305. Spiritual Ground of Education: The Teacher as Artist in Education
22 Aug 1922, Oxford Translated by Daphne Harwood Rudolf Steiner |
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305. Spiritual Ground of Education: The Teacher as Artist in Education
22 Aug 1922, Oxford Translated by Daphne Harwood Rudolf Steiner |
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The importance for the educator of knowing man as a whole is seen particularly clearly when we observe the development of boys and girls between their eleventh and twelfth years. Usually only what we might call the grosser changes are observed, the grosser metamorphoses of human nature, and we have no eye for the finer changes. Hence we believe we can benefit the child simply by thinking: what bodily movements should the child make to become physically strong P But if we want to make the child's body strong, capable and free from cramping repressions we must reach the body during childhood by way of the soul and spirit. Between the 11th and 12th year a very great change takes place in the human being. The rhythmic system—breathing system and system of blood circulation—is dominant between the change of teeth and puberty. When the child is nearly ten years old the beat and rhythm of the blood circulation and breathing system begin to develop and pass into the muscular system. The muscles become saturate with blood and the blood pulses through the muscles in intimate response to man's inner nature—to his own heart. So that between his 9th and 11th years the human being builds up his own rhythmic system in the way which corresponds to its inner disposition. When the 11th or 12th year is reached, then what is within the rhythmic system and muscular system passes over into the bone system, into the whole skeleton. Up to the 11th year the bone system is entirely embedded in the muscular system. It conforms to the muscular system. Between the 11th and 12th years the skeleton adapts itself to the outer world. A mechanic and dynamic which is independent of the human being passes into the skeleton. We must accustom ourselves to treating the skeleton as though it were an entirely objective thing, not concerned with man. If you observe children under eleven years old you will see that all their movements still come out of their inner being. If you observe children of over 12 years old you will see from the way they step how they are trying to find their balance, how they are inwardly adapting themselves to the leverage and balance, to the mechanical nature of the skeletal system. This means: Between the 11th and 12th year the soul and spirit nature reaches as far as the bone-.system. Before this the soul and spirit nature is much more inward. And only now that he has taken hold on that remotest part of his humanity, the bone-system, does man's adaptation to the outer world become complete. Only now is man a true child of the world, only now must he live with the mechanic and dynamic of the world, only now does he experience what is called Causality in life. Before his 11th year a human being has in reality no understanding of cause and effect. He hears the words used. We think he under-stands them. But he does not, because he is controlling his bone system from out of his muscular system. Later, after the 12th year, the bone system, which is adjusting itself to the outer world, dominates the muscular system, and through it, influences spirit and soul. And in consequence man now gets an understanding of cause and effect based on inner experience,—an understanding of force, and of his own experience of the perpendicular, the horizontal, etc. For this reason, you see, when we teach the child mineralogy, physics, chemistry, mechanics before his 11th year in too intellectual a way we harm his development, for he cannot as yet have a corresponding experience of the mechanical and dynamical within his whole being. Neither, before his 11th year can he inwardly participate in thy causal connections in history. Now this enlightens us as to how we should treat the soul in children, before the bone system has awakened. While the child still dwells in his muscular system, through the intermediary of his blood system, he can inwardly experience biography; he can always participate when we bring before him some definite historical picture which can please or displease him, and with which he can feel sympathy or antipathy. Or when we give him a picture of the earth in the manner I described yesterday. He can grasp in picture everything that belongs to the plant kingdom, because his muscular system is plastic, is inwardly mobile. Or if we show him what I said of the animal kingdom, and how it dwells in man—the child can go along with it because his muscular system is soft. But if before his 11th year we teach the child the principle of the lever or of the steam engine he can experience nothing of it inwardly because as yet he has no dynamic or mechanic in his own body, in his physical nature. When we begin physics, mechanics and dynamics at the right time with the child, namely about his 11th or 12th year, what we present to him in thought goes into his head and it is met by what comes from his inner being,—the experience the child has of his own bone-system. And what we say to the child unites with the impulse and experience which comes from the child's body. Thus there arises, not an abstract, intellectual understanding, but a psychic understanding, an understanding in the soul. And it is this we must aim at. But what of the teacher who has to make this endeavour? What must he be like? Suppose for example, a teacher knows from his anatomy and physiology that “the muscle is in that place, the bones here; the nerve cells look like this”:—it is all very fine, put it is intellectual; all this leaves the child out of account, the child is, as it were, impermeable to our vision. The child is like black coal, untransparent. We know what muscles and nerves are there; we know all that. But we do not know how the circulation system plays into the blood system, into the bone-system. To know that, our conception of the build of a human being, of man's inner configuration must be that of an artist. And the teacher must be in a position to experience the child artistically, to see him as an artist would. Everything within the child must be inwardly mobile to him. Now, the philosopher will come and say: “Well, if a thing is to be known it must be logical.” Quite right, but logical after the manner of a work of art, which can be an inner artistic representation of the world we have before us. We must accept such an inward artistic conceiving—we must not dogmatise: The world shall only be conceived logically. All the teacher's ideas and feelings must be go mobile that he can realise: If I give the child ideas of dynamics and mechanics before his 11th year they clog his brain, they congest, and make the brain hard, so that it develops migraine in the latter years of youth, and later still will harden;—if I give the child separate historical pictures or stories before his 11th year, if I give him pictures of the plant kingdom which shows the plants in connection with the country-side where they grow, these ideas go into his brain, but they go in by way of the rest of his nervous system into his whole body. They unite with the whole body, with the soft muscular system. I build up lovingly what is at work within the child. The teacher now sees into the child, what to one who only knows anatomy and physiology is opaque black coal now becomes transparent. The teacher sees everything, sees what goes on in the rows of children facing him at their desks, what goes on in the single child. He does not need to cogitate and have recourse to some didactic rule or other, the child himself shows him what needs to be done with it. The child leans back in his chair when something has been done which is unsuitable to him; he becomes inattentive. When you do something right for the child he becomes lively. Nevertheless one will sometimes have great trouble in controlling the children's liveliness. You will succeed in controlling it if you possess a thing not sufficiently appreciated in this connection, namely humour. The teacher must bring humour into the class room as he enters the door. Some-times children can be very naughty. A teacher in the Waldorf School found a class of older children, children over 12 years old, suddenly become inattentive to the lesson and begin writing to one another under their desks. Now a teacher without humour might get cross at this, mightn't he? There would be a great scene. But what did our Waldorf School teacher do? He went along with the children, and explained to them the nature of—the postal service. And the children saw that he understood them. He entered right into this matter of their mutual correspondence. They felt slightly ashamed, and order was restored. The fact is, no art of any kind can be mastered without humour, especially the art of dealing with human beings. This means that part of the art of education is the elimination of ill-humour and crossness from the teachers, and the development of friendliness and a love full of humour and fantasy for the children, so that the children may not see portrayed in their teacher the very thing he is forbidding them to be. On no account must it happen in a class that when a child breaks out in anger the teacher says: I will beat this anger out of you! That is a most terrible thing! And he seizes the inkpot and hurls it to the ground where it smashes. This is not a way to remove anger from a child. Only when you show the child that his anger is a mere object, that for you it hardly exists, it is a thing to be treated with humour, then only will you be acting educationally. Up till now I have been describing how the human being is to be understood in general by the teacher or educator. But man is not only something in general. And even if we can enter into the human being in such detail that the very activity of the muscular system before the 11th year is transparent to us, and that of the bone system after the 11th year, there will yet remain something else—a thing of extraordinary vitality where education is an art—namely the human individuality. Every child is a different being, and what I have hitherto described only constitutes the very first step in the artistic comprehension and knowledge of the child. We must be able to enter more and more into what is personal and individual. We are helped provisionally by the fact that the children we have to educate are differentiated according to temperaments. A true understanding of temperaments has, from the very first, held a most important place in the education I am here describing, the education practised at the Waldorf School. Let us take to begin with the melancholic child; a particular human type. What is he like? He appears externally a quiet, withdrawn child. But these outward characteristics are not much help to us. We only begin to comprehend the child with a disposition to melancholy when we realise that the melancholic child is most powerfully affected by its purely bodily, physical nature; when we know that the melancholy is due to an intense depositing of salt in the organism. This causes the child of melancholic temperament to feel weighed down in his physical organism. For a melancholic child to raise a leg or an arm is quite a different matter than for another child. There are hindrances, impediments to this raising of the leg or arm. A feeling of weight opposes the intention of the soul. Thus it gradually comes about that the child of melancholic disposition turns inward and does not take to the outside world with any pleasure, because his body obtrudes upon his attention, because he is so much concerned with his own body. We only gain the right approach to a melancholic child when we know how his soul which would soar, and his spirit which would range are burdened by bodily deposits continuously secreted by the glands, which permeate his other bodily movements and encumber his body. We can only help him when we rightly understand this encroaching heaviness of the body which takes the attention prisoner. It is often said: Well, a melancholic child broods inwardly, he is quiet and moves little. And so one purposely urges him to take in lively ideas. One seeks to heal a thing by its opposite. One's treatment of the melancholic is to try and enliven him by telling him all sorts of amusing things. This is a completely false method. We can never reach the melancholic child in this way. We must be able, through our sympathy and sympathetic comprehension of his bodily gravity, to approach the child m the mood which is his own. Thus we must give him, not lively and, comical ideas, but serious ideas like those which he produces himself. We must give him many things which are in harmony with the tone of his own weighted organism. Further, in an education such as this, we must have patience; the effect is not seen from one day to the next, but it takes years. And the way it works is that when the child is given from outside what he has within himself he arouses in himself healing powers of resistance. If we bring him something quite alien, if we bring comic things to a serious child—he will remain indifferent to the comic things. But if we confront him outwardly with his own sorrow and trouble and care he perceives from this outward meeting what he has in himself. And this calls out the inner action, the opposite. And we heal pedagogically by following in modern form the ancient golden rule: Not only can like be known by like, like can be treated and healed by like. Now when we consider the child of a more phlegmatic temperament we must realise: this child of more phlegmatic temperament dwells less in his physical body and more in what I have called, in my descriptions here, the etheric body, a more volatile body. He dwells in his etheric body. It may seem a strange thing to say about the phlegmatic child that he dwells in his etheric body, but so it is. The etheric body prevents the processes of man's organic functions, his digestion, and growth, from coming into his head. It is not in the power of the phlegmatic child to get ideas of what is going on in his body. His head becomes inactive. His body becomes ever more and more active by virtue of the volatile element which tends to scatter his functions abroad in the world. A phlegmatic child is entirely given up to the world. He is absorbed into the world. He lives very little in himself hence he meets what we try to do with him with a certain indifference. We cannot reach the child because immediate access to him must be through the' senses. The principle senses are in the head. The phlegmatic child can make little use of his head. The rest of his organism functions through interplay with the outer world. Once again, as in the case of the melancholic child, we can only reach the phlegmatic child when we can turn ourselves into phlegmatics of some sort at his side, when we can transpose ourselves, as artists, into his phlegmatic mood. Then the child has at his side what he is in himself, and in good time what he has beside him seems too boring. Even the phlegmatic finds it too boring to have a phlegmatic for a teacher at his side! And if we have patience we shall presently see how something lights up in the phlegmatic child if we give him ideas steeped in phlegma, and tell him phlegmatically of indifferent events. Now the sanguine child is particularly difficult to handle. The sanguine child is one in whom the activity of the rhythmic system predominates in a marked degree. The rhythmic system, which is the dominant factor between the change of teeth and puberty, exercises too great a dominion over the sanguine child. Hence the sanguine child always wants to hasten from impression to impression. His blood circulation is hampered if the impressions do not change quickly. He feels inwardly cramped if impressions do not quickly pass and give way to others. So we can say: The sanguine child feels an inner constriction when he has to attend long to anything; he feels he cannot dwell on it, he turns away to quite other thoughts. It is hard to hold him. Once more the treatment of the sanguine child is similar to that of the others: one must not try to heal the sanguine child by forcing him to dwell a long time on one impression, one must do the opposite. Meet the sanguine nature, change impressions vigorously and see to it that the child has to take in impression after impression in rapid succession. Once again, a reaction will be called into play. And this cannot fail to take the form of antipathy to the hurrying impressions, for the system of circulation here dominates entirely. With the result that the child himself is slowed down. The choleric child has to be treated in yet a different way. The characteristic of the choleric child is that he is a stage behind the normal in his development. This may seem strange. Let us take an illustration. A normal child of 8 or 9 of any type moves his limbs quickly or slowly in response to outer impressions. But compare the 8 or 9-year old child with a child of 3 or 4 years. The 3- or 4-year old child still trips and dances through life, he controls his movements far less. He still retains something of the baby within him. A baby does not control its movements at all, it kicks—its mental powers are not developed. But if tiny babies all had a vigorous mental development you would find them all to be cholerics. Kicking babies—and the healthier they are the more they kick—kicking babies are all choleric. A choleric child comes from a body made restless by choler. Now the choleric child still retains something of the rompings and ragings of a tiny baby. Hence the baby lives on in the choleric child of 8 or 9, the choleric boy or girl. This is the reason the child is choleric and we must treat the child by trying gradually to subdue the “baby” within him. In the doing of this, humour is essential. For when we confront a real choleric of 8, 9, 10 years or even older, we shall affect nothing with him by admonition. But if I get him to re-tell me a story I have told him, which requires a show of great choler and much pantomime, so that he feels the baby in himself, this will have [For further descriptions of the alternation between sympathy and antipathy in children and its place in education see Steiner's educational writings passim.] the effect little by little of calming this “tiny baby.” He adapts it to the stage of his own mind. And when I act the choleric towards the choleric child—naturally, of course, with humour and complete self-control—the choleric child at my side will grow calmer. When the teacher begins to dance—but please do not misunderstand me—the raging of the child near him gradually subsides. But one must avoid having either a red face or a long face when dealing with a choleric child, one must enter into this inner raging by means of artistic sensibility. You will see the child will become quieter and quieter. This utterly subdues the inner raging. But there must be nothing artificial in all this. If there is anything forced or inartistic in what the teacher gives the child it will have no result. The teacher must indeed have artist's blood in him so that what he enacts in front of the child shall have verisimilitude and can be accepted unquestioningly; otherwise it is a false thing in the teacher, and that must not be. The teacher's relation to the child must be absolutely true and genuine. Now when we enter into the temperaments in this manner it helps us also to keep a class in order, even quite a large one. The Waldorf teacher studies the temperaments of the children confided to him. He knows: I have melancholies, phlegmatics, sanguines and cholerics. He places the melancholies together, unobtrusively, without its being noticed of course. He knows he has them in this corner. Now he places the cholerics together, he knows he has them in that corner; similarly with the sanguinis and the phlegmatics. By means of this social treatment those of like temperament rub each other's corners off reciprocally. For example the melancholic becomes cheerful when he sits among melancholies. As for the cholerics, they heal each other thoroughly, for it is the very best thing to let the cholerics work off their choler upon one another. If bruises are received, mutually it has an exceedingly sobering effect. So that by a right social treatment the—shall we say—hidden relationship between man and man can be brought into a healthy solution. And if we have enough sense of humour to send out a boy when he is overwrought and in a rage—into the garden, and see to it that he climbs trees and scrambles about until he is colossally tired,—when he comes in again he will have worked off his choleric temper on himself and in company with nature. When he has worked off what is in him by overcoming obstacles, he will come back to us, after a little while, calmed down. Now the point is, you see, to come by way of the temperaments into ever closer and closer touch with the individuality of the child, his personality. To-day many people say you must educate individually. Yes, but first you must discover the individual. First you must know man; next you must know the melancholic—Actually the melancholic is never a pure melancholic, the temperaments are always mixed. One temperament is dominant—But only when you rightly understand the temperament can you find your way to the individuality. Now this shows you indeed that the art of education is a thing that must be learned intimately. People to-day do not start criticising a clock—at least I have not heard it—they do not set up to criticise the works of a clock. Why? Because they do not understand it, they do not know the inner working of a clock. Thus you seldom hear criticism of the working of a clock in ordinary conversation. But criticism of education—you hear it on all hands. And frequently it is as though people were to talk of the works of a clock of which they haven't the slightest inkling. But people do not believe that education must be intimately learned, and that it is not enough to say in the abstract: we must educate the individuality. We must erst be able to find the individuality by going intimately through a knowledge of man and a knowledge of the different dispositions and temperaments. Then gradually we shall draw near to what is entirely individual in man. And this must become a principle of life, particularly for the artist teacher or educator. Everything depends upon the contact between teacher and child being permeated by an artistic element. This will bring it about that much that a teacher has to do at any moment with an individual child comes to him intuitively, almost instinctively. Let us take a concrete illustration for the sake of clarity. Suppose we find difficulty in educating a certain child because all the images we bring to him, the impressions we seek to arouse, the ideas we would impart, set up so strong a circulation in his head system and cause such a disturbance to his nervous system that what we give him cannot escape from the head into the rest of his organism. The physical organism of his head becomes in a way partially melancholic. The child finds it difficult to lead over what he sees, feels or otherwise experiences, from his head to the rest of his organism. What is learned gets stuck, as it were, in the head. It cannot penetrate down into the rest of the organism. An artist in educating will instinctively keep such a thing in view in all his specifically artistic work with the child. If I have such a child I shall use colours and paint with him in quite a different way than with other children. Because it is of such importance, special attention is given to the element of colour in the Waldorf School from the very beginning. I have already explained the principle of the painting; but within' the painting lesson one can treat each child individually. We have an opportunity of working individually with the child because he has to do everything himself. Now suppose I have by me such a child as I described. I am taking the painting lesson. If there is the right artistic contact between teacher and child—under my guidance this child will produce quite a different painting from another child. I will draw you roughly on the black-board what should come on the paper painted on by the child whose ideas are stuck in his head. Something of this sort should arise: ![]() Here a spot of this colour (yellow), then further on a spot of some such colour as this (orange), for we have to keep in mind the harmony of colours. Next comes a transition (violet), the transition may be further differentiated, and in order to make an outer limit the whole may be enclosed with blue. This is what we shall get on the paper of a child whose ideas are congested in his head. Now suppose I have another child whose ideas, far from sticking in his head, sift through his head as through a sieve; where everything goes into the body, and the child grasps nothing because his head is like a sieve—it has holes, it lets things through. It sifts everything down. One must be able to feel that in the case of this child the circulation system of the other part of the organism wants to suck everything into itself. Then instinctively, intuitively, it will occur to one to get the child to do something quite different. In the case of such a child you will get something of this sort on the painting paper; You will observe how much less the colours go into curves, or rounded forms; rather you will find the colours tend to be drawn out, painting is approximating to drawing, we get loops which are proper to drawing. You will also notice that the colours are not much differentiated; here (in the first drawing) they are strongly differentiated: here in this one they are very little differentiated. ![]() If one carries this out with real colours—and not with the nauseating substance of chalk, which cannot give an idea of the whole thing—then through the experience of pure colour in the one case, and of more formed colour in the other, one will be able to work back upon the characteristics of the child which I described. Similarly when you go into the gymnasium with a boy or girl whose ideas stick in his head and will not come out of it, your aim will be different from that with which yon would go into it with a child whose head is like a sieve, who lets everything through into the rest of his body and into the circulation of the rest of his body. You take both kinds of children into the gymnasium with you. You get the one kind,—whose heads are like a sieve, where everything falls through—to alternate their gymnastic exercises with recitation or singing. The other gymnastic—group—those whose ideas are stuck fast in their heads—should be got to do their movements as far as possible in silence. Thus you make a bridge between bodily training and psychic characteristics from out the very nature of the child himself. A child which has stockish ideas must be got to do gymnastics differently from the child whose ideas go through his head like a sieve. Such a thing as this shows how enormously important it is to compose the education as a whole. It is a horrible thing when first the teacher instructs the children in class and then they are sent off to the gymnasium—and the gymnastic teacher knows nothing of what has gone on in class and follows his own scheme in the gymnastic lesson. The gymnastic lesson must follow absolutely and entirely upon what one has experienced with the children in class. So that actually in the Waldorf School the endeavour has been as far as possible to entrust to one teacher even supplementary lessons in the lower classes, and certainly everything which concerns the general development of the human being. This makes very great demands upon the staff, especially where art teaching is concerned; it demands, also, the most willing and loving devotion. But in no other way can we attain a wholesome, healing human development. Now, in the following lectures I shall show you on the one hand certain plastic, painted figures made in the studio at Dornach, so as to acquaint you better with Eurhythmy—that art of movement which is so intimately connected with the whole of man. The figures bring out the colours and forms of eurhythmy and something of its inner nature. On the other hand I shall speak tomorrow upon the painting and other artistic work done by the younger and older children in the Waldorf School. |
305. Spiritual Ground of Education: The Organisation of the Waldorf School
23 Aug 1922, Oxford Translated by Daphne Harwood Rudolf Steiner |
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305. Spiritual Ground of Education: The Organisation of the Waldorf School
23 Aug 1922, Oxford Translated by Daphne Harwood Rudolf Steiner |
