140. Occult Research into Life Between Death and a New Birth: The Cosmic Aspect of Life between Death and New Birth
17 Feb 1913, Stuttgart Translated by Ruth Hofrichter |
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But now we will consider one more thing. Kant once, following truly, one might say, an inspiration, made this significant statement: “Two things have made a great impression on me: the starry sky above me and the moral law within me.” |
140. Occult Research into Life Between Death and a New Birth: The Cosmic Aspect of Life between Death and New Birth
17 Feb 1913, Stuttgart Translated by Ruth Hofrichter |
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During the second half of last year, it became my duty to carry on some occult research into life between death and a new birth. We have, it is true, already described what has to be considered there, but a complete knowledge of this part of human life, a real penetration therein, is only possible if one carries on research into it from the most diverse points of view. Though everything found in the writings and cycles about this theme is correct, still to all this may be added that which must be said tonight and perhaps also the day after tomorrow about the subject. When the human being has stepped through the portals of death—that is, when he has laid aside his physical and his ether body—the soul during the first interval of time is particularly taken up with memories of the span of life it spent on earth. We know, of course, that the soul requires a certain amount of time to free itself from all that connects it with the last earthly life. Now, let us present this process of growing out of the preceding life on earth as it relates to the whole of the universe, to the world. When the human being leaves his physical body and his ether body, and thus lives only in his astral body, which we may also call the soul body, a complete spatial expansion takes place, one might say: a dilatation of his being into the far reaches of space; this takes place not merely after death, but also in sleep. Every night we really expand over the stellar spaces. After death, we expand slowly and gradually in such a way that we must seek the substance of our soul—for we cannot now say: the substance of our body—in the circumference of the earth, at first far beyond the atmosphere. Farther and farther it expands, until we (though it may sound paradoxical, it comes to that) have expanded the life of our soul over the whole expanse of the sphere which in the end corresponds to the moon's orbit around the earth. We grow so large that the boundary of our being is the orbit of the moon. As long as we thus grow larger, that which we may call the Kamaloka-time prevails. That is the time of inner connection with the preceding life on earth. Then, however, the expansion goes on. The human being expands in fact out into the world of the stars, and then the time begins when he expands so far that the outer boundary of his being; may be designated as the orbit which, in astronomical terms, is described by Venus, in occult terms by Mercury. Now, the condition of life for man, after he has left the sphere of the moon, depends on the kind of life he led here between birth and death. When he carries his life into the universe to the sphere of Mercury, then he may live there in Such a way that he can easily find contact with people with whom he lived on earth, with whom his soul was united on earth; or, on the other hand, it may be man's fate to have difficulties in finding such contacts—that is to: say, to be condemned to loneliness in expanding his life thus into the sphere of Mercury. And it depends on the way in which he has led his life on earth whether he feels that he is destined to loneliness, or, if one may use the term, to sociability. A person who in life has not cared to awaken in his soul moral feelings a moral way of thinking, a moral mood, benevolence, sympathy—a person who has developed this only to a small extent—feels doomed to loneliness after death when he expands to the sphere of Mercury. And it is difficult for him to find other souls with whom he is united. A person who has developed much sympathy, a moral way of thinking, will live companionably with other souls as he expands to the sphere of Mercury. Thus it is given into our hands to arrange our life between death and a new birth. The sphere of Mercury—in occult terms—is therefore the sphere in which our moral qualities are expressed. It also is the sphere in which what we have developed in the way of moral qualities becomes effective in still another manner. Another aspect to be considered is the fact that precisely during this passage through the sphere of Mercury (in occult parlance) we have the after-effect of having been in the life between birth and death a conscientious human being, or one lacking conscientiousness. You see, everything that happens in the world here in physical life receives its direction or its causation from the spiritual world. We have several times considered the natural death from old age, which has to occur for man because it is what really must happen to him in order that life may take its right course from incarnation to incarnation. But as we know, there is not merely this death from old age, well founded in evolution; there is also a death which befalls the human being in the flower of youth, even in childhood. There are in the world manifold illnesses, epidemics, and so forth playing a part in human life. And they are not merely the effect of physical causes, but they are ordained, directed from the spiritual world. And this actually comes from the region of Venus, that belt around the earth which, however, in occult parlance we call the sphere of Mercury. That is, if we take the radius from earth to Venus and draw a circle—quite without considering astronomical relations—that, then, is the sphere of Mercury (we mean a circle, not around the sun, but, around the earth); and in this belt, in the space occupied by this plane, there lie the forces by which illnesses and death are directed on earth: death in so far as it does not occur as natural death from old age, but in an irregular manner. Certain spiritual beings are operative there, those beings whom occultism designates as the spirits of illness and death. An individual who (in occult parlance) enters the realm of Mercury after having spent his life on earth as a person without a conscience, condemns himself to become a servant of these—as we may well call them—evil spirits of illness and death, while he is going through this realm. Indeed, we do not have a conception, an impression, of what is meant by a “lack of conscience” until we know this fact. Lack of conscience sentences a human being to bear the yoke of these evil spirits in the realm of Mercury for a time between death and a new birth. And when those forces are developed which are sent from the surrounding realm to the earth so that epidemics, illnesses, take place, so that death at the wrong time takes place, then these souls “without conscience” must cooperate as servants of the spirits of illness and death who send these forces into our physical world. Something else happens when a trait which is very widespread on earth has its after-effect all the way up to this sphere: laziness. Our life is really conditioned by laziness. Innumerable things would be done differently by men if they were not lazy. Also by laziness, the human being sentences himself to become for a time in the sphere which has just been discussed the servant of those powers which are subordinate to Ahriman, and which we may designate as the powers of hindrance—that is to say, of those spirits who hinder work on earth. Servants of the spirits of hindrance we become for a definite period of time, more or less prolonged, through everything we have poured into our soul by laziness. In this way, we get a conception as to how those forces which we have developed in our soul during our physical life have their effect in that life between death and a new birth. The next sphere to which the soul expands is designated in occultism as the sphere of Venus. [astronomically: sphere of Mercury.] We prepare ourselves for it by religious qualities, a religious attitude. A human being who has developed in the time between birth and death an attitude which causes his soul to look toward the spiritual primordial powers and primordial forces of the world—such a person is able to be a social being in the sphere of Venus, so that he lives together with other human beings with whom his soul has established relationship on earth. But also other spirits of the Higher Hierarchies enter from then on into the human sphere, and man lives there with spirits of the Higher Hierarchies if he has developed a religious attitude, religious sentiments, religious feelings. On the other hand, if here on earth he has not brought his soul into contact with religious impulses, he sentences himself to loneliness, to seclusion, to tormenting loneliness. If he has been an atheist here on earth, then he will be a completely isolated individual after reaching the sphere with which we are concerned here. And it must be said that those people who today foster an irreligious attitude condemn themselves to complete loneliness. Those, for instance, who unite in the Monist Society, inhibit their inner freedom of movement, and because they have found themselves united here under that “flag,” they sentence themselves to sit each in his own cage, each separate from the other. The next sphere into which we enter is the sphere of the Sun. Again circumstances are different from those known to physical astronomy. We obtain this sphere if we draw a line between the earth and the sun—that is, if we use this line as the radius and draw a circle around the earth. In the spiritual world, conditions do differ from those in the physical world. We expand to the extent of this sphere after having gone through the sphere of Venus. For this sphere, the preparation valid for the sphere of Venus no longer holds good. For the Venus sphere, we may be prepared in such a way that we find contact with all those souls with whom we have established religious fellowship in the life between birth and death. In the sphere of Venus, human beings are so to speak confined in regions like the regions in which on earth peoples, races, live together. Thus there are in the Venus-sphere regions in which those persons find each other who are related through their religious feelings. This is not sufficient for the sphere of the Sun. In the sphere of the Sun the feeling of loneliness prevails if the human being was prepared on earth only for a certain kind of religious feeling in his soul. In the sphere of the Sun, a person is a social being only when he has developed, in the best sense of the word, an understanding of every religious feeling; when, so to speak, he has developed a deeper tolerance for all religious Systems on earth. Up to our time, since the Mystery of Golgotha, the exoteric Christian faith has been more or less sufficient, for this Christian faith contains in a certain way, though in quite a different way, an understanding of other systems of religion which far transcends that involved in a limited religious system. We can easily convince ourselves of this. Many other religious systems are still confined to certain regions of the earth, and if we wish to see, we can very easily note how the adherent of Hinduism, of Buddhism; and of other faiths; will indeed speak of the equal validity of all religions and of a wisdom common to all religions ... but if we consider more deeply what he means, we find that he means his own religion exclusively. In the last analysis, he demands of other people that they should acknowledge his own religion. That is what he then calls the equal validity of all religions. Read theosophical periodicals originating in India. There, the East Indian religion is considered the one religion, valid for the world, and those who do not accept this are said not to be honest theosophists. Primitive Christianity from the beginning has not been attuned to this idea, especially where it has become occidental religion. If things were in the Occident as, they are in India, we would have today a religion of Wotan; that would be then, what Hinduism is for the orient. The Occident, however, has not taken up the religion, which has evolved from it, but from the beginning the religion of a founder who has lived outside of the Occident, of the Christ Jesus. Unegotistically, the Occident has received a religion into its very being. That is a difference in principle, and in the very essence of Christianity there lies a true tolerance for every religious system, even though this essence may have been little understood by occidental Christians. In fact, for the Christian, everyone is a Christian, no matter what he may call himself. And it is nothing but narrow-mindedness, if one wants to spread Christian dogma everywhere. Broad-mindedness is something quite different. If one considers the Hindu, the Chinese, the Buddhist, if one enters into the deeper elements of their being, one will find everywhere the beginnings of Christianity and will stress in everything they themselves think the beginnings of Christianity, without having to mention the name of the Christ. But this more narrow Christianity, as it is given today to man between birth and death, is only one preparation for the sphere of the Sun: another thing is necessary—that which we designate in the right, the true sense, as Theosophy. [Rudolf Steiner was talking to members of the Theosophical Society.—Ed.] It gives us an inner comprehension of all religious systems on earth, of their very essence. If we acquire this understanding here on earth, then we prepare ourselves in the right way for the sphere of the Sun. This understanding of the different religions and of the Mystery of Golgotha, of the Christ impulse, is necessary for us if we are not to become hermits in relation to other human souls and in relation to the spirits of the Higher Hierarchies in the sphere of the Sun, between death and a new birth. When we come into the sphere of the Sun between death and a new birth, we find there two things. The first thing we find is something we can express only in an image: we find an empty throne, an empty World-Throne. And that which we may seek on this empty World Throne we can find only in the pictures of the Akashic Record. On this throne, which we find empty during the time we pass between death and a new birth, the Christ once sat within the Sun sphere. He expanded into the earth sphere through the Mystery of Golgotha, and since that time the inhabitants of the earth must gain here on earth an understanding of the Christ impulse, and must keep this impulse in their memory. Then they will be able to recognize the image which appears in the Akashic Record while gaining a living experience of the Sun sphere. He who has not attained this understanding here on earth will not recognize who at one time was sitting on the throne, and what is preserved as an image only. And he cannot find his way within the Sun-sphere between death and a new birth. There we see why it is the mission of the souls of men on earth to seek here for themselves the connection with the Mystery of Golgotha as we seek it in our spiritual movement. Through this, we keep between death and a new birth the memory of the Christ Impulse, and do not become hermits in the sphere of the Sun, but social beings, by reason of the forces which we have taken with us; so that in a way, by our own strength which we brought with us, we bring to life the image—which is now merely an image in the Sun-sphere—of the Christ. And we must take so much strength with us from the time on earth that this strength remains with us also for the subsequent time, and cannot be lost. We find a second thing in this sphere of the Sun, a second throne: and it is now occupied by a real being, by Lucifer. And so, between death and a new birth, when we have reached the sphere of the Sun as it has been described, we feel ourselves on the one hand in the presence of Christ, on the other in the presence of Lucifer. If we had not received the Christ impulse, Lucifer alone would have to become our leader. But if we have received the Christ impulse, then we are, on the far voyage through the universe, under the leadership on the one hand of the Christ impulse, on the other of Lucifer; for we also need him for the ensuing times. We also need Lucifer, for he leads us in the right way through the lower spheres of the universe, at first as far as the Mars-sphere. That is the next sphere to which we expand between death and new birth. In order that Lucifer may lead us in such a way as is fitting for us men, we must have the Christ impulse as a counterbalance; then the Lucifer impulse is salutory for us; otherwise it is evil for us. Another thing has become necessary: in the sphere of Mars, we must have the possibility of taking into account, with our whole being, certain changes which have occurred on Mars in the course of recent centuries. These changes may be described in about the following way. Every heavenly body is related to every other heavenly body through the agency of certain forces; all heavenly bodies stand in a certain relation to the earth. From them the forces radiate. In fact, from Mars and its sphere not only does the light effect radiate, which comes to the earth, but from it also spiritual forces radiate. If we go back to earlier centuries, we find that the forces radiated from Mars which inspired men to that which human beings needed in earlier times: physical forces, to further the evolution of mankind. It is not merely a myth but an occult truth that what has developed as warlike force and warlike complication in the world, what has made man energetic, courageous through centuries and millennia, stems from an influx of the forces of Mars. But such is the life of a planet that its forces go through an ascending and a descending development. And Mars has changed in a certain way its mission during the last centuries. The warlike forces that are developed now are the ebbing warlike life of the previous centuries; new life from inciting forces of Mars does not flow in any longer. For at the turn of the sixteenth and seventeenth centuries, Mars had reached a decisive point, a point which, in the life of Mars, may only be compared to the time when the earth had come to a decisive point, the time of the Mystery of Golgotha. It is a fact of immense importance upon which we touch here. Mars went through a decisive period. That fact was known within the earth-mysteries, in which the decision is made for the great spiritual concerns of earth-existence. That is to say, since the twelfth century, the decisive preparations have been made within the mystery development of the earth in order to take into account the change in the Mars-sphere. The forces which Mars was to send out to bring courage and energy to earth, were past for Mars: they were no longer destined to penetrate to the earth. But by the fact that Mars has gone through such a crisis, there came a change for the souls who live between death and a new birth, in the experiences they would have to go through in the Mars-sphere after death. That is to say: When man goes beyond the sphere of the Sun, forces radiate into the essence of his soul, forces which already have a significance for the next incarnation. The soul who passed through the sphere of Mars in the early times, before the seventeenth century, came into contact with those forces which permeated it with courage and energy. Lucifer was the leader to the sources of courage and energy. But the souls who came in later times could no longer find the characteristic forces: Mars was then going through its crisis. Where, within the Mysteries, the great spiritual decisions are made, there one does not take into consideration merely human life between birth and death, but also its salvation or perdition between death and a new birth; that is, in the Mysteries one sees to it that those things are infused into the spiritual culture of mankind which cause the souls after death to go through the different spheres in the right way. If we wish to comprehend the meaning of the happenings in the Mars-sphere, we must consider the following. A great decisive matter confronts the Rosicrucian Mysteries because one had to consider that for the development of the earth, very special times were ahead: the times of external material culture, of external material triumphs. We cannot oppose these: though they bring nothing spiritual, we must of necessity experience this time of machines, airplanes, and other inventions. But these times bring a kind of death of the soul. We cannot oppose them, we must gain a living experience of them.—The materialistic era had to come, but it always was the endeavour of higher spiritual beings to create a counter-balance against this materialistic era. When we consider all that has come to light in the development of the earth as a counter-balance against materialism, we have as the last and most significant phenomenon Francis of Assisi; that Francis of Assisi who, in his entity as Francis of Assisi, turned away from all external life, who led in Assisi that life which is known to you and which has been painted so wonderfully by Giotto on the walls of the church of Assisi ... so that even today when these pictures have been painted over so often, life yet radiates movingly from the walls. And even though that place also has gone through a development tending toward materialism, we will have to say: the region around the town of Assisi still is pervaded by the spiritual atmosphere of Francis, that atmosphere which has assimilated the elements of a life alien to the world, but on intimate terms with the soul, not merely with the human soul, but with the soul of Nature. In the cycle Man in the Light of Occultism, Theosophy and Philosophy you may read that wonderful poem into which Francis of Assisi poured what he felt toward the soul of Nature and of Nature's beings. One may say that no poet has found more beautiful accents, and perhaps only Goethe has found again accents as beautiful about the life of Nature. What is the cause of all this? The cause of all this is the fact that Francis of Assisi in his previous incarnation, in the seventh, eighth century, in a Mystery School near the Black Sea, was the pupil of an individuality who was no longer incarnated in a physical body. This is a noteworthy matter. Francis of Assisi, in his immediately preceding incarnation, had lived in this School of Mysteries, and with other disciples he was a disciple of a being who then worked only in the spiritual body among the pupils including Francis of Assisi. And this was none other than the Buddha, who we know was incarnated for the last time as Gautama Buddha. Nevertheless, he continued to be active in the spiritual body. We know that as a spiritual being he was present at the birth of the child Jesus of St. Luke's Gospel. He has continued to be active in the School in which Francis of Assisi lived in his previous incarnation. There the latter assimilated the impulses of his life so intimately associated with the soul, of that life which was to lead men away from everything that was to spread out on earth, which was to lead away from the purely materialistic life. And all this remained in Francis of Assisi. We see the after-effects of this in the Francis of Assisi incarnation. But it could not come about that on earth, in the era which had the materialistic mission, many souls should join a Francis of Assisi community. Those could not do this who had to progress with the time. So, in a way, a conflict was created. It could not come about that on one side there was only exterior, material culture, on the other disciples of Francis of Assisi. Although Francis of Assisi is great and powerful, on the one side, yet on the other the rules he gave could not be of use for ensuing times. How only could it come about? What had to happen on earth? This has been established in significant perspectives in the Rosicrucian Mysteries since the twelfth century. There it was said; The human being will have to work with the earthly body, will have to gain a living experience in an external way of the material existence between birth and death, and he will have to go along with the triumphs of this material existence. But for every soul who becomes inured, intimate with material existence, a possibility must be created to have, with part of its nature, an understanding for the inner experience of that which lies in the teachings of Francis of Assisi. It is precisely this which constitutes the essence of progress of souls on earth: that these souls must increasingly develop so to speak two natures, the farther they go into the future; that we with the organs of our soul shall be able to take hold of the impulses of existence on earth, so that we may become familiar with them; but that we should be able to develop within ourselves moments and hours in which we can be given over in solitude to the life of the soul itself. While we become more open to the world and more familiar with it, we must at the same time have hours when we can become familiar with our soul. While on the one hand we follow Edison, we must be able to become quietly, in our hearts, disciples of Francis of Assisi or of his great teacher, the Buddha. Thus every human being must be able to feel even if he is being pushed into material life. And for this development the preparation had to be given in the Rosicrucian Mysteries. Christian Rosenkreuz had the mission to care for it. How can all this be brought about? Only through the fact that a certain period of the life between death and a new birth may be used for the soul in a very definite way. They said to themselves in the Rosicrucian Mysteries: Mars, so to speak, loses his old task; let us give him a new one.—With the beginning of the seventeenth century, at the turn of the sixteenth and seventeenth centuries, the Buddha who had apart from this completed his last incarnation on earth, was sent to Mars, to the sphere of Mars, and one may say, speaking quite correctly: At that precise time the Buddha accomplished for Mars something similar to what the Christ accomplished on earth—only in a larger measure—in the Mystery of Golgotha. That which had always emanated from Mars, and was part of its essence, that very thing the Buddha transformed by his sacrifice. He transformed the whole nature and essence of Mars. For Mars, the Buddha has become the great Redeemer. It was a sacrifice for him. You only have to remember how the Buddha arose to the point of expounding the doctrine of giving the message of universal peace, of harmonious existence. He was then transferred into that planetary sphere from which the force of aggressiveness originated. He, the Prince of Peace, crucified himself, so to speak, though not through the Mystery of Golgotha. In this way, something else is brought into the Mars-sphere: Mars is permeated by the essence of the Buddha. As on earth the substance of the Christ has flowed out from the Mystery of Golgotha, so the peace substance of the Buddha flows into the Mars-sphere, and since then is in the Mars-sphere. It was thus that they spoke within the Rosicrucian Mystery. In consequence of the sending of the Buddha, human souls could live for some time between death and a new birth in the sphere of Mars, after they had found themselves in the Sun-sphere and had borne the Christ Impulse up to that sphere. After the soul has entered there through the right permeation with the Christ Impulse, and through the guidance of Lucifer, the soul comes out farther into the sphere of Mars; and precisely in our time, an event occurs in the Mars-sphere, which previously could not take place: the souls are permeated by that which no longer can occur on earth,—they are permeated by the Buddha—Francis of Assisi—element. Between death and a new birth each soul—if it is prepared in the right way—can go through that which has become living experience on earth, as in a last blossoming, in the soul-life of Francis of Assisi, but which since that time cannot have a proper home on earth. The human soul by experiencing the sphere of Buddha in the life between death and a new birth can acquire there the strength that will enable it to do what has just been said: it may enter by a new birth into a purely material existence, may be thrown into a terrestrial existence which will be more and more materialistic, and yet will be able to develop forces in another part of the entity of the soul so that it may be given up to the world of the spirit and of the soul. This is the truth about the secrets which are hidden between death and a new birth. Then, we expand farther and farther into the reaches of the stars, to Jupiter, Saturn, and farther. What has been described now, occurs only, in fact, with the most advanced souls. Those souls which have not fulfilled the conditions and will not fulfil them until later—such souls, in the life between death and a new birth, come into contact only with the spheres nearest the earth. They also go through the other spheres, but in a certain unconscious state akin to sleep. In the outer spheres, in the spheres beyond the sun, the forces are gathered which man must acquire in order to be able to work, to collaborate, in building up a new body as he approaches a new birth. What man consists of has not merely been acquired on earth. It is the greatest short-sightedness of materialists to believe now that man is a creature of the earth. If man builds himself up in this way with the forces which are given to him, if he builds himself up in the most comprehensive meaning of the word, these constructive forces are cosmic forces which man first had to acquire for himself. While expanding, between death and a new birth, to the Sun-sphere, he still has contact with the forces which are after-effects from his previous life. The forces he needs in order to work into the sphere of the earth whatever can construct his physical body out of the surrounding spheres, those forces he must extract from the forces which meet him outside of the Sun-sphere. The human being really must expand into the cosmos between death and a new birth; he then must live with the cosmos, for on earth alone the forces are lacking which really can bring forth the human being. No new human being ever could result from the human germ which originates from the combination of the two sexes, if the following were not to take place. There is in existence this small human germ. With this human germ unites something immeasurably great and significant, something which had first expanded in a mysterious way into infinite reaches of the world, and then contracted again. After man expands to the spheres of the stars, he begins to contract again. He goes through the spheres of Saturn, Jupiter, Mars, Sun, Venus, Mercury, and Moon, becoming ever smaller and smaller. And as he grows smaller, he takes into himself the spiritual forces of the cosmos. And he grows ever smaller and smaller. And that which is finally compressed, compacted into a small spiritual globe, that has been actually condensed from an immense dilution. And this now unites with the physical globe which is the germ cell, and fertilizes it by forces from the spiritual realms. Thus we see how man enters existence by birth. After having gone through his previous death, he expanded into the distant spaces of the universe, became so to speak a giant globe. In spirit, he was together with spiritual beings and facts; then he compresses himself again, becomes ever smaller and smaller, until the time has come when, by the forces inherent in him, lie unites with physical matter. That which forms, together with the human germ cell, the human body, has been brought in from the cosmos. From this human germ cell, even if it were fertilized, nothing could result that might live on earth, if the compressed spirit-globe could not unite with it; this can be ascertained by occult investigation. And what only could result from this human germ-cell? From it only the foundation for the senses and the nervous system could result, but nothing that is capable of living, such as the body of man which must build itself up around the senses and the nervous system; the former does not originate with father and mother. Earth can give the forces for the senses, the nervous system. What grows organically around them, must be brought in from the cosmos. And when finally the time comes when a new science will grasp the processes in the human germ-cell according to the application of occult knowledge, then human beings who think clearly will be able to understand what they now cannot grasp in any scientific presentation. Whether you read Haeckel's sparkling discussions of this matter, or others, you will find everywhere that things are not understandable by themselves. What one does not know is the fact that a third force unites with that which comes from father and mother. The third force comes in from the cosmos. Only one certain group of people know—or today we may say, knew—of this secret, but this state of affairs is coming to an end now. Children and their nurses and educators mention it—or, at least it was mentioned, when they related that the stork or some other sort of being brings in an element by which human beings can enter the world. That is only a metaphoric expression for a spiritual occurrence, but it is more intelligent than what intelligent people maintain today. For our time, however, it is regarded as enlightened to explain human conditions in a materialistic way. This metaphoric presentation really still should have an effect on the children's souls, on their imagination! People do say: The children no longer believe in the stork—because those who tell this fairy-tale no longer believe it themselves. But those who today become anthroposophists believe in the stork, and they will soon find that in this metaphoric presentation a good interpretation is given of spiritual happenings. Thus we have contemplated the cosmic aspect of life between death and a new birth; the day after tomorrow we will more particularly touch upon the human aspect of practical life. But now we will consider one more thing. Kant once, following truly, one might say, an inspiration, made this significant statement:
This statement may seem significant to the occultist. For what is the strange relation that exists between the starry sky and that which is best in the life of our soul? Both are one and the same. We expand between death and a new birth as far as the starry sky, and we bring its forces into life and feel them as the most significant forces of our soul. No wonder! We are, indeed, the external images of the heavens. We look up to the starry sky where we were between death and a new birth, and we see that which we have taken into ourselves. No wonder that we feel at one with that which lives in us as guidance for the life of our soul and that which radiates into us from the starry sky, and which we feel effective in us when we appeal to the deepest life of our soul. The starry sky is one and the same with us, and we with it, when we contemplate our existence as a whole. Thus we must tell ourselves that such an anthroposophical contemplation does not merely give us that which we may call understanding, knowledge, in the usual every-day meaning. It really gives us moral strength and support in the feeling that the whole universe lives in us. And gradually we see ourselves permeated by the universe when we go through life between death and a new birth. Truly, it is hidden to the external eye, this life between death and a new birth; but that also is hidden which in the depth of our soul's existence drives us, impels us. And yet it is in us, it is effective in us and gives us our strength, this our best being. We carry the heavens within us because we experience them before we enter into our physical existence. We then feel the obligation to make ourselves worthy of these heavens which have done so much for us that we owe to them our entire inner being. More of this the day after tomorrow, when we shall contemplate life more under the aspect of man, and from a point of view which affects rather the practical activity of life. |
227. The Evolution of Consciousness: Inspiration and Intuition
20 Aug 1923, Penmaenmawr Translated by Violet E. Watkin, Charles Davy |
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At this comparatively early age a child has to accept the laws relating, let us say, to the Copernican world-system, and on this system are built hypotheses as to the origin of the universe. The Kant-Laplace theory is then put forward and, though this theory has been revised, yet in its essentials it still holds good. |
227. The Evolution of Consciousness: Inspiration and Intuition
20 Aug 1923, Penmaenmawr Translated by Violet E. Watkin, Charles Davy |
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Let us once more call up before our souls whither modern Initiation leads, after the first steps to Imaginative knowledge have been successfully taken. A man then comes to the point where his previous abstract, purely ideal world of thought is permeated with inner life. The thoughts coming to him are no longer lifeless, passively acquired; they are an inward world of living force which he feels in the same way as he feels the pulsing of his blood or the streaming in and out of the air he breathes. It is therefore a question of the ideal element in thinking being replaced by an inward experience of reality. Then indeed the pictures that previously constituted a man's thoughts are no longer mere abstract, shadowy projections of the outside world, but are teeming with an inward, vivid existence. They are real Imaginations experienced in two dimensions, as indicated yesterday, but it is not as though a man were standing in front of a painting in the physical world, for then he may experience visions, not Imaginations. Rather is it as though, having lost the third dimension, he were himself moving about within the picture. Hence it is not like seeing something in the physical world; anything that has the look of the physical world will be a vision. Genuine Imagination comes to us only when, for example, we no longer see colours as we do in the physical world, but when we experience them. What does this mean? When you see colours in the physical world, they give you different experiences. You perceive red as something that attacks you, that wants to spring at you. A bull will react violently to this aggressive red; he experiences it far more vividly than does man, in whom the whole experience is toned down. When you perceive green, it gives you a feeling of balance, an experience neither painful nor particularly pleasant; whereas blue induces a mood of devotion and humility. If we allow these various experiences of colour to penetrate right into us, we can realise how it is that when anything in the spiritual world comes at us in the aggressive way red does in physical life, it is something corresponding to the colour red. When we encounter something which calls up a mood of humility, this has the same effect as the experience of blue or blue-violet in the physical world. We can simplify this by saying: we have experienced red or blue in the spiritual world. Otherwise, for the sake of precision, we should always have to say: we have experienced something there in the way that red, or blue, is experienced in the physical world. To avoid so many words, one says simply that one has seen auric colours which can be distinguished as red, blue, green, and so on. But we must realise thoroughly that this making our way into the super-sensible, this setting aside of all that comes to us through the senses, is always present as a concrete experience. And in the course of this experience we always have the feeling I described yesterday, as if thinking had become an organ of touch extending throughout the human organism, so that spiritually we feel that a new world is opening out and we are touching it. This is not yet the real spiritual world, but what I might call the etheric or formative-forces world. Anyone who would learn to know the etheric must grasp it in this way. For no speculation, no abstract reflection, about the etheric can lead to true knowledge of it. In this thinking that has become real we live with our own formative-forces or etheric body, but it is a different kind of living from life in the physical body. I should like to describe this other way by means of a comparison. When you look at one of your fingers, you recognise it as a living member of your organism. Cut it off, and it is no longer what it was; it dies. If this finger of yours had a consciousness, it would say: I am no more than a part of your organism, I have no independent existence. That is what a man has to say directly he enters the etheric world with Imaginative cognition. He no longer feels himself as a separate being, but as a member of the whole etheric world, the whole etheric cosmos. After that he realises that it is only by having a physical body that he becomes a personality, an individuality. It is the physical body that individualises and makes of one a separate being. We shall indeed see how even in the spiritual world we can be individualised—but I will speak of that later. If we enter the spiritual world in the way described, we are bound at first to feel ourself as just one member of the whole etheric Cosmos; and if our etheric body were to be cut off from the cosmic ether, it would mean for us etheric death. It is very important to grasp this, so that we may understand properly what has to be said later about a man's passage through the gate of death. As I pointed out yesterday, this Imaginative experience in the etheric, which becomes a tableau of our whole life from birth up to the present moment of our existence on Earth, is accompanied by an extraordinarily intense feeling of happiness. And the flooding of the whole picture-world by this inward, wonderfully pleasurable feeling is a man's first higher experience. We must then be able—as I also mentioned yesterday—to take all we have striven for through Imagination, through our life-tableau, and make it all disappear at will. It is only when we have thus emptied our consciousness that we understand how matters really are in the spiritual world. For then we know that what we have seen up to now was not the spiritual world, but merely an Imaginative picture of it. It is only at this stage of empty consciousness that—just as the physical world streams into us through our senses—so the spiritual world streams into us through our thinking. Here begins our first real experience, our first real knowledge, of the objective spiritual world. The life-tableau was only of our own inner world. Imaginative cognition reveals only this inner world, which appears to higher knowledge as a picture-world, a world of cosmic pictures. The Cosmos itself, together with our own true being, as it was before birth, before our earthly existence, appear first at the stage of Inspiration, when the spiritual world flows into us from outside. But when we have arrived at being able to empty our consciousness, our whole soul becomes awake; and in this stage of pure wakefulness we must be able to acquire a certain inner stillness and peace. This peace I can describe only in the following way. Let us imagine we are in a very noisy city and hear the roar of it all around us. This is terrible—we say—when, from all sides, tumult assails our ears. Suppose it to be some great modern city, such as London. But now suppose we leave this city, and gradually, with every step we take as we walk away, it becomes quieter and quieter. Let us imagine vividly this fading away of noise. Stiller and stiller it becomes. Finally we come perhaps to a wood where all is perfectly silent; we have reached the zero-point where nothing can be heard. Yet we can go even further. To illustrate how this can happen, I will use a quite trivial comparison. Suppose we have in our purse a certain sum of money. As we spend it from day to day, it dwindles, just as the noise dwindles as we leave the town. At length comes the day when there is nothing left—the purse is empty. We can compare this nothingness with the silence. But what do we do next if we are not to grow hungry? We get into debt. I am not recommending this; it is meant only as a comparison. How much have we then in our purse? Less than nothing; and the greater the debt, the more we have less than nothing. And now let us imagine it to be the same with this silence. There would be not only the absolute peace of the zero-point of silence, but it would go further and come to the negative of hearing, quieter than quiet, more silent than silence. And this must in fact happen when, in the way described yesterday, we are able through enhanced powers to reach this inner peace and silence. When, however, we arrive at this inner negative of audibility, at this peace greater than the zero-point of peace, we are then so deeply in the spiritual world that we not only see it but hear it resounding. The world of pictures becomes a world of resounding life; and then we are in the midst of the true spiritual world. During the moments we spend there we are standing, as it were, on the shore of existence; the ordinary sense-world vanishes, and we know ourselves to be in the spiritual world. Certainly—I will say more of this later—we must be properly prepared so that we are at all times able to return. But there is something else to come—an experience previously unknown. Directly this peace is achieved in the empty consciousness, what I have described as an inwardly experienced, all-embracing, cosmic feeling of happiness gives way to an equally all-embracing pain. We come to feel that the world is built on a foundation of cosmic suffering—of a cosmic element which can be experienced by the human being only as pain. We learn the penetrating truth, so willingly ignored by those who look outside themselves for happiness, that everything in existence has finally to be brought to birth in pain. And when, through Initiation-knowledge, this cosmic experience of pain has made its impression upon us, then out of real inner knowledge we can say the following: If we study the human eye—the eye that reveals to us the beauty of the physical world, and is so important for us that through it we receive nine-tenths of the impressions that make up our life between birth and death—we find that the eye is embedded in a bodily cavity which originates from a wound. What was done originally to bring about the eye-sockets could be done to-day only by actually cutting out a hollow in the physical body. The ordinary account of evolution gives a much too colourless impression of this. These sockets into which the eyeballs were inserted from outside—as indeed the physical record of evolution shows—were hollowed out at a time when man was still an unconscious being. If he had been conscious of it, it would have involved a painful wounding of the organism. Indeed, the whole human organism has been brought forth out of an element which for present-day consciousness would be an experience of pain. At this stage of knowledge we have a deep feeling that, just as the coming forth of the plants means pain for the Earth, so all happiness, everything in the world from which we derive pleasure and blessing, has its roots in an element of suffering. If as conscious beings we could suddenly be changed into the substance of the ground beneath our feet, the result would be an endless enhancement of our feeling of pain. When these facts revealed out of the spiritual world are put before superficially-minded people, they say: “My idea of God is quite different. I have always thought of God in His power as founding everything upon happiness, just as we would wish.” Such people are like that King of Spain to whom someone was showing a model of the universe and the course of the stars. The King had the greatest difficulty in understanding how all these movements occurred, and finally he exclaimed: “If God had left it to me, I would have made a much simpler world.” Strictly speaking, that