303. Soul Economy: Body, Soul and Spirit in Waldorf Education: Education Based on Knowledge of the Human Being I
24 Dec 1921, Dornach Translated by Roland Everett |
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Such people live under the illusion that they are free from scientific thinking. We even take our scientific concepts to church and, although we may hear traditional views expressed from the pulpit, we hear them with ears attuned to natural scientific thinking. |
This is the situation that humankind faces today. Under these conditions, people are trying to educate. To do this task justice, however, people must free themselves of all bias and observe and understand the present situation. |
Hence it can never become the basis of a science of education, because it leads away from an understanding of the human being. Because teaching involves a relationship between human beings—between teacher and student—it must be based on human nature. |
303. Soul Economy: Body, Soul and Spirit in Waldorf Education: Education Based on Knowledge of the Human Being I
24 Dec 1921, Dornach Translated by Roland Everett |
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The art of education (about which we will say a great deal during this course of lectures) is based entirely on knowledge of the human being. If such knowledge is to have a deep foundation, however, it must be based on knowledge of the entire universe, because human beings, with all their inherent abilities and powers, are rooted in the universe. Therefore true knowledge of the human being can spring only from knowing the world in its entirety. On the other hand, one can say that the educational attitudes and ideas of any age reflect the general worldview of that age. Consequently, to correctly assess current views on education, we must examine them within the context of the general worldview of our time. In this sense, it will help to look at the ideas expressed by a typical representative of today’s worldview as it developed gradually during the last few centuries. There is no doubt that, since that time, humankind has been looking with great pride at the achievements accomplished through intellectuality, and this is still largely true today. Basically, educated people today have become very intellectualized, even if they do not admit to it. Everything in the world is judged through the instrument of the intellect. When we think of names associated with the awakening of modern thinking, we are led to the founders of modern philosophy and of today’s attitudes toward life. Such individuals based all their work on a firm belief in human intellectual powers. Names such as Galileo, Copernicus, and Giordano Bruno come to mind, and we easily believe that their mode of thinking relates only to scientific matters; but this is not the case. If one observes without prejudice the outlook on life among the vast majority of people today, one finds a bit of natural scientific thinking hidden almost everywhere, and intellectuality inhabits this mode of thinking. We may be under the impression that, in our moral concepts or impulses and in our religious ideas and experiences, we are free from scientific thinking. But we soon discover that, by being exposed to all that flows through newspapers and popular magazines into the masses, we are easily influenced in our thinking by an undertone of natural science. People simply fail to see life as it really is if they are unaware that today’s citizens sit down to breakfast already filled with scientific concepts—that at night they take these notions to bed and to sleep, use them in their daily work, and raise their children with them. Such people live under the illusion that they are free from scientific thinking. We even take our scientific concepts to church and, although we may hear traditional views expressed from the pulpit, we hear them with ears attuned to natural scientific thinking. And natural science is fed by this intellectuality. Science quite correctly stresses that its results are all based on external observation, experimentation, and interpretation. Nevertheless, the instrument of the soul used for experiments in chemistry or physics represents the most intellectual part of the human entity. Thus the picture of the world that people make for themselves is still the result of the intellect. Educated people of the West have become quite enraptured by all the progress achieved through intellectuality, especially in our time. This has led to the opinion that, in earlier times, humankind more or less lacked intelligence. The ancients supposedly lived with naive and childish ideas about the world, whereas today we believe we have reached an intelligent comprehension of the world. It is generally felt that the modern worldview is the only one based on firm ground. People have become fearful of losing themselves in the world of fantasy if they relinquish the domain of the intellect. Anyone whose thinking follows modern lines, which have been gradually developing during the last few centuries, is bound to conclude that a realistic concept of life depends on the intellect. Now something very remarkable can be seen; on the one hand, what people consider the most valuable asset, the most important feature of our modern civilization—intellectuality—has, on the other hand, become doubtful in relation to raising and educating children. This is especially true among those who are seriously concerned with education. Although one can see that humanity has made tremendous strides through the development of intellectuality, when we look at contemporary education, we also find that, if children are being educated only in an intellectual way, their inborn capacities and human potential become seriously impaired and wither away. For some, this realization has led to a longing to replace intellectuality with something else. One has appealed to children’s feelings and instincts. To steer clear of the intellect, we have appealed to their moral and religious impulses. But how can we find the right approach? Surely, only through a thorough knowledge of the human being, which, in turn, must be the result of a thorough knowledge of the world as a whole. As mentioned, looking at a representative thinker of our time, we find the present worldview reflected in educational trends. And if one considers all relevant features, Herbert Spencer could be chosen as one such representative thinker. I do not quote Spencer because I consider his educational ideas to be especially valuable for today’s education. I am well aware of how open these are to all kinds of arguments and how, because of certain amateurish features, they would have to be greatly elaborated. On the other hand, Spencer, in all his concepts and ideas, is firmly grounded in the kind of thinking and culture developed during the last few centuries. Emerson wrote about those he considered representative of the development of humankind—people such as Swedenborg, Goethe, and Dante. For modern thinking and feeling, however, it is Herbert Spencer above all who represents our time. Although such thinking may be tinged with national traits according to whether the person is French, Italian, or Russian, Spencer transcends such national influences. It is not the conclusions in his many books on various aspects of life that are important, but the way he reaches those conclusions, for his mode of thinking is highly representative of the thinking of all educated people—those who are influenced by a scientific view and endeavor to live in accordance with it. Intellectualistic natural science is the very matrix of all he has to say. And what did he conclude? Herbert Spencer, who naturally never loses sight of the theory that humankind evolved gradually from lower life forms, and who then compares the human being with animals, asks this question: Are we educating our youth according to our scientific ways of thinking? And he answers this question in the negative. In his essay on education, he deals with some of the most important questions of the modern science of education, such as, Which kind of knowledge is most valuable? He critically surveys intellectual, moral, and physical education. But the core of all considerations is something that could have been postulated only by a modern thinker, that we educate our children so they can put their physical faculties to full use in later life. We educate them to fit into professional lives. We educate them to become good citizens. According to our concepts, we may educate them to be moral or religious. But there is one thing for which we do not educate them at all: to become educators themselves. This, according to Spencer, is absent in all our educational endeavors. He maintains that, fundamentally, people are not educated to become educators or parents. Now, as a genuine natural scientific thinker, he goes on to say that the development of a living creature is complete only when it has acquired the capacity of procreating its own species, and this is how it should be in a perfect education; educated people should be able to educate and guide growing children. Such a postulate aptly illustrates the way a modern person thinks. Looking at education today, what are Spencer’s conclusions? Metaphorically, he makes a somewhat drastic but, in my opinion, very appropriate comparison. First he characterizes the tremendous claims of education today, including those made by Pestalozzi. Then, instead of qualifying these principles as being good or acceptable, he asks how they are implemented in practice and what life is actually like in schools. In this context, he uses a somewhat drastic picture, suggesting we imagine some five to six centuries from now, when archeologists dig up some archives and find a description of our present educational system. Studying these documents, they would find it difficult to believe that they represent the general practice of our time. They would discover that children were taught grammar in order to find their way into their language. Yet we know well that the grammar children are taught hardly teaches them to express themselves in a living way later in life. Our imaginary archeologists would also discover that a large portion of students were being taught Latin and Greek, which, in our time, are dead languages. Here, they would conclude that the people of those documents had no literature of their own or, if they did, little benefit would be gained by studying it. Spencer tries to demonstrate how inadequately our present curricula prepare students for later life, despite all the claims to the contrary. Finally, he lets these archeologists conclude that, since the document could not be indicative of the general educational practice of their time, they must have discovered a syllabus used in some monastic order. He continues (and of course this represents his opinion) by saying that adults who have gone through such educational practice are not entirely alienated from society, behaving like monks, because of the pressures and the cruel demands of life. Nevertheless, according to our imaginary archeologists, when having to face life’s challenges, those ancient students responded clumsily, because they were educated as monks and trying to live within an entirely different milieu. These views—expressed by a man of the world and not by someone engaged in practical teaching—are in their own way characteristic of contemporary education. Now we might ask, What value do people place on their lives after immersion in a natural scientific and intellectualistic attitude toward the world? With the aid of natural laws, we can comprehend lifeless matter. This leads us to conclude that, following the same methods, we can also understand living organisms. This is not the time to go into the details of such a problem, but one can say that, at our present state of civilization, we tend to use thoughts that allow us to grasp only what is dead and, consequently, lies beyond the human sphere. Through research in physics and chemistry, we construct a whole system of concepts that we then apply to the entire universe, albeit only hypothetically. It is true that today there are already quite a few who question the validity of applying laboratory results or the information gained through a telescope or microscope to build a general picture of the world. Nevertheless, a natural scientific explanation of the world was bound to come and, with it, the ways it affects human feelings and emotions. And if one uses concepts from laboratory or observatory research to explain the origin and the future of the earth, what happens then? One is forced to imagine the primeval nebulae of the Kant-Laplace theory, or, since views have changed since their time, something similar. But this notion of primeval nebulae makes sense only when we apply to it the laws of aeromechanics. Such laws, however, contain nothing of a soul or spiritual character. People who long for such a soul and spiritual element, therefore, must imagine that all sorts of divine powers exist along side the aeromechanical view of the universe, and then these spirit beings must be somehow blended skillfully into the image of the nebulae. The human being, in terms of soul and spirit, is not part of this picture, but has been excluded from that worldview. Those who have gotten used to the idea that only an intellectually based natural science can provide concrete and satisfactory answers find themselves in a quandary when looking for some sort of divine participation at the beginning of existence. Education Based on Knowledge of the Human Being 21 A hypothetical concept of the end of the cosmos is bound to follow the laws of physics. In this context, we encounter the socalled second fundamental law of thermodynamics. According to this theory, all living forces are mutually transformable. However, if they are transformed into heat, or if heat is transformed into living forces, the outcome is always an excess of heat. The final result for all earthly processes would therefore be a complete transformation of all living forces into heat. This destruction through heat would produce a desert world, containing no forces but differences of temperature. Such a theory conjures up a picture of a huge graveyard in which all human achievements lie buried—all intellectual, moral, and religious ideals and impulses. If we place human beings between a cosmic beginning from which we have been excluded and a cosmic end in which again we have no place, all human ideals and achievements become nothing but vague illusions. Thus, an intellectual, natural scientific philosophy reduces the reality of human existence to a mere illusion. Such an interpretation may be dismissed simply as a hypothesis, yet even if people today do not recognize the way science affects their attitudes toward life, the negative consequences are nevertheless real. But the majority are not prepared to face reality. Nor do such theories remain the prerogative of an educated minority, because they reach the masses through magazines and popular literature, often in very subtle ways. And, against the background of this negative disposition of soul, we try to educate our children, True, we also give them religious meaning, but here we are faced above all with division. For if we introduce religious ideas alongside scientific ideas of life, which is bound to affect our soul attitude, we enter the realm of untruth. And untruth extracts a toll beyond what the intellect can perceive, because it is active through its own inner power. Untruth, even when it remains concealed in the realm of the unconscious, assumes a destructive power over life. We enter the realm of untruth when we refuse to search for clarity in our attitudes toward life. This clarity will show us that, given the prevailing ideas today, we gain knowledge of a world where there is no room for the human being. Let us examine a scientific discovery that fills us with pride, as it should. We follow the chain of evolution in the animal world, from the simplest and most imperfect forms via the more fully developed animals, right up to the arrival of the human being, whom we consider the most highly developed. Does not this way of looking at evolution imply that we consider the human being the most perfect animal? In this way, however, we are not concerned with true human nature at all. Such a question, even if it remains unconscious, diminishes and sets aside any feeling we might have for our essential humanity. Again I wish to quote Herbert Spencer, because his views on contemporary education are so characteristic, especially with the latest attempts to reform education and bring it into line with current scientific thinking. In general, such reforms are based on concepts that are alien to the human spirit. Again, Spencer represents what we encounter in practical life almost everywhere. He maintains that we should do away with the usual influences adults—parents or teachers—have on children. According to him, we have inherited the bad habit of becoming angry when a child has done something wrong. We punish children and make them aware of our displeasure. In other words, our reaction is not linked directly to what the child has done. The child may have left things strewn all over the room and we, as educators, may become angry when seeing it. To put it drastically, we might even hit the child. Now, what is the causal link (and the scientific researcher always looks for causal links) between hitting the child and the untidy child? There is none. Spencer therefore suggests that, to educate properly, we should become “missionaries of causal processes.” For example, if we see a boy playing with fire by burning little pieces of paper in a flame, we should be able to understand that he does this because of his natural curiosity. We should not worry that he might burn himself or even set fire to the house; rather, we should recognize that he is acting out of an instinct of curiosity and allow him—with due caution, of course—to burn himself a little, because then, and only then, will he experience the causal connection. Following methods like this, we establish causal links and become missionaries of causal processes. When you meet educational reformers, you hear the opinion that this principle of causality is the only one possible. Any open-minded person will reply that, as long as we consider the intellectualistic natural scientific approach the only right one, this principle of causality is also the only correct approach. As long as we adhere to accepted scientific thinking, there is no alternative in education. But, if we are absolutely truthful, where does all this lead when we follow these methods