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When we speak of organisation to-day we commonly imply that something is to be organised, to be arranged. But in speaking of the organisation of the Waldorf School I do not and cannot mean it in this sense, for really one can only organise something which has a mechanical nature. One can organise the arrangements in a factory where the parts are bound into a whole by the ideas which one has put into it. The whole exists and one must accept it as an organism. It must be studied. One must learn to know its arrangements as an organism, as an organisation. A school such as the Waldorf School is an organism in this sense, as a matter of course,—but it cannot be organised, as I said before in the sense of making a program laying down in paragraphs how the school shall be run: Sections: 1, 2, 3, etc. As I said, I am fully convinced—and I speak without irony—that in these days if five or twelve people sit down together they can work out an ideal school plan, not to be improved upon, people are so intelligent and clever nowadays: Paragraphs 1, 2, etc., up to 12 and so on; the only question which arises is: can it be carried out in practice? And it would very soon be apparent that one can make charming programs, but actually when one founds a school one has to deal with a finished organism. This school, then, comprises a staff of teachers; and they are not moulded out of wax. Your section 1 or section 5 would perhaps lay down: the teacher shall be such and such. But the staff is not composed of something to be moulded like wax, one has to seek out each single teacher and take him with the faculties which he has. Above all it is necessary to understand what these faculties are. One must know to start with, whether he is a good elementary teacher or a good teacher for higher classes. It is as necessary to under-stand the individual teacher as it is, in the human organism, to understand the nose or the ear if one is to accomplish something. It is not a question of having theoretical principles and rules, but of meeting reality as it comes. If teachers could be kneaded out of wax then one could make programs. But this cannot be done. Thus the first reality to reckon with is the college of teachers. And this one must know intimately. Thus it is the fundamental principle of the organisation of the Waldorf School that, since I am the director and spiritual adviser to the Waldorf School, I must know the college of teachers intimately, in all its single members, I must know each single individuality. The second thing is the children, and here at the start we were faced with certain practical difficulties in the Waldorf School. For the Waldorf School was founded in Stuttgart by Emil Molt from the midst of the emotions and impulses of the years 1918 and 1919, after the end of the war. It was founded, in the first place as a social act. One saw that there was not much to be done with adults as far as social life was concerned; they came to an understanding for a few weeks in middle Europe after the end of the war. After that, they fell back on the views of their respective classes. So the idea arose of doing something for the next generation. And since it happened that Emil Molt was an industrialist in Stuttgart, we had no need to go from house to house canvassing for children, we received the children of the workers in his factory. Thus, at the beginning, the children we received from Molt's factory, about 150 of them, were essentially proletarian children. These 150 children were supplemented by almost all the anthroposophical children in Stuttgart and the neighbourhood; so that we had something like 200 children to work with at the beginning. This situation brought it about that the school was practically speaking a school for all classes (Einheitschule). For we had a foundation of proletarian children, and the anthroposophical children were mostly not proletarian, but of every status from the lowest to the highest. Thus any distinctions of class or status were ruled out in the Waldorf School by its very social composition. And the aim through-out has been, and will continue to be, solely to take account of what is universally human. In, the Waldorf School what is considered is the educational principles and no difference is made in their application between a child of the proletariat and a child of the ex-Kaiser—supposing it to have sought entry into the school. Only pedagogic and didactic principles count, and will continue to count. Thus from the very first, the Waldorf School was conceived as a general school. But this naturally involved certain difficulties, for the proletarian child brings different habits with him into the school from those of children of other status. And these contrasts actually turned—out to be exceedingly beneficial, apart from a few small matters which could be got over with a little trouble. What these things were you can easily imagine; they are mostly concerned with habits of life, and often it is not easy to rid the children of all they bring with them into the school. Although even this can be achieved if one sets about it with good will. Nevertheless, many children of the so-called upper classes, unaccustomed to having this or that upon them, would sometimes carry home the unpleasant thing, whereupon unpleasant comments would be made by their parents. Well, as I said, here on the other hand were the children. These were what I might call the tiny difficulties. A greater difficulty arose from the fact that the ideal of the Waldorf School was to educate purely in accordance with knowledge of man, to give the child week by week, what the child's own nature demanded. In the first instance we arranged the Waldorf School as an elementary school of 8 classes, so that we had in it children from 6 or 7 to 14 or 15 years old. Now these children came to us at the beginning from all kinds of different schools. They came with previous attainments of the most varied kinds; certainly not always such as we should have considered suitable for a child of 8 or 11 years old. So that during the first year we could not count on being able to carry out our ideal of education; nor could we proceed according to plan: 1, 2, etc., but we had to proceed in accordance with the individualities of the children we had in each particular class. Nevertheless this would only have been a minor difficulty. The greater difficulty is this, that no method of education however ideal it is must tear a man out of his connections in life. The human being is not an abstract thing to be put through an education and finished with, a human being is the child of particular parents. He has grown up as the product of the social order. And after his education he must enter this social order again. You see, if you wanted to educate a child strictly in accordance with an idea, when he was 14 or 15 he would no doubt be very ideal, but he would not find his place in modern life, he would be quite at sea. Thus it was not merely a question of carrying out an ideal, nor is it so now in the Waldorf School. The point is so to educate the child that he remains in touch with present-day life, with the social order of to-day. And here there is no sense in saying: the present social order is bad. Whether it be good or bad, we simply have to live in it. And this is the point, we have to live in it and hence we must not simply withdraw the children from it. Thus I was faced with the exceedingly difficult task of carrying out an educational idea on the one hand while on the other hand keeping fully in touch with present-day life. Naturally the education officers regarded what was done in other schools as a kind of ideal. It is true they always said: one cannot attain the ideal, one can only do one's best under the circumstances. Life demands this or that of us. But one finds in actual practice when one has dealings with them that they regard all existing arrangements set up either by state authorities or other authorities as exceptionally good, and look upon an institution such as the Waldorf School as a kind of crank hobby, a vagary, something made by a person a little touched in the head. Well you know, one can often let a crank school like this carry on and just see what comes of it. And in any case it has to be reckoned with. So I endeavoured to come to terms with them through the following compromise. In a memorandum, I asked to he allowed three years grace to try out my ‘vagary,’ the children at the end of that time, to be sufficiently advanced to be able to enter ordinary schools. Thus I worked out a memorandum showing how the children when they had been taken to the end of the third elementary class, namely in their 9th year, should have accomplished a certain stage, and should be capable of entering the 4th class in another school. But during the intermediate time, I said, I wanted absolute freedom to give the children week by week, what was requisite according to a knowledge of man. And then I requested to have freedom once more from the 9th to the 12th year. At the end of the 12th year the children should have again reached a stage such as would enable them to enter an ordinary school; and the same thing once again on their leaving school. Similarly with regard to the children,—I mean, of course, the young ladies and gentlemen—who would be leaving school to enter college, a university or any other school for higher education: from the time of puberty to the time for entering college there should be complete freedom: but by that time they should be far enough advanced to be able to pass into any college or university—for naturally it will be a long time before the Free High School at Dornach will be recognised as giving a qualification for passing out into life. This arrangement to run parallel with the organisation of ordinary schools was an endeavour to accord our own intentions and convictions with things as they are, to make a certain harmony. For there is nothing unpractical about the Waldorf School, on the contrary, on every point this ‘vagary’ aims at realising things which have a practical application to life. Hence also, there is no question of constructing the school on the lines of some bad invention—then indeed it would be a construction, not an organisation,—but it is truly a case of studying week by week the organism that is there. Then an observer of human nature—and this includes child nature—will actually light upon the most concrete educational measures from month to month. As a doctor does not say at the very first examination everything that must be done for his patient, but needs to keep him under observation because the human being is an organism, so much the more in such an organism as a school must one make a continuous study. For it can very well happen that owing to the nature of the staff and children in 1920—say—one will proceed in a manner quite different from one's procedure with the staff and children one has in 1924. For it may be that the staff has increased and so quite changed, and the children will certainly be quite different. In face of this situation the neatest possible sections 1 to 12 would be of no use. Experience gained day by day in the classroom is the only thing that counts. Thus the heart of the Waldorf School, if I speak of its organisation, is the teachers' staff meeting. These staff meetings are held periodically, and when I can be in Stuttgart they are held under my guidance, but in other circumstances they are held at frequent intervals. Here, before the assembled staff, every teacher throughout the school will discuss the experiences he has in his class in all detail. Thus these constant staff meetings tend to make the school into an organism in the same way as the human body is an organism by virtue of its heart. Now what matters in these staff meetings is not so much the principles but the readiness of all teachers to live together in goodwill, and the abstention from any form of rivalry. And it matters supremely that a suggestion made to another teacher only proves helpful when one has the right love for every single child. And by this I do not mean the kind of love which is often spoken about, but the love which belongs to an artistic teacher. Now this love has a different nuance from ordinary love. Neither is it the same as the sympathy one can feel for a sick man, as a man, though this is a love of humanity. But in order to treat a sick man one must also be able—and here please do not misunderstand me—one must also be able to love the illness. One must be able to speak of a beautiful illness. Naturally for the patient it is very bad, but for him who has to treat it it is a beautiful illness. It can even in certain circumstances be a magnificent illness. It may be very bad indeed for the patient but for the man whose task it is to enter into it and to treat it lovingly it can be a magnificent illness. Similarly, a boy who is a thorough ne'er-do-well (a ‘Strick’ as we say in German) by his very roguery, his way of being bad, of being a ne'er-do-well can be sometimes so extraordinarily interesting, that one can love him extraordinarily. For instance, we have in the Waldorf School a very interesting case, a very abnormal boy. He has been at the Waldorf School from the beginning, he came straight into the erst class. His characteristic was that he would run at a teacher as soon as he had turned his back, and give him a bang. The teacher treated this rascal with extraordinary love and extraordinary interest. He fondled him, led him back to his place, gave no sign of having noticed that he had been banged from behind. One can only treat this child by taking into consideration his whole heredity and environment. One has to know the parental milieu in which he has grown up, and one must know his pathology. Then, in spite of his rascality one can effect something with him, especially if one can love this form of rascality. There is something lovable about a person who is quite exceptionally rascally. A teacher has to look upon these things in a different way from the average person. Thus it is very important for him to develop this special love I have spoken of. Then in the staff meeting one can say something to the point. For nothing helps one so much in dealing with normal children as to have observed abnormal children. You see healthy children are comparatively hard to study for in them every characteristic is toned down. One does not so easily see how it stands with a certain characteristic and what relation it has to others. In an abnormal child, where one character complex predominates one very soon finds the, way to treat this particular character complex, even if it involves a pathological treatment. And this experience can be applied to normal children. Such then, is the organisation; and such as it is it has brought credit to the Waldorf School in so far as the number of children has rapidly increased; whereas we began the school with about 200 children we now have nearly 700. And these children are of all classes, so that the Waldorf School is now organised as a general school [‘Einbeitschule.’] in the best sense of the word. For most of the classes, particularly in the lower classes, we have had to arrange parallel classes because we received too many children for a single class; thus we have a first class A, and a first class B and so on. This has made, naturally, increasingly great demands on the Waldorf School. For where the whole organisation is to be conceived from out of what life presents, every new child modifies its nature; and the organism with this new member requires a fresh handling and a further study of man. The arrangement in the Waldorf School is that the main lesson shall take place in the morning. The main lesson begins in winter at 8 or 8:15, in summer a little earlier. The special characteristic of this main lesson is that it does away with the ordinary kind of time table. We have no time table in the ordinary sense of the word, but one subject is taken throughout this erst two hour period in the morning—with a break in it for younger children,—and this subject is carried on for a space of four or six weeks and brought to a certain stage. After that, another subject is taken. For children of higher classes, children of 11, 12, or 13 years old what it comes to is that instead of having: 8 – 9 Religion, 9 – 10 Natural History, from 10 – 11 Arithmetic,—that is, instead of being thrown from one thing to another,—they have for example, in October four weeks of Arithmetic, then three weeks of Natural History, etc. It might be objected that the children may forget what they learn because a comprehensive subject taken in this way is hard to memorise. This objection must be met by economy in instruction and by the excellence of the teachers. The subjects are recapitulated only in the last weeks of the school year so as to gather up, as it were, all the year's work. In this manner, the child grows right into a subject. The language lesson, which, with us, is a conversation lesson, forms an exception to this arrangement. For we begin the teaching of languages, as far as we can,—that is English and French—in the youngest classes of the school; and a child learns to speak in the languages concerned from the very beginning. As far as possible, also, the child learns the language without the meaning being translated into his own language. (Translator's Note: i.e. direct method). Thus the word in the foreign language is attached to the object, not to the word in the German language. So that the child learns to know the table anew in some foreign language,—he does not learn the foreign word as a translation of the German word Tisch. Thus he learns to enter right into a language other than his mother tongue; and this becomes especially evident with the younger children. It is our practice moreover to avoid giving the younger children any abstract, theoretical grammar. Not until a child is between 9 and 10 years old can he understand grammar—namely, when he reaches an important turning point of which I shall be speaking when. I deal with the boys and girls of the Waldorf School. This language teaching mostly takes place between 10 and 12 in the morning. This is the time in which we teach what lies outside the main lesson—which is always held in the first part of the morning. (The Waldorf School began at 8 a.m.) Thus any form of religion teaching is taken at this time. And I shall be speaking further of this teaching of religion, as well as about moral teaching and discipline, when I deal with the theme ‘the boys and girls of the Waldorf School.’ But I want for the moment to emphasise the fact that the afternoon periods are all used for singing, music and eurhythmy lessons. This is so that the child may as far as possible participate with his whole being in all the education and instruction he receives. The instruction and education can appeal the better to the child's whole nature because it is conceived as a whole in the heart of the teachers' meetings, as I have described. This is particularly noticeable when the education passes over from the more psychic domain into that of physical and practical life. And particular attention is paid in the Waldorf School to this transition into physical and practical life. Thus we endeavour that the children shall learn to use their hands more and more. Taking as a start, the handling little children do in their toys and games, we develop this into more artistic crafts but still such as come naturally from a child. This is the sort of thing we produce (Tr. Note: showing toys etc.) this is about the standard reached by the 6th school year. Many of these things belong properly to junior classes, but as I said, we have to make compromises and shall only be able to reach our ideal later on—and then what a child of 11 or 12 now does, a child of 9 will be able to do. The characteristic of this practical work is that it is both spontaneous and artistic. The child works with a will on something of his own choosing, not at a set task. This leads on to handwork or woodwork classes in which the child has to carve and make all kinds of objects of his own planning. And one discovers how much children can bring forth where their education is founded in real life. I will give an example. We get the children to carve things which shall be artistic as well as useful. In this for instance: (Tr. Note: holding up a carved wooden bowl) one can put things. We get the children to carve forms like this so that they may acquire feeling for form and shape sprung from themselves; so that the children shall make something which derives its form from their own will and pleasure. And this brings out a very remarkable thing. Suppose we have taken human anatomy at some period with this class, a thing which is particularly important for this class in the school (VI). We have explained the forms of the bones, of the skeletal system, to the children, also the external form of the body and the functions of the human organism. And since the teaching has been given in an artistic form, in the manner I have described, the children have been alive to it and have really taken it in. It has reached as far as their will, not merely to the thoughts in their heads. And then, when they come to do things like this (Carved bowl) one sees that it lives on in their hands. The forms will be very different according to what we may have been teaching. It comes out in these forms. From the children's plastic work one can tell what was done in the morning hours from 8 – 10, because the instruction given permeates the whole being. This is achieved only when one really takes notice of the way things go on in nature. May I say a very heretical thing: people are very fond of giving children dolls, especially a ‘lovely’ doll. They do not see that children really don't want it. They wave it away, but it is pressed upon them. Lovely dolls, all painted! It is much better to give children a handkerchief, or, if that can't be spared, some piece of stuff; tie it together, make the head here, paint in the nose, two eyes etc.—healthy children far prefer to play with these than with ‘lovely’ dolls, because here is something left over for their fantasy; whereas the most magnificent doll, with red cheeks etc., leaves nothing over for the fantasy to do. The fine doll brings inner desolation to the child. (Tr. Dr. Steiner demonstrated what he was saying with his own pocket handkerchief.) Now, in what way can we draw out of a child the things he makes? Well, when children of our VIth class in the school come to produce things from their own feeling for form, they look like this,—as you can see from this small specimen we have brought with us. (Wooden doll.) The things are just as they grow from the individual fantasy of any child. It is very necessary, however, to get the children to see as soon as possible that they want to think of life as innately mobile not innately rigid. Hence, when one is getting the child to create toys,—which for him are serious things, to be taken in earnest,—one must see to it that the things have mobility. You see a thing like this—to my mind a most remarkable fellow—(carved bear)—children do entirely themselves, they also put these strings on it without any outside suggestion,—so that this chap can wag his tongue when pulled: so (bear with attached strings). Or children bring their own fantasy into play: they make a cat, not just a nice cat, but as it strikes them: humped, without more ado and very well carried out. ![]() I hold it to be particularly valuable for children to have to do, even in their toys, with things that move,—not merely with what is at rest, but with things which involve manipulation. Hence children make things which give them enormous joy in the making. They do not only make realistic things, but invent little fellows like these gnomes and suchlike things (Showing toys). They also discover how to make more complicated things like this; they are not told that this is a thing that can be made, only the child is led on until he comes to make a lively fellow like this of his own accord. (Movable raven. ‘Temperaments Vogel’)—now you can see he looks very depressed and sad. ![]() (The head and tail of the temperament bird can be moved up or down. Dr. Steiner had them both up at first, and then turned them both down.) And when a child achieves a thing like this (a yellow owl with movable wings) he has wonderful satisfaction. These things are done by children of 10, 11, 12, 13 and 14 years old. So far only these older ones have done it, but we intend to introduce it gradually into the younger classes, where of course the forms will be simpler. Now we have further handwork lessons in addition to this handicraft teaching. And here it should be borne in mind that throughout the Waldorf School boys and girls are taught together in all subjects. Right up to the highest class boys and girls are together for all lessons. (durcheinandersitzen: i.e.=sit side by side, or beside each other.) So that actually, with slight variations of course (and as we build up the higher classes there will naturally have to be differentiation)—but on the whole the boys actually learn to do the same things as the girls. And it is remarkable how gladly little boys will knit and crochet and girls do work that is usually only given to boys. This has a social result also: Mutual understanding between the sexes, a thing of the very first importance to-day. For we are still very unsocial and full of prejudice in this matter. So that it is very good when one has results such as I will now proceed to show. In Dornach we had a small school of this kind. Now in the name of Swiss freedom it has been forbidden, and the best we can do is to undertake the instruction of more advanced young ladies and gentlemen; for Swiss freedom lays it down that no free schools shall exist in competition with state schools.—Well, of course, such a thing is not a purely pedagogical question.—But in Dornach we tried for a time to run a small school of this nature, and in it boys and girls did their work together. This is a boy's work; it was done in Dornach by a little American boy of about nine years old. (Tea cosy; Kaffee Warmer.) This is the work of a boy not a girl. And in the Waldorf School, as I have said, boys and girls work side by side in the handwork lessons. All kinds of things are made in handwork. And the boys and girls work together quite peaceably. In these two pieces of work, for instance, you will not be able to decide without looking to the detail what difference is to be seen between boys' and girls' work. (Two little cloths). Now in the top classes which, at the present stage of our growth, contain boys and girls of 16 and 17, we pass on to the teaching of spinning and weaving as an introduction to practical life for the children, so that they may make a con-tact with real life; and here in this one sphere we find a striking difference: the boys do not want to spin like the girls, they want to assist the girls. The girls spin and the boys want to fetch and carry, like attendant knights. This is the only difference we have found so far, that in the spinning lesson the boys want to serve the girls. But apart from this we have found that the boys do every kind of handwork. You will observe that the aim is to build up the hand-work and needlework lesson in connection with what is learned in the painting lesson. And in the painting lesson the children are not taught to draw (with a brush) or make patterns (‘Sticken’). But they learn to deal freely and spontaneously with the element of colour itself. Thus it is immensely important that children should come to a right experience of colour. If you use the little blocks of colour of the ordinary paint box and let the child dip his brush in them and on the palette and so paint, he will learn nothing. It is necessary that children should learn to live with colour, they must not paint from a palette or block, but from a jar or mug with liquid colour in it, colour dissolved in water. Then a child will come to feel how one colour goes with another, he will feel the inner harmony of colours, he will experience them inwardly. And even if this is difficult and inconvenient—sometimes after the painting lesson the class-room does not look its best, some children are clumsy, others not amenable in the matter of tidiness—even if this, way does give more trouble, yet enormous progress can be made when children get a direct relation to colour in this way, and learn to paint from the living nature of colour itself, not by trying to copy something in a naturalistic way. Then colour mass and colour form come seemingly of their own accord upon the paper. Thus to begin with, both at the Waldorf School and at Dornach, what the children paint is their experience of colour. It is a matter of putting one colour beside another colour, or of enclosing one colour within other colours. In this way the child enters right into colour, and little by little, of his own accord he comes to produce form from out of colour. As you see here, the form arises without any drawing intervening, from out of the colour. (showing paintings by Dornach children). This is done by the some-what more advanced children in Dornach, but the little children are taught on the same principle in the Waldorf School Here, for instance, we have paintings representative of the painting teaching in the Waldorf School which shows the attempt to express colour experience. Here, what is attempted, is not to paint some thing, but to paint experience of colour. The painting of something can come much later on. If the painting of something is begun too soon a sense for living reality is lost and gives place to a sense for what is dead. If you proceed in this way, when you come to the treatment of any particular object in the world it will be far livelier than it would be without such a foundation. You see children who have previously learned to live in the element of colour, can make the island of Sicily, for instance, look like this, (coloured map) and we get a map. In this way, artistic work is related to the geography teaching. When the children have acquired a feeling for colour harmony in this way they come on to making useful objects of different kinds. This is not first drawn, but the child has acquired a feeling for colour, and so later he can paint or shape such a thing as this book cover, or folio. The important thing is to arouse in the child a real feeling for life. And colour and form have the power to lead right into life. Now sometimes you find a terrible thing done: the teacher will let a child make a neckband, and a waist band and a dress hem, and all three will have on them the very same pattern. You see this sometimes. Naturally it is the most horrible thing in the world to an artistic instinct. The child must be taught very early that a band designed for the neck has a tendency to open downwards, it has a downward direction; that a girdle or waistband tends in both directions, (i.e. both upwards and downwards); and that the hem of the dress at the bottom must show an upward tendency away from the bottom. Hence one must not perpetrate the atrocity of teaching the child simply to make an artistic pattern of one kind on a band, but the child must learn how the band should look according to whether it is in one position or another on a person. ![]() In the same way, one should know when making a book cover, that when one looks at a book, and opens it so, there is a difference between the top and the bottom. It is necessary that the child should grow into this feeling for space, this feeling for form. This penetrates right into his limbs. This is a teaching that works far more strongly into the physical organism, than any work in the abstract. Thus the treatment of colour gives rise to the making of all kinds of useful objects; and in the making of these the child really comes to feel colour against colour and form next to form, and that the whole has a certain purpose and therefore I make it like this. These things in all detail are essential to the vitality of the work. The lesson must be a preparation for life. Now among these exhibits you will find all sorts of interesting things. Here, for instance, is something done by a very little girl, comparatively speaking. I cannot show you everything in the course of this lecture, but I would like to draw your attention to the many charming objects we have brought with us from the Waldorf School. You will find here two song books composed by Herr Baumann which will show you the kind of songs and music we use in the Waldorf School. Here are various things produced by one of the girls—since owing to the customs we could not bring a great deal with us—in addition to our natural selves. But all these things are carried out plasticly, are modelled, as is shown here. You see the children have charming ideas: (apes); they capture the life in things; these are all carved in wood. (Showing illustrations of wood-carving by children of the Waldorf School reproduced by one of the girls.) You see here (maps) how fully children enter into life when the principle from which they start is full of life. You can see this very well in the case of these maps: first they have an experience of colour and this is an experience of the soul. A colour experience gives them a soul experience. Here you see Greece experienced in soul. When the child is at home in the element of colour, he grows to feel in geography: I must paint the island of Crete, the island of Candia in a particular colour, and I must paint the coast of Asia Minor so, and the Peleponesus so. The child learns to speak through colour, and thus a map can actually be a production from the innermost depths of the soul. Think what an experience of the earth the child will have when this is how he has seen it inwardly, when this is how he has painted Candia or Crete or the Peleponesus or Northern Greece; when he has had the feelings which go with such colours as these; then Greece itself can come alive in his soul the child can awaken Greece anew from his own soul. In this way the living reality of the world becomes part of a man's being. And when you later confront the children with the dry reality of everyday life they will meet it in quite a different way, because they have had an artistic, living experience of the elements of colour in their simple paintings, and have learned to use its language. |