is the feeling of many people where knowledge and religion are concerned. Had God left the creation to them, they would have made a simpler world. They have no idea how naive this is! Genuine Initiation-knowledge cannot merely satisfy men's desire for happiness; it has to guide them to a true understanding of their own being and destiny as they come forth from the world in the past, present and future. For this, spiritual facts are necessary, instead of something which gives immediate pleasure. But there is another thing which these lectures should indeed bring out. Precisely by experiencing such facts, if only through knowing them conceptually, people will gain a good deal that satisfies an inward need for their life here on Earth. Yes, they will gain something they need in order to be human beings in the fullest sense, just as for completeness they need their physical limbs. The world we meet in this way when we go on beyond Imagination into the stillness of existence, out of which the spiritual world reveals itself in colour and in sound—this world differs essentially from the world perceived by the senses. When we are living with it—and we have to live with the spiritual world when it is present for us—we see how all sense-perceptible, physical things and processes really proceed from out of the spiritual world. Hence as earthly men we see only one half of the world; the other half is occult, hidden from us. And through every opening, every happening, in the physical-material world, one might say, this hidden half reveals its spiritual nature first in the pictures of Imagination, and then through its own creative activity in Inspiration. In the world of Inspiration we can feel at home, for here we find the origins of all earthly things, all earthly creations. And here, as I have indicated, we discover our own pre-earthly existence. Following an old image, I have called this world, lying beyond that of Imagination, the astral world—the name is not important—and what we bring along with us from that world, and have carried into our etheric and physical bodies, we may speak of as our astral body. In a certain sense, it encloses the Ego-organisation. For higher knowledge, accordingly, the human being consists of four members: physical body, etheric or formative-forces body, astral body, and Ego-organisation. Knowledge of the Ego, however, entails a further super-sensible step, which in my book, Knowledge of the Higher Worlds, I have called “Intuition”. The term Intuition may easily be misunderstood because, for example, anyone with imaginative, poetic gifts will often give the name of intuition to his sensitive feeling for the world. This kind of intuition is only a dim feeling; yet it has some relation to the Intuition of which I am speaking. For just as earthly man has his sense-perceptions, so in his feeling and his will he has a reflection of the highest kind of cognition, of Intuition. Otherwise he could not be a moral being. The dim promptings of conscience are a reflection, a kind of shadow-picture, of true Intuition, the highest form of cognition possible for man on Earth. Earthly man has in him something of what is lowest, and also this shadow-picture of what is highest, accessible only through Intuition. It is the intermediate levels that are lacking in him; hence he has to acquire Imagination and Inspiration. He has also to acquire Intuition in its purity, in its light-filled inner quality. At present it is in his moral feeling, his moral conscience, that he possesses an earthly image of that which arises as Intuition. Hence we can say that when a man with Initiation-knowledge rises to actual Intuitive knowledge of the world, of which previously he has known only the natural laws, the world becomes as intimately connected with him on earth as only the moral world is now. And this is indeed a significant feature of human life on Earth—that out of a dim inner presentiment we connect with the highest realm of all something which, in its true form, is accessible only to enhanced cognition. The third step in higher knowledge, necessary for rising to Intuition, can be achieved only by developing to its highest point a faculty which, in our materialistic age, is not recognised as a cognitional force. What is revealed through Intuition can be attained only by developing and spiritualising to the highest degree the capacity for love. A man must be able to make this capacity for love into a cognitional force. A good preparation for this is to free ourselves in a certain sense from dependence on external things; for instance, by making it our regular practice to picture our past experiences not in their usual sequence but in reverse order. In ordinary passive thinking we may be said to accept world events in an altogether slavish way. As I said yesterday: In our very thought-pictures we keep the earlier as the earlier, the later as the later; and when we are watching the course of a play on the stage the first act comes first, then the second, and so on to a possible fifth. But if we can accustom ourselves to picture it all by beginning at the end and going from the fifth act back through the fourth, third, second, to the first, then we break away from the ordinary sequence—we go backwards instead of forwards. But that is not how things happen in the world: we have to strain every nerve to call up from within the force to picture events in reverse. By so doing we free the inner activity of our soul from its customary leading-strings, and we gradually enable the inner experiences of our soul and spirit to reach a point where soul and spirit break loose from the bodily and also from the etheric element. A man can well prepare himself for this breaking away if every evening he makes a backward survey of his experiences during the day, beginning with the last and moving back. When possible even the details should be conceived in a backward direction: if you have gone upstairs, picture yourself first on the top step, then on the step below it, and so on backwards down all the stairs. You will probably say: “But there are so many hours during the day, full of experiences.” Then first try taking episodes—picturing, for instance, this going up and down stairs in reverse. One thus acquires inner mobility, so that gradually one becomes able to go back in imagination through a whole day in three or four minutes. But that, after all, is only the negative half of what is needed for enhancing and training spiritually our capacity for loving. This must be brought to the point when, for example, we lovingly follow each stage in the growth of a plant. In ordinary life this growth is seen only from outside—we do not take part in it. We must learn to enter into every detail of plant-growth, to dive right down into the plant, until in our own soul we become the plant, growing, blossoming, bringing forth fruit with it, and the plant becomes as dear to us as we are to ourselves. In the same way we can go above the plants to picture the life of animals, and down to the minerals. We can feel how the mineral forms itself into the crystal, and take inward pleasure in the shaping of its planes, corners, angles, and having a sensation as of pain in our own being when the minerals are split asunder. Then, in our souls, we enter not only with sympathy but with our will into every single event in nature. All this must be preceded by a capacity for love extending to mankind as a whole. We shall never be able to love nature in the right way until we have first succeeded in loving all our fellow-men. When we have in this way won through to an understanding love for all nature, that which made itself perceptible first in the colours of the aura, and in the resounding of the spheres, rounds itself out and takes on the outlines of actual spiritual Beings. Experiencing these spiritual Beings, however, is a different matter from experiencing physical things. When a physical object is in front of me, for example this clock, I stand here with the clock there, and can experience it only by looking at it from outside. My relation to it is determined by space. In this way one could never have any real experience of a spiritual Being. We can have it only by entering right into the spiritual Being, with the aid of the faculty for loving which we have cultivated first towards nature. Spiritual Intuition is possible only by applying—in stillness and emptiness of consciousness—the capacity for love we can first learn in the realm of nature. Imagine that you have developed this capacity for loving minerals, plants, animals and also man; you are now in the midst of a completely empty consciousness. All around is the peace which lies beyond its zero-point. You feel the suffering on which the whole existence of the world is founded, and this suffering is at the same time a loneliness. Nothing yet is there. But the capacity for love, flowing up from within in manifold forms, leads you on to enter with your own being into all that now appears visibly, audibly, as Inspiration. Through this capacity for love you enter first into one spiritual Being, then into another. These Beings described in my book, Occult Science, these Beings of the higher Hierarchies—we now learn to live in our experience of them; they become for us the essential reality of the world. So we experience a concrete spiritual world, just as through eye and ear, through feeling and warmth, we experience a concrete physical world. If anyone wishes to acquire knowledge particularly important for himself, he must have advanced to this stage. I have already mentioned that through Inspiration pre-earthly spiritual existence rises up in our soul; how in this way we learn what we were before we came down into an earthly body. When through the capacity for love we are able to enter clairvoyantly into spiritual Beings, in the way I have described, there is also revealed that which first makes a man, in his inner experience, a complete being. There is revealed what precedes our life in the spiritual world; we are shown what we were before ascending to the last spiritual life between death and rebirth. The preceding earthly life is revealed, and, one after another, the lives on Earth before that. For the true Ego, present in all the repeated lives on Earth, can manifest only when the faculty for love has been so greatly enhanced that any other being, whether outside in nature or in the spiritual world, has become just as dear to a man as in his self-love he is dear to himself. But the true Ego—the Ego that goes through all repeated births and deaths—is manifest to a man only when he no longer lives egotistically for momentary knowledge, but in a love that can forget self-love and can live in an objective Being in the way that in physical existence he lives in self-love. For this Ego of former lives on Earth has then become as objective for his present life as a stone or a plant is for us when we stand outside it. We must have learnt by then to comprehend in objective love something which, for our present subjective personality, has become quite objective, quite foreign. We must have gained mastery over ourselves during our present earthly existence in order to have any insight into a preceding one. When we have achieved this knowledge, we see the complete life of a man passing rhythmically through the stages of earthly existence from birth or conception till death, and then through spiritual stages between death and rebirth, and then returning again to Earth, and so on. A complete earthly life reveals itself as a repeated passing through birth and death, with intermediate periods of life in purely spiritual worlds. Only through Intuition can this knowledge be acquired as real knowledge, derived directly from experience. I have had to describe for you—in outline to begin with—the path of Initiation-knowledge that must be followed in our time, at this present stage of human evolution, in order to arrive at true spiritual knowledge of the world and of man. But as long as human beings have existed there has been Initiation-knowledge, although it has had to take various forms in different evolutionary periods. As man is a being who goes through each successive earthly life in a different way, conditions for his inner development in the various epochs of world-evolution have to vary considerably. We shall be learning more about these variations in course of the next few days; to-day I should like to say only that the Initiation-knowledge which had to be given out in early times was very different from what has to be given out to-day. We can go back some thousands of years, to a time long before the Mystery of Golgotha, and we find how greatly men's attitude to both the natural world and the spiritual world differed from that of the present time, and how different, accordingly, was their Initiation-knowledge from what is appropriate today. We have now a very highly developed natural science; I shall not be speaking of its most advanced side but only of what is imparted to children of six or seven, as general knowledge. At this comparatively early age a child has to accept the laws relating, let us say, to the Copernican world-system, and on this system are built hypotheses as to the origin of the universe. The Kant-Laplace theory is then put forward and, though this theory has been revised, yet in its essentials it still holds good. The theory is based on a primeval nebula, demonstrated in physics by an experiment intended to show the earliest conditions of the world-system. This primeval nebula can be imitated experimentally, and out of it, through the rotation of certain forces, the planets are assumed to have come into being, and the sun left behind. One of the rings split off from the nebula is thought to have condensed into the shape of the Earth, and everything else—minerals, plants, animals, and finally man himself—is supposed to have evolved on this basis. And all this is described in a thoroughly scientific way. The process is made comprehensible for children by means of a practical demonstration which seems to show it very clearly. A drop of oil is taken, sufficiently fluid to float on a little water; this is placed on a piece of card where the line of the equator is supposed to come; a pin is run through the card and the card is whirled round. It can then be shown how, one after another, drops of oil detach themselves and rotate, and you can get a miniature planetary system out of the oil, with a sun left in the middle. When that has been shown to us in childhood, why should we think it impossible for our planetary system to have arisen out of the primeval nebula? With our own eyes we have seen the process reproduced. Now in moral life it may be admirable for us to be able to forget ourselves, but in a demonstration of natural phenomena it is not so good! This whole affair of the drop of oil would never have worked if there had been no-one there to twirl the pin. That has to be taken into account. If this hypothesis is to hold good, a giant schoolmaster would have had to be there in the Cosmos, to start the primeval nebula revolving and keep it turning. Otherwise the idea has no reality. It is characteristic of this materialistic age, however, to conceive only a fraction of the truth, a quarter, an eighth, or even less, and this fraction then lives with terribly suggestive power in the souls of men. Thus we persist to-day in seeing one side only of nature and of nature's laws. I could give you plenty of examples, from different spheres of life, clearly showing this attitude towards nature: how—because a man absorbs this with the culture of the day—he considers nature to be governed by what is called the law of cause and effect. This colours the whole of human existence to-day. At best, a man can still maintain some connection with the spiritual world through religious tradition, but if he wishes to rise to the actual spiritual world, he must undertake an inner training through Imagination, Inspiration, Intuition—as I have pictured them. He must be led by Initiation-knowledge away from this belief in nature as permeated throughout by law, and towards a real grasp of the spiritual. Initiation-knowledge to-day must aim at leading men from the naturalistic interpretation of the Cosmos, now taken for granted, to a realisation of its spirituality. In the old Initiation-knowledge, thousands of years ago, the very opposite prevailed. The wise men of the Mysteries, the leaders in those centres which were school, church, and art-school at the same time, had around them people who knew nothing of nature in the Copernican sense, but in their soul and spirit had an instinctive, intimate experience of the Cosmos, expressed in their myths and legends, which in the ordinary civilisation of to-day are no longer understood. About this too we shall have more to say. The experience that men had in those early days was instinctive; an experience of soul and spirit. It filled their waking hours with the dreamlike pictures of imagination; and from these pictures came the legends, the myths, the sayings of the gods, which made up their life. A man looked out into the world, experiencing his dreamy imaginations; and at other times he lived in the being of nature. He saw the rainbows, the clouds, the stars, and the sun making its speedy way across the heavens; he saw the rivers, the hills arising; he saw the minerals, plants, animals. For primeval man, everything he saw through his senses was a great riddle. For at the time of which I am speaking, some thousands of years before the Mystery of Golgotha—there were both earlier and later times when civilisation was different—a man had an inward feeling of being blessed when dreamlike imaginations came to him. The external world of the senses, where all that he perceived of rainbow, clouds, the moving sun, and the minerals, plants, animals, was what the eye could see, while in the starry world he saw only what the pre-Copernican, Ptolemaic system recorded. This external world presented itself to people generally in a way that led them to say: “With my soul I am living in a divine-spiritual world, but there outside is a nature forsaken by the gods. When with my senses I look at a spring of water, I see nothing spiritual there; I see nothing spiritual in the rainbow, in the minerals, plants, animals, or in the physical bodies of men.” Nature appeared to these people as a whole world that had fallen away from divine spirituality. This was how people felt in that time when the whole visible Cosmos had for them the appearance of having fallen away from the divine. To connect these two experiences, the inward experience of God and the outer one of a fallen sense-world, it was not merely abstract knowledge they needed, but a knowledge that could console them for belonging to this fallen sense-world with their physical bodies and their etheric bodies. They needed a consolation which would assure them that this fallen sense-world was related to all they experienced through their instinctive imaginings, through an experience of the spiritual which, though dim and dreamlike, was adequate for the conditions of those times. Knowledge had to be consoling. It was consolation, too, that was sought by those who turned eagerly to the Mysteries, either to receive only what could be given out externally, or to become pupils of the men of wisdom who could initiate them into the secrets of existence and the riddles that confronted them. These wise men of the old Mysteries, who were at the same time priests, teachers, and artists, made clear to their pupils through everything contained in their Mysteries—yet to be described—that even in this fallen world, in its rising springs, in the blossoming trees and flowers, in the crystal-forming minerals, in rainbow and drifting clouds and journeying sun there live those divine-spiritual powers which were experienced instinctively in the dreamlike imaginations of men. They showed these people how to reconcile the godforsaken world with the divine world perceived in their imaginations. Through the Mysteries they gave them a consoling knowledge which enabled them once more to look on nature as filled with the divine. Hence we learn from what is told of those past ages—told even of the Grecian age—that knowledge now taught to the youngest children in our schools, that the sun stands still and the earth circles around it, for instance, is the kind of knowledge which in the old Mysteries was preserved as occult. What with us is knowledge for everyone was for that age occult knowledge; and explanations of nature were an occult science. As anyone can see who follows the course of human development during our civilisation, nature and nature's laws are the chief concern of men today; and this has led the spiritual world to withdraw. The old dreamlike imaginations have ceased. A man feels nature to be neutral, not entirely satisfying, belonging not to a fallen, sinful Universe, but to a Cosmos that by reason of inner necessity has to be as it is. He then feels more sharply conscious of himself; he learns to find spirituality in that one point only, and he discovers an inner urge to unite this inner self with God. All he now needs—in addition to his knowledge of nature and in conformity with it—is that a new Initiation-knowledge shall lead him into the spiritual world. The old Initiation-knowledge could start from the spirit, which was then experienced by people instinctively, and, embodied in the myths, could lead them on to nature. The new Initiation-knowledge must begin with a man's immediate experience to-day, with his perception of the laws of nature in which he believes, and from there it must point the way back to the spiritual world through Imagination, Inspiration, Intuition. Thus, in human evolution, a few thousand years before the Mystery of Golgotha, we see the significant moment of time when men, starting out from an instinctive experience of the spirit, found their way to concepts and ideas which, as the most external form of occult science, included the laws of nature. To-day these laws of nature are known to us from childhood. In face of this indifferent, prosaic attitude to life, this naturalism, the spiritual world has withdrawn from the inner life of man. Today, Initiation-knowledge must point back from nature to the spirit. For the men of old, nature was in darkness, but the spirit was bright and clear. The old Initiation-knowledge had to carry the light of this brightness of the spirit into the darkness of nature, so that nature too might be illumined. Initiation-knowledge to-day has to start from the light thrown upon nature, in an external, naturalistic way, by Copernicus, Giordano Bruno, Galileo, Kepler, Newton and others. This light has then to be rescued, given fresh life, in order to open the way for it to the spirit, which in its own light must be sought on the opposite path to that of the old Initiation. |
4. The Philosophy of Spiritual Activity (1986): Are There Limits to Knowing?
Translated by William Lindemann |
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[ 3 ] Out of such a dualism has sprung the differentiation between the object of perception and the “thing-in-itself” which, through Kant, has been introduced into science and to the present day has not been expelled from it. According to our expositions, it lies in the nature of our spiritual organization that a particular thing can be given only as a perception. |
4. The Philosophy of Spiritual Activity (1986): Are There Limits to Knowing?
Translated by William Lindemann |
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[ 1 ] We have established that the elements needed for the explanation of reality are to be taken from the two spheres: perceiving and thinking. As we have seen, it is because of our organization that full, total reality, including our own subject, appears to us at first as a duality. The activity of knowing overcomes this duality inasmuch as, out of the two elements of reality—i.e., out of the perception and out of the concept produced by thinking—it joins together the complete thing. Let us call the way in which the world approaches us, before it has gained its rightful form through out knowing activity, “the world of appearance” in contrast to the entity composed, in a unified way, of perception and concept. Then we may say that the world is given us as a duality (dualistic), and our activity of knowing elaborates it into a unity (monistic.) A philosophy which takes its starting point from this basic principle may be designated as a monistic philosophy or monism. Confronting this view there stands the two-world theory or dualism. This latter assumes, not just two sides of one unified reality, merely kept part by our organization, but rather two worlds absolutely different from each other. It then seeks principles of explanation for one of these worlds within the other. [ 2 ] Dualism is based on an incorrect understanding of what we call knowledge. It separates the whole of existence into two regions, each of which has its own laws, and lets these regions stand over against one another outwardly. [ 3 ] Out of such a dualism has sprung the differentiation between the object of perception and the “thing-in-itself” which, through Kant, has been introduced into science and to the present day has not been expelled from it. According to our expositions, it lies in the nature of our spiritual organization that a particular thing can be given only as a perception. Our thinking then overcomes the separateness of the thing by assigning to each perception its lawful place within the world whole. As long as the separated parts of the world whole are designated as perceptions, we are simply following, in this separating out, a law of our subjectivity. But if we consider the sum total of all perceptions to be one part, and then place over against this part a second one in the “things-in-themselves,” we are philosophizing off into the blue. Then we are merely playing with concepts. We are constructing an artificial polarity, but cannot gain any content for the second part of it, because such a content for a particular thing can be drawn only from perception. [ 4 ] Any kind of existence which is assumed outside the region of perception and concept is to be assigned to the sphere of unjustified hypotheses. The “thing-in-itself” belongs in this category. It is of course completely natural that the dualistic thinker cannot find the connection between his hypothetically assumed world principle and what is given in an experienceable way. A content for his hypothetical world principle can be gained only if one borrows it from the world of experience and deceives oneself about so doing. Otherwise his hypothetical world principle remains a concept devoid of any content, a non-concept which only has the form of a concept. The dualistic thinker usually asserts then that the content of this concept is inaccessible to our knowledge; we can only know that such a content is present, not what is present. In both cases the overcoming of dualism is impossible. If one brings a few abstract elements from the world of experience into the concept of the thing-in-itself, it still remains impossible, in spite of this, to reduce the rich concrete life of experience down to a few characteristics which themselves are only taken from this perception. Du Bois-Reymond thinks that the unperceivable atoms of matter, through their position and motion, produce sensation and feeling, and then comes to the conclusion that we can never arrive at a satisfactory explanation as to how matter and motion produce sensation and feeling, for “it is, indeed, thoroughly and forever incomprehensible that it should not be a matter of indifference to a number of atoms of carbon, hydrogen, nitrogen, oxygen, etc. how they lie and move, how they lay and moved, how will lie and move. There is no way to understand how consciousness could arise out of their interaction.” This conclusion is characteristic for this whole trend of thought. Out of the rich world of perceptions are isolated: position and motion. These are carried over and applied to the imagined world of atoms. Then astonishment sets in about the fact that one cannot unfold concrete life out of his principle, which one has made oneself and which is borrowed from the world of perception. [ 5 ] That the dualist, working with a concept which is completely devoid of any content, of “in-itself,” can come to no elucidation of the world, follows already from the definition of his principle presented above. [ 6 ] In any case, the dualist sees himself compelled to set insurmountable barriers before our ability to know. The adherent of a monistic world view knows that everything he needs to explain any given phenomenon of the world must lie within the sphere of this phenomenon given him. What might hinder him from attaining this explanation can only be barrier or shortcomings of his organization which chance to be there because of his time or place. And these are, in fact, not barriers and shortcomings of the human organization in general, but only of his particular individual one. [ 7 ] It follows from the concept of the activity of knowing, as we have determined this concept to be, that limits to knowledge cannot be spoken of. The activity of knowing is not a general concern of the world, but rather is a business which the human being has to settle with himself. Things demand no explanation. They exist and affect each other according to the laws which are discoverable through thinking. They exist in inseparable oneness with these laws. Our selfhood approaches the things then, and at first grasps only that part of them which we have called perception. But within the inner being of this selfhood, the power is to be found with which to find also the other part of reality. Only when my selfhood has united, also for itself, the two elements of reality which in the world are inseparably joined, is the satisfaction of knowledge then present: the “I” has attained reality again. [ 8 ] The preconditions for the coming into existence of the activity of knowing are therefore through and for the “I.” The latter poses for itself the questions of knowing activity. And my “I” takes them, in fact, from the element of thinking, which is entirely clear and transparent in itself. If we pose ourselves questions which we cannot answer, then the content of the question must not be clear and definite in all its parts. It is not the world which poses us questions, but rather we ourselves who pose them. [ 9 ] I can imagine that I would lack any possibility of answering a question that I found written down somewhere, without knowing from which sphere the content of the question has been taken. [ 10 ] Our knowledge is concerned with questions that are posed us through the fact that, over against a sphere of perception which is determined by place, time, and my subjective organization, there stands a conceptual sphere which points to the totality of the world. My task consists in reconciling these two spheres, both well known to me, with each other. A limit to knowledge cannot be spoken of here. This or that can at some time or other remain unexplained because we are hindered by our place in life from perceiving the things that are at work there. What is not found today, however, can be found tomorrow. The barriers erected in this way are only transitory ones which, with the progress of perception and thinking, can be overcome. [ 11 ] Dualism makes the mistake of transferring the antithesis of object and subject, which has significance only within the realm of perception onto purely imaginary entities outside the realm of perception. But since the things, which are separated within the horizon of perception, are separate from each other only as long as the perceiving person refrains from thinking, which removes all separation and lets it be known as a merely subjectively determined one, the dualist transfers onto entities behind our perceptions characteristics which, even for these perceptions, have no absolute validity, but only a relative one. He thereby divides the two factors which come into consideration for the process of knowledge, perception and concept, into four: 1. the object-in-itself; 2. the perception which the subject has of the objects; 3, the subject; 4. the concept which relates the perception to the object-in-itself. The relation between the object and the subject is a real one; the subject is really (dynamically) influenced by the object. The real process is said not to fall within our consciousness. This real process, however, is said to evoke in the subject a counter-effect to the effect coming from the object. The result of this counter-effect is said to be the perception. This is what first falls within our consciousness. The object is said to have an objective reality (independent of the subject), the perception is subjective reality. This subjective reality is said to relate the subject to the object. This latter relation is said to be an ideal one. Dualism thus splits the process of knowledge into two parts. The one part, creation of the object of perception out of the “thing-in-itself,” dualism lets take place outside our consciousness; the other part, connection of the perception with the concept and the relation of the concept to the object, dualism lets take place inside our consciousness. With these presuppositions it is clear that the dualist believes he can gain in his concepts only subjective representations of what lies in front of his consciousness. The objectively real process in the subject, through which the perception comes about, and all the more so, the objective interrelationships of the “things-in-themselves,” remain unknowable in any direct way for such a dualist; in his opinion the human being can only create for himself conceptual representations of what is objectively real. The bond of unity among things, which joins these things with one another and objectively with our individual spirit (as “thing-in-itself”), lies beyond our consciousness in an existence-in-itself of which we would likewise only be able to have a conceptual representation within our consciousness. [ 12 ] Dualism believes it would rarify the whole world into an abstract conceptual pattern if it did not affirm, besides the conceptual relationships of objects, real relationships as well. In other words, the ideal principles to be found through thinking appear to the dualist to be too airy, and he seek in addition to them real principles by which they can be supported. [ 13 ] Let us take a closer look at these real principles. The naive person (naive realist) regards the objects of outer experiences are realities. The fact that he can grasp these things with his hands and see them with his eyes, is for him valid proof of their reality. “Nothing exists the one cannot perceive,” is to be regarded as precisely the first axiom of the naive person, and it is accepted just as much in its reverse form: “Everything that can be perceived, exists.” The best proof for this assertion is the naive person's believe in immortality and spirits. He pictures the soul to himself as fine physical matter, which under particular conditions can become visible, even to the ordinary person (naive belief in ghosts). [ 14 ] Compared to his real world, everything else for the naive realist, particularly the world of ideas, is unreal, “merely ideal.” What we bring to the objects in thinking, that is mere thought about things. Our thought adds nothing real to our perception. [ 15 ] However, not only with respect to the existence of things does the naive person consider sense perception to be the only testimony of reality, but also with respect to processes. A thing can, in his view, only work upon another when a force present to sense perception goes forth from the one thing that lays hold of the other. Earlier physics believed that extremely fine substances stream out of material bodies and penetrate through out sense organs into the soul. The actual seeing of these substances is impossible only because of the coarseness of our senses compared with the fineness of these substances. In principle one granted reality to these substances for the same reason one grants it to the objects of the sense world, namely, because of their form of existence which was thought to be analogous to that of sense-perceptible reality. [ 16 ] The self-sustained being of what is ideally experienceable is not regarded by the naive consciousness as real in the same sense as what is experienceable by the senses. An object grasped in a “mere idea” is regarded as a mere chimera until conviction as to its reality can be given through sense perception. The naive person demands, to put it briefly, in addition to the ideal testimony of his thinking, the real testimony of his senses as well. In this need of the naive person lies the basis for the rise of the primitive forms of belief in revelation. The God who is given through thinking remains, to the naive consciousness, always a God who is only “thought.” The naive consciousness demands a manifestation through means which are accessible to sense perception. God must appear in bodily form, and one wants to attach little value to the testimony of thinking but only to such things as proof of divinity through changing water into wine, which is verifiable by sense perception. [ 17 ] The naive person also pictures the activity of knowing as an occurrence analogous to the sense process. The things make an impression in the soul, or they send out pictures which penetrate through the senses, and so on. [ 18 ] That which the naive person can perceive with his senses, he regards as real, and that of which he has no perception (God, soul, knowing, etc.) he pictures to himself as analogous to what is perceived. [ 19 ] If naive realism wants to found a science, it can view such a science only as the exact description of the content of perception. Concepts are for it only means to an end. They are there in order to create ideal reflections of our perceptions. For the things themselves they mean nothing. Then naive realist regards as real only the individual tulips which are seen, or can be seen; he regards the one idea of tulip as an abstraction, as the unreal thought pictures which the soul has composed for itself out of the features which all tulips have in common. [ 20 ] Experience, which teaches us that the content of our perceptions is of a transitory nature, refutes naive realism and its basic principle that everything which is perceived is real. The tulip that I see is real today; in a year it will have vanished into nothingness. What has maintained itself is the species tulip. But this species, for naive realism is “only” an idea, not a reality. Thus this world view finds itself in the situation of seeing its realities come and then vanish, while what it holds to be unreal maintains itself in the face of what is real. Therefore the naive realist must also allow, besides his perceptions, something else of an ideal nature to play its part. He must take up into himself entities which he cannot perceive with his senses. He comes to terms with this in that he thinks the form of existence of these entities to be analogous to that of sense objects. Such hypothetically assumed realities are the invisible forces through which sense-perceptible things act upon each other. One such thing is heredity, which transcends the individual, and which is the reason why, out of one individual, a new one develops, similar to it, through which the species maintains itself. Another such thing is the life principle permeating the bodily organism; another is the soul, for which the person of naive consciousness always finds a concept analogous to sense realities; and still another, finally, is the Divine Being of the naive person. This Divine Being is thought to be active in a way that corresponds exactly to what can be perceived of how the human being himself is active; anthropomorphically. [ 21 ] Modern physics traces sense impressions back to processes of the smallest parts of bodies and of an infinitely fine substance, of ether, or to something similar. What we, for example, experience as warmth is the motion of a body's parts within the space taken up by the body causing the warmth. Here also something unperceivable is again thought of an analogous to what is perceivable. The sense-perceptible analogy to the concept “body” is in this sense something like the interior of space enclosed on all sides, within which elastic balls are moving in all direction, striking each other, bouncing on and off the walls and so on. [ 22 ] Without such assumptions the world would disintegrate for naive realism into an incoherent aggregate of perceptions without mutual relationships, that comes together in no kind of unity. It is clear, however, that naive realism can only come to this assumption through an inconsistency. If it wants to remain true to its basic principle that only what is perceived is real, then it ought not, after all, assume something real where it perceives nothing. The unperceivable forces which emanate from perceivable things are actually unjustified hypotheses from the standpoint of naive realism. And because it knows of no other realities, it endows its hypothetical forces with perceptible content. It therefore applies one form of being (that of perceptible existence) to a region where it lacks the means which alone has anything to say about this form of being: sense perception. [ 23 ] This self-contradictory world view leads to metaphysical realism. This constructs, besides perceivable reality, still another unperceivable one, which it thinks of as analogous to the first. Metaphysical realism is therefore necessarily dualism. [ 24 ] Wherever metaphysical realism notices a relationship between perceivable things (movement toward something, becoming aware of something objective, and so on), there it postulates a reality. But the relationship which it notices, it can express only through thinking; it cannot perceive the relationship. The ideal relationship is arbitrarily made into something similar to what is perceivable. So for this trend of thought, the real world is composed of the objects of perception, which are in eternal becoming, which come and then vanish, and of the unperceivable forces by which the objects of perception are brought forth and which are what endure. [ 25 ] Metaphysical realism is a contradictory mixture of naive realism and idealism. Its hypothetical forces are unperceivable entities with the qualities of perceptions. It has decided—besides the region of the world for whose form of existence it has a means of knowledge in perception—to allow yet another region to exist, where this means fails, and which can be discovered only by means of thinking. But metaphysical realism cannot at the same time bring itself also to acknowledge the form of being which thinking communicates to it, the concept (the idea), as an equally valid factor along with perception. If one wants to avoid the contradiction of the unperceivable perception, one must acknowledge that, for the relationship between perceptions which is communicated through thinking, there is no other form of existence for us than that of the concept. When one throws out the unjustified part of metaphysical realism, the world presents itself as the sum total of perceptions and their conceptual (ideal) relationships. Then metaphysical realism flows over into a world view which demands, for perception, the principle of perceivability, and for the interrelationships among perceptions, thinkability. This world view can grant no credibility to a third region of the world—besides the perceptual world and the conceptual one—for which both principles, the so-called real principle and the ideal principle, have validity at the same time. [ 26 ] When metaphysical realism asserts that, besides the ideal relationship between the object of perception and in perceiving subject, there must exist in addition a real relationship between the “thing-in-itself” of the perception and the “thing-in-itself” of the perceivable subject (of the so-called individual spirit), then this assertion rests upon the incorrect assumption of an unperceivable real process analogous to the processes of the sense world. When metaphysical realism states further that I come into a consciously ideal relationship with my world of perception, but that I can only come into a dynamic (force) relationship with the real world—then one commits no less the error already criticized. One can speak of a relationship between forces only within the world of perception (in the sphere of the sense of touch), but not outside it. [ 27 ] We shall call the world view characterized above, into which metaphysical realism finally flows when it strips of its contradictory elements, monism, because this world view joins one-sided realism with idealism into a higher unity. [ 28 ] For naive realism the real world is a sum of objects of perception; for metaphysical realism, reality is also ascribed to the unperceivable forces, as well as to perceptions; monism replace the forces with the ideal connections which it gains through thinking. Such connections, however, are the laws of nature. A law of nature is indeed nothing more than the conceptual expression for the connection between certain perceptions. [ 29 ] Monism is never put in the position of asking for other principles of explanation for reality besides perception and concept. It knows that within the entire domain of reality there is no cause to do so. It sees in the world of perception, as this is directly present to perception, something half real; in uniting the world of perception with the conceptual world it finds the full reality. The metaphysical realist may object to the adherent of monism: It might be the case that for your organization your knowledge is complete in itself, that no part is mission; but you do not know how the world is mirrored in an intelligence organized differently from yours. Monism's answer would be: If there are intelligences other than human ones, and if their perceptions have another form than ours do, then only that has significance for me which reaches me from them through perception and concept. Through my perception, and indeed through my specifically human perception, I am placed as subject over against the object. The connection of things is thereby broken. The subject re-establishes this connection through thinking. It has thereby united itself again with the world whole. Since it is only by our subject that this whole seems to be split at a place between our perception and our concept, so it is that in the reuniting of these two true knowledge is also given. For beings with a different world of perception (for example, with twice our number of sense organs) the connection would appear to be broken at a different place, and its re-establishment would accordingly also have to take a form specific to those beings. Only for naive and metaphysical realism, which both see in the content of the soul only an ideal representation of the world, does the question of a limit to knowledge arise. For them, what is outside the subject is something absolute, something self-contained, and the content of the subject is a picture of it and stands totally outside this absolute. The completeness of one's knowledge depends upon the greater or lesser similarity of one's picture to the absolute object. A being whose number of senses is smaller than man's will perceive less of the world; a being with a larger number, more of it. The former accordingly will have a less complete knowledge than the latter. [ 30 ] Monism sees the matter differently. Through the organization of the perceiving entity, the form is determined as to where the coherency of the world appears torn apart into subject and object. The object is not something absolute, but only something relative with respect to this particular subject. Therefore the bridging over of this antithesis can again only happen in the very specific way precisely characteristic of the human subject. As soon as the “I,” which is separated off from the world in perception, joins itself back into coherency with the world again in thinking contemplation, then all further questioning, which was only a consequence of the separation, ceases. [ 31 ] A differently constituted being would have a differently constituted knowledge. Our knowledge suffices to answer the questions posed by our own being. [ 32 ] Metaphysical realism must ask, by what means is what is given as perception given; by what means is the subject affected? [ 33 ] For monism, perception is determined through the subject. But at the same time, the subject has in thinking the means by which to dispel this self-evoked determination again. [ 34 ] Metaphysical realism confronts a further difficulty when it wants to explain the similarity of the world pictures of different human individuals. It must ask itself how it comes about that the picture of the world, which I construct out of my subjectively determined perception and my concepts, is equivalent to the picture which another individual constructs out of the same two subjective factors. How can I, out of my subjective world picture, draw any conclusions at all about that of another person? From the fact that people manage to deal with each other in actual practice, the metaphysical realist believes himself able to infer the similarity of their subjective pictures of the world. From the similarity of these world pictures he then goes on to infer the likeness existing between the individual spirits underlying the single human subjects of perception, or rather between the “I's-in-themselves” underlying the subjects. [ 35 ] This inference is therefore of a kind in which, from a sum of effects, the character of their underlying causes is inferred. We believe, from a sufficiently large number of instances, that we recognize the state of affairs well enough to know how the inferred causes will behave in other instances. We call such an inference an inductive inference. We will see ourselves obliged to modify the results of an inference, if a further observation yields something unexpected, because the character of the result is after all determined only by the individual form of the observations already made. The metaphysical realist claims, however, that this conditional knowledge of the causes is altogether sufficient for practical life. [ 36 ] The inductive inference is the methodological basis of modern metaphysical realism. There was a time when one believed one could unfold something out of concepts which was no longer a concept. One believed that, out of concepts, one could know the metaphysical real beings which metaphysical realism after all needs. This kind of philosophizing has been overcome and is obsolete today. Instead of this, however, one believes that one can infer, from a large enough number of perceptible facts, the character of the thing-in-itself which underlies these facts. Just as formerly from the concept, so today one seeks from our perceptions to be able to unfold the metaphysical. Since one has concepts before oneself in transparent clarity, one believed that one could also derive the metaphysical from them with absolute certainty. Perceptions do not lie before us with the same transparent clarity. Each successive one presents something different again from earlier ones of the same kind. Basically, therefore, what has been inferred from earlier perceptions is somewhat modified by each succeeding one. The form which one wins in this way for the metaphysical must therefore be called only a relatively true one; it is subject to correction through future instances. Eduard von Hartmann's metaphysics has a character determined by this basic, methodological principle; he set as motto on the title page of his first major work: “Speculative results arrived at by the inductive scientific method.” [ 37 ] The form which the metaphysical realist today gives to his things-in-themselves is won through inductive inferences. Through his deliberations on the process of knowledge he is convinced of the existence of an objective real coherency of the world alongside the “subjective” coherency knowable through perception and concept. He believes that he can determine, through inductive inferences drawn from his perceptions, how this objective reality is constituted. Addendum to the Revised Edition of 1918 [ 38 ] For the unprejudiced observation of our experience in perception and concept—the description of which has been attempted in the foregoing considerations—certain mental pictures that arise in the field of nature study will again and again be troublesome. One says to oneself, standing in this field, that colors in the light spectrum from red to violet are perceived through the eye. But beyond violet there lie forces within the spectrum's sphere of radiation for which there is no corresponding color perception of the eye, but for which there is definitely a corresponding chemical effect; in the same way, beyond the boundary of red effects, there lie radiations which have only warmth effects. Through consideration of this and similar phenomena, one comes to the view that the scope of the human world of perception is determined by the scope of the human senses, and that man would have a completely different world before him, if he had, in addition to his own senses, still others, or if he had altogether different ones. A person who likes to go off into extravagant fantasies (to which the brilliant discoveries of recent scientific research give a quite enticing stimulus) may very well conclude that into man's field of observation can come only what can act upon those senses which have emerged out of his organization. Man has no right to regard these perceptions, which are limited by his organization, as being in any way conclusive for reality. Every new sense would have to place him before a different picture of reality.