to their logical extremes? We completely fetter human beings, with all their powers of thinking and feeling, to natural processes. Thoughts and feelings become mere processes of nature, bereft of their own identity, mere products of unconscious, compulsory participation. If we are considered nothing more than a link in the chain of natural necessity, we cannot free ourselves in any way from nature’s bonds. We have been opposed by people who, in all good faith, are convinced that the ordinary scientific explanation of evolution can be the only correct one. They equate the origin of everything with the primeval nebulae, comprehensible only through the laws of aeromechanics. They equate the end of everything with complete destruction by heat, resulting in a final universal grave. Into this framework they place human beings, who materialize from somewhere beyond the human sphere, destined to find that all moral aspirations, religious impulses, and ideals are no more than illusions. This may seem to be the very opposite of what I said a few minutes ago, when I said that, when seen as the last link in evolution, human beings loses their separate identity and are therefore cast out of the world order. But because human identity remains unknown, we are seen only as a part of nature. Instead of being elevated from the complexities of nature, humankind is merely added to them. We become beings that embody the causal nexus. Such an interpretation casts out the human being, and education thus places the human being into a sphere devoid of humanity; it completely loses sight of the human being as such. People fail to see this clearly, because they lack the courage. Nevertheless, we have reached a turning point in evolution, and we must summon the courage to face basic facts, because in the end our concepts will determine our life paths. A mood of tragedy pervades such people. They have to live consciously with something that, for the majority of people, sleeps in the subconscious. This underlying mood has become the burden of today’s civilization. However, we cannot educate out of such a mood, because it eliminates the sort of knowledge from which knowledge of the human being can spring. It cannot sustain a knowledge of the human being in which we find our real value and true being—the kind of knowledge we need if we are to experience ourselves as real in the world. We can educate to satisfy the necessities of external life, but that sort of education hinders people from becoming free individuals. If we nevertheless see children grow up as free individuals, it happens despite of our education, not because of it. Today it is not enough just to think about the world; we must think about the world so that our thinking gradually becomes a general feeling for the world, because out of such Education Based on Knowledge of the Human Being 25 feelings impulses for reform and progress grow. It is the aim of anthroposophy to present a way of knowing the world that does not remain abstract but enlivens the entire human being and becomes the proper basis for educational principles and methods. Today we can already see the consequences of the materialistic worldview as a historical fact. Through a materialistic interpretation of the world, humankind was cast out. And the echo of what has thus lived in the thoughts of educated people for a long time can now be heard in the slogans of millions upon millions of the proletariat. The civilized world, however, shuts its eyes to the direct connection between its own worldview and the echo from the working classes. This mood of tragedy is experienced by discerning people who have decided that moral ideas and religious impulses are an illusion and that humanity exists only between the reality’s nebulous beginning and its ultimate destruction by heat. And we meet this same mood again in the views of millions of workers, for the only reality in their philosophy is economic processes and problems. According to the proletarian view of life, nothing is more important than economics—economic solutions of the past, labor and production management, the organization of buying and selling, and how the process of production satisfies the physical needs of people. On the other hand, any moral aspirations, religious ideas, or political ideals are viewed as an illusory ideologies and considered to be an unrealistic superstructure imposed on the reality of life—the processes of material production. Consequently, something that was theoretical and, at best, a semi-religious conviction among certain educated social circles has, among the proletariat, become the determining factor for all human activity. This is the situation that humankind faces today. Under these conditions, people are trying to educate. To do this task justice, however, people must free themselves of all bias and observe and understand the present situation. It is characteristic of intellectuality and its naturalistic worldview that it alienates people from the realities of life. From this perspective, you only need to look at earlier concepts of life. There you find ways of thinking that could very well be linked to life—thoughts that people of the past would never have seen as mere ideologies. They were rooted in life, and because of this they never treated their thinking as though it were some sort of vapor rising from the earth. Today, this attitude has invaded the practical areas of most of the educated world. People are groaning under the results of what has happened. Nevertheless, humankind is not prepared to recognize that the events in Russia today, which will spread into many other countries, are the natural result of the sort of teaching given at schools and universities. There one educates and while the people in one part of the earth lack the courage to recognize the dire consequences of their teaching, in the other part, these consequences ruthlessly push through to their extremes. We will not be able to stop this wheel from running away unless we understand clearly, especially in this domain, and place the laws of causality in their proper context. Then we shall realize that the human being is placed into a reality tht will leave him no room for maneuvering as long as he tries to comprehend the world by means of the intellect only. We will see that intellectuality, as an instrument, does not have the power of understanding realities. I once knew a poet who, decades ago, tried to imagine how human beings would end up if they were to develop more and more in a onesided, intellectualistic way. In the district where he lived, there was a somewhat drastic idea of intellectual people; they were called “big heads” (grosskopfet). Metaphorically, they carried large heads on their shoulders. This poet took up the local expression, arguing that human development was becoming increasingly centered in the intellect and that, as a result, the human head would grow larger and larger, while the rest of the body would gradually degenerate into some sort of rudimentary organs. He predicted only rudimentary arms, ending in tiny hands, and rudimentary legs with tiny feet dangling from a disproportionately large head—until the moment when human beings would move by rolling along like balls. It would eventually come about that one would have to deal with large spheres from which arms and legs were hanging, like rudimentary appendages. A very melancholic mood came over him when he tried to foresee the consequences of one-sided intellectual development. Looking objectively at the phenomenon of intellectuality, we can see that it alienates people from themselves and removes them from reality. Consequently, an intellectual will accept only the sort of reality that is recognized by the proletariat—the kind that cannot be denied, because one runs into it and suffers multiple bruises. In keeping with current educational systems (even those that are completely reformed), such people believe that one can draw conclusions only within the causal complex. On the other hand, if they must suffer from deprivation, again they limit their grasp of the situation to the laws of causality. Those who are deprived of the necessities of life can feel, see, and experience what is real only too well; but they are no longer able to penetrate the true causes. While distancing themselves from reality in this way, people become less and less differentiated. Metaphorically, they are, in fact, turning into the poet’s rolling sphere. We will need to gain insight into the ways our universities, colleges, and schools are cultivating the very things we abhor when we encounter them in real life, which, today, is mostly the way it is. People find fault with what they see, but little do they realize that they themselves have sown the seeds of what they criticize. The people of the West see Russia and are appalled by events there, but they do not realize that their western teachers have sown the seeds of those events. As mentioned before, intellectuality is not an instrument with which we can reach reality, and therefore we cannot educate by its means. If this is true, however, it is important to ask whether we can use the intellect in any positive way in education, and this poignant question challenges us right at the beginning of our lecture course. We must employ means other than those offered by intellectuality, and the best way to approach this is to look at a certain problem so that we can see it as part of a whole. What are the activities that modern society excels in, and what has become a favorite pastime? Well, public meetings. Instead of quietly familiarizing ourselves with the true nature of a problem, we prefer to attend conferences or meetings and thrash it out there, because intellectuality feels at home in such an environment. Often, it is not the real nature of a problem that is discussed, because it seems this has already been dealt with; rather, discussion continues for its own sake. Such a phenomenon is a typical by-product of intellectuality, which leads us away from the realities of a situation. And so we cannot help feeling that, fundamentally, such meetings or conferences are pervaded by an atmosphere of illusion hovering above the realities of life. While all sorts of things are happening down below at ground level, clever discourses are held about them in multifarious public conferences. I am not trying to criticize or to put down people’s efforts at such meetings; on the contrary, I find that brilliant arguments are often presented on such occasions. Usually the arguments are so convincingly built up that one cannot help but agree with two or even three speakers who, in fact, represent completely opposite viewpoints. From a certain perspective, one can agree with everything that is said. Why? Because it is all permeated by intellectuality, which is incapable of providing realistic solutions. Therefore, life might as well be allowed to assume its own course without the numerous meetings called to deal with problems. Life could well do without all these conferences and debates, even though one can enjoy and admire the ingenuity on display there. During the past fifty or sixty years, it has been possible to follow very impressive theoretical arguments in the most varied areas of life. At the same time, if life was observed quietly and without prejudice, one could also notice that daily affairs moved in a direction opposite to that indicated by these often brilliant discussions. For example, some time ago, there were discussions in various countries regarding the gold standard, and brilliant speeches were made recommending it. One can certainly say (and I do not feel at all cynical about this but am sincere) that in various parliaments, chambers of commerce, and so on, there were erudite speeches about the benefits of the gold standard. Discriminating and intelligent experts—and those of real practical experience—proved that, if we accepted the gold standard, we would also have free trade, that the latter was the consequence of the former. But look at what really happened; in most countries that adopted the gold standard, unbearable import tariffs were introduced, which means that instead of allowing trade to flow freely it was restricted. Life presented just the opposite of what had been predicted by our clever intellectuals. One must be clear that intellectuality is alien to reality; it makes the human being into a big head. Hence it can never become the basis of a science of education, because it leads away from an understanding of the human being. Because teaching involves a relationship between human beings—between teacher and student—it must be based on human nature. This can be done only by truly knowing human nature. It is the aim of anthroposophy to offer such knowledge. |
303. Soul Economy: Body, Soul and Spirit in Waldorf Education: Education Based on Knowledge of the Human Being II
25 Dec 1921, Dornach Translated by Roland Everett |
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This fact lies behind the hope of anthroposophic work, which, in any task that it undertakes, chooses not to depart by a hair’s breadth from the disciplined training of the natural scientific way of thinking. |
If this were the situation, we would be able to comprehend the material aspect of the mineral kingdom. We would also be able to understand the physical aspect of human nature; the human body would become completely transparent to our sight. |
Unless we consider this other side of life, the hidden domain of our sleep life, by making exact investigations, we cannot understand human life in its wholeness. All these reciprocal effects, however, happen without human participation. |
303. Soul Economy: Body, Soul and Spirit in Waldorf Education: Education Based on Knowledge of the Human Being II
25 Dec 1921, Dornach Translated by Roland Everett |
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If you take what was presented to you yesterday and study it in greater depth, you will find that today’s interpretation of the world cannot lead to a real understanding of the human being. And if you go into further detail in your study of what could be only briefly described here and relate it to specific problems of life, you will find confirmation of all that was postulated in yesterday’s lecture. Now, strangely, exponents of the modern worldview seem unaware of what it means that they cannot reach the specifically human sphere. Nor are they willing to admit that, in this sense, their interpretation of the universe is incomplete. This fact alone is more than enough to justify all the efforts made by spiritual scientific research. We can understand this all the more clearly by observing characteristic examples. When quoting Herbert Spencer, I did not intend to prove anything but only wanted to illustrate modern thinking. Spencer had already formulated his most important and fundamental ideas before Darwinism spread. So-called Darwinism aptly demonstrates how scientific, intellectualistic thinking approaches questions and problems that result from a deep-seated longing in the human soul. Charles Darwin’s Origin of the Species, published in 1859, certainly represents a landmark in modern spiritual life. His method of observation and the way he draws conclusions are exemplary for a modern conceptual discipline. One can truly say that Darwin observed the data offered to his sense perceptions with utmost exactitude; that he searched for the underlying laws in a very masterly way; and he considering everything that such observations could bring to his powers of comprehension. Never did he allow himself to be deflected, not to the slightest degree, by his own subjectivity. He developed the habit of learning from the outer world in a way commensurate with the human intellect. Observing life in this way, Darwin found links between the simplest, least developed organisms and the highest organism on earth—humankind itself. He contemplated the entire range of living organisms in a strictly natural scientific way, but what he observed was external and not part of the essential nature of human beings. Neither the true human being nor human spiritual aspirations were the object of his enquiry. However, when Darwin finally had to face an impasse, his reaction was characteristic; after having formulated his excellent conclusions, he asked himself, Why would it have pleased the Divine Creator any less to begin creation with a small number of relatively undeveloped and primitive organic forms, which would be allowed to develop gradually, than to miraculously conjure fully developed forms right at the beginning of the world? But what does such a response imply? It shows that those who have made the intellectual and naturalistic outlook their own, apply it only as far as a certain inner sensing will allow and then readily accept these newly discovered boundaries without pondering too much over whether it might be possible to transcend them. In fact, they are even prepared to fall back on traditional religious concepts. In a subsequent book, The Descent of Man, Darwin did not fundamentally modify his views. Apart from being typical of the time, Darwin’s attitude reveals certain national features, characteristic of Anglo American attitudes and differing from those of Central Europe. If we look at modern life with open eyes, we can learn a great deal about such national traits. In Germany, Darwinism was initially received with open enthusiasm, which nevertheless spread to two opposite directions. There was, first of all, Ernst Haeckel, who with youthful ardor took up Darwin’s methods of observation, which are valid only in nonhuman domains. But, according to his Germanic disposition, he was not prepared to accept given boundaries with Darwin’s natural grace. Haeckel did not capitulate to traditional religious ideas by speaking of an Almighty who had created some imperfect archetypes. Using Darwin’s excellent methods (relevant only for the non-human realm) as a basis for a new religion, Ernst Haeckel included both God and the human being in his considerations, thus deliberately crossing the boundary accepted by Darwin. Du Bois-Reymond took up Darwinism in another way. According to his views, naturalistic intellectual thinking can be applied only to the non-human realm. He thus remained within its limits. But he did not stop there, unquestioning and guided by his feelings; he made this stopping point itself into a theory. Right there, where Darwin’s observations trail off into vagueness, Du Bois-Reymond postulated an alternative, stating that either there are limits or there are no limits. And he found two such limits. The first limit occurs when we turn our gaze out into the world, and