnessed those various symptomatic events which I have described to you. And in the East, as if in the Background, we see the configuration of Russia, welded out of the remnants of the Byzantine ecclesiastical framework, out of the Nordic-Slavonic racial impulse and out of Asianism which is diffused in a wide variety of forms over Eastern Europe. But this triad is uncreative; it does not emanate from the Russian soul itself, nor is it characteristic of that which lives in the Russian soul. What is it that offers the greatest imaginable contrast to the emancipation of the personality?—The Byzantine element. A great personality of modern times who is much underrated is Pobjedonoszeff. He was an eminent figure who was steeped in the Byzantine tradition. He could only desire the reverse of what the epoch of the Consciousness Soul seeks to achieve and of what it develops naturally in man. Even if the Byzantine element had made deeper inroads into Russian orthodoxy, even if this element which stifles everything personal and individual had gained an even stronger hold ... the sole consequence nonetheless would have been a powerful age for the emancipation of the personality. If, in the study of modern Russian history, you do not read of those events which it has always been forbidden to record, then you will not have a true picture of Russian history, you will be unaware of the really living element. If however you read the official version, the only version permitted hitherto by the authorities, you will find everything which pervades Russian life as an instrument of death. It appears here in its most characteristic form because Russian life is richest in future promise. And because Russian life bears within it the seeds of the development of the Spirit Self, all the external achievements of the era of the Consciousness Soul hitherto bring only death and destruction. And this had to be, since what seeks to develop as Spirit Self needs the substratum of death. We must recognize that this is a necessity for the evolution of the Consciousness Soul, otherwise we shall never grasp the real needs of our time. We shall be unable to form a clear picture of the destructive forces which have overtaken mankind if we are unaware that the events of these last four years are simply an epitome of the forces of death that have pervaded the life of mankind since the birth of the epoch of the Consciousness Soul. Characteristically the dead hand of scientific thinking has exercised a strange influence upon one of the most prophetic personalities of recent time. In contemporary history the following incident is symptomatic and will always remain memorable. In the year 1830 in Weimar, Soret1 visited Goethe who received him with some excitement—I mean he betrayed excitement in his demeanour—but not with deep emotion. Goethe said to Soret: ‘At last the controversy has come to a head, everything is in flames’. He made a few additional remarks which led Soret to believe that Goethe was referring to the revolution which had broken out in Paris in 1830 and he answered him accordingly. But Goethe replied: ‘I am not referring to the revolution; that is not particularly important. What is important is the controversy between Cuvier and Geoffroy de Saint-Hilaire in the Academy of Sciences of Paris’—Cuvier was a representative of the old school which simply compares and classifies organisms—a way of looking at nature that is concerned above all with technique—whilst Geoffroy de Saint-Hilaire has a living conception of the whole course of evolution. Goethe saw Saint-Hilaire as the leader of a new school of scientific thinking, different from that of Copernicus, Kepler and Galileo. Cuvier belongs to the old school of thought; Geoffroy de Saint-Hilaire is the representative of a scientific outlook which sees nature as a living organism. Therefore Goethe saw the dawn of a new epoch when Geoffroy de Saint-Hilaire prepared the ground for a new scientific thinking which, when fully developed, must lead to a super-sensible interpretation of nature and ultimately to super-sensible, clairvoyant knowledge. For Goethe this was the revolution of 1830, not the political events in Paris. Thus Goethe showed himself to be one of the most prescient spirits of his time. He showed that he sensed and felt what was the cardinal issue of our time. Today we must have the courage to look facts squarely in the face, a courage of which earlier epochs had no need. We must have the courage to follow closely the course of events, for it is important that the Consciousness Soul can fulfil its development. In earlier epochs the development of the Consciousness Soul was not important. Because the Consciousness Soul is of paramount importance in the present epoch, everything that man creates in the social sphere must be consciously planned. Consequently his social life can no longer be determined by the old instinctive life; nor can he introduce solely the achievements of natural science into social life for these are forces of death and are unable to quicken life; they are simply dead-sea fruit and sow destruction such as we have seen in the last four years. In the present epoch the following is important. Sleep, of course, is a necessity for man. In waking life he is in control of his normal free will ... he can make use of this free will for the various things he encounters through Lucifer and Ahriman, in order to develop guide-lines for the future. When he falls asleep this so called free will ceases to function; he continues to think without knowing it, but his thinking is no less efficacious. Thinking does not cease on falling asleep, it continues until the moment of waking. One simply forgets this in the moment of waking up. We are therefore unaware of the power of those thoughts that pour into the human soul from the moment of falling asleep until the moment of waking up. But let us remember that for the epoch of the Consciousness Soul the gods have abandoned the human soul during sleep. In earlier epochs the gods instilled into the human soul between sleeping and waking what they chose to impart. If they had continued to act in this way man would not have become a free being. Consequently he is now open to all kinds of other influences between sleeping and waking. At a pinch we can live our waking life with natural science and its achievements, but they are of no avail in sleep and death. We can only think scientifically during our waking hours. The moment we fall asleep, scientific thinking is meaningless—as meaningless as speaking French in a country where no one understands a word of French. In sleep only that language has significance which one acquires through super-sensible knowledge, the language which has its source in the super-sensible. Supersensible knowledge must take the place of what the gods in former times had implanted in the instinctive life. The purpose of the present epoch of the Consciousness Soul is this: man must open himself to super-sensible impulses and penetrate to a knowledge of reality. To believe that everything that our present age has produced and still produces without the support of super-sensible impulses is something living and creative and not impregnated with the forces of death is to harbour an illusion, just as it is an illusion to believe that a woman can bear a child without fecundation. Without impregnation a woman today remains sterile and dies without issue. Modern civilization in the form it has developed since the beginning of the fifteenth century and especially in respect of its outstanding achievements, is destined to remain sterile unless fertilized henceforth by impulses from the super-sensible world. Everything that is not fertilized by spiritual impulses is doomed to perish. In this epoch of the Consciousness Soul, though you may introduce democracy, parliamentary government, modern finance economy, modern industrialism, though you may introduce the principle of nationality the world over, though you may advocate all those principles on which men Base what they call the new order—a subject on which they descant like drunken men who have no idea what they are talking about—all these things will serve only the forces of death unless they are fructified by spiritual impulses. All that we must inevitably create today, forces that bring death in all domains, will only be of value if we learn how to transform these forces by our insights into the super-sensible. Let us realize the seriousness of this situation and let us remember—as we have learnt from our study of the symptoms of recent history—that what man considers to be his greatest achievements, natural science, sociology, modern industrial techniques and modern finance economy, all date from the fifteenth century. These are destructive agents unless fructified by spiritual impulses. Only then can they advance the evolution of mankind. Then they have positive value; in themselves they are detrimental. Of all that mankind today extols, not without a certain pride and presumption, as his greatest achievements, nothing is good in itself; it is only of value when permeated with spirit. This is not an arbitrary expression of opinion, but a lesson we learn from a study of the symptoms of modern history. The time has now come when we must develop individual consciousness. And we must also be aware of what we may demand of this consciousness. The moment we begin to dogmatize, even unwittingly, we impede the development of the consciousness. I must therefore remind you once again of the following incident. I happened to be giving a course of lectures in Hamburg on The Bible and Wisdom.T1 Amongst the audience were two Catholic priests. Since I had said nothing of a polemical nature which could offend a Catholic priest and since they were not the type of Jesuit who is a watchdog of the Church and whose function is to stick his fingers in every pie, but ordinary parish priests, they approached me after the lecture and said: we too preach purgatory; you also speak of a time of expiation after death. We preach paradise; you speak of the conscious experience of the Spirit; fundamentally there are no objections to the content of your teaching. But they would certainly have found ample grounds for objection if they had gone more deeply into the matter—a single lecture of course did not suffice for this. And they continued: You see the difference between us is this: You address yourself to a certain section of the population which is already familiar with the premises of anthroposophy, people who are educated and are conversant with certain concepts and ideas. We, on the other hand speak to all men, we speak a language which everyone can understand. And that is the right approach—to speak for all men. Whereupon I replied: Reverend fathers (I always believe in respecting titles) what you are saying is beside the point. I do not doubt that you believe you speak for all men, that you can choose your words in such a way as to give the impression that you are speaking for all men. But that is a subjective judgement, is it not? that is what one usually says in self-justification. What is important is not whether we believe we speak for all men, but the facts, the objective reality. And now I should like to ask you, in an abstract, theoretical way: what evidence is there that I do not speak for all men? You claim to speak for all men and no doubt there are arguments that would support your claim. But I ask you for the facts. Do all those for whom you think you are able to speak still attend your church today? That is the real question. Of course my two interlocutors could not claim that everyone attended their church regularly. You see, I continued, that I am concerned with the facts. I speak for those who are outside the church, who also have the right to be led to the Christ. I realize that amongst them there are those who want to hear of the Christ impulse one way or another. That is a reality. And what matters is the reality, not personal opinions. It is most desirable to base one's opinions on facts and not on subjective impressions; for, in the epoch of the Consciousness Soul nothing is more dangerous than to surrender to, or show a predilection for personal opinions or prejudices. In order to develop the Consciousness Soul we must not allow ourselves to become dogmatists unwittingly; the driving forces of our thoughts and actions must be determined by facts. That is important. Beneath the surface of historical evolution there is a fundamental conflict between the acceptance of what we consider to be right and the compulsion of facts. And this is of particular importance when studying history, for we shall never have a true picture of history unless we see history as a truly great teacher. We must not force the facts to fit history, but allow history to speak for itself. In this respect the whole world has forgotten much in the last four years. Facts are scarcely allowed to speak for themselves; we only hear what we deem to be facts. And this situation will persist for a long time. And it will be equally long before we develop the capacity to apprehend reality objectively. In the epoch of the Consciousness Soul what matters in all spheres of life is an objective apprehension of reality; we must strive to acquire an impartial attitude to reality. What our epoch demands—if we wish gradually to look beyond the Symptoms of history (I will speak more of this in my next lectures)—is that we turn our attention to those spiritual forces which can restore man's creativity. For, as we have seen, the most characteristic feature of all phenomena today is a decline in creativity. Man must open himself to the influences of the super-sensible world so that what his Spirit Self prepares may enter into his ego; otherwise the paths to the Spirit Self would be closed to him. Man therefore must familiarize himself with that which is pure spirit, with that which can penetrate to the centre of his psychic life. The moment he is prepared to turn his attention to this centre of his soul life through a sensible study of the symptoms in history, he will also be prepared to examine more objectively the events at the periphery. In man there exists a polarity—the psychic centre and the periphery. As he penetrates ever more deeply into his psychic and spiritual life he reaches this centre. In this centre he must open himself to those historical impulses which I have already described to you. Here he will feel an ever increasing urge for the spirit if he wishes to become acquainted with historical reality. In return however, he will also feel a desire to strive towards the opposite pole at the periphery. He will develop an understanding for what is pressing towards the periphery—his somatic nature. If in order to understand history we must look inward, as I have indicated, to the underlying symptoms, then in order to understand medicine, for example, hygiene and medical health services we must look outwards, to cosmic rhythms for the source of pathological symptoms. Just as modern history fails to penetrate to spiritual realities, so modern medicine, modern hygiene and medical health services fail to penetrate to the symptoms which are of cosmic provenance. I have often emphasized the fact that the individual cannot help his neighbour, however deep his insight into current problems, because today they are in the hands of those who are looking for the wrong solution. They must become the responsibility of those who are moving in the right direction. Clearly, just as the external facts are true that the outward aspect of James I was such and such, as I pointed out earlier, so, from the external point of view it is also true that a certain kind of bacillus is connected with the present influenza epidemic. But if it is true, for example, that rats are carriers of the bubonic plague, one cannot say that rats are responsible for the plague. People have always imagined that the bubonic plague was spread by rats. But bacilli, as such, are of course in no way connected with disease. In phenomena of this kind we must realize that just as behind the symptoms of history we are dealing with psychic and spiritual experiences, so too behind somatic symptoms we are dealing with experiences of a cosmological order. In other cases the situation of course will be different! What is especially important here is the rhythmic course of cosmic events, and it is this that we must study. We must ask ourselves: In what constellation were we living when, in the nineties, the present influenza epidemic appeared in its benign form? In what cosmic constellation are we living at the present time? By virtue of what cosmic rhythm does the influenza epidemic of the nineties appear in a more acute form today? Just as we must look for a rhythm behind a series of historical symptoms, so we must look for a rhythm behind the appearance of certain epidemics. In the solfatara regions of Italy one need only hold a naked flame over the fango hole and immediately gases and steam escape from the dormant volcano. This Shows that if one performs a certain action above the surface of the earth nature reacts by producing these effects. Do you regard it as impossible that something takes place in the sun—since its rays are directed daily towards the earth—which has significance for the earth emanations and is related to the life of man, and that this reaction varies according to the different geographical localities? Do you think that we shall have any understanding of these matters unless we are prepared to accept a true cosmology founded upon a knowledge of the soul and spirit? The statement that man's inclination to resort to war is connected with the periodic appearance of sun spots is, of course, regarded as absurd. But there comes a point when statements of this kind cease to be absurd, when certain pathological manifestations in the emotional life are seen to be connected with cosmological phenomena such as the periodic appearance of sun spots. And when tiny creatures, these petty tyrants—bacilli or rats—really transmit from one human being to another something that is related to the cosmos, then this transmission is only a secondary phenomenon. This can be easily demonstrated and consequently finds wide public support—but it is not the main issue. And we shall not come to terms with the main issue unless we have the will to study the peripheral symptoms as well. I do not believe that men will acquire a more reasonable and catholic view of history unless they study historical symptomatology in the light of super-sensible knowledge which is so necessary for mankind today. Men will only achieve results in the sphere of health, hygiene and medicine if they study not historical, but cosmological symptoms. For the diseases we suffer on earth are visitations from heaven. In order to understand this we must abandon the preconceived ideas which are prevalent today. We have an easy explanation: a God is omnipresent ... but whilst recognizing the presence of God in history mankind today is unable to explain the manifold retardative or harmful phenomena in history. And when we are faced with a situation like the last four years (1914–1918), then this business of the single God in history becomes extremely dubious, for this God of history has the curious habit of multiplying, and each nation defends its national God and provokes other nations by claiming the superiority of its own God. And when we are expected to look to cosmology and at the same time remain comfortably attached to this single God, then this same God inflicts disease upon us. But when we can rise to the idea of the trinity, God, Lucifer and Ahriman, when we are aware of this trinity in the super-sensible world behind the historical symptoms, when we know that this trinity is present in the cosmic universe, then there is no need to appeal to the ‘good God’. We then know that heaven visits disease upon us by virtue of its association with the earth, just as I can evoke sulphur fumes by holding a naked flame over a solfatara. We can only advance the cause of progress in the epoch of the Consciousness Soul, when men recognize the validity of spiritual realities. Therefore everything depends upon this one aim: the search, the quest for truth.