—All this is, within appropriate bounds, an altogether justified opinion. But if someone allows this opinion to confuse him in his unprejudiced observation of the relationship between perception and concept which our expositions establish as valid, then he blocks his way to a knowledge of the world and of man that is rooted in reality. The experience of the being of thinking, that is, active working with the world of concepts, is something altogether different from the experience of what is perceivable through the senses. Whatever senses man might ever have in addition to his present ones, not one of them would give him a reality if he did not, in thinking, permeate with concepts the perceptions communicated by it; and every sense, whatever its nature, thus permeated, gives man the possibility of living within reality. Fantasies about the completely different perceptual picture possible with other senses have nothing to do with the question of how the human being stands within the real world. One has to recognize, in fact, that every perceptual picture receives its form from the organization of the perceiving entity, but that the perceptual picture, which is permeated by the experience of thinking contemplation, leads the human being into reality. Fantastic depictions of how differently a world would have to appear to other than human senses cannot motivate the human being to seek knowledge about his relationship to the world, but only the insight can do so, that each perception gives only a part of the reality contained within it, that it leads, therefore, away from its own reality. The other insight then takes its place beside the first, that thinking leads into that part of reality which is present in, but hidden by, the perception itself. It can also be disturbing for the unprejudiced observation of the relationship presented here between perception and concept worked out by thinking, when the necessity arises in the realm of physical experience of speaking, not at all about elements which are directly visible to perception, but rather about invisible magnitudes such as electrical or magnetic lines of forces, and so on. It can seem as though the elements of reality about which physics speaks had nothing to do either with what is perceivable, nor with the concept worked out in active thinking. But such an opinion would rest on a self-deception. In the first place it comes down to the fact that everything which is worked out by physics, insofar as it does not represent unjustified hypotheses which should be excluded, is won through perception and concept. What seems to be an invisible content is placed, by the physicist's correct instinct, for knowledge, totally into the realm in which perceptions lie, and is thought about in concepts with which one is active in this realm. The strengths of electrical and magnetic fields and so on are essentially not found through any process of knowledge other than that which occurs between perception and concept.—Increasing the number, or changing the form, of our human senses would result in a changed perceptual picture, in an enrichment or different form of human experience; but even with respect to this experience, a real knowledge would have to be attained through the interaction of concept and perception. Any deepening of knowledge depends upon the powers of intuition that live in thinking (see pages 71–72). This intuition can, within that experience which takes shape and is elaborated in thinking, delve down into greater or lesser depth of reality. The broadening of one's perceptual picture can be a stimulus to this delving down and in this way indirectly promote it. But this delving into the depths should never, in its attainment of reality, be confused with whether one stands before a broader or more narrow perceptual picture, in which always is present only half of reality because of conditions placed on it by the knowing organization. Whoever is not lost in abstractions will see how there is relevance for our knowledge of man's nature in the fact that physics must infer elements within the realm of perception, to which no sense is directly attuned the way there is to color or tone. The concrete nature of man is not only determined by what, through his organization, he places before himself as direct perception, but also through the exclusion of other things from this direct perception. Just as, besides our conscious waking state, the unconscious sleeping state is necessary to life, so, besides the circumference of our sense perception, there is necessary for man's experience of himself, a circumference—much greater in fact—of non-sense-perceptible elements within the realm from which our sense perceptions originate. All this has already been indirectly expressed in the original text of this book. The author adds these amplifications to the content of his book, because it has been his experience that many readers have not read carefully enough.—Attention should also be paid to the fact that the idea of perception, as developed in this book, should not be confused with the idea of outer sense perception, which is only a specific instance of the idea of perception. One will see, from the foregoing considerations, but even more from the following ones, that here, everything which approaches man sense-perceptibly and spiritually, is regarded as perception, before it is grasped by the actively elaborated concept. In order to have perceptions of a soul or spiritual nature, senses of the kind usually meant are not necessary. One might say that broadening our present use of language in this way is not permissible. But this broadening is absolutely necessary, if one does not want to be fettered in certain areas by just such current usage in broadening our knowledge. A person who speaks of perception only in the sense of sense perception will also fail to arrive at a concept, adequate for knowledge, concerning this sense perception. One must oftentimes broaden a concept so that, in a narrower realm, it will gain the meaning appropriate to it. One must also sometimes add something to what was at first meant by a certain concept so that what was thus meant finds its justification or even its correction. Thus, on page 96 of this book, one finds it stated that, “The mental picture is therefore an individualized concept.” The objection was made to me that this is an unusual use of language. But this use of language is necessary, if one wants to get behind what a mental picture really is. What would become of our progress in knowledge if the objection were made to everyone who is obliged to set a concept right, that: “That is an unusual use of language?” |
4. The Philosophy of Freedom (1964): Are There Limits to Knowledge?
Translated by Michael Wilson |
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[ 3 ] It is from a dualism such as this that there arises the distinction between the perceptual object and the thing-in-itself, which Kant introduced into philosophy, and which, to the present day, we have not succeeded in eradicating. According to our line of argument, it is due to the nature of our mental organization that a particular thing can be given to us only as a percept. |
4. The Philosophy of Freedom (1964): Are There Limits to Knowledge?
Translated by Michael Wilson |
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[ 1 ] We have established that the elements for the explanation of reality are to be found in the two spheres: perceiving and thinking. It is due, as we have seen, to our organization that the full, complete reality, including our own selves as subjects, appears at first as a duality. The act of knowing overcomes this duality by fusing the two elements of reality, the percept and the concept gained by thinking, into the complete thing. Let us call the manner in which the world presents itself to us, before it has taken on its true nature through our knowing it, “the world of appearance,” in contrast to the unified whole composed of percept and concept. We can then say: The world is given to us as a duality, and knowledge transforms it into a unity. A philosophy which starts from this basic principle may be called a monistic philosophy, or monism. Opposed to this is the two-world theory, or dualism. The latter does not assume just that there are two sides of a single reality which are kept apart merely by our organization, but that there are two worlds absolutely distinct from one another. It then tries to find in one of these two worlds the principles for the explanation of the other. [ 2 ] Dualism rests on a false conception of what we call knowledge. It divides the whole of existence into two spheres, each of which has its own laws, and it leaves these two worlds standing apart and opposed. [ 3 ] It is from a dualism such as this that there arises the distinction between the perceptual object and the thing-in-itself, which Kant introduced into philosophy, and which, to the present day, we have not succeeded in eradicating. According to our line of argument, it is due to the nature of our mental organization that a particular thing can be given to us only as a percept. Thinking then overcomes this particularity by assigning to each percept its rightful place in the world as a whole. As long as we designate the separated parts of the world as percepts, we are simply following, in this separating out, a law of our subjectivity. If, however, we regard the sum of all percepts as the one part, and contrast with this a second part, namely, the things-in-themselves, then we are philosophizing into the blue. We are merely playing with concepts. We construct an artificial pair of opposites, but we can gain no content for the second of these opposites, since such content for a particular thing can be drawn only from perception. [ 4 ] Every kind of existence that is assumed outside the realm of percept and concept must be relegated to the sphere of unjustified hypotheses. To this category belongs the “thing-in-itself”. It is quite natural that a dualistic thinker should be unable to find the connection between the world principle which he hypothetically assumes and the things given in experience. A content for the hypothetical world principle can be arrived at only by borrowing it from the world of experience and then shutting one's eyes to the fact of the borrowing. Otherwise it remains an empty concept, a non-concept which has nothing but the form of a concept. Here the dualistic thinker usually asserts that the content of this concept is inaccessible to our knowledge; we can know only that such a content exists, but not what it is that exists. In both cases it is impossible to overcome dualism. Even though one were to import a few abstract elements from the world of experience into the concept of the thing-in-itself, it would still remain impossible to derive the rich concrete life of experience from these few qualities which are, after all, themselves taken from perception. DuBois-Reymond considers that the imperceptible atoms of matter produce sensation and feeling by means of their position and motion, and then comes to the conclusion that we can never find a satisfactory explanation of how matter and motion produce sensation and feeling, for “it is absolutely and for ever incomprehensible that it should be other than indifferent to a number of atoms of carbon, hydrogen, nitrogen, and so on, how they lie and move, how they lay and moved, or how they will lie and will move. It is impossible to see how consciousness could come into existence through their interaction.” This conclusion is characteristic of this whole trend of thought. Position and motion are abstracted from the rich world of percepts. They are then transferred to the notional world of atoms. And then astonishment arises that real life cannot be evolved out of this self-made principle borrowed from the world of percepts. [ 5 ] That the dualist can reach no explanation of the world, working as he does with a completely empty concept of the “in-itself” of a thing, follows at once from the very definition of his principle given above. [ 6 ] In every case the dualist finds himself compelled to set impassable barriers to our faculty of knowledge. The follower of a monistic world conception knows that everything he needs for the explanation of any given phenomenon in the world must lie within this world itself. What prevents him from reaching it can be only accidental limitations in space and time, or defects of his organization, that is, not of human organization in general, but only of his own particular one. [ 7 ] It follows from the concept of the act of knowing as we have defined it, that one cannot speak of limits to knowledge. Knowing is not a concern of the world in general, but an affair which man must settle for himself. Things demand no explanation. They exist and act on one another according to laws which can be discovered through thinking. They exist in indivisible unity with these laws. Our Egohood confronts them, grasping at first only that part of them we have called percepts. Within our Egohood, however, lies the power to discover the other part of the reality as well. Only when the Egohood has taken the two elements of reality which are indivisibly united in the world and has combined them also for itself, is our thirst for knowledge satisfied—the I has then arrived at the reality once more. [ 8 ] Thus the conditions necessary for an act of knowledge to take place are there through the I and for the I. The I sets itself the problems of knowledge; and moreover it takes them from an element that is absolutely clear and transparent in itself: the element of thinking. If we set ourselves questions which we cannot answer, it must be because the content of the questions is not in all respects clear and distinct. It is not the world which sets us the questions, but we ourselves. [ 9 ] I can imagine that it would be quite impossible for me to answer a question which I happened to find written down somewhere, without knowing the sphere from which the content of the question was taken. [ 10 ] In our knowledge we are concerned with questions which arise for us through the fact that a sphere of percepts, conditioned by place, time, and our subjective organization, is confronted by a sphere of concepts pointing to the totality of the universe. My task consists in reconciling these two spheres, with both of which I am well acquainted. Here one cannot speak of a limit to knowledge. It may be that, at any particular moment, this or that remains unexplained because, through our place in life, we are prevented from perceiving the things involved. What is not found today, however, may be found tomorrow. The limits due to these causes are only transitory, and can be overcome by the progress of perception and thinking. [ 11 ] Dualism makes the mistake of transferring the antithesis of object and subject, which has meaning only within the perceptual realm, to purely notional entities outside this realm. But since the separate things within the perceptual field remain separated only so long as the perceiver refrains from thinking (which cancels all separation and shows it to be due to purely subjective factors), the dualist is therefore transferring to entities behind the perceptible realm determining factors which even for this realm have no absolute validity, but only relative. He thus splits up the two factors concerned in the process of knowledge, namely percept and concept, into four: (1) the object in itself; (2) the precept which the subject has of the object; (3) the subject; (4) the concept which relates the precept to the object in itself. The relation between subject and object is a real one; the subject is really (dynamically) influenced by the object. This real process is said not to appear in consciousness. But it is supposed to evoke in the subject a response to the stimulation from the object. The result of this response is said to be the percept. Only at this stage does it enter our consciousness. The object is said to have an objective (independent of the subject) reality, the percept a subjective reality. This subjective reality is referred by the subject to the object. This reference is called an ideal one. With this the dualist therefore splits up the process of knowledge into two parts. The one part, namely, the production of the perceptual object out of the thing-in-itself, he conceives of as taking place outside consciousness, whereas the other, the combination of percept with concept and the reference of the concept to the object, takes place, according to him, within consciousness. With these presuppositions, it is clear why the dualist believes his concepts to be merely subjective representatives of what is there prior to his consciousness. The objectively real process in the subject by means of which the percept comes about, and still more the objective relations between things-in-themselves, remain for such a dualist inaccessible to direct knowledge; according to him, man can obtain only conceptual representatives of the objectively real. The bond of unity which connects things with one another and also objectively with the individual mind of each of us (as thing-in-itself) lies beyond our consciousness in a being-in-itself of whom, once more, we can have in our consciousness merely a conceptual representative. [ 12 ] The dualist believes that he would dissolve away the whole world into a mere abstract. scheme of concepts, did he not insist on real connections between the objects besides the conceptual ones. In other words, the ideal principles which thinking discovers seem too airy for the dualist, and he seeks, in addition, real principles with which to support them. [ 13 ] Let us examine these real principles a little more closely. The naïve man (naïve realist) regards the objects of external experience as realities. The fact that his hands can grasp these objects, and his eyes see them, is for him sufficient proof of their reality. “Nothing exists that cannot be perceived” is, in fact, the first axiom of the naïve man; and it is held to be equally valid in its converse: “Everything which can be perceived exists.” The best evidence for this assertion is the naïve man's belief in immortality and ghosts. He thinks of the soul as refined material substance which may, in special circumstances, become visible even to the ordinary man (naïve belief in ghosts). [ 14 ] In contrast with this real world of his, the naïve realist regards everything else, especially the world of ideas, as unreal or “merely ideal”. What we add to objects by thinking is nothing more than thoughts about the things. Thought adds nothing real to the percept. [ 15 ] But it is not only with reference to the existence of things that the naïve man regards sense perception as the sole proof of reality, but also with reference to events. A thing, according to him, can act on another only when a force actually present to sense perception issues from the one and seizes upon the other. In the older physics it was thought that very fine substances emanate from the objects and penetrate through the sense organs into the soul. The actual seeing of these substances is impossible only because of the coarseness of our sense organs relative to the fineness of these substances. In principle, the reason for attributing reality to these substances was the same as for attributing it to the objects of the sense-perceptible world, namely because of their mode of existence, which was thought to be analogous to that of sense-perceptible reality. [ 16 ] The self-contained nature of what can be experienced through ideas is not regarded by the naïve mind as being real in the same way that sense experience is. An object grasped in “mere idea” is regarded as a chimera until conviction of its reality can be given through sense perception. In short, the naïve man demands the real evidence of his senses in addition to the ideal evidence of his thinking. In this need of the naïve man lies the original ground for primitive forms of the belief in revelation. The God who is given through thinking remains to the naïve mind always a merely “notional” God. The naïve mind demands a manifestation that is accessible to sense perception. God must appear in the flesh, and little value is attached to the testimony of thinking, but only to proof of divinity such as changing water into wine in a way that can be testified by the senses. [ 17 ] Even the act of knowing itself is pictured by the naïve man as a process analogous to sense perception. Things, it is thought, make an impression on the soul, or send out images which enter through our senses, and so on. [ 18 ] What the naïve man can perceive with his senses he regards as real, and what he cannot thus perceive (God, soul, knowledge, etc.) he regards as analogous to what he does perceive. [ 19 ] A science based on naïve realism would have to be nothing but an exact description of the content of perception. For naïve realism, concepts are only the means to an end. They exist to provide ideal counterparts of percepts, and have no significance for the things themselves. For the naïve realist, only the individual tulips which he sees (or could see) are real; the single idea of the tulip is to him an abstraction, the unreal thought-picture which the soul has put together out of the characteristics common to all tulips. [ 20 ] Naive realism, with its fundamental principle of the reality of all perceived things, is contradicted by experience, which teaches us that the content of percepts is of a transitory nature. The tulip I see is real today; in a year it will have vanished into nothingness. What persists is the species tulip. For the naïve realist, however, this species is “only” an idea, not a reality. Thus this theory of the world find itself in the position of seeing its realities arise and perish, while what it regards as unreal, in contrast with the real, persists. Hence naïve realism is compelled to acknowledge, in addition to percepts, the existence of something ideal. It must admit entities which cannot be perceived by the senses. In doing so, it justifies itself by conceiving their existence as being analogous to that of sense-perceptible objects. Just such hypothetical realities are the invisible forces by means of which the sense-perceptible objects act on one another. Another such thing is heredity, which works on beyond the individual and is the reason why a new being which develops from the individual is similar to it, thereby serving to maintain the species. Such a thing again is the life-principle permeating the organic body, the soul for which the naïve mind always finds a concept formed in analogy with sense realities, and finally the naïve man's Divine Being. This Divine Being is thought of as acting in a manner exactly corresponding to the way in which man himself is seen to act; that is, anthropomorphically. [ 21 ] Modern physics traces sensations back to processes of the smallest particles of bodies and of an infinitely fine substance, called ether, or to other such things. For example, what we experience as warmth is, within the space occupied by the warmth-giving body, the movement of its parts. Here again something imperceptible is conceived in analogy with what is perceptible. In this sense, the perceptual analogue to the concept “body” would be, shall we say, the interior of a totally enclosed space, in which elastic spheres are moving in all directions, impinging one on another, bouncing on and off the walls, and so on.1 [ 22 ] Without such assumptions the world would fall apart for the naïve realist into an incoherent aggregate of percepts without mutual relationships and with no tendency to unite. It is clear, however, that naïve realism can make these assumptions only by an inconsistency. If it would remain true to its fundamental principle that only what is perceived is real, then it ought not to assume a reality where it perceives nothing. The imperceptible forces which proceed from the perceptible things are in fact unjustified hypotheses from the standpoint of naïve realism. And because naïve realism knows no other realities, it invests its hypothetical forces with perceptual content. It thus ascribes a form of existence (perceptible existence) to a sphere where the only means of making any assertion about such existence, namely, sense perception, is lacking. [ 23 ] This self-contradictory theory leads to metaphysical realism. This constructs, in addition to the perceptible reality, an imperceptible reality which it conceives on the analogy of the perceptible one. Therefore metaphysical realism is of necessity dualistic. [ 24 ] Wherever the metaphysical realist observes a relationship between perceptible things (such as when two things move towards each other, or when something objective enters consciousness), there he sees a reality. However, the relationship which he notices can only be expressed by means of thinking; it cannot be perceived. The purely ideal relationship is then arbitrarily made into something similar to a perceptible one. Thus, according to this theory, the real world is composed of the objects of perception which are in ceaseless flux, arising and disappearing, and of imperceptible forces which produce the objects of perception, and are the things that endure. [ 25 ] Metaphysical realism is a contradictory mixture of naïve realism and idealism. Its hypothetical forces are imperceptible entities endowed with the qualities of percepts. The metaphysical realist has made up his mind to acknowledge, in addition to the sphere which he is able to know through perception, another sphere for which this means of knowledge fails him and which can be known only by means of thinking. But he cannot make up his mind at the same time to acknowledge that the mode of existence which thinking reveals, namely, the concept (idea), is just as important a factor as the percept. If we are to avoid the contradiction of imperceptible percepts, we must admit that the relationships which thinking establishes between the percepts can have no other mode of existence for us than that of concepts. If we reject the untenable part of metaphysical realism, the world presents itself to us as the sum of percepts and their conceptual (ideal) relationships. Metaphysical realism would then merge into a view of the world which requires the principle of perceivability for percepts and that of conceivability for the relationships between the percepts. This view of the world can admit no third sphere—in addition to the world of percepts and the world of concepts—in which both the so-called “real” and “ideal” principles are simultaneously valid. [ 26 ] When the metaphysical realist asserts that, besides the ideal relationship between the percept of the object and the percept of the subject, there must also exist a real relationship between the “thing-in-itself” of the percept and the “thing-in-itself” of the perceptible subject (that is, of the so-called individual spirit), he is basing his assertion on the false assumption of a real process, analogous to the processes in the sense world but imperceptible. Further, when the metaphysical realist asserts that we enter into a conscious ideal relationship to our world of percepts, but that to the real world we can have only a dynamic (force) relationship, he repeats the mistake we have already criticized. One can talk of a dynamic relationship only within the world of percepts (in the sphere of the sense of touch), but not outside that world. [ 27 ] Let us call the view which we have characterized above, into which metaphysical realism merges when it discards its contradictory elements, monism, because it combines one-sided realism with idealism into a higher unity. [ 28 ] For naïve realism, the real world is an aggregate of perceived objects (percepts); for metaphysical realism, not only percepts but also imperceptible forces are real; monism replaces forces by ideal connections which are gained through thinking. The laws of nature are just such connections. A law of nature is in fact nothing but the conceptual expression of the connection between certain percepts. [ 29 ] Monism never finds it necessary to ask for any principles of explanation for reality other than percepts and concepts. It knows that in the whole field of reality there is no occasion for this question. In the perceptual world, as it presents itself directly to perception, it sees one half of the reality; in the union of this world with the world of concepts it finds the full reality. The metaphysical realist may object to the adherent of monism: It may be that for your organization, your knowledge is complete in itself, with no part lacking; but you do not know how the world is mirrored in an intelligence organized differently from your own. To this the monist will reply: If there are intelligences other than human, and if their percepts are different from ours, all that concerns me is what reaches me from them through perception and concept. Through my perceiving, that is, through this specifically human mode of perceiving, I, as subject, am confronted with the object. The connection of things is thereby interrupted. The subject restores this connection by means of thinking. In doing so it puts itself back into the context of the world as a whole. Since it is only through the subject that the whole appears cut in two at the place between our percept and our concept, the uniting of those two gives us true knowledge. For beings with a different perceptual world (for example, if they had twice our number of sense organs), the continuum would appear broken in another place, and the reconstruction would accordingly have to take a form specific for such beings. The question concerning the limits of knowledge exists only for naïve and metaphysical realism, both of which see in the contents of the soul only an ideal representation of the real world. For these theories, what exists outside the subject is something absolute, founded in itself, and what is contained within the subject is a picture of this absolute, but quite external to it. The completeness of knowledge depends on the greater or lesser degree of resemblance between the picture and the absolute object. A being with fewer senses than man will perceive less of the world, one with more senses will perceive more. The former will accordingly have a less complete knowledge than the latter. [ 30 ] For monism, the situation is different. The manner in which the world continuum appears to be rent asunder into subject and object depends on the organization of the perceiving being. The object is not absolute, but merely relative, with reference to this particular subject. Bridging over the antithesis, therefore, can again take place only in the quite specific way that is characteristic of the particular human subject. As soon as the I, which is separated from the world in the act of perceiving, fits itself back into the world continuum through thoughtful contemplation, all further questioning ceases, having been but a consequence of the separation. [ 31 ] A differently constituted being would have a differently constituted knowledge. Our own knowledge suffices to answer the questions put by our own nature. [ 32] Metaphysical realism has to ask: By what means are our percepts given? What is it that affects the subject? [ 33] Monism holds that percepts are determined through the subject. But at the same time, the subject has in thinking the means for canceling this self-produced determination. [ 34 ] The metaphysical realist is faced by a further difficulty when he seeks to explain the similarity between the world pictures of different human individuals. He has to ask himself: How is it that the picture of the world which I build up out of my subjectively determined percepts and my concepts turns out to be the same as the one which another individual is also building up out of the same two subjective factors? How can I, in any case, draw conclusions from my own subjective picture of the world about that of another human being? The fact that people can understand and get on with one another in practical life leads the metaphysical realist to conclude that their subjective world pictures must be similar. From the similarity of these world pictures he then further concludes that the “individual spirits” behind the single human subjects as percepts, or the “I-in-itself” behind the subjects, must also be like one another. [ 35 ] This is an inference from a sum of effects to the character of the underlying causes. We believe that we can understand the situation well enough from a sufficiently large number of instances to know how the inferred causes will behave in other instances. Such an inference is called an inductive inference. We shall be obliged to modify its results if further observation yields some unexpected element, because the character of our conclusion is, after all, determined only by the particular form of our actual observations. The metaphysical realist asserts that this knowledge of causes, though conditional, is nevertheless quite sufficient for practical life. [ 36 ] Inductive inference is the method underlying modern metaphysical realism. At one time it was thought that we could evolve something out of concepts that is no longer a concept. It was thought that the metaphysical realities, which metaphysical realism after all requires, could be known by means of concepts. This kind of philosophizing is now out of date. Instead it is thought that one can infer from a sufficiently large number of perceptual facts the character of the thing-in-itself which underlies these facts. Whereas formerly it was from concepts, now it is from percepts that people seek to evolve the metaphysical. Since one has concepts before oneself in transparent clearness, it was thought that one might be able to deduce the metaphysical from them with absolute certainty. Percepts are not given with the same transparent clearness. Each subsequent one is a little different from others of the same kind which preceded it. Basically, therefore, anything inferred from past percepts will be somewhat modified by each subsequent percept. The character of the metaphysical thus obtained can, therefore, be only relatively true, since it is subject to correction by further instances. Eduard von Hartmann's metaphysics has a character determined by this basic method, as expressed in the motto on the title page of his first important book: “Speculative results following the inductive method of Natural Science.” [ 37 ] The form which the metaphysical realist nowadays gives to his things-in-themselves is obtained by inductive inferences. Through considerations of the process of knowledge he is convinced of the existence of an objectively real world continuum, over and above the “subjective” world continuum which we know through percepts and concepts. The nature of this reality he thinks he can determine by inductive inferences from his percepts. Author's addition, 1918[ 38 ] For the unprejudiced observation of what is experienced through percept and concept, as we have tried to describe it in the foregoing pages, certain ideas which originate in the field of natural science are repeatedly found to be disturbing. Thus it is said that in the spectrum of light the eye perceives colors from red to violet. But in the space beyond the violet there are forces of radiation for which there is no corresponding color-perception in the eye, but instead there is a definite chemical effect; in the same way, beyond the limit of the red there are radiations having only an effect of warmth. By studying these and other similar phenomena, one is led to the view that the range of man's perceptual world is determined by the range of his senses, and that he would be confronted by a very different world if he had additional, or altogether different, senses. Anyone who chooses to indulge in the extravagant flights of fancy for which the brilliant discoveries of recent scientific research offer such tempting opportunities, may well arrive at the conclusion that nothing enters man's field of observation except what can affect the senses which his bodily organization has evolved. He has no right to regard what is perceived, limited as it is by his organization, as in any way setting a standard for reality. Every new sense would confront him with a different picture of reality. Within its proper limits this view is entirely justified. But if anyone allows this view to confuse him in his unprejudiced observation of the relationship of percept and concept as set out in these chapters, then he will bar his own way to any realistic knowledge of man and of the world. To experience the essential nature of thinking, that is, to work one's way into the world of concepts through one's own activity, is an entirely different thing from experiencing something perceptible through the senses. Whatever senses man might possibly have, not one would give him reality if his thinking did not permeate with concepts whatever he perceived by means of it. And every sense, however constructed, would, if thus permeated, enable him to live within reality. This question of how he stands in the world of reality is untouched by any speculations he may have as to how the perceptual world might appear to him if he had different senses. We must clearly understand that every perceptual picture of the world owes its form to the organization of the perceiving being, but also that the perceptual picture which has been thoroughly permeated by the experience of thinking leads us into reality. What causes us to enquire into our relationship to the world is not the fanciful pictures of how different the world would appear to other than human senses, but the realization that every percept gives us only a part of the reality concealed within it, in other words, that it directs us away from its inherent reality. Added to this is the further realization that thinking leads us into that part of the reality which the percept conceals within itself. Another difficulty in the way of the unprejudiced observation of the relationship between the percept and the concept wrought by thinking, as here described, arises when, for example, in the field of experimental physics it becomes necessary to speak not of immediately perceptible elements, but of non-perceptible quantities as in the case of lines of electric or magnetic force. It may seem as if the elements of reality of which physicists speak had no connection either with what is perceptible or with the concepts which active thinking has wrought. Yet such a view would be based on self-deception. The main point is that all the results of physical research, apart from unjustifiable hypotheses which ought to be excluded, have been obtained through percept and concept. Elements which are seemingly non-perceptible are placed by the physicist's sound instinct for knowledge into the field where percepts lie, and they are thought of in terms of concepts commonly used in this field. The strengths of electric or magnetic fields and such like are arrived at, in the very nature of things, by no other process of knowledge than the one which occurs between percept and concept. An increase or a modification of human senses would yield a different perceptual picture, an enrichment or a modification of human experience. But even with this experience one could arrive at real knowledge only through the interplay of concept and percept. The deepening of knowledge depends on the powers of intuition which express themselves in thinking (see Chapter 5). In the living experience which develops within thinking, this intuition may dive down to greater or to lesser depths of reality. An extension of the perceptual picture may provide stimulation for this diving down of intuition, and thus indirectly promote it. But under no circumstances should this diving into the depths to reach reality be confused with being confronted by a perceptual picture of greater or lesser breadth, which in any case can only contain half the reality, as determined by the organization of the cognizing being. If one does not lose oneself in abstractions, one will realize that for a knowledge of human nature it is a relevant fact that in physics one has to infer the existence of elements in the perceptual field for which no sense organ is tuned as it is for color or sound. Man's being, quite concretely, is determined not only by what his organization presents to him as immediate percept, but also by the fact that from this immediate perception other things are excluded. Just as it is necessary for life that in addition to the conscious waking state there should be an unconscious sleeping state, so for man's experience of himself it is necessary that in addition to the sphere of his sense perception there should be another sphere—in fact a far larger one—of elements not perceptible to the senses but belonging to the same field from which the sense percepts come. All this was already implied in the original presentation of this work. The author adds these extensions to the argument because he has found by experience that many a reader has not read accurately enough. It is to be remembered, too, that the idea of percept developed in this book is not to be confused with the idea of external sense percept which is but a special instance of it. The reader will gather from what has gone before, but even more from what will follow, that “percept” is here taken to be everything that approaches man through the senses or through the spirit, before it has been grasped by the actively elaborated concept. “Senses”, as we ordinarily understand the term, are not necessary in order to have percepts in soul- or spirit-experience. It might be said that this extension of our ordinary usage is not permissible. But such extension is absolutely necessary if we are not to be prevented by the current sense of a word from enlarging our knowledge in certain fields. Anyone who uses “perception” to mean only “sense perception” will never arrive at a concept fit for the purposes of knowledge—even knowledge of this same sense perception. One must sometimes enlarge a concept in order that it may get its appropriate meaning in a narrower field. Sometimes one must also add to the original content of a concept in order that the original concept may be justified or, perhaps, readjusted. Thus we find it said here in this book (see Chapter 6): “The mental picture is an individualized concept.” It has been objected that this is an unusual use of words. But this use is necessary if we are to find out what a mental picture really is. How can we expect any progress in knowledge if everyone who finds himself compelled to readjust concepts is to be met by the objection, “This is an unusual use of words”?