we are confronted with matter. The second is when we turn our gaze inward, toward experiences of our consciousness and find these also finally impenetrable. He thus concluded that we have no way of reaching the supra-sensory, and made this into a theory: one would have to rise to the level of “supernaturalism,” the realm where religion may hold sway, but science has nothing to do with what belongs to this religious sphere. In this way, Du Bois-Reymond leaves everyone free to supplement, according to personal needs, everything confirmed by natural science with either mystical or traditionally accepted forms of religious beliefs. But he insists that such supernatural beliefs could never be the subject of scientific scrutiny. A characteristic difference between the people of Central Europe and those of the West is that the latter lean naturally toward the practical side of life. Consequently, they are quite prepared to allow their thoughts to trail off into what cannot be defined, as happens in practical life. Among Central Europeans, on the other hand, there is a tendency to put up with impracticalities, as long as the train of thought remains theoretically consistent, until an either/or condition has been reached. And this we see particularly clearly when fundamental issues about ultimate questions are at stake. But there is still a third book by Darwin that deals with the expression of feeling. To those who occupy themselves with problems of the soul, this work seems to be far more important than his Origin of the Species and Descent of Man. Such people can derive great satisfaction from this book—so full of fine observations of the human expression of emotions—by allowing it to work in them. It shows that those who have disciplined themselves to observe in a natural scientific way can also attain faculties well suited for research into the soul and spiritual sphere of the human being. It goes without saying that Darwin advanced along this road only as far as his instinct would allow him to go. Nevertheless, the excellence of his observations shows that a training in natural scientific observation can also lead to an ability to go into the supra-sensory realm. This fact lies behind the hope of anthroposophic work, which, in any task that it undertakes, chooses not to depart by a hair’s breadth from the disciplined training of the natural scientific way of thinking. But, at the same time, anthroposophy wishes to demonstrate how the natural scientific method can be developed, thus transcending the practical limits established by Darwin, crossed boldly by Haeckel’s naturalism, and stated as a theory by Du Bois-Reymond. It endeavors to show how the supra-sensory world can be reached so that real knowledge of the human being can finally be attained. The first step toward such higher knowledge does not take us directly into the world of education, which will be our central theme during the coming days. Instead, we will try to build a bridge from our ordinary conceptual and emotional life to suprasensory cognition. This can be achieved if—using ordinary cognition—we learn to apprehend the basic nature of our sense-bound interpretation of the world. To do this, first I would like you to assume two hypotheses. Imagine that, from childhood on, the world of matter had been transparent and clear to our understanding. Imagine that the material world around us was not impermeable to our sight, but that with ordinary sensory observation and thinking we could fully penetrate and comprehend its nature. If this were the situation, we would be able to comprehend the material aspect of the mineral kingdom. We would also be able to understand the physical aspect of human nature; the human body would become completely transparent to our sight. If such a hypothesis were reality, however, you would have to eliminate something from your mind that real life needs for its existence; you would have remove from your thinking all that we mean when we speak of love. For what is the basis of love, whether it is love for another person, for humankind in general, or for spiritual beings? Our love depends on meeting the other with forces that are completely different from those that illuminate our thinking. If transparent or abstract thoughts were to light up as soon as we met another being, then even the very first seeds of love would be destroyed immediately. We simply would be unable to engender love. You need only to remember how in ordinary life love ceases when the light of abstract thought takes over. You need only to realize how correct we are to speak of abstract thoughts as cold, how all inner warmth ceases when we approach the thinking realm. Warmth, revealing itself through love, could not come into being if we were to meet outer material life only with the intellect; love would be extinguished from our world. Now imagine that there is nothing to prevent you from looking into your own inner structure; that, when looking inward, you could perceive the forces and weaving substances within you just as clearly as you see colors and hear tones in the outer world. If this were to happen, you would have the possibility of continuously experiencing your own inner being. However, in this case, too, you would have to eliminate something from your mind that human beings need to exist in the world as it is. What is it that lights up within when you turn your sight inward? You see remembered imagery of what you have experienced in the outer world. In fact, when looking inward, you do not see your inner being at all. You see only the reflection, or memory, of what you have experienced in the world. On the one hand, if you consider that, without this faculty of memory, personal life would be impossible, and, on the other, consider that to perceive your own inner life you would have to eliminate your memory, then you realize the necessity of the built-in limits in our human organization. The possibility of clearly perceiving the essence of outer matter would presuppose a person devoid of love. The possibility of perpetually perceiving one’s own inner organization would presuppose a human being devoid of memory. Thus, these two hypotheses help us to realize the necessity of the two limits placed on ordinary human life and consciousness. They exist for the development of love and because human beings need personal memories for an inner life. But, if there is a path beyond these boundaries into the suprasensory world, an obvious question arise. Can we walk this path without damaging our personal life, on the one hand, and shunning a social life with others, on the other? Anthroposophy has the courage to say that, with the ordinary established naturalistic approach, it is impossible to attain suprasensory knowledge. At the same time, however, it must ask, Is there any way that, when applied with the strict discipline of natural science, will enable us to enter suprasensory worlds? We cannot accept the notion that crossing the threshold into the supernatural world marks the limit of scientific investigation. It is the goal of anthroposophy to open a path into the suprasensory, using means equally as exact as those used by ordinary science to penetrate the sensory realm. In this way, anthroposophy merely continues along the path of modern science. Anthroposophy does not intend to rebel against present achievements, but it endeavors to bring something that is needed today and something contemporary life cannot provide from its own resources. If we look at Darwin’s attitude as I have presented it, we might be prompted to say, If science can deal only with what is perceptible to the senses, then we have to fall back on religious beliefs to approach the suprasensory, and we simply have to accept the situation as inevitable. Such a response, however, cannot solve the fundamental, urgent human problems of our time. In this context, I would like to speak about two characteristics of contemporary life, because, apart from supplementing what has been said, they also illuminate educational matters. They may help to illustrate how modern intellectual thinking—which is striving for absolute lucidity—is nevertheless prone to drift into the dark unconscious and instinctive domains. If you observe people’s attitudes toward the world in past ages, you will find that ancient religion was never seen as mere faith—this happened only in later times—but that religions were based on direct experience and insight into spirit worlds. Knowledge thus gained was considered to be as real as the results of our modern natural scientific research. Only in subsequent ages was knowledge confined to what is sense perceptible, and suprasensory knowledge was, consequently, relegated to the religious realm. And so, the illusion came about that anything pertaining to metaphysical existence had to be a matter of faith. Yet, as long as religions rested on suprasensory knowledge, this knowledge bestowed great power, affecting even physical human nature. Modern civilization cannot generate this kind of moral strength for people today. When religion becomes only a matter of faith, it loses power, and it can no longer work down into our physical constitution. Although this is felt instinctively, its importance is unrecognized. This instinctive feeling and the search for revitalizing forces have found an outlet that has become a distinctive feature of our civilization; it is a part of all that we call sports. Religion has lost the power of strengthening the human physical constitution. Therefore an instinctive urge has arisen in people to gain access to a source of strength through outward, Education Based on Knowledge of the Human Being 39 physical means only. As life tends toward polarity, we find that people instinctively want to substitute the loss of invigoration, previously drawn from his religious experiences, by cultivating sports. I have no wish to harangue against sports. Neither do I wish to belittle their positive aspects. In fact, I feel confident that these activities will eventually develop in a healthy way. Nevertheless, it must be said that sports will assume a completely different position in human life in the future, whereas today it is a substitute for religious experience. Such a statement may well seem paradoxical, but truth, today, is paradoxical, because modern civilization has drifted into so many crosscurrents. A second characteristic of our intellectual and naturalistic civilization is that, instead of embracing life fully, it tends to lead to contradictions that destroy the soul. Thinking is driven along until it becomes entangled in chaotic webs of thought and contradictions, and the thinker remains unaware of the confusion created. For example, a young child in a certain sense will go through the various stages than humankind has passed through, from the days of primitive humanity up to our present civilization, and this fills certain naturalistic intellectuals with admiration. They observe the somewhat turned-up nostrils of a young child and the position of the eyes, which lie further apart than in later life. They observe the formation of the forehead with its characteristic curvature and also the shape of the mouth. All these features remind people of those found in primitive tribes, and so they see young children as “little savages.” Yet, at the same time, sentiments such as those expressed by Rousseau are trying to rise to the surface—sentiments that completely contradict what has just been said. When contemplating educational aims, some people prefer to “return to nature,” both from a physical and a moral aspect. But, being under the influence of an intellectual atmosphere, they soon aim at arranging educational ideas according to the principles of logic, for intellectuality will always lead to logic in thinking. Observing many illogical features in education today, they want to base it on principles of logic, which, in their eyes, are entirely compatible with a child’s natural development. Logic, however, does not meet the needs of children at all. One close look at primitive races will make one quickly realize that members of such tribes hardly apply logical thinking to their ways of life. And so some reformers are under the illusion that they are returning to nature by introducing a logical attitude in educating the young, who are supposed to be little savages, an attitude that is completely alien to a child. In this way, adherents of Rousseau’s message find themselves caught in a strange contradiction with an intellectualistic attitude; striving toward harmony with nature does not fit with an intellectualistic outlook. And, as far as the education of the will is concerned, the intellectualistic thinker is completely out of touch with reality. According to this way of thinking, a child should above all be taught what is useful in life. For example, such people never tire of pointing out the impracticability of our modern mode of dress, which does not satisfy the demands of utility. They advocate a return to more natural ways, saying that we should concentrate on the utilitarian aspects of life. The education of girls is especially subjected to sharp criticism by such reformers. So now they are faced with a paradox; did primitive human beings—the stage young children supposedly recapitulate—live a life of utility? Certainly not. According to archeologists, they developed neither logical thinking nor utilitarian living. Their essential needs were satisfied through the help of inborn instincts. But what captivated the interest of primitive people? Adornment. They did not wear clothing for practical reasons, but through a longing for self-adornment. Whatever the members of such tribes chose to wear—or not to wear, in order to display the patterns on their skin—was not intended for utility, but as an expression of a yearning for beauty as they understood it. Similar traits can be found in the young child. Those who perceive these contradictions and imperfections in modern life will be ready to look for their causes. They will increasingly recognize how lopsided and limited the generally accepted intellectualistic, naturalistic way of thinking is, which does not see the human being as a whole at all. Usually only our waking state is considered, whereas in reality the hours spent in sleep are just as much part of human life as those of daytime consciousness. You may object by saying that natural science has closely examined the human sleeping state as well, and indeed there exist many interesting theories about the nature of sleep and of dreams. But these premises were made by people while awake, not by investigators who were able to enter the domains of sleep. If people who are interested in education think in rational and logical ways and in terms of what is practical and useful in life, and if, on the other hand, they feel pulled in the direction of Rousseau’s call to nature, they will become victims of strange contradictions. What they really do is pass on to children all that seems of value to themselves as adults. They try to graft onto the child something that is alien to the child’s nature. Children really do seek for beauty—though not in the ways suggested by Rousseau—which for them expresses neither goodness nor utility, but simply exists for its own sake. In the waking state, human beings not only have consciousness but also experience an inner life and actively participate in life. During sleep, on the other hand, people loses their ordinary consciousness, and consequently they examine sleep while awake. A proper study of this phenomenon, however, requires more than abstract theories. Entering sleep in full consciousness is essential for understanding it. By experiencing both wonder and astonishment when studying the phenomena of sleep, a serious and unbiased investigator is not likely to advance in ways that, for example, Greek philosophy considered important. According to an ancient Greek adage, every philosophy—as a path toward cognition—begins with wonder. But this indicates only the beginning of the search for insight. One must move on. One must progress from wonder to knowledge. However, the first step toward suprasensory knowledge must be taken not with the expectation of being able to enter the spiritual world directly, but with the intent of building a bridge from the ordinary sensory world to suprasensory knowledge. One way of achieving this is to apply the discipline we use to observe the phenomena of the sensory world to the phenomena we encounter from the realms of sleep and dreams. Modern people have certainly learned to observe accurately, but in this case it is not simply a matter of observing accurately. To gain insight, one must be able to direct observations toward specific areas. I would like to give you an example of how this can be done when studying dream phenomena, which infiltrate our waking life in strange and mysterious ways. Occasionally one still encounters people who have remained aware of the essential difference between waking and sleeping, but their awareness has become only a dim and vague feeling. Nevertheless, they are aware that an awake person is an altogether different from one who is asleep. Therefore, someone tells them that sleep is a waste of time and sleepers are idle and lazy, these simple minds will say that, as long as we sleep, we are free from sin. Thus, they try to say that people, whom they consider sinful while awake, are innocent while asleep. A good instinctive wisdom is hidden in this somewhat naive attitude. But to reach clarity, we need to train our own observation. I would like to give you an example. Surely there are some here—perhaps every one of you—who have had dreams reminiscent of what might have happened to you in daily life. For example, you may have dreamed that you were taken to a river and that you had to get across somehow. So you searched for a boat, which, after a great deal of trouble, you managed to get hold of. Then you had to work hard to row across. In your dream you might have felt the physical exertion of plying the oars, until at last you managed to get across, just as you might have in ordinary life. There are many such kinds of dreams. Their contents are definite reminiscences of our physical, sensory lives. But there are also other kinds of dreams that do not echo waking life. For instance, someone again may dream that it is necessary to get across a river. Wondering how this urge could possibly be fulfilled, the dreamer is suddenly able to spread wings and—presto!