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185. From Symptom to Reality in Modern History: The Historical Significance of the Scientific Mode of Thinking
25 Oct 1918, Dornach Translated by A. H. Parker Rudolf Steiner |
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185. From Symptom to Reality in Modern History: The Historical Significance of the Scientific Mode of Thinking
25 Oct 1918, Dornach Translated by A. H. Parker Rudolf Steiner |
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Before turning to other matters I must speak of certain wider conceptions that follow from our consideration of the recent development of human history. We attempted to examine this development from the stand-point of a symptomatology; we tried to show that what are usually called historical facts are not the essential elements in history, but that they are symbols of the true reality that lies behind them. This true reality, at least in the sphere of the historical evolution of mankind, is thus detached from what can be perceived in the phenomenal world, i.e. the so-called historical facts. If we do not regard the so-called historical facts as the true reality but seek in them manifestations of something that lies behind them then we discover of course a super-sensible element. In studying history it is not easy to show the true nature of the super-sensible because people believe, when they discover certain thoughts or ideas in history, or when they record historical events, that they are already in touch with the super-sensible. We must be quite clear that whatever the phenomenal world presents to the senses, to the intellect or emotions cannot in any way be regarded as super-sensible. Therefore everything that is normally depicted as history belongs to the sensible world. Of course when we study the symptomatology of history we shall not regard the symptoms as having equal value; the study itself will show that, in order to arrive at the super-sensible reality behind the events, a particular Symptom is of capital importance, whilst other symptoms are perhaps of no importance. I have already mentioned many of the more or less important symptoms manifested since mankind entered the epoch of the Consciousness Soul. I should now like to try to describe to you, step by step, a few characteristics of the super-sensible present in the background. Some I have already described. For of course a fundamental feature pulsing in the super-sensible is the entrance of mankind into the civilization of the Consciousness Soul, that is to say, the acquisition of the organs necessary for the development of the Consciousness Soul. That is the essential. But we have recently seen that the other pole, the complement to this inner elaboration of the Consciousness Soul, must be the aspiration to a revelation from the spiritual world. Men must realize that henceforth they will be unable to progress spiritually unless they open themselves to the new revelation of the super-sensible world. Let us now consider these two poles of evolution. To a certain extent they have come to the fore in the centuries since 1413 when mankind entered the epoch of the Consciousness Soul. These two impulses will continue to develop, will assume a wide diversity of forms in the different epochs up to the third millennium and will be responsible for the manifold vicissitudes that befall mankind. Individuals will gradually become aware of this. In considering these two impulses in particular, we learn that fundamental changes have occurred since the fifteenth century. Today we are in a position to draw attention to these important developments. In the eighteenth century, and even in the early nineteenth century it would not have been possible to show the operation of these two impulses purely from the observation of external phenomena. They had not yet been operative for a sufficient length of time to show their full effect. Now such is their dynamic power that it is perceptible in external phenomena. Let us now consider an essential fact which has an important bearing today. Whilst early indications were apparent only to those who were more or less acquainted with the true state of affairs—I am referring to the Russian Revolution in its last phase, namely from October 1917 to the peace negotiations of Brest-Litovsk—this extraordinarily interesting development which can easily be followed, since it lasted only a few months, is of immense importance to those who seriously wish to understand the historical symptoms, for this development is of course a historical symptom. In the final analysis the origin of the Russian Revolution is to be found in the deeper impulses of contemporary evolution. In this revolution it is a question of new ideas. For when we speak of real evolution in mankind we are concerned only with new ideas. Everything else—as we have already indicated, and we will recur to this later—is subject to a certain extent to the symptoms of death. It is a question of making new ideas effective. As you will have gathered from the many discussions which I have had upon this subject over recent decades—these new ideas must be able to capture the broad masses of peasantry in Eastern Europe. Of course we are dealing here with a passivity of soul, but a soul that, as you know, is receptive especially to new and modern ideas, for the simple reason that it bears within it the seed of the Spirit Self. Whereas, on the whole, the rest of the world's population bears within it the impulse to develop the Consciousness Soul, the broad mass of the Russian population, together with a few satellites, bears within it the seed from which the Spirit Self will be developed in the course of the sixth postAtlantean epoch. This necessitates, of course, very special circumstances. But this has an important bearing on what we are about to study next. Now this idea—partly correct, partly false or wholly mistaken—this modern idea of something entirely new which was destined to capture the broad mass of the population could only come from those who had had the opportunity to be educated, namely from the ruling classes. After the fall of Czarism the centre of the state was at first occupied by an element that was closely connected with a totally sterile class, the upper middle class—called in the West, heavy industry, etcetera. This could only be an interlude which we need not discuss, for this class is destitute of ideas and, as a class, is of course quite incapable of developing ideas. (When speaking of these matters I never indulge in personalities.) Now at first those elements which were of middle class origin, together with a sprinkling of working class elements, formed the party of the left. They formed the leading wing of the so-called Social Revolutionaries and were gradually joined by the Mensheviks. They were men who—purely in terms of their numbers—could easily have played a leading part in determining the future course of the Russian Revolution. As you know events took a different course. The radical wing of the Russian Social Democratic party, the Bolsheviks, took over the helm. When they (the Bolsheviks) came to power, the Social Revolutionaries, the Mensheviks and their followers in the West were quite sure that the whole charade would not last more than a week before everything collapsed. Well, the Bolsheviks have now been in power more than a week and you can rest assured of this: if many prophets are bad prophets, then those who today base their predictions of historical events upon the outmoded world conceptions of certain middle classes are certainly the worst! What is the cause of this situation? This problem of the October Revolution, throughout the months following its outbreak and until today, is, in the terminology of physics, not a problem of pressure, but of suction. It is important that we can infer from the historical situation that we are dealing here not with a problem of pressure, but of suction. What do we understand by a problem of suction? As you know, when we create a vacuum by sucking out the air in the glass jar of an air pump and then remove the stopper, the air rushes in with a hissing sound. The air rushes in, not of its own volition, but because a vacuum has been created. This was the situation of those elements which to some extent stood midway between the peasantry and the Bolsheviks, between the Social Revolutionaries, the Mensheviks, and the radical revolutionary groups of the extreme left, i.e. the Petrograd Soviet. What had happened was that the Mensheviks, though they had an overwhelming majority in the Provisional Government were totally destitute of ideas. They had not a word to say about the future of mankind. No doubt they cherished touching ethical sentiments and other romantic ideals, but, as I have often pointed out, ethical good intentions do not provide the impulses which can further the development of mankind. Thus a vacuum was created, an ideological vacuum, and the radical left wing rushed in. It is impossible to believe that, by their very nature, the most radical socialist elements who were alien to Russian tradition and culture were destined to take over in Russia. They could never have done so if the Social Revolutionaries and the various groups associated with them had had any ideas of how to give a lead. But you will ask: what ideas ought they to have had? A fruitful answer can only be found today by those who are no longer afraid to face this fact: for this section of the population the only fertile ideas are those which spring from spiritual experience. Nothing else avails. It is true that these people have become more or less radical and will now deny their middle class origin, many at least will deny it, but there is no mistaking their origin. But the essential point is that this section of the population which created a vacuum, who were bereft of ideas, simply could not be induced to develop anything in the nature of positive ideas. And this applies, of course, not only to Russia. But the Russian Revolution in its final phase—provisionally the final phase—demonstrates this fact with particular clarity to those who are prepared to study the matter. We see how, day after day, these people (i.e. the Mensheviks and their supporters) who have created a vacuum are gradually forced back and how others rush in to fill the vacuum, i.e. to replace them. But today this phenomenon is world-wide. The fact is that the section of the population which today stands politically between the right and the left has steadily refused to make the slightest effort to develop a positive Weltanschauung. In our epoch of the Consciousness Soul a creative Weltanschauung must of necessity be one which also promotes social cohesion. It was this which from the very beginning permeated our Anthroposophical movement. It was not intended in any way to be a sectarian movement, but endeavoured to come to terms with the impulse of our time, with everything that is essential and important for mankind today. This was increasingly our goal. It is this which is most difficult to bring to men's understanding today for the simple reason that the belief persists (not in all, but in the majority) that what they are looking for in Anthroposophy, as they understand it, is a little moral uplift, something necessary for one's private and personal edification, something which insulates one from the serious matters which are settled in Parliament, in the Federal Councils, in this or that Corporation, or even round the beer table. What we must realize is that the whole of life must be impregnated with ideas which can be derived only from spiritual science. Whilst this section of the population, i.e. the bourgeoisie, was indifferent to spiritual ideas, the proletariat showed and still shows today a lively interest in them. But as a consequence of the historical evolution of modern times the horizon of the proletariat is limited purely to the sensible world. It is prisoner of materialistic impulses and seeks to steer the evolution of mankind into utilitarian channels. The bourgeoisie knows only empty rhetoric, what it is pleased to call its Weltanschauung is simply verbiage, because it has no roots in contemporary life and is a survival from earlier times. The proletariat, on the other hand, because it is motivated by a totally new economic impulse lives therefore in realities, but only in realities of a sensible nature. This provides us with an important criterion. In the course of the last few centuries the life of mankind has undergone a fundamental change; we have entered the machine age. The life of the middle class and the upper middle class has scarcely felt the impact of the machine age. For the new and powerful influences which have affected the life of the bourgeoisie in recent centuries belong to the pre-machine age ... for example, the introduction of coffee as the favourite beverage for cafe gossip. Equally the new banking practices, etcetera, introduced by the bourgeoisie are wholly unsuited to the new impulses of today. They are simply a hotchpotch of the ancient usages formerly practised in commercial life. On the other hand the proletariat of today is the caste or class which is dominated by a modern impulse in the external life and to a certain extent is the creation of modern impulses themselves. Since the invention of the spinning jenny and the mechanical loom in the eighteenth century, the entire political economy of mankind has been transformed, and these inventions have been largely responsible for the birth of the modern proletariat. The proletariat is a creation of the modern epoch, that is the point to bear in mind. The bourgeois is not a creation of modern times. For the class or group which existed in earlier times and which could be compared with the proletariat of today did not belong to the third estate; it still formed part of the old patriarchal order. And the patriarchal order is totally different from the social order of the machine age. In this new order the proletarian is surrounded by a completely mechanized environment wholly divorced from living nature. He is entirely engaged in practical activities, but he thirsts for a Weltanschauung and he has endeavoured to model his conception of the universe on the pattern of a vast machine. For men see the universe as a reflection of their own environment. Now I have already pointed out there is an affinity between the theologian and the soldier. They see the universe as a battleground, the scene of the clash between the forces of good and evil, etcetera and leave it at that. Equally there is a close affinity between the jurist and the civil servant; they and the metaphysician see in the universe the realization of abstract ideas. Small wonder then that the proletarian sees the universe as a vast machine in which he is simply a cog. That is why he wishes to model the social order on the pattern of a vast machine. But there was and still is a vast difference between, for example, the modern proletarian and the modern bourgeois—we can ignore the class which is already in decline. The modern bourgeois has not the slightest interest in deeper ideological questions, whereas the proletarian is passionately interested in them. It is true the modern bourgeois holds frequent meetings for an exchange of views, but for the most part they are so much hot air; the proletarian on the other hand discusses his daily life and working conditions and the daily output of mass production. When one passes from a middle class reunion to a proletarian meeting one has the following impression—In the former they spend time in discussing what a fine thing it would be if men lived in peace, if all were pacifists for example, or other fine sentiments of alike nature. But all this is merely verbal dialectic seasoned with a pinch of sentimentality. The bourgeoisie is not imbued with a desire to open a window on the universe, to realize their objectives from out of the mysteries of the Cosmos. When you attend a proletarian meeting you are immediately aware that the workers are talking of realities, even if they are the realities of the physical plane. They have the history of the working class at their finger-tips, from the invention of the mechanical loom and the spinning jenny until the present day. Every man has had dinned into him the history of those early beginnings and their subsequent development, and how the proletariat has become what it is today. How this situation arose is familiar ground to every worker who is actively involved in this development and who is not completely stupid, and there are few amongst this section of the population who haven't a good head on their shoulders. One could give many typical instances of the obtuseness of the present bourgeoisie with regard to ideological questions. One need only recall how these people react when a poet presents on the stage figures from the super-sensible world (those who are not poets dare not take this risk for fear of being labelled visionaries). The spectators half accept these figures because there is no need to believe in them, because they are totally unreal—they are merely poetic inventions! This situation has arisen in the course of the development of the epoch of the Consciousness Soul. If we consider this situation spatially, we see the growth of a section of the population which, unless it takes heed, is increasingly in danger of ending completely in empty talk. But one can also consider this same situation in relation to time, and in this respect I have repeatedly called attention from widely different angles to certain important moments in time. The epoch of the Consciousness Soul began approximately in 1413. In the forties of the nineteenth century, about 1840 or 1845, the first fifth of this era had already run its course. The forties were an important period. For the powers impelling world evolution foresaw a kind of crisis for this period. Externally this crisis arose because these years in particular were the hey-day of the so called liberal ideas. In the forties it seemed as if the impulse of the Consciousness Soul in the form of liberalism might breach the walls of reactionary conservatism in Europe. Two things concurred in these years. The proletariat was still the prisoner of its historical origins, it lacked self-assurance, confidence in itself. Only in the sixties was it ready to play a conscious part in historical evolution; before this one cannot speak of proletarian consciousness in the modern sense of the term. The social question of course existed before the sixties, but the middle class was totally unaware of it. At the end of the sixties an Austrian minister1 of repute made the famous remark: ‘The social question ends at Bodenbach!’ Bodenbach, as you perhaps know, lies on the frontier between Saxony and Austria. Such was the famous dictum of a bourgeois minister! In the forties therefore the proletarian consciousness did not yet exist. In the main, the bearer of the political life at that time was the bourgeoisie. Now the ideas which could have become a political force in the 1840's were exceedingly abstract. You are all familiar (at least to a certain extent I hope) with what are called the revolutionary ideas—in reality they were liberal ideas—which swept over Europe in the forties and unleashed the storm of 1848. As you know, the bearer of these ideas was the middle class. But all these ideas which were prevalent at the time and which were struggling to find a place in the historical evolution of mankind were totally abstract, sometimes merely empty words! But there was no harm in that, for in the epoch of the Consciousness Soul one had to go through the abstractive phase and apprehend the leading ideas of mankind first of all in this abstract form. Now you know from your own experience and that of others that the human being does not learn to read or write overnight. In order to develop certain potentialities mankind also needs time to prepare the ground. And mankind was given until the end of the seventies to develop new ideas. Let us look at this a little more closely. Starting from the year 1845, add thirty-three years and we arrive at the year 1878. Up to this year, approximately, mankind was given the opportunity of becoming acclimatized to the reality of the ideas of the forties. The decades between the forties and the seventies are most important for an understanding of modern evolution, for it was in the forties that what are called liberal ideas, albeit in an abstract form, began to take root and mankind was given until the end of the seventies to apprehend those ideas and relate them to the realities of the time. But the bearer of these ideas, the bourgeoisie, missed their opportunity. The evolution of the nineteenth century is fraught with tragedy. For those who listened to the speeches of the outstanding personalities of the bourgeoisie in the forties (and there were many such throughout thc whole civilized world) announcing their programme for a radical change in every sphere, the forties and fifties seemed to herald the dawn of a new age. But, owing to the characteristics of the middle class which I have already described, hopes were dashed. By the end of the seventies the bourgeoisie had failed to grasp the import of liberal ideas. From the forties to the seventies the middle class had been asleep and we cannot afford to ignore the consequence. The tide of events is subject to a pattern of ebb and flow and mankind can only look forward to a favourable development in the future if we are prepared to face frankly what occurred in the immediate past. We can only wake up in the epoch of the Consciousness Soul if we are aware that we have hitherto been asleep! If we are unaware when and how long we have been asleep, we shall not awake up, but continue to sleep on. When the Archangel Michael took over his task as Time Spirit at the end of the seventies the bourgeoisie had not understood the political impact of liberal ideas. The powers which in this epoch intervened in the life of mankind began by obscuring the nature of these ideas. And if you take the trouble, you can follow this very clearly. How different was the configuration of the political life at the end of the nineteenth century from that envisaged in the forties! One cannot imagine a greater contrast than the ideas of 1840–1848 (which were certainly abstract, yet lucid despite their abstract nature), and the ‘lofty human ideals’, as they were called, in the different countries in the nineteenth century and even up to our own time, when they ended in catastrophe. The temporal complement therefore to the spatial picture is this: in the most productive and fertile years for the bourgeoisie, from the forties to the end of the seventies, they had been asleep. Afterwards it was too late, for nothing could then be achieved by following the path along which the liberal ideal might have been realised in this period. Afterwards only through conscious experience of spiritual realities could anything be achieved. There we see the connection between historical events. In the period between the forties and the seventies the ideas of liberalism, though abstract, were such that they tended to promote tolerance between men. And assuming for the moment that these ideas were realized, then we should see the beginning, only the first steps it is true, but nonetheless a beginning of a tolerant attitude towards others, a respect for their ideas and sentiments which is so conspicuously lacking today. And so in social life a far more radical, a far more powerful idea, an idea which has its source in the spirit, must lay hold of men. I propose first of all, purely from the point of view of future history, to indicate this idea and will then substantiate it in greater detail. Only a genuine concern of each man for his neighbour can bring salvation to mankind in the future—I mean to his community life. The characteristic feature of the epoch of the Consciousness Soul is man's isolation. That he is inwardly isolated from his neighbour is the consequence of individuality, of the development of personality. But this separative tendency must have a reciprocal pole and this counterpole must consist in the cultivation of an active concern of every man for his neighbour. This awakening of an active concern for others must be developed ever more consciously in the epoch of the Consciousness Soul. Amongst the fundamental impulses indicated in my book Knowledge of the Higher Worlds. How is it achieved? you will find mentioned the impulse which, when applied to social life, aims at enhancing understanding for others. You will find frequent mention of ‘positiveness,’ the need to develop a positive attitude. The majority of men today will certainly have to foreswear their present ways if they wish to develop this positive attitude, for at the moment they have not the slightest notion what it means. When they perceive something in their neighbour which displeases them—I do not mean something to which they have given careful consideration, but something which from a superficial angle meets with their disapproval—they immediately begin to criticize, without attempting to put themselves in their neighbour's skin. It is highly anti-social from the point of view of the future evolution of mankind—this may perhaps seem paradoxical, but it is none the less true—to harbour these tendencies and to approach one's neighbour with undisguised sympathy or antipathy. On the other hand the finest and most important social attribute in the future will be the development of a scientific objective understanding of the shortcomings of others, when we are more interested in their shortcomings than in our concern to criticize them. For gradually in the course of the fifth, sixth and seventh cultural epochs the individual will have to devote himself increasingly and with loving care to the shortcomings of his neighbour. On the pediment of the famous temple of Apollo in Greece was inscribed this motto: ‘Know thyself’. Self knowledge in the highest sense could still be achieved at that time through introspection. But that is becoming progressively less possible. Today man has made little advance in self knowledge through introspection. Fundamentally men know so little of each other because they are concerned only with themselves, and because they pay so little attention to others, especially to what they call the shortcomings of others. This can be confirmed by a purely scientific fact. Today when the scientist wants to discover the secrets of human, animal and plant life he does two things. I have often spoken of this and it is most important. First of all he carries out an experiment, following the same procedure for inorganic life as for organic life. But by experimentation he loses touch with living nature. He who is able to follow with true insight the results of experimentation knows that the experimental method is shot through with the forces of death. All that experimentation can offer, even the patient and painstaking work of Oskar Hertwig2 for example, is dead-sea fruit. It cannot explain how a living being is fertilized, nor how it is born. By this method one can only explain the inorganic. The art of experimentation can tell us nothing of the secrets of life. That is the one side. Today however there is one field of investigation which operates with very inadequate means and is as yet in its very early stages, but which is calculated to give valuable information about human nature, namely, the study of pathological conditions in man. When we study the case history of a man who is not quite normal we feel that we can be at one with him, that with sympathetic understanding we can break through the barrier that separates us from him and so draw nearer to him. By experimentation we are detached from reality; by the study of what are called today pathological conditions—malformations as Goethe so aptly called themwe are brought back to reality. We must not be repelled by them, but must develop an understanding for them. We must say to ourselves: the tragic element in life—without ever wishing it for anybody—can sometimes be most instructive, it can throw a flood of light upon the deepest mysteries of life. We shall only understand the significance of the brain for the life of the soul through a more intensive study of the mentally disturbed. And this is the training ground for a sympathetic understanding of others. Life uses the crude instrument of sickness in order to awaken our interest in others. It is this concern for our neighbour which can promote the social progress of mankind in the immediate future, whereas the reverse of positiveness, a superficial attitude of sympathy or antipathy towards others makes for social regression. These things are all related to the mystery of the epoch of the Consciousness Soul. In every epoch of history mankind develops some definite faculty and this faculty plays an important role in evolution. Recall my words at the end of the last lecture. I said: men must be prepared to recognize more and more in the events of external history creation and destruction, birth and death, birth through impregnation with a new spiritual revelation, death through everything that we create. For the fundamental characteristic of the epoch of the Consciousness Soul is that, on the physical plane, we can only create if we are aware that everything we create is destined to perish. Death is inherent in everything we create. On the physical plane the most important achievements of recent time are fraught with death. And the mistake we make is not that our creations are fraught with death, but that we refuse to recognize that they are vehicles of death. After the first fifth of the epoch of the Consciousness Soul has elapsed, people still say today: man is born and dies. They avoid saying, for it seems absurd: to what end is man born if he is destined to die? Why bring a man into the world when we know that death is his lot. In that event birth is meaningless! Now people do not say this, because nature in her wisdom compels them to accept birth and death in the sphere of external nature. In the sphere of history, however, they have not yet reached the stage when they accept birth and death as the natural order of things. Everything created in the domain of history, they believe, is without exception good and is destined to subsist for ever. In the epoch of the Consciousness Soul we must develop a sense that the external events of history are subject to birth and death, and that, whatever we create, be it a child's toy or an empire, we create in the knowledge that it must one day perish. Failure to recognize the impermanence of things is irrational, just as it would be irrational to believe that one could bear a child which was entitled to live on earth for ever. In the epoch of the Consciousness Soul we must become fully aware that the works of man are impermanent. In the Graeco-Latin epoch this was not necessary, for at that time the course of history followed the natural cycle of birth and death. Civilizations rose and fell as a natural process. In the epoch of the Consciousness Soul it is man who weaves birth and death into the web of his social life. And in this epoch man can acquire a sense for this because in the GraecoLatin epoch this seed had been implanted in him under quite specific circumstances. For a man of the middle Graeco-Latin epoch the most important moment in his development was the early thirties. These years were to some extent the focal point of two forces which are active in every man. The forces which operate in the symptoms of birth are active throughout the whole period from birth to death; but their characteristic features are manifested at birth. Birth is only one significant symptom of the activity of these forces; and the other occasions when the same forces are active throughout the whole of physical life are less important. In the same way, the forces of death begin to act at the moment of birth and when man dies they are especially evident. These two polar forces, the forces of birth and the forces of death, always maintain a kind of balance. In the Graeco-Latin epoch they were most evenly balanced when man reached the early thirties. Up to this age he developed his sentient life and afterwards, through his own efforts, his intellect. Before the thirties his intellectual life could only be awakened through teaching and education. And therefore we speak of the Graeco-Latin epoch as the era of the Rational or Intellectual Soul because the sentient life up to the age of thirty and the intellectual life which developed later were united. But this no longer applies in the epoch of the Consciousness Soul. Today intellectual development ceases before middle life. The majority of people one meets today, especially amongst the middle classes, do not mature after the age of twenty-seven; thereafter they are content to plough the same furrow. You can easily see what I mean by looking around you. How few people today have radically changed in any way since the age of twenty-seven. They have aged physically, their hair has turned grey, they have become decrepit ... (perhaps that is going a little too far), but, on the whole, man reckons that he has reached maximum potentiality by the age of twenty-seven. Let us take the case of a member of the so-called intellectual class. If he has had a sound training up to the age of twenty-seven he wants to establish himself; if he has gained a qualification he wants to make use of it and advance his career potential. Would you expect a man of average intelligence today to become a second Faust, that is to say, to study not only one faculty, but four faculties in succession up to the age of fifty? I do not mean that he should of necessity go to the university, perhaps there are better possibilities than the four faculties. A man who is prepared to continue his studies, to expand his knowledge, a man who remains plastic and capable of transformation is a rarity today. This was far more common amongst the Greeks, at least amongst the intellectual section of the population, because development did not cease in the early thirties. The forces inherited at birth were still very active. They began to encounter the forces leading to death; a state of equilibrium was established at the midway stage of life. Today this situation has come to an end; the majority hopes to be ‘made’ men, as the saying goes, by the age of twenty-seven. Yet at the end of their thirties they could recapture something of their youthful idealism and go forward to wider fields if they really wished to do so! But I wonder how many there are today who are prepared to make the readjustment necessary for the future evolution of mankind: to develop a constant readiness to learn, to remain plastic and to be ever receptive to change. This will not be possible without that active sympathy for others of which I have already spoken. Our hearts must be filled with a tender concern for our neighbour, with sympathetic understanding for his peculiarities. And precisely because this compassion and understanding must take hold of mankind it is so rarely found today. What I have just described throws light upon an important fact of man's inner psychic development. The thread linking birth and death is broken to some extent between the ages of twenty-six to twenty-seven and thirty-seven to thirty-eight. In this decade of man's evolution the forces of birth and death are not fully in harmony. The disposition of soul which man needs, and which he could still experience in the Graeco-Latin epoch because the forces of birth and death were still naturally conjoined, this disposition of soul he must develop in the epoch of the Consciousness Soul because he is able to observe birth and death in the external life of history. In brief, our observation of external life must be such that we can face the world around us fearlessly and courageously, saying to ourselves: we must consciously create and destroy in all domains of life. It is impossible to create forms of social life that last forever. He who works for social ends must have the courage constantly to build afresh, not to stagnate, because the works of man are impermanent and are doomed to perish, because new forms must replace the old. Now in the fourth post-Atlantean epoch, the epoch of the Intellectual or Rational Soul, birth and death were active in man in characteristic fashion; as yet there was no need for him to be aware of them externally. Now, in the epoch of the Consciousness Soul he must perceive them externally; to this end he must again develop in himself something else, and this is very important. Let us look at man schematically in relation to the fourth, fifth and sixth cultural epochs. ![]() In the fourth post-Atlantean epoch (the Graeco-Latin epoch) man was conscious of birth and death when he looked within himself. Today he must first perceive the forces of birth and death externally, in the events of history, in order to discover them within himself. That is why it is so vitally important that in the epoch of the Consciousness Soul man should have a clear understanding of forces of birth and death in their true sense, i.e. a knowledge of repeated lives on earth, in order to acquire an understanding for birth and death in the unfolding of history. But just as man's consciousness of birth and death has passed from an inner experience to an external realization, so in the fifth post-Atlantean epoch he must develop within himself something which in the sixth post-Atlantean epoch beginning in the fourth millennium will once again be experienced externally, namely, evil. In the fifth post-Atlantean epoch evil is destined to develop in man; it will ray outwards in the sixth epoch and be experienced externally just as birth and death were experienced externally in the fifth epoch. Evil is destined to develop in man's inner being. That is indeed an unpleasant truth! One can accept the fact that in the fourth post-Atlantean epoch man was familiar with birth and death as an inner experience and then perceived them in the cosmos as I pointed out in my lectures on the Immaculate Conception and the Resurrection, and the Mystery of Golgotha. Therefore mankind of the fourth post-Atlantean epoch is brought face to face with the phenomenon of the birth and death of Christ Jesus because birth and death were of vital importance in this epoch. Today when Christ is destined to appear again in the etheric body, when a kind of Mystery of Golgotha is to be experienced anew, evil will have a significance akin to that of birth and death for the fourth post-Atlantean epoch! In the fourth epoch the Christ impulse was born out of the forces of death for the salvation of mankind. We can say that we owe the new impulse that permeated mankind to the event on Golgotha. Thus by a strange paradox mankind is led to a renewed experience of the Mystery of Golgotha in the fifth epoch through the forces of evil. Through the experience of evil it will be possible for the Christ to appear again, just as He appeared in the fourth post-Atlantean epoch through the experience of death. In order to understand this—we have already given here and there a few indications of the Mystery of Evil—we must now say a few words about the relationship between the Mystery of Evil and the Mystery of Golgotha. This relationship will be the subject of our next lecture.