305. Spiritual Ground of Education: Boys and Girls at the Waldorf School
24 Aug 1922, Oxford Translated by Daphne Harwood Rudolf Steiner |
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305. Spiritual Ground of Education: Boys and Girls at the Waldorf School
24 Aug 1922, Oxford Translated by Daphne Harwood Rudolf Steiner |
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From the things I have already said it may perhaps be clear to you what all education and teaching in the Waldorf School is designed to bring about. It aims at bringing up children to be human beings strong and sound in body, free in soul and lucid in spirit. Physical health and strength, freedom of soul and clarity of spirit are things mankind will require in the future more than anything else, particularly in social life. But in order to educate and teach in this way it is necessary for the teacher to get a thorough mastery of those things I have attempted to describe. The teacher must have a complete vision of the child organism; and it must be a vision of the organism enabling him to judge physical health. For only one who is truly a judge of physical health and can bring it into harmony with the soul can say to himself: with this child this must be done, and with that child the other. It is an accepted opinion to-day that a doctor should have access to schools. The system of school doctors is developing widely. But, just as it not good when the different branches of instruction, the different subjects, are given to different teachers who make no contact with one another, neither is it good to place the charge of physical health in the hands of a person who is not a member of the staff, not a member of the college of teachers. The situation presents a certain difficulty, of which the following incident will give you an example. On an occasion when we were showing visitors over the Waldorf School there was a gentleman who, in his official capacity, was an inspector of schools. I was speaking of the physical health and the physical organism of the children and what one could observe in it, and I told him about one child who has a certain disorder of the heart, and another with some other disability etc. and then the man exclaimed in astonishment: Yes, but your teachers would have to have medical knowledge for this to be of any use in the school. Well, yes, if it is truly a necessity for healthy education that teachers should have a certain degree of medical know-ledge, why then they must have it, they must attain it. Life cannot be twisted to suit the idiosyncrasies of men, we must frame our arrangements in accordance with the demands of life. Just as we must learn something before we can do something in other spheres, so must we learn something before we can do something in education. Thus, for instance, it is necessary for a teacher to see precisely all that is happening when a child plays, a little child. Play involves a whole complex of activities of soul: joy, sometimes also pain, sympathy, antipathy; and particularly curiosity and the desire for knowledge. A child wants to investigate the objects he plays with and see what they are made of. And when observing this free activity of the child's soul—an activity unconstrained as yet into any form of work—when observing this entirely spontaneous expression, we must look to the shades of feeling and notice whether it satisfies or does not satisfy. For if we guide the child's play so as to content him we improve his health, for we are promoting an activity which is in direct touch with his digestive system. And whether or not a man will be subject in old age to obstruction in his blood circulation and digestive system depends upon how his play is guided in childhood. There is a fine, a delicate connection between the way a child plays and the growth and development of its physical organism. One should not say: the physical organism is a thing of little account; I am an idealist and cannot concern myself with such a low thing as the physical organism. This physical organism has been put into the world by the divine spiritual powers of the world, it is a divine creation, and we must realise that we, as educators, are called upon to co-operate in this spiritual creation. I would rather express my meaning by a concrete example than in abstract sentences. Suppose children show an extreme form, a pathological form of what we call the melancholic disposition; or suppose you get an extreme form, a pathological form of the sanguine temperament. The teacher must know, then, where the border-line comes between what is simply physical and what is pathological. If he observes that a melancholic child is tending to become pathological,—and this is far more often the case than one would think,—he must get into touch with the child's parents and learn from them what diet the child as been having. He will then discover a connection between this diet and the child's pathological melancholy. He will probably find,—to give a concrete instance, though there might be other causes,—he will probably find that the child has been getting too little sugar in the food he is given at home. Owing to lack of sugar in the food he gets, the working of his liver is not regulated properly. For the peculiarity of the melancholic child is that a certain substance i.e. starch, (German: Starke) is formed in the liver indeed, but not formed in the right measure. This substance is also to be found in plants. All human beings form starch in the liver but it is different from plant starch—it is an animal starch which in the liver immediately becomes transformed into sugar. This transformation of animal starch into sugar is a very important part of the activity of the liver. Now, m the melancholic child this is out of order, and one must advise the mother to put more sugar into the child's food; in this way one can regulate the glycogenic activity of the liver,—as it is called. And you will see what an extraordinary effect this purely hygienic measure will have. Now, in the sanguine child you will find precisely the opposite: most likely he is being gorged with sugar; he is given too many sweets, he is given too much sugar in his food. If he has been made voracious of sugar precisely the opposite activity will come about. The liver is an infinitely important organ, and it is an organ which resembles a sense-organ much more closely than one would imagine. For, the purpose of the liver is to perceive the whole human being from within, to comprehend him. The liver is vital to the whole human being. Hence its organisation differs from that of other organs. In other organs a certain quantum of arterial blood comes in and a certain quantum of venous blood goes out. The liver has an extra arrangement. A special vein enters the liver and supplies the liver with extra venous blood. This has the effect of making the liver into a kind of world of its own, a world apart in the human being. [Literally “Aussenwelt,”—outer world.] And it is this that enables man to perceive himself by means of the liver, to perceive, that is, what affects his organism. The liver is an extraordinarily fine barometer for sensing the kind of relation the human being has to the outer world. You will effect an extraordinary improvement in the case of a pathologically sanguine child—a flighty child, one who flits nervously from thing to thing—you will get a remarkable improvement if you advise his mother to diminish somewhat the amount of sugar she gives him. Thus, if you are a real teacher, through what you do, not in school, but at other times, you can give the child such guidance as shall make him truly healthy, strong and active in all his physical functions. And you will notice what enormous importance this has for the development of the whole human being. Some of the most impressive experiences we have had with the children of the Waldorf School have been with those of fifteen or sixteen years old. We began the Waldorf School with eight classes, the elementary classes, but we have added on, class by class, a ninth, tenth and now an eleventh class. These upper classes,—which are of course advanced classes, not elementary classes,—contain the children of 15 and 16 years old. And we have with these very special difficulties. Some of these difficulties are of a psychical and moral nature. I will speak of these later. But even in the physical respect one finds that man's nature tends continuously to become pathological and has to be shielded from this condition. Among girls, in certain circumstances, you will find a slight tendency to chlorosis, to anaemia, in the whole developing organism. The blood in the girl's organism becomes poor; she becomes pale, anaemic. This is due to the fact that during these 14th, 15th and 16th years the spiritual nature is separated out from the total organism; and this spiritual nature, which formerly worked within the whole being, regulated the blood. Now the blood is left to itself. Therefore it must be rightly prepared so that its own power may accomplish this larger task. Girls are apt, then, to become pale, anaemic: and one must know that this anaemia comes about when one has failed to arouse a girl's interest in the things one has been teaching or telling her. Where attention and interest are kept alive the whole physical organism participates in the activity which is engaging the inmost self of the human being, and then anaemia does not arise in the same way. With boys the case is opposite. The boys get a kind of neuritis, a condition in which there is too much blood in the brain. Hence during these years the brain behaves as though it were congested with blood. (Blutuberfullt.) In girls we find a lack of blood in the body: in boys a superabundance, particularly in the head,—a superabundance of white blood, which is a wrong form of venous and arterial blood. This is because the boys have been given too many sensations, they have been overstimulated, and have had to hurry from sensation to sensation without pause or proper rest. And you will see that even the troublesome behaviour and difficulties among 14, 15 and 16 year old children are characteristic of this state and are connected with the whole physical development. When one can view the nature of man in this way, not despising what is physical and bodily, one can do a great deal for the children's health as a teacher or educator. It must be a fundamental principle that spirituality is false the moment it leads away from the material to some castle in the clouds. If one has come to despising the body, and to saying: O the body is a low thing, it must be suppressed, flouted: one will most certainly not acquire the power to educate men soundly. For, you see, you may leave the physical body out of account, and perhaps you may attain to a high state of abstraction in your spiritual nature, but it will be like a balloon in the air, flying off. A spirituality not bound to what is physical in life can give nothing to social evolution on the earth: and before one can wing one's way into the Heavens one must be prepared for the Heavens. This preparation has to take place on earth. When men seek entry into Heaven and must pass the examination of death, it is seldom, in these materialistic days, that we find they have given a spiritual nurture to this human physical organism,—this highest creation of divine, spiritual beings upon earth. I will speak of the psychic moral aspect in the next section, and on Eurhythmy in the section following. If there is a great deal to do in the physical sphere apart from the educational measures taken in the school itself, the same is true for the domain of the soul, the psychic domain, and for that of the spirit. The important thing is to get the human being even while at school to be finding a right entry into life. Once more I will illustrate the aim of the Waldorf School by concrete examples rather than abstract statements. It is found necessary at the end of a school year to take stock of the work done by a child during the year. This is generally called: a report on the child's progress and attainment in the different subjects in respect of the work set. In many countries the parents or guardians are informed whether the child has come up to standard and how—by means of figures: 1, 2, 3, 4; each number means that a child has reached a certain proficiency in a given subject. Some-times, when you are not quite sure whether 3 or 4 expresses the correct degree of attainment, you write 3 ½, and some teachers, making a fine art of calculation, have even put down 3 ¼. And I must own that I have never been able to acquire this art of expressing human faculties by such numbers. The reports in the Waldorf School are produced in another manner. Where the body of teachers, the college of teachers, is such a unity that every child in the school is known to some extent by every teacher, it becomes possible to give an account of the child which relates to his whole nature. Thus the report we make on a child at the end of the school year resembles a little biography, it is like an apercus of the experiences one has had with the child during the year, both in school and out. In this way the child and his parents, or guardians, have a mirror image of what the child is like at this age. And we have found at the Waldorf School that one can put quite severe censure into this mirror-like report and children accept it contentedly. Now we also write something else in the report. We combine the past with the future. We know the child, and know whether he is deficient in will, in feeling or in thought, we know whether this emotion or the other predominates in him. And in the light of this knowledge, for every single child in the Waldorf School we make a little verse, or saying. This we inscribe in his report. It is meant as a guiding line for the whole of the next year at school. The child learns this verse by heart and bears it in mind. And the verse works upon the child's will, or upon his emotions or mental peculiarities, modifying and balancing them. Thus the report is not merely an intellectual expression of what the child has done, but it is a power in itself and continues to work until the child receives a new report. And one must indeed come to know the individuality of a child very accurately—as you will realise—if one is to give him a report of such a potent nature year by year. You can also see from this that our task in the Waldorf School is not the founding of a school which requires exceptional external arrangements. What we hold to be of value is the pedagogy and teaching which can be introduced into any school. (We appreciate the influence of external conditions upon the education in any school). We are not revolutionaries who simply say: town schools are no use, all schools must be in the country, and such-like; we say, rather: the conditions of life produce this or that situation; we take the conditions as they are, and in every kind of school we work for the welfare of man through a pedagogy and didactics which take the given surroundings into account. Thus, working along these lines, we find we are largely able to dispense with the system of “staying put,”—the custom of keeping back a child a second year in the same class so as to make him brighter. We have been blamed at the Waldorf School for having children in the upper classes whom the authorities think should have been kept back. We find it exceedingly difficult, if only on humane grounds, to leave children behind because our teachers are so attached to their children that many tears would be shed if this had to be done. The truth is that an inner relationship arises between children and teacher, and this is the actual cause of our being able to avoid this unhappy custom, this “staying put.” But apart from this there is no sense in this keeping of children back. For, suppose we keep back a boy or girl in a previous class: the boy or girl may be so constituted that his mind unfolds in his 11th year, we shall then be putting the child in the class for 11 year-old children one year too late. This is much more harmful than that the teacher should at some time have extra trouble with this child because it has less grasp of the subjects and must yet be taken on with the others into the next class. The special class (Hilfsklasse) is only for the most backward children of all. We have only one special class into which we have to take the weak, or backward children of all the other classes. We have not had enough money for a number of “helping” classes; but this one class has an exceptionally gifted teacher, Dr. Schubert. As for him, well, when the question of founding a special class arose, one could say with axiomatic certainty: You are the one to take this special class. He has a special gift for it. He is able to make something of the pathological conditions of the children. He handles each child quite individually, so much so that he is happiest when he has the children sitting around a table with him, instead of in separate benches. The backward children, those who have a feebleness of mind, or some other deficiency, receive a treatment here which enables them after a while to rejoin their classes. Naturally this is a matter of time; but we only transfer children to this class on rare occasions; and whenever I attempt to transfer a child from a class into this supplementary class, finding it necessary, I have first of all to fight the matter out with the teacher of the class who does not want to give the child up. And often it is a wonderful thing to see the deep relationship which has grown up between individual teachers and individual children. This means that the education and teaching truly reach the children's inner life. You see it is all a question of developing a method, for we are realistic, we are not nebulous mystics; so that, although we have had to make compromises with ordinary life, our method yet makes it possible really to bring out a child's individual disposition;—at least we have had many good results in these first few years. Since, under present conditions, we have had to make compromises, it has not been possible to give religious instruction to many of the children. But we can give the children a moral training. We start, in the teaching of morality, from the feeling of gratitude. Gratitude is a definite moral experience in relation to our fellow men. Sentiments and notions which do not spring from gratitude will lead at most to abstract precepts as regards morality. But everything can come from gratitude. Thus, from gratitude we develop the capacity for love and the feeling for duty. And in this way morality leads on to religion. But outer circumstances have prevented our figuring among those who would take the kingdom of heaven by storm,—thus we have given over the instruction in Catholicism into the hands of the Catholic community. And they send to us in the school a priest of their own faith. Thus the Catholic children are taught by the Catholic priest and the Evangelical (protestant) children by the evangelical pastor. The Waldorf School is not a school for a philosophy of life, but a method of education. It was found, however, that a certain number of children were non-conformist and would get no religious instruction under this arrangement. But, as a result of the spirit which came into the Waldorf School, certain parents who would otherwise not have sent their children to any religion lesson requested us to carry the teaching of morality on into the sphere of religion. It thus became necessary for us to give a special religious instruction from the standpoint of Anthroposophy. We do not even in these Anthroposophical religion lessons teach Anthroposophy, rather we endeavour to find those symbols and parables in nature which lead towards religion. And we endeavour to bring the Gospel to the children in the manner in which it must be comprehended by a spiritual understanding of religion, etc. If anyone thinks the Waldorf School is a school for Anthroposophy it shows he has no understanding either of Waldorf School pedagogy or of Anthroposophy. As regards Anthroposophy, how is it commonly under-stood? When people talk of Anthroposophy they think it means something sectarian, because at most they have looked up the meaning of the word in the dictionary. To proceed in this way with regard to Anthroposophy is as if on hearing the words: ‘Max Muller of Oxford,’ a man were to say to himself: ‘What sort of a man can he have been? A miller who bought corn and carted the corn to his mill and ground it into flour and delivered it to the baker.’ A person giving such an account of what the name of Miller conveyed to him would not say much to the point about Max Muller, would he? But the way people talk of Anthroposophy is just like this, it is just like this way of talking about Max Muller, for they spin their opinion of Anthroposophy out of the literal meaning of the word. And they take it to be some kind of backwoods' sect; whereas it is merely that everything must have some name. Anthroposophy grows truly out of all the sciences, and out of life and it was in no need of a name. But since in this terrestrial world men must have names for things, since a thing must have some name, it is called Anthroposophy. But just as you cannot deduce the scholar from the name Max Muller, neither can you conclude that because we give Anthroposophical religious instruction in the school, Anthroposophy is introduced in the way the other religious instruction is introduced from outside,—as though it were a competing sect. No, indeed, I mean no offence in saying this, but others have taken us to task about it. The Anthroposophical instruction in religion is increasing: more and snore children come to it. And some children, even, have run away from the other religious instruction and come over to the Anthroposophical religion lessons. Thus it is quite understandable that people should say: What bad people these Anthroposophists are! They lead the children astray so that they abandon the catholic and evangelical (protestant) religion lessons and want to have their religious instruction there. We do all we can to restrain the children from coming, because it is extraordinarily difficult for us to find religion teachers in our own sphere. But, in spite of the fact that we have never arranged for this instruction except in response to requests from parents and the unconscious requests of the children themselves,—to my great distress, I might almost say:—the demand for this Anthroposophical religious instruction increases more and more. And now thanks to this Anthroposophical religious instruction the school has a wholly Christian character. You can feel from the whole mood and being of the Waldorf School how a Christian character pervades all the teaching, how religion is alive there;—and this in spite of the fact that we never set out to proselytise in the Waldorf School or to connect it with any church movement or congregational sect. I have again and again to repeat: the Waldorf School principle is not a principle which founds a school to promote a particular philosophy of life,—it founds a school to embody certain educational methods. Its aims are to be achieved by methodical means, by a method based on knowledge of man. And its aim is to make of children human beings sound in body, free in soul, clear in spirit. Let me now say a few words on the significance of Eurhythmy teaching and the educational value of eurhythmy for the child. In illustration of what I have to say I should like to use these figures made in the Dornach studio. They are artistic representations of the real content of eurhythmy. The immediate object of these figures is to help in the appreciation of artistic eurhythmy. But I shall be able to make use of them to explain some things in educational eurhythmy. Now, eurhythmy is essentially a visible speech, it is not miming, not pantomime, neither is it an art of dance. When a person sings or speaks he produces activity and movement in certain organs; this same movement which is inherent m the larynx and other speech organs is capable of being continued and manifested throughout the human being. In the speech organs the movements are arrested and repressed. For instance, an activity of the larynx which would issue in this movement (A)—where the wings of the larynx open outward—is submerged in status nascendi and transformed into a movement into which the meaning of speech can be put,—and into a movement which can pass out into the air and be heard. Here you have the original movement of A (ah), the inner, and essentially human movement—as we might call it— ![]() This is the movement which comes from the whole man when he breaks forth in A (ah). Thus there goes to every utterance in speech and song a movement which is arrested in status nascendi. But it seeks issue in forms of movement made by the whole human being. These are the forms of utterance in movements, and they can be discovered. Just as there are different forms of the larynx and other organs for A (ah), I (ee), L, M, so are there also corresponding movements and forms of movement. These forms of movement are therefore those expressions of will which otherwise are provided in the expressions of thought and will of speech and song. The thought element, the abstract part of thought in speech is here removed and all that is to be expressed is transposed into the movement. Hence eurhythmy is an art of movement, in every sense of the word. Just as you can hear the A so can you see it, just as you can hear the I so can you see it. In these figures the form of the wood is intended to express the movement. The figures are made on a three colour principle. The fundamental colour here is the one which expresses the form of the movement. But just as feeling pervades the tones of speech, so feeling enters into the movement. We do not merely speak a sound, we colour it by feeling. We can also do this in eurhythmy. In this way a strong unconscious momentum plays into the eurhythmy. If the performer, the eurhythmist, can bring this feeling into his movements in an artistic way the onlookers will be affected by it as they watch the movements. It should be borne in mind, moreover, that the veil which is worn serves to enhance the expression of feeling, it accompanies and moves to the feeling. This was brought out in the performance over there (Tr: e.g. at Keble College). And you see here (Tr: i.e. in the figures) the second colour—which comes mainly on the veils—represents the feeling nuance in the movement. Thus you have a first, fundamental colour expressing the movement itself, a second colour over it mainly falling on the veil, which expresses the nuance of feeling. But the eurhythmy performer must have the inner power to impart the feeling to his movement: just as it makes a difference whether I say to a person: Come to me (commandingly), or: Come to me (in friendly request). This is the nuance of feeling, gradation of feeling. What I say is different if I say: Come to me! (1) or: Come to me (2). In the same way this second colour, here expressed as blue on a foundation of green, which then continues over into the veil (Tr.: where it can show as pure blue),—this represents the feeling nuance in the language of eurhythmy. And the third thing that is brought out is character, a strong element of will. This can only be introduced into eurhythmy when the performer is able to experience his own movements as he makes them and express them strongly in himself. The way a performer holds his head as he does eurhythmy makes a great difference to his appearance. Whether, for instance, he keeps the muscles on the left of the head taut, and those on the right slack—as is expressed here by means of the third colour. (Showing figure) You see here the muscles on the left of the head are somewhat tense, those on the right relaxed. You will observe how the third colour always indicates this here. Here you see the left side is contracted, and down over the mouth here; here (in another figure) the forehead is contracted, the muscles of the forehead are contracted. This, you see, sets the tone of the whole inner character,—this that rays out from this slight contracting: for this slight contraction sends rays throughout the organism. Thus the art of eurhythmy is really composed of the movement, expressed in the fundamental colour; of the feeling nuance, expressed by the second colour, and of this element of will;—indeed the element of the whole art is will, but will is here emphasised in a special way. Where the object is to exhibit the features of eurhythmy those parts only of the human being are selected which are characteristic of eurhythmy. If we had figures here with beautifully painted noses and eyes and beautiful mouths, they might be charming paintings; but for eurhythmy that is not the point; what you see painted, modelled or carved here is solely what belongs to the art of eurhythmy in the human being doing eurhythmy. A human being performing eurhythmy has no need to make a special face. That does not matter. Naturally, it goes without saying, a normal and sound eurhythmist would not make a disagreeable face when making a kindly movement, but this would be the same in speaking. No art of facial expression independent of eurhythmic expression is aimed at: For instance, a performer can make the A movement by turning the axels of his eyes outwards. That is allowable, that is eurhythmic. But it would not do if someone were to make special oeilades (“Kinkerlitchen,” we call them) as is done in miming; these oeilades, which are often in special demand in miming, would here be a grimace. In eurhythmy everything must be eurhythmic. Thus we have here a form of art which shows only that part of man which is eurhythmy, all else is left out; and thus we get an artistic impression. For each art can only express what it has to express through its own particular medium. A statue cannot be made to speak; thus you must bring out the expression of soul you want through the shaping of the mouth and the whole face. Thus it would have been no good in this case, either, to have painted human beings naturalistically; what had to be painted was an expression of the immediately eurhythmic. Naturally, when I speak of veils this does not mean that one can change the veil with every letter; but one comes to find, by trying out different feeling nuances for a poem, and entering into the mood of the poem,—that a whole poem has an A mood, or a B mood. Then one can carry out the whole poem rightly in one veil. The same holds good of the colour. Here for every letter I have put the veil form, colour, etc. which go together. There must be a certain fundamental key in a poem. This tone is given by the colour of the veil, and in general by the whole colour combination; and this has to be retained throughout the poem,—otherwise the ladies would have to be continually changing veils, constantly throwing off the veils, putting on other dresses,—and things would be even more complicated than they are already and people would say they understood even less But actually if one once has the fundamental key one can maintain it throughout the whole poem, making the changes from one letter to another, from one syllable to another from one mood to another by means of the movements. Now since my aim to-day is a pedagogic one, I have here set out these figures in the order in which children learn the sounds. And the first sound the children learn, when they are quite young, is the sound A. And they continue in this order, approximately,—for naturally where children are concerned many digressions occur,—but on the whole the children get to know the vowels in this order: A, E, I, 0, U, the normal order. And then, when the children have to practice the visible speech of eurhythmy, when they come to do it in this same order, it is for them like a resurrection of what they felt when they first learned the sounds of speech as little children,—a resurrection, a rebirth at another stage. In this language of eurhythmy the child experiences what he had experienced earlier. It affirms the power of the word in the child through the medium of the whole being. Then the children learn the consonants in this order: M.B.P.D.T.L.N;—there should also be an NG here, as in sing, it has not yet been made—; then F.H.G.S.R. R, that mysterious letter, which properly has three forms in human speech, is the last one for children to do perfectly. There is a lip R, a palatal R, and an R spoken right at the back (Tr: a gutteral R). Thus, what the child learns in speech in a part of his organism, in his speaking or singing organism, can be carried over into the whole being and developed into a visible speech. If there should be a sufficient interest for this expressive art we could make more figures; for instance Joy, Sorrow, Antipathy, Sympathy and other things which are all part of eurhythmy, not the grammar only, but rhetoric, too, comes into its own in eurhythmy. We could make figures for all these. Then people would see how this spiritual-psychic activity, which not only influences the functions of man's physical body but develops both his spiritual-psychic and his organic bodily nature, has a very definite value both in education and as an art. As to these eurhythmy figures, they also serve in the study of eurhythmy as a help to the student's memory—for do not suppose that eurhythmy is so easy that it can be learned in a few hours,—eurhythmy must be thoroughly studied; these figures then are useful to students for practising eurhythmy and for going more deeply into their art. You can see there is a very great deal in the forms themselves, though they are quite simply carved and painted. I wished to-day to speak of the art of eurhythmy in so far as it forms part of the educational principle of the Waldorf School. |
305. Spiritual Ground of Education: The Teachers of the Waldorf School
25 Aug 1922, Oxford Translated by Daphne Harwood Rudolf Steiner |
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305. Spiritual Ground of Education: The Teachers of the Waldorf School
25 Aug 1922, Oxford Translated by Daphne Harwood Rudolf Steiner |
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I alluded yesterday to what takes place when the boys and girls one is educating come to be 14 or 15 years old and reach puberty. At this stage, a teacher who takes his responsibilities seriously will encounter many difficulties. And these difficulties are particularly apparent in a school or college where the education is derived from the nature of man. Now it is out of the question to overcome these difficulties by extraneous discipline. If they are repressed now they will only re-appear later in life in all manner of disguises. It is far better to look them squarely in the face as an intrinsic part of human nature and to deal with them. In a school like the Waldorf School where boys and girls are educated together and are constantly in each others company such difficulties occur very frequently. We have already referred to the difference between boys and girls which begins to appear about the 10th year. At this age girls begin to grow more vigorously and, particularly, to shoot up in height. Boys growth is delayed until round about puberty. After that, the boys catch up with the girls. For one who observes the one interplay between spirit, soul and body from the standpoint of a true human knowledge, this is of great significance. For growing, the overcoming of the earth's gravity by growth, engages the fundamental being of man, his essential manhood, whereas it is not essentially a concern of the human being whether a certain organic phenomenon appears at one stage or another of his life. For, actually, certain cosmic, extra-human influences which work in upon the human being from the external world affect the female organism more intensely between the 10th and 12th year than they do the male organ-ism. In a certain sense the female organism between the 10th and 12th year partakes even bodily of the super-sensible world. Please realise the importance of this: between the 10th and 12th year, or the 13th and 14th, the female organism qua organism begins to dwell in a spiritual element. It becomes permeated by spirit at this period. And this affects the processes of the blood in girls in a very special way. During these years the blood circulation is, as it were, in contact with the whole universe. It must take its time from the whole world, from the universe, and be regulated by it. And experiments carried out to find the relationship between the rhythm of pulse and breath between 10 and 12 years, even if done with external instruments, would find the results among girls other than among boys. The boy of 13 or 14 begins to show a nature hitherto unrevealed, and he also begins to grow more than the girls do. He grows in all directions. He makes up for the delay in his growing. At the same time his relationship to the outer world is quite other than it was in the earlier periods of his life. And so in boys it is the nervous system which is now affected, rather than the circulation of the blood. Thus, it can easily happen that the boy's nervous system gets overstrained if the instruction at school is not given him in the right way. For in these years, the form and content of language, or of the languages he has learned, have an enormous influence upon him. The ideas of men enshrined in language, or in foreign languages, press upon the boy, beset him as it were, while his body grows more delicate. And so at this age the whole world drones and surges within a boy—the world, that is, of this earthly environment. Thus: in girls a year or two sooner is implanted some-thing of the surrounding universe; in boys earthly environment is implanted through the medium of language. This is apparent externally in the boy's change of voice. And indirectly, in connection with this transformation in the voice enormously important things take place in the boy's whole organism. In the female organism, this rounding off of the voice is very slight. On the other hand in connection with the quickened growing, there has been a preparation in the organism, which is, as it were, a flowing into the maiden of supernal worlds. The recent advances of materialistic science of the world come into their own on a spiritual view. You see when people hear that a spiritual outlook or spiritual values are upheld somewhere, they are apt to say: O yes, those are queer cranks who scorn the earth and all material things. And then comes the natural scientist and cites the marvellous advances of purely material science in recent centuries. And so people believe that anyone who advocates a thing so alien to the world—not that I mean that Anthroposophy is alien to the world—but that the world is alien to Anthroposophy—but when a strange thing like Anthroposophy appears, people think it is not concerned with material things, or with practical life. But it is precisely Anthroposophy which takes up the latest discoveries of the natural sciences, takes them up with immense love and saturates them with the knowledge that can be got from the spiritual world. So that it is precisely among those who support spiritual philosophy that there exists a true appreciation of materialism, a proper appreciation of materialism. The spiritualist can afford to be a materialist. But the pure materialist loses knowledge of matter when he loses the spirit, all he can observe is the outer appearance of matter. It is just the materialist who loses all insight into material happenings. I call attention to this as it seems to me of great significance. And you see, when you have the attitude of a Waldorf teacher towards the children you look in quite a different way upon a child who has reached puberty—a child who has just passed through that stage of development which includes the organic changes I have alluded to—you look upon this child in quite a different way from that of a person who knows nothing of all this, who knows nothing of it, that is, from the spiritual point of view. A boy of 14 or 15 years old echoes in his being the world around him. That is to say: words and their significant content are taken up unconsciously into his nervous system, and they echo and sound on-in his nerves. The boy does not know what to do with himself. Something has come into him which begins to feel foreign to him now that he is 14 or 15. He comes to be puzzled by himself, he feels irresponsible. And one who understands human nature knows well that at no time and to no person, not even to a philosopher, does this two legged being of the Earth called Anthropos seem so great a riddle as he does to a fifteen year old boy. For at this age all the powers of the human soul are beset by mystery. For now the will, the thing most remote from normal consciousness, makes an assault upon the nervous system of the 15 or 16 year old boy. With girls it is different. But when we aim, as we should aim, at equal treatment for both sexes, at an equal recognition,—a thing which must come in the future—it is all the more important to have clearly in view the distinction between them. So, now, whereas for the boy his own self becomes a problem, he is perplexed by himself,—for girls at this time the problem is the world about them. The girl has taken up into herself something not of the earth. Her whole nature is developing unconsciously within her. And a girl of 14 or 15 is a being who faces the world in amazement, finding it full of problems; above all, a being who seeks in the world ideals to live by. Thus many things in the outer world become enigmatic to a girl at this age. To a boy the inner world presents many enigmas. To a girl it is the outer world. One must realise, one must come to feel, that one now has to deal with quite new children—not the same children as before. And this change in each child comes, in some cases, remarkably quickly,—so that a teacher not alive to the transformation going on in the children in his charge may fail to perceive that he is suddenly confronting a new person. You see, one of the most essential things in the training of the Waldorf School teachers themselves is receptivity to the changes in human nature. And this the teachers have acquired relatively quickly for reasons which I shall explain. A Waldorf teacher—if I may express myself paradoxically—a Waldorf teacher has to be prepared to find a thing completely different tomorrow from what it was yesterday. This is the real secret of his training. For instance: one usually thinks in the evening: tomorrow the sun will rise and things will be the same as they are to-day. Now,—to use a somewhat drastic mode of expression which brings out my meaning—the Waldorf teacher must be prepared for the sun not to rise one day. For only when one views human nature afresh like this, without prejudice from the past, is it possible to apprehend growth and development in human beings. We may repose in the assurance that things out there in the universe will be somewhat conservative. But when it is a case of that transition in human nature from the early years of childhood into the 14th, 15th and 16th year, why then, ladies and gentlemen, the sun that rose earlier often does not rise. Here, in this microcosm, Man, in this Anthropos, so great a change has come about that we face an entirely new situation. As though nature upon some day should confront us with a world of darkness, a world in which our eyes were of no use. Openness, a readiness to receive new wisdom daily, a disposition which can subdue past knowledge to a latent feeling which leaves the mind clear for what is new,—this it is that keeps a man healthy, fresh and active. And it is this open heart for the changes in life, for its unexpected and continuous freshness, which must form the essential mood and nature of a Waldorf teacher. How the relationship between boys and girls of this age and their teachers is significantly affected by this change can be seen from an episode which occurred last year in the Waldorf School. One day when I was back once again at the Waldorf School for the purpose of directing the teaching and education—a thing I can only do intermittently—a girl of the top class came to me between lessons, in—what I might call—a mood of suppressed aggression. She was very moved, but she said to me with prodigious inner determination: ‘Can we speak to you to-day—it is very urgent—may the whole class speak to you to-day? (i.e. the top class). But we only want to do it if you wish it.’ You see, she had constituted herself leader of the class and wished to speak to me in the presence of the whole class. What was the reason? The reason was that the boys and girls had come to feel for their part that they were not in touch with the teachers; they found it hard to get in touch with the teachers, to make a right contact with them. This had not arisen from any grudge against the teachers. For among the children of the Waldorf School there is no grudge against the teachers. On the contrary, even in the short time of the School's existence, the children have come to love their teachers. But these children of the top class, these boys and girls of 15 and 16 now had a terrible fear that owing to the new relationship which had come about between pupils and teachers they might lose this love, this love might diminish. They had a most extraordinary fear of this. And in this case I did not do what perhaps would have been done in past times if children had blurted out this sort of thing,—namely snub them and put them in their places—but I went out to meet them and talked to them. And I spoke to the children—but at this age of course one should call them young ladies and gentlemen, as I said before—I spoke to them in such a way that they could realise I was prepared then and there to discuss the question with them, and together with them come to a conclusion. We will talk to one another without restraint and arrive at some decision together when we see what the matter is: And then, what came out was what I have just described: a great anxiety lest they should be unable to love the teachers in the same way as before. For an enormous wonder, a great curiosity concerning certain things in the world had entered into the children. And since Waldorf School pedagogy is evolved day by day every occurrence must be carefully studied and educational measures are founded upon living experience. Now the children said a great deal that was rather remote from the issue, but it seemed immensely important to themselves, and they felt it deeply. Then I said a good many things to them, don't you know, of how one finds this or that in life as time goes on, to which the children eagerly assented. And all that was necessary was to arrange a slight shifting of teachers for the following school year. At the outset of the next school year, I allotted the teaching of languages to a different teacher; I changed the teachers round. What is more, we realised in the college of teachers that this was the method we should use throughout the school, to come to decisions from out of a working in common. But in order to stomach this new position—this meeting with young ladies and gentlemen of this age on equal terms, where one was formerly an authority—in order to be equal to this situation it is essential to have what the Waldorf teachers have—an open outlook on the world, to be a man of the world. We call it in German: to have a Weltanschauung, (a philosophy). Not merely to have taken a training in teaching method, but to have one's own answers to questions as to the fate of humanity, the significance of historical epochs, the meaning of present day life, etc. And these questions must not buzz in one's head, but must be borne in one's heart, then one will have a heartfelt experience of them in company with the children. For in the course of the last four or five hundred years of western civilisation we have entered deeply into intellectualism; this however is unnoticed by the majority of men. But intellectualism is a thing suited naturally only to men of advanced years. The child is naturally averse to intellectualism. And yet all our modern thinking is tinged with intellectualism. The only people who are not intellectual so far are the people over there in Asia and in Russia as far as Moscow (i.e. Asiatic Russia). But west of Moscow as far as America, intellectualism is universal. We are not aware of it, but in so far as we belong to the so-called cultured classes we think a kind of mental language that is incomprehensible to children. And this accounts for the gulf there is nowadays between grown-up people and children. This gulf must be bridged by teachers such as the Waldorf school teachers. (literally: this chasm must be filled up). And it can only be bridged when one can see deeply into human nature. Allow me therefore, to tell you something of a physiological nature which is not usually taken into account, since it can only be rightly appreciated when it confronts one as a fact of spiritual science, a fact of spiritual knowledge. Now people think that it is a great accomplishment when a thing is put in the form of a concept, when there is an idea, a notion of a thing. But only people who judge everything according to their heads believe this. Truths are often terribly paradoxical. For if we enter into the unconscious, into the heart nature, the feeling nature of man, we find that all concepts, all ideas are bound up for every man—even for a philosopher—with a slight feeling of antipathy; there is something distasteful, disgusting, in the formulating of ideas: whether one is conscious of it or not, there is always something distasteful. Hence it is so enormously important to know that one must not accentuate this hidden unconscious disgust in children by surfeiting them with concepts and ideas. Now you see it comes from the fact that when a man has been thinking, when he has thought hard the inside of his brain presents a curious formation—unfortunately I can only give you results in this account, it would take many lectures to demonstrate it to you physiologically; I can now only give the facts. Now the brain is permeated throughout by deposits, compounds of phosphorus lie all about the brain. These have been deposited during the process of thought. Particularly if one is thinking oneself, thinking one's own thoughts, the brain becomes filled with unreason—forgive the word—full of deposited products such as phosphoric acid compounds; they litter the brain and be-slime it. These excretions, these deposits are only removed from the organism when a man sleeps or rests. Thus, corresponding to the process of thought is not a process of growth or a process of digestion, but a catabolic process, a breaking down of substances. And when I follow a train of thought with some-one of a certain degree of maturity, i.e. over 14, 15, or 16 years old, together with him I am setting up a catabolic process, a depositing of substance. It brings about the breaking down of substance. And in this separation, this eliminating of substance, he experiences his humanity. (Tr. Note: i.e. it provides a basis for self-consciousness). Now if, on the other hand, I simply dictate ideas to him, if I give him finite concepts which have been formulated dogmatically I put him into a peculiar state. For these finite concepts can get no hold in human nature, they jostle and press upon one another and can find no entry into the brain, but they beat up against the brain and thus cause it to use up over again in its nerve activity the old deposited substances which lie about. The effect brought about by all finite intellectual concepts is to compel a man to use over again the cast-off substances which lie about within him; and this gives the human being a feeling of slight disgust, which remains unconscious but which influences his whole disposition so much the more. You see, unless one knows these things, one cannot appreciate their importance. And people do not realise that thinking is a breaking down of substance (ein Absondern), and that thinking in mere ideas forces man to use once again what he has thrown off, to knead up over again all his cast-off phosphoric acid salts. Now this is of enormous importance in its application to moral education: if we give the child definite precepts in conceptual form, we oblige him to come to morality in the form of ideas, and then antipathy arises; man's inner organism sets itself against abstract moral precepts or commandments, it opposes them. But I can encourage the child to form his own moral sentiments direct from life, from feeling, from example and subsequently lead him on to the breaking down, to the catabolic stage, and get him to formulate moral principles as a free autonomous being. In this case I am helping him to an activity which benefits his entire being. Thus, if I give a child moral precepts I make morality distasteful, disgusting, to him, and this fact plays an important part in modern social life. You have no idea how much disgust human beings have felt for some of the most beautiful, the noblest, the mast majestic of man's moral impulses because they have been presented to them in the form of precepts, in the form of intellectual ideas. Now the Waldorf teacher comes to learn such things as this through spiritual science. It is indeed this that gives him insight into these material processes. Let me repeat: materialism takes its true place in life only when looked at from the spiritual standpoint. For this gives insight of what is really going on in man. Only through adopting the spiritual standpoint can one become a truly practical educator in the physical sphere. But such a thing is only possible when the teacher or educator has himself a philosophy of life; when his own view of the world makes him feel the deep significance of the problem of the universe and of man's fate. And here again I must say an abstract thing, but in reality it is a very concrete thing. It is only apparently abstract. You see, man confronts the riddle of the universe, and he seeks a solution to this riddle. But people suppose nowadays that the solution of the riddle could be put down in some book, stated and expressed in some form of ideas. Remember, however, that there are people—and I have met some of them—who have an extreme horror of such a solution of the riddle of the universe. For they say: if it should really happen that a solution of the riddle of life were discovered and written down in a book, what in Heaven's name are other people who come after them to do? It would be most terribly boring. All contributions to the solution of the world riddle are there to hand, they only require to be learned. And people think this would be colossally boring. I don't altogether blame them; the world really would be a boring place if someone wrote a book containing the answer to the riddle of the universe once and for all, and we could read the book, and then—why then what indeed would remain for us to do in the world? Now you see there must be something in existence which, when we have the key to it, the so-called solution, calls for further effort on our part, calls upon us to go on and to work on. The riddle of the universe should not be stated as a thing to be solved and done with: the solution of it should give one power to make a new start. And if world problems are rightly understood this comes about. The world presents many problems to us. So many, that we cannot at once even perceive them all By problems I do not only mean those things for which there are abstract answers, but questions as to what we shall do, as to the behaviour of our will and feelings, as to all the many details of life. When I say the world sets us many problems, I mean such questions as these. What then is the real answer to these many problems? The real answer is none other than: man himself. The world is full of riddles and man confronts them. He is a synthesis, a summary, and from man comes to us the answer to the riddle of the universe. But we do not know man as he should be known. We must begin at the beginning. Man is an answer that takes us back to the beginning. And we must learn to know this answer to our problem, Man, this Oedipus. And this drives us to experience anew the