—simply fly across and land safely on the opposite bank. This sort of dream is certainly not a memory of something that could happen in waking life, because, to my knowledge, this is hardly the way ordinary mortals transport themselves across a river in real life. Here we have something that simply does not exist in physical life. Now, if we accurately observe the relationship between sleep and being awake, we discover something very interesting; we find that dreams in which we experience the toil and exhaustion of waking life, which reflect waking life, cause us to awake tired. On waking, our limbs feel heavy and tiredness seems to drag on throughout the day. In other words, if strains and pains of a life of drudgery reappear in our dreams, we awake weakened rather than refreshed. But now observe the effects of the other kind of dream; if you managed to fly—weightless and with hearty enthusiasm, with wings you do not possess in ordinary life—once you have flown across your river, you awake bright and breezy, and your limbs feel light. We need to observe how these differing dreams affect the waking life with the same accuracy we use to make observations in mathematics or physics. We know quite well that we would not get very far in these two subjects without it. Yet dreams do not generally become the object of exact observations and, consequently, no satisfactory results are achieved in this field. And such a situation hardly encourages people to strive for greater powers of insight into these somewhat obscure areas of life. This is not just a case of presenting isolated glimpses of something that seems to confirm previous indications. The more we ponder over the relevant facts, the more the reciprocal links between sleep and waking life become evident. For example, there are dreams in which you may see some very tasty food that you then enjoy with a hearty appetite. You will find that usually, after having thus eaten in your dreams, you wake up without much appetite. You may not even eat during the following day, as though there were something wrong with your digestion. On the other hand, if in your dream you had the experience of speaking to an angel, and if you entered fully into a dialogue, you will awake with a keen edge to your appetite, which may persist during the whole day. Needless to say, partaking of food in one’s dream represents a memory from waking life, for in the spiritual world one neither eats nor drinks. Surely you will accept this without further proof. Therefore, enjoying food in a dream is a reminiscence of physical life, whereas speaking to an angel—an event unlikely to occur to people these days—cannot be seen as an echo of daily life. Such an observation alone could show even an abstract thinker that something unknown happens to us in sleep—something that nevertheless plays into our daily lives. It is wrong to surmise that it is impossible to gain exact and clear concepts in this realm. Is it not a clear discovery that dreams echoing earthly reality—the kind so popular among naturalistic poets, ever eager to imitate earthly life, never ready to enter the suprasensory realms—have an unhealthy effect on our waking lives? If impressions from ordinary life reappear in dreams, these dreams have an injurious effect upon our health. On the other hand, if unrealistic dream images appear—the kind scornfully dismissed as mystical rubbish by an intellectualistic philistine—they make us feel bright and fresh upon awaking in the morning. It is certainly possible to observe the strange interplay and the reciprocal effects between dreaming and sleeping. And so we can say that something independent of the human physical condition must be happening during sleep, the effects of which we can observe in the person’s physical organism. Dreams cause astonishment and wonder to ordinary consciousness, because they elude us in our waking state. The more you try to collect such examples, the more you will find a real connection between the human sleeping and waking state. You only need to look closely at dreams to see that they are different from our experiences during waking life. When awake, we are able to link or separate mental images at will, but we cannot do this when dreaming. Dream images are woven as objective appearances beyond the influence of our will. In dreams, the activities of the soul become passive, numb, and immobile. If we study dreams from yet another aspect, we find that they can reveal other secret sides of human existence. Observe, for instance, your judgment of people with whom you may have a certain relationship. You might find that you keep your full inner feelings of sympathy or antipathy from arising to consciousness, and that your judgment of people is colored by various facts, such as their titles or positions in social life. However, when you dream about such a person, something unexpected may happen; you may find yourself giving someone a good beating. Such behavior, so completely at odds with your attitude in waking life, allows you to glimpse the more hidden regions of your sympathies and antipathies, some of which you would never dare admit, even to yourself, but which the dream conjures up in your soul. Subconscious images are placed before the dreaming soul. They are relatively easy to watch, but if you deeply investigate someone’s inexplicable moods of ill temper or euphoria that seem unrelated to outer circumstances, you find that they, too, were caused by dreams, completely forgotten by those concerned. Experiences in sleep and the revelations of dreams work into the unconscious and may lead to seemingly inexplicable moods. Unless we consider this other side of life, the hidden domain of our sleep life, by making exact investigations, we cannot understand human life in its wholeness. All these reciprocal effects, however, happen without human participation. Yet it is possible to lift what happens subconsciously and involuntarily into a state of clear consciousness equal to that of someone engaged in mathematics or other scientific investigations. When achieving this, one’s powers of observation are enhanced beyond the indeterminate relationship between waking and sleeping to the fully conscious states of imagination, inspiration, and intuition. Only through these three capacities is it possible to attain true knowledge of the human being. What life vaguely hints at through the phenomenon of sleep can be developed in full consciousness by applying methods given by anthroposophy, which strive toward a real knowledge of the universe and the human being. |
303. Soul Economy: Body, Soul and Spirit in Waldorf Education: Education Based on Knowledge of the Human Being III
26 Dec 1921, Dornach Translated by Roland Everett |
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When trying to understand the world through a natural scientific interpretation of its phenomena, whether through cognition or through everyday life, people tend to consider conditions only as they meet them in the moment. |
If you look at human life from this aspect of time, you also understand certain abnormalities. You may encounter people who (if I may put it this way) slip prematurely into old age. |
We will have developed the faculty of consciously forming images that, under normal circumstances, appear only in dreams, during a state that escapes ordinary consciousness and is confined to the time between falling asleep and awaking. |
303. Soul Economy: Body, Soul and Spirit in Waldorf Education: Education Based on Knowledge of the Human Being III
26 Dec 1921, Dornach Translated by Roland Everett |
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When trying to understand the world through a natural scientific interpretation of its phenomena, whether through cognition or through everyday life, people tend to consider conditions only as they meet them in the moment. Such a statement might seem incorrect to those who merely look at the surface of things, but as we proceed, it will become evident that this is indeed true. We have grown accustomed to investigate the human physical organism with the accepted methods of biology, physics, and anatomy, but (though this may appear wrong at first) in the results we find only what the present moment reveals to us. For example, we might observe the lungs of a child, of an adult, and of an older person, in their stages from the beginning to the end of life, and we reach certain conclusions. But we do not really penetrate the element of time at all in this way, because we limit ourselves to spatial observations, which we then invest with qualities of time. We are doing the same thing, to use a simile, when we read the time by looking at a clock. We note the position of the hands in the morning, for example, and positions in space indicate the time for us. We may look at the clock again at noon and deduce the passage of time from the spatial changes of its hands. We take our bearing in the course of time from the movements of the clock’s hands from point to point in space. This has become our way of judging time in everyday life. But through this method we cannot experience the true nature of time. Yet only by penetrating time with the same awareness we use to experience space can we correctly assess human life between birth and death. I would like to illustrate these theoretical remarks with examples to show the importance of living into the dimension of time, especially if you want to practice the art of education. Let us take as our example a child who is full of reverence toward adults. Anyone with a healthy instinct would consider such an attitude in a child as something wholesome, especially if such reverence is justified, as indeed it should be on the part of the adult. However, people usually think no further, but merely attribute a feeling of reverence toward adults to certain aspects of childhood and leave it at that. But we cannot recognize the importance of such reverence unless we include the entire course of a human life in our considerations. As we grows older, we may have the opportunity to observe old people. We may discover that some of them have the gift of bringing soul comfort to those who need it. Often it is not what they have to say that acts as balm on a suffering soul, but just the tone of voice or the way they speak. If now you follow this old person’s life back to childhood, you find that, as a child, that individual was full of reverence and respect for adults. Naturally, this attitude of reverence will disappear in later life, but only on the surface. Deep down, it will gradually transform, only to reemerge later as the gift of bringing solace and elevation to suffering and troubled minds. One could also say it this way: If a young child has learned to pray and has learned to develop an inner mood of prayer, this mood will enter the subconscious and transform into the capacity of blessing in the ripeness of old age. When we meet old people whose mere presence radiates blessing upon those around them, you find that in their childhood they experienced and developed this inner mood of prayer. Such a transformation can be discovered only if one has learned to experience time as concretely as we generally experience space. We must learn to recognize the time element with the same awareness with which we experience space. Time must not be experienced only in spatial terms, as when we look at a clock. What I have been trying to illustrate regarding the moral aspects of life needs to become very much a part of our concept of the human being—certainly if we are going to develop a true art of education. I would like to elaborate this in greater detail. If we compare human beings with the animals, we find that from the moment of birth, animals (especially the higher species) are equipped with all the faculties needed for living. A chick leaving its shell does not need to learn to walk and is immediately adapted to its surroundings. Each animal’s organs are firmly adapted to the specific needs of its species. This is not at all true, however, of human beings, who come into this world completely helpless. Only gradually do we develop the capacities and skills needed for life. This is because the most important period in our earthly life is between the end of childhood and the beginning of old age. This central period of maturity is the most important feature of human life on earth. During that time, we adapt our organism to external life by gaining aptitudes and skills. We develop a reciprocal relationship to the outer world, based on our range of experience. This central period, when human organs maintain the ability to evolve and adapt, is completely missing in the life of animals. The animal is born in a state that is fundamentally comparable to an old person, whose organic forms have become rigid. If you want to understand the nature of an animal’s relationship to its surroundings, look at it in terms of our human time of old age. Now we can ask whether an animal shows the characteristics of old age in its soul qualities. This is not the case, because in an animal there is also the opposite pole, which counteracts this falling into old age, and this is the animal’s capacity of reproduction. The ability to reproduce, whether in the human or animal kingdom, always engenders forces of rejuvenation. While animal fall prey to the influences of aging too quickly on the one hand, on the other they are saved from premature aging because of the influx of reproductive forces until maturity. If you can observe an animal or an animal species without preconceived ideas, you will conclude that, when the animal is capable of reproduction, it has reached a stage equivalent to that of old age in a human being. The typical difference in the human being is the fact that both old age and childhood (when the child’s reproductive system is slowly maturing) are placed on either end of the human central period, and during this period the human organism remains flexible, enabling human beings to relate and adapt individually to the environment. Through this arrangement, a human being will be a child at the right time, then leave childhood at the right time to enter maturity. And a person leaves maturity when it is time to enter old age. If you look at human life from this aspect of time, you also understand certain abnormalities. You may encounter people who (if I may put it this way) slip prematurely into old age. I am not thinking so much of the obvious features typically associated with old age, such as grey hair or baldness; even a bald-headed person may still be childish. I am thinking of the more subtle indications, detectable only by more intimate observations. One could call such features the signs of a senile soul life, manifesting in people who should still be in the central period of flexibility and adaptability. But the opposite may also happen; a person may be unable to leave the stage of childhood at the right time and carry infantile features into the central stage of life. In this case, strange things may happen in the life of that person—the symptoms of which we can only touch on today. When we include the time element in our picture of the human being, we can diagnose aberrations in human behavior. We know that, as we approach old age, we lose flexibility especially in the head. Consequently, all the capacities that we have acquired during life attain more of a soul and spiritual quality. But this is possible only at the expense of the head as a whole assuming certain animal-like qualities. From a physical point of view, an old person goes through conditions similar to those of a newborn animal. To a certain extent one becomes “animalized.” Thus old people gain something that they may preserve for the rest of their lives, provided their education was right. Their spiritual, soul experiences of the outer world no longer enter fully into the human organization. The cranium becomes ossified and fixed. Old people thus depend more on soul and spiritual links with the surrounding world. They are no longer able to transform outer events into inward qualities as well as they once did. Thus, a kind of animalization of the upper regions takes place. It is possible for this animalization of the head structure to occur prematurely—during the middle period of life—but because we remain human despite such a tendency, we do not encounter external symptoms. Rather, we must look for certain changes in the soul realm. If the characteristic relationship of the older person to the outer world manifests prematurely—and this can happen even during childhood—a person’s experiences is drawn too much into the physical system, since the general flexibility of the rest of the human organization, typical of the younger age, naturally retains the upper hand. In this case, a person will experience inwardly, and too early, a relationship to the outer world typical of old age. Interaction between inner and outer world would thus be linked too much to the physical organization, bringing about soul properties more like that in the animal world than in normal human beings. One can say (if you want to express it in this way) that animals have the advantage of a certain instinct over human beings, an instinct that links them more directly and intimately to the environment than is true of the normal human being. It is not simply a myth, but completely reflects the peculiarities of animal life, that certain animals will leave a place that is in danger of a natural catastrophe. Animals are gifted with certain prophetic instincts of self-preservation. It is also true that animals experience far more intensely the changing seasons than do human beings. They can sense the approaching time for migration, because they have an intimate and instinctive relationship with the environment. If we could look into an animal’s soul, we would find—although entirely unconsciously—an instinctive wisdom of life that manifests as the animal’s ability to live entirely within the manifold processes and forces of nature. Now, if a person falls victim to encroaching age too early, this animal-like instinctive experience of the surroundings begins to develop, though in a sublimated form because it is lifted into the human sphere. Lower forms of clairvoyance, such as telepathy, telekinesis and so on—described correctly or wrongly—occur abnormally in human life and are simply the result of this premature aging in the central period of life. When this process of aging occurs at the proper time, people experience it in a healthy way, whereas if it appears in the twenties, a person gains clairvoyance of a low order. The symptoms of premature aging represent an abnormality in life that does not manifest outwardly but in a more hidden way. If these forms of lower clairvoyance were studied from the aspect of premature aging, a people would gain far deeper insight into these phenomena. This is