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185. From Symptom to Reality in Modern History: The Supersensible Element in the Study of History
26 Oct 1918, Dornach Translated by A. H. Parker Rudolf Steiner |
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185. From Symptom to Reality in Modern History: The Supersensible Element in the Study of History
26 Oct 1918, Dornach Translated by A. H. Parker Rudolf Steiner |
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Even within the limits enjoined upon us by discretion at the present time when one speaks of these matters, one cannot discuss the Mystery of Evil without profound emotion. For here we touch upon one of the deepest mysteries of the fifth post-Atlantean epoch, upon something which meets with little understanding today. Man's sensitivity to these things is but little developed as yet. Nonetheless, in all the so-called secret societies of recent times repeated attempts have been made to give certain indications, in the form of symbols, of the Mystery of Evil and the Mystery of Death which is related to it. But since the last third of the nineteenth century these symbolical representations have seldom been treated seriously, even in the Masonic communities, or have been treated in the manner I indicated here two years ago with reference to important events of the present day.T1 The indications I gave on that occasion were not without a deeper motive, for he who understands these things knows what unplumbed depths of human nature we touch upon here. There is ample evidence that in reality the will to understand these things scarcely exists today. But the will to understand will assuredly come with time and we must ensure by every means at our command that it is awakened. When speaking of these matters one must sometimes give the impression of wanting to criticize certain aspects of the contemporary scene. Even what I said yesterday, for example on the subject of the ideological aspirations of the bourgeoisie since the last third of the nineteenth century can also be regarded as a criticism if taken superficially. Nothing of what is said here is intended as a criticism; I simply wish to characterize, so that we are aware of what forces and impulses have been operative. From a certain point of view it was necessary that these impulses should predominate. One could show that it was a historical necessity that the Bourgeoisie of Europe should remain asleep from the forties to the end of the seventies. Nonetheless the knowledge of this ‘cultural sleep’ ought to have a positive effect; it ought to awaken today certain impulses of cognition and volition which will prepare the ground for the future. In the present epoch of the Consciousness Soul two mysteries (as I have already indicated, I can only speak of them within certain limits) are of particular importance for the evolution of mankind—the Mystery of Death and the Mystery of Evil. From a certain angle the Mystery of Death which is related to the Mystery of Evil during the present epoch, immediately raises the vital question: what is the meaning of death for human evolution? I recently said once again that what passes for science today takes the line of least resistance in these questions. For most scientists death is simply cessation of life, irrespective of whether it is the death of a plant, animal or human being. Spiritual science however cannot take the easy road by treating everything alike. Otherwise the death of a man could be equated with the end of a watch, the death of a watch. For man death is something totally different from the socalled death of other beings. We can only understand the phenomenon of death against the background of those forces which are operative in the universe and which, when they lay hold of man, are responsible for his physical death. Certain forces, certain impulses are active in the universe: but for them man could not suffer death. Man is part of the universe; these forces also permeate man and when they are active in man they cause his death. The question now arises; what do these forces which are active in the universe accomplish apart from bringing death to man? It would be a mistake to imagine that their sole purpose is to bring death to man; that is only a secondary effect. It would never occur to anyone to say: the function of a railway engine is to wear down the rails. Yet that is what actually happens; the engine gradually wears down the rails, it cannot do otherwise. But that is not its function—it is designed for a different purpose. If one were to define a locomotive as a machine whose function is to wear down the rails, one would obviously be talking nonsense. Nonetheless there is no denying the fact that there is a connection between the wearing down of the track and the nature of the locomotive. It would be equally mistaken to say that the forces in the universe which bring death to man exist for this sole purpose. This is only a secondary effect. Their real function is to endow man with the capacity to develop the Consciousness Soul. You see how close is the connection between the Mystery of Death and the evolution of the fifth post-Atlantean epoch, and how important it is that in this fifth post-Atlantean epoch the Mystery of Death should be revealed to all. For the task of the forces which as a secondary effect bring death to man is to implant in him, in the course of his evolution, not the Consciousness Soul, but the capacity to develop the Consciousness Soul. This leads not only to an understanding of the Mystery of Death, but also encourages us to think precisely in matters of importance. In many respects modern thinking—and again this is not intended as a criticism, I merely wish to characterize—is, if I may use the familiar expression which is much to the point, simply ‘sloppy’ (schlampig). The thinking current in modern science is almost without exception typical of the kind of thinking that says: the function of the locomotive is to wear down the rails. Most scientific pronouncements today are on this level. Such thinking will prove to be inadequate if we wish to create in the future a state of affairs beneficial to mankind. And in the epoch of the Consciousness Soul this can only be achieved in full consciousness. I must constantly remind you that this is a truth of profound importance for our time. We frequently hear of people who, drawing upon a seeming fund of wisdom, suggest various social and economic measures, in the belief that it is still possible today to make these recommendations without the help of spiritual science. Only those who think in contemporary terms, in conformity with the needs of the time, realize that all proposals for a future structure of society which are not grounded in spiritual science are a snare and delusion. Only those who are fully aware of this think in conformity with the needs of the time. Those who still listen to the various learned discourses on political economy which are devoid of spiritual content are asleep to the demands of our time. These forces, which must be described as the forces of death, took possession of man's corporeal nature in earlier times—how, you will find in my book Occult Science. They first penetrated into his soul life at that time. For the remainder of his earth evolution man must assimilate these forces of death, and in the course of the present epoch their influence upon him will be such that he brings to full expression in himself the faculty of the Consciousness Soul. The method I adopted when enquiring into the Mystery of Death, i.e. into the forces which are active in the universe and bring death to man, is equally valid for indicating the forces of evil. Even the forces of evil are not designed to promote evil actions within the human order—that again is only a secondary effect. If these forces did not exist in the universe man could not develop the Consciousness Soul; he would be unable to receive as he should in the course of his future evolution the forces of the Spirit Self, the Life Spirit and the Spirit Man. He must first pass through the stage of the Consciousness Soul if he wishes to receive after his own fashion the forces of the Spirit Seif, the Life Spirit and the Spirit Man. And to this end he must, in the course of the fifth post-Atlantean epoch, i.e. up to the middle of the fourth millennium, fully unite his being with the forces of death. This lies within his power. But he cannot unite his own being with the forces of evil in the same way. The forces of evil in the cosmos are such that only in the Jupiter epoch will he be able to assimilate them as he now assimilates the forces of death. One can say therefore that the forces of evil act upon man with less intensity, they take possession of only a part of his being. In order to understand the nature of these forces of evil we must not look to their external effects, but must look for evil where it reveals its true nature, where it acts as it must of necessity act, because the forces which appear as evil in the universe also play into man. And here we touch upon something that can be spoken of only with deep emotion, something we can only express if we assume at the same time that it will be received with the greatest seriousness. If we wish to enquire into evil in man we must not look for it in the evil actions of society, but in evil tendencies. We must first of all ignore completely the consequences of these tendencies which are manifested more or less in a particular individual and turn our attention to the evil tendencies themselves. The question then arises: in which men are evil tendencies active in our present fifth post-Atlantean epoch, those tendencies which, in their secondary effects, are so clearly manifested in evil actions? Which men are subject to these evil tendencies? We receive the answer to our question when we attempt to cross what is called the ‘threshold of the Guardian’ and to acquire a real understanding of the being of man. And the answer is this: since the beginning of the fifth post-Atlantean epoch, evil tendencies are subconsciously present in all men. It is precisely this influx of evil tendencies into men that marks his entrance into the fifth post-Atlantean epoch. Expressed somewhat radically one could say with every justification: he who crosses the threshold of the spiritual world discovers that there is not a crime in the calendar to which every man, in so far as he belongs to the fifth post-Atlantean epoch, is not subconsciously prone. Whether in a particular case this tendency leads to an evil action depends upon wholly different circumstances and not upon the tendency itself. If we are to tell mankind the plain unvarnished truth today, we cannot escape unpalatable facts. The pressing question then arises: what is the purpose of these forces which induce evil tendencies in man, what is the purpose of these forces in the universe when they first infiltrate man's being? They are certainly not present in the universe in order to provoke evil acts in human society. (The reason why they promote evil acts will be discussed later.) These forces of evil do not exist in the universe for the sole purpose of inducing man to commit criminal acts any more than the forces of death exist simply to bring death to man; their function is to awaken in man, when he is called upon to develop the Consciousness Soul, the tendency to open himself to the life of the spirit, as I described yesterday. Man must assimilate these forces of evil which are operative in the universe. By so doing he implants in his being the seed which enables him to experience consciously the life of the spirit. The purpose of these forces of evil which are perverted by the social order is to enable man to break through to the life of the spirit at the level of the Consciousness Soul. If he did not open himself to these tendencies to evil he would not succeed in developing consciously the impulse to receive from the universe the spirit which henceforth must fertilize the whole sphere of cultural life if it is not to perish. Our best course is to consider first of all what is to become of those forces of which the evil actions of men are a caricature and to ask ourselves what is destined to happen in the course of the evolution of mankind under the influence of these forces which, at the same time, are the source of evil tendencies. When one speaks of these things one must touch upon the very core of human evolution. At the same time they are related to the calamities that have overtaken mankind at the present time and will still befall it. For those disasters, like flashes of summer lightning, are harbingers of quite other things that are destined to overtake mankind—lightning flashes that today often reveal the reverse of what is destined to happen. These observations are not a reason for pessimism, but rather should serve to arouse us and stimulate us to action. Perhaps we shall best achieve our purpose if we start from a concrete phenomenon. I spoke yesterday of an important impulse in the epoch of the Consciousness Soul—the development of an active concern on the part of every man for his neighbour. This mutual concern for each other must grow and develop in the course of man's subsequent evolution on earth, especially in four domains. First, as man prepares his future development, he will see his fellow man in a progressively different light. Today, when a little over a fifth of the epoch of the Consciousness Soul has run its course, man still shows little inclination to see his fellow man as he will have to learn to see him in the course of the epoch of the Consciousness Soul, up to the fourth millennium. Men still ignore the most important element in others, they have no real understanding of their neighbour. In this connection they have not taken full advantage of what art has implanted in their souls in the course of their different incarnations. Much can be learned by studying the development of art and on different occasions I have given many an indication of what can be learned from the evolution of art. If one observes the symptoms, as I have urged in these lectures, it is undeniable that in almost every branch of art artistic creation and appreciation are at a low ebb. Everything that has been undertaken in the field of art in recent decades clearly demonstrates that art is passing through a period of decadence. The most important contribution of art to the evolution of mankind is the training it provides for an understanding of future problems. Every branch of culture, of course, has many ramifications and consequently all kinds of secondary effects, but art by its very nature embodies something that leads to a deeper and more concrete understanding of man. He who makes a thorough study of the artistic forms in painting and sculpture, or of the nature of the inner rhythms in music and poetryand the artists themselves often fail to do this today—he who has a deep inner experience of art is imbued with something which enables him to understand the human being in his picture-nature. In the epoch of the Consciousness Soul mankind must develop the capacity to comprehend man symbolically. You are already familiar with some of the basic principles of this symbolical understanding. When we look at the human head we are reminded of man's earliest beginnings. Just as a dream is seen as a memory of the sensible world and thereby receives its characteristic stamp, so for those who understand reality everything pertaining to the sensible world is an image of the spiritual. We must learn to perceive the spiritual archetype of man through his picture-nature. In future man will become to some extent transparent to his fellow man. The form of his head, his gait, will awaken in us an inner sympathy and understanding of a different nature from what we find in human tendencies today. For we shall only know man as an ego being when we have this conception of his picture-nature, when we can approach him with the fundamental feeling that what the physical eyes perceive of man bears the same relation to the true super-sensible reality of man as the picture painted on canvas bears to the reality which it depicts. We must develop this fundamental feeling in ourselves. We must approach man in such a way that we no longer see him as a combination of bones, muscles, blood, etcetera, but as the image of his eternal, spiritual being. Supposing a man walks past us; we would not recognize