mystery of our own selves. Every new man is a fresh problem to be worked at. If one desires to be a Waldorf teacher, which means to work from a true philosophy of life, this mysterious relationship between man and the world must have become second nature; (literal translation: it must become an unconscious wisdom of the feelings.) Certainly people take alarm to-day if one says: the Waldorf teachers start from Anthroposophy: this gives them their vision. For how if this Anthroposophy should be very imperfect? That may be. Produce other philosophies then, which you think are better. But a philosophy is a necessity to one who has to deal with human beings as an artist. And this is what teaching involves. How far the anthroposophical attitude to things contains something helpful alike to education and teaching will be the subject of the third part of my lecture to-day. When I look back over these nine lectures, I find much to criticise, much that is imperfect, but the most regrettable thing about them is that I should have given them at all in the form in which I have given them. I would far rather not have had to give these lectures—paradoxical as this may sound. That I should have had to give them is in keeping with the spirit of the time, far too much so, for it seems to me that there is an incredible amount of talk about the nature of education and teaching in our age, far too rich; people seem, driven far too much to discuss the question: how shall we educate, how shall we teach? And when one has to enter into these questions oneself, even though it is from a different stand-point, one realises how much too much of it there is. But why is it there is so much talk today about education and teaching? Almost every little town you come to announces lectures on how to educate, how to teach. Now how does it come about that there is so much discussion of this subject, so many conferences and talks everywhere? If we look back to earlier ages of human history we shall not find people talking nearly so much about education. Edu-cation was a thing people did naively, by instinct, and they knew what they were about. Now I have said that a truly healthy education, a healthy instruction, must be based on a knowledge of man, and that the staff of the Waldorf School has to acquire this knowledge of man in the way I have shown, and it may well be asked: did the men of earlier ages then possess a knowledge of man so infinitely greater than ours? Strange as it may seem, the answer is: yes. Certainly men of former ages were not so enlightened in the domain of natural science as we are; but earlier men knew more about man in their own way than we do. I mentioned before in these lectures that man has gradually come to be regarded by us as a final product. We contemplate all the other creatures in the world and say: they have evolved up to man, the final product; and here we stop and we say extraordinarily little about man himself. Our physiology even tries to find explanations of man in the experiments done upon animals. We have lost the ability to give man a position in the world as a thing in himself. To a large extent we have lost the being of man. Now anthroposophy seeks to give mankind once more that knowledge of the world which shall not exclude man himself, which shall not regard him at most as the latest of the organisms. But a knowledge of the world where what one knows about the world truly gives a power to see into the real nature of man, to know him in soul, in body and in spirit. Further, that one shall be able to know what the spirit actually does in man; that one shall know: the intellectual form of the spirit breaks down substances, in the way I described. Now our present way of considering history does not attain this. It makes a halt on reaching man and classifies him with the animals. It formulates a biology, and connects this with physiology; but there is no grasp of what man is. As a result, men act to-day a great deal out of instinct; but as an object of knowledge, of science, there man is not favoured. The teacher requires a science which will enable him to love man once more—because he can first love his own knowledge. There is much wisdom behind the fact that formerly men did not speak simply of acquiring knowledge, but they spoke of philosophia, of a love of knowledge. Anthroposophy would bring it about that mankind should once more have knowledge which can lead to knowledge of man. Now, when one knows the human being, when all know-ledge and science centres in man, then one can find the answer to educational questions in every part of one's philosophy. The discoveries and the knowledge required, even about children, are to be found on all hands. And it is this that we need. It is because our ordinary science can tell us nothing about education or instruction that we make extra institutions and have to talk so much about education and teaching. Such lectures as these will only have achieved their object when they shall have become superfluous, namely, when there shall no longer be any necessity to treat this as a special theme, when we shall once again possess a philosophy, a knowledge of the world in which education is implicit so that a teacher having this knowledge is also possessed of the art of education, and can exercise it spontaneously, instinctively. Our need to talk so much about education shows how little impulse for education is contained in the rest of our knowledge. We need a complete change of direction. This is the real reason why the Waldorf Teachers do not cultivate a definite and separate pedagogy and didactic, but cultivate a philosophy of life which by teaching them knowledge of man makes it possible for them to have spontaneous impulses for education, to be naive once more in education. And this explains why, in speaking of a Waldorf Teacher one must speak of man as a whole. This also precludes there being anything fanatical about Waldorf School education. Fanaticism—which is so rife among men—is here ruled out. Fanaticism is the worst thing in the world, particularly in education,—a fanaticism which makes a man press on in one direction and push ahead regardless of anything but his one aim, reduced to precise slogans. But if one looks at the world, without prejudice one will concede: views and opinions are but views and opinions. If I have a tree here and photograph it, I have one view of it; the view from here has a definite form; but the view is different from here, and again different from over there; so that you might think it was not the same tree if you only had the pictures to go by. In the same way there are points of view in the world, there are outlooks. Each one only regards one aspect of things. If you know that things must be looked upon from the most manifold standpoints you avoid fanaticism and dwell in many-sidedness, in a universality. Ladies and Gentlemen, if one realises that what people say in the world is for the most part not wrong, only one-sided: that one needs to take the other view into consideration, that all that is necessary is to see the other side also—then one will find goodness everywhere. Hence it is so strange when one is talking of Waldorf education and A. comes and says: Yes, we do this already, but B. does it all wrong. And then B. comes and says: We do this, but A. does it badly. Now a Waldorf teacher would say A. has his good points and R. has his good points; and we seek to use what can be found universally. That is why one hears so often: Waldorf School pedagogy says the same things that we say ourselves. But this is not so, rather we say things which others afterwards can assent to because we know that a fanatical pursuit of one definite line works the utmost damage. And it is essential for the Waldorf teacher to be free from any kind of fanaticism, and confront purely the reality of the growing child. True, many people may say: there is an Anthroposophical movement, we have met many fanatics in it. But if they look into things more closely they will find: the aim of Anthroposophy is to make knowledge universal and to spiritualise it. That it is called Anthroposophy is a matter of indifference, as I have explained. Actually, it has no other object but the making universal once more what has become one-sided. If, nevertheless, people have found fanaticism, dogmatism, a swearing by definite precepts, within the Anthroposophical movement, this has come in from outside, it is not inherent in the movement; for much is caned into the movement which does not accord with its nature and being. Therefore when it is said that there is also a sect of some kind behind the Waldorf School principles, where people indulge all kinds of crazes, one should study the matter properly and find out the facts and what it is the Waldorf School lives by. Then one will see that Anthroposophy can indeed give life to education and teaching, and that, far from pursuing anything preposterous or falsely idealistic it seeks only to realise the human ideal in living human beings. And with this indication that the life that speaks through the Waldorf teacher is derived from this source I will bring these lectures to a close. And let me add that although I said that I regretted that these lectures had had to be given—nevertheless it has been a great, joy to me to give them and I thank the honourable audience for the attention and interest they have accorded them. |
214. Planetary Spheres and Their Influence on Mans Life on Earth and in the Spiritual Worlds: The Cosmic Origin of the Human Form
22 Aug 1922, Oxford Translated by George Adams, Mary Adams Rudolf Steiner |
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214. Planetary Spheres and Their Influence on Mans Life on Earth and in the Spiritual Worlds: The Cosmic Origin of the Human Form
22 Aug 1922, Oxford Translated by George Adams, Mary Adams Rudolf Steiner |
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Our subject for today will relate in a wider way to many of the spiritual truths which will be known to you as anthroposophists. You are no doubt familiar with the kind of description given, for example, in my book Theosophy, of the spiritual worlds through which man has to go between death and a new birth. Today I will tell of those spiritual worlds from a rather different point of view. For in Theosophy, Imaginations are mainly used to describe the world of soul and the world of Spirit through which man passes when he has gone through the gate of death to advance into a new life on Earth. In today's lecture I shall relate these things not so much from the standpoint of Imagination, but rather from the aspect which is revealed by Inspiration. To gain some access to it for our understanding, we may take our start from the experiences which are ours during earthly life. At any given moment between birth and death, we are here in our physical body, face to face with the outer world. We should describe as ourselves, our human being, what is contained within our skin, within the confines of our physical body. No doubt we take this “human being” to include not only the anatomical and physiological data; we take it for granted that processes of soul and mind are also somehow going on in there. Yet, speaking of “ourselves,” we generally have in mind what is contained within our skin, and now from here we look out into the world. There all around us is the world we call our “outer world.” And as you know, we make mental images of this outer world. We have the outer world around us, and mirror-images thereof—or something like it—in our life of soul. Now in the life between death and new birth the essence of the matter is that we are in this very world which, here on Earth, is external to us. All that is now your “outer world,” including what you see in full, clear focus and what you but distantly divine, is then your inner world,—to that you say “mine I.” Just as you now regard your lung as belonging to your I, so, between death and new birth, do you regard the Sun and Moon as your organs,—in other words, as being in you. The only outer world which you then have is you yourself, such as you are on Earth—your earthly organs. Whereas on Earth we say; “In us—a lung; in us—a heart; outside of us a Sun, a Moon, a Zodiac,” during the life between death and new birth we shall say; “In us—a Zodiac, in us the Sun, in us the Moon; outside of us, lung and heart.” Between death and new birth all that we now carry inside our skin increasingly becomes our outer world, our Universe, our Cosmos. Our view of the relation between World and Man becomes completely opposite when we are living between death and a new birth. When we live through death—when we go through the gate of death—we have a distinct picture, to begin with, of what went before, of how we were on Earth. True, it is only a picture, but it is like the outer world. This picture, then, shines forth in you to begin with. Thus in the first period after death you still have a consciousness of the man you were on Earth—consciousness in the form of earthly memories and earthly pictures. But these do not last long; ever increasingly you have this other outlook upon man: “‘I’ is the World; the Universe is Man.” This becomes ever more enhanced. Of course, you will not imagine that the human lung, for instance, looks the same as it does now; that would not be a sight to compensate for all the greatness and beauty of the Sun and Moon. Yet in reality, what lung and heart there become is vastly greater and more sublime even than Sun and Moon are, here and now, to human vision. Only in this way do you gain an adequate idea of that which Maya is. People speak of Maya—the great illusion of this present earthly world—and yet they do not quite believe in what they say. Deep down, they cherish the belief that things are as they look to be to earthly eyes. But it is not so. The human lung as we now see it is a mere semblance; so is the heart. In truth, our lung is but a part—a mighty part—of our Cosmos; and even more so is our heart. The heart in its true essence is vastly greater and more majestic than any Sun. Thus we begin to see an immense and sublime cosmic world arising—a world of which we speak in this way: Beneath us are the Heavens. In saying this, we mean: Beneath us is all that which is preparing the human head of the next incarnation. Above are, we then say, what was below. For it is all inverted. Above are all the forces which prepare man for his earthly walking—prepare him to stand firm on his two legs in the next earthly life. All this can then be summed up in the saying: The nearer we approach a new earthly life, the more does this Universe which is Man contract for us. Majestic it is indeed, notably in the middle period between death and a new birth. But now we grow increasingly aware of how this Universe, with all its erstwhile majesty and greatness, is shrinking and contracting. The planets which we bear within us—planets in their weaving movement—become what then pulsates and surges through the human ether-body. The fixed stars of the Zodiac become what forms our life of nerves and senses. All this is shrinking, to become a body—spiritual to begin with, and then ethereal. And not until it has grown quite tiny, is it received into the mother's womb, there to be clothed with earthly matter. Then comes the moment when we draw near to earthly life. Vanishing from us we now feel the Universe which until recently was ours. It shrinks and wanes, and this experience begets in us the longing to come down again to Earth,—once more to unite with a physical body on the Earth. For the great Universe we had before, withdraws, eludes our spiritual gaze; now therefore do we look to become Man again. All this involves, however, quite another scale of time. Life between death and rebirth goes on for many centuries, and if a man is born, say, in the 20th century, his descent will have been prepared for gradually, even as early as the 15th century. All through this time moreover he himself has in a certain sense been working down into the earthly conditions and events. A great-great ... grandfather of yours, way back in the 15th century, fell in love with a great-great ... grandmother. They felt the urge to come together, and in this urge you were already working in from spiritual worlds. And in the 17th century when a rather less distant great-great ... grandfather and great-great ... grandmother loved each other, you once again were in a sense the mediator. So did you summon all the generations to the end that at long last those should emerge who could become your mother and your father. In that mysterious and intangible quality that pervades the relationships of earthly love, forces are indeed at work, proceeding from human souls who look for future incarnations. Therefore full consciousness and freedom are never there in the external conditions which bring men and women upon Earth together. These things still lie outside the range of human understanding, What we call history nowadays is in the last resort far too external. Little is known to us in outer life today of the soul-history of human beings. Even as late as the 12th or 13th century A.D., souls of men felt very differently than they do now. Yet this is quite unknown. Not indeed as distinctly as I have just been telling, but in a more dream-like way, the men and women of the 10th, 11th, or 12th century were aware of these mysterious forces working down to Earth from spiritual worlds,—working down, in effect, from human souls. Little was said in Western countries of repeated earthly lives—reincarnation—but there were human beings everywhere, who knew. Only the Churches always eschewed, not to say anathematized all thoughts about repeated lives. Yet you should realize that even as late as the 12th and 13th centuries there were not a few in Europe who were aware that man undergoes repeated lives on Earth. Then came the time when mankind in the Western world had to go through the stage of intellectuality. For man must by and by acquire spiritual freedom. When the dream-like clairvoyance of olden time prevailed, there was no spiritual freedom. Nor is there freedom—there is, at most, belief in freedom—in those affairs of human life, governed, shall we say, by earthly love, of which we have been speaking. For here the interests of other souls, on their way down to Earth, are always mingled. Yet in the course of earthly evolution mankind must grow freer, yet ever freer. For only by man's growing freer, will the earth reach her goal in evolution. Now to this end, during a certain period intellectuality was necessary. The period in question is, of course, our own. Look back into earlier times and conditions upon Earth, when human beings still enjoyed dream-like clairvoyance. Living in this dreamlike clairvoyance there were always spiritual beings. Man at that time could never say, “I have my own thoughts in my head,”—that would have been quite untrue. In very olden times he rather had to say “I have the life of Angels in my head”; and then in later times: “I have the life of elemental beings in my head.” Then came the 15th century, and at long last the 19th and the 20th. Now man no longer has spiritual beings in his head, but only thoughts—mere thoughts. And by not having any higher spiritual life but only thoughts in his head, he can make for himself pictures of the outer world, Could man be free, so long as Spirits were indwelling him? No, he could not, for they directed him; everything was due to them. Man could only become free when spiritual beings no longer directed him—when he had mere pictures, mere images, in his thoughts. Thought-pictures cannot compel you to do anything. Say you confront a looking-glass; the mirror-images of other men may be howsoever ill-disposed, they cannot hit you, for they are not real—they are mere pictures. And if I am resolving on some action, I may cause the mirror-image in my thought to picture the resolve, but the picture can of itself make no resolve. Thus in the epoch when intellectuality puts only thoughts into our heads, freedom is born, inasmuch as thoughts have not the power to compel, In that we hold our moral impulses simply in the form of pure thoughts—as described in my “Philosophy of Freedom” [Philosophie der Freiheit, 1894. The later English editions have been entitled Philosophy of Spiritual Activity.]—we can achieve true freedom in the present age. The intellectual age, therefore, had to be. Yet, strange as it may sound, in essence this age is already past. The age in which it was right for man to develop mere intellectuality, mere thinking-in-images, has run its course. With the 19th century it has become a thing of the past. And if men now continue to develop mere image-thoughts, their thoughts will fall a prey to Ahrimanic powers. The Ahrimanic powers will then gain access to man, and having reached his freedom, man will lose it—lose it to the Ahrimanic powers. Mankind is at the threshold of this danger now. Mankind today is faced with the alternative: either to comprehend the spiritual life—to comprehend the reality of such things as I have been telling you today—or to deny them. And if man now persists in denying what is spiritual, he will no longer be able to think freely. On the contrary, Ahriman—the Ahrimanic powers—will then be thinking in mankind, and all humanity will undergo a downhill evolution. Therefore it is in the highest degree necessary for an ever-growing number of human beings in our time to appreciate the need for a return to spiritual life. A feeling for the need to get back to a spiritual form of life, is what the men of today should try to awaken in themselves. For if they fail to seek for this, mankind will fall a prey to Ahriman. Seen from a higher standpoint, the situation of mankind on Earth today is no less grave than that, and we should put this thought before all others, testing all other thoughts in the light of this one. So much for the first part of the lecture. If Mr. Kaufmann will now be kind enough to translate, I will then go on. Descriptions such as these may help illustrate the fact that the life we lead in the spiritual world between death and new birth is very different from that we undergo here between birth and death. Pictures, therefore, borrowed from the earthly life, however well conceived, will always be inadequate. Slowly and gradually we must be led to an understanding of the kind of reality that prevails in spiritual worlds. Let me give some examples. Suppose a human being leaves his earthly body, and, with his life of soul and spirit, enters the world of soul and spirit. Suppose moreover that someone here on Earth, who has achieved Initiation-knowledge in the deeper sense, is able to observe human souls in their continued life after death. Much preparation is necessary to this end; also a certain Karma is essential, connecting the human being upon Earth with the one in yonder world. Now he must find some means of mutual understanding with the other soul. The spiritual experiences which I shall here be relating are not all easy to achieve. Generally speaking, it is far easier to describe the Universe in its spiritual aspect than to come near to a departed soul. People will with ease persuade themselves that it is not so difficult, yet in reality it is far more difficult to gain access to the dead than to achieve spiritual knowledge of other kinds. I will now relate some characteristic features of the real intercourse with the dead. To begin with, we can only communicate with them by entering into such memories of the physical world as they are still able to evoke. For example, they still retain an echo of human speech, even of the particular language which was mainly theirs while on Earth. But their relation to language undergoes a change. For instance, in conversing with a soul who has died, one will soon observe that they have no understanding for substantives—for nouns. The living may address such words to the dead; the dead, if I may use this expression, simply do not hear them. Verbs on the other hand—words expressing action—these they will understand for a comparatively long time after death. As a general rule you will only become able to converse with a soul who has gone through death if you know how to put your questions to him. You may have to proceed as follows. One day you concentrate on him as quietly as you are able. You try to live with him in something definite and real, for he has pictures in his soul rather than abstract notions. Therefore you concentrate on some real experience which he was glad to enter into during earthly life; thus you will gradually get near him. You will not as a rule get an immediate answer to your question. You will very likely have to sleep on it—sleep on it, may be, several times, after some days you will get the answer. But you will never get an answer if you ask in nouns. You must take pains to clothe all nouns in verbal form. Such preparation is indispensable. He will most readily understand verbs, especially if you make them pictorial and vivid. The dead will never understand for instance the word “table,” but if you imagine vividly what is astir while a table is being made—a process of becoming, therefore, instead of a finished thing—then you will gradually become intelligible to him so that he apprehends your question and you get an answer. But the answers too will always be in verbal form, or may be not even that; they may only consist of what we on Earth should call interjections—exclamations. Above all, the dead speak in the actual sounds of the alphabet—sounds and combinations of sound. The longer a soul has lived in the spiritual world after death, the more will he be speaking in a kind of language which you can only make your own by cultivating a true feeling of discrimination even in the realm of earthly speech, insisting no longer on the abstract meaning of the words but entering into their feeling-content. It is as I was saying in the educational lectures here. With the sound a [a, pronounced as in father.] we experience something like astonishment and wonder. Moreover we take the sense of wonder deep into our soul when we not only say a, but ach [German or Scottish pronunciation of ch as in Loch. Ach is the German equivalent of the exclamation Ah.]