possible, however, only when people observe life in a more realistic way. It is not good enough to investigate what we see with our eyes at the present moment. People must learn to recognize indications in these symptoms of a time shift from later to earlier stages of life. We will see in the next few days how healing processes can occur through exact insight into human nature. It is possible that a kind of animalization could manifest not as an outwardly visible aging process but as a close, instinctive relationship to the environment encroaching on the lower regions of the human being and otherwise characteristic of an animal. The resulting phenomena of telepathy, telekinesis, and so on do not become less interesting because they are recognized for what they really are—the intrusion of a later stage of life upon an earlier, not manifestations of the spirit world. By developing time consciousness, we can fathom the very depths of human nature. To live in the dimension of time is to survey the course of time until we can see into both the past and future from the present moment. You can get a sense of how present-day observation (though externally it may appear otherwise) is very remote from this more inward means of observation, which is more concurrent with time and its flow. Inadequate interpretation of what we encounter in life is the result of modern methods of observation. Contemporary scientific explanations and their effects on life are full of anemic interpretations. Looking at the course of human life, we discover that the opposite of what we just described can also happen when childishness is carried into maturity. It is characteristic of children that they not only experience the external world less consciously than adults, but their experiences are also much more intimately connected with metabolic changes. When children see colors, their impressions strongly affect the metabolic processes; a child takes in outer sensory impressions all the way into the metabolism. It is not a mere metaphor to say that children digest their sensory impressions, because their digestion responds to all of their outer experiences. An old person develops certain animal characteristics within the physical, but a child’s entire life is filled with a sensitivity toward the vegetative organic processes that also affect the child’s soul life. Unless we are aware of this, we cannot understand a child’s nature. In later years, human beings leave the digestive and metabolic processes more or less on their own; experiences of the external world are more independent of those processes. They do not allow their soul and spiritual reactions toward the outer world to affect the metabolism to the extent that a child does. The response of adults to their surroundings is not accompanied by the same liveliness of glandular secretion as in children. Children take in outer impressions as if they were edible substances, but adults leave their digestion to itself, and this alone makes them adults under normal circumstances. But there are cases where certain vegetative and organic forces, which are properly at work during childhood, continue to work in an adult, affecting the psyche as well. In this case, other abnormal symptoms are also liable to occur. An example will make this clear. Imagine, for example, a girl who comes to love a dog that has made a deep impression on her nature. If she has carried childishness into later life, this tenderness will work right into the metabolism. Organic processes that correspond to her feelings of affection will be established. In this situation, digestive processes occur not only after eating or as the result of normal physical activities, but certain areas within the digestive system will develop a habit of secreting and regenerating substances in response to the strong emotions evoked by the love for the animal. The dog will become indispensable to the well-being of her vegetative system. And what happens if the dog dies? The connection in outer life is broken; the organic processes continue by force of inertia, but they are no longer satisfied. Her feelings miss something they had gotten used to, and inner troubles and strange disturbances may follow. A friend may suggest getting a new dog to restore the previous state of health, since the inner organic processes would again find satisfaction through external experiences. We will see later, however, that there are better ways to cure such an abnormality, but anyone may reasonably try to solve the problem this way. There are of course many other examples, less drastic than a deep affection for a dog. If an adult has not outgrown certain childhood forces that absorb external impressions into the digestive system, and if that adult can no longer satisfy this abnormal habit, certain cravings within the vegetative organism will result. But there are other things that may have been loved and lost that cannot be replaced; then a person remains dissatisfied, morose, and psychosomatic. One must try to find the true causes of the seemingly inexplicable symptoms that arise from the depths of the unconscious. There are people who can sense what needs to be done to alleviate suffering caused by unsatisfied emotions that affect inner organic processes. They manage to coax and to bring to consciousness what the patient wants to recall, and in this way they can help a great deal. Because of the present condition of our civilization, there are many who have not progressed from childhood to adulthood in the normal way, and the ensuing symptoms, both light and serious, have been widely noted. Whereas this led naturally to conversations in ordinary life among helpful, interested people, the situation has stimulated—in many respects rightly so—psychological research, and a new scientific terminology has sprung up. The patient’s psyche is examined through investigation of dreams or by freely or involuntarily giving oneself away. In this way, unfulfilled urges arise from the subconscious into consciousness. This new branch of science is called psychology or psychoanalysis, the science of probing the hidden regions of the soul. However, we are not dealing with “hidden regions of the soul,” but with the remains of vegetative organic processes left behind and craving satisfaction. When thwarted desires have been diagnosed, one can help patients readapt, and here lies the value of psychoanalysis. When judging these things, anthroposophy, or spiritual science, finds itself in a difficult position. It has no quarrel with the findings of natural science; on the contrary, spiritual science is quite prepared to recognize and accept whatever remains properly within its realm. Similarly, spiritual science accepts psychoanalysis within its proper limits. But spiritual science tries to see all problems and questions within the widest context, encompassing the entire universe and the whole human being. It feels it is necessary to broaden the arbitrary restrictions laid down by natural science, which even today often investigates in an unprofessional and superficial way. Anthroposophy has no wish and no intention to quarrel and only puts what is stated in a lopsided way into a wider perspective. Yet this approach is distasteful and unacceptable to those who prefer to wear blinders, and, consequently, furious attacks are made against anthroposophy. Spiritual science must defend itself against an imbalanced attitude, but it will never be aggressive. This has to be said regarding the present currents of thought, as we find in psychoanalysis. A person may draw the last period of life too much into middle age and, with it, experience abnormal relationships with the external world, manifesting as lower forms of clairvoyance, such as telepathy. In this case, one’s horizon extends beyond the normal human scope in an animal-like fashion. It is important to distinguish the two opposing situations, since a person may also move in the other direction by pushing what properly belongs to childhood into later periods of life. As a result, one becomes enmeshed too strongly with the physical organism, with the result that organic surges swamp the psyche, causing disturbances and inner abnormalities. Such a person suffers from a relationship that is too close to one’s own organic system. This relationship has been diagnosed by psychoanalysis, which should nevertheless direct its attention toward the human organs to understand the roots of this problem. If we desire a comprehensive knowledge of the human being, it is absolutely necessary to include the entire human life between birth and death in our considerations. It is essential to focus on the effects of passing time and to inwardly live with and experience those effects. Spiritual science pursues knowledge of the whole human being by penetrating the suprasensory, using its own specific methods and fully considering the time element, which is generally ignored completely in our present stage of civilization. Imagination, inspiration and intuition, which are the specific methods of spiritual scientific work, must be built on an experience of time. Imagination, inspiration and intuition, the ways leading to suprasensory cognition, should not be seen as faculties beyond ordinary human life but as a continuation, or extension, of ordinary human capacities. Spiritual science dismisses the bias that maintains we can attain this sort of cognition only through some special grace; spiritual science holds that we can become conscious of certain faculties lying deep within us and that we have the power to train them. The usual kind of knowledge gotten through modern scientific training and in ordinary practical life must certainly be transcended. What happens when we try to comprehend the world around us—not as scientifically trained specialists but as ordinary people? We are surrounded by colors, sounds, varying degrees of warmth, and so on, all of which I would like to call the tapestry of the sensory world. We surrender to these sensory impressions and weave them without thoughts. If you think about the nature of memories rising in your soul, you will find that they are the result of sensory impressions woven into our thoughts. Our whole life depends on imparting this texture of sensory impressions and thoughts to our soul life. But what really happens? Look at the diagram. Let the line a to b represent the tapestry of the sensory world around us, consisting of colors, sounds, smells, and so on. We give ourselves up to our observation, this tapestry of the senses, and weave its impressions with our thinking (indicated here by the wavy line). [IMAGE REMOVED FROM PREVIEW] When living in our senses, we unite all our experiences with our thoughts. We interpret the sensory stimuli through thinking. But when we project our thoughts into our surroundings, this tapestry becomes a barrier for us, a metaphorical canvas upon which we draw and paint all our thoughts, but which we cannot penetrate. We cannot break through this incorporeal wall with ordinary consciousness. As the thoughts are stopped by this canvas, they are inscribed upon it. The only possibility of penetrating this wall is gained by raising one’s consciousness to the state of imagination through systematic and regular meditation exercises. It is equally possible to undergo an inner training in meditation as a method of research in an outwardly directed study of chemistry or astronomy. If you read my book How to Know Higher Worlds and the second part of An Outline of Esoteric Science, you can convince yourselves that, if you want to reach the final goal, the methods for such meditative exercises are certainly not simple and less time-consuming than those needed to study astronomy or chemistry. On the other hand, it is relatively easy to read books giving information about such exercises and, using one’s common sense, examine the truths of spiritual scientific research. You do not have to take these on authority. Even if you cannot investigate the spiritual world yourself, it is possible to test given results by studying the specific methods employed. Meditative practice is based on freeing ourselves from outer sensory impressions. In meditation, we do not surrender to sensory impressions, but to the life of thinking. However, by dwelling again and again in meditation on a given thought or mental image—one that is easily and fully comprehensible—we gradually bring our life of thought to such a strength and inner substance that we learn to move in it with the same certainty we have in our sensory impressions. You have all experienced the difference between the striking effects of outer sensory impressions and the rather limp and pale world of our thoughts during ordinary consciousness. Sensory impressions are intense and alive. We give ourselves up to them. Thoughts, on the other hand, turn pale and become abstract and cold. But the very core of meditating is learning, through regular practice, to imbue thoughts with the same intensity and life that normally fills our sensory experiences. If we succeed in grasping a meditation with the same inner intensity that we experience through the stimulus of a color, for example, then we have enlivened, in the right way, the underlying thoughts of a meditation. But all this must happen with the same inner freedom employed in the normal weaving of thoughts or ordinary sense perceptions. Just as we do not allow ourselves to be taken over by nebulous moods or mystical dreaming, or become fatuous visionaries when observing the external world, we must not lose our firm ground when meditating in the right way. The same sane mood with which we perceive the world around us must also take hold when we meditate. This attitude of taking outer sensory perceptions as an example for one’s conduct when meditating is characteristic of the anthroposophic method. There are plenty of vague mystics who disparage sensory perceptions as inferior and advise leaving them behind. They claim that, when you meditate, you should reach a state of mystic dreaming. The result, of course, is a condition of half sleep, certainly not meditation. Spiritual science pursues the opposite goal, considering the quality, intensity, and liveliness of sensory perception as an example to be followed until the meditator moves inwardly with the same freedom with which one encounters sensory perceptions. We need not fear we will become dried up bores. The meditative content (which we experience objectively in meditative practice) saves us from that. Because of the inner content that we experience while freeing ourselves from ordinary life, there is no need to enter a vague, trance-like state while meditating. Correct meditation allows us to gain the ability to move freely in our life of thinking. This in turn redeems the thoughts from their previous abstract nature; they become image-like. This happens in full consciousness, just as all healthy thinking takes place. It is essential that we do not lose full consciousness, and this distinguishes meditation from a hallucinatory state. Those who give themselves up to hallucinations, becoming futile enthusiasts or visionaries, relinquish common sense; on the other hand, those who wish to follow the methods advocated here must make sure common sense accompanies all their weaving thought imagery. And what does this lead to? Though fully awake, we experience the pictorial quality of the dream world. The significant difference between imagination and dream images is that we are completely passive when experiencing the imagery of dreams. If they arise from the subconscious and enter our waking state, we can observe them only after they have occurred. When practicing imagination, on the other hand, we initiate them ourselves; we create images that are not mere fantasy, but differ in intensity and strength from the fantasy as do dream images. The main point is that we initiate the images ourselves, and this frees us from the illusion that they are a manifestation of the external world. Those given up to hallucinations, however, always believe that what comes to them represents reality, because they know that they did not create what they see. This is the cause of the deception. Those who practice imagination through meditation cannot possibly believe that the images they create represent external reality. The first step toward suprasensory cognition depends on freeing ourselves from the illusion that the images we have created—having the same intensity as those of the dream world—are real. This, however, is obvious, because the meditator remains fully aware of having initiated them in complete freedom. Only the insane would mistake them for outer reality. Now, in the next step in meditation we acquire the ability to allow these images to vanish without a trace. This is not as easy as one might expect, because, unless the one meditating has created them in full freedom, the images become quite fascinating and fix themselves on the mind like parasites. One has to become strong enough to let such pictures disappear at will. This second step is equally important as the first. In ordinary life, we need the ability to forget; otherwise we would have to go through life with the total of all our memories. Similarly, the complete extinction of meditative images is as important as their initial creation. When we have thoroughly practiced these exercises, we have done something to our soul life that might be compared to the strengthening of muscles through repeated bending and stretching. By learning to weave and form images and then to obliterate them—and all this is done in complete freedom of the will—we have performed an important training of the soul. We will have developed the faculty of consciously forming images that, under normal circumstances, appear only in dreams, during a state that escapes ordinary consciousness and is confined to the time between falling asleep and awaking. Now, however, this condition has been induced in full consciousness and freedom. Training in imagination means training the will to consciously create images and to consciously remove them from the mind. And through this, we acquire yet another faculty. Everyone has this faculty automatically—not during sleep, but at the moments of awaking and falling asleep. It is possible that what was experienced between these two points in time comes to us as remnants of dreams, often experienced as though they come from the beyond. Naturally, it is equally possible that what we encounter on awaking surprises us so much that all memories of dreams sink below the threshold of consciousness. In general, we can say that, because dream imaginations are experienced involuntarily, something chaotic and erratic