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53. Fundamentals of Theosophy The Origin of the Earth
09 Mar 1905, Berlin |
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You need only to go back according to the Kant-Laplace theory to the time when the single planets do not yet circle the sun, have not yet developed from the primal nebula, and then you have a valiant, but correct hypothesis. |
53. Fundamentals of Theosophy The Origin of the Earth
09 Mar 1905, Berlin |
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This lecture is something like a continuation of that which I held about the origin of the human being. We come today back to times which are in the distant past, and we get to concepts which are very far to the present materialistic thinking. Hence, allow me that I tie on a few introductory words about the relation of my topic to the contemporary ideas. It has absolutely to be clear to everybody who has penetrated and understood the scientific knowledge of the present that today the theosophical ideas about the origin of the earth can be taken as something very speculative, maybe even very fantastic. However, do not believe if one goes deeper into the matters that then a real contradiction appears between the scientific and the theosophical ideas. We have to get absolutely clear about the fact that the naturalist is only able to verify and to explain what takes place in the external sensory world and is to be grasped with the scientific reason. I am of the opinion completely that about such difficult questions, as this is one, also from the theosophical point of view only somebody should speak who is also familiar with the whole scientific education of our time, so that he has an idea of it, how much he violates the generally accepted ideas. However, I would like to put an example of mutual understanding on the top of my lecture for those who oppose these advanced views from the materialistic point of view. It was at the end of the sixties, when for the last time an even if pessimistic; nevertheless, decidedly idealistic philosophy appeared which made a deeper impression on a bigger public. It was Eduard von Hartmann's (1842–1906) Philosophy of the Unconscious (1869). I only want to say what has resulted historically. Hartmann bore down on the ideological ideas which originated from Darwinism. When one noticed which great impression the Philosophy of the Unconscious caused, many opposing writings appeared. Among these one appeared anonymously with the title The Unconscious from the Standpoint of Physiology and the Theory of Evolution (1872). The most significant philosophers said that it was the best writing against Eduard von Hartmann and his philosophy. The writing was sensational. The naturalists realised that it was written by a naturalist and that Eduard von Hartmann was disproved thoroughly. The second edition of the same anonymous writing appeared soon afterwards, however, with the name of the author, namely with the name of Eduard von Hartmann! It was an ingenious mystification! Indeed, I am not a Hartmannian or follower of the Philosophy of the Unconscious, but this philosophy stands higher and contains more than one can otherwise bring forward from the pessimistic side. Hartmann showed that one only needs to scale down his point of view to understand the matters in question still much deeper than the opponents. Thus spiritual science or theosophy may also express itself in such a way like those who believe to be the best naturalists. I have said this to show that one may also disprove theosophy in similar way. However, theosophy may give this rebuttal better than any other. We have to take into consideration that we deal with very difficult chapters and that it is exceptionally laborious to penetrate into these regions. However, it is even more difficult to find the appropriate means of expression within our language only shaped for the external sensuous world. One has to use everything possible to dress the fine, subtle concepts and the views which are taken from purely spiritual worlds into clear language. Nevertheless, I attempt to pictorially and clearly express what is familiar to me as experience in these higher fields. You find the relevant periods of the big world evolution also shown in the theosophical literature. But you find them shown more schematically than I will do it today. I do not make any objection to this schematic description which may also be useful and gives clear concepts of this evolution to the reason. One can learn this from the theosophical manuals. However, I would like to describe it somewhat clearer. We have seen the human being facing us as another being in very distant times taking on the physical dress only bit by bit not having his origin from the physical but from the psychic. We have seen the psychic leading the way of the physical, the psychic developing the forces in itself by which it can gradually clothe itself in this physical dress. All that has been shown. At the same time, we have drawn our attention to the fact that we can trace back the human being, as well as he faces us today, only through a certain number of periods. We are within the fifth age of our physical earth development. Another age preceded it that took place on a continent which forms the bottom of the Atlantic today. And another age preceded this Atlantean age called the Lemurian age. At that time, in the middle of the Lemurian age, we find that, actually, that connects with the human being, as well as he had developed till then which we call our immortal spirit. This higher element, this higher nature of the human being which outlasts any physical corporeality and any psychic development in other words the eternal in the human being this has established itself in those days. If we want to express ourselves figuratively, we may call it a spiritual spark in the human nature, so that the human being faces us till then as the connection of soul and body. Up to the middle of the Lemurian age, our ancestors were bodily-psychic beings. If we want to conceive a clear idea how these human ancestors were in some way, actually, we have to remember that the spirit is inseparably connected with any really higher thinking. Without spirit the human being could not count, without spirit he could not speak, without spirit no higher spiritual activity, never mind still higher activities would be possible. So that we deal with a human being till then who waited to become mind-endowed who did not yet have the immortal part who had, however, a soul-life that was completely different from ours. Our soul-life is infiltrated with spirit. If we want to call the human being who was not yet mind-endowed a human being and we want to do this for the sake of the shortness of time , we must say that his soul-life was vague that it was a more dreamy, pictorial soul-life. One can understand the soul-life of the human being at that time only if one traces it back one period more. In the time of which I have spoken now the human being is able to receive external body impressions, to perceive the surroundings. This perception developed only slowly and gradually. If we trace back the Lemurians still farther, we find that the human ancestors have sensation already, indeed, that the external objects make impressions on them but that they could not connect ideas with these external percepts. If you imagine a soul-life like that of the dream, then you have something similar. However, it is not completely the same. For the pictorial ideas which surged up and down in the soul at that time were much clearer, much more original and more elementary, much more saturated than the confused dream pictures of the present-day average person are. Above all, these pictures in the human soul were dependent in certain way on that which took place around the human being. At that time, the human being was not yet able to associate a colour with an external object, he could not yet see the things coloured. He could not see that an object is green or red; the colour idea did not yet combine with the object. Nevertheless, colours still surged in the human soul. These colours had some resemblance to that which the clairvoyant knows if he develops certain capacities in himself. The clairvoyant sees not only the external physical, but also the feelings and instincts in the form of an aura. The physical human being is only one part of the human being. The physical human being is embedded like in a cloud in which all sorts of formations surge up and down. Only someone can see them who has the gift of clairvoyance in our theosophical sense not in the sense of spiritism. I pass some remarks about the acquisition of such capacities next time when I speak about the great initiates of the world. Any real initiation can be connected only with the gift of clairvoyance. The capacities of the great initiates originated from the gift of clairvoyance. Today you have to be an absolutely reasonable person, before you become a clairvoyant. You must be able to think logically and clearly. Somebody who would attain the gift of clairvoyance without having developed the gift of the reasonable, clear thinking would receive a bad gift. He would be led to a world of fancies rather than to a higher spiritual world. There he would miss any control and would face it like the chaotic dream world. Not before you get into the habit of logical, clear, reasonable thinking, so that you walk through the spiritual things as the reasonable human being walks through tables and chairs, so that it is no longer anything special, you can understand that the gift of clairvoyance guides one into the riddle of the world. All occult schools have as a precondition that the human being is a quite reasonable, maybe a somewhat sober human being, so that he is the opposite of a daydreamer. Hence, we say that clairvoyance, the cognition of the astral auric world, is connected with the development of our spiritual abilities. The view of the human being, as I have described it, was similar in the pre-Lemurian time. But it was not pervaded with consciousness. Only a dim consciousness existed in the human being. Indeed, at that time on this level he already felt what was hot and cold; he had a sense of touch and could perceive certain differences of density. He also had the gift of hearing. The sense of hearing is one of the oldest senses which humanity developed. But he did not yet have the sense of seeing. This still was, so to speak, an internal one. The colours lived as pictures in the human soul. If he came, for example, to a region which was colder than that he came from then in his soul a colour picture of darker colour shadings appeared. If he made it reversely, if he came from a colder air layer to a warmer one, then there was a yellowish or a yellowish-reddish colour picture. Thus those human beings had colour pictures which did not combine, however, with the surface of the bodies, but lived as uncertain colour pictures in the soul. This combined then with the surroundings of the human being. But at that time the human being had something else. He had a fine sensitivity for that what took place emotionally in his surroundings. If we are here in a room, you do not sit there only as physical bodies, but also as souls. In each of you feelings and sensations live. These are also something real like the physical body is something real. What today the human soul has as sentient ability can no longer penetrate these forces of the feelings and sensation because just due to the further development of humankind the human being became clearer in his consciousness because he has developed his reason, his everyday view. But he has temporarily lost what existed in his soul. He will regain this ability maintaining his present reasonability and his clear waking consciousness. Once the whole humankind attains a state which today only the practical mystic, the clairvoyant has. In order to attain this state the human being had to go through a merely physical view, through a merely bodily percipience. In one respect humankind gets to a higher level, and in another respect it descends to a lower level in certain way. At that time, the human being came from a vague, dim percipience. But this was at the same time mental-clairvoyant percipience. If now in the nearness of the human being any likeable feeling, anything emotional lived which you allow the expression emitted sympathy, then the human being received those bright colour pictures in himself. Bad feelings let arise darker colour pictures tending to blue, brownish, reddish colours. This was the interrelation of the inner soul-life with the external mental reality at that time. But at that time this external mental reality could just be perceived. Only bit by bit the senses developed as they are today. With it the reason, the object consciousness came into being. The original gift of clairvoyance withdrew. At the same time, we come to a time where another development goes hand in hand with this development, the development of the so-called uni-sexuality. The human being was not always in such a condition as he is today concerning his reproduction. The bigger force which the soul had over the physical caused that the human being could produce a being of the same kind without resorting to another physical human being because he combined both sexes in himself. Hence, the transition was at the same time that of the mutual perception and that from hermaphroditism to uni-sexuality. At that time, the human brain was not yet developed in the same way as it is today. The human being was not yet such a cerebral being as he is today; at that time he also did not have such a perception as he has today. This is the time of which we have already spoken which is simultaneously the time of the creation of the human brain. I have indicated last time that we do not sign Darwinism completely. We sign it in this respect that it shows the relationship of the physical human being with all other physical living beings on earth. But I have also indicated that we do not regard the imperfect animal living beings as ancestors of the present human beings, not even of the psycho-physical human beings. We have to regard these animal beings rather as branches of a common ancestor which resemble neither the modern human being nor the imperfect living beings, the animals of today. In the time of which I have spoken, the higher mammals did not yet exist. The higher mammals have, just as the human being, only more imperfectly, a brain and a perception similar to the human one. Beings which have developed such a perception did not yet exist in this time. There were on the earth only beings with pictorial ideas, with a pictorial kind of soul formation, and basically everything was united in one single being, like in a common nodal point, that is today the human being and the higher animal realm. The human being was, in so far as it is a psycho-physical being, in a certain respect on the level of animality. But no present animal and also not the present human being resembles the human being of that time. However, the human being has developed so far that a part, a branch of the previous type has further-developed up to the present-day human beings. Other members of the beings of that time remained behind because of certain circumstances which I will especially show another time. They went back in their development, became decadent. These decadent beings are the higher animals. I want to make this point clear to you and use the following for it: you know that there are regions in which Catholicism has degenerated to a kind of fetish service where it appears like adoring lifeless objects or pictures of saints. Nobody is able to state that this point of view, in proportion to the more perfect to which humankind has developed, is the same one. This fetish Christianity is a decayed Christianity. Thus it is also from the theosophical point of view considering different “savage” tribes. The materialistic history of civilisation regards them as ancestors of the civilised people. We regard them as decayed, decadent descendants of once advanced peoples. The same applies to the higher animals if we go back in time even farther. Once they were more perfect, they decayed. We come to a formation of the human realm which is different which shows the human being still undifferentiated from the other higher animal species, indeed, at a time which lies millions of years behind us. How has it come to pass that the human being stopped in those days on the course of his development? Concerning his soul development the human being is completely the result of that which takes place round him. Simply imagine the room in which we are with a temperature higher than hundred degrees, and imagine also everything changing there! If you expand this thought to all the other natural conditions, it shows you that the human being is in truth completely dependent on the constellation and configuration of the forces within which he lives. He becomes another being if he is in another interrelation. One made scientific attempts recently: one made butterflies hatch at temperatures at which they do not live, otherwise. One found that they change their colours and colour shadings. At higher temperatures even bigger changes are to be observed. Today the natural sciences are already a kind of elementary theosophy. Concerning theosophy there is no contradiction between the natural sciences and theosophy! Thus the developmental levels of humankind also depended on the quite different developmental levels on our earth. Already the physicist says to you namely as a hypothesis that the farther we go back in the earth development, we come to higher and higher temperatures. The theosophist or the practical mystic sees really back to these primeval times, and he sees these conditions in the Akasha Chronicle as truth, like the average person sees table and chairs as truth before him. We come to a condition in which all substances on our earth are in quite different relations to each other than today. You know that the substances if they are warmed up change their state. Solid substances become liquid, liquid ones become vaporous et etcetera Now we come back to much higher temperatures than we know on earth today. There the whole material world of our earth was different. Only someone who is set on the materialistic view and on the immediate view of our earth can get to the view that this is impossible. Who emancipates himself from our reality today also realises that life was possible in these higher temperatures of the earth .The human being really lived in these higher temperatures, indeed, in another way. He lived in the state of the “fire mist.” The bodies were a vaporous, soft mass which cannot really be compared with anything we know today. Thus we come back to quite different circumstances. One can still follow up this if one wants to get to know the origin of the earth. This origin is intimately connected with the whole development of the human being. If we go back, we find the human being in company of much lower animals which belong to the lower classes of our present-day animal realm which had, however, other figures in those days, were different from their present-day descendants. Because the earth became more solid and denser, they took on other shapes and characteristics. We have, if we observe what takes place in us with the bare rational eye, no idea how it looked at that time. An animal world, nevertheless, lived round the human being. As the human being takes up food from the physical world today, he also took up it in those days in similar way. We have now to realise that what I tell now is something quite fantastic and strange for those who are not used to such ideas. The time has come to pronounce it once again. We stand on the point of evolution where again an idealistic world view will replace the purely materialistic one. Going back to these times, the whole materiality of our earth becomes different. At that time, the mass of the earth I ask you to not be too much astonished about what I say was still in connection with other heavenly bodies than it is the case today. Already somebody who thinks the present physical ideas without clairvoyance to an end understands that what I say is not completely inconsistent. You need only to go back according to the Kant-Laplace theory to the time when the single planets do not yet circle the sun, have not yet developed from the primal nebula, and then you have a valiant, but correct hypothesis. We can also come back from the standpoint of the physicist to a time when the earthly materiality still was in contact with the materiality of the whole solar system. At that time, the human being was much more related with everything than he is today. In the Akasha Chronicle we find in this time that the earth was in a material connection of much more intimate kind with another heavenly body which circles the earth today, with the moon. It was a certain material interrelation between earth and moon. If I may express myself roughly: what we have today as earth mass formed only because the crude materiality that we have in the moon was extruded as it were. Both bodies have differentiated from each other. You can imagine which immense shocks must have occurred there in the whole materiality! This cosmic shock is the counter pole, the correlative of what I have told, the correlative of the big living being with whose separation and change is connected that the human being went over from hermaphroditism to uni-sexuality. The whole separation did not take place in one go. Unfortunately, the reading of the theosophical literature offers so much opportunity to assume as if a heavenly body hurries out of the other. However, it is not a violent development. Slowly and gradually everything took place, in millions and millions of years. However, it is difficult to speak about figures because one must get to know the methods which the secret doctrine applies. If we go back even farther, we find another interrelation that is harder to imagine and more intimate than that interrelation which today exists between sun and earth. But it existed in an older time. We want to take an idea in hand which makes it somewhat easier to us to illustrate this interrelation a little figuratively. If you see the sun and then imagine the sun limited within space is it really limited that way? Already a quite usual reflection can teach us that a real demarcation of the sun is basically not possible. Does the sun really stop being where one sees its border? It does not stop there, its effect spreads through the whole planetary system. On our earth the sun has an effect. Does not belong that to the sun body what the sun makes on our earth, do not the etheric forces belong to it which spread on the earth and make life possible? Are these etheric forces not only the continuation of the etheric forces of the sun? Or their force of attraction? Does it not belong to the sun? There we see that if we understand the existence in an unrestricted way, we can realise that such an arbitrary limitation does not take place if we speak of a heavenly body like the sun. The effects which come from the sun were in the former times still quite different on the earth than they were later, and than they are today. They were in such a way that, if anybody could sit down on a chair and could have looked at the whole world edifice basically the physicist imagines this in such a way if he illustrates it to the children , he would not have perceived the sun and the earth as separate bodies, but he would have over-viewed the whole filled with perceptible contents; he would have seen that the earth is crystallised from the whole sun ball in later times. If we go back to the times of the most distant earth past, we come to a point where that what has deposited in the lunar matter today was still connected with the earthly matter where the forces, which are pulled out today, were still efficient on the matter. These had effects on our physical bodies. They formed it in such a way that it reacted in quite different way to the forces and that in quite different way the effects on the bodily expressed themselves. In even earlier times the solar effect on the earth was there in an even more different way than today, also concerning growth. When the lunar body and the earth body were still united, we have all earth beings in a state which we only find with the animals which have the temperature of their surroundings approximately. The warm blood starts to develop to the same extent as the lunar matter withdraws from the earth. If we go back farther to the times in which the solar body was still connected with the earth, we find within the human ancestors the effects which are preserved today in quite decadent forms of the lowest animals. The human being reproduced in those days by a kind of separation process. The human being existed in delicate matter, even more delicate than the fire mist. At that time, the reproduction happened as a kind of detachment. The daughter being had the same size as the mother being. The solar forces were in those days vital forces. They overpowered the material. They imprinted forms to the material. Thus we look, if we go back to the origin of our earth, at a time in which the human being was surrounded by subtler and subtler material states. In the end, we get to a state which only the clairvoyant can envision where the most delicate etheric corporeality merges into astral being; as a pure soul-being the human being was placed in the earthly scene. The human beings who were formed like the physical aura were placed into the earthly scene. In the soul forces worked that imprinted forms into the matter soaking up the matter into themselves and forming it so that they became external seal impressions, a kind of shades of that what the souls were in the pure soul land. Now we have come back to the stage of our earth where the human being did not yet have the physical materiality where the human being only came in as an astral being into this physical world which was in those days of extremely delicate nature. Now we could go back to still much older states in which the human being did not yet have this astral existence. We could go back to purely spiritual states. Now, however, this should not interest us; for we do not want to pursue the human being, but the origin of the earth. A few words more about the course backward. We meet the human being there, so to speak, still without material earth. He is not yet embodied in physical corporeality. There we would have to go back long periods if we wanted to find the human being at the former developmental stadia. The human being who was placed as a soul-being on the earth has the ability to draw the substance to himself in a particular way. If one were able to investigate the etheric man, one would perceive that his soul was already organised. It could already create forms. It had to develop for that for long times. It had already gone through long developmental states. These have been completed on other heavenly bodies, of course. How have we to imagine such a development on other heavenly bodies? All the abilities which the soul had acquired were in such a way that they could work in the physical. It was led from former developmental states. The soul had to have already gone through physical states several times, because only within the physical world certain abilities can be developed. The human being could not speak and think today unless he had got into contact with the physical nature. What we work today becomes our ability later. I have often pointed to the child that learns to write and read. When the child has grown up, it can write and read. What was labour, what was intercourse with the outside world before has disappeared, but the fruit, the result has remained. This is the ability of writing and reading. What we have in the soul has originated from the intercourse with the outside world. The theosophical world view calls it involution. If the human being again works out from within what he has acquired, we call it evolution. Between involution and evolution all life takes place. What the soul has done in the evolution is based on the fact that the abilities have emerged from the soul. These abilities were acquired once by involution. This involution took place again in another physical body. We have there an important moment that has happened on our earth; this is the moment when the human being was able to become a warm-blooded being from a cold-blooded one, because the lunar matter had emerged. This is the important point of the earth development. In all mystic schools this is emphasised. The human being takes the heat into him and reworks it inside. The myth which always shows the great truths figuratively preserved this in the Prometheus legend. Prometheus got down the fire from the heaven. This is the warmth of the human being that he got down there, not the external heat. Thus the human being had to get down all remaining abilities from the heaven, too. I would like to lead you still to a point that is also very important for the earth development. This is the moment when the human being takes up in him what we have once got to know as the inside of the soul. We have seen that pictures have risen up in the human being which he associated with the objects. The human being possessed this ability to develop light in him in the first time. He acquired that sooner as well as he acquired the ability later to develop warmth. The human being developed the ability to sense light around him or still more properly speaking to sense the objects around him in the light. This took place on a planet which the theosophical world view calls “Moon.” However, this was not our physical moon. When the soul had acquired the ability of the inner light, the connection was there, and who knows the circumstances of the past, knows that it evoked the soul ability of seeing colours, the inner luminescence. We have to realise once how this abilities are connected. The development of warmth is connected with all life on our earth, with the present kind of reproduction, with the way the human being can bring something into real existence. Everything else is combining; only the reproduction is a real creating, and this is connected with warmth. We have a similar level of development when the inner luminescence appeared. The human being developed the luminescence on a previous planet. This was a luminescence from within like it is warmth from within today. It was luminescence. With it we have come to the most excellent characteristic of the human being in his pre-physical state on another heavenly body. Everything that went out from the human being was luminous as his aura shines today. The human being was a luminous being, and the perception of the human being was the perception of his luminescence. At that time, luminescence developed down to the physical. It was a physical luminescence of the human being. How do we get our most significant ideas of the environment? Just by means of the visual percepts. You would nearly lose nine tenths of that what you know if you cancel the visual percepts. Because we have visual ideas today, wisdom can pour somewhat in us. With our lunar ancestors this was different. From them the light was emitted. The same was emitted from them that pours in us as light effects today. One calls our earth the universe of love in the mystic mythology because it is connected with forces of love. The universe of wisdom on which the light played the same role as today the warmth preceded this universe of love. The earth followed as a universe of love the universe of wisdom. The inner light is connected with the human will. The human being, who has certain desires, passions, sensations, and emotions, provides his aura, his astral body with particular colour shapes. These are subjected to the will in a broader sense. In those days, in the lunar period, the whole human being was an expression of will. The will flowed outwardly and came to the fore as that which shines. Hence, our ancestors are the sons of will if we call these human beings of the universe of wisdom human beings. The children of love descended from the sons of will. The light played a similar role in those days as today the heat on the earth. One calls these luminous human beings within the luminous environment also the sons of the twilight. It was an especially luminous human being within the surrounding luminosity, an exchange of light took place as we have an exchange of warmth today. As we have a feeling of cold if it is cold one approximately had a feeling if it was darker all around than in the own inside. The will was the basis of that because the will basically found its expression in the whole surroundings. As today the human being is creative by love, he was creative in those days using his will. His will had an immediate influence on all surroundings. As powerless the creating human being is before the physical things of the outside world today because he has got to clearness in his consciousness and thereby the other soul forces have become more imperfect , as powerful the will was in those days. The human will had influence on the whole physical surroundings. Because it strives and is the upward trend in the development, this will strove for the higher. Thus that was caused, immediately from the living nature, what separated the centre of the heavenly body in two, so that at that time already a kind of invagination took place. One centre became two centres in a more mental way. We see this separation of the centres achieved in the later development in the separation of the earth and the moon. These are sketchy indications I could give you. However, you will see that the matters coincide. Who tries to think consistently and strictly can admit this from the start. I myself might give a rebuttal as I have indicated it in the outset concerning Eduard von Hartmann. Habitual ways of thinking are something temporary. Who studies history of the Middle Ages, for example, not only the external one, because it is a wrong picture which is given to us, finds my explanations verified. Goethe also says that it is basically only the historians' own spirit, in which the times are reflected. It is the task of theosophy to show the development in the past to receive an idea of the great human future. I have quoted Goethe, because he deeply looked into these mystic, mysterious connections of the world development. He used a strange figure, the “old man with the lamp” in his Fairy Tale of the Green Snake and the Beautiful Lily. The lamp can only shine where another light shines. I have shown that as the incarnation of ancient wisdom. Now we come to an even more profound significance. It becomes clear to us what Goethe means with the light which spreads its light only where light is. Where the gift of clairvoyance is developed again, the lamp develops its whole magic force. There we get to that time when the human being becomes the flame to look back to this epoch in which he was a luminous being when the ability developed to bring light into existence. Goethe knew that this internal light was there once in the human being and that the present-day seeing of light is a later developmental state. Before the human being could see the sun, he had to become an internally luminous being first; he had to develop light in himself to show light to the light. Goethe was a mystic; one does not know it only. At the head of his preface to the theory of colours he pronounces it using the words of an old mystic:
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4. The Philosophy of Spiritual Activity (1949): Are There Limits to Knowledge?