him if he did not awaken in us the realization of what he is as an eternal spiritual super-sensible being. This is how we shall see man and this is how we shall be able to see him in the future. When we perceive human forms and movements and all that is associated with them as an image of the eternal, we shall feel warmth or coldness and of necessity will gradually be filled with inner warmth or coldness. As we go through life we shall come to know man very intimately; towards some we shall feel warm, towards others cold. Worst of all will be the situation of those who evoke neither warmth nor coldness. We shall have an inner experience of others in the warmth ether that penetrates our etheric body; this will be the reaction of the enhanced interest that must be developed between men. A second factor must provoke even more paradoxical emotions in contemporary man who has not the slightest desire to accept these new ideas. But perhaps in the not too far distant future this antipathy will be transformed into sympathy for the right understanding of man. This second phase of future development will bring a totally different understanding between men. In order to achieve this the two millennia from now until the end of the fifth postAtlantean epoch will not suffice; a longer period will be necessary, reaching into the sixth epoch. Then, to the knowledge of the ego will be added a special capacity, the capacity to feel, to sense in our neighbour when we approach him his relationship to the third Hierarchy, to the angels, archangels and archai. And this will be developed through an increasing recognition that man's response to language will be different from that of the present day. The evolution of language has already passed its zenith. In reality language has already become abstract.T2 At the present time a wave of profound untruthfulness is sweeping over the world in that attempts are being made to create institutions on a linguistic basis. Men no longer have the relationship to language which reveals through language the being of man. I have quoted on various occasions an example which may serve as a first step towards an understanding of this matter.T3 I cited it again in a public lecture which I gave in Zürich because it is important to draw the attention of the public to these things. I pointed out in this lecture that a surprise awaits us when we compare the articles of Herman Grimm on the methodology of history (for he was a typical representative of Central European culture) with those of Woodrow Wilson. I carried out this comparative study most conscientiously and showed that it is possible to substitute certain passages of Woodrow Wilson for passages in Hermann Grimm, for the wording is almost identical. Equally one could exchange whole passages of Grimm on historical methodology for those of Wilson on the same subject. And yet there is a radical difference between the two which we perceive when we read them without concern for the content (for the content as such, taken literally, will have increasingly less importance for mankind in the course of their future evolution). The difference is this: in Grimm, everything, even the passages with which one may not agree, are the fruit of personal endeavour; he has wrestled with them sentence by sentence, step by step. In Wilson everything seems to be prompted by his own inner daimon which subconsciously possesses him. What is important is the source, the origin of these writings: in the one case it is directly at the threshold of consciousness, in the other case in the daimonic promptings which find their way from the subconscious into consciousness ... so that one can say: the writings of Wilson are in part the product of possession. I quote this example in order to show you that it is no longer of significance today that the words should be identical. I always feel extremely sad when friends of our movement bring me articles of some pastor or professor and say: Do look at this, it sounds quite anthroposophical! Now in our present cultural epoch even a professor who dabbles in politics may well write things which, taken literally, of course are in keeping with the realities of our time. It is not the exact words that matter, but the region of the soul whence these things arise. It is important to discover behind the words their spiritual source. All that I have said here does not spring from a desire to lay down definite principles. It is the ‘how’ that matters. It is important that these words should be permeated by that Force which derives directly from the spirit. He who finds a verbal similarity between the articles of the pastor or professor and what I have said here without feeling that my words spring from a spiritual source and are imbued with spiritual substance because they reflect the totality of the anthroposophical Weltanschauung, he who ignores this ‘how,’ fails to understand me if he does not distinguish between modern opinions that smack of Anthroposophy and Anthroposophy itself. It is of course not very pleasant to point to examples of this kind because the tendency today is often to take the opposite course. But when we speak in earnest, if our words are not intended simply as an anodyne, a kind of cultural soporific, it is a duty, it is a necessity even, not to shrink from selecting such examples, though they may be distasteful to many. For those who are in earnest about the future must be prepared to face the consequences for everyone if they ignore the fact that the world may be fated to have its organization determined by a half-baked American Professor. It is not easy to speak of realities today because many are satisfied with the life of illusion. Nonetheless one speaks of realities in those spheres where it is absolutely necessary, and where it is important, or at least should be important, for man to hear of them. Men must learn to see through words; they will have to acquire the capacity to grasp the gesture in language. Before this epoch, before this fourth millennium has run its course, men will have learnt to listen to one another differently from the way they do at the present moment; they will find in language an external expression of man's relation to the third Hierarchy, to the angels, archangels and archai, a means whereby he can attain to the super-sensible, to the spirit. And thus the soul of man will be heard through language and this will lead to a totally different community life. And a large part of the so-called forces of evil must be transformed so that it will be possible by listening to what a man says to hear the soul through the words. Then when the soul is heard through the words people will experience a peculiar sensation of colour and through this sensation of colour arising from language men of all nations will learn to understand one another. A particular sound will evoke the same sensation as the perception of the colour blue or of a blue surface. Another sound will evoke the same sensation as the perception of the colour red. The normal sensation of warmth we feel when we look at a man becomes to some extent colour when we listen to him. And we shall have to experience in ourselves what echoes from human lips to human ears on the wings of sounds. This will be experienced by man in the future. Thirdly, men will experience inwardly the emotional reactions of others. In this respect language will play an important role—and not only language. When one man confronts another he will experience in his own respiration the emotional configuration of the other. In future time respiration will adapt itself to the affective life of the person who confronts us. In the presence of one man we shall breathe more rapidly, in the presence of another we shall breathe more slowly. According to the changing rhythm of our respiration we shall feel the kind of man with whom we are dealing. Think how the social life of the community will be cemented, how intimate corporate life will become! It will be a long time, no doubt, before this goal is achieved. It will take the whole of the sixth postAtlantean epoch and the early years of the seventh epoch before respiration is adapted to the life of the soul. And in the seventh epoch, a part of what is now the fourth stage of development will be realized. That is, when men belong to a community of their own volition, they will have to ‘digest’ one another, if you will pardon this crude expression. When we are compelled to will this or that in common with another, or will to want it, we shall have inner experiences akin to those which we have in a primitive form today when we consume a certain food. In the sphere of will men will have to ‘digest’ one another, in the sphere of feeling to ‘breathe’ one another; in the sphere of understanding through language they will have to experience one another through sensations of colour. And men will come to know one another as ego-beings when they learn to see each other as they really are. But all these forces will be more inward, more related to the life of the soul. They will be fully developed only in the course of the Jupiter, Venus and Vulcan epochs. The earth evolution of mankind already demands psychic and spiritual indications of this development. The present age with its strange and calamitous development is the revolt of mankind against what is destined to follow from these developments which I have just described. Because in future all particularist tendencies in society must be abandoned, mankind rebels, and the trivial doctrine of national self determination is noised abroad. What we are witnessing today is a revolt against the divinely ordered course of evolution, a struggle to resist the inevitable. We must be aware of these things if we are to lay a firm foundation for an understanding of the Mystery of Evil. For evil is often a secondary effect of the force that must intervene in human evolution. When a locomotive that has to cover a long distance strikes a bad section of the track, it destroys the rails and comes to a halt. In its evolution mankind is moving towards the goals I have described to you. And it is the task of the Consciousness Soul to recognize that mankind must press forward consciously to these goals. But the present lines are badly laid and it will be some time before better lines are in position, for often people proceed to replace the old lines by others which are not a whit better. But, as you see, spiritual science has no wish to be pessimistic. It sets out to show man where he really stands in evolution today. But it demands nonetheless that, at least for certain solemn moments of recollection, he can renounce certain current tendencies. And because men find it so difficult to make this sacrifice, because, in spite of everything, everyone immediately reverts to his old routine, it is extremely difficult to speak frankly on these matters today. For we touch upon here—and this is characteristic of our time—problems of the nature of evil which threaten to destroy mankind today and one must constantly exhort men to wake up. Indeed, many things can only be discussed within certain limits and in consequence much will be omitted entirely or deferred to another occasion. Let us take an example that concerns us closely and do not take it amiss if I present it in the following way. A week ago I was asked to say something on the subject of the symptomatology of Swiss history. I have given the matter most careful thought from every angle. But if I, as a foreigner, were to embark upon the symptomatology of Swiss history from the fifteenth century until the present day in the presence of Swiss nationals here in Dornach, I would find myself in a very strange situation. Let me illustrate the problem from another angle. Suppose that in July of this year (1918) someone in Germany or even in Austria had described the events and personalities as people do today, imagine what an outburst there would have been if he had portrayed five, fifteen or thirty years ago, for example, the conditions in Austria today! I am aware, therefore, that I would cause grave offence if I were to speak of Swiss history as the Swiss will speak of it here in Switzerland twenty years hence. For people cannot do otherwise, given their innate conservatism, than close their ears to what must be said from the standpoint of the future. It is true that in many spheres ordinary people—and after all we must count ourselves amongst them—especially in spheres that touch them closely, are unwilling to hear the truth. They prefer an anodyne. I assure you that I would give offence if I did not temper to some extent the subject on which I have been asked to speak. In the light of further reflection I think it is best to leave matters alone for the present. For judgements which are passed now—and from which one would dissent to some extent—are reminders that, if we wish to portray certain events today, we should do as I did yesterday. When one criticizes the Russian revolution and when one describes the relationship of the bourgeoisie to the broad masses and to the more radical elements of the extreme left, any such criticism is regarded here in Switzerland as relatively harmless, as an edifying Sunday afternoon sermon and is tolerated. And then one can abandon oneself, I will not say to the illusion, but to the pious hope that what I have said will penetrate into a few souls and will prove more efficacious than the normal Sunday afternoon sermons ... although even in matters of moment, the experience of recent years has often demonstrated the contrary. But to comment on the immediate situation is not the task of one, who not being a Swiss national, would speak to the Swiss of their own history. When I gave a general survey of recent history in a public lecture in ZürichT4 I had of course to speak with a certain reserve, although I did not hesitate to indicate the radical consequences which must be drawn from the facts. It is extremely convenient for the majority of people today to look upon Woodrow Wilson as a great man, as a benefactor of mankind. But if one denies this and speaks the truth, the truth is found to be unpalatable and one is regarded as a mischief-maker! And this has always been the case with those truths which are drawn from the well-spring of the super-sensible. But today we are living in the epoch of the Consciousness Soul and it is necessary that mankind should be aware of certain truths. There is really no point in continually repeating the obvious—that people today are not receptive to spiritual ideas. The question is not whether people are receptive or not, but whether we ourselves take the necessary steps in order to bring before mankind the necessary truths when the opportunity arises. And in addition we should harbour no illusions about the receptivity of mankind to truths. We must be quite clear that, today especially, men are seldom receptive to what is vitally necessary for them ... and that they insist upon ordering the world in a way that does not correspond with the true evolutionary impulse of our epoch. Indeed one experiences the bitterest disappointments in this domain. But one accepts them without resentment, in order to learn from them what we are to do under certain circumstances. I will speak later of these matters in greater detail. It would have been a splendid thing if only a few people could have been found in Central Europe who, from an understanding of certain Masonic impulses, could have realized the significance of what I said here two years ago on the subject of secret societies. But, inevitably, there was no response. One cannot imagine a more sterile attitude than that of Central European Masonry in recent decades. This is shown by the fact, frequently mentioned, that one meets with resistance when one refuses to amalgamate in any way the teachings of spiritual science with the Freemasonry of Central Europe. On the other hand when a super windbag, the so-called Nietzsche specialist, Horneifer, appeared and talked solemn nonsense about symbolism and the like, he was taken seriously in many quarters. The deeper reason for all this is that certain demands are made upon those who wish to take up spiritual science, and this is by no means easy! One finds today advocates of a renewal of the spirit who explain to people that they need only lie down on a couch and relax and the higher ego, God, and heaven knows what else will awaken in them and then there will be no need to wrestle with these terrible concepts of anthroposophically orientated spiritual science. One need only listen to one's inner voice, surrender passively, then the higher mystical ego will manifest itself and one will feel and experience the presence of God in oneself. I have known statesmen who prefer to listen to these ‘pundits’ who recommend them to take the easy path to the higher ego rather than listen to the teachings of spiritual science. A friend told me recently that one of these pundits had said to him when he was still one of his disciples: you have no idea how stupid I am! Yet this very man who confessed to his stupidity in order to show that intelligence is not needed in order to introduce men to the primal sources of wisdom, this man has a large following everywhere. People prefer to listen to such men rather than to those who speak of the thorny path ahead if man is to understand the task of the Consciousness Soul, who tell us of four aspects of evolution or that men must experience one another through warmth, through a sensation of colour, through respiration, that they must ‘digest’ one another. In order to arrive at an understanding of this, one must swallow a whole library of books—a most unpleasant prospect! But people find this prospect unpalatable, most unpalatable! But if people find this prospect unpalatable, that is due to the impulse which is impelling our age towards catastrophe, to the tragedy of our time. This situation, however, is no cause for pessimism; rather is it a call to energetic action, to translate our knowledge into deeds. And this cannot be repeated too often. I mentioned yesterday the problem of suction and pressure in connection with the Russian revolution. I leave it to each of you to ask yourselves if this problem after all is not a matter deserving of careful reflection. Otherwise people might say: It is true that in Russia the bourgeoisie failed to unite with the peasants, but here in Germany we are more fortunate, bourgeoisie and peasants will join forces and then socialism will come into its own. But they forget that many people in Russia said the same and it is precisely because people held this view that Russia collapsed.