. Ach signifies: “A—I feel wonder. The sense of wonder goes right into me: ch.” And if I now put m before it and say mach [Mach: German for ‘make’ or ‘do.’], I follow what awakens wonder in me as though it were coming nearer to me step by step—mmm—till at long last I am entirely within it. It is with this kind of meaning—meaning that issues from the sounds themselves—that the answers of the dead will often come. The dead do not speak English, nor do they speak German, nor Russian; their speech is such that only heart and soul can understand them,—if heart and soul are in the ears that hear. I said just now; the human heart is greater and more majestic than the Sun. Seen from the earthly aspect it is true, the heart is somewhere inside us, and will be no pretty sight if we excise it anatomically. Yet the real heart is there throughout the human being, permeating all the organs; so too it is in the ear, We must get used to the heart-language of the dead, if I may so describe it. We get used to it in learning gradually to jettison all nouns and noun-like forms and live in verbs. It is the words of action and becoming which the dead still understand for a comparatively long time after death. Then, at a later stage, they understand a language that is no longer language in the ordinary sense, and what we then receive from them has first to be re-translated into an earthly language. Thus as man grows out of his body and ever more into the spiritual world, his life of soul becomes altogether different. Then, as the time approaches for him to come down again to Earth, once more he has to change his life of soul. For now the moment draws ever nearer, whereat he is confronted with a mighty task. He will himself now have to put together—first in an astral and then in an etheric form—the whole future human being who will one day be standing physically here on Earth. The tasks which we fulfil on Earth are external. For while our hands are at work, something external to us is always being made or altered. In the life between death and re-birth it is the inner being of our soul that is at work, putting the body together. Truth is, it only seems as if man came into existence by hereditary forces. In reality, only the outermost aspect of the physical body he then wears is due to heredity. He has to make for himself even the forms of his organs. I will give an example,—if one of you will kindly lend a glove. On his way down towards a new earthly life, man, to begin with, still has the Sun and the Moon within him. But they begin to contract. It is as though you were to feel the lobes of your lungs shrinking within you. So do you feel your cosmic life and being, your Sun- and Moon-organ, shrinking. And thereupon, something detaches itself from the Sun and from the Moon. Hitherto, you had Sun and Moon within you, but now you have before you a kind of image of Sun and Moon. All glistening and luminous, you have before you two immense spheres—immense they are, to begin with. One of them is the Sun in spiritual form, the other is the Moon. The one is all alight and sparkling, the other glimmering in its own warmth, more fiery-warm, holding the light as though more egoistically to itself. Now the two spheres which thus detach themselves from cosmically transmuted man—even from ‘Adam Kadmon’ who is a reality to this day—draw ever nearer to one another. We, on our way to Earth, say to ourselves: Sun and Moon are becoming one. Moreover it is this that guides us—far away back you must imagine it to be, even from our great-great-great-grandmother, great-great-grandmother, great-grandmother, grandmother and so on—guides us at last to the mother who will give us birth. Sun and Moon are our guides—Sun and Moon, drawing ever nearer to each other. And thereupon we see another task before us. Far in the distance like a single point we see the human embryo that is to be. We see the single entity that has become of Sun and Moon, drawing near our mother. And now we see a task before us, which I can describe as follows. Take this (the glove) to represent what goes before us there—the Sun-and-Moon united. We are aware that when our cosmic consciousness will have vanished and we shall go through a phase of darkness (for so we do when we dive down into the embryo after conception), then we shall have to turn inside-out this entity that goes before us. And as we do so a tiny aperture will arise, through which, as Ego, we shall have to go. This, in its image, will then be there in our human body upon Earth. It is none other, my dear Friends, than the pupil of the human eye. For the one entity becomes two again, as though two mirror-images were to arise. These are the two human eyes: for they were once united—they were the united Sun-and-Moon, and thereupon they turned inside-out. Such is the task which then confronts you. You do it all unconsciously. You turn the whole thing round and inside-out, and go in through the tiny aperture that remains. And then it cleaves asunder; two physical images become of it in the growing embryo. For the physical embryonal eyes are but images, representing what has thus become of Sun and Moon. In this way we elaborate the several parts of the human body. Experiencing the entire Universe, we gather it and give to every item its destined form. What is thus formed in the Spirit, only then gets clothed and permeated with plastic material. It clothes itself in matter; as to the forces however, which have formed it, we ourselves had to develop them from the entire Universe, For example, there is a time between death and new birth when we go through the Sun while the Sun is in the sign of Leo. (It need not be at birth; it can be farther back in time). We do not fashion then the eye of Sun and Moon which I described just now—we do that at a different time,—but we unite with the interior of the Sun. What do you imagine the interior of the Sun to be? If you could enter there, you would find it altogether different from what our physicists naively and unwittingly suppose. The interior of the Sun is no mere ball of gas; it is in fact something less than space—a realm where space itself has been taken away. If you begin by imagining an extended space in which some pressure is prevailing, you must conceive the interior of the Sun rather as a realm of suction. It is a negative space—space that is emptier than empty. Few people have an adequate idea of what this means. Now when you go through there, again you have a definite spiritual experience which you are able to elaborate and work upon, and as you do so it becomes the form of the human heart. Not only is the form of the eye made of Sun and Moon; the heart form too is fashioned from the Sun. But this is only possible when the Sun contains forces which issue from it as from the constellation of Leo. So does man build his entire body both from the movements of the stars and from the constellations of the stars in the great Universe. The human body is indeed an image of the world of stars. Much of the work we have to do between death and new birth consists in the building of our own body from the Universe. Man as he stands on Earth is indeed a shrunken Universe. Science is so naive as to suppose that the human form is produced from the physical germ-cell alone. Suppose a man is looking at a magnet-needle, one end of which always points to the North and the other to the South. Perhaps another man to whom this is explained does not believe it, but begins looking for the cause inside the magnet-needle only, failing to see that the whole Earth is acting as a magnet. It is no less naive when someone thinks that man originates from the physical human germ-cell, whereas in fact he springs from the entire Universe. Moreover his life of soul and spirit between death and re-birth consists in working with the spiritual Beings—working at the super-sensible form of man, which is created first in the ethereal and astral realm and only then shrinks and contracts till it is able to be clothed in physical material. Man in reality is but the scene of action of what the Universe, and he himself with his transmuted powers, do thus achieve when the physical body in its true nature is being formed. Such then is the development man undergoes. It begins with language when he no longer uses nouns but finds his way into another and more verbal form of speech. Thence he goes on to an inner beholding of the world of stars, until at last he lives right in the starry world Then he begins to detach from the world of stars what he himself is to become in his next incarnation. Such is man's pathway: out of the physical, via the transmutation of language into the spiritual, and then on the returning journey transmuting the Universe once again into Man. Only if we can understand how the soul-and-Spirit, having thus lost itself in language, becomes one with the world of stars and then recovers itself from the world of stars,—only then do we apprehend the complete cycle of human life between death and a new birth. These things, dear Friends, were still clear to many people at the time when the Mystery of Golgotha took place on Earth. At that time the idea did not prevail that Christ Jesus was, first and foremost, the Being whom they saw developing on Earth. They thought of Him as One who until then had belonged to the self-same world to which man himself belongs during the life between death and new birth. Therefore they pondered on the question: How did He descend from thence and enter into the life of Earth? It was the Roman world which then exterminated Initiation-Science. Only the dogmas should remain—such was their intention. There was in Italy in the 4th century of our era an actual organization, a specific body of people who left no stone unturned in seeing to it that the old methods of Initiation should not be transmuted into new ones. There should be left to men on Earth only the knowledge of the outer physical world, while of the super-sensible there should be no more than dogmas—dogmas which men would by and by receive as mere concepts into their intellectual life, till at long last they would no longer even have the power to conceive and understand, but only to believe them. So was the knowledge, which had in fact existed at one time, rent asunder into a knowledge of the earthly world alone, and on the other hand a mere faith, a mere belief in another world, till even this is so attenuated that for one group of believers it is a set of dogmas they do not understand, while for another it is no more than a point d'appui; there must be something to start from, to have any faith at all. For in effect, what is the substance of a modern man's belief, when he no longer holds to the ancient dogmas about the Trinity? He believes in something vaguely spiritual; the content of his belief is altogether nebulous. We now need to return to a genuine perception of the Spiritual, into which we can enter livingly and fully. We need once more a Science of Initiation, able to relate such things as you have heard today of the human eye,—that we should look at it with wonder, for it is verily a shrunken Universe, This is no mere figure of speech; it is real and true, and as I have been explaining. For in the life between death and new birth this eye of ours was single, and from the unity it was—merging the images of Sun and Moon—it was then turned inside-out. Truth is, we have two eyes because if it were our nature to see with a single eye like the Cyclops we could not attain to Egohood in an outward and visible world; we should attain it only in the inner world of feeling. Helen Keller for example has quite a different world of feeling and ideation than other people; she is only able to make herself understood because language has been taught her. We could never reach the idea of ‘I’ without being able to lay our right hand over our left, or, more generally speaking, to bring any two symmetrical members into coincidence. Thus in a subtle way we reach the idea of ‘I’ inasmuch as we cross the axes of vision of our two eyes when focusing upon the outer world. Just as we cross our hands, so do we cross the two axes of vision of our eyes: whenever we look at anything we do so. Materially two, our eyes are one in spirit. This single spiritual eye is located behind the bridge of the nose. It is then reproduced in a twofold image—in the two outer eyes you see. By being left-and-right-hand man, man is enabled to feel and be aware of himself. If he were only right or only left—if he were not symmetrically formed—all his thinking and ideation would merge into the world; he would not become self-possessed in his own ‘I’. In that we weld the twin images of Sun and Moon into one, we get ready for our coming incarnation. It is as though we were saying to ourselves: You must not disintegrate into the wide world. It is no use to become a Sun-man and have the Lunar man there beside you. You must be one; but you must also be able to feel your own oneness, you must be aware of it. So then you form the single Sun-Moon eye of man, which in its metamorphosis becomes the eye as we now bear it. For our two eyes are the twin images of the single archetypal Sun-Moon eye of man. These are the things I wished to say to you today, my dear friends, about the kind of experience we have when we are in the spiritual world,—so very different from our experiences in the physical. They are related to one another none the less, but the relationship is such that we are turned completely inside out. Suppose that you could take the human being as you see him here and turn him inside out so that the inside of him—the heart for instance—would become outer surface. Physical man, you will readily believe, could not stay alive under these conditions. But if one could do this, taking hold of him in the inmost heart and turning him inside out like a glove, then man would not remain man as we see him here; he would enlarge into a Universe. For if we have the faculty to concentrate in a single point within the heart and thence to turn ourselves inside out in spirit, we simply do become the Universe which in the normal course we experience between death and a new birth. Such is the secret of the inner man. It is only in the physical world that he cannot be turned inside out. The heart of man however is in effect a Universe turned inside out, and that is how the physical and earthly world is really joined to the spiritual. We must get used to the ‘turning inside out.’ If we do not, we gain no real idea of how the physical world which surrounds us here is related to the spiritual world. These are the things which I was wanting to impart today. |
305. Rudolf Steiner Speaks to the British: The Evolution of Human Social Life: The Three Spheres of Society
26 Aug 1922, Oxford Rudolf Steiner |
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305. Rudolf Steiner Speaks to the British: The Evolution of Human Social Life: The Three Spheres of Society
26 Aug 1922, Oxford Rudolf Steiner |
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Ladies and gentlemen, it has today become a matter of universal concern to study the social question and find answers capable of generating actions that can guide our social situation in a direction for the future which many people have hazy notions about but concerning which there cannot as yet be any clear concepts—and I mean ‘cannot be’ rather than ‘are not’. If I have the temerity to speak about this social question in three brief lectures you will, I am sure, understand that the time at my disposal will only allow me to give the vaguest outline, an outline that will have to take shape in what you, my respected audience, will make of what I have to say. Please regard the content of these lectures as the merest hints which may serve you as suggestions. What can we make of the social question nowadays? If we look squarely at human life as it is today we certainly do not find a clear picture with any obvious solutions. What we see is a huge number of differentiated conditions of life spread across the face of the earth, conditions that have created great gulfs and abysses within humanity between internal human experiences and the external life of commerce and industry. The tremendous variety of differentiations becomes all too obvious when you look at the difference between life prior to the terrible World War and life now. If you look at any larger region of the earth you will find that the differentiations in social life prior to and following the War are entirely different from those that pertained even only 50 years ago in the same region. Today—thank goodness, we should add—we tend to look on these conditions of life with our heart, we feel their tragedy. But our intellect, well trained though it has become over the course of recent centuries, cannot keep up. This is the strange thing about all social matters now, that real questions, questions of life itself, are so very pressing and yet human understanding cannot keep pace with them. It is hard to find ideas that can truthfully be called genuinely fruitful. The thoughts people have tend to fail when they are applied to social life. The direction social development has taken makes it necessary to link the question of social life with another question in which only factual knowledge can be decisive, only a direct, concrete understanding. It is easy, ladies and gentlemen, to think about a paradise on earth in which human beings can live a good life and be contented; such a thing appears to be a matter of course. However, to state how an existence worthy of the human being is supposed to arise out of today’s economic life, out of the concrete facts that nature and human labour and our inventive spirit present us with requires a profounder knowledge of the matter than any branch of science can provide. Compared with the complicated facts of social, economic life, what we see under the microscope or in the sky through the telescope is exceedingly simple. As a matter of fact, everyone has something to say about the social question although hardly anyone has the patience or tenacity, or even the opportunity, to acquire an expert knowledge of the actual facts. As far as the social question is concerned, we have just come through a period with regard to which we should thank God that it is behind us. This was the period of Utopia, the period when people imagined the kind of paradise on earth in which human beings should live in the future like characters in some kind of novel. Whether these Utopias have been written about or whether someone has tried to establish them in reality, as Owen®' did in Scotland or Oppenheimer has been doing in Germany, is irrelevant. As far as present-day social life is concerned, it is irrelevant whether a Utopia is described in a book—in which case it becomes obvious that it cannot be realized—or whether someone founds a little settlement like an economic parasite which can only exist because the rest of the world is there around it, which can only exist so long as it can maintain itself as a parasite on the commercial world and then perishes. The important thing to be considered with regard to the social question is the need to develop an awareness of the social waves pulsating beneath the surface of humanity, an awareness of what existed in the past, what is there now in the present and what wants to work on into the future—for what is preparing to work on into the future already exists everywhere to a great extent in the subconscious part of human beings. It will therefore be necessary in these lectures to point very firmly to what is there in the human unconscious. Above all, though, we must gain a broad conception of social life as it has developed historically. Ladies and gentlemen, what once existed long ago is still with us now in the form of tradition, a remnant, but we can only understand what is here amongst us if we understand what existed long ago. Similarly, future tendencies are already mingling with what is here now in the present, and we must understand those seeds of the future that are already planted in our present time. We must not regard the past solely as something that happened centuries ago; we must see it as something still widespread amongst us, something effective that we can only comprehend as a past in the present or a present from the past if we learn to assess its significance correctly. We can only gain some insight if we trace the external symptoms back to their deeper foundations. Please do not misunderstand me, ladies and gentlemen. In describing things like this one sometimes has to emphasize them rather forcefully, so that one appears to criticize when one merely intends to characterize. I do not mean it as a criticism when I say that the past is still a part of the present. In fact I can admire this past and find it extremely attractive as it makes a place for itself in the present, but if I want to think socially I must recognize that it is the past and that as such it must find its proper place in the present. This is how I have to gain a feeling for social life as it really is. Let me give you an example, and please forgive me for quoting something from the immediate present, for I mention this somewhat strange symptom without intending any slight whatsoever. Yesterday we met your respected chairman on the street wearing his cap and gown. He looked remarkably handsome and I admired him very much. Nevertheless, what I beheld before my eyes was not only entirely medieval but I even thought someone from the ancient oriental theocracies was approaching us in the midst of the present day. Underneath the gown there was, of course, an entirely modern soul, an anthroposophist actually, who possibly even saw himself as embodying something of the future into the bargain. Yet the symptom, the actual face of what I saw was history, history in the present time. If we want to understand social life, if we want to understand the economic interrelationships that have their effect on our breakfast table every morning and determine how much we have to take out of our purse in order to make it possible for our breakfast to be there, then we need to have an overall view of humanity’s social evolution. Yet this social evolution of humanity, especially with regard to the social question, is today almost exclusively approached from the materialistic point of view. What we must do first is look back to those quite different conditions that once obtained in human history and prehistory We must look back to those social communities that were the social theocracies of the Orient, although to this day they still exercise a strong influence in the West. These were very different social communities. They were communities in which social relationships were structured through the Inspiration received by priests who remained aloof from ordinary conditions in the world. From the spiritual impulses that came upon them people derived the impulses for the external world. If you look at ancient Greece or Rome you see a social structure involving an immense army of slaves with above them a self-satisfied, wealthy upper class—relatively speaking. It is impossible to understand this social structure without taking account of its theocratic origins in which people believed in it as something given by God, or by the gods; they believed this not only with their heads but also with their hearts and with their whole being. So the slaves felt they were occupying their rightful place in the divine scheme of things. Human social life in ancient times is only comprehensible if you take into account the way in which external, physical structures were filled with commandments received through Inspiration. These commandments, received from beyond the world by priests who remained aloof from the world, determined not only what human beings needed for the salvation of their souls, not only what they thought and felt about birth and death, but also how they should relate to one another. From the distant Orient we hear resounding not only the words ‘Love God above all things’, but also ‘and thy neighbour as thyself. Today we take a phrase such as ‘thy neighbour as thyself very abstractly. It was not so abstract when it rang out to the crowds from the inspired priest. It was something that worked from individual to individual, something that later came to be replaced by all those concrete conditions we now summarize by the name of law and morality. These conditions of law and morality that only came to be a part of human evolution later were originally contained in the divine commandment ‘Love thy neighbour as thyself’ through the very way in which they were brought into the world by the inspired priests of theocracy. In the same way the duties of the economic life, what human beings were supposed to do with their cattle, with their land and soil, these things were also determined by divine Inspirations. You can find echoes of this in the Mosaic laws. With regard to their culture and spiritual life, with regard to their life of law and morality, and with regard to their economic life, human beings felt themselves placed into the earthly world by divine powers. Theocracy was a unified structure in which the various members worked together because they were all filled with a single impulse. The three members: the life of culture and spirit, the life of law—what we today call the life of the state—and the economic life, these were combined in a unified organism filled with impulses that were not to be found on the earth. As human life evolved further these three impulses, spiritual/cultural life, state/legal/moral life, and economic life pulled apart from one another and became differentiated. The single stream flowing in the form of unified human life in the theocracies gradually divided into two, as I shall show next, and then into three. It is with these three streams that we are confronted today. Ladies and gentlemen, theocracy in olden times rested on the Inspiration received by the Mystery priests which flowed into the social life, including the legal-moral life and also the economic life. Rules of conduct in the form of commandments could be derived from those Inspirations so long as economic life was based mainly on the soil, agriculture, animal husbandry and so on. Based on their special relationship with the land, human beings bore in their hearts something that went out to meet what came towards them from theocracy. Once trade and commerce began to play a greater role in human evolution this changed. We can only understand the oldest theocracies if we know that essentially all economic life rests on the human being’s sense of belonging to the land and the soil, and that trade and commerce are merely superimposed on top of this. They existed, of course, but in the way they developed they followed on from what related to the soil, to agriculture. Looking at human evolution we can see how trade and commerce emancipated themselves from agriculture, initially in ancient Greece and much more so in the days of the old Roman Empire. Roman life as a whole received its characteristic configuration from the way the activities of trade and commerce became an independent element in the social structure. The significance of this emancipation for people in the Roman Empire deeply touched the hearts of the Gracchi, Tiberius Sempronius and Gaius Sempronius, and the words they found with which to express what was in their hearts led to the great social struggles of Roman times. In fact the first social movement leading to strikes had taken place in ancient Rome when the plebeians streamed out to the ‘sacred mountain’ to demand their rights. That was when the urge arose to push for new social forms for the future. Then for the first time it was noticed that something independent had arisen, something that had up to then been an integral part of the whole social structure, and this was the human being’s labour, which brings into being a specific relationship between one individual and another. When an individual is told by the commandments that he is more lowly than another, he does not ask how he ought to arrange his work since this arises naturally from the relationship between the two. But when labour manifests as something that has emancipated itself and become independent the question arises: How do I relate to my fellow human beings in a way that enables my labour to be integrated within the social structure in the right way? Trade, commerce and labour are the three economic factors that stimulate human beings to bring to birth their legal rights and also an independent morality, a morality that has been separated off from religion. So human beings felt the need to let two streams flow from the single stream of theocracy. Theocracy was allowed to continue, and a second stream, the stream of the military life and specifically of the law, then flowed along beside it. So as eastern culture spread towards Europe we see how under the influence of trade, commerce and labour the ancient theocratic ideas moved over into legalistic thinking. We see how in place of old situations that were not legalistic at all legalistic conditions developed to regulate questions of ownership and other matters that express the relationship between one individual and another. (You must try to understand what this means in relation to ancient Mosaic legislation.) The seeds for this were sown at the time of the Gracchi, and these germinated later in Diocletian’s day. You can see how the second stream gradually established itself alongside the first and how this expressed itself in human life as a whole. In the ancient theocracies over in the East the spiritual knowledge human beings were to have about the supersensible worlds was self-evident theosophy. Theo-Sophia is the concrete wisdom that was received through Inspiration. Then, when the stream moved on towards Europe, jurisprudence came to join it. Jurisprudence cannot be a ‘sophia’ for it is not something that is received through Inspiration; it is something that human beings have to work out for themselves through the way one individual relates to another. The capacity to form judgements is what counts. So ‘sophia’ was replaced by logic, and the jurisprudence that was then poured into the whole social structure became predominantly logical. Logic and dialectic triumphed not so much in science as in the life of the law, and the whole of human life became squeezed into this second stream, this logic. The concept of ownership, the concept of personal rights, all such concepts were realized as logical categories. This second stream was so powerful that it began to colour the first, thus turning ‘theo-sophia’ into ‘theo-logia’. The first stream came to be influenced by the second. So then, side by side with a well-tried ‘theo-sophia>—who, a little less lively and somewhat skinnier than she had been in her youth, had turned into a ‘theo-logia’—there came into being a ‘jurisprudentia’ as well. This jurisprudence encompassed everything that emerged in various disguises right up to the fifteenth, sixteenth, seventeenth century, and it is still at work in the whole of economic life. It was at work in Adam Smith, even though his concern was the economic life. Read Adam Smith while retaining your sense of how legalistic thinking continues to rumble on. The economic life was beginning to arise, but it was into the old concepts of jurisprudence——obviously these concepts Were old by then—that he tried to squeeze the economic life and its complications arising out of the way scientific thinking had taken hold of technology and so on. So for a while in the civilized world two streams developed. There was ‘theo-logia’, which on the one hand flowed into science; it is easily proved how the later sciences developed out of ‘theo-logia’. But meanwhile human beings had learnt to think dialectically and logically, and this, t00, they poured into science. This is how modern times have come into being. Social and economic conditions are developing an overwhelming complexity. People are still accustomed to thinking theologically and legalistically, and this they are now applying to science on top of everything else. The scientists have failed to notice this. When they put their eye to a microscope Or study the starry heavens through a telescope, or when they dissect a lower animal in order to study its organism, it does not occur to them that they are applying a historical phase of human thinking rather than anything absolute. In recent times this scientific thinking has most certainly been taking over human civilization. One is expected to think scientifically about everything, and this has become a habit not only amongst the well-educated, for it is rife in the whole of humanity down to the simplest people. I hope you will not misunderstand me when I make the following observation. When we discuss things in the way 1 have been doing over the past few days with regard to education one must include spiritual aspects that can illumine the scientific aspect. But people educated in science react by presuming that there can be no truth in things that are not written down in a book on physiology or pronounced from the rostrum in the physiology department. They do not assume that things that cannot be pronounced in this way, things that I have said with regard to scientific matters, have in fact all been checked and that full account has been taken of what the physiology books and the professor on the rostrum tell us. But people today cannot discern how one thing develops from another. As a result today’s science which is so brilliant and