Translated by Hermann Poppelbaum |
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[ 3 ] It is from a Dualism such as this that there arises the distinction between the object of perception and the thing-in-itself, which Kant introduced into science, and which, to the present day, we have not succeeded in expelling. According to our interpretation, it is due to the nature of our spiritual organization that a particular thing can be given to us only as a percept. |
4. The Philosophy of Spiritual Activity (1949): Are There Limits to Knowledge?
Translated by Hermann Poppelbaum |
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[ 1 ] We have established that the elements for the explanation of reality are to be taken from the two spheres of perception and thinking. It is due, as we have seen, to our organization that the full totality of reality, including our own selves as subjects, appears at first as a duality. Knowledge overcomes this duality by fusing the two elements of reality, the percept and the concept gained by thinking, into the complete thing. Let us call the manner in which the world presents itself to us, before by means of knowledge it has taken on its true nature, “the world of appearance,” in distinction from the unified whole composed of percept and concept. We can then say: The world is given to us as a duality, and knowledge transforms it into a unity. A philosophy which starts from this basic principle may be called a Monistic philosophy, or Monism. Opposed to this is the theory of two worlds, or Dualism. The latter does not indeed assume that there are two sides of a single reality, which are kept apart merely by our organization, but that there are two worlds absolutely distinct from one another. It then tries to find in one of these two worlds the principles of explanation for the other. [ 2 ] Dualism rests on a false conception of what we call knowledge. It divides the whole of existence into two spheres, each of which has its own laws, and it leaves these two worlds standing opposite and outside one another. [ 3 ] It is from a Dualism such as this that there arises the distinction between the object of perception and the thing-in-itself, which Kant introduced into science, and which, to the present day, we have not succeeded in expelling. According to our interpretation, it is due to the nature of our spiritual organization that a particular thing can be given to us only as a percept. Thinking then overcomes this particularity by assigning to each percept its legitimate place in the world as a whole. As long as we determine the separated parts of the cosmos as percepts, we are simply following, in this sorting out, a law of our subjectivity. If, however, we regard all percepts, taken together, merely as one part, and contrast with this a second part, viz., the things-in-themselves, then our philosophy is building castles in the air. We are then engaged in mere playing with concepts. We construct an artificial opposition, but we can gain no content for the second of these opposites, for such a content for a particular thing can be gathered only from perception. [ 4 ] Every kind of existence which is assumed outside the realm of percept and concept must be relegated to the sphere of unjustified hypotheses. To this category belongs the “thing-in-itself.” It is quite natural that a Dualistic thinker should be unable to find the connection between the world-principle which he hypothetically assumes and the things given in experience. For the hypothetical world-principle itself a content can be found only by borrowing it from the world of experience and shutting one's eyes to the fact of the borrowing. Otherwise it remains an empty concept, a non-concept which has only the form of a concept. In this case the Dualistic thinker generally asserts that the content of this concept is inaccessible to our knowledge. We can know only that such a content exists, but not what it is. In either case it is impossible to overcome Dualism. Even though one were to import a few abstract elements from the world of experience into the concept of the thing-in-itself, it would still remain impossible to reduce the rich concrete life of experience to those few qualities which are, after all, themselves taken from perception. Du Bois-Reymond lays it down that the imperceptible atoms of matter produce sensation and feeling by means of their position and motion, and then comes to the conclusion that we can never find a satisfactory explanation of how matter and motion produce sensation and feeling, for “it is absolutely and for ever unintelligible that it should be other than indifferent to a number of atoms of carbon, hydrogen, and nitrogen, etc., how they lie and move, how they lay and moved, or how they will lie and will move. It .is in no way intelligible how consciousness can come into existence through their interaction.” This conclusion is characteristic of the tendency of this whole trend of thought. Position and motion are abstracted from the rich world of percepts. They are then transferred to the fictitious world of atoms. And then astonishment arises that life cannot be evolved out of this self-made principle borrowed from the world of percepts. [ 5 ] That the Dualist, working as he does with a completely empty concept of the thing-in-itself, can reach no explanation of the world, follows already from the very definition of his principle which has been given above. [ 6 ] In any case, the Dualist finds it necessary to set impassable barriers to our faculty of knowledge. The follower of a Monistic world-conception knows that all he needs to explain any given phenomenon in the world is to be found within this world itself. What prevents him from reaching it can be only contingent limitations in space and time, or defects of his organization, i.e., not of human organization in general, but only of his own particular one. [ 7 ] It follows from the concept of knowledge, as defined by us, that there can be no talk of limits of knowledge. Knowledge is not a concern of the universe in general, but one which men must settle for themselves. Things claim no explanation. They exist and act on one another according to laws which thinking can discover. They exist in indivisible unity with these laws. Our Egohood confronts them, grasping at first only what we have called percepts. However, within our Egohood we find the power to discover also the other part of reality. Only when the I has combined for itself the two elements of reality which are indivisibly bound up with one another in the world, is our thirst for knowledge stilled. The I has then again attained reality. [ 8 ] The presuppositions for the arising of the act of knowledge thus exist through and for the I. It is the I which sets itself the problems of knowledge. It takes them from thinking, an element which in itself is absolutely clear and transparent. If we set ourselves questions which, we cannot answer, it must be because the content of the questions is not in all respects clear and distinct. It is not the world which sets questions to us, but we who set them. [ 9 ] I can imagine that it would be quite impossible for me to answer a question which I happened to find written down somewhere, without knowing the sphere from which the content of the question was taken. [ 10 ] In knowledge we are concerned with questions which arise for us through the fact that a sphere of percepts, conditioned by time, space, and our subjective organization, stands over against a sphere of concepts pointing to the totality of the universe. My task consists in reconciling these two spheres, with both of which I am well acquainted. There is no room here for speaking of limits of knowledge. It may be that, at a particular moment, this or that remains unexplained because, through our place in life, we are prevented from perceiving the things involved. What is not found to-day, however, may be found to-morrow. The limits due to these causes are only transitory, and must be overcome by the progress of perception and thinking. [ 11 ] Dualism makes the mistake of transferring the opposition of object and subject, which has meaning only within the perceptual realm, to purely fictitious entities outside this realm. Now the distinct and separate things within the perceptual field remain separated only so long as the perceiver refrains from thinking. For thinking cancels all separation and reveals it as due to purely subjective conditions. The Dualist, therefore, transfers to entities behind the percepts determinations which, by themselves, have no absolute, but only relative, validity. He thus divides the two factors concerned in the process of knowledge, viz., percept and concept, into four: (1) the object in itself; (2) the percept which the subject has of the object; (3) the subject; (4) the concept which relates the percept to the object in itself. The relation between subject and object is “real”; the subject is really (dynamically) influenced by the object. This real process is supposed not to appear in consciousness. But it is said to evoke in the subject a response to the stimulation from the object. The result of this response is said to be the percept. This, at length, is supposed to appear in consciousness. The object is thought to have an objective (independent of the subject) reality, the percept a subjective reality. This subjective reality is said to be referred by the subject to the object. This latter reference is called an ideal one. Dualism thus divides the process of knowledge into two parts. The one part, viz., the production of the perceptual object by the thing-in-itself, he conceives of as taking place outside consciousness, whereas the other, the combination of percept with concept and the letter's reference to the thing-in-itself, takes place, according to him, within consciousness. With such presuppositions, it is clear why the Dualist regards his concepts merely as subjective representatives of what lies before his consciousness. The objectively real process in the subject by means of which the percept is produced, and still more the objective relations between, things-in-themselves, remain for the Dualist inaccessible to direct knowledge. According to him, man can get only conceptual representatives of the objectively real. The bond of unity of things which connects them with one another, and also objectively with the individual spirit (as things-in-themselves) of each of us, lies beyond our consciousness in a Being in itself of whom, once more, we may have in our consciousness merely a conceptual representative. [ 12 ] The Dualist believes that the whole world would be dissolved into a mere abstract scheme of concepts, did he not posit real connections beside the conceptual ones. In other words, the ideal principles which thinking discovers seem too airy for the Dualist, and he seeks, in addition, “real principles” with which to support them. [ 13 ] Let us examine these real principles a little more closely. The naive man (Naive Realist) regards the objects of external experience as realities. The fact that his hands can grasp, and his eyes see these objects, is for him sufficient proof of their reality. “Nothing exists that cannot be perceived” is, in fact, the first axiom of the naive man; and it is held to be equally valid in its converse: “Everything which can be perceived exists.” The best proof for this assertion is the naive man's belief in immortality and in ghosts. He thinks of the soul as a fine kind of sensible matter which, in special circumstances, may actually become visible to the ordinary man (naive belief in ghosts). [ 14 ] In contrast with this, his real world, the Naive Realist regards everything else, especially the world of Ideas, as unreal, or “merely ideal.” What we add to objects by thinking is merely thoughts about the objects. Thought adds nothing real to the percept. [ 15 ] But it is not only with reference to the existence of things that the naive man regards sense-perception as the sole proof of reality, but also with reference to the occurrences (processes). A thing, according to him, can act on another only when a force actually present to perception issues from the one and seizes upon the other. The older physicists thought that very. fine kinds of substances emanate from the objects and penetrate through the sense-organs into the soul. The actual seeing of these substances is impossible only because of the coarseness of our sense-organs relatively to the fineness of these substances. In principle, the reason for attributing reality to these substances was the same as that for attributing it to the objects of the sensible world, viz., their form of existence, which was conceived to be analogous to that of sense reality. [ 16 ] The self-contained character of that which is of the nature of thought is not regarded by the naive mind as real in the same sense. An object conceived “merely in Idea” is regarded as a chimera until sense-perception can furnish conviction of its reality. In short, the naive man demands, in addition to the ideal evidence of his thinking, the real evidence of his senses. In this need of the naive man lies the ground for the origin of primitive forms of the belief in revelation. The God who is given through thinking remains always a God merely “thought.” The naive consciousness demands that God should manifest Himself in ways accessible to sense-perception. God must appear in the flesh, and little value is attached to the testimony of thinking, but only to the divine nature being proved by the changing of water into wine in a way which can be testified by the senses. [ 17 ] Even knowledge itself is conceived by the naive man as a process analogous to sense-perception. Things, it is thought, make an impression on the soul, or send out images which enter through our senses, etc. [ 18 ] What the naive man can perceive with his senses he regards as real, and what he cannot thus perceive (God, soul, knowledge, etc.) he regards as analogous to what he perceives. [ 19 ] On the basis of Naive Realism, science can consist only in an exact description of the content of perception. Concepts are only means to this end. They exist to provide ideal counterparts of percepts. For the things themselves they do not matter. For the Naive Realist only the individual tulips, which we see or can see, are real. The Idea of the tulip is to him an abstraction, the unreal thought-picture which the soul combines for itself out of the characteristics common to all tulips. [ 20 ] Naive Realism, with its fundamental principle of the reality of all perceived things, contradicts experience, which teaches us that the content of percepts is of a transitory nature. The tulip I see is real to-day; in a year it will have vanished into nothingness. What persists is the species “tulip.” This species is, however, for the Naive Realist “merely” an Idea, not a reality. Thus this theory of the world finds itself in the position of seeing its realities arise and perish, while that which, by contrast with its realities, it regards as unreal, endures. Hence Naive Realism is compelled to acknowledge the existence of something ideal by the side of percepts. It must include within itself entities which cannot be perceived by the senses. In admitting them, it escapes contradicting itself by conceiving their existence as analogous to that of objects of sense. Such hypothetical realities are the invisible forces by means of which the objects of sense-perception act on one another. Another such reality is heredity, the effects of which survive the individual, and which is the reason why from the individual a new being develops which is similar to it, and by means of which the species is maintained. The life-principle permeating the organic body, the soul, is another such reality which the naive mind is always found conceiving in analogy to sense-realities. And, lastly, the Divine Being, as conceived by the naive mind, is a reality of this kind. This Being is thought of as acting in a manner exactly corresponding to that which we can perceive in man himself, i.e., the Deity is conceived anthropomorphically. [ 21 ] Modern Physics traces sensations back to processes of the smallest particles of bodies and of an infinitely fine substance, called ether, or the like. What we experience, e.g., as warmth is a movement of the parts of a body which causes the warmth in the space occupied by that body. Here again something imperceptible is conceived on the analogy of what is perceptible. Thus, the perceptible analog to the concept “body” is, say, the interior of a room, shut in on all sides, in which elastic balls are moving in all directions, impinging one on another, bouncing on and off the walls, etc. [ 22 ] Without such assumptions the world of Naive Realism would collapse into a disconnected chaos of percepts, without mutual relations, and having no unity within itself. It is clear, however, that Naive Realism can make these assumptions only by an inconsistency. If it would remain true to its fundamental principle, that only what is perceived is real, then it ought not to assume a reality where it perceives nothing. The imperceptible forces of which perceptible things are the bearers are, in fact, illegitimate hypotheses from the standpoint of Naive Realism. And because Naive Realism knows no other realities, it invests its hypothetical forces with perceptual content. It thus transfers a form of existence (the perceptible existence) to a sphere where the only means of making any assertion concerning such existence, viz., sense-perception, is lacking. [ 23 ] This self-contradictory theory leads to Metaphysical Realism. The latter constructs, beside the perceptible reality, an imperceptible one which it conceives on the analogy of the former. Metaphysical Realism is, therefore, of necessity Dualistic. [ 24 ] Wherever the Metaphysical Realist observes a relation between perceptible things (mutual approach through movement, the entrance of an object into consciousness, etc.), there he posits a reality. However, the relation which he notices can only be expressed by means of thinking, but not perceived. The ideal relation is thereupon arbitrarily imagined as something perceptible. Thus, according to this theory, the real world is composed of the objects of perception which are in ceaseless flux, arising and disappearing, and of imperceptible forces by which the perceptible objects are produced, and which are permanent. [ 25 ] Metaphysical Realism is a heterogeneous mixture of Naive Realism and Idealism. Its hypothetical forces are imperceptible entities endowed with the qualities proper to percepts. The Metaphysical Realist has made up his mind to acknowledge, in addition to the sphere for the existence of which he has an instrument of knowledge in sense-perception, the existence of another sphere for which this instrument fails, and which can be known only by means of thinking. But he cannot make up his mind at the same time to acknowledge that the mode of existence which thinking reveals, viz., the concept (or Idea), has equal rights with percepts. If we are to avoid the contradiction of imperceptible percepts, we must admit that, for us, the relations which thinking traces between percepts can have no other mode of existence than that of concepts. If one rejects the untenable part of Metaphysical Realism, there remains the concept of the world as the sum of percepts and their conceptual (ideal) relations. Metaphysical Realism, then, merges itself in a view of the world according to which the principle of perceptibility holds for percepts, and that of conceivability for the relations between the percepts. This view of the world has no room, in addition to the perceptual and conceptual worlds, for a third sphere, in which both principles, the so-called “real” principle and the “ideal” principle, are simultaneously valid. [ 26 ] When the Metaphysical Realist asserts that, beside the ideal relation between the perceived object and the perceiving subject, there must exist a real relation between the “thing-in-itself” of the percept and the “thing-in-itself” of the perceptible subject (i.e., of the so-called individual spirit), he is basing his assertion on the false assumption of a real process, analogous to the processes in the sense-world, but imperceptible. Further, when the Metaphysical Realist asserts that we enter into a conscious ideal relation to our world of percepts, but that to the real world we can have only a dynamic (force) relation, he repeats the mistake we have already criticized. One can talk of a dynamic relation only within the world of percepts (in the sphere of the sense of touch), but not outside that world. [ 27 ] Let us call the view which we have just characterized, and into which Metaphysical Realism merges when it discards its contradictory elements, Monism, because it combines one-sided Realism and Idealism into a higher unity. [ 28 ] For Naive Realism, the real world is an aggregate of objects of perception; for Metaphysical Realism, reality belongs not only to percepts but also to imperceptible forces; Monism replaces forces by ideal connections which are supplied by thinking. Such connections are the Laws of Nature. A Law of Nature is nothing but the conceptual expression for the connection of certain percepts. [ 29 ] Monism is never called upon to ask for any other principles of explanation for reality than percepts and concepts. It knows that in the whole range of the real there is no occasion for this question. In the perceptual world, as it lies before perception, it sees one-half of reality: in the union of this world with the world of concepts it finds full reality. The Metaphysical Realist may reply to the adherent of Monism that, for our organization, our knowledge may be complete in itself, that no part may be lacking; but we do not know how the world is mirrored in an Intelligence organized differently from our own. To this the Monist will reply: Maybe there are Intelligences other than human; if their percepts are different from ours, all that concerns me is what reaches me from them through perception and concept. Through my perceiving, i.e., through this specifically human mode of perceiving, I, as subject, am confronted with the object. The connection of things is thereby broken. The subject restores this connection by means of thinking. In doing so it re-inserts itself into the context of the world as a whole. As it is only through the subject that the whole appears rent in two at the place between our percept and concept, the reunion of those two factors gives us true knowledge. For beings with a different perceptual world (e.g., if they had twice our number of sense-organs) the nexus would appear broken in another place, and the reconstruction would accordingly have to take a form specific for such beings. The question concerning the limits of knowledge exists only for Naive and Metaphysical Realism, both of which see in the contents of the soul only an ideal representative of the real world. For, to these theories, whatever falls outside the subject is something absolute, a self-contained whole, and the subject's mental content is a picture thereof which is wholly external to this absolute. The completeness of knowledge depends on the greater or lesser degree of resemblance between the picture and the absolute object. A being with fewer senses than man will perceive less of the world, one with more senses will perceive more. The former's knowledge will, therefore, be less complete than the latter's. [ 30 ] For Monism, the situation is different. The form in which the connection of the world appears to be rent asunder into subject and object depends on the organization of the perceiving being. The object is no absolute one but merely a relative one in reference to this particular subject. The bridging of the opposition, therefore, can again take place only in the quite specific way which is characteristic of the human subject. As soon as the I, which in perception is separated from the world, again reinserts itself into the world-nexus by thinking investigation, all further questioning ceases, having been but a consequence of the separation. [ 31 ] A differently constituted being would have a differently-constituted knowledge. Our own knowledge, suffices to answer the questions put by our own nature. [ 32 ] Metaphysical Realism must ask: How are our percepts given? What is it that affects the subject? [ 33 ] Monism holds that percepts are determined through the subject. But, in thinking, the subject has, at the same time, the instrument for canceling this self-produced determination. [ 34 ] The Metaphysical Realist is faced by a further difficulty when he seeks to explain the similarity of the world-pictures of different human individuals. He has to ask himself: How is it that my picture of the world, built up out of subjectively determined percepts and out of concepts, turns out to be like that which another individual is also building up out of these same two subjective factors? How, in any case, can I draw conclusions from my own subjective picture of the world on that of another human being? The Metaphysical Realist thinks he can infer the similarity of the subjective world-pictures of different human beings from their ability to get on with one another in practical life. From this similarity of world-pictures he then infers the likeness to one another of the “Individual Spirits” underlying the single human perceiving subjects, or the “I-in-itself” underlying the subjects. [ 35 ] We have here an inference from a sum of effects to the character of the underlying causes. We believe we can, out of a sufficiently large number of instances, recognize the case sufficiently to know how the inferred causes will act in other instances. Such an inference is called an inductive inference. We shall be obliged to modify its results, if further observation yields some unexpected element, because the character of our conclusion is, after all, determined only by the particular shape of our actual observations. The Metaphysical Realist asserts that this knowledge of causes, though relative, is quite sufficient for practical life. [ 36 ] Inductive inference is the methodical basis of modern Metaphysical Realism. At one time it was thought that out of concepts we could evolve something that is no longer a concept. It was thought that the metaphysical real Beings, which Metaphysical Realism after all requires, could be known by means of concepts. This kind of philosophizing is now out of date. Instead it is thought that from a sufficiently large number of perceptual facts one can infer the character of the thing-in-itself which underlies these facts. Formerly it was from concepts, now it is from percepts, that people seek to evolve the metaphysical. Since one has concepts before oneself in transparent clearness, it was thought that one might deduce from them the metaphysical with absolute certainty. Percepts are not given with the same transparent clearness. Each subsequent one is a little different from others of the same kind which preceded it. Actually, therefore, anything inferred from past percepts is somewhat modified by each subsequent percept. The character of the metaphysical thus obtained can, therefore, be only relatively true, for it is open to correction by further instances. The character of von Hartmann's Metaphysics is determined by this methodological principle. The motto on the title-page of his first important book is, “Speculative results gained by the inductive method of Natural Science.” [ 37 ] The form which the Metaphysical Realist at the present day gives to his things-in-themselves is obtained by inductive inferences. Through considerations of the process of knowledge he is convinced of the existence of an objectively-real world-nexus, over and above the “subjective” world-nexus which we know by means of percepts and concepts. The nature of this reality he thinks he can determine by inductive inferences from his percepts. Addition to the Revised Edition, 1918 [ 38 ] The unprejudiced study of experience, in perceiving and conceiving, such as we have attempted to describe it in the preceding chapter, is liable to be disturbed again and again by certain representations which spring from the soil of natural science. Thus, taking one's stand on science, one says that the eye perceives in the spectrum colours from red to violet. But beyond violet there lie forces within the compass of the spectrum to which corresponds, not a colour perceived by the eye, but a chemical effect. Similarly, beyond the activity of red, there are rays which have only heat effects. These and similar phenomena lead, on reflection, to the view that the range of man's perceptual world is defined by the range of his senses, and that he would have before himself a very different world if he had additional, or altogether different, senses. Those who like to indulge in far-roaming fancies for which the brilliant discoveries of recent scientific research in this direction provide a highly tempting occasion, may well be led to confess that nothing enters the field of man's observation except what-can affect his senses, as these have been determined by his organization. Man has no right to regard his percepts, limited as these are by his organization, as in any way a standard to which reality must conform. Every new sense would confront him with a different picture of reality. Within its proper limits, this is a wholly justified view. But if anyone lets himself be confused by this view in the unprejudiced study of the relation of percept and concept, as set forth in these chapters, he blocks the path for himself to a knowledge of man and the world which is rooted in reality. The experiencing of the essential nature of thinking, i.e., the active appropriation of the world of concepts, is something wholly different from the experiencing of a perceptible object through the senses. Whatever additional senses man might have, not one would give him reality, if his thinking did not permeate with concepts whatever he perceived by means of such a sense. Every sense, whatever its kind, provided only it is thus permeated, enables man to live amidst the real. The fancy-picture of other perceptual worlds, made possible by other senses, has nothing to do with the problem of how man stands in the midst of reality. We must clearly understand that every perceptual picture of the world owes its form to the organization of the perceiving being, but that only that perceptual picture which has been thoroughly permeated by a thinking investigation leads us into reality. Fanciful speculations concerning how different the world would appear to other than human senses, can give us no occasion to seek for knowledge of man's relation to the world; but only the recognition that every percept presents only a part of the reality it contains, and that, consequently, it leads us away from its own proper reality. This recognition is supplemented by the further one that thinking leads us into the part of reality which the percept conceals in itself. Another difficulty in the way of the unprejudiced study of the relation we have here described, between percept and concept as elaborated by thinking, may be met with, when in the field of physical experience the necessity arises of speaking, not of immediately perceptible elements, but of non-perceptible magnitudes, such as, e.g., lines of electric or magnetic force. It may seem as if the elements of reality of which physicists speak, had no connection either with what is perceptible, or with the concepts which active thinking has elaborated. Yet such a view would rest on self-deception. The main point is that all the results of physical research, except illegitimate hypotheses which ought to be excluded, have been gained through perceiving and conceiving. Elements which are seemingly non-perceptible, are placed by the physicists' sound instinct for knowledge into the field in which percepts lie, and they are thought of in concepts which are commonly applied in this field. The magnitudes in a field of electric or magnetic force are reached, in their essence, by no other cognitive process that the one which connects percept and concept.—An increase or a modification of human senses would yield a different perceptual picture, an enrichment or a modification of human experience. But genuine knowledge could be gained also concerning this new experience only through the mutual co-operation of concept and percept. The deepening of knowledge depends on the powers of intuition which express themselves in thinking (see p. 70). This Intuition may, in the living experience which expresses itself in thinking, dive either into deeper or shallower levels of reality. An expansion of the perceptual picture may supply stimuli for, and thus indirectly promote, this diving of intuition. But this diving into the depth, through which we attain reality, ought never to be confused with the contrast between a wider and a narrower perceptual picture, which always contains only half of reality, as that is conditioned by the structure of the cognizing organization. He who does not lose himself in abstractions will understand how for a knowledge of human nature the fact is relevant, that physics must infer the existence, in the field of percepts, of elements for which no sense is tuned as for colour or sound. Human nature, taken concretely, is determined not only by what, in virtue of his organization, man faces as immediate percept, but also by all else which he excludes from this immediate percept. Just as life needs unconscious sleep alongside of conscious waking experience, so man's experience of himself needs over and above the range of his sense-perception another sphere—and a much bigger one—of non-perceptible elements belonging to the same field from which the percepts of the senses come. All this was laid down by implication in the original argument of this book. The author adds the present amplification of the argument, because he has found by experience that some readers have not read attentively enough. It is to be remembered, too, that the Idea of percept, developed in this book, is not to be confused with the Idea of external sense-percept which is but a special instance of the other. The reader will gather from what has preceded, but even more from what will be expounded later, that everything is here taken as “percept,” which sensuously or spiritually approaches man, so long as it has not yet been grasped by the actively elaborated concept. No “senses,” as we ordinarily understand the term, are necessary in order to have percepts of a physical or spiritual kind. It may be urged that this extension of ordinary usage is illegitimate. But the extension is absolutely necessary, unless we are to be prevented by the current sense of a word from enlarging our knowledge of certain realms of facts. He who uses “percept” only as meaning “sense-percept,” will never arrive at a concept fit for the purposes of knowledge even regarding sense-percept. It is sometimes necessary to enlarge a concept in order that it may get its appropriate meaning within a narrower field. Again, it is at times necessary to add to the original content of a concept, in order that the original concept may be justified or, perhaps, readjusted. Thus we find it said here in this book (p. 80): “A representation is an individualized concept.” It has been objected that this is an unusual use of the word. But this use is necessary if we are to find out what a representation really is. How can we expect any progress in knowledge, if everyone who finds himself compelled to readjust concepts, is to be met by the objection: “This is an unusual use of the word”? |
6. Goethe's World View: The Metamorphosis of World Phenomena
Translated by William Lindemann |
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For this reason he says that man is not born “to solve the problems of the world but in fact to seek where the problem begins, and then to keep oneself within the limits of what is understandable.” He says, “Kant has unquestionably been of most use in his drawing of the limits to which the human spirit is capable of penetrating, and through the fact that he J unsolvable problems lie.” |
6. Goethe's World View: The Metamorphosis of World Phenomena
Translated by William Lindemann |
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[ 1 ] Goethe's world view attained its highest level of maturity when there arose for him the view of the two great driving wheels of nature: the significance of the concepts of polarity and of enhancement (Steigerung). (See the essay, “Commentary to the Essay Nature.”) Polarity is characteristic of the phenomena of nature insofar as we think of them as material. It consists of the fact that everything material manifests itself in two opposite states, as the magnet does in a north and a south pole. These states of matter either lie open to view or they slumber in what is material and are able to be wakened by suitable means within it. Enhancement belongs to the phenomena insofar as we think them to be spiritual. It can be observed in processes of nature that fall under the idea of development. At the various levels of development these processes show more or less distinctly in their outer manifestation the idea that underlies them. In the fruit, the idea of the plant, the law of vegetation, is only indistinctly manifest. The idea which the spirit recognizes and the perception are not similar to one another. “In the blossoms the law of vegetation comes into its highest manifestation, and the rose would again be but the pinnacle of the manifestation.” What Goethe calls enhancement consists of the bringing forth of the spiritual out of the material by creative nature. That nature is engaged “in an ever-striving ascent” means that it seeks to create forms which, in ascending order, increasingly represent the ideas of things even in outer manifestation. Goethe is of the view that “nature has no secret that it does not somewhere place naked before the eyes of the attentive observer.” Nature can bring forth phenomena from which there can be read directly the ideas applicable to a large area of related processes. It is those phenomena in which enhancement has reached its goal, in which the idea becomes immediate truth. The creative spirit of nature comes to the surface of things here; that which, in coarsely material phenomena, can only be grasped by thinking, that which can only be seen with spiritual eyes, becomes, in enhanced phenomena, visible to the physical eye. Everything sense-perceptible is here also spiritual, and everything spiritual is sense-perceptible. Goethe thinks of the whole of nature as permeated by spirit. Its forms are different through the fact that the spirit in them becomes also more or less outwardly visible. Goethe knows no dead, spiritless matter. Those things appear to be so in which the spirit of nature gives an outer form which is not similar to its ideal being. Because one spirit works both in nature and in man's inner life, man can lift himself to participation in the productions of nature. “... from the tile that falls from the roof, to the radiant lightning of the spirit which arises in you and which you communicate,” everything in the universe is for Goethe an effect, a manifestation of one creative spirit. “All the workings we take note of in experience, no matter what their nature, are interconnected in the most consistent way, pass over into one another; they undulate from the first ones to the last.” “A tile works loose from the roof: we ordinarily say this happens by chance; the tile, after all, certainly strikes the shoulders of a passerby mechanically; only, not altogether mechanically: it follows the laws of gravity and thus works physically. Ruptured bodily organs cease functioning; at that moment the fluids work chemically, the qualities of the elements emerge. But, the interrupted organic life reasserts itself just as quickly and seeks to re-establish itself; meanwhile the human entity is more or less unconscious and psychically disorganized. The person, regaining consciousness, feels himself ethically wounded to the depths; he laments his interrupted activity, no matter of what kind it might be, for no one wants to endure this patiently. Religiously, on the other hand, he can easily attribute this case to a higher destiny and regard it as saving him from far greater harm, as leading him to a higher good. This suffices for the sufferer; but the convalescent rises to his feet highly gifted, trusts God and himself and feels himself saved, really takes up also what happens by chance, turns it to, his advantage, in order to begin an eternally fresh life's cycle.” All things working in the world appear to Goethe as modifications of the spirit, and a person who immerses himself in them and observes them, from the level of chance happenings up to that of genius, lives through the metamorphosis of the spirit, from the form in which this spirit presents itself in an outer manifestation not resembling itself, up to the form in which the spirit appears in its own most archetypal form. In the sense of the Goethean world view all creative forces work in a unified way. They are a totality manifesting in successive levels of related manifoldnesses. But Goethe was never inclined to picture the unity of the world to himself as uniform. Adherents of the idea of unity often fall into the mistake of extending what can be observed in one region of phenomena out over all of nature. The mechanistic world view, for example, is in this situation. It has a particularly good eye and understanding for what can be explained mechanically. Therefore only the mechanical seems to it to be in accordance with nature. It seeks to trace even the phenomena of organic nature back to a mechanical lawfulness. A living thing is for it only a complicated form of the working together of mechanical processes. Goethe found such a world view expressed in a particularly repellent form in Holbach's Systeme de la Nature, which came into his hands in Strassburg. One matter supposedly exists from all eternity and has moved for all eternity, and now, with this motion, supposedly brings forth right and left and on all sides, without more ado, the infinite phenomena of existence. “We would indeed have been satisfied with this, if the author had really built up the world before our eyes out of his moving matter. But he might know as little about nature as we do, for as soon as he has staked up a few general concepts, he leaves nature at once, in order to transform what appears as something higher than nature or as a higher nature in nature, into a nature that is material, heavy, moving, to be sure, but still without direction or shape, and he believes that he has gained a great deal by this” (Poetry and Truth, second book). Goethe would have expressed himself in a similar way if he could have heard Du Bois-Reymond's statement (Limits to Knowing Nature, page 13): “Knowledge of nature ... is a tracing of the changes in the corporeal world back to the movements of atoms which are caused by their central forces, independent of time, or it is a dissolving of all the processes of nature into the mechanics of the atoms.” Goethe thought the different kinds of nature workings to be related to each other and as passing over into one another; but he never wanted to trace them back to one single kind. He was not striving for one abstract principle to which all the phenomena of nature should be traced, but rather he strove for observation of the characteristic way in which creative nature manifested its general lawfulness in particular forms within every single one of its realms. He did not want to force one thought form upon the whole of nature's phenomena, but rather, by living into the different thought forms, he wanted to keep his spirit as lively and pliable as nature itself is. When the feeling of the great unity of all nature's working was powerful in him, then he was a pantheist. “I for myself, with all the manifold tendencies of my nature, cannot get enough from one way of thinking; as poet and artist I am a polytheist, as natural scientist a pantheist, and am one just as positively as the other. If I need a God for my personality as a moral person, that is also already provided for” (to Jacobi, January 6, 1813). As artist, Goethe turned to those phenomena of nature in which the idea is present to direct perception. The single thing appeared here directly as divine; the world as a multiplicity of divine individualities. As natural scientist Goethe had to follow the forces of nature also into phenomena whose idea does not become visible in its individual existence. As poet he could be at peace with himself about the multiplicity of the divine; as natural scientist he had to seek the ideas of nature, which worked in a unified way. “The law, that comes into manifestation in the greatest freedom, in accordance with its most archetypal conditions, brings forth what is objectively beautiful, which, to be sure, must find worthy subjects by whom it can be grasped.” This objectively beautiful within the individual creature is what Goethe as artist wants to behold; but as natural scientist he wants “to know the laws according to which universal nature wants to act.” Polytheism is the way of thinking which sees and reveres something spiritual in the single thing; pantheism is the other way, which grasps the spirit of the whole. Both ways of thinking can exist side by side; the one or the other comes into play according to whether one's gaze is directed upon nature's wholeness, which is life and sequence out of a center, or upon those individuals in which nature unites in one form what it as a rule spreads out over a whole realm. Such forms arise when, for example, the creative forces of nature, after “thousandfold plants,” make yet one more, in which “all the others are contained,” or “after thousandfold animals make one being which contains them all: man.” [ 2 ] Goethe once made the remark: “Whoever has learned to understand them (my writings) and my nature in general will have to admit after all that he has won a certain inner freedom” (Conversations with Chancellor F. von Mueller, January 5, 1831). With this he was pointing to the working power which comes into play in all human striving to know. As long as man stops short at perceiving the antitheses around him and at regarding their laws as principles implanted in them by which they are governed, he has the feeling that they confront him a! unknown powers, which work upon him and impose upon hill the thoughts of their laws. He feels himself to be unfree with respect to the things; he experiences the lawfulness of nature as rigid necessity into which he must fit himself. Only when man becomes aware that the forces of nature are nothing other than forms of the same spirit which also works in himself does the insight arise in him that he does partake of freedom. The lawfulness of nature is experienced as compelling only as long as one regards it as an alien power. Living into its being, one experiences it as a power which one also exercises in one's own inner life; one experiences oneself as a productive element working along with the becoming and being of things. One is on intimate terms with any power that has to do with becoming. One has taken up into one's own doing what one otherwise experiences only as outer incentive. This is the process of liberation which is effected by the act of knowledge, in the sense of the Goethean world view. Goethe clearly perceived the ideas of nature's working as he encountered them in Italian works of art. He had a clear experience also of the liberating effect whiM the possession of these ideas has upon man. A result of this experience is his description of that kind of knowledge which he characterizes as that of encompassing individuals. “The encompassing ones, whom one in a prouder sense could call the creative ones, conduct themselves productively in the highest sense; insofar, namely, as they take their start from ideas, they express already the unity of the whole, and afterward it is in a certain way up to nature to fit in with this idea.” But Goethe never got to the point of having a direct view of the act of liberation itself. Only that person can have this view who in his knowing is attentive to himself. Goethe, to be sure, practiced the highest kind of knowledge; but he did not observe this kind of knowledge in himself. He admits to himself, after all:
[ 3 ] But just as the creative nature forces, “after thousandfold plants,” make still one more in which “all the others are contained,” so do they also, after thousandfold ideas, bring forth still one more in which the whole world of ideas is contained. And man grasps this idea when, to his perception of the other things and processes he adds that of thinking as well. Just because Goethe's thinking was continuously filled with the objects of perception, because his thinking was a perceiving, his perceiving a thinking, he could not come to the point of making thinking itself into an object of thinking. One attains the idea of freedom, however, only by looking at thinking. Goethe did not make the distinction between thinking about thinking and looking at thinking. Otherwise he would have attained the insight that one, precisely in the sense of his world view, could very well reject thinking about thinking, but that one could nevertheless come to a beholding of the thought world. Man is uninvolved in the coming about of everything else he sees. The ideas of what he sees arise in him. But these ideas would not be there if there were not present in him the productive power to bring them to manifestation. Even though ideas are the conten1 of what works within the things, they come into manifest existence through human activity. Man can therefore know the intrinsic nature of the world of ideas only if he looks at his activity. With everything else he sees he penetrates only into the idea at work in it; the thing, in which the idea works, remains as perception outside of his spirit. When he looks at the idea, what is working and what is brought forth are both entirely contained within his inner life. He has the entire process totally present if his inner life. What he sees no longer appears as brought ford by the idea; for what he sees is itself now idea. To see something bringing forth itself is, however, to see freedom. In observing his thinking man sees into world happening. Here he does no have to search after an idea of this happening, for this happening is the idea itself. What one otherwise experiences as the unity of what is looked at and the ideas is here the experiencing of the spirituality of the world of ideas become visible. The person who beholds this self-sustaining activity feels freedom. Goethe in fact experienced this feeling, but did not express it in its highest form. In his looking at nature he exercised a free activity, but this activity never became an object of perception for him. He never saw behind the scenes of human knowing and therefore never took up into his consciousness the idea of world happening in its most archetypal form, in its highest metamorphosis. As soon as a person attains a view of this metamorphosis, he then conducts himself with sureness in the realm of things. In the center of his personality he has won the true starting point for all consideration of the world. He will no longer search for unknown foundations, for the causes lying outside him, of things; he knows that the highest experience of which he is capable consists of self-contemplation of his own being. Whoever is completely permeated with the feelings which this experience calls forth will gain the truest relationships to things. A person for whom this is not the case will seek the highest form of existence elsewhere, and, since he cannot find it within experience, will suppose it to be in an unknown region of reality. Uncertainty will enter into his considerations of things; in answering the questions which nature poses him, he will continually call upon something he cannot investigate. Because, through his life in the world of ideas, Goethe had a feeling of the firm center within his personality, he succeeded, within certain limits, in arriving at sure concepts in his contemplation of nature. But because he lacked a direct view of his innermost experiences, he groped about uncertainly outside these limits. For this reason he says that man is not born “to solve the problems of the world but in fact to seek where the problem begins, and then to keep oneself within the limits of what is understandable.” He says, “Kant has unquestionably been of most use in his drawing of the limits to which the human spirit is capable of penetrating, and through the fact that he J unsolvable problems lie.” If a view of man's highest experience! had given him certainty in his contemplation of things, then he would have been able to do more along his path than “through regulated experience, to attain a kind of qualified trustworthiness.” Instead of proceeding straight ahead through his experiences in the consciousness that the true has significance only insofar as it is demanded by human nature, he still arrives at the conviction that a “higher influence helps those who are steadfast, active, understanding, disciplined and disciplining, humane, devout” and that “the moral world order” manifests itself most beautifully where it “comes indirectly to the aid of the good person, of the courageously suffering person.” [ 4 ] Because Goethe did not know the innermost human' experience, it was not possible for him to attain the ultimate thoughts about the moral world order which necessarily belong to his view of nature. The ideas of the things are the content of what works and creates within the things. Man experiences moral ideas directly in the form of ideas. Whoever is able to experience how, in his beholding of the world of ideas, the ideal element itself becomes content, fills itself with itself, is also in a position to experience the production of the moral within human nature. Whoever knows the ideas of nature only in their relation to the world we behold will also want to relate moral concepts to something external to them. He will seek for these concepts a reality similar to that which is present for concepts won from experience. But whoever is able to view ideas in their most essential being will become aware, with moral ideas, that nothing external corresponds to them, that they are directly produced as ideas in spiritual experience. It is clear to him that neither a divine will, working only outwardly, nor a moral world order of a like sort are at work to produce these ideas. For there is in them nothing to be seen of any relation to such powers! Everything they express is also contained within their spiritually experienced pure idea-form. Only through their own content do they work upon man as moral powers. No categorical imperative stands behind them with a whip and forces man to follow them. Man feels that he himself has brought them forth and loves them the way one loves one's child. Love is the motive of his action. The spiritual pleasure in one's own creation is the source of the moral. [ 5 ] There are people who are unable to produce any moral ideas. They take up into themselves the moral ideas of other people through tradition, and if they have no ability to behold ideas as such, they do not recognize the origin, experienceable in the spirit, of the moral. They seek it in a supra-human will outside themselves. Or they believe that there exists, outside the spirit world which man experiences, an objective moral world order from which the moral ideas stem. The speech organ of that world order is often sought in the conscience of man. As with certain things in the rest of his world view, Goethe is also uncertain in his thoughts about the origin of the moral. Here also his feeling for what is in accord with ideas brings forth statements which are in accord with the demands of his nature. “Duty: where one loves what one commands oneself to do.” Only a person who sees the foundations of the moral purely in the content of moral ideas should say: “Lessing, who resentfully felt many a limitation, has one of his characters say, ‘No one has to have to.’ A witty jovial man said, ‘Whoever wants to has to.’ A third, admittedly a cultivated person, added, ‘Whoever has insight, also wants to.’ And in this way it was believed that the whole circle of knowing, wanting, and having to had been closed. But in the average case, man's knowledge, no matter what kind it is, determines what he does or doesn't do; for this reason there is also nothing worse than to see ignorance in action.” The following statement shows that in Goethe a feeling for the true nature of the moral held sway, but did not rise into clear view: “In order to perfect itself the will must, in its moral life, give itself over to conscience which does not err ... Conscience needs no ancestor; with conscience everything is given; it has to do only with one's own inner world.” To state that conscience needs no ancestor can only mean that man does not originally find within himself any moral content; he gives this content to himself. Other statements stand in contrast to these, setting the origin of the moral into a region outside man: “Man, no matter how much the earth attracts him with its thousand upon thousand manifestations, nevertheless lifts up his gaze longingly toward heaven ... because he feels deeply and clearly within himself that he is a citizen of that spiritual realm which we are not able to deny nor give up our belief.” “We leave to God, as the all-determining and all-liberating Being, what is totally insoluble.” [ 6 ] Goethe lacks the organ for the contemplation of man's innermost nature, for self-perception. “I hereby confess that from the beginning the great and significant sounding task, Know thou thyself, has always seemed suspect to me, as a ruse of secretly united priests who wanted to confuse man with unattainable demands and to seduce him away from activity in the outer world into an inner false contemplation. Man knows himself only insofar as he knows the world which he becomes aware of only within himself and himself only within it. Every new object which we really look at opens up a new organ within us.” Exactly the reverse of this is true: man knows the world only insofar as he knows himself. For in his inner life there reveals itself in its most archetypal form what is present to view in outer things only in reflection, in example, symbol. What man otherwise can only speak of as something unfathomable, undiscoverable, divine, comes into view in its true form in self-perception. Because in self-perception he sees what is ideal in its direct form, he gains the strength and ability to seek out and recognize this ideal element also in all outer phenomena, in the whole of nature. Someone who has experienced the moment of self-perception no longer thinks in terms of seeking some “hidden” God behind phenomena: he grasps the divine in its different metamorphoses in nature. Goethe remarked, with respect to Schelling: “I would see him more often if I did not still hope for poetic moments; philosophy destroys poetry for me, and does so for the good reason that it drives me to the object because I can never remain purely speculative but must seek right away a perception for every principle and therefore flee right away out into nature.” He was in fact not able to find the highest perception, the perception of the world of ideas itself. This perception cannot destroy poetry, for it only frees one's spirit from all supposition that there might be an unknown, unfathomable something in nature. But for this reason it makes him capable of giving himself over entirely, without preconceptions, to things; for it gives him the conviction that everything can be drawn from nature that the spirit can ever want from it. [ 7 ] But this highest perception liberates man's spirit also from all one-sided feeling of dependency. He feels himself, through having this view, to be sovereign in the realm of the moral world order. He knows that the driving power which brings forth everything works in his inner life as within his own will, and that the highest decisions about morality lie within himself. For these highest decisions flow out of the world of moral ideas, in whose production the soul of man is present. Even though a person may feel himself restricted in part, may also be dependent upon a thousand things, on the whole he sets himself his moral goal and his moral direction. What is at work in all other things comes to manifestation in the human being as idea; what is at work in him is the idea which he himself brings forth. In every single human individuality a process occurs that plays itself out in the whole of nature: the creation of something actual out of the idea. And the human being himself is the creator. For upon the foundation of his personality there lives the idea which gives a content to itself. Going beyond Goethe one must broaden his principle that nature is “great enough in the wealth of its creation to make, after thousandfold plants, one in which all the others are contained, and to make, after thousandfold animals, one being that contains them all: man.” Nature is so great in its creation that it repeats in every human individual the process by which it brings forth freely out of the idea all creatures, repeats it through the fact that moral actions spring from the ideal foundation of the personality. Whatever a person also feels to be an objective reason for his action is only a transcribing and at the same time a mistaking of his own being. The human being realizes himself in his moral actions. Max Stirner has expressed this knowledge in lapidary words in his book, The Single Individual and What Is His Own. “It lies in my power to be my own person, and this is so when I know myself as a single individual. Within the single individual even someone who is his own person returns to the creative nothingness out of which he is born. Every higher being over me, be it God or man, weakens the feeling of my singleness and pales only before the sun of this consciousness. If I base my affairs upon myself, the single individual, then they rest upon their own transitory mortal creator, who devours himself, and I can say that I have based my affairs upon nothing.” But at the same time one can tell this Stirnerian spirit what Faust told Mephistopheles: “In your nothingness I hope to find my all,” for there dwells in my inner life in an individual form the working power by which nature creates the universe. As long as a person has not beheld this working power within himself, he will appear with respect to it the way Faust did with respect to the earth spirit. This working power will always call out to him the words, “You resemble the spirit that you can grasp, not me!” Only the beholding of one's deepest inner life conjures up this spirit, who says of itself:
[ 8 ] I have tried to present in my Philosophy of Spiritual Activity how knowledge of the fact that man in his doing is based upon himself comes from the most inward experience, from the beholding of his own being. In 1844 Stirner defended the view that man, if he truly understands himself, can see only in himself the basis for his activity. With Stirner, however, this knowledge does not arise from a beholding of his innermost experience but rather from the feeling of freedom and independence from all world powers that require coercion. Stirner stops short at demanding freedom; he is led in this area to put the bluntest possible emphasis upon the human nature which is based upon itself. I am trying to describe the life in freedom on a broader basis, by showing what man sees when he looks into the foundation of his soul. Goethe did not go as far as to behold freedom, because he had an antipathy for self-knowledge. If that had not been the case, then knowledge of man as a free personality founded upon himself would have had to be the peak of his world view. The germ of this knowledge is to be found everywhere in his works; [ 9 ] it is at the same time the germ of his view of nature. In his actual nature studies Goethe never speaks of unexplorable foundations, of hidden driving Powers of phenomena. He contents himself with observing the phenomena in their sequence and of explaining them with the help of those elements which, during observation, reveal themselves to the senses and to the spirit. In this vein he writes to Jacobi on May 5, 1786 that he has the courage “to devote his whole life to the contemplation of the things which he can hope to reach” and of whose being “he can hope to form an adequate idea,” without bothering himself in the least about how far he will get and about what is cut out for him. A person who believes he can draw near to the divine in the individual objects of nature no longer needs to form a particular mental picture for himself of a God that exists outside of and beside the things. It is only when Goethe leaves the realm of nature that his feeling for the being of things no longer holds up. Then his lack of human self-knowledge leads him to make assertions which are reconcilable neither with his inborn way of thinking nor with the direction of his nature studies. Someone who is inclined to cite these assertions might assume that Goethe believed in an anthropomorphic God and in the individual continuation of that life-form of the soul which is bound up with the conditions of the physical bodily organization. Such a belief stands in contradiction to Goethe's nature studies. They could never have taken the direction they did if in them Goethe had allowed himself to be determined by this belief. It lies totally in the spirit of his nature studies to think the being of the human soul such that, after laying aside the body, it lives in a supersensible form of existence. This form of existence requires that the soul, because of different life requirements, also take on a different kind of consciousness from the one it has through the physical body. In this way the Goethean teaching of metamorphosis leads also to the view of metamorphoses of soul life. But this Goethean idea of immortality can be regarded correctly only if one knows that Goethe had not been able to be led by his world view to an unmetamorphosed continuation of that spiritual life which is determined by the physical body. Because Goethe, in the sense indicated here, did not attempt to view his life of thought, he was also not moved in his further life's course to develop particularly this idea of immortality which would be the continuation of his thoughts on metamorphosis. This idea, however, would in truth be what would follow from his world view with respect to this region of knowledge. Whatever expression he gave to a personal feeling about the view of life of this or that contemporary, or out of any other motivation, without his thinking thereby of the connection to the world view won through his nature studies, may not be brought forward as characteristic of Goethe's idea of immortality. [ 10 ] For the evaluation of a Goethean statement within the total picture of his world view there also comes into consideration the fact that his mood of soul in his different stages of life gives particular nuances to such statements. He was fully conscious of these changes in the form of expression of his ideas. When Foerster expressed the view that the solution to the Faust problem is to be found in the words, “A good man is in his dim impulse well aware of his right path,” Goethe responded, “That would be rationalism. Faust ends up as an old man, and in old age we become mystics.” And in his prose aphorisms we read, “A certain philosophy answers to each age of man. The child appears as realist; for he finds himself as convinced of the existence of pears and apples as of his own. The youth, assailed by inner passions, must take notice of himself, feel his way forward; he is transformed into an idealist. On the other hand the grown man has every reason to become a skeptic; he does well to doubt whether the means he has chosen for his purpose are indeed the right ones. Before acting and in acting he has every reason to keep his intellect mobile, so that afterward he does not have to feel badly about a wrong choice. The old man, however, will always adhere to mysticism; he sees that so much seems to depend upon chance; what is unreasonable succeeds; what is reasonable goes amiss; fortune and misfortune turn unexpectedly into the same thing; it is so, it was so, and old age attains peace in what is, what was, and will be.” [ 11 ] I am focusing in this book upon the world view of Goethe out of which his insights into the life of nature have grown and which was the driving force in him from his discovery of the intermaxillary bone in man up to the completion of his studies on color. And I believe I have shown that this world view corresponds more perfectly to the total personality of Goethe than does any compilation of statements in which one would have to take into account how such thoughts are colored by the mood of his youthful period or by that of his old age. I believe that Goethe in his studies of nature, although not guided by a clear self-knowledge in accord with ideas, was guided by a right feeling and did observe a free way of working which flowed from a true relationship between human nature and the outer world. Goethe is himself clear about the fact that there is something incomplete about his way of thinking: “I was aware of having great and noble purposes but could never understand the determining factors under which I worked; I was well aware of what I lacked, and likewise of what I had too much of; therefore I did not cease to develop myself, outwardly and from within. And still it was as before. I pursued every purpose with earnestness, force, and faithfulness; in doing so I often succeeded in completely overcoming stubborn conditions but also often foundered because I could not learn to give in and to go around. And so my life went by this way, in doing and enjoying, in suffering and resisting, in the love, contentment, hatred, and disapproval of others. Find yourself mirrored here whoever's destiny was the same.” |
90b. Self-Knowledge and God-Knowledge II: Knowledge of the Higher Worlds III
28 Dec 1905, Berlin |
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The next stage is reached when a person is able to feel the same way about the mineral kingdom as I said for plants, about inanimate nature. Kant said: two things fill him with a sense of awe, the starry sky above him and the moral law within him. |
90b. Self-Knowledge and God-Knowledge II: Knowledge of the Higher Worlds III
28 Dec 1905, Berlin |
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I would like to briefly sketch again what we started last time, in order to build on it further. You will recall that I tried to explain the various degrees of higher vision to you, and to break them down into the activities that lead us up into the higher realms, into the realms of the higher beings, which we must consider if we really want to go through the entire human history of development through the various planets. I ask you to bear in mind that such a consideration must necessarily remain quite sketchy, that one has to discuss many things that are really quite difficult to express in ordinary everyday terms, because one is dealing with things for which ordinary language is not really created. Ordinary language is there to describe what is real to the senses, what surrounds us. It is therefore quite inadequate for all the things for which we want to evoke an idea today. In schools in Europe where, for centuries – or more precisely, since the fourteenth century – ideas such as we are now allowed to discuss publicly in elementary terms have been developed in the same way, it was certainly not the case – especially in the higher grades – that the words of ordinary language were spoken, but rather in a so-called symbolic language. First, a certain language was acquired. First one acquired a certain way of expressing oneself, which then offered the possibility of characterizing in that peculiar way that is necessary if one wants to penetrate into such supersensible realms. Now let me briefly repeat what I hinted at last time. I told you that at first our ordinary, everyday way of looking at things - and that is also the one that our science has - is the so-called material knowledge. This has its object outside of ourselves. It has its object in the sense world, and it then builds up knowledge with the help of the image, then goes from the image to the concept and from the concept to the I. So in our material knowledge we are dealing with: object, image, concept and I. These four things are to be considered. When we now have to move on to the first stage of higher knowledge, the object must remain away, the external sensual object must fall away. So of what we have within our ordinary knowledge, only image, concept, I remain. The fact that external objects no longer stimulate us, that external objects no longer affect our sensuality, that the sensation is no longer there, is replaced by illumination, which forms images from within for our ordinary images, so that they are not visions, not illusions, but become what mystics of all times have called imaginations. If one wants to form a correct concept of what is meant here by imagination, then one must already be able to see, to see correctly, everything that still demands a connection to an external object. I think I mentioned last time that this often causes great disappointment to students who are to be trained in this kind of knowledge. Man expects that when a higher knowledge is to present itself, which appears to be the case in ordinary life, that it will approach him from the outside. That was also the mistake with spiritualism. I do not want to say anything against spiritualism. The mistake lay only in the method. The mistake is that the spiritualist has the things in front of him like an earthly object that stimulates his senses. That is why it is basically not a good preparation for a higher desire for knowledge if one goes through spiritualism, although I know very well that many of our best Theosophists have gone through spiritualism. But in the times before the Theosophical Society popularized these higher insights in their elementary stages, there were no schools. They did not build on the spiritualist method at all. They set out directly to reeducate people so that they would be able to truly rise into the supersensible world without external inducement. The spiritist tries to bring the supersensible world down to his ordinary capacity for perception. He says to himself: I can recognize that external objects stimulate me; if the higher world is to have reality, then the essence of a higher world must appear to me in the same way as ordinary things. They have to adapt to my capacity for perception. But the occultist says: No, the objects and beings of a higher world do not descend here, not where one sees with the eyes and reaches with the hands, but one must ascend to them, one must develop within oneself the organs necessary to see in the higher world. Therefore, for today's humanity, a much better training than any external event to come to the higher vision is the passage - as strange as it may seem to those who expect something different - the passage through the arts. What man should make use of, if he does not go directly through the school of clairvoyance, in order to come again to a deeper vision, to an imagination, that is the deepening in what art can give him, and that is art in all fields. We must be clear about the role that art has played for a long time in the development of our humanity. Through such things, many things also become clear to us that would otherwise be extremely difficult to understand. Follow the advice for the purpose of getting a vivid idea of what I have to say. Follow me into what are called the Greek mysteries, the Greek mysteries, in the time before Homer wrote his poems. Those times when this Greek spirit and seer performed long primal dramas that the best minds sought. But because they were not able to look back clairvoyantly, did not find any positive science in it, what they achieved appears more like a hunch than real knowledge. But if we go back to these earlier times, into which Nietzsche, for example, wanted to look when he conceptually grasped the Dionysian in contrast to the Apollonian, if we go back to these times, we see how teachers led their students to hidden cultural sites and prepared them to see the primal drama there. What did they see there? They saw the secret of the existence and development of the world. What we endeavor to explain in many words, these pupils experienced in astral vision, in real vision: the descending deity that descended into the material, that has descended into the material before time began. And then the transformation of this original formation of matter into the forms that surround us today — into minerals, plants and animals. It was shown how the invisible, supersensible Deity was once creative in the universe, and how it formed and condensed those fruits from which our creation proceeded, how, as it were, the physical emerged from the spiritual as from cloud formations, and how the initial formations gradually developed into the complicated and ultimately into the microcosmic human being. The entire process of the evolution of the world was presented to the student. This was called “the great world tragedy.” First, the great living divinity that descended into matter, was buried in it, and then resurrected in man. And now it was made clear to the student: this process takes place within yourself, it has taken place within you and continues to take place within you. You were already involved in those formations that took place before time began. In those formations you were in the beginning of becoming, and they changed and changed until your present form was reached. Today you feel how that which lives in you as soul, as spirit, rises up again, how that which has sunk into matter, the divinity, rises again as if from a grave, from which the divinity rises, and that when you then say 'I', the divinity speaks within you. All this was explained in complete vividness. And in this way, things were united that have long since been lost to today's humanity. This was possible by placing these students in a completely different state of consciousness than the one in which people find themselves in everyday life, so that they were surrounded by the living images of the whole process of world-becoming. It is therefore a matter of the students, so to speak, feeling the consciousness shining within them, making the objects of everyday life visible to them. The external objects passed around them, but what they were trying to show them appeared in them in much more vivid colors than the objects of nature would ever be able to present themselves. The fire of the deity stood before their soul. And the fire that metamorphosed so that everything else emerged from it, that was there in a way similar to how the dreamer has a superficial knowledge of the dream. If you translate this dream into something that has regularity and harmony and largely as what surrounds us in the outside world, then you have a weak idea of what was going on in the soul of such a student of the primal drama. It was said of such a student that he had seen the world in the twilight. The world event, this whole world becoming, then sounded into these images. The visible arts are an imprint of such imagination, of such images around us. They relate to this imagination, to this vision, as a silhouette relates to the real object. They are thus related to clairvoyant imagination, while our material vision has no relation to clairvoyant imagination. The artistic imagination is a shadow of the true imagination. This is not to say that I consider artistic imagination to be of lesser value than clairvoyance. Back in the days when people could still awaken their clairvoyant abilities, when they could see into ancient times, there was no art. What was experienced was religion and art and science at the same time. Everything that led people to the higher worlds was offered in it. Later these three separated. Mankind had to go through this state. And since that time, art has been an external shadow image. External art is an internal imaginative vision. It is part of the process of development that humanity has lost this original vision for a while. What was awakened as a result is another state of consciousness. And in a later present, this introduces art in a tangible, visible form. That is why artistic vision is so beneficial for imaginative vision. That is the first stage: illumination. The second stage was the one where the image also disappears, where we are only dealing with concepts and the ego, and where inspiration occurs [in place of the image]. Inspiration is there for the person when the so-called continuity of consciousness occurs. Continuity of consciousness means: the person not only has consciousness during everyday life, but also continues this consciousness into sleep. As you know, one partial brightening of sleep is the dream consciousness. The ordinary person has this dream consciousness only in a chaotic way. In the one who develops to clairvoyance, to illumination, the dream images begin to become regular, lawful. He sees truths in dreams that he would not see without developing this dream life into regularity. In such undeveloped people, there is always the dreamless sleep as a state of consciousness. So there are clairvoyant individuals who have developed to the point where they have filled part of their sleep with regular dreams that reveal new worlds. This is the beginning of this stage of illuminative clairvoyance, of imagination. Then you also see how other people, in whom they do not have this, live in their dreams. Now the person who guides such a person must bring them to the point where they, the student, can bring their dream visions into everyday reality; that is, that they can perceive in everyday life what they perceive in their dream vision. Let's be clear about this. The ordinary dreamer: what do they see? He has experienced something during the day. This appears to him in his dream as a reminiscence. It is an echo of the experiences of the day. Or, he perceives his surroundings in some way. He hears a train rushing by. He wakes up and realizes that he has symbolically perceived the ticking clock next to him as a train. Or the moods in which a person finds himself can also be expressed symbolically in a dream. For example: a person becomes feverish and dreams of a boiling stove. I am telling you facts here that really happened once. I ask you to bear in mind that I am only giving examples of events that really happened. Now let's assume that a person dreams of ugly animals. The chaotic then ceases under the guidance of the secret teacher, and the student perceives things that do not come from everyday life. Things are revealed to him that he does not know from our world. Only when the student is able to transfer this into everyday life, then we make what he experiences the subject of occult wisdom. So how do we regularize what I have characterized as chaotic? We start at the very beginning. You dream, for example, under the guidance of the teacher. The exercises are done as meditations, and they have the effect that you actually see a person suffering in your dreams. The person is in front of you in a certain situation. You are very soon convinced that you were not dreaming, nor that it is not real, but you convince yourself that you were with a friend who is suffering or has suffered. You have not seen anything sensual, but you have experienced the soul, the real soul life. You then experience not only one such individual soul life, but soon soul life in abundance. You have to familiarize yourself with the diversity of stories. You have to learn to grasp them in an orderly fashion. This is a long and patient task, but we have to do it. Then we dream this into our everyday life. You will then be able to see the same thing in everyday life with a fully alert consciousness. You will not see what is sensual, but what is spiritual. You must imagine that you will be surrounded by the soul. When you, as a clairvoyant, are confronted with a person, you will at first see nothing differently than any other person sees. But when you turn your attention to his soul, he becomes spiritually transparent to you. But the right dream state must have preceded this. Then the other will follow, because there are very definite stages. The next stage is where consciousness no longer fades, or at least does not need to fade, where you are therefore aware during dreamless sleep, where you are able to wake up in the morning knowing that you have had experiences, have really lived, throughout the night. This experience of dreamless sleep is not in such images. It cannot be compared with the world of images that are around us in dream-filled sleep. What occurs first in dreamless sleep is a world of sounds and speech, a world of tones and words. Dreamless sleep is first filled with words. You see, in the first stages of this clairvoyant development, you experience this quite sporadically and individually. You simply know in the morning that something has been said to me. You remember what was said to you. You know quite well that something like this could not be said to you in your present life, in ordinary life. It is perhaps a great truth that you could not experience in ordinary life. This calling and hearing was something spiritual. This is spread more and more until finally the whole life of dreamless sleep is a continuous conversation with other entities. However, a prerequisite for not indulging in illusions in this world is that one has already attained a certain higher degree of inner selflessness. Someone who criticizes a lot, who likes to say a lot of derogatory things about the world and its phenomena, may very often be exposed to the most terrible, deceptive ideas at this stage of development. Therefore, the teacher will, above all, impress upon the students again and again. He will tell the student: Try, over and over again, to ask only questions and to let the answers be given to you from this state. This is quite different from what one actually does in ordinary life. In life, one is quickly finished with an answer. Try to look at life from this point of view. Today, everyone says, “I think so,” or “That is my opinion.” That is what people say today. But the occultist who wants to rise to this level should never speak that way. But when he has prepared himself, he should be able to speak differently within. He should ask questions of the world and learn to refrain entirely from giving an answer himself. This is a mood that Goethe, who knew it, describes in simple words. He says: We are not made to answer the problem, but to pose the problem, to pose it quite clearly, and then to await the further development in reverence. Creating this mood is extremely important for the student at this stage of development. Therefore, it is very useful at this level if he has the self-control and selflessness to set himself a very important task and to refrain from forming any opinion. After all, what he can say is usually only what corresponds to his ordinary level of intelligence. He already has this point of view. But he wants to go beyond this, and so he should completely refrain from answering and wait to be given the answer. In this state of dreamless sleep, it will be whispered to him. From this state, an ever deeper and deeper world arises, which is a world of conversation. I would like to draw attention to a passage of this kind, to the profound saying of one of our exquisite minds, Goethe. Those who have read or heard Goethe's fairy tales will remember a passage that goes:
At this point, Goethe points out that he knew everything we have discussed here. This conversation, which is about light, is what he is referring to. Then one brings what one has experienced in this way in a dreamless state into everyday life. Some will be tempted to believe that the clairvoyant no longer sleeps without dreams at all, but sees all the time. That is not necessarily so. It does not depend on how much of the night is filled with such experiences. There can be long periods of dreamless sleep in between. It is true – I think I have already hinted at it: anyone who can experience something in dreamless sleep in this way hears all the objects around him. He hears the glass of water, he hears every little thing that whispers something to him. This is the third stage of knowing, inspiration. In this way, the scriptures that are called inspired were created. Today, theologians and scholars dispute the method of inspiration in the writings of initiates. Imagine what has been written about whether or not the gospel is inspired – by teachers who have no idea that there is such a thing as revelation. Inspired writings are for those who one day will be made to disappear as painlessly as possible. The greatest parts of the three synoptic gospels and the gospel of John were written in a state of clairvoyance. They are inspired. We are not dealing with a miracle, not with a dictation from a god, but with this state. Therefore, only those who know something about how truths come in such states can understand them. The next stage is intuition. It expresses itself clearly to you through feeling: you are now inside things, no longer outside them. You now crawl into every thing. This is the state of intuition. The ordinary person only has the state of intuition with his ego. When a person is developed enough, he is inside every thing. The human being perceives the spirits of twilight at the first level, at the level of imagination. At the level of inspiration, the human being perceives the spirits of fire or of fire nebula. At the level of intuition, he perceives the spirits of personality, the spirits that lie hidden everywhere as the basis of the world-Iche. When he has reached that point, he can truly immerse himself in the depths. But there is also a raising above this state. This consists in the fact that man no longer merely perceives, but that he participates with humanity. This is even something where understanding itself easily ends with those who still go along to the level of intuition. They will no longer go along so easily from there. It is only through comparison that one can get closer to what I am saying now. It is also a passive state in intuition. The person submerges, but in a certain respect remains passive. They only begin to become inwardly active when they rise higher inwardly. They now participate in the world. The state that I am now describing can only be reached if one has already reached the state of intuition. When someone has reached the point where they can completely immerse themselves in the object, where they feel that it is themselves, and where they feel as if they have entered the body of a dog or a tulip, so that they not only hear it but also feel what it is inside themselves, then they can move on to something else. He can first rise to the animal kingdom. When he does this, he initially has the task of selflessly observing the animal world around him, and he has to focus his attention on the different animal species. Then, while he has been in individual animals through intuition, a stage will now arise for him where he steps out of the individual animal again, but remains within the animal being itself. Let us say, for example, he has been observing a dog. Through intuition, he is able to completely immerse himself in the dog, to experience all its sensations, and to empathize with all the pleasure and pain that it feels. Now there is a higher level. Here the person goes beyond things without losing all of this. But the special existence is lost in the process. He rises above the individual being, but in the animal nature he remains in it. He loses interest in the individual being, the special characteristics of this individual being disappear. As he gradually rises above it, but the essence of this being remains present, forms appear in his mind that he has not seen before. He first grasps the ego of the individual being and then takes this ego out of the being like an extract. It takes shape and forms itself, and now he gets what Plato called “ideas”. These are Plato's ideas. You no longer have a single dog, but you have a spiritual, living form before you. This gives you more than the individual being. You have the model for all these beings. You have what is called the soul of the species, and not as an abstract concept, but as a living reality. You are surrounded by the souls of the animal species. You now live with these as you previously lived with the merely sensual animals. Space is not empty around you. But the beings you see there do not look like the beings that walk around us. They are completely new beings, and they do not fit the individual being, the individual dog, but they do fit all of the same species. It is something much more abstract and much more alive than the physical. What you see there are the spirits of form. They belong to a higher spiritual world. One of these form spirits was Jehovah. He was the form spirit that constituted the generic soul of humanity. The generic archetype of humanity was the god Jehovah. It is at this level of the spiritual world that one can reach him, that one can rise to that which in the Jewish mystery teaching is called Jehovah, to the spirit of the human form. Another spirit had to join this spirit of the human form if a new, different one was to develop. This spirit of the human form had only made man such that he was like the soul of the species. Individual life would not have emerged. Individual life emerged when man struggled to recognize good and evil. This is powerfully and impressively depicted in the Fall of Man. Jehovah did not want to go further than the form. Until then, he guided man. In connection with other entities, man then took over his guidance through the Jehovah principle. So you see him sinking with man's arrogance over the animal world into what is called the world of forms. When man has reached the point where he begins to sense this entity, then he can rise to the next level. This consists in the fact that he now learns to recognize in these beings that which he has learned to see and recognize at a lower level, in the natural beings, when he goes beyond the form to the life. The first thing you perceive, and why I have to call it that, is that you first see this generic soul in the form. But you have to rise to a higher level of insight if you want to see this world of forms in motion, in action. You cannot do that by merely immersing yourself in the animal world. This gift will only be granted to you when you immerse yourself in the plant world with devotion and do the same with it as I have described with the animal world. When you immerse yourself in the plant world with intuition, but do not lose the essence of the plant, so that the essence of the plant remains and you know how to merge with the whole nature of the plant, when you succeed in experiencing the suffering and rejoicing of the great natural world through the plant world. When these things are spoken of to a modern man – and the more scientific he is, the more – he laughs at you. But it is nevertheless true that in the plant world, joy and suffering can be perceived by those who can live with the plant world, not as a mere comparison, not as a symbol, but in such a way that they know how to perceive the expression of the inner feeling, just as a person perceives a feeling when a tear comes out of the eye. There is therefore a real level of perception where the dew beading on a plant announces real life to you, a life like that in a tear welling up from an eye. When you are able to see in the sap flowing out of the tree when you cut it, a manifestation of life in nature, just as you cut yourself and know that it then hurts, then you are where you can ascend into the world of activity, into the world of movement. Then you can perceive that the beings, which you previously only saw in form, are alive inside. That's when the beings start to talk. The generic souls say something to you. The next stage is reached when a person is able to feel the same way about the mineral kingdom as I said for plants, about inanimate nature. Kant said: two things fill him with a sense of awe, the starry sky above him and the moral law within him. But that remains abstract as long as the abstract sky fills us with awe, so that it is still enough for us that the inanimate starry sky speaks to us. But the materialistic view already shows us that the dead crystal is not just dead and mute, but that it also speaks to us the secrets of nature. These secrets can be reached by lovingly immersing ourselves in nature. Anyone who has done what I have described, who has suffered and rejoiced with the plant world, will also find it easy to understand the dull language of inanimate nature – although there is also a gulf there. It is relatively easier to understand the language of plants than the language of stones. Even at these higher levels, it remains true that we understand best that which is akin to us. We are akin to human feeling, human pain and human joy. Even though the joy and pain that appear in the plant world are very different from human joy and human pain, they still have something faintly related about them that we do not recognize in the mute world of stone. But the new thing that we recognize in the mute world of stone is precisely what would elevate us so highly [above] what makes us so weak. The mute stone world has no more desires. The world of desire is silent there, it ceases, before we pass from the plant world to the stone world. The plant and animal worlds end here. The plants still have something analogous to desire, which increases in animals and is strongly evident in humans. This is what makes them unchaste, while the stone is chaste. Those who understand stone come to know beings that are chaste and desireless. One comes to know a life without desire or longing in the stone kingdom. When we can feel and perceive something similar in the stone kingdom, as I have described in the plant world, we come to recognize what it means to be a being that is chaste by nature. The chaste, mute world of stone, of which we no longer say that, as with the dewdrop, as with the dripping pitch of the tree, it expresses joy and pain, but must say that it, in discreet, completely restrained silence, faithfully preserves itself within itself and does not, if I may express myself trivially, flaunt what it experiences internally. That is the tremendous thing that we recognize in the interior of the stone world. The stone world reached perfection so many years ago. In truth, the stone world is the greatest. What we see today as rock crystal once went through its time of unchastity when we look back billions of years. The greatest wisdom of nature appears to us when we examine it in the soundless world of the stars, the stones and crystals. The stage of form leads us to the spirit of form. The second stage, which starts from the plant world, leads us to the spirits of movement and activity, and the same stage of observation leads us to the spirits of wisdom. We do not reach them until we bring to life within ourselves the mute, chaste, self-contained entity, the living entity of the stone kingdom. If you would like a brief description of what happens in a person, the following may be said. The person must first let the outer light around him disappear; he must first stand before inanimate nature and disregard everything that his senses tell him. Then there is darkness at first. When he now rises to the contemplation that I have described, then all beings shine from within. An inner light shines through and radiates through all these beings and radiates from them. And this is the light of wisdom. These are the stages of contemplation that lead us up to what I have described as the spirits of wisdom. Now, as you know, at the very beginning of Saturn's development there are the spirits of will. If you want to learn to recognize these, you do not have to turn to animals, plants and minerals in general. Rather, to grasp the spirits of will, you must have something very special. No matter how fantastic you may consider what I am about to say, I hope that will not be the case. If you want to rise even higher - after you have more or less mastered the other levels - you have to approach something - it seems paradoxical - such as an anthill, in which not only animals of the same species are united, but also live in wise connection, and delve into the spirited interaction of these little creatures. The rational scientist does not do that. But the clairvoyant lives with the males and females and workers, all organized in their own way, and they interact in a wonderful way, so that he is inwardly identical with them. This is the method for getting to know the will. Schopenhauer wrote a lot about the will. But he could have written this chapter if, as a clairvoyant, he had stuck his head into an anthill. There you learn to recognize what the will is by its very nature. There you learn to recognize what it means when you yourself pronounce the word 'I will'. This word lives deep within your own nature. Many things in your own nature come together there. But you only perceive the result. The natural scientist gives you a completely different view. What I am describing to you is taken from life. If, on the other hand, you choose a beehive instead of an anthill, you are doing something completely wrong. What lives in the beehive is quite different from what lives in the anthill. We have spoken of the spirits of will, of wisdom, of form, of motion, of personality, of fire, of twilight, then of humans, animals, plants and minerals. These entities are not plucked out of thin air, they are not inventions, they are not speculations that are presented to you in elementary occultism, which passes itself off as theosophy, but they are things that are acquired through experience. I could only make suggestions as to how something like this comes about, what is referred to as elementary theosophy or elementary occultism. In this way, one acquires the higher abilities that grant insight into the higher worlds. This, you see, is something of what must be revived in the future. There is really a lot around us today that can cause concern, and I believe that what can really worry someone who is enthusiastic about real human progress is also the fact that many do not keep their eyes open. Man should be a pioneer in keeping his eyes open. What matters is not that individuals call themselves Theosophists, but that we find the means and ways in the great development of humanity to give a new foundation to what would otherwise really have to collapse. Let me conclude the reflections of the old year with this reference, which I have made before. Much destruction is being wrought around us, much that might indicate to the attentive observer, even if he is not clairvoyant, that we are at the beginning of a great work of destruction in terms of external material things, which has developed over the past century, for material development only goes so far. Supplement from notes of unknown authorship But what is most worrying is that so many of our fellow human beings do not keep their eyes open for what is needed by humanity. The theosophist, however, should be a pioneer in this work of keeping their eyes open. It is not important that individuals sit down and develop, but to work together in the great development of humanity, to find ways and means to give new content to what would otherwise really have to collapse. Much destruction is being wrought around us today. Much that will alert the attentive observer to the fact that we are at the beginning of a work of destruction, of the material culture of the nineteenth century; for this has not been accompanied by a corresponding spiritual development. We are capable of wireless telegraphy; now imagine this ability of man developed just a little further, so that here in Berlin you could take a cab and drive through Friedrichstrasse with a wave generator, in order to destroy the entire Louvre in Paris by means of the corresponding wave excitations. No one would be able to prove the assassin in such a case. All our legal concepts will be completely powerless in a time that can easily be imagined; a time will come when purely material culture will, by and large, lead itself ad absurdum, where it has a destructive and devastating effect. Only by the inner soul culture now moving up, so that people no longer depend on the external, and although the worst is done, but only the right thing happens, only by this can help. The path of development of today's humanity shows the first beginnings already. Only the path of inner, spiritual development can lead out again, and Theosophy is a necessary new beginning of a cultural direction, to which, so to speak, the necessary inner morality can be found to counteract the overwhelming external culture, which can only lead out, because man has the soul, the spirit, in addition to the material. That is why the renewed spiritual movements of today are so necessary, so that the forces that would otherwise wither away can be practised and cultivated again. |
69e. The Humanities and the Future of Humanity: Truths and Fallacies of Spiritual Research
11 Jan 1913, Leipzig |
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But experience also makes a precise distinction between idea, mere fantasy and what is real; or should a person be able to distinguish between a hot iron that is imagined and a real hot iron? The same applies to Kant's sentence that three real thalers contain no more or less than three possible thalers. You can pay a debt with real thalers, but not with possible ones. |
69e. The Humanities and the Future of Humanity: Truths and Fallacies of Spiritual Research
11 Jan 1913, Leipzig |
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If the question of truth and error is a deeply significant one in every area of human life, it may be said that in the field of spiritual research this question takes on a very special significance. This is probably because what spiritual research wants to give people and be is connected with those vital questions that not only approach the soul in the same way as the questions of one or other science, but approach the soul, one might say daily, and ultimately make up the interest of this human soul, make up everything that can give the soul consolation and hope on the one hand, and security and strength in life on the other. The field of spiritual research is wide. It extends, so to speak, to the entire field of development of every entity with which man can be thought to be connected in any way, for everything that comes to man in these fields of spiritual research, one might say, is condensed into significant life riddles and life questions. A question that really confronts us every hour is contained in the momentous words of human destinies. On the one hand, we see the human being entering into existence, already surrounded by hardship and misery from the cradle, and we can predict that hardship and misery will perhaps accompany him throughout his life. If we find him endowed with few abilities in childhood, so that we can know in a certain way that he will initially be only a little useful member of the human community, so that is perhaps mysterious on the one hand; on the other hand, we need only compare how many others enter life blessed with goods of fortune or endowed with significant abilities, so that one can know he will become a useful member of humanity. Outer science is not at all in a position to raise such questions, for outer science with its presuppositions proves itself from the outset incapable of answering such questions. Finally, there approaches man the other, which so to speak spiritual research combines: the question [of immortality], which finally approaches the incomprehensibilities of the human being. Perhaps it may be said, especially in our time, that this question does not approach man at all in the manner of scientific questions. How many desires, hopes and feelings, which must not intrude into a scientific question at all, are mixed up in this question. There have been and still are enough people in our time who do not believe in the survival of the human soul when the gate of life has closed, and who deny such a survival of the human soul after death, and it may be said that a materialistic way of thinking must come to this view. Noble natures in particular may say that it is selfish to want to live only on condition that this entity passes through the gate of death and then has another form of existence, while it is selfless to give up what one has gained to the general public. From this point of view, many truly noble natures have found the necessity that materialism presents here to be more unselfish than an egoistic need for survival after death. If only human desires and longings, fear and the dread of life after 'death were decisive, then one could easily assume that one would have to come to more materialistic views precisely out of noble sentiments. But if one approaches the question more deeply, it develops as an eminently scientific question, even if science does not have the means to provide an answer. One need only be a connoisseur of the human soul to say that the most significant thing a person can achieve for his soul is a very individual life. The subtlety, the uniqueness that serves our powers best, that furthers most what we can achieve for ourselves, cannot be given away to anything; and if the soul had to give it away with death, it would have to be lost. From this would follow that significant riddle: it would be against the world order for such a loss to happen, that the best that the soul can achieve should disappear into nothing. Not that this is an answer to the question that has been raised. But it is necessary to raise this question. These are questions that cannot be called scientific in the usual sense, questions that may also be of little concern to some souls who live their lives indifferently. But apart from whether we can answer these questions or not, the question of where the sources of truth and error can be found in this area is closely related to our inner soul life and destiny. I have often had the opportunity to speak here about the subject of what spiritual research has to offer. Of course, it is not possible to talk about any of them, not even in an introductory way, and it is not my job here to talk about what can be heard in other lectures or is available in the literature. I want to talk about how man comes to such questions, what the insights are, then what the sources are and how man can come to errors. Because there is a certain necessity to spread the knowledge of spiritual science, it should not only be spoken of truth and error in the field of spiritual science, insofar as these lie on the path of the spiritual researcher himself, but also in relation to the dissemination of the knowledge of spiritual science. The fate of the human being cannot be known if we only look at what the world of the senses reveals, and anyone who is not very familiar with our science also knows that the intellect cannot explain the reasons why a soul is destined for this or that fate. He also knows that the intellect can tell us nothing about the soul's fate after death, because the soul dwells in the supersensible, invisible realm, if it still exists at all as such. The ordinary powers that man has at his disposal to know the world, these powers are not sufficient to answer these deepest questions. This is where the question arises: Are there forces in the human soul that can penetrate beyond the ordinary senses, that are not dependent on the mind alone, which is bound to the human brain? If we come to the conclusion that the soul not only goes through one life on earth, but that this life repeats itself between birth and death, and that what the soul meets as fate is what it has earned in past lives, and that what we do now creates causes for a future life . It must be said: What enters through birth into physical existence carries with it the forces that it brings in through birth into the external worlds, and knowledge of these supersensible worlds can answer questions about why a soul comes into very specific life situations. Everywhere we are pointed to the necessity of such questions, to the necessity of investigating everything with the powers of the soul that our science cannot investigate. But do such powers exist in the human soul? It will be easiest to understand how such powers can prevail in the soul if we start from everyday phenomena, which admittedly do not approach man in the same way as the dismaying, surprising event of death, for example, but which approach without man thinking much about them. It is well known that man only reflects on what surprises him; he reflects less on what falls within his daily habits, and yet it is precisely these that can point to the deepest depths of human life. One such phenomenon that occurs daily is the state of waking and sleeping. The state of sleep is mysterious. Every day we are forced to pass into unconsciousness, into a state that spreads darkness around us. This is a significant mystery. Let us first consider this state purely externally. We see when we fall asleep how our physical body, so to speak, falls away from us, how we gradually become unable to direct our limbs as we do during the day. Finally, we see how our senses cease to be awake to us, how our minds become paralyzed, as it were, and then we pass into an unconscious state. It would be impossible for everything that takes place in the soul from morning to evening in the form of affects, suffering, drives and desires, to disappear when we fall asleep and then arise anew every morning. It must be there, even if the person is not aware of it. Let us first hypothetically assume what spiritual research shows. It can only be pointed out now; it cannot be shown in detail. So let us hypothetically assume that in what we see with our physical eyes, in what we can grasp with our hands, there is a supersensible spiritual element, a spiritual-secluded supersensible element. This is the source of difficulties, of incipient passion and so on, and this spiritual-supernatural goes out of the dormant state into a spiritual world, so it is present. It should be explicitly stated that this is initially a hypothesis. We will see through our considerations that it has a certain justification. If this is the case, then we have to say that the soul and spirit are also present in sleep, but are unaware of themselves when they enter that world; after all, they use the brain to perceive and appropriate the external world. We can therefore assume that the soul and spiritual aspects are not strong enough to lead a conscious life when separated from the physical body, that they are too weak for this. If this is the case, then there must be a way to strengthen these powers. It would have to be possible for a person to artificially induce a kind of sleep, so that a state of mind would arise that, on the one hand, resembles ordinary sleep but, on the other hand, is essentially different. The induction of such a state is indeed necessary, and only in such a state can real spiritual research take place. The question is therefore whether the soul and spirit in man can be made so strong that man can, as it were, put himself into a kind of artificial sleep that is not sleep. Then the human being should be able to bring about what is brought about in sleep, that his spiritual-soul life has nothing to do with the body, that the intellect is silent, that the human being is also outwardly physical as in sleep. During sleep, the human being is in a state in which his inner being is silent, subdued, and shrouded in darkness. If, however, a person can voluntarily free himself from his own soul forces, so that he can have experiences free of the body, as if disembodied, then he experiences in the spirit, but initially he can only remember himself as a spiritual being through inner experiences. What today appears to the broadest sections of humanity as foolishness should be feasible. There can be no proof against its feasibility. People believe they have proof against it, but such people can only claim that with their present powers they cannot know about such things. However, one can only claim that something is known, but not that something is not known. Otherwise, such a worldview makes a logical mistake. But first of all, the strong development of will must be learned, to free oneself artificially from all sense impressions, to effect silence, to dampen all color and light impressions, to want to know nothing of all this, and likewise nothing of hearing impressions and all other impressions; thus to bring to a standstill the ordinary thinking and so on. All this must be brought to a standstill by exercise of the will, just as it is in sleep. Man must now make strong what is otherwise so weak in sleep. This is done through meditation and the like. What kind of purely mental activities are these? For they are purely mental activities. A meditation is a kind of mental-spiritual experience; but it differs from everything else that a person is used to. Let us consider how this mental activity is perceived. It differs from all other human activities in that these are there to form concepts, ideas and feelings in order to inwardly perceive something external, to depict something external. Man seeks images and expressions in ordinary life. Only in this way can ordinary life be sustained. But the whole purpose of such institutions, which exist for ordinary life, cannot be decisive for the development of the soul, which has been spiritually demanded. For this development of the soul, everything that can be spiritually thought, imagined, felt, desired, is only there for inner self-education, to help the soul to progress, to equip the soul inwardly with forces, so to speak. not what one feels, what one recognizes as outer truth through one's thinking and feeling, that is what matters, but what this thinking, feeling and sensing brings forth in the soul, what it makes of the soul. This brings us to a completely different level than that of ordinary life, of science. In a sense, the human being must become free of the meaning of his concepts, of the content of his feelings, and must devote himself entirely to some practice with his soul. It is best if the person does not take for meditation ideas that represent something external, because in doing so one feels dependent on the external world. Best for meditation are ideas that can live entirely in the soul alone. An idea that will seem foolish to the external, material thinker: Imagine that someone has two glasses in front of them, one with water and the other empty. Now imagine that they pour water from the first glass into the second, and the partially filled glass does not become emptier, but rather fuller and fuller, and the more they pour, the fuller the glass becomes. This is not an actual external process. Nor is that what is important here, but rather what it can evoke in the soul. It can be a symbol for the following: It points us to an area of life that, on the one hand, leads us again and again into its depths, and on the other hand, repeatedly presents us with life's riddles, that which we summarize as “love,” starting with passionate love and rising to the soul form of love. Enormous human suffering can be summarized in this idea, and love has one property: the property that when a loving person does something for another out of love, gives up his spiritual wealth, he does not become poorer and emptier, but fuller and fuller. It is not so foolish to form such images and symbols. In other areas, people are accustomed to forming such symbols [like a] medal. The medal is circular. We need not worry about it, but draw a circle. All the properties of the circle apply to the medal. It is not important to recognize an object in order to perhaps fathom the essence of love, but rather to have an idea that is emancipated from external reality. Consider what happens when you manage to empty the soul of all mental judgments, of all external impressions, and to concentrate the full extent of the soul's power only on such an idea, which you have brought into focus. Otherwise in life, we distribute the most diverse powers of the soul that we have within us among the most diverse ideas arising from the behavior of human beings. We often have the soul occupied with many things at the same time. We now empty the soul completely of them and concentrate completely on one such idea, for example, of goodwill, of kindness. We must concentrate exclusively on it, live in it, and if we have enough patience and persistence to do such exercises over and over again, then we will actually bring it about that dormant forces in our soul are awakened. We learn to transform ourselves from a usually suffering, passive being into an active being, and thus we first take hold of ourselves. It is not enough to do just a few such soul exercises, but it all depends on having the patience to prepare the soul so that it always feels active. Then there comes a time when the soul feels as if it has been reborn, because it no longer needs to form such images, to present such ideas to itself, but these then arise as if from the depths of the soul itself, and the person then indeed lives as if in a new world emerging from the hidden depths. When man has reached this stage, then the actual schooling of the spirit begins, for then a new world appears before him. But what is this world? In order to understand what this world is, we want to point out that today's materialistic man, when it comes to the imaginative world, believes that these are illusions, fantasies, and that they are the same as what emerges in a sick, pathological soul. When we realize that we are only at the beginning of spiritual research with this imaginative world, then we compare what the spiritual researcher has attained through meditation with what can be experienced in an unhealthy soul. We encounter a trait in sick people that you are well aware of: the trait that such people have the unshakable belief that they are facing an objective world, and it is in vain to try to talk them out of it. They put forward everything with the greatest ingenuity, things that have not even been thought of, and thus they master the thinking mind. If the spiritual researcher were never able to distinguish truth from error here, he would not differ from such a sick soul. The question is how to deal with this. From this alone you can see that initially we are dealing with nothing more than images that arise from within, which therefore need not be anything other than reflections of what the person has within himself. The person has activated forces, awakened inner life that was not there before, but he has not lived in anything other than himself. What stands before him is initially nothing more than a reflection of his own inner being. Because this reflection is experienced by the human being in this way, it is extremely difficult to make the decision that the true spiritual researcher must now make. It is necessary to realize that one is dealing with nothing but the reflections of one's own inner being, of what one carries in one's soul. But it is not enough for the spiritual researcher to know that everything is only a reflection of one's own inner self; it is also necessary that he actually has the strength to suppress the whole imaginative world so that it is no longer there. There is also the possibility that people come to such experiences without training. Such people are then usually in love with such experiences. A person is usually extremely happy when such a world arises in him. It is therefore only through strong will training that a person, if he wants to become a spiritual researcher, suppresses the whole imaginative world so that it is no longer there. He actually suppresses his own being, for which he has trained himself. Only then do you realize how much you are in love with yourself. It takes one of the strongest volitional efforts to suppress these reflections. Man already lives in self-love in the outer life, and this intensifies when this inner life begins. Now one should suppress what one has striven for. But it must be done. Then, however, when you have completely suppressed these reflections by developing the strong will to extinguish them, you have replaced the imaginations and must wait until they come back. Then they will come back in a new form, so that it is then impossible to mistake them for anything other than the objective world. Anyone familiar with such things finds it understandable that many people simply deny this process, for the reason that it is not easy to carry out. But then, when a new world has emerged after the person has suppressed the first imaginative world, then one knows how to distinguish between fantasy and reality in this new world as well. For many, the world is our imagination. And if such a philosophy claims that one cannot get beyond imagination, then it would be all the easier to say: How can one then distinguish between imagination and reality? This sentence is easily refutable. It is a banality that I will say, but that does not matter. The taste of lemonade on the tongue with mere imagination - but that does not quench thirst. There is no logical proof as to whether a thing really exists or is only an idea. Proof can only be provided by life. But experience also makes a precise distinction between idea, mere fantasy and what is real; or should a person be able to distinguish between a hot iron that is imagined and a real hot iron? The same applies to Kant's sentence that three real thalers contain no more or less than three possible thalers. You can pay a debt with real thalers, but not with possible ones. You may say that it is different with spiritual things, that what you see could really be self-suggestion. Real life makes the difference. But one must first be in real life. Life alone decides on reality, and so it is also in the spiritual realm. The practice of the soul, the evocation of the power of knowledge in the soul, teaches us to distinguish between imagination and reality. In this way, man is able to evoke the state that is indeed similar to the state of sleep in that man does not use his body. Then, when man has reached this imaginative knowledge, it goes up to higher levels, where man actually begins to have what is called a spiritual world around him, and not only in the way between death and a new birth, but in such a way that it enters into his thoughts, which he remembers. Man comes to know truths about the world beyond. How the characterized questions are to be solved through meditation can be read in the literature. The point is that when man tries to gain knowledge in this way, error does not occur as it does in relation to external knowledge, but error then springs up everywhere. In the outer world we are corrected by many things to which we are accustomed. In this area, correction does not come so easily. The human being is dependent on himself. There are two things that must be considered. Today they can only be presented as an empirical rule. These are two things that the human being carries into the spiritual world, because he carries his entire soul condition into it, the nature of his power of judgment, his moral condition. What does the human being bring into these spiritual worlds? What the human being develops as good or bad judgment contributes to whether the human being receives stimulation in the right way. A healthy power of judgment will stir his soul in the right way. What must live in his soul will be developed regularly, like our normal eyes and ears. Just as badly constituted senses relate to the world, so does what is cultivated in the soul when a person does not endeavor to maintain sound judgment. Those who want to enter the spiritual world must start from sound human understanding. The second thing we have to bring with us is a healthy moral state of mind and soul, a soul mood and soul disposition that has, in a sense, managed to be free of soul moods. If a person brings immoral moods into it, then the effect is not one of unhealthy judgment, but rather the immoral mood has a numbing effect, not obliterating, but evoking bad images, untrue images. Mere deception of the soul world would be merely corrected by the power of judgment; what is evoked as a work of deception by an immoral state of mind is there and one believes in it if moral drive is not set in at the same time as spiritual training. For in the training of the spirit, it must be taken into account that man must free himself from many things, which he can only free himself from with difficulty if he wants to search objectively. We want to start from ordinary life. There we find a phenomenon that can actually be studied everywhere. We find people who are materialists and believe only in nature and law. Such people think that anyone who believes in something other than nature is a fool, and that anything that cannot be explained in materialistic terms is nonsense. On the other hand, there are idealists who are less accustomed to dealing with matter. They are more accustomed to and respect more people with a pronounced soul life. They are therefore better suited to recognize the world and its immaterial conditions. There is realism and spiritualism, and the biggest mistake in ordinary life is that everyone swears by their “ism”. What is this “ism” other than what they have imagined: the expression of their own self. They therefore love it. The idealist loves his ideas, and so on. More far-seeing minds than Goethe's are not really in the mood to say, “I am an idealist, from my point of view things are like this.” Rather, we can see in Goethe's case how he is convinced of something that is actually considered foolish by the true materialist. The world of material phenomena lives out itself before us, and one must study matter and the law – and one will realize that what matter grants has its justification. Thus, one must also explain that which belongs to the world and its material phenomena through these material phenomena. One can very well engage with the explanations that the materialist gives for matter. Goethe says: “Between the various one-sided directions, the path into truth opens up.” One must recognize that the world is an extremely diverse one and that one must grasp the various fields through the most diverse forms of thought and imagination. So one will always find that matter must be explained in a materialistic way. If you want to become a spiritual researcher, it is necessary that you already find your way in ordinary life. You get beyond that by practicing self-knowledge, which is often quite difficult. If you try to practice self-knowledge objectively, you soon realize what point of view you are taking. This has no further significance except in our soul life. One is then more inclined to also allow others such a point of view. Such ideas are necessary. The spiritual researcher must recognize that points of view are there for areas of the world, and that one must, as it were, have the opportunity to grasp the world as a whole, to approach it from different sides with different points of view, just as one recognizes the shape of a tree by photographing it from different sides. A materialistic and an idealistic world view can both be correct. This insight must be gained through self-knowledge. Through self-knowledge, one seeks to overcome one-sidedness. In practice, many things turn out differently than in theory, if one takes the trouble to carry them out seriously. You have conquered a point of view, and when you realize the limitations of it, you feel the ground shaking beneath you. The point of view we have conquered is our own self. And that is why you have to go through such feelings, otherwise you will not get away from your own self, otherwise everything remains subjectively formed. It is this “getting away from oneself” that is important. When we talk about misconceptions, we cannot say: these are truths and those are misconceptions. We become free of misconceptions through self-education, when we can let go of ourselves, when we can give up our point of view. There is nothing that people are more infatuated with than their point of view. But he must go further. He must not only get away from what we call point of view, but get away from the subjective of his thinking and feeling. One must practice self-knowledge, but that comes naturally if the spiritual training is done in the right way. When we are confronted with the spiritual world, we are outside of our ordinary life, in which we otherwise stand. We stand before ourselves, have become a thing ourselves. Otherwise we live ourselves, now we stand before ourselves as before an external thing. The spiritual researcher joins the spiritual things when he strives into the spiritual world. We compare ourselves with the spiritual world. This comparison is usually not favorable. This is easy to understand, because when a person begins to know himself, he then knows everything that is missing in him. Man shrinks back from self-knowledge. It is indeed true: self-knowledge is what we snatch from what we have loved. We are in the air. We have felt in a certain way so far; we have to see that as a narrowly limited personality. We have thought in a certain way – narrowly limited personality. Only now does a person realize how in love he is with himself. Self-knowledge is not only difficult because it is so hard to achieve, but also because it requires moral courage, because you put yourself out of yourself, put what you were aside; because you enter into a new state of mind that you are quite unaccustomed to. To have experienced this mood is what is necessary to avoid error in the field of spiritual research. The errors come from