that normally lies beyond consciousness finds its way to us. If, while fully awake, we develop the ability of creating and of obliterating imaginations, we may reach a condition of emptied consciousness. This is like a new awakening, then, from beyond the tapestry of the sensory world; spiritual entities pass through the tapestry to reach us on paths smoothed by the meditation content (see the circle in the diagram). While thus persevering in emptied consciousness, we push through the barrier of the senses, and images come to us from beyond the sensory world, carried by inspiration. We enter the world beyond the sensory world. Through imagination, we prepare for inspiration, which involves the ability to experience consciously something that happens unconsciously at the moment of awaking. Right at the moment of awaking, something from beyond our waking soul life enters consciousness, so that something beyond the conscious sensory world enters us if, through imagination, we have trained our soul as described. In this way, we experience the spiritual world beyond the world of the senses. The faculties of suprasensory cognition are extensions of those naturally given to us in ordinary life. It is one of the main tasks of spiritual science to train and foster the development of these higher faculties. And grasping the time element in human life is fundamental to such development. If you look at the preparatory exercises for imagination, inspiration, and intuition as given in How to Know Higher Worlds or An Outline of Esoteric Science, you find that everything said there aims at one thing: learning to experience the flow of time. The human being goes through the various stages of experience in the world, first as a child, then as a mature person, and finally as an old person; otherwise, one may suffer from an abnormal overlap of one stage into the other. It is not imagination itself, but the meditative preparation, that should give the possibility of developing the full potential and of learning how to give ourselves to the world out of the fullness of life. To this end harmony must be brought about between the specific contributions to the world of childhood, middle age, and old age. These must flow together harmoniously into a worldview capable of reaching the spiritual world. Human beings in their wholeness, which includes the domain of time, must be actively engaged in work in the world. To achieve a worldview that reaches beyond the barriers of the sensory world, human beings must preserve the freshness of experience proper to youth; the clarity of thought and the freedom of judgment proper to the central period of life; and the power of loving devotion toward life that can reach perfection in old age. All these qualities are a necessary preparation for the proper development of imagination, inspiration, and intuition. |
303. Soul Economy: Body, Soul and Spirit in Waldorf Education: Health and Illness I
27 Dec 1921, Dornach Translated by Roland Everett |
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If you have been able, in full consciousness and under full control, to enhance your soul powers in this way, you will have in fact entered the spiritual world. |
The realm where we lived before entering earthly life is revealed to us. It is understandable if some are unprepared to go to such lengths to investigate the eternal human being. Certainly, everyone is free not to follow these paths. |
Nor do they lead to a vague kind of spirituality; spirit is taken fully into account, so that life can be understood and treated appropriately. Educators who gradually learn to understand human nature can learn how to deal correctly with matters related to their students’ health and illness. |
303. Soul Economy: Body, Soul and Spirit in Waldorf Education: Health and Illness I
27 Dec 1921, Dornach Translated by Roland Everett |
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As described in the previous lecture, cognition through imagination can be attained by lifting into consciousness what is active subconsciously and involuntarily in dreaming. To be more precise, it is the activity behind our dreaming and not the dreaming itself with its content that is lifted into consciousness, since if this were to happen, we should remain in the realm of unreality. (For the moment I will leave this activity behind our dreaming undefined.) It is this activity—lifted into consciousness by controlled will power—that becomes the basis for cognition through imagination, and this conscious activity is very different from that of dreaming. In dream activity, because we are not active participants, we have the feeling that our experiences are real. But when we lift the activity that produces dreams into consciousness, we realize very well that we are seeing images we ourselves made. It is this awareness that saves us from falling into hallucinations instead of doing research through spiritual science. This first meditative activity of creating images must now be superseded by a second step that involves obliterating those images, thus leading to empty consciousness. If you have been able, in full consciousness and under full control, to enhance your soul powers in this way, you will have in fact entered the spiritual world. You will then be able to engage in an activity that, being solely soul and spirit, is independent of the physical body; you no longer perceive with your physical organs. While thinking becomes freed from the body, your conscious experience becomes purely spiritual. Yesterday I showed that, for spiritual scientific investigators, dreamlike experience is not to be seen as a model for spiritual perception. Only fully controlled experiences, similar to those of our sensory perceptions, are valid. Obviously there is no possibility of sensory perception in suprasensory cognition. Nevertheless, we can see definite capacities in our ability to move freely when surrounded by sensory perceptions and in our independence from our personal makeup while perceiving. An example will clarify my meaning. Let us look at one of our most characteristic and representative sensory organs, the human eye. We recognize the relative independence of this organ by the way it rests in its cavity, attached to the remaining organism by insubstantial links. Forgetting for the moment what happens in the act of seeing, we find another, more external process. Near the eye are the lachrymal glands, which, while we are awake, continually secrete a liquid composed mainly of salt water. This liquid flushes the whole eyeball, especially the part exposed to the outer air when the eye is open. Through this glandular activity, the eye is constantly bathed so that dust entering the eye from the outside is washed away through tear ducts entering the nose. This process, which forms part of the normal function of our organ of sight, is hidden from ordinary consciousness. Now this wisely ordained (though completely unconscious) activity of the lachrymal glands can be accelerated by the various stimuli of pressure or cold, for example, or through exhaustion, either in the eye or in the organism in general. The lachrymal glands thus become more active, and the cause of secretion and the secretion of tears itself begins to enter our consciousness. However, a further increase of this activity may occur in a very different way; when sadness makes us weep, tears flow as a result of a purely emotional stress or because our feelings have been deeply moved. Here we see how, under normal circumstances, the lachrymal liquid is constantly secreted in complete unconsciousness, and how outer irritants will lead to an increase in our consciousness of this activity. But when a person cries because of soul distress, this lachrymal activity is lifted into the sphere of consciousness only through soul or moral issues, not through physical causes. This simple fact can help to illustrate what happens when, through meditation, we are able to lift ourselves into a bodyfree state of consciousness, in which we can live entirely in soul and spiritual experiences. If you shed tears because you receive a letter that makes you unhappy, you must admit that the cause of your tears has nothing to do with your physical eyes. Nevertheless, it affects your physical eyes. The fact that tears are not connected with the physical act of reading the letter is easily proved if someone else reads the letter to you and you experience the same tearful consequences. Something non-physical has set an organic process in motion. Now imagine you have gained such mastery over yourself that you can suffer great sorrow without shedding any tears. Of course, this does not imply that your anguish would be any less intense than when you weep. In this situation, soul experiences do not directly affect the bodily functions. This example may illustrate how, through self-development, we can achieve a state of soul and spirit, emancipated from the physical organism. It may help you to form some idea of how imagination, inspiration, and intuition as methods of spiritual science can open the gates into the suprasensory world. If you take the proper steps, you will be able to describe experiences from beyond the tapestry of the senses, experiences that may be seen as an enhanced continuation of what a person experiences in normal life. This, however, is possible only through the practice of specific soul and spiritual exercises. If now, through continued spiritual training, you have reached the stage where you can suppress previous imaginations of your own creation, and if in the ensuing stage of emptied consciousness you are able to experience real soul and spiritual content, the first thing that comes to meet you is a tableau sort of image of your earthly life, approximately from birth until the present. You will be unable to see your physical body in that picture, because it vanishes when you reach bodyfree perception. And there before you, ready to meet your soul, is everything you have experienced, everything that belongs to your stream of memory, which normally remains unconscious, with only individual images occasionally arising. It confronts you as an entity, as a kind of time organism full of its own inner movement. If you look at the physical body as it appears spatially, you find that its members are interdependent, all together making up the whole. What happens in the head has a certain relationship with the stomach and vice versa. All the processes in an organism are interrelated. The same is true of an organism existing in time; later events depend on earlier ones, and the past lives in the present. At such a moment, you are all at once confronted by a tableau of your whole life. Now, if you are able to consciously suppress the tableau of these memory pictures—not just the body but the entire life tableau—you reach the stage where you are able to perceive experiences prior to birth, or rather, prior to conception. The realm of soul and spirit that you inhabited before entering this earthly existence remains part of your inner being, even during life on earth. It works and lives in us in a way similar to the way hydrogen lives with oxygen after they form water. One cannot examine hydrogen separately from the oxygen while they form water; similarly, one cannot examine the human soul and spirit separately while we live on earth. Just as the oxygen must first be isolated from water before we can examine the remaining hydrogen, the soul and spiritual parts of the human being must first be isolated. When this happens, we are led not into the present time but into our pre-earthly existence. Thus, you really can perceive what has descended from the spirit world to assume earthly form. The realm where we lived before entering earthly life is revealed to us. It is understandable if some are unprepared to go to such lengths to investigate the eternal human being. Certainly, everyone is free not to follow these paths. But to think it is possible to examine the human soul and spirit using ordinary methods of cognition is like believing naively that we could examine hydrogen while it forms a part of water, without first isolating it. One must recognize that ordinary consciousness is unable to enter the realm of soul and spirit. If you are unprepared to accept the results of spiritual investigation, you will have to remain silent about suprasensory realities. And in this case, you will have to be content with involvement only within material existence. The truth may be irksome to some, but there are certain facts in life that one must simply accept. Continuing along this path of spiritual training, we gradually reach knowledge through inspiration. We become inspired by something that does not normally enter consciousness but permeates our being as does the oxygen we breathe in from the outer air. In full consciousness, we are filled with inspirational cognition and the experience of our pre-earthly life, just as in respiration we are filled with physical oxygen. We breathe with our soul and spiritual being, rising to the stage of inspiration. This word was not chosen arbitrarily, but with the nature of this type of cognition in mind. Inspirational cognition has yet another characteristic. You will find more about it in How to Know Higher Worlds. In order to develop this higher cognition, another faculty is necessary: presence of mind. It is this faculty that enables us to act spontaneously during any given life situation. In order not to miss the right moment, we may have to act without waiting until we have time to assess an issue properly. We should really use these moments in life to practice swift and decisive action, learning to quickly grasp the moment, because whatever comes through inspiration passes in a flash. As soon as it appears, it has already vanished. One must be able to catch such fleeting moments with the utmost attentiveness. The ordinary world of the senses appears to us be spread out in space. But when we are confronted by our life tableau, we see it existing in time. However, during inspirational cognition, we are outside the realm of time. We depend on being able to perceive in the flash of a moment; time loses its meaning as soon as we experience inspiration. If we penetrate this life tableau, we find something far more real than the ordinary memory pictures can give us. The images of memory are neutral and lack inner strength; they are there, and we are free to take them up, but in themselves they have no strength. When viewing our life tableau, on the other hand, we see that it is full of its own life and strength and contains the very forces that form the human being. These are the suprasensory, formative forces that are active, for example, in forming the brain of a young child before the final structure has been finished. It is these formative forces that we begin to recognize, for they are contained within this life tableau. We do not apprehend something abstract, but a full reality, encompassing the course of time and full of power. It is the refined nonmaterial body of forces that we also call the ether body, or body of formative forces. This body presents only momentarily a well-defined appearance in space, for it is in constant motion. If we were to try to paint a picture of it, we would paint something unreal, because the ether body is in a constant flow. Its subsequent stage would be very different again, just as a former stage was different. This ether body is a time organism through and through, and is the basis for the growing processes and the forces active in the human metabolism. Once we have advanced far enough in imaginative cognition, consciously living in the realm of soul and spirit beyond the physical, and once we have progressed far enough to see our life tableau—or ether body—at will, then we have truly experienced a complete transformation of our cognition. We find that experiences in the etheric world are similar to, and yet very different from, what happens in the world of artistic activity. To experience this, one has to develop a more creative way of thinking, one very different from abstract naturalistic thinking. Although in certain respects this kind of thinking resembles that of a creative artist, in other ways it is quite different. An artist’s creations have to reach a certain finality within the realm of fantasy. The artist’s creativity remains bound to the physical; it is not freed from corporeality. But the activity practiced in imaginative cognition is freed entirely from the physical and, therefore, is capable of grasping spiritual reality. For example, when we look at the Venus de Milo, we hardly have the feeling that this statue will move and walk toward us; an artistic creation does not embody outer realities. If you saw the devil painted on canvas, you would not be afraid that he was coming after you. The important thing is the way an artist, bound to physical reality, deals with material reality. But artists do not plunge into the reality of soul and spirit. What has been achieved in imaginative cognition, on the other hand, is immersed in ultimate reality, the reality of spiritual processes. Now someone might argue that pure cognition should be kept separate from artistic activities. It is easy to prove by logic that cognizing means moving from one concept to the next in logical sequence and that, if we enter the sphere of art, we are in fact transgressing the realm of cognition. One can argue for a long time about the laws of cognition. But if nature herself is an artistic creator, she will never reveal herself to mere logical thinking. Logic alone will never reach her true being. Therefore, however much logic might prove that cognizing should not be confused with artistic activities, we cannot enter the reality of the etheric world without an artistic mode of cognition. What matters is the way things are and not what the laws of cognition should be. Even when certain suppositions are logically tenable, they may only prevent us from reaching our goal. Therefore it is proper to maintain that an artistic element must become part of our efforts if we wish to raise our ordinary cognition to the level of imagination. When we reach the stage of inspiration, we may again compare our experiences with something they resemble, yet differ from greatly: moral experiences and the comprehension of moral ideas. Viewed qualitatively, inspirations are like moral ideas. Yet they are totally different, since any moral ideal we may have does not, in itself, have the power to realize itself on its own; in themselves, moral ideals are powerless. We must make them effective through our own physical personality, placing them in the world by means of our physical