which is fully recognized by anthroposophy becomes a hindrance not because of what it says but as a result of the way people see it. In fact you can use the latest developments in human evolution to demonstrate clearly the way in which it has become a hindrance. Karl Marx is well known to you by name. In recent times he has spoken about social life in a way that has impressed millions and millions of people. How did he speak? He spoke in a way that a representative of the scientific age is bound to speak on social matters. Let us imagine how this representative of the age is bound to speak. The scientist has thoughts in his head, but he is not too concerned with them. He only begins to take them into account when they have been verified by what he sees under the microscope or by some other experiment or observation. What he observes must be kept entirely separate from himself, it must not be linked with himself in any way but must come from outside. So someone who thinks scientifically is bound to see an abyss between his own thinking and whatever comes to him from outside. Karl Marx learnt this way of thinking that one wants to keep separate from the outside world not quite from the newest science but in a somewhat older form, namely, Hegelian dialectics. In fact this is only a slightly different colouring of scientific thinking. While he was learning this scientific way of thinking he was living within his own surroundings. But as a representative of the scientific age he could make nothing of it. As a German he was at home within the German way of thinking logically and dialectically. But he was unable to make anything of his thoughts, just as the scientist cannot make anything of his thoughts but has to wait and see what the microscope or telescope will show him, namely, something from outside. Karl Marx was incapable of doing anything with his thoughts, and as he was unable to escape from inside his own skin he escaped from Germany instead and came to England. Here he found himself confronted with external social conditions just as the scientist is confronted by the microscope or telescope. Now he had a world outside of himself. This enabled him to speak and establish a social theory in a scientific way, just as the scientist establishes his theory—and since people are totally immersed in this way of thinking he became immensely popular. When one talks about human beings in terms of external nature—as Karl Marx did—then human beings, including the social conditions in which they live, are made to look as though they were in fact nature. I can say what I have to say about Jupiter, about the violet, about the earthworm equally well in Iceland, in New Zealand, in England, in Russia or anywhere else. There is no need for me to speak in concrete terms, for everything must be kept general. So if you establish a social theory along scientific lines it seems that this is something that has validity all over the world and can be applied anywhere. In fact the main characteristic of the legalistic political way of thinking—of which Marxism is merely the culmination—is that it wants to take general abstractions and apply them anywhere. You will find this even where there is as yet no sign of socialist thought, but only a legalistic, logical way of thinking, as in Kant with his categorical imperative which is also perhaps known to you as something from beyond your shores. Ladies and gentlemen, this categorical imperative states: Act in such a way that the maxim of your action can be valid for all people.?! Such a thing has no application in real life, for you cannot say to someone: Get the tailor to make you a jacket that will fit anyone. This is the logical model on which old-fashioned legalistic, political thinking is founded, and it has reached its culmination in Marxist social thought. So you see how what Marx observed scientifically by applying his German thinking to the English economic situation was initially realized. This he then transported back to Central Europe where it lived in people’s will impulses. Subsequently it was also carried further eastwards where the ground had even been prepared for this application of something totally abstract to real human situations. In the east Peter the Great had even prepared the ground for Marx. Peter had already inserted western thinking into Russian life. Even though Russia bore many oriental traits in its soul while its people were still steeped in theocracy he brought in legalistic, political thinking and side by side with Moscow set up St Petersburg further to the west. People overlooked the fact that here were two worlds, that St Petersburg was Europe and Moscow was Russia where pure oriental theocracy still had a profound role to play. So when Soloviev created a philosophy it was theosophical rather than dialectic and scientific like that of Herbert Spencer. Soloviev belonged to Moscow, not St Petersburg. Not that things in Russia can be divided neatly in accordance with geography. However much he remains attached to Moscow, however far eastwards he might travel, Dostoevski belongs to St Petersburg.?® Experiences in Russia take account of the interplay between St Petersburg and Moscow. Theocratically speaking, Moscow is Asia, even today, while St Petersburg is Europe. St Petersburg had been prepared in a legalistic, political way for what Leninism perpetrated in Russia when something that was the final outcome of the Western European soul was impressed upon the Russian soul, to which it was completely foreign. It was so abstract, so foreign that what Lenin>® did in Russia might just as well have been done on the moon. He could have chosen anywhere else, but he happened to want to rule Russia. So conditions have arisen that we entirely fail to understand in a concrete way if we only look at the social situation. We must make an effort to understand them in a concrete way, ladies and gentlemen. We must understand that in human evolution the spiritual, cultural life came before legalistic, political life which established itself as a second stream beside the first one. We must understand that the time has perhaps now arrived for something new to happen, something that goes beyond the way the legalistic life has coloured ‘theosophia’ and transformed it into ‘theo-logia’. Perhaps it is time for spiritual, cultural life to reawaken in a new form. The fact is that in human evolution many aspects of the spiritual, cultural life have retained the forms they had in olden times. Not only cap and gown but also thought forms have remained. These thought forms no longer fit in with a world in which trade, commerce and labour have emancipated themselves in a way that has left the spiritual, cultural life behind as a separate aspect alongside the rest of life. This is more the case the further west one travels. It is least of all the case in the Russia of Moscow. In Central Europe all the struggles, including the social ones, concern the fact that people cannot find a proper way of relating the dialectical, legalistic, political element with the theocratic element. They cannot work out whether cap and gown should be retained when the judge takes his seat or whether they should be discarded. Lawyers are already rather embarrassed by having to wear gowns, while judges still find they enhance their dignity. People cannot decide. There is a fierce struggle going on about this in Central Europe. In Western Europe the theocratic element has become strongly preserved in thought forms. Nevertheless, there is no getting away from the fact that the second stream has established itself in human evolution. On the one hand there are those who—symptomatically speaking—have retained the ancient ways including cap and gown. But now people want to see them take these off in order to find out what they are wearing underneath. Whether it be a king’s mantle or a soldier’s cloak it will have to be something that does justice to a legalistic situation, a political situation. When we meet such people in the street we want to remove their cap and gown in order to see them as complete individuals; underneath we want to find a kind of soldier’s cloak or some garment that would be appropriate for a solicitor’s office. Then we should see before us both the streams living side by side within the person. I must confess—in jest, of course, although I mean it quite seriously—that when I meet someone in the street wearing a cap and gown I cannot help asking myself whether such a person would know whether the next letter he writes should bear the date of 768 BC or—if perhaps the gown conceals a legal scholar—ap 1265. It is difficult to decide on a date, since the distant past and the medium past appear side by side in two streams. The last to occur to me would be today’s date, for there is no question of taking the present time into consideration just yet. The two different pasts relate to one another as does Moscow to St Petersburg. We are faced with the question of how the aspects that proceed side by side today can be brought into a meaningful organizational structure. We shall see how the twofoldness about which I have been speaking leads on to a threefolding in modern times, a threefolding in which the three elements also proceed side by side. When I speak of threefolding, ladies and gentlemen, I do not mean that there is at present a beautiful unity in social life which we are to cut into three pieces so that three elements can evolve side by side. I mean that a threefoldness already exists, just as it does in the human being who has a system of head and nerves, a thythmic system, and a system of metabolism. The three must function properly together, however, and to each must be assigned what belongs to it. If the digestive system works too little, leaving too much for the head to do, the result is all kinds of migraine-like disorders. If the spiritual, cultural element—which is the head in the social organism—does not function well, leaving too much to the economic element, then all kinds of social ills will ensue. To observe social life in depth we have to see such things in the context of human evolution, for this is the best way of avoiding superficiality. We must succeed in putting cap and gown into a context that enables us to conceive of two different historical dates as being one inside the other. This then becomes the present time. Otherwise the past remains the past with its two streams flowing side by side and continuing to be the fundamental cause of the social ills present in the world today, even though people do not wish to see it like this. There will be some more to say in the third part of my lecture. Ladies and gentlemen, as it has grown rather late I will be brief in what I still have to tell you today. This will bring us up to the present time and I shall save the greater part for the next lecture. From the beginning of the fifteenth to sixteenth century, but most clearly from the nineteenth century onwards, the two streams I have been describing came to be accompanied more and more by a third one. This has become increasingly apparent the further civilization and culture have moved westwards. To what was originally theocratic and adapted to the land and the soil, to agriculture, there was added in the middle regions the legalistic element adapted to trade, commerce and labour. And now in the West a further element has come to join these, the element that later came to be termed industry, everything industrial including all the technical things this involves. Consider what the introduction of the actual industrial element into human evolution has meant. It would be an easy calculation to adapt what I am about to say to present-day conditions, but I shall refer to an earlier point in time, roughly the 1880s. At that time it was said that the population of the world amounted to 1,500 million human beings. But this was not a correct calculation of the earth’s population. It would have been correct for the most ancient antiquity when virtually every individual laboured manually in some way, or with something closely connected to human life such as guiding the plough or leading the horse and so on. But by the nineteenth century another entirely new population had entered the world, namely, the machines that relieved human beings of a part of their labour. Even for the 1880s if you calculate the amount of labour from which human beings had been relieved by machines you arrive at a world population of 2,000 million, about a quarter more. Today—and this was much more so before the War—if we count the number of human beings on the earth purely physically, we arrive at a completely erroneous total. To accord with the amount of work done we have to add another 500 million human beings. This has indeed added an entirely new element to the ancient theocratic and legalistic streams, an entirely new stream, in fact, for instead of bringing human beings closer to their environment it has thrown them back upon themselves. In the Middle Ages one part of the human being was, let’s say, the key he had just crafted, or even the entire lock. What a human being did passed over into his work. But when a person is operating a machine he does not much care what kind of a relationship he has with that machine—relatively speaking, of course. So he is turned more and more in upon himself. He experiences his humanity. The human being now enters evolution as an entirely new being, for he is detaching himself from what he does externally. This is the democratic element that has been arising in the West over the last few centuries, but so far it is only a requirement, a postulate, and not something that has been fully realized. These conditions are overwhelming people, for they are only capable of thinking in a theocratic or a legalistic manner. Yet life is becoming more and more industrialized and commercialized and confronting human beings with overwhelming demands. They have not penetrated this with their thoughts. Even someone like Marx thought only legalistically, and the manner in which millions and millions of people have come to understand him is merely legalistic. In this way, then, a third stream, about which we shall speak tomorrow, has come to join the other two. The proletarian human being is born, and what rumbles in the inner being of this proletarian comes to life in a particular conception of capitalism, of labour. Life itself is forcing human beings to come to grips with these problems and only now can we really say that human evolution has reached the present time. There stands the man in his cap and gown, handsome and lordly, radiating towards us from the far past. And there stands the man with his soldier’s cloak and sword as an embodiment of the legalistic element—for the soldierly aspect is only another side of the legalistic—belonging to the more recent past but not yet to the present. We might even take the man in cap and gown for a good lawyer as well, since this is the image he has been presenting to humanity for centuries, and the uncomfortable fit is therefore not yet too noticeable for us. But if he were to plant himself into economic life—well, unless he is able to enter this fully despite his cap and gown, then I fear his only achievement will be to lose his money. People have in general not yet succeeded in entering upon what this third stream means in life, and neither has humanity as a whole. That is why the social question confronts us as a question for all humanity. The human being finds himself placed beside the machine. We must grasp the social question not as an economic problem, but as one concerning humanity as a whole, and we must understand that it is within the human sphere that we have to solve it. As yet we lack the necessary thought impulses such as existed for the theocratic and the legalistic streams. We do not yet have such thought impulses for the economic stream. Today’s struggles are all about finding thought impulses for the economic stream such as existed for the theocratic and the legalistic stream. This is the main content of the social question today, and large-scale beneficial solutions are proving even more difficult to come by than are small-scale ones. States that have suddenly been confronted with having to take on an industrial economic life tried to encompass it within the old legalistic forms. Having failed to do this they have now found a kind of safety-valve that is enabling them to avoid allowing the economic life to develop in a real way alongside the life of the state. This safety-valve is colonization. Having failed to find vigorous social ideas within, they sought evasive action in founding colonies. This worked for England but not for Germany. Germany undoubtedly failed to encompass its industrialization because it was unsuccessful in founding colonies. The great question facing humanity today is: How is the human being to cope with industrialization in the way he once coped with theocratic life and then with legalistic life? People today think that a purely materialistic solution can be found for this great problem. Everyone wants to solve it on the basis of economic life. I intend to show the modest beginnings of a spiritual way in which it can be solved. This is what I shall speak about in the next two lectures. |
305. Rudolf Steiner Speaks to the British: Social Impulses
28 Aug 1922, Oxford Rudolf Steiner |
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305. Rudolf Steiner Speaks to the British: Social Impulses
28 Aug 1922, Oxford Rudolf Steiner |
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On Founding an Association for Further Work along the Lines of these Lectures Ladies and gentlemen, from the way I have been presenting these lectures you will have gathered how much importance I attach to the sum-total of impulses amongst which a particular education method is only, you might say, a partial expression—a partial expression of what, in my opinion, ought to come about at the present moment in human evolution through a deeper understanding of life, an understanding of life founded on reality. Having noted the fundamental tone I believe I have managed to sustain during these lectures, you will believe me when I thank you most warmly—not so much in my own name as in the name of this matter as a whole for which, as you know, I would like to pledge my whole existence—when I thank you most warmly for your decision to take the matter in hand for this part of the world. We can only hope that in the association you intend to create as the result of intentions that have ripened here there will be a number of persons who will have the strength to carry what you hope will arise out of the meetings we have had today. For matters of this kind, ladies and gentlemen, it is important that there should be persons capable of carrying the impulse. The anthroposophical movement, as we call it, can only make progress in the world if it is carried by individual human beings. Of course there have to be associations or societies, but the most important thing is that personalities emerge from such societies who with their own individual strength can carry whatever it is that comes to be regarded as important. If we consider the very important position in which the population of this country, in particular, finds itself in the present historical situation, and if we take seriously the responsibility arising out of this position, we have to say that something exceptionally important could arise out of the decision you have taken today. The number of those who say that the world needs a push towards the spirit is small as yet. On the degree to which this small number becomes an ever-growing crowd will depend whether world evolution can make any progress at all through new impulses. As I said in the lecture this morning, the old impulses have more or less come to a standstill. We still use the old words; numbers and strong parties talk in old-fashioned terms. Let us endeavour to talk in new-fashioned terms, and let us strive to take these things into the real world. But do not let us become over-enthusiastic about our intention of bringing spiritual values into evolution. Let us not get over-excited! ‘Bringing spiritual values into reality’ can become a slogan just like any other. The most important thing is that with our whole heart, in the fullness of our being, we can stand for what can be guided, thought and willed from real life, through real life and for real life. It is this that is essential. Perhaps your association will initially bring to fruition things that can and, I believe, must be directed towards education. Whatever the case may be, something extraordinarily positive, something connected with the evolution of humanity in our present age, will come from your decisions. I wanted to say these few words of warmest gratitude to you for attaching your hearts to what has been expressed in these lectures in the form of ideas, something with serious intent that needs to be elicited from human evolution by human beings with true feelings in order to become an impulse for evolution on into the future. |
305. Rudolf Steiner Speaks to the British: The Human Being within the Social Order: Individual and Society
29 Aug 1922, Oxford Rudolf Steiner |
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305. Rudolf Steiner Speaks to the British: The Human Being within the Social Order: Individual and Society
29 Aug 1922, Oxford Rudolf Steiner |
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Today I hope to conclude my remarks about human society in the present time and the social demands it makes on us, but I am only too aware that all I have been able to say and still intend to say here can amount to nothing more than a very scanty guideline. The social question in our time is extremely wide-ranging, and there are two main aspects that need taking into account if we are to reach some clarity about it. These are firstly the present historical moment in human evolution and secondly the immediate external circumstances in the world. The present historical moment in human evolution needs to be approached with the utmost impartiality. Our understanding is all too easily clouded by preconceptions and an emotional approach that leads us to skate over the surface of what is going on in the depths not so much of the human soul as of the very nature of the human being as such. We are easily misunderstood when we say that we are living in an age of transition, for this has been said in almost every age. Obviously we always live in a time of transition from past to future, but the point is to discern the nature of the particular transition in question. To do this it is necessary to realize that ‘the present’ does not mean this year or even this decade but a much longer period of time. The present time has been in preparation since the fifteenth century, and the nineteenth century was its culmination. Although we are now right in the midst of this age, people in general have little appreciation of the particular character of this particular moment in world history. To put it plainly, to gain any kind of insight into social life today we have to investigate the way human beings are straining to extricate themselves from old social forms because they long to be free, independent human beings pure and simple. To use a German term, we need a Weltanschauung der Freiheir, a universal conception of freedom or—since ‘freedom’ in this country has other connotations—a universal conception of spiritual activity in deed, in thought and feeling deriving from the spiritual individuality of the human being. Early in the 1890s in my book Philosophy of Spiritual Activity I endeavoured to paint a picture of what human beings are now striving for not so much in their conscious as in their subconscious activity. In former times human beings were bound within a social context as far as their thoughts and actions were concerned. Look at someone in the Middle Ages: he was not an individual in the sense we mean today, but rather a member of a class or a particular station in life; he was a Christian, or a nobleman or a citizen. All his thoughts were bourgeois or aristocratic or priestly. Itis only in recent centuries that individuals have extricated themselves from these structures. If one wanted to fit into society in a social way in former times one had to ask oneself: ‘What is priestly behaviour? How should a priest behave towards others? How should a citizen behave towards others? How should a nobleman behave towards others?” Nowadays we ask: ‘How should one behave in a way that is in keeping with one’s worth as a human being and one’s rights as a human being?’ To find the answer one has to look for something within oneself. We now have to seek within ourselves the impulses that formerly showed us how to behave in society in consequence of being a citizen, a nobleman or a priest. These impulses are not in our body but in our spirit which is impressed into our soul. That is why in my Philosophy of Spiritual Activity I described the moral impulse that is at the same time the most profound social impulse guiding the human being as ‘moral intuition’.’? Something needs to come to fruition in us that can guide us even in the most concrete situations and tell us: This is what you must do now. Then, you see, everything depends on the individual. Then you have to look at the individuality of each human being with the presupposition that moral intuitions reside in his or her heart and soul. All education must be aimed at awakening these moral intuitions, so that every individual can express the sense: ‘I belong not only to this earth, I am not solely a product of physical heredity; I have come down to the earth from spiritual worlds and as this particular individual I have a specific task to do here on earth.’ But to know that we have a task is not enough; we also need to find out what that task is. In each concrete situation we must find within ourselves what it is that we have to do. Our soul must tell us. Vague pricks of conscience must develop into individual moral intuition. This is what it means to become free as a human being; it means to build only on what we can discover within ourselves. A good many people have taken strong exception to this because they imagine it would lead to placing the whole moral sphere in society at the mercy of individual caprice. But this is not the case. The moral sphere then rests on the only basis suitable for society, which is, on the one hand, the basis of mutual trust. We must learn to acquire this mutual trust in the larger concerns of life, just as we already have it in small things. If I come up against Mr K. in the doorway as I leave, I instinctively trust that he will not come straight for me and knock me down. I myself act in accordance with the same trust and we both make way so as not to knock into each other. We already do this in the lesser events of life, but it is something that can be applied in all our affairs if we learn to see ourselves rightly as free beings. There has to be trust between individuals—what a golden word this is! In educating ourselves and others to trust and believe in the individual human being, rather than just the nation or humanity as a whole, in working towards trust in the individual we are doing the only thing that can generate an impulse for social life in the future, for only such trust can create community among individuals. This is the one aspect. The other is that when there is no longer anyone telling us what to do or compelling us to do it, we shall have to find the necessary impetus within ourselves not only to act but also to respond to situations with feeling, to be active in our soul. What does this mean? If someone was a priest in former times he knew his station in society. Without having to look it up in a book he knew how to behave when he wore the habit of a religious order, and that certain obligations were connected with this. Likewise if he wore the sword of the nobility he knew that his place in human society was based on being a nobleman. He had his specific place in the social order, and the same applied to the citizen. Whether we like it or not, this is something that is no longer appropriate in human society. Of course there are plenty of people who want to go back to those days, but world history is telling us otherwise. There is absolutely no point in establishing abstract programmes for all kinds of social set-ups. The only useful thing we can do is look at what current history is telling us. So now we have to ask ourselves what the emotive impulse for our social actions can be when we are no longer pushed along by virtue of being a priest, a citizen, a nobleman or a member of the fourth estate. Only this: we must have as much trust in our dealings with other people as we have in a person whom we love. To be free means to realize oneself in actions carried out with love. One golden word that must rule social life in the future is ‘trust’. The other is ‘love’ for the task we have to do. In future, actions will be good for society as a whole if they arise out of love for the whole of humanity. But first we have to learn what love for the whole of humanity means. It is no good jumping to the conclusion that it already exists. It does not, and the more we tell ourselves that it does not yet exist the better it will be. Love for the whole of humanity must be a love of deeds, it must become active and must realize itself in freedom. Then it will gradually move on from the domestic hearth or the local pulpit and become a universal, world-wide appraisal. From this point of view I now want to ask how you think a worldwide appraisal of this kind can be applied, for example, to that most dreadful and heartbreaking example of social chaos now taking hold in Eastern Europe, in Russia. In such a situation it is important to ask the right question, and the right question is: ‘Is there too little food on the earth for the whole of mankind?’ We have to refer to the whole globe, for since the last third of the nineteenth century we have a world economy, not national economies, and it is important to take this into account in the social context. No one will reply that there is too little food on the earth for the whole of humanity. Such a time may come, and then people will have to use their ingenuity to solve the problem. But for now we can still be sure that if countless people are going hungry in any corner of the earth, it is because human arrangements in recent decades have brought this about. It is these human arrangements that are preventing the right food supplies from reaching the starving corner of the earth in time. It is a question of distributing the food supplies in the right way at the right time. What has happened? At a specific moment in history Russia has isolated a huge territory from the rest of the world by instituting a continuation of Tsarism on the basis of a purely intellectual abstraction. A feeling of nationalism extending over a large territory has locked Russia away from the rest of the world, thus preventing global social arrangements from enabling human hands to let nature from one part of the world help out generously in another where nature has failed for once. When we can find the right angle from which to view these things, the sight of such social distress will lead each of us to cry: “Mea culpa.’ For although we feel we are all individuals, this does not deprive us of a sense of unity with the whole of humanity. In our human evolution we have no right to feel ourselves as individuals unless we also have a sense of belonging to humanity as a whole. I should like to call this the fundamental ground from which any ‘philosophy of freedom’ must spring, for such a philosophy must place each individual human being in the social context in an entirely new way. Our questions, t00, will then become quite new. Very many questions have been asked about society in recent centuries, and especially in the nineteenth century; and what have the proletarian millions made of these questions which arose first among members of the higher classes? Why is there such a widespread view that the proletarian millions are on the wrong track? It is because they have taken erroneous doctrines on board from the higher classes. They have become the pupils of the higher classes; the doctrines are not their own. We must learn to see things clearly. Some maintain that human beings are the product of their environment, that they are produced by the social circumstances and arrangements all around them. Others say that social circumstances are what people have made them. All such views are just about as clever as asking: Is the human physical body the product of the head or of the stomach? The physical human being is the product of neither but rather of a continuous interaction between the two. The two have to work together; the head is both cause and effect, and the stomach is both cause and effect. Indeed, if you look a little deeper you will find that the stomach is made by the head, for in the embryo the head is created before the stomach is formed; but on the other hand it is the stomach that forms the organism. So we must not ask whether human beings have been created by circumstances or circumstances by human beings. It is essential to understand that each is both cause and effect, that everything affects everything else. The foremost question to ask is: “What social arrangements will enable people to have the right thoughts on matters of social concern, and what kind of thoughts must exist so that these right social arrangements can arise?’ In practical life people tend to think in terms of doing one thing after another. But this leads nowhere. We can only make progress if we think in circles, but many people do not feel up to doing this because it would be like having a mill-wheel turning in their head. It is essential to think in circles. Looking at external circumstances we must admit that they have been created by people but also that people are affected by them. And looking at the things people do we must realize that these actions bring about the external circumstances but also that they are sustained by these same external circumstances. To arrive at reality we must skip back and forth in our thoughts, but people do not like doing this. They want to set up a procedure and make a programme: Point 1, Point 2, Point 3, right up to, let us say, Point 12, with Point 1 coming first and Point 12 last. But there is no life in this. Any programme should be reversible, so that we can begin with Point 12 and work back to Point 1, just as the stomach nourishes the organism, and if the nerves situated underneath the cerebellum are not in good order we cannot breathe properly. Just as things can be reversed in life, so must we also see to it that they can be reversed in social life. In the same vein, when I wrote my book Towards Social Renewal I had to assume, on the basis of the social situation at the time, that it would find readers who would be capable of going both forwards and backwards in their ideas. But people do not want this. They prefer to begin at the beginning and read through to the end, at which point they know that they have finished. They are not interested in being told that the end is also the beginning. The worst misunderstanding connected with this book with its social intentions was that people read it the wrong way; and they continue to do so. They do not want to adapt their thoughts to life; they want life to adapt to their thoughts. This, however, is not at all the precondition for social arrangements with which we are dealing here. I shall continue with this theme after the translation. When people began to discuss the idea of a threefold social organism I heard about an interesting opinion. The idea of a threefold society draws attention to the three streams in social life that I have been describing over the last few days. Firstly there is the cultural, spiritual stream which is today the heritage of the old theocracies, for all cultural life can ultimately be traced back to the origins of theocracy. Secondly there is what I have called the sphere of political, legal affairs, and thirdly what can be termed economic life. When attention was focused on the threefolding impulse, on these three ideas, there were people of good standing in the world, manufacturers perhaps, or clergymen, people with a specific position in society, who came and pronounced on the matter: ‘How delightful to discover a new suggestion emerging that will once again validate Plato’s grand ideas.” These people thought I had breathed new life into Plato’s division of society into the order of agricultural producers, the order of soldiers and the order of statesmen and scholars. All I could say was that perhaps this might seem so to those who rush to the libraries to ascertain the origins of any new idea. But for those who understand what I mean by a threefolding of social life it will be obvious that it is the opposite of what Plato meant by his three orders, for Plato lived a good many years prior to the Mystery of Golgotha. His three orders were appropriate in his time, but to bring them back to life now would be absurd. The idea of a threefold organism is not concerned with dividing individuals into groups with some being producers, others soldiers and yet others statesmen. What we want to do now is create arrangements, institutions in which every individual can partake in turn, for today we are concerned with human individuals and not with orders or categories. There will be arrangements in which the cultural, spiritual life of humanity can be cultivated, this being built solely on people’s individual capabilities. Secondly there will be independent arrangements that govern political and legal life without wanting to swallow up the other two elements of the social organism. And thirdly there will be arrangements dealing solely with economic affairs. The political, legal life will deal with agreements people have to make with one another, with things that are determined between individuals. In the cultural, spiritual sphere not everyone will be able to make judgements, for in this sphere only those can judge who have the necessary competence in a particular subject. Here everything emanates from the individual human being. There is a wholeness in the cultural life; it has to be a coherent, uniform body. You will object that this is not so, but I shall come to this in a moment. The political, legal sphere requires individuals to work together in the sense of present-day democracy in matters that require no specialist knowledge, so that every individual is competent to form judgements. Such a sphere exists; it is the legal and political life. Thirdly there is the sphere of economics. Here individuals do not make judgements; indeed, an individual opinion is irrelevant, for it can never be correct. In associations or communities of individuals judgements arise when opinions merge in a common judgement. The whole point in all of this is not the division of the state, or for that matter any other community, into three parts. The important thing is that each of the three aspects is in a position to make its own contribution to the health of the overall social organism. The way of thinking I have represented here is capable of holding its own in the midst of life. Suppose someone wants to apply his capabilities and do something, using the necessary skills or techniques. What this person does is then carried forward by others. It is important that I should do something, but it is not the main thing. The main thing is that a second, third, fourth person or any number of people carry my action further in an appropriate manner. For this to happen the social organism must be so managed that traces of my activity do not disappear. Otherwise I might do something here in Oxford that is carried on further for a while, but by the time it reaches Whitechapel there is no trace of it. All that remains visible are the external symptoms of the hardship prevalent there. Hardship will inevitably arise if human forces cannot enter into the social organism in the right way. Look at the misery in Russia. What causes it? It is there because social forces cannot come to grips properly with the social organism, because the social organism is not structured in the right way according to its natural three parts. The actions of individual human beings will be able to percolate through the whole social organism like blood through the human body only if that social organism is so arranged that the cultural life depends freely on individuals, if there is a legal and political life that orders all the business that falls within the competence of every individual regardless of each person’s level of education, and if, thirdly, there is an independent economic sphere concerned solely with production, consumption and distribution. Such a thing can indeed result from a true and realistic insight into the world so long as people really do come to grips with it on the basis of a realistic understanding. But if such things, once stated, are merely explained away by Marxist theories and doctrinaire intellectualism, then of course they remain incomprehensible. No one then knows what is meant by someone who does not look at hardship superficially but who delves down more deeply, saying: ‘You cannot improve matters in this way. First you must create social interrelationships of a kind that enables the hardship to be sent packing.” That is where the problem lies. We must begin to realize how far what was once theocracy has retreated from real life. The original theocrats did not need libraries; their science was not neatly stored in libraries. To study a science there was no need to sit down and pore over old books, for what they did was go and dwell with living human beings. They paid attention to human beings. They asked how best to do what was right for human beings. The real world was their library. Instead of studying books they looked into human faces, they took account of them; instead of reading books they read the souls of human beings. Today all our science has been swallowed up by libraries or stored by other means, well away from human beings. We need a sphere of spirit and culture firmly rooted in the real world; we need a sphere of spirit and culture in which books are written from life and for life, full of ideas for life and ways and means of living. Especially in the sphere of spirit and culture we must emerge from our libraries and go out into life. We need education for our children based on the children present in the classroom, not on rules. Our education must be derived from knowledge of the human being; what should be done each day, each week, each year must derive from the children themselves. We need a legal and political sphere in which human being encounters human being, where the only basis for decisions is the legitimate competence of each individual, as I have already pointed out, regardless of profession or whatever other situation each is in. The legal and political sphere exists for all the situations in which human beings meet one another as equals. What else will belong to the sphere of spirit and culture if this sphere is accepted in the form I have described? Little by little the administration of capital will move of its own accord from the economic to the spiritual, cultural sphere. However much we may rail against capitalism there is nothing we can do about it, for we need it. What matters about capital and capitalism is not that they exist but what the social forces are that work in them. Capital has come into being through the intellectual ingenuity of human beings; it came into being out of the cultural, spiritual sphere through the division of labour and intellectual knowledge. Merely as a way of illustrating the possibilities, and not to make a Utopian statement, I described in my book Towards Social Renewal how capital might stream towards the spiritual, cultural sphere of the social organism. Just as the copyright on books lapses after 30 years, so that their content becomes common property, so, I suggested, might someone—having amassed capital and had capital working for him while he was himself engaged in the work which his capital generated—transfer his capital to the common good after 30 years or so. I did not state this as a Utopia but merely as a possibility of how, instead of stagnating everywhere, capital might begin to flow and enter the bloodstream of social life. All the things I wrote were illustrations, not dogmas or Utopian ideas. I merely wanted to hint at what might be brought about by the associations. What actually happens may turn out to be something quite different. When one has brought life into one’s thinking one does not set down dogmas to be adopted, one counts on human beings. Once they are embraced in the right way by the social organism they themselves will discover what is meaningful and useful socially in the environment in which they find themselves. In everything I say I count on people, not dogmas. Unfortunately it has been my experience that what I really meant in my book Towards Social Renewal is never discussed. Instead people ask questions such as: Is it really possible for capital to be inherited by the most capable after the passage of a specific number of years?’ People do not want realities, they want Utopias. This is what militates against an unprejudiced reception of the threefolding impulse. Once the legal, political sphere is able to function properly people will notice that it will involve itself with questions of labour. Today labour is entirely enmeshed in the economic life and is not treated as something to do with how people relate with one another. In 1905 I wrote an article on the social question in which I demonstrated that with today’s division of labour, labour is reduced to a commodity as it flows into the rest of the social organism. Qur own labour only has an apparent value for us. What others do for us has real value, and what we do for them also has value. This has been achieved by technology, but our moral outlook has not kept pace with it. Within the social order as it is today one can, technically speaking, make nothing for oneself, not even a jacket. If you make it yourself it still costs as much, taking the whole social structure into account, as if it had been made by someone else. The economic aspect of the jacket is universal in the sense that it is determined by the community at large. It is an illusion to imagine that the jacket made for you by a tailor is cheaper. If you work it out in figures it might appear cheaper. But if you were to calculate its price as part of the overall balance sheet you would see that by making your own clothes you can no more jump out of your own skin than you can remove the process from the economic sphere or change that sphere in any way. The price of the garment you make for yourself remains an item in the total balance sheet. Labour is what one person does for another. It cannot be measured by the number of man/hours required in a factory setting. The value put on labour is a supreme example of something belonging in the realm of law, the legal, political sphere. You can tell that this is not an outdated idea by the way labour is everywhere protected and safeguarded by laws. But these regulations are not even half-measures, they are quarter measures. No regulations will be properly effective until there is a proper threefolding of the social organism. Only when this has happened will human beings meet each other as equals. Only then will labour be rightly regulated when human worth meets human worth in that sphere where all are competent to speak. You might want to object: ‘Perhaps there will sometimes not be enough work to go round if work is determined in this way in a democratic state.’ This is indeed one of the areas where the social life is affected by history, by the evolution of humanity as a whole. The economic sphere must not be allowed to determine the amount of work available. The economic sphere must be bounded on the one hand by nature and on the other by the amount of labour determined by the legal, political sphere. You cannot get a committee to decide in advance how many rainy days there are to be in 1923 so as to enable the economy to run on course in that year. Just as you have to accept the limitations set by nature, so in an independent economic organism will you have to reckon with the amount of labour available being determined by the legal, political organism. I can only mention this in general terms here, as an example. Within the economic sphere of the social organism there will be associations in which consumers, producers and distributors will together reach an associative judgement based on practical experience—not an individual judgement that can only be irrelevant in this sphere. The small beginnings being tried today show that this is not yet possible, but the fact that these small beginnings are being tried shows that unconsciously humanity does have the intention to form associations. Co-operatives, trade unions, all kinds of communities show that this intention exists. But when co-operatives are founded side by side with ordinary social life as it exists today they will perish unless they conform to this social life by charging the same prices and using the same marketing practices. In working towards a threefold social organism we should not be trying to create new realities based on Utopian concepts; we should be coming to grips with what is already there. Institutions already in existence, consumers, producers, the entrepreneur, everything already in existence needs to come together in associations. There is no need to ask how to create associations. The question to ask is: ‘How can existing economic organizations and institutions be inte grated in associations?’ If such associations can be achieved, commercial experience will enable something to arise that can indeed lead to a genuine social ordering, just as a healthy human organism leads to a healthy life. There will be circulation in the economy, circulation of production money, loan money and gift money. There can be no social organism without these three. We may want to rail against gifts and donations, but they are a necessary part. You deceive yourself if you say that a healthy social organism should make gifts unnecessary. Yet you pay tax, and taxes are merely a roundabout way of making donations to schools and other facilities. People deserve to have a social order in which they can always see how things flow without having to make suppositions. When social life has been extricated from today’s general muddle, in which everything is mixed up together, we shall begin to see—just as we can already observe the blood circulating in the human organism—how money circulates in the form of production money, loan money and gift money. ‘We shall see the different way human beings relate on the one hand to money they invest—money for trading, production and purchase—which goes back into production because of the way it earns interest, and on the other hand to the money they give as donations, which must flow into an independent cultural sphere. People can only participate in social life as a whole through associations which make visible how the life of society flows. Then the social organism will be healthy. Abstract thinking is incompatible with the idea of a threefolding of the social order; only living thinking can encompass it. Yet even in the economic sphere our thinking is no longer alive. Everywhere we have abstraction. Where is there any life in the economic sphere today? How did it begin in the days when people jotted down their income and expenditure on odd scraps of paper? As things grew more complicated clerics were employed to do the job; they became the clerks. They ran external life to the best of their ability. And who are the successors of those clerks taken from the church to record the economic affairs of princes? They are today’s bookkeepers. In some districts you still occasionally come across a small reminder of those early times. If you turn to the first page in their ledgers—is this the case in your country also?—you see the inscription: “With God’. But there is little in subsequent pages that is ‘with God’. What you find there is an abstraction of something that ought to be full of life, something that ought to be present as life in the associations and not stored up in ledgers. In working towards a threefolding of society we certainly do not aim to juggle about in old ways with concepts such as cultural life, political life, economic life, mixing them up perhaps in slightly different ways, as has been done in recent times. Our main concern is to comprehend what an organism really is, and then to bring back into real life those things that have become such total abstractions. The most important task is to rescue things from abstraction and bring them back to life. Every individual will belong to the associations of the economic sphere, including representatives of the cultural sphere, for they, too, have to eat, as do the representatives of the legal, political sphere. Conversely, too, every individual also belongs to each of the other spheres as well. There is a necessary consequence of all this that shocks people a good deal when the subject is brought up, especially when the examples one uses are somewhat exaggerated so as to be more explicit. I once told an industrialist, an excellent man at his job, what was needed in order to bring things back to life: ‘Suppose you have an employee who is fully integrated in the life of your factory. Then along comes a technical college and snaps this man up, not someone recently trained but someone who is fully immersed in the life of the factory. For five or ten years this man can talk to the youngsters about what the life of a factory really is. Then, when he gets a bit stale, he can return to the factory.” Well, such things will make life complicated, but they are what our time requires. There is no getting away from it. Just as new life must continually flow through the social organism if it is not to decay, so must people either become full human beings, which means that they must be able to circulate through all the spheres of the social organism, or we shall fall into decadence. Of course we can choose decadence if we like, by standing still with our old points of view. But evolution will not allow us to stand still. This is the salient fact. In conclusion I should like to add that I have developed the subject of my lectures more from a feeling angle. It should not be taken one-sidedly as being purely spiritual except in the sense that it arises out of the spirit of real life. I have only been able to give you a kind of feeling for the impulses that are to arise out of these social ideas. More is not possible in only three lectures. However, as I bring these lectures to a close I want to thank you in the warmest possible way for allowing me to speak to you about these things. I especially want to thank Mrs Mackenzie who has chaired the committee, for without her efforts this whole Oxford enterprise would not have taken place.’* I also thank the committee for all they have done to assist her. Another thing I am especially grateful for is the opportunity given us here in Oxford during this meeting to bring in the artistic endeavours, eurythmy specifically, which we are trying to send out into the world from Dornach. Thank you all for your endeavours! You will sense how seriously I want to express my thanks when I remind you that everything we are starting in Dornach is only a beginning that cannot become reality without such efforts as have taken place here in Oxford. The understanding and stoutness of heart we need in Dornach is expressed in a fact which I also want to mention to you, although this is not in any way at all intended as a hint. It is likely that by November we shall have to break off our building work in Dornach because by then we shall have run out of funds. These funds do exist in the world, I believe, but somewhere there is a blockage in this connection. If things were to proceed as they ought in a rightly functioning social organism, then . .. The fact that this work has begun but may well have to be interrupted because of the unfavourable times if an understanding for the need to continue does not emerge in time—this is something that oppresses us greatly in Dornach. I have mentioned this to show you how very heartfelt and cordial are the thanks I have expressed to you. I have endeavoured to speak to you about education on the one hand, and about social matters on the other. From Dornach these things will be cultivated in a general way. When the anthroposophical movement was founded the point of departure initially was that of a world view and a theoretical understanding. Then people began to see and feel what strong forces of decline exist in our time, whereupon they realized that something needed doing in education and in social life. That was when they began to approach me with the question: “What has anthroposophy got to offer with regard to the establishment of schools that take the fullness of real life into account, and with regard to a future that needs to emerge from the deeper layers of humanity?’ For there is not much to be gained for the future from the more superficial layers of human existence. The education movement did not arise out of some fad or abstract idea. It came about because people began to enquire what anthroposophy had to offer on the basis of real life rather than out of some kind of sectarian effort. This was even more strongly the case with the social question. Here, too, people whose hearts were filled with dismay at today’s signs of decay came to ask what anthroposophy might say out of its encounter with genuine reality about impulses that could be sent towards the future. I am immensely grateful to have been met with understanding here, for what needs saying must go forth into the fullness of life; from this college it must send its effects out into the world where real human beings are at work. I am grateful that it is not antiquated knowledge, for the centres of cultural life must send out impulses to ensure that the right people are in position in the factories, the people who know how to administer capital that generates life. You will not take it amiss that I endeavoured to demonstrate this by means of such examples as came to hand, for on the other side I want to repeat what I have already said before: I have been most happy to explain these impulses here in Oxford where every step you take outside in the street brings inspiration from ancient times and where such strong influences come to the aid of someone wanting to speak out of the spirit. The spirit that lived in former times was not the one that is needed now to work on into the future. But it was a living spirit that can still inspire. Therefore it has been deeply satisfying to give these lectures and suggestions for the future here in Oxford surrounded by impressions of ancient, venerable learning. Finally, yet more thanks remain to be expressed. I am sure you will all understand how grateful I am to Mr Kaufmann who has done all the translating with such great love. When you know how much effort goes into translating quite complicated texts and how much this effort can deplete a person’s strength in quite a short time you can appreciate the work Mr Kaufmann has done here during this holiday conference over the past weeks. I want to express my sincere thanks to him, and I hope that many of you will also do so. I now ask him to translate these final words as accurately and faithfully as he has translated all the previous things I have said. |