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185. From Symptom to Reality in Modern History: Brief Reflections on the Publication of the New Edition of ‘The Philosophy of Freedom’
30 Oct 1918, Dornach Translated by A. H. Parker Rudolf Steiner |
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185. From Symptom to Reality in Modern History: Brief Reflections on the Publication of the New Edition of ‘The Philosophy of Freedom’
30 Oct 1918, Dornach Translated by A. H. Parker Rudolf Steiner |
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I have spoken to you from various points of view of the impulses at work in the fifth post-Atlantean epoch. You suspect—for I could only draw your attention to a few of these impulses—that there are many others which one can attempt to lay hold of in order to comprehend the course of evolution in our epoch. In my next lectures I propose to speak of the impulses which have been active in the civilized world since the fifteenth century, especially the religious impulses. I will attempt therefore in the three following lectures to give you a kind of history of religions. Today I should like to discuss briefly something which some of you perhaps might find superfluous, but which I am anxious to discuss because it could also be important in one way or another for those who are personally involved in the impulses of the present epoch. I should like to take as my starting point the fact that at a certain moment, I felt that it was necessary to lay hold of the impulses of the present time in the ideal which I put forward in my book The Philosophy of Freedom. The book appeared, as you know, a quarter of a century ago and has just been reprinted. I wrote The Philosophy of Freedom—fully conscious of the exigencies of the time—in the early nineties of the last century. Those who have read the preface which I wrote in 1894 will feel that I was animated by the desire to reflect the needs of the time. In the revised edition of 1918 I placed the original preface of 1894 at the end of the book as a second appendix. Inevitably when a book is re-edited after a quarter of a century circumstances have changed; but for certain reasons I did not wish to suppress anything that could be found in the first edition. As a kind of motto to The Philosophy of Freedom I wrote in the original preface: ‘Truth alone can give us assurance in developing our individual powers. Whoever is tormented by doubts finds his powers emasculated. In a world that is an enigma to him he can find no goal for his creative energies.’ ‘This book does not claim to point the only possible way to truth, it seeks to describe the path taken by one who sets store upon the truth.’ I had been only a short time in Weimar when I began to write The Philosophy of Freedom. For some years I had carried the main outlines in my head. In all I spent seven years in Weimar. The complete plan of my book can be found in the last chapter of my doctoral dissertation, Truth and Science. But in the text which I presented for my doctorate I omitted of course this last chapter. The fundamental idea of The Philosophy of Freedom had taken shape when I was studying Goethe's Weltanschauung which had occupied my attention for many years. As a result of my Goethe studies and my publications on the subject of Goethe's Weltanschauung I was invited to come to Weimar and collaborate in editing the Weimar edition of Goethe's works, the Grand Duchess Sophie edition as it was called. The Goethe archives founded by the Grand Duchess began publication at the end of the eighties. You will forgive me if I mention a few personal details, for, as I have said, I should like to describe my personal involvement in the impulses of the fifth post-Atlantean epoch. In the nineties of the last century in Weimar one could observe the interweaving of two streams—the healthy traditions of a mature, impressive and rich culture associated with what I should like to call Goetheanism, and the traditional Goetheanism in Weimar which at that time was coloured by the heritage of Liszt. And also making its influence felt—since Weimar through its academy of art has always been an art centre—was what might well have provided important impulses of a far-reaching nature if it had not been submerged by something else. For the old, what belongs to the past, can only continue to develop fruitfully if it is permeated and fertilized by the new. Alongside the Goetheanism—which survived in a somewhat petrified form in the Goethe archives, (but that was of no consequence, it could be rejuvenated, and personally I always saw it as a living force)—a modern spirit invaded the sphere of art. The painters living in Weimar were all influenced by modern trends. In those with whom I was closely associated one could observe the profound influence of the new artistic impulse represented by Count Leopold von Kalkreuth,1 who at that time, for all too brief a period, had been a powerful seminal force in the artistic life of Weimar. In the Weimar theatre also a sound and excellent tradition still survived, though marred occasionally by philistinism. Weimer was a centre, a focal point where many and various cultural streams could meet. In addition, there was the activity of the Goethe archives which were later enlarged and became the Goethe-Schiller archives. In spite of the dry philological approach which lies at the root of the work of archives, and reflects the spirit of the time and especially of the outlook of Scherer,2 an active interest on the more positive impulses of the modern epoch was apparent, because the Goethe archives became the magnet for international scholars of repute. They came from Russia, Norway, Holland, Italy, England, France and America and though many did not escape the philistinism of the age it was possible nonetheless to detect amongst this gathering of international scholars in Weimar, especially in the nineties, signs of more positive forces. I still vividly recall the eccentric behaviour of an American professorT1 who was engaged on a detailed study of Faust. I still see him sitting crosslegged on the floor because he found it convenient to sit next to the bookshelf where he could immediately put his hand on the reference books he needed without having to return continually to his chair. I remember also the gruff Treitschke3 whom I once met at lunch and who wanted to know where I came from. (Since he was deaf one had to write everything down on slips of paper.) When I replied that I came from Austria he promptly retorted, characterizing the Austrians in his inimitable fashion: well, the Austrians are either extremely clever people or scoundrels! And so one could take one's choice; one could opt for the one or the other. I could quote you countless examples of the influence of the international element upon the activities in Weimar. One also learned much from the fact that people also came to Weimar in order to see what had survived of the Goethe era. Other visitors came to Weimar who excited a lively interest for the way in which they approached Goetheanism, etcetera. I need only mention Richard Strauss4 who first made his name in Weimar and whose compositions deteriorated rather than improved with time. But at that time he belonged to those elements who provided a delightful introduction to the modern trends in music. In his youth Richard Strauss was a man of many interests and I still recall with affection his frequent visits to the archives and the occasion when he unearthed one of the striking aphorisms to be found in Goethe's conversations with his contemporaries. The conversations have been edited by Waldemar Freiherr von Biedermann5 and contain veritable pearls of wisdom. I mention these details in order to depict the milieu of Weimar at that time in so far as I was associated with it. A distinguished figure, a living embodiment of the best traditions of the classical age of Weimar, quite apart from his princely origin, was a frequent visitor to the archives. It was the Grand Duke Karl Alexander whose essentially human qualities inspired affection and respect. He was the survivor of a living tradition for he was born in 1818 and had therefore spent the fourteen years of his childhood and youth in Weimar as a contemporary of Goethe. He was a personality of extraordinary charm. And in addition to the Duke one had also the greatest admiration for the Grand Duchess Sophie of the house of Orange who made herself responsible for the posthumous works of Goethe and attended to all the details necessary for their preservation. That in later years a former finance minister was appointed head of the Goethe Society certainly did not meet with approval in Weimar. And I believe that a considerable number of those who were by no means philistine and who were associated in the days of Karl Alexander with what is called Goetheanism would have been delighted to learn, in jest of course, that perhaps after all there was something symptomatic in the Christian name of the former finance minister who became president of the Goethe Society. He rejoiced in the Christian name of Kreuzwendedich.6 I wrote The Philosophy of Freedom when I was deeply involved in this milieu and I feel certain that it expressed a necessary impulse of our time. I say this, not out of presumption, but in order to characterize what I wanted to achieve and still wish to achieve with the publication of this book. I wrote The Philosophy of Freedom in order to give mankind a clear picture of the idea of freedom, of the impulse of freedom which must be the fundamental impulse of the fifth post-Atlantean epoch (and which must be developed out of the other fragmentary impulses of various kinds.) To this end it was necessary first of all to establish the impulse of freedom on a firm scientific basis. Therefore the first section of the book was entitled ‘Knowledge of Freedom.’ Many, of course, have found this section somewhat repugnant and unpalatable, for they had to accept the idea that the impulse of freedom was firmly rooted in strictly scientific considerations based upon freedom of thought, and not in the tendency to scientific monism which is prevalent today. This section, ‘Knowledge of Freedom,’ has perhaps a polemical character which is explained by the intellectual climate at that time. I had to deal with the philosophy of the nineteenth century and its Weltanschauung. I wanted to demonstrate that the concept of freedom is a universal concept, that only he can understand and truly feel what freedom is who perceives that the human soul is the scene not only of terrestrial forces, but that the whole cosmic process streams through the soul of man and can be apprehended in the soul of man. Only when man opens himself to this cosmic process, when he consciously experiences it in his inner life, when he recognizes that his inner life is of a cosmic nature will it be possible to arrive at a philosophy of freedom. He who follows the trend of modern scientific teaching and allows his thinking to be determined solely by sense perception cannot arrive at a philosophy of freedom. The tragedy of our time is that students in our universities are taught to harness their thinking only to the sensible world. In consequence we are involuntarily caught up in an age that is more or less helpless in face of ethical, social and political questions. For a thinking that is tied to the apron strings of sense perception alone will never be able to achieve inner freedom so that it can rise to the level of intuitions, to which it must rise if it is to play an active part in human affairs. The impulse of freedom has therefore been positively stifled by a thinking that is conditioned in this way. The first thing that my contemporaries found unpalatable in my book The Philosophy of Freedom was this: they would have to be prepared first of all to fight their way through to a knowledge of freedom by self-disciplined thinking. The second, longer section of the book deals with the reality of freedom. I was concerned to show how freedom must find expression in external life, how it can become a real driving force of human action and social life. I wanted to show how man can arrive at the stage where he feels that he really acts as a free being. And it seems to me that what I wrote twenty years ago could well be understood by mankind today in view of present circumstances. What I had advocated first of all was an ethical individualism. I had to show that man can never become a free being unless his actions have their source in those ideas which are rooted in the intuitions of the single individual. This ethical individualism only recognized as the final goal of man's moral development what is called the free spirit which struggles free of the constraint of natural laws and the constraint of all conventional moral norms, which is confident that in an age when evil tendencies are increasing, man can, if he rises to intuitions, transmute these evil tendencies into that which, for the Consciousness Soul, is destined to become the principle of the good, that which is befitting the dignity of man. I wrote therefore at that time:
I envisaged the idea of a free community life such as I described to you recently from a different angle—a free community life in which not only the individual claims freedom for himself, but in which, through the reciprocal relationship of men in their social life, freedom as impulse of this life can be realized. And so I unhesitatingly wrote at that time:
With this ethical individualism the whole Kantian school, of course, was ranged against me, for the preface to my essay Truth and Science opens with the words: ‘We must go beyond Kant.’ I wanted at that time to draw the attention of my contemporaries to Goetheanism—the Goetheanism of the late nineteenth century however—through the medium of the so-called intellectuals, those who regarded themselves as the intellectual elite. I met with little success. And this is shown by the articleT2 which I recently wrote in the Reich and especially by my relations to Eduard von Hartmann.7 You can imagine the alarm of contemporaries who were gravitating towards total philistinism, when they read this sentence:T3 When Kant apostrophizes duty:
Thus the underlying purpose of The Philosophy of Freedom was to seek freedom in the empirical, in lived experience, a freedom which at the same time should be established on a firm scientific foundation. Freedom is the only word which has a ring of immediate truth today. If freedom were understood in the sense I implied at that time, then everything that is said today about the world order would strike a totally different note. We speak today of all sorts of things—of peace founded on justice, of peace imposed by force and so on. But these are simply slogans because neither justice nor force bear any relationship to their original meaning. Today our idea of justice is completely confused. Freedom alone, if our contemporaries had accepted it, could have awakened in them fundamental impulses and brought them to an understanding of reality. If, instead of such slogans as peace founded on justice, or peace imposed by force, people would only speak of peace based on freedom, then this word would echo round the world and in this epoch of the Consciousness Soul might kindle in the hearts of men a sense of security. Of course in a certain sense this second, longer section had a polemical intention, for it was necessary to parry (in advance) the attacks which in the name of philistinism, cheap slogans and blind submission to authority could be launched against this conception of the free spirit. Now although there were isolated individuals who sensed which way the wind was blowing in The Philosophy of Freedom, it was extremely difficult—in fact it was impossible—to find my contemporaries in any way receptive to its message. It is true—amongst isolated voices—that a critic of the time wrote in the Frankfurter Zeitung: ‘clear and true, that is the motto that could be written on the first page of this book,’ but my contemporaries had little understanding of this clarity and truth. Now this book appeared at a time when the Nietzsche wave was sweeping over the civilized world—and though this had no influence on the contents, it was certainly not without effect upon the hope I cherished that the book might nonetheless be understood by a few contemporaries. I am referring to the first Nietzsche wave when people realized that Nietzsche's often unbalanced mind was the vehicle of mighty and important impulses of the age. And before Nietzsche's image had been distorted by people such as Count Kessler8 and Nietzsche's sister, in conjunction with such men as the Berliner, Karl Breysig and the garrulous Horneffer,8a there was every hope that, after the ground had been prepared by Nietzsche, these ideas of freedom might find a certain public. This hope was dashed when, through the people mentioned above, Nietzsche became the victim of modern decadence, of literary pretentiousness and snobism—(I do not know what term to choose in order to make myself understood). After having written The Philosophy of Freedom I had first of all to observe how things developed—I am not referring to the ideas contained in the book (for I knew that at first few copies had been sold), but to the impulses which had been the source of the ideas in The Philosophy of Freedom. I had the opportunity of studying this for a number of years from the vantage point of Weimar. However, shortly after its publication, The Philosophy of Freedom found an audience, an audience whom many would now regard as lukewarm. It found limited support in the circles associated with the names of the American, Benjamin Tucker, and the Scottish-German or German-Scott, John Henry Mackay.9 In a world of increasing philistinism this was hardly a recommendation because these people were among the most radical champions of a social order based on freedom of the Spirit and also because when patronized to some extent by these people, as happened for a time in the case of The Philosophy of Freedom, one at least earned the right to have not only The Philosophy of Freedom, but also some of my later publications banned by the Russian censor! The Magazin für Literatur which I edited in later years found its way into Russia, but, for this reason, most of its columns were blacked out. But the movement with which the Magazin was concerned and which was associated with the names of Benjamin Tucker and J. H. Mackay failed to make any impression amid the increasing philistinism of the age. In reality that period was not particularly propitious for an understanding of The Philosophy of Freedom, and for the time being I could safely let the matter drop. It seems to me that the time has now come when The Philosophy of Freedom must be republished, when, from widely different quarters voices will be heard which raise questions along the lines of The Philosophy of Freedom. You may say, of course, that it would have been possible nonetheless to republish The Philosophy of Freedom during the intervening years. No doubt many impressions could have been sold over the years. But what really matters is not that my most important books should sell in large numbers, but that they are understood, and that the spiritual impulse underlying them finds an echo in men's hearts. In 1897 I left the Weimar milieu where I had been to some extent a spectator of the evolution of the time and moved to Berlin. After Neumann-Hofer had disposed of the Magazin I acquired it in order to have a platform for ideas which I considered to be timely, in the true sense of the word, ideas which I could advocate publicly. Shortly alter taking over the Magazin, however, my correspondence with J. H. Mackay was published and the professoriate who were the chief subscribers to the Magazin were far from pleased. I was criticized on all sides. ‘What on earth is Steiner doing with our periodical,’ they said, ‘what is he up to?’ The whole professoriate of Berlin University who had subscribed to the Magazin at that time, in so far as they were interested in philology or literature—the Magazin had been founded in 1832, the year of Goethe's death and amongst other things this was one of the reasons why the University professors had subscribed to the review—this professoriate gradually cancelled their subscriptions. I must admit that with the publication of the Magazin I had the happy knack of offending the readers—the readers and not the Zeitgeist. In this context I should like to recall a small incident. Amongst the representatives of contemporary intellectual life who actively supported my work on behalf of Goetheanism was a university professor. I will mention only one fact ... those who know me will not accuse me of boasting when I say that this professor once said to me in the Russischer Hof in Weimar: ‘Alas, in comparison with what you have written on Goethe, all our trivial comments on Goethe pale into insignificance.’ I am relating a fact, and I do not see why under present circumstances these things should be passed over in silence. For after all the second half of the Goethean maxim remains true (the first half is not Goethean): vain self praise stinks, but people rarely take the trouble to find out how unjust criticism on the part of others smells.10 Now this professor was also a subscriber to the Magazin. You will remember the international storm raised by the Dreyfus affair at that time. Not only had I published in the MagazinT4 information on the Dreyfus11 case that I alone was in a position to give, but I had vigorously defendedT5 the famous article, J'accuse, which Zola had written in defence of Dreyfus. Thereupon I received from the professor who had sung my praises in divers letters (and even had these effusions printed) a postcard saying: ‘I hereby cancel my subscription to the Magazin once and for all since I cannot tolerate in my library a periodical that defends Emile Zola, a traitor to his country in Jewish pay.’ That is only one little incident: I could mention hundreds of a similar kind. As editor of the Magazin für Literatur I was brought in contact with the dark corridors of the time and also with the modern trends in art and literature.T6 Were I to speak of this you would have a picture of many characteristic features of the time. Somewhat naively perhaps I had come to Berlin in order to observe how ideas for the future might be received by a limited few thanks to the platform provided by the Magazin—at least as long as the material resources available to the periodical sufficed, and as long as the reputation which it formerly enjoyed persisted, a reputation which, I must confess, I undermined completely. But I was able in all innocence to observe how these ideas spread amongst that section of the population which based its Weltanschauung upon the writings of that pot-house philistine Wilhelm Bölsche12 and similar popular idols. And I was able to make extremely interesting studier which, from many and various points of view, threw light upon what is, and what is not, the true task of our epoch. Through my friendship with Otto Erich Hartleben13 I met at that time many of the rising generation of young writers who are now for the most part outmoded. Whether or not I fitted into this literary group is not for me to decide. One of the members of this group had recently written an article in the Vossische Zeitung which he tried to show in his pedantic way that I did not fit into this community and he looked upon me as an unpaid peripatetic theologian amongst a group of people who were anything but unpaid peripatetic theologians, but who were at least youthful idealists. Perhaps the following episode will also interest you because it shows how I became for a time a devoted friend of Otto Erich Hartleben. It was during the time when I was still in Weimar. He always visited Weimar to attend the meetings of the Goethe Society; but he regularly missed them because it was his normal habit to get up at 2 in the afternoon and the meetings began at 10 a.m. When the meetings were over I used to call on him and usually found him in bed. Occasionally we would while away an evening together. His peculiar devotion to me lasted until the sensational Nietzsche affair in which I was involved severed our friendship. We were sitting together one evening and I recall how he warmed to me when, in the middle of the conversation, I made the epigrammatic remark: ‘Schopenhauer is simply a narrow-minded genius.’ Hartleben was delighted; and he was delighted with many other things I said the same evening so that Max Martersteig (who became famous in later years) jumped up at my remarks and said: ‘Don't provoke me, don't provoke me.’ It was on one of the evenings which I spent in those days in the company of the promising Otto Erich Hartleben and the promising Max Martersteig and others that the first Serenissimus anecdote was born. It became the source of all later Serenissimus anecdotes. I should not like to leave this unmentioned; it certainly belongs to the milieu of The Philosophy of Freedom, for the spirit of The Philosophy of Freedom pervaded the circle I frequented and I still recall today the stimulus which Max Halbe14 received from it (at least that is what he claimed). All these people had already read the book and many of the ideas of The Philosophy of Freedom have nonetheless found their way into the world of literature. The original Serenissimus anecdote from which all other Serenissimus anecdotes are derived did not by any means spring from a desire to ridicule a particular personality, but from that frame of mind that must also be associated with the impulse of The Philosophy of Freedom, namely, a certain humouristic attitude to life or—as I often say—an unsentimental view of life which is especially necessary when one looks at life from a deeply spiritual standpoint. This original anecdote is as follows: His Serene Highness is visiting the state penitentiary and asks for a prisoner to be brought before him. The prisoner is brought in. His Highness then asks him a series of questions: ‘How long have you been detained here?’ ‘Twenty years’—‘Twenty years! That's a good stretch. Tell me, my good fellow, what possessed you to take up your residence here?’ ‘I murdered my mother.’ ‘I see, you murdered your mother; strange, very strange! Now teil me, my good fellow, how long do you propose to stay here?’ ‘As long as I live; I have been given a life sentence.’ ‘Strange! That's a good stretch. Well, I won't take up your valuable time with further questions.’ He turns to the prison Governor—‘See that the last ten years of the prisoner's life sentence are remitted.’ That was the original anecdote. It did not spring from any malicious intention, but from a humorous acceptance of that which, if necessary, also has its ethical value. I am convinced that if the personality at whom this anecdote—perhaps mistakenly—was often directed had himself read this anecdote he would have laughed heartily. I was able therefore to observe how in the Berlin circle I have mentioned attempts were made to introduce something of the new outlook. But ultimately a touch of the Bölsche crept into everything. I am referring of course not only to the fat Bölsche domiciled in Friedrichshagen, but to the whole Bölsche outlook which plays a major part in the philistinism of our time. Indeed the vulgarity of Bölsche's descriptions is eminently suited to the outlook of our time. When one reads Bölsche's articles one is compelled to handle ordure or the like. And the same applies to his style. One need only pick up this or that article and we are invited to interest ourselves not only in the sexual life of the jelly fish, but in much else besides. This ‘Bölsche-ism’ has become a real tit-bit for the rising philistines in our midst today. What I wrote one day in the Magazin was hardly the right way to launch it. Max Halbe's drama, Der Eroberer, had just been performed. It certainly is a play with the best of intentions, but for that reason fell flat in Berlin. I wrote a criticism which reduced Halbe to sheer despair, for I took all the Berlin newspapers to task and told the Berlin critics one and all what I thought of them. That was hardly the way to launch the Magazin. But this was a valuable experience for me. Compared with the Weimer days one learned to look at many things from a different angle. But at the back of my mind there always lurked this question: how could the epoch be persuaded to accept the ideas of The Philosophy of Freedom? If you are prepared to take the trouble, you will find that everything I wrote for the Magazin is imbued with the spirit of The Philosophy of Freedom. However, the Magazin was not written for modern bourgeois philistines. But, of course, through these different influences I was gradually forced out. At that very moment the opportunity of another platform presented itself—that of the socialist working class. In view of the momentous questions which were stirring the consciousness of the world at the turn of the century, questions with which I was closely associated through J. H. Mackay and Tucker who had come to Berlin from America and with whom I spent many an interesting evening, I was glad of this opportunity of another platform. For many years I was responsible for the curriculum in various fields at the Berlin school for workers' education. In addition I gave lectures in all kinds of associations of the socialist workers. I had been invited not only to give these lectures, but also to conduct a course on how to debate. Not only were they interested in understanding clearly what I have discussed with you here in these lectures, but they were anxious to be able to speak in public as well, to be able to advocate what they deemed to be right and just. Exhaustive discussions were held on all sorts of topics and in widely different groups. And this again gave me an insight into the evolution of modern times from a different point of view. Now it is interesting to note that in these socialist circles one thing that is of capital importance for our epoch and for the understanding of this epoch was tabu. I could speak on any subject—for when one speaks factually one can speak today (leaving aside the proletarian prejudices) on any and every subject—save that of freedom. To speak of freedom seemed extremely dangerous. I had only a single follower who always supported me whenever I delivered my libertarian tirades, as the others were pleased to call them. It was the Pole, Siegfried Nacht. I do not know what has become of him—he always supported me in my defence of freedom against the totalitarian programme of socialism. When we look at the present epoch and the new trends, we perceive that what is lacking is precisely what The Philosophy of Freedom seeks to achieve. On a basis of freedom of thought The Philosophy of Freedom