existence. Otherwise, they remain only thoughts. But this cannot be said of an inspiration. Though qualitatively similar to moral ideas, or moral impulses, inspiration manifests as a reality, existing in its own right. It is a powerful force that works like the elemental forces in nature. Thus we enter a world that, whereas we have to imagine it as similar to the world of moral ideas, has reality because of its primal power. If one can take a stand in the world of soul and spirit, having advanced far enough in the state of inspiration, then something else is still needed to experience its content. We have to carry something into this realm that does not exist at all in our abstract world of thoughts: complete devotion to our chosen objective. It is impossible to come to know a being or power in the spiritual world unless we surrender lovingly and completely to what we encounter during the state of inspiration. At first, inspiration remains only a manifestation of the spiritual world. Its full inner nature reveals itself only when, with loving devotion, we pour ourselves out into its substance. And only after experiencing the reality of soul and spirit in this way—full of life and with heightened consciousness—do we enter the realm of inspiration. And this is intuitive cognition. Shadow forms of intuition can be found in ordinary life, where they exist in religious feelings and moods. However, a religious feeling remains a purely inner experience that does not lift us into outer spirituality. Intuition, on the other hand, is an experience of objective spiritual reality. In this way, intuition is similar and yet again very different from a purely religious experience. If you want to arrange these levels of higher knowledge in a more or less systematic order, we can say, first of all, that in ordinary life we have knowledge of the material world, which we could call naturalistic knowledge. Then we come to knowledge gained through imagination, which has a kind of artistic nature. The next step is knowledge attained through inspiration, which is, in essence, a moral one. Finally we reach knowledge through intuition, which is like religious experiences, but only in the sense just described. These suprasensory experiences of an artistic, moral, and religious sort work on and transform the whole human being. Although ordinary consciousness knows nothing of them, they nevertheless form part of the human being. Therefore suprasensory knowledge gained through imagination, inspiration, and intuition enables us to know the whole human being. And because these powers streaming from the spiritual world into earthly existence work in an especially strong way in children, higher cognition, in particular, allows us to understand the nature of a child. It is important, however, to recognize how suprasensory forces are related to physical forces. This can be illustrated particularly well if we take memory as an example, because active memory definitely depends on the functioning of physical organs. Even commonplace experiences can demonstrate how our body must play its part when we use our powers of memory. For instance, we may wish to memorize part of a play or a poem, only to find that the lines simply refuse to become imprinted on the mind. Yet, after sleeping on them overnight, we may suddenly remember them without difficulty. This happens because, during the sleep, our body has regenerated so that we are able to use its renewed vitality the following morning for the task of remembering the lines. One can also prove anatomically and physiologically that, through paralysis or the separation of certain areas within the nervous system, specific areas of memory may be wiped out. In other words, we can see that memory depends on the functioning of the physical organization and that physical organs are active during the process of remembering. However, this kind of memory activity is completely different from what we experience in heightened consciousness through imagination, inspiration, and intuition. For these suprasensory experiences simply must not be involved in any way in the functions of physical organs. This tells us why such experiences cannot be remembered in the ordinary way; they do not impress themselves into ordinary memory. Anyone engaged in spiritual scientific research must allow ordinary memory to run its course alongside what one experiences in the suprasensory realm. Ordinary memory must remain intact. In a way, a student of anthroposophy has to maintain a second personality that represents ordinary life and is always present. But the researcher knows full well that there is this other, first personality engaged in suprasensory knowledge that will not allow itself to become imprinted on the memory. In ordinary life we can retain only a memory image of a fish we have seen, not the fish itself. In suprasensory cognition, we have direct perceptions—not mental images—and thus we cannot carry them in our memory. Consequently one has to return to them again and again. However, it is possible to remember the process we used to gain suprasensory cognition, and if we repeat those efforts, suprasensory sight will reemerge, albeit only passively, since it cannot live in the memory. It can be attained only through renewed inner activity. The fact that these higher faculties are beyond the reach of memory is a characteristic of suprasensory cognition. One can regain it, but only by following a route similar to the one traveled earlier. One can remember the path taken previously, but not the suprasensory experience itself. It is this fact that distinguishes suprasensory experiences from those of ordinary life. It must be emphasized again and again, however, that a healthy memory goes hand in hand with true suprasensory experiences. If you lose the stream of common memory while engaged in suprasensory experiences, you will pour your subjective personality into them. Then you would not be a student of spiritual scientific research but live in hallucinations and personal visions. It is important to understand that all forms of hallucinations should be strictly excluded from suprasensory cognition and that such cognition must be developed along with a normal, healthy soul life. Anyone who argues that imagination and inspiration attained through anthroposophy might simply be hallucinations does not understand the nature of the spiritual scientific path and talks only out of ignorance. It is essential to recognize this difference between suprasensory cognition and memory, since both are real in life. Suprasensory substance gained through imagination and inspiration has its own separate existence, and we can become aware of it through our own effort. Memory, on the other hand, is not just the result of our own effort, because the subconscious also plays a role. What we experience through imagination remains in the spirit world, as though it comes to unite with us. But memory flows right through us, entering the physical body and causing it to participate; it penetrates the physical human being. Comparing memory with imagination helps us appreciate the difference between everything related to the physical body and the suprasensory forces that live in us eternally, even between birth and death. But, because this eludes ordinary consciousness, it must be shown through spiritual scientific investigation. We come to know the whole human being only by immersing ourselves in this relationship between the suprasensory aspect of the human being and physical existence. If we penetrate the knowledge gained through suprasensory cognition, we come to know the child and the growing human being in such a way that we can develop a true art of education. This example of the relationship between the suprasensory human being and the activity of memory helps shed light on this problem. Let us imagine that a teacher is introducing a subject to a class. First he approaches it in a somewhat general way and may have the impression that all was going well. But after a time, he notices that a child in the class is becoming pale. Pallor is not always obvious and might easily go unnoticed by those not trained in exact observation. Ideally, however, teachers should remain fully aware of each student’s condition. The symptoms I will describe could have many causes. But when teachers deepen their knowledge of the human being through anthroposophic training, they awaken and enhance their ordinary pedagogical instincts so they are able to diagnose and address other causes as well. If a science of education establishes fixed and abstract rules, it affects teachers as though they were constantly stepping on their own feet while trying to walk; it robs them of all creative spontaneity. When teachers always have to wonder how to apply the rules prescribed by educational science, they lose all ingenuity and their proper pedagogical instincts. On the other hand, the educational principles based on spiritual science have the opposite effect. They do not allow inborn pedagogical sense to wither away but enliven and strengthen the teacher’s whole personality. At least, this is the intention of the practical educational principles that spring from anthroposophy. However varied external symptoms may be (life, after all, is full of surprises), our imaginary teacher, whose pedagogical sense has been stimulated and sharpened by anthroposophy, might suddenly realize that this child is growing pale because he was overfed with memory content. Of course, there might be many other reasons for such a symptom, which a gifted teacher would also be able to discover. I am giving you this example, however, to illustrate one of the fundamental tasks of spiritual science: to make people aware of how the human soul and spirit interacts with the physical, material nature of the human being. Anthroposophy does not want to simply reveal spiritual knowledge; most of all, it endeavors to open people’s eyes to the way living spirit works and reveals itself in matter. Such knowledge enables us to deal correctly with the practical problems of life, and it places us firmly in the world where we have to fulfill our tasks. If this pallor, caused by the overburdening of the student’s memory, is not recognized in time, a perceptive teacher will notice a further change in the child—this time psychological—as an anxiety complex develops. Again, this symptom may not be conspicuous and might be detected only by teachers for whom intense observation has become second nature. And, finally, overtaxing a student’s memory can eventually have the effect of retarding the child’s growth forces; even physical growth can be affected. Here you have an example of how soul and spirit interact with what is physical. It shows us how important it is for teachers to know how to deal with children’s tendencies toward health and sickness. Of course, illnesses have to be treated by medical doctors, but educators are always confronted by inherent trends toward health or sickness in children, and they should learn to recognize these tendencies. They should also be aware of how illnesses can come out later in life and how, often, they can be traced back to what happened in school. Such knowledge makes teachers far more circumspect in choosing their teaching methods. In the example given, the teacher would certainly avoid placing too much stress on the student’s memory, and he might see a healthier complexion return to the child’s face. He could bring about such a change by showing his student something beautiful that would give pleasure. The next day he might again show the child something beautiful or a variation of the previous object, thus bypassing mere memory. A teacher may also discover the opposite symptoms in a child. For example, a teacher notices a girl whose face appears permanently flushed, even if only slightly. She may discover that this change is not at all the result of embarrassment, but represents a shift in the girl’s health. Again, this symptom may be so slight that it would go unnoticed by a less perceptive teacher. And this condition could have many other causes, and these would not escape our teacher’s notice either. It could be that this student has a tendency to blush because the teacher did not appeal sufficiently to the child’s memory. Realizing this, she would try to rectify this condition by giving the student more memorizing to do. If not addressed, this irregularity could intensify and spread to the girl’s psyche, where it would manifest in mild but significant outbursts of temper. This connection between slackness in memorizing and slight but unhealthy fits of temper is certainly a possibility. The general repercussions of such a condition would be injurious to a student’s health. In such cases, the mutual effects between soul and spirit on the one hand, and the body on the other, could lead to breathing and circulatory problems. Thus, teachers who are unaware of such links may unwittingly plant illnesses in their students, and these can remain dormant for many years and then, triggered by other causes, lead to serious illnesses. For this reason, any teacher worthy of the title should be aware of these connections and characteristics in human nature. As mentioned previously, acute illnesses must be dealt with by medical doctors, but during their developmental stages, children are always moving either toward health or illness. The art of education demands that teachers be conversant with these indications and have the ability to perceive them, even in their more subtle manifestations. To illustrate this point even more drastically, I will give you one more example that, I realize, may be open to argument, but life presents us with a great number of situations. Consequently, the case I will describe may also be the result of completely different causes. If you live with what anthroposophy offers to teaching, you become used to looking around for the most varied causes when confronted with a particular problem. But the following connections between symptom and cause are certainly possible. Let us imagine that a boy in a class has followed the lessons attentively and to the satisfaction of the teacher. However, one day he suddenly appears somewhat blasé; he is no longer inclined to pay attention, and much of the subject matter seems to pass unnoticed. Depending on the experience and outlook of the boy’s teacher, he might even resort to corporal punishment or some other form of correction to bring about greater participation. However, if this teacher is aware of the interplay between spirit and matter that manifests in health and illness, he would approach this in a very different way. He might say to the boy, “You shouldn’t allow your finger- and toenails grow too long. You ought to cut them more often.” Outer signs of growth, such as fingernails and toenails, are also permeated by soul and spirit. And if fingernails and toenails grow too long, these growth forces become blocked. Being held back in this way, those forces are no longer able to flow into the nails. This obstruction to the flow of growth forces, which is removed when the nails are cut, similarly affects the soul and spiritual counterpart and manifests as difficulties in concentration. The ability to pay attention can be developed only with a free and unlimited flow of the life forces that permeate the whole organism. In most cases, this kind of change in powers of concentration may pass unnoticed. I give this example to show that anthroposophic principles and methods of education in no way neglect the physical aspects of life. Nor do they lead to a vague kind of spirituality; spirit is taken fully into account, so that life can be understood and treated appropriately. Educators who gradually learn to understand human nature can learn how to deal correctly with matters related to their students’ health and illness. |
303. Soul Economy: Body, Soul and Spirit in Waldorf Education: Health and Illness II
28 Dec 1921, Dornach Translated by Roland Everett |
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True educators, above all else, must have acquired real understanding of the entire human organization. They must not allow abstract educational theories or methods to cause them deviate from their natural or (as we could also call it) natural, intuitive understanding. |
Imagining this process, we gradually experience the white, fibrous brain substance under the grey matter. In our mental images we become as flexible as the very processes that pervade human nature. |
Our concepts become lively and stay in harmony with what actually exists in the human being. There is no other way to understand the true nature of the human being, and this is an essential prerequisite in the art of education. |
303. Soul Economy: Body, Soul and Spirit in Waldorf Education: Health and Illness II
28 Dec 1921, Dornach Translated by Roland Everett |