within us. We must always be able to renew this impression, to place ourselves beside ourselves, then we know what to eliminate; then we know how to eliminate the errors. In the field of spiritual research, repeating an error is not the same as in the ordinary world. We have to fight errors at every turn; they are realities. In the spiritual realm, truths have to be gathered at every turn, because only when we understand all this can we agree on the value of insights into the spiritual world. After all, the objection can be raised that the spiritual world is only relevant for those who can see into it. This is not the case: only those who want to explore the spiritual world must be able to see into it. Any unbiased person can understand it. How does the spiritual researcher relate to the ordinary state of mind? A painter must learn much before he can create a picture. When contemplating the painting, one person may see only the color combinations, while another looks for what the painter has put into it, and the person who experiences most deeply would be disturbed if a theorist came along and explained how colors are mixed, or if someone were to discuss art history and so on. You stand before the picture: if you can grasp what has been put into it, then you grasp it, and you need not be a painter. It is the same with what the spiritual researcher brings to light. Then the spiritual researcher must express what he has researched in terms that are familiar to people of his time, that can be penetrated by a healthy mind; and then the other person, as listener or reader, receives it, only the person must not approach what the spiritual researcher has to say with prejudices. Then he will understand through a sound mind what the spiritual researcher has brought down. It is not the case that only what the spiritual researcher brings can be understood when one applies this power of judgment; what moves the soul is given in a sufficient way, even if she is not a spiritual researcher herself. The spiritual researcher himself gains nothing from his research if he only stays there and looks at things, if he does not bring down what he sees so that he can communicate it to other people. In what can be given through spiritual research, the spiritual researcher and the person who only takes in things through a healthy sense of truth are exactly the same. Because this is so, a fruitful dissemination of the knowledge of spiritual research can only take place if this peculiarity of truth and error is taken into account. It must be emphasized here that the truth of what spiritual research has to say can be proclaimed by the spiritual researcher, and that everything can be understood by the ordinary mind if one is unbiased enough. The whole scope of science can be used to verify what is said through spiritual research, but not half-baked science. If it is true on the one hand that the natural sense of truth can always be convinced by what the spiritual researcher brings forth, it must also be said that this sense of truth must also be applied to the spiritual researcher, and here we are faced with the error in the dissemination. One can understand those who reject spiritual research. These are not even the people who worry the spiritual researcher. They sometimes feel the obligation to test and the time will come when they will see from their feeling of having to test what many have already seen. The spiritual researcher is not worried about his opponents of this kind. He is much more concerned about some of his supporters. As true as it is that some people reject without reason, it is also true that many people make themselves followers without reason, simply because of what is called belief in authority. That is why many do not apply common sense at all. For such people, there is no way to distinguish between a charlatan who talks about all kinds of things he doesn't really know much about, and someone who knows how to research conscientiously. For people of sound mind, these two phenomena are always known. It is known that the two have always gone hand in hand and that people have been little inclined to distinguish between them. People who are not morally stable are therefore exposed to a certain danger, because they are subject to temptation. This is because the spiritual researcher and anyone who can see into the spiritual world is seen as something very special. This is an unhealthy judgment in the dissemination of spiritual research, because by looking into it, he is nothing more than a researcher in this field, only what can be learned here is much more important than what can be researched in other fields. But a person is no different or higher or better because of this, and if you consider that the fool carries his follies and the clever man his cleverness, you will not consider someone who has something to share from spiritual research to be a higher being. You can judge him by what he has in common with others. The value of a person lies in his moral state of mind. Those who recognize the life of the soul in a spiritual sense will know how the human soul's longing, human nature's urge, is directed towards the solutions that can actually only be provided by spiritual science. It is all the more necessary that this knowledge be spread in a healthy way, because it is intended to give people the opportunity to understand their destiny, but also the opportunity to experience their destiny in an appropriate way, so that they do not stand in life without a foundation. What spiritual research has to offer is wisdom that strengthens and fortifies us for our existence. Those who lack the strengthening and fortifying effects of spiritual science will gradually find that they lack strength and power to live in general. Spiritual research is increasingly becoming a necessity in our time. It is all the more necessary to recognize its sources, truths and fallacies. When man opens himself to such directions and thoughts, as they could only be outlined today, then he arrives at that which will more and more be able to be this spiritual research for spiritual culture, and that will strengthen him inwardly in the acknowledgment of this research, in being penetrated by the truth of this research, and he will remain calm in the face of those who do not want to engage in this research. He remains calm so that this calmness of his appears to us as a sign of the evenly attained conviction through spiritual science. Then, when he has looked into and thought about the things himself, he understands the words with which we want to conclude today's reflection as a conclusion in line with our feelings, because the best with which spiritual science can conclude is what can be combined into a feeling; truth and error are rarely viewed in this way, as opposed to everything that can shake spiritual science and its power. We must face it as Goethe, for example, faced a matter that can be compared with the way the spiritual researcher relates to spiritual research. He once had to deal with a great philosophical school that denied movement, so that people said there was actually no movement. Goethe, who was imbued with the insubstantiality of such views, found words that aptly expressed the refutation from a healthy sense of truth. He said:
Those who understand spiritual research in the right way can behave in a similar way to Goethe here in the face of the refutations of spiritual research. |
83. The Tension Between East and West: The Individual Spirit and the Social Structure
08 Jun 1922, Vienna Translated by B. A. Rowley |
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In consequence, spiritual vision arrives, not at the purely mechanistic Kant-Laplace nebula, but at an origin of the earth that is to be interpreted physically and spiritually. |
83. The Tension Between East and West: The Individual Spirit and the Social Structure
08 Jun 1922, Vienna Translated by B. A. Rowley |
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A few months ago, the British Colonial Secretary remarked that the world's centre of gravity has shifted from the Baltic and Atlantic to the Pacific. His observation is certainly indicative of the transformation now taking place in the social structure of the whole world. Only now, in fact, is the world gradually beginning, in circumstances that have arisen in the course of centuries and have changed so significantly as a result of the cruellest of wars, to realize the consequences of something that has long been brewing—the fact that not only economic and social relationships, but the whole of human relationships throughout the world are tending to transform themselves into a totality, a single entity. If this is true, however, then the change in external economic organization (directly determined by the conversion of world trade into a world economy from the last third of the nineteenth century onwards) must also be followed by a profound spiritual transformation throughout the world, of which perhaps only the beginnings can be discerned today. Yet we must also remember that, however social structures may change throughout the world, there live within them human beings who must reach an understanding as men if they wish to establish a relationship with one another. Understanding between men, however, involves trust. And trust involves a kind of insight into the souls of others. In Western civilization to date it has only been possible, generally speaking, to extend our horizons slightly, to include the Continent of Europe and its immediate colonial dependencies. A world-wide view has yet to be found. Starting from one or two features of the historical background, which yet are directly reflected in man's life today, I shall try this evening to indicate what is actually happening in this direction. To do so, I shall first have to say something about understanding and attempts at understanding within Western civilization itself. If you listen to the way educated Englishmen speak about Europe, about Central Europe and in particular about Germany, which has set the tone in certain respects for so long in Central Europe, what they say—and write in their books—is usually something like this: With us, everything rests on a democratic basis. The individual very largely determines what happens in spiritual and also in economic life. The greater part of public affairs is left to individual initiative. But when we look across at Central Europe—I do not want to claim that what they say is absolutely correct, only to illustrate what is in fact a widely-held view—a certain autocracy becomes apparent, a system of administration by officials—very capable, of course—who determine, from the centre of national life, the nature of individual human relationships. There is—or was before the war, at least—always this pointed reference to a centralized and more or less autocratic system. If we were then to look further East, we should have to say, following the same line of thought: further East, we find not just autocracy, but a kind of patriarchal autocracy. This is pervaded, not only by the ordinances of administrators, but also by a religious impulse: men therefore feel that what they do on earth is actually ordained by spiritual, extra-terrestrial powers and entities, the impulses from which are absorbed into their feelings. Behind this English attitude there certainly lies something of great importance, which affects all the social structures of the present day. We can say: the further West we go, the more man with his whole thinking and feeling is bound up in the affairs he has to manage. This comes out most clearly when we look at economic affairs. In the West, what a man wishes to accomplish in economic life he accomplishes by attention to practical detail. He has an immediate personal relationship with the externals of life. In Central Europe, as the psychologically perceptive observer cannot help noticing, things are rather different. There is a tendency towards what the Englishman, from his standpoint, calls “academic administration by the state:” a tendency for certain ideas to prevail which are regarded as correct. These are expected to shape laws and inform administrative principles, and are set forth from the beginning in an administrative, a political system. The individual who comes to the affairs of actual life, even economic affairs, may look to economic practice first of all; but he is always looking over his shoulder at something of a juridical-political character that belongs to one of these systems. And he regards his personal activities as a part of such a system. The Englishman has no inclination to think up a system of this kind; his eye is only on the concrete details of life, not on the overall system that imposes itself upon them. At this point, our attention is drawn to a historical phenomenon that has become particularly important in very recent times. For millions upon millions of people, the name of Karl Marx is of extraordinary significance. The rigidly dogmatic and formula-ridden Marxism that occupied the souls of many millions of men like a kind of religion, fifty years or so ago, has been modified in many ways. Yet for the broad masses of the European proletariat, the name Marx still denotes a prophet of social reorganization. On this occasion, I am not concerned to demonstrate the errors of Marxism. I only want to point to a certain aspect of Marx as a historical phenomenon. Marx was educated in Central Europe, in Germany, where he absorbed a disposition towards the kind of systematization of ideas that I have just been describing. Then, however, he went to the West, to France and in particular to England, in order to study concrete details of the social and economic development of recent times. What he studied were concrete details—for that is all that exists in the British working-class. What he constructed from them is a system of social organization such as only a Central European temperament can create. And this system took root, not primarily in the West, but in Central Europe. And we may say: the concrete details that Marx observed in the West he shaped into a grand systematic edifice of ideas, which his disciples have made increasingly dogmatic and increasingly theoretical. It came to be regarded as the ideal organization of human society as a whole from the economic standpoint. And when its exponents had the opportunity of realizing it in Eastern Europe, it became, in a sense, the ideal economic and political organization—though in fact it has not been realized to any great extent, and even this little is gradually leading to absurdity. The essential point, however, is that we can see quite clearly, just with a phenomenon like this, how fundamentally the mode of thought even in Central Europe differs from that in Western Europe. From this, however, we must suppose that the variations throughout the world are very much greater still, and that only an impartial attitude, quite free of preconceptions, is capable of gaining a conspectus of these variations. What strikes us as diversity within the small sphere of Western civilization must be seen today against a world background. This is because our present-day structures, including the social ones, are affected by world conditions as these have developed historically in East and West, just as they are affected by philosophical impulses, in the way I have described here in the last few days. A similar approach will be in place when we attempt to depict present-day social structures. In so many of these, a great deal survives in a disguised form, so that its origin is only dimly visible. What originated long ago in the East exists side by side with what is specifically Central European and with what is just beginning to appear in the West as a quite new configuration. This is true of the social structures as it was of the philosophical situation throughout the world. When we look across at the East—which, at some time in the future. Western structures will have to be extended to include—we can see in the modes of thought and social attitudes of people today definite survivals of ancient institutions and ancient impulses from which these arose. Decadent as it has become in the East, everything that can still be observed today points back to times when the Orient was ruled by a variety of priest-theocracies. In a way possible and appropriate to the culture of the time, their leaders embodied in the social structures things that they felt they had to ascertain from the spiritual worlds by means of the old instinctive spiritual vision, as I have described in the last few days. On the basis of historical documents, people today describe the priestly hierarchies as ruling by teaching the populace that all natural phenomena were inhabited by divine and spiritual entities, and that by certain magical operations one could gain the favour of these gods, or their love. This is true of a later epoch of the Oriental priest-theocracies, but it is precisely a later epoch, when the original qualities of the Orient were already in decline. It is true that, in ancient Oriental civilization, certain select individuals sought a kind of connection with the spiritual world which was based on things that have no charms at all for us today. It was based on certain quite material activities of the human body: potions that were brewed and substances that were eaten. They regarded as a secret the fact that, by the consumption of these potions and substances, man's normal sensory activity is suspended, and he is taken back to times when there was as yet no sense of purely external natural law and when spiritual life, too, was not yet so abstract as it later became—times when the moral and spiritual element was still united with the physical and natural. These priest-scholars sought to return to primeval ages in the development of the earth itself by associating their metabolism with certain material essences of the outside world. What they were actually asserting we again become capable of understanding when, by the quite different modern path into super-sensible worlds, we come to know what I expounded in my fifth lecture: that through spiritual insight into his own nature man experiences within himself a kind of world-memory. He thus goes back, in his spiritual vision of course, to times when for men natural laws were not as they are today—expressing themselves more or less by chance—and spiritual laws were not so abstract as they are today. In consequence, spiritual vision arrives, not at the purely mechanistic Kant-Laplace nebula, but at an origin of the earth that is to be interpreted physically and spiritually. As I have demonstrated in the last few days, the world-memory men gain in this way is achieved entirely without manipulating the physical, in a spiritual way by spiritual exercises. This was not so in those early Oriental times, when men established contact with the spiritual world through stimulating their unconscious instincts by associating their metabolism with essences of one type or another. They knew what each plant in nature could develop from their instinctive life by a kind of dream-like spiritualization; they knew that, if this or that plant was eaten, the effect upon their organism was such that they could transport themselves to a particular area of spiritual activity. This was in fact the way in which the high priests of the Oriental theocracies, who also had complete power over social and political structures, originally established contact with the spiritual world. They believed they had thereby obtained impulses that proved to be the actual guiding impulses for social life. We may say: The subsequent belief, or rather superstition, that to this or that natural object this or that “spirit” was linked, is already a product of cultural decadence. The original implication was that, if we allow these natural objects to affect us in a certain way, we shall be led to a particular kind of spiritual being, from whom we can receive various impulses, including social ones. Oracles, star-gazing, everything astrological was basically a product of the decline of these older views, towards which, however, objective science today is already being led, if dimly as yet. Objective science has given up seeing crude polytheism deep down in all primitive peoples, and can now perceive a monotheism of primitive man. In the same way, it will arrive at the outlook that has been evolved by consideration of the historical background and by spiritual investigations such as I have described. On the one hand, therefore, there existed a complete awareness of how impulses from extra-terrestrial nature, from spiritual entities, manifest themselves in human nature itself—these impulses had, after all, been obtained by stimulating the instincts, by a spiritualization of the instincts. Yet at the same time people could not help attaching some importance to what displayed itself in these instincts, which they ascribed to the particular quality of the blood, let us say in a family with a particular constitution. In the manifestations of this instinctive life also, they detected social impulses sent into the world from extra-terrestrial spheres. When decadence later set in, it was natural, for the men who were striving for power, to take over, quite arbitrarily, the general view that looked to this manifestation of the instinctive life, which they sought in blood and in what could be discovered through its spiritualization. In this way, however, something unspiritual and (based on blood) something patriarchal entered Eastern life as a whole. We can only discuss this patriarchal element, of course, by referring to what is known; but its point of departure lies in the relations that the old priest-rulers of the Orient sought with the spiritual world. For this reason, all the social configurations of the Orient are steeped in this religious element, this awareness that divine and spiritual powers must prevail in everything on earth, and that ultimately no man should give orders unless he has first allowed the power of the divine word to flow into the spirit, the soul that is to give them. Impulses initially felt as religious, as impulses of grace from extra-terrestrial powers, thus assumed for social life the character of commandments. Even when, in certain Eastern civilizations, we appear to be confronted with laws in the later sense of the word, we soon find, when we analyse the spirit of legislation such as that of Hammurabi, for example, that it is based on impulses of the commandment type, which derive from what was regarded as the commerce of the elect with the spiritual world. In an increasingly attenuated form, this has survived in all the social configurations that rest on ecclesiastical and religious foundations. And however much these things are disguised in social structures today, we can see, even in those left-wing associations that rest on a religious basis, that the ancient Oriental impulses I have described still operate in an attenuated form. There is much in present-day social structures that we cannot understand at all if we are not in a position to ask: In what sense do human souls cling to such structures? They cling to them because, in these souls' subconscious depths, there still remain legacies of the religious inclinations of the Orient. This is true even where the religious views themselves have taken on quite different forms, forms that have detached themselves from economic life, as is the case with the religions of the West. That the effect of Oriental religions is felt even in detailed features of economic life could be observed in Eastern Europe right down to the Great War. To understand social configurations, we must discuss the spiritual impulses that inform them. For the description often given these days of social structures really only relates to their external appearance, as can be shown quite clearly by an example such as the following. Today, it is clear, we can only look with horror at the social organization that is trying to establish itself in Eastern Europe. Yet in considering what is going on there today, we cannot help remembering what happened some eight hundred years ago, in China. Here, quite suddenly, men sought and very largely realized a political system that aimed at ordering all the affairs of man, even those of an economic nature, in every detail on behalf of the state. At this period in China, there were government authorities that fixed prices from week to week, authorities that laid down how the land was to be cultivated here, there and everywhere, authorities that provided country people with the seed for the year. At this period in China, an attempt was made to impose a high rate of tax on people who were particularly rich, so that gradually their fortunes passed to the general public. Remembering all this, we may say: the social configuration sought in Europe in our time by certain circles was largely realized eight hundred years ago, over a period of three decades, until the Socialist government concerned was overthrown and its supporters expelled from China. For thirty years, a system persisted whose features, if we described them without mentioning China, might very well be taken to refer to present-day Russia. We can point to such things if our aim is to direct attention to the surface features of social structures. For here we can see that Socialism, as it is popularly understood, need not be solely a product of our own time, but could arise eight hundred years ago there in the Far East on quite different cultural foundations. Yet if we look at the spirit of these two social structures, we observe a significant difference. In the Chinese Socialism there clearly survive features of the theocracy that had always ruled over China, and does so still; in modern Russian Socialism there is embodied an abstract thinking, culled from natural science, which has nothing whatever to do with man's consciousness of a connection with spiritual worlds. Things that appear the same in their outward form are not the same when we consider them spiritually. Looking at human history from this standpoint, we shall find that the particular form of the theocratic state—or rather, theocratic social structures—lasted for a definite period. When the Asiatic theocracies were at their zenith, the tribes in Western and Central Europe were still in an entirely uncivilized state. In moving over to Europe, what was theocratic in form has gradually assumed a quite special shape. If we are sufficiently unprejudiced, we can discover a transitional form in the Platonic Utopian state. There is certainly something here faintly reminiscent, I would say, of the Oriental priestly hierarchies. For this reason, no doubt, Plato wished to choose as leaders of his state those who had become—in the Greek sense, it is true—wise men, philosophers. Within Greek civilization, in fact, the philosopher took the place of the Oriental priest. Yet Plato's Utopia derives, after all, from the social outlook of his own time, in the sense that it reproduces what was currently felt about society; and in it we can recognize a form into which Oriental society had already developed. No longer was a relationship of man to super-sensible powers sought. The religious feelings appropriate to this relationship were more or less taken over from the Ancient East; what the Greeks themselves evolved, however, was something that had played no particular part in early Oriental society, and ultimately plays no particular part even in the social structures we meet in the Old Testament. What was now elaborated independently was the relationship of man to man. We encounter this relationship in its purest form when we look into the life of the soul in Greece. Here, man still felt a certain intimate association between the spiritual and the physical in his make-up. In conscious inner life, there was for the Greek as yet no separation of body and spirit, such as there is for us. We look within and apprehend the mind in a very diluted form, metaphorically speaking; so that, comprehending it by ordinary consciousness, we can have no conception how it activates the vigorous body or is influenced by it. For the Greeks it was different. And that is why Goethe longed to achieve their outlook in his own experience. The Greeks had no such concept of body and spirit as we have. For them, spiritual and physical were one. Not until Aristotle, a late Greek, does the distinction begin to creep in. Although Plato's views are often presented abstractly, the spirit in which he spoke is one that saw the body everywhere permeated by soul, even in its organic functions, and felt the soul to be so powerful that it could everywhere extend its antennae towards the physical organs. The attitude to the soul is more physical, to the body more spiritual. Such a view is linked at the same time, however, to a particular feeling that grows up between men. And from this view has arisen what is characteristic of the civilization of Central Europe. If we look with a sensitive eye at the felt relationship between man and man among the Ancient Greeks, and recognize how it has evolved from man's old relationship to the divine, we can say: what was previously an attitude permeated by religion has transformed itself into the legal attitude, the political attitude. Out of this, out of a combination of the nature of Greek and Roman, there then arose something that could maintain itself in social configurations. The priest gradually becomes merely the successor of the Oriental national leaders, for, although he may have kept himself in the background, the priest in the Orient was always the real spiritual leader, even with Darius and Xerxes. There comes to the fore a mode of thinking that cultivates ideas based on the relationship between man and man. And this goes so far that even religious life is swallowed up by this legal current, as I would call it. A juridical element enters man's world-picture, and even the cosmology of the time; and this element then remains almost throughout the Middle Ages and can be detected when we study the political views of, say, Augustine or Aquinas. Religious impulses themselves, while remaining what they are, take on legal forms. This entry of legal forms into man's religious, cosmological views is eloquently documented in the wonderful picture of the Last Judgment that faces us as we enter the Sistine Chapel in Rome. It is at its most monumental here in this picture in which Christ appears as judge over all the world. His status as judge magnificently symbolizes the transition from a purely religious and devotional element to that conception which permeates religious feeling with a legal element—one that is carried over into the theory of man's world government and guidance. This legal element informs all the social structures of the Middle Ages and much that persists in those of today. When we remove the disguise, we observe the presence of this legal element, and see how it has transmitted to us religious impulses from ancient times. And in modern political systems, right down to their terminology and the workings of their laws, where these go back to the Middle Ages, we perceive how, in the middle period of human experience and in the civilization between East and West, this legal and logical element has made its appearance. We may say: what was Oriental and theosophical changes into something legal and logical; the sophia of the Orient becomes the logos of the Occident; and from the logos there develops in turn the juridical structure, which then proceeds to reproduce itself. Throughout the Middle Ages, the legal element also determined social configurations. You need only study the economic ordinances of the period: everywhere you will find that social structures are shaped by something which is permeated by ancient Oriental religiosity and is juridical. Nowadays, we observe the religious element still active in the less formal human groupings or in those that arise from religious denominations, whereas in the major social structures that are the nations we observe the operation of legal thinking. We notice, however, that with the transition from medieval to modern history the religious element allows itself to be pushed more and more into the background, whilst the legal one becomes increasingly predominant. At this stage, the legal element invades economic configurations. What I am now describing can be traced in all its detail in the history of Roman Law. We can see how concepts of property, customs of ownership, and everything economic in fact, has been decisively determined by a social mould of this nature. Yet in the course of human development an independent economic element does assert itself increasingly in the West, the nearer we come to modern times. We can say: in earlier periods, economic activity is completely cradled in religious and legal forms. It is in the West that the economic element first emancipates itself in human thinking. You need only examine the economic element as it presented itself to the Phoenicians, and compare it with the economic systems of modern times (though admittedly these are only at an early stage in their development). You will realize the difference: Phoenician economic life is the product of the impulses I have described; Western economic systems have gradually emancipated themselves from them. Religion and law are thus joined by a third current which, at any rate at first, tends to endow economic conditions with a social configuration of their own. This trend derives from the West, which in turn has adopted, to a greater or a lesser extent, something of what originated in the East and in the region between. We can see, for example, how, in American civilization especially, economic conditions, unaffected by other cultural currents, evolve along their own lines, until trusts and syndicates emerge. We can see, too, how Western man is inclined to attempt to separate economic from religious life, though he is less successful in separating it from what he later absorbed from juridical thinking and feeling. Even so, we are clearly aware how economic configurations, in their social aspect, are gradually struggling free of the intellectual straightjacket that was imposed on them while they were still under the sway of the legal element. Increasingly, we find economic life pure and simple attaining its emancipation. There can then evolve categories that derive from economic life itself. At this point, however, we become aware of something that must establish relationships between men and between peoples, yet also lead to conflicts between peoples, and indeed conflicts within nations. We perceive that, in the ancient Orient, the religious element included the legal and economic ones; that the legal element subsequently became more or less distinct, but still contains the economic one, whilst the religious element has become more independent; and that now, in the West, an independent economic life is seeking to develop. Perceiving this, we must also consider how the various cultural patterns of humanity stand in relation to these currents. And here we may conclude that the theocratic and patriarchal element, with its roots in the East, can really only produce something consonant with an agrarian system, with a social organization based principally on the cultivation of land, on an arable economy. We thus observe a certain correlation between agrarian life and the theocratic element. Moreover, this has its effect on all the social structures of more modern times. In admitting that the theocratic element continues to inform social structures right down to our own times, we must also realize that, because other branches of human activity have come to the fore, they have come into conflict with it, to the extent that in agrarianism, in accordance with the nature of human agriculture, the theocratic element seeks to maintain its position. The correlation exists. A split occurs in it, however, when human activities of another kind seek to assert themselves. Here we may point to something that can be regarded as a barometer for this aspect of world history. I recommend you some time to study the Austrian parliamentary proceedings of, say, the seventies of the last century. You can observe, sitting in this parliament, men who believe that the old order, with its roots in theocracy and jurisprudence, is intimately associated with agriculture. They are faintly aware of something that later became a great flood, the influx of Western produce—including it is true country produce—deriving from a mode of thought and a social order built on a quite different branch of the economy—on industrialism. Although this is only faintly audible in the various parliamentary speeches, yet we can perceive precisely here, where so much has come together and may be studied, something that illuminates world-wide perspectives. To what is here developing in the West, the theocratic mode of thought is less applicable than it is to any other branch of the economy. What is developing is industrialism. Naturally, land cultivation is not included in it. But land cultivation itself is then caught up by social configurations that are distinctly reminiscent of the tutelage of industrial thinking. Yet industrial thinking today, however much it has developed its technical structures, has still not assumed the social structures appropriate to it. On the one hand, we can see the correlation between the theocratic mode of thought, with its patriarchal essence, and the agrarian system. We can see, for example, that in Germany, right down to the present day, it has been impossible for agrarian thinking and industrial thinking to come to terms properly, for reasons I have indicated. We can see this correlation, therefore; but on the other hand we can also see how everything appertaining to commerce is, in the last analysis, correlated with politics and the law. That is why, in the ancient Orient, commerce is a kind of appendage to the patriarchal administration of human affairs. And in the form that is socially significant for us today, commerce really develops alongside the legal element. For what is required between man and man in trade is something that develops particularly in the juridical sphere. In so far as it did develop in the Orient, the way was prepared by certain commandments, transposed into legal terms but definitely regarded as divine. Commerce, however, has achieved its social organization only within the political and legal current in human development. We can say, therefore, that it is the commercial aspect of economic life that has proved to be particularly suited to political systems based on law and legal thinking. At the same time, it is true that—because in the whole man everything must be connected with everything else—the political and legal element has also linked up with the industrial sector of economic life. As we go further and further West, therefore, we find that, although men evolve their personal relationship to anything chiefly from industry and the things associated with it, yet they also take over features of commerce. For with social structures as they are today, any undertaking is viewed, in point of fact, in the light of its commercial function in the social order. The industrialist himself sees his own undertaking within a commercial framework, so that in this way too the second current, the legal one, maintains its influence on the economic life of the West. In other present-day social structures, we can see even more clearly how this politico-legal element continues to exert an influence below the surface among the broad masses of the people. As concomitants of modern technical life, all kinds of social structures have emerged. We need only recall the trade unions. We correctly perceive the nature of these only when we realize that economic conditions have created them. Nevertheless, those who see these things in a vital manner know that, even if the unions emerge from economic conditions—associations of metalworkers, printing trades unions and so on—the way men behave within them, the way they vote, the way they look at things and discuss them, is the parliamentary, political and legal one, the administrative way. It is something that derives from the second current I have described. The ideas appropriate to the third current are still in their infancy, and it still has to take its social patterns from what is old. At the present time, therefore, we can see three principal types of social configuration existing side by side, widely differentiated of course in one direction and another. They co-exist in such a way that, we may say, history is deployed in space. And in adapting ourselves to any individual social configuration—an economic association, a political association or a religious community—we do in fact, since each of them is in contact with the others, enter a community where elements that have arisen successively in history now co-exist. They have now become shuffled together in space, and call for our understanding today, for this is the time when mankind must regain, at a higher level, the nai'vet^ from which creativity originally sprang. It was once proper that primitive economic and political life should be poured into the theocratic mould. At a later period, a duality developed, taking over from earlier times the religious element, and evolving the political and legal element, incorporating economic life. So, today, economic life cries out for independent organization, for vital human ideas that can operate once more in a formative manner, as the vital impulses! of the legal forms of Greece and Rome, and the Orient's religious impulses, once operated. Since these three currents in human development are now mutually diverging, however, we must be able to consider them independently. We must look at the spiritual side of social structures, initially the only effective one; must look at their legal side, which became the dominant one in the Middle Ages; and must look at their economic side, for which a spiritual aspect must also be sought. This has been put forward simply as a reflection on the antecedents of present-day social structures. It is intended to indicate that, in order to understand these structures, we must enter with real understanding upon the contemplation of those world-wide perspectives to which I drew attention at the beginning of this lecture. To do so, however, we shall have need of vital thought. That this vital thought is needed can be seen on the one hand from the sociological tone of my observations here; but it also emerges from direct contemplation of contemporary life. Everywhere, people are longing to begin to permeate economic life with the vital thought-impulses appropriate to it. In this respect, of course, educated men of the West are of peculiar interest. In an extraordinarily significant treatise written in England in the very year before the fearful event of the Great War, a notable Englishman pointed out how fundamentally the English way of thinking differs from the German one—in the sense that I indicated at the beginning of my observations today. But he points out something else too: what strikes him is that, within the German-speaking population of Central Europe, there has always existed thought. And he observes that thought is the element in the human soul that in the most intimate way points continually to the great enigmas. Through civilizations that cultivate thought, as the German does, we are confronted again and again with the deepest riddles of man and the cosmos, even if—and here comes the tail-piece characteristic of this man of Western Europe—even if, he says, we perceive the futility of supposing their solution. Well, it was proper to speak of the “vanity” of a solution when one could only point to the thought that emerged by abstraction from the body of law and logic; for, although as thought it may rise to supreme heights, this still remains a kind of dead thought. Anyone, however, who becomes aware that in our time the souls of men can provide a birth-place for vital thought, will speak, not perhaps of a final solution, but of a path that can lead to our being able to solve, at least for that particular period, the social problems that face us at any time. For it is probably true that, once thinking about social structures has appeared in human evolution, we cannot speak of being able to solve the social problem all at once, but must rather say that among the evolutionary impulses that must survive into the future are included reflections about social organization. We can say, therefore: It is true that we shall not be able to speak of solutions, but of a vital human thinking that in a conscious way will first perceive the goals and in a conscious way will then move towards the solution of the social riddles of existence. |