establishes a science of freedom which is fully in accord with natural science, yet reaches beyond it. This section of the book makes it possible for really independent thinkers to be able to develop within the present social order. For if freedom without the solid foundation of a science of freedom were regarded as real freedom, then, in an age when evil is gaining ground (as I indicated yesterday), freedom would of necessity lead not to liberty, but to licence. What is necessary for the present epoch when freedom must become a reality can only be found in the firm inner discipline of a thinking freed from the tyranny of the senses, in genuine scientific thinking. But socialism, the rising party of radicalism, which will assert itself even against the nationalists of all shades who are totally devoid of any understanding of their epoch, lacks any possibility of arriving at a science of freedom. For if there is one truth which is important for our epoch, it is this: socialism has freed itself from the prejudices of the old nobility, the old bourgeoisie and the old military caste. On the other hand it has succumbed all the more to a blind faith in the infallibility of scientific materialism, in positivism as it is taught today. This positivism (as I could show) is simply the continuation of the decree of the eighth Ecumenical Council of Constantinople in 869. Like an infallible and invisible pope this positivism holds in its iron grip the parties of the extreme left, including Bolshevism, and prevents them from attaining to freedom. And that is the reason why, however much it seeks to assert itself, this socialism which is not rooted in the evolution of mankind, cannot do other than convulse the world for a long time, but can never conquer it. That is why it is not responsible for errors it has already committed and why others must bear the responsibility—those who have allowed it, or wished to allow it, to become not a problem of pressure, as I have shown,T7 but a problem of suction. It is this inability to escape from the tentacles of positivism, of scientific materialism, which is the characteristic feature of the modern labour movement from the standpoint of those whose criterion is the evolution of mankind and not either the antiquated ideas of the bourgeoisie or what are often called new social ideas of Wilsonism, etcetera. Now I have often mentioned that there would be no difficulty in introducing spiritual ideas to the working class. But the leaders of the working class movement refuse to consider anything that is not rooted in Marxism. And so I was gradually pushed aside. I had attempted to introduce spiritual ideas and was to a certain extent successful, but I was gradually driven out.T8 One day I was defending spiritual values in a meeting attended by hundreds of my students and only four members who had been sent by the party executive to oppose me were present; nonetheless they made it impossible for me to continue. I still vividly recall my words: ‘If people wish socialism to play a part in future evolution, then liberty of teaching and liberty of thought must be permitted.’ Thereupon one of the stooges sent by the party leadership declared: ‘In our party and its schools there can be no question of freedom, but only of reasonable constraint.’ These things I may add are profoundly symptomatic of the forces at work today. One must judge the epoch by its most significant symptoms. One must not imagine that the modern proletariat is not thirsting for spiritual nourishment! It has an insatiable craving for it. But the nourishment which it is offered is, in part, that in which it firmly believes, namely positivism, scientific materialism, or in part an indigestible pabulum that offers stones instead of bread. The Philosophy of Freedom was bound to meet with opposition here, too, because its fundamental impulse, the impulse of freedom has no place in this most modern movement, (i.e. socialism). Before this period had come to an end I was invited to give a lecture before the Berlin Theosophical Society. A series of lectures followed during the winter and this led to my association with the Theosophical movement. I have spoken of this in the preface to my book, Die Mystik im Aufgange des neuzeitlichen Geisteslebens und ihr Verhältnis zur modernen Weltanschauung.T9 I must emphasize once again for this relationship with Theosophy has often been misunderstood—that at no time did I seek contact with the Theosophical Society; presumptuous as it may seem, it was the Theosophical Society which sought to make contact with me. When my book Mysticism and Modern Thought appeared not only were many chapters translated for the Theosophical Society, but Bertram Keightley and George Mead, who occupied prominent positions in the Society at the time, said to me: ‘This book contains, correctly formulated, everything we have to elaborate.’ At that time I had not read any of the publications of the Theosophical Society. I then read them, more or less as an ‘official’ only, although the prospect filled me with dismay. But it was important to grasp the tendency of evolution, the impulse weaving and working in the life of the time. I had been invited to join the society; I could therefore join with good reason in accordance with my karma because I could perhaps find in the Theosophical Society a platform for what I had to say. I had of course to suffer much harassment. I should like to give an example which is symptomatic. One day when I attended a congress of the Theosophical Society for the first time I tried to put forward in a brief speech a certain point of view. It was at the time when the ‘entente cordiale’ had just been concluded and when everyone was deeply impressed by this event. I tried to show that in the movement which the Theosophical Society represents it is not a question of diffusing theosophical teachings from any random centre, but that the latest trends, the world over, should have a common meeting place, a kind of focal point. And I ended with these words: If we build upon the spirit, if we are really aiming to create a spiritual community in a concrete and positive fashion, so that the spirit which is manifested here and there is drawn towards a common centre, towards the Theosophical Society, then we shall build a different ‘entente cordiale.’ It was my first speech before the Theosophical Society of London and I spoke intentionally of this entente cordiale. Mrs. Besant declared—it was her custom to add a few pompous remarks to everything that was said—that the ‘German speaker’ had spoken very beautifully. But I did not have the meeting on my side; and my words were drowned in the flood of verbiage that followed—whereas the sympathies of the audience and what they wanted was more on the side of the Buddhist dandy, Jinaradjadasa. At the time this too seemed to me symptomatic. After I had spoken of something of historical significance, of the other entente cordiale, I sat down and the Buddhist pandit, Jinaradjadasa, came tripping down from his seat higher up in the auditorium—and I say tripping advisedly in order to describe his movements accurately—tapping with his walking stick on the floor. His speech met with the approval of the audience, but at the time all that I remembered was a torrent of words. I have emphasized from the very beginning—you need only read the preface to my book Theosophy—that the future development of theosophy will follow the lines of thought already initiated by The Philosophy of Freedom. Perhaps I have made it difficult for many of you to find an unbroken line of continuity between the impulses behind The Philosophy of Freedom and what I wrote in later years. People found the greatest difficulty in accepting as true and reliable what I attempted to say and what I attempted to have published. I had to suffer considerable provocation. In this society which I had not sought to join, but which had invited me to become a member, I was not judged by what I had to offer, but by slogans and cliches. And this went on for some time until, at least amongst a small circle, I was no longer judged by slogans alone. Fundamentally, what I said or had published was relatively unimportant. It is true that people read it, but to read something does not mean that one has assimilated it. My books went through several editions, were reprinted again and again. But people judged them not by what I said or what they contained, but in terms of what they themselves understood, in the one case the mystical element, in another case the theosophical element, in a third case this, in a fourth case that, and out of this weiter of conflicting opinions emerged what passed for criticism. Under the circumstances it was neither an ideal, nor an encouraging moment to have The Philosophy of Freedom reprinted. Although this book presents, of course in an incomplete, imperfect and infelicitous fashion, a small contribution to the fifth post-Atlantean epoch, nonetheless it seeks to express the fundamental, significant and really powerful impulses of this epoch. Now that The Philosophy of Freedom has been republished alter a quarter of a century I should like to emphasize that it is the fruit of a close and active participation in the life of the time, of an insight into our epoch, of the endeavour to detect, to apprehend what impulses are essential for our epoch. And now twenty-five years later, when the present catastrophe has overwhelmed mankind, I realize—you may perhaps attribute it to naivety—that this book is in the true sense of the word, timely; timely in the unexpected sense, that the contemporary world rejects the book in toto and often wants to know nothing of its contents. If there had been any understanding of the purpose of this book—to lay the foundations of ethical individualism and of a social and political life—if people had really understood its purpose, then they would know that there exist today ways and means of directing human evolution into fertile channels—different from other paths—whilst the worst possible path that one could follow would be to inveigh against the revolutionary parties, to grumble perpetually and retail anecdotes about Bolshevism! It would be tragic if the bourgeoisie could not overcome their immediate concern for what the Bolsheviks have done here and there, for the way in which they behave towards certain people; for, in reality, that is beside the point. The real issue is to ascertain whether the demands formulated by the Bolsheviks are in any way justified. And if one can find a conception of the world and of life that dares to say that, if you follow the path indicated here, you will attain what you seek to achieve by your imperfect means, and much else besides(and I am convinced that, if one is imbued with The Philosophy of Freedom, one dares to say that)—then light would dawn. And to this end the experience of a Weltanschauung founded on freedom is imperative. It is necessary to be able to grasp the fundamental idea of ethical individualism, to know that it is founded on the realization that man today is confronted with spiritual intuitions of cosmic events, that when he makes his own not the abstract ideas of Hegel, but the freedom of thought which I tried to express in popular form in my book The Theory of Knowledge Implicit in Goethe's World Conception, he is actually in touch with cosmic impulses pulsating through the inner being of man. Only through spiritual experiences is it possible to grasp the idea of freedom and to begin to regenerate those impulses which at the present time end in every case in a blind alley. The day when we realize that it is a waste of words to discuss such empty concepts as law, violence, etcetera, that the idea of freedom can only lead to reality when apprehended through spiritual experiences, that day will herald a new dawn for mankind. To this end people must overcome their deep-seated apathy; they must abandon the practice, common amongst scientists today, of descanting on all kinds of social questions, on the various quack remedies for social and political amelioration. What they seek to achieve in this domain they must learn to establish on a firm, solid foundation of spiritual science. The idea of freedom must be anchored in a science of freedom. It was evident to me that the proletariat is more receptive to a spiritual outlook than the bourgeoisie which is steeped in Bölsche-ism. One day for example aller Rosa Luxemburg15 had spoken in Spandau on ‘science and the workers’ before an audience of workers accompanied by their wives and children—the hall was full of screaming children, babes in arms and even dogs—I addressed the meeting. At first I intended to say only a few words, but finally my speech lasted one and a quarter hours. Taking up the thread of her theme I pointed out that a real basis already existed, namely, to apprehend science spiritually, i.e. to seek for new forms of life from out of the spirit. When I touched upon such questions I always found a measure of support. But hitherto everything has failed owing to the indolence of the learned professions, the scientists, doctors, lawyers, philosophers, teachers, etcetera on whom the workers ultimately depend for their knowledge. We met with all sorts of people Hertzka16 and his Treiland, Michael Flürscheim and many others who cherished ambitious social ideals. They all failed, as they were bound to fail, because their ideas lacked a spiritual basis, a basis of free, independent scientific thinking. Their ideas were the product of a thinking corrupted by its attachment to the sensible world such as one finds in modern positivism. The day that sees an end to the denial of the spirit, a denial that is characteristic of modern positivism, the day when we recognize that we must build upon a thinking freed from the tyranny of the senses, upon spiritual investigation, including all that is called science in the ethical, social and political domain, that day will mark the dawn of a new humanity. The day that no longer regards the ideas I have attempted to express here today, albeit so imperfectly, as the voice of one crying in the wilderness, but as ideas that will find their way to the hearts and souls of mankind today, that day will herald a new dawn! People listen to all sorts of things, even to Woodrow Wilson; they do more than listen to him. But that which is born of the spirit of human evolution finds little response in the hearts and souls of men. But a way must be found to evoke this response. Mankind must realize how the world would be transformed if the meaning of freedom were understood, freedom not in the sense of licence, but freedom born of a free spirit and a firmly disciplined mind. If people understood what freedom and its establishment would signify for the world, then the light which many seek today would lighten the prevailing darkness of our time. This is what I wanted to say to you with reference to historical ideas. My time is up; there are many other things I wished to say, but they can wait for another occasion. I ask your indulgence for having included in my lecture many personal experiences of a symptomatic nature that I have undergone in my present incarnation. I wanted to show you that I have always endeavoured to treat objectively the things which concern me personally, to consider them as symptoms which reveal what the age and the spirit of the age demand of us.
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