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It was not my intention in yesterday’s lecture to single out certain types of illnesses nor to specify differing degrees of health, nor is it my aim to do so today as we continue this subject. I merely wish to point out how important it is for teachers to learn to recognize both healing and harmful influences in the lives of their students. True educators, above all else, must have acquired real understanding of the entire human organization. They must not allow abstract educational theories or methods to cause them deviate from their natural or (as we could also call it) natural, intuitive understanding. Abstract theories will only hamper teachers in their efforts. They must be able to look at the children without preconceived ideas. There is a saying often heard in Central Europe (perhaps this is also known in the West): “There is only one health, but there are numerous illnesses.” Many people believe in this saying, but it really does not stand up to scrutiny. Human beings are so individualized that we all, including children, have our own specific states of health, representing individual variations of the general notion of health. One might just as well coin the saying, “There are as many kinds of health and illness as there are people in the world.” This alone indicates how we must always consider the individual nature of each person. But this is possible only when we have learned to see human beings in their wholeness. In every human being, soul and spiritual forces continually interact with physical forces, just as hydrogen and oxygen interact in water. We cannot see hydrogen and oxygen as separate elements in water, and similarly we cannot ordinarily see the human soul and spirit as separate from the physical and material aspects of a human being when we look at someone. To recognize the true relationship between the soul and spiritual aspect and the physical nature of a human being, one must first get to know them intimately, but we cannot do this through just our ordinary means of knowledge. Today we are used to seeing the human being from two points of view. One involves the study of physiology and anatomy, in which our image is not based on the living human being at all, but upon the human corpse, with the human soul and spirit excluded. The other point of view comes from psychology, the study of our inner life. But psychologists can form only abstractions, thin and cold concepts for our naturalistic and intellectualistic era. Such researchers warm up only when they try to plumb the depths of human emotions and will impulses. In their true essence, however, these are also beyond their grasp; in a vague way, they see only waves surging up from within. It is obvious that cold, thin, and pale concepts of the human psyche will not give us a true sense of reality. What I am about to say might seem strange from the modern point of view, but it is true nevertheless. People today adopt a materialistic attitude, because for them spirit has become too attenuated and distant; as a result, when people observe the human inner life, it no longer has any sense of reality. The very individuals who live with the most abstract thoughts have become the most materialistic people during our cultural epoch. Contemporary thinking—and thinking is a spiritual activity—turns people into materialists. On the other hand, those who are relatively untouched by today’s scientific thinking, people whose minds turn more toward outer material events, are the ones who sense some of the mystery behind external processes. Scientific thinking today leaves little room for life’s mysteries. Its thoughts are thin and transparent and, for the most part, terribly precise; consequently, they are not grounded in the realities of life. The material processes of nature, on the other hand, are full of mysteries. They need more than the clarity of intellectual thoughts, since they can evoke a sense of wonder, in which our feelings also become engaged. Those who have not been influenced by today’s sterile thinking and have remained aloof from the rigorous discipline of a scientific training are more open to the mysteries of the material processes of nature. But here there is a certain danger; in their longing to find spirit in nature, they look for the spiritual as if it, too, were only matter. They become spiritualists. Modern scientific thinking, on the other hand, will not produce people who are directed to the spiritual, but people who are materialists. A natural openness toward the material world, however, easily produces a spiritualistic approach, and here lies a strange contradiction typical of our time. But neither the materialistic view nor the spiritualistic view can provide a true picture of the human being. This is accomplished only by discriminating how—in every organ of the human being—the soul and spiritual element interacts with the material nature of the human being. People do talk about soul and spirit today, and they talk about our physical aspect. They then philosophize about the relationship between these two aspects. Experts have presented detailed theories, which may be ingenious but never touch reality, merely because we find reality only when we perceive the complete interpenetration of the soul and spiritual element and the physical, material element of the whole human being. If we look at the results of today’s investigations, both in physiology and in psychology, we always find them vague and colorless. Today, when people look at another person, they have the feeling they are confronted by a unified whole, because the other person is neatly wrapped up in skin. One generally fails to realize that this seeming singularity is the result of the cooperation of the most diverse organs. And if we say that this unity must not be assumed, opponents quickly arise and accuse us of destroying the idea that the human being is unified, which they consider fundamental. However, their concept of human oneness is still just an abstract thought unless they can harmonize the manifold members of the human being into a single organization. When people look inward, they sum up all that lives within them with the little word I. Eminent people such as John Stuart Mill worked hard to formulate theories about the nature of this inner feeling of identity, which we express with the word I. Just stop and think, however, how vague this idea of a point-like I really is. You will soon see that you no longer grasp concrete reality with this concept. In German, only three letters form this little word (ich), and in English even fewer. People seldom manage to get beyond the outer meaning of these letters, and consequently today’s knowledge of the human being remains vague, regardless of whether you look at the inner life or the physical constituents. It is the ability to see the spiritual and physical working together that enriches our efforts at comprehending the nature of the human being. There are many today who are inwardly satisfied by Goethe’s words, “Matter in spirit, spirit in matter.” It is good if these words make people happy, since they certainly express a truth. But for anyone who has the habit of seeing spirit and matter working together everywhere, these words express a mere triviality; they extol the obvious. The fact that so many receive this somewhat theoretical dictum with such acclaim just goes to show that they no longer experience its underlying reality. Theoretical explanations usually hide the loss of concrete inner experience. We find an example of this in history when we look at theories about the holy communion, theories that were widely discussed beginning at the very point in time when people had lost their ability to experience its reality. In general, theories are formed to explain what is no longer experienced in practice. The attitude of mind expressed so far will be helpful to those who wish to practice education as an art. It will enable you to acquire a concrete image of the manifold members of the human being instead of having to work with some vague notion of human oneness. An image of the human being as an organic whole will emerge, but in it you can see how the various members work together in harmony. Such a picture inevitably leads to what I have indicated in my book Riddles of the Soul: the discovery of the three fundamental human aspects, each different from the others in both functions and character. Externally, the head as an organization appears very different from, say, the organism of the limbs and metabolic system. I link these two latter systems together, because the metabolism shows its real nature in the activity of a person’s limbs. In morphological terms, we can see the digestive system as a kind of continuation (though perhaps only inwardly) of a person in movement. There is an intimate relationship between the limbs and the digestive systems. For instance, the metabolism is more lively when the limbs are active. This relationship could be demonstrated in detail, but I am merely indicating it here. Because of their close affinity, I group these two systems together, although, when each one is seen individually, they also represent certain polarities. Now let us look at the human shape, beginning with the head. For the moment, we will ignore the hair, which, in any case, grows away from the head and, because it is a dead substance, remains outside the living head organization. Human hair is really a very interesting substance, but further details of this would only lead us away from our main considerations. The head is encased in the skull, which is formed most powerfully at the periphery, whereas the soft, living parts are enclosed within. Now compare the head with its opposite, the limb system. Here we find tubular bones enclosing marrow, which is typically not considered as important for the entire organism as the brain mass in the skull. On the other hand, here we find the most important parts—the muscles—attached on the outside, and from this point of view we see a polarity characteristic of human nature. This polarity consists of the nerves and senses, centered primarily (though not exclusively) in the head, and the metabolism localized in the metabolic and limb systems. Despite this polarity, the human being is of course a unity. At this point, however, we must not be tempted to make up diagrams that divide the human being into three parts (as though these parts could exist separately), which we then define as the nervous-sensory system, a second part, which will be discussed shortly, and, finally, the metabolic and limb organization. It is not like this at all. Metabolic as well as muscular activities constantly take place in the head, and yet we can say that the head is the center of the organization of nerves and senses. Conversely, the organization of digestion and limbs are also permeated by forces emanating from the head, but we can nevertheless call it the seat of the “metabolic-limb system.” Midway between these two regions, we find what we can call the rhythmic system of the human being, located in the chest, where the most fundamental rhythms take place: breathing and blood circulation. Each follows its own speed; the rhythm visible in a person’s breathing is slower, and the blood circulation, felt as the pulse, is faster. This “rhythmic organization” acts as a mediator between the other two poles. It would be tempting to go into further detail, but since we have gathered to study the principles and methods of Waldorf education, I must refrain. However, if you can see the chest organization from the point of view just indicated, you find in every one of its parts—whether in the skeletal formation or in the structure of the inner organs—a transition between the head organization and the metabolic-limb system. This is the image that emerges when we observe human beings according to their inner structure rather than foggy notions about human unity. But there is more, for we are also led to understand the various functions within the human being, and here I would like to give you an example. One could mention countless examples, but this must suffice to show how important it is for real educators to follow the directions indicated here. Imagine that a person suffers from sudden outbursts of temper. Such eruptions may already occur in childhood, and then a good teacher must find ways of dealing with them. Those who follow the usual methods of physiology and anatomy might also consider the psychological effects in this person. Furthermore they may include the fact that, along with extreme anger, there is an excess of gall secretion. However, these two aspects—the physical and psychological—are not generally seen as two sides of the same phenomenon. The soul-spiritual aspect of anger and the physically overactive secretion of bile are not seen as a unity. In a normal person, bile is of course a necessary for the nutritive process. In one who is angry, this gall activity becomes imbalanced and, if left alone, such a person will finally suffer from jaundice, as you all know. If we consider both the soul-spiritual and the physical aspects, we see that a tendency toward a certain illness may develop, but this alone is still not enough to assess human nature, because, while bile is being secreted in the metabolism, an accompanying but polar opposite process occurs in the head organization. We are not observing human nature fully unless we realize that while bile is secreted, an opposite process is taking place at the same time in the head organization. In the head, a milk-like sap, produced in other parts of the body, is being absorbed. In an abnormal case, if too much bile is secreted into the metabolism, the head organization will try to fill itself with too much of this fluid; consequently, once the temper has cooled down, one feels as if one’s head were bursting. And whereas an excess of bile will cause this milky sap to flow into the head, once the temper has cooled down this person’s face may turn somewhat blue. If we study not just the external forms of bones and organs but also their organic processes, we certainly can find a polarity between the nervoussensory organization centered in the head and the limb-metabolic system. Between these lives the rhythmic system with its lung and heart activities, which always regulate and mediate between the two outer poles. If we keep our images flexible and avoid becoming too simplistic by picturing the various organs in a static way—perhaps by making accurate, sharp illustrations—we are certain to be captivated by the multifarious relationships and constant interplay within these three members of the human being. If we look at the rhythmic activity of breathing, we see how during inhalation the thrust is led to the cerebrospinal fluid. While receiving these breathing rhythms, this fluid passes the vibrations right up into the brain fluid, which fills the various cavities of the brain. This “lapping” against the brain, so to speak, caused by rhythmic breathing, stimulates the human being to become active in the nervous-sensory organization. The rhythms caused by the process of breathing are constantly passed on via the vertebral canal into the brain fluid. Thus the stimuli activated by breathing constantly strive toward the region of the head. If we look downward, we see how rhythmic breathing, in a certain sense, becomes more “pointed” and “excited” in the rhythm of the pulse and how the blood’s circulation affects the metabolism with each exhalation—that is, while the brain and cerebrospinal fluid push downward. If we look with lively, artistically sensitive understanding at the breathing process and blood circulation, we can follow the effects of the pulsing blood upon both the nervous-sensory organization and the metabolic-limb system. We see how, on the one side, the processes of breathing and blood circulation reach up into the brain and the region of the head, and, on the other, in the opposite direction into the metabolic-limb system. If we gradually gain a living picture of the human being in this way, we can make real progress in our research. We can form concepts that accord fully with the nature of the human central system. Such concepts must not be so simple that we can make them into diagrams; schemes and diagrams are always problematic when it comes to understanding the constant, elemental weaving and flowing of human nature. In the early days of our anthroposophic endeavors, when we were still operating within theosophical groups (permit me to mention this), we were faced again and again with all sorts of diagrams, generously equipped with plenty of data. Everything seemed to fit into elaborate, neat schematic ladders, high enough for anyone to climb to the highest regions of existence. Some members seemed to view such diagrammatic ladders as a kind of spiritual gym equipment, with which they hoped to reach Olympic heights; everything was neatly enclosed in boxes. These things made one’s limbs twitch convulsively. They were hardly bearable for those who knew that, to get hold of our constantly mobile human nature in a suprasensory way, we must keep our ideas flexible and alive. Fixed habits of thinking made us want to flee. What matters is that, in our quest for real knowledge of the human being, we must keep our thinking and ideation flexible, and then we can advance yet another step. Now, as we try to build mental images of how this rhythm between breathing and blood circulation becomes changed and transformed in the upper regions, we are led to the following idea, which I will sketch on the blackboard—not as a fixed scheme but merely as an indication (see drawing). Let the thick line represent the mental image of some sort of rope, which will help us imagine, roughly, the processes in our breathing and blood circulation. This is one way we can get hold of what exists beyond the physical blood in a much finer and imponderable substance of the “etheric nerves.” Now, using our imagination, we can go further by looking from the chest organization upward, feeling inwardly compelled, as it were, to “fray” our images and transform them into fine threads that interweave and form a delicate network. Thus we can grasp through mental images—turned upward and modified—something that occurs externally and physically. We find that we simply have to fray these thick cords into threads. Imagining this process, we gradually experience the white, fibrous brain substance under the grey matter. In our mental images we become as flexible as the very processes that pervade human nature. [IMAGE REMOVED FROM PREVIEW] Directing your image making in the opposite direction, downward, you will find it impossible to split up or fray your mental images into fine threads to be woven into some sort of texture, as seen externally in the nervous system; such threads simply vanish, and you lose all traces of them. Otherwise, you would be led astray into forming images that no longer correspond to external reality. If you follow the brain as it continues downward into the spinal cord through the twelve dorsal vertebrae—through the lumbar and sacral vertebrae and so on—you find that the nerve substance, which now is white on the outside and grey inside, gradually dissolves toward the region of the metabolism. Somehow it becomes impossible to imagine the nerves continuing downward. We cannot get a true and comprehensive picture of the human being unless our images are able to transform; we must keep our images flexible. If we look upward, our mental pictures change from those we find when looking down. We can recreate in images the flexibility of human nature, and this is the beginning of an artistic activity that eventually leads researchers to what we find externally in the physical human being. So we avoid the schism caused by looking first at the outer physical world and forming abstract concepts about it. Rather, we dive right into human nature. Our concepts become lively and stay in harmony with what actually exists in the human being. There is no other way to understand the true nature of the human being, and this is an essential prerequisite in the art of education. To know the human being, we have to become inwardly flexible, and then we can correctly discover these three members of the human organization and how they work together to create a healthy equilibrium. We will learn to recognize how a disturbance of this equilibrium leads to all kinds of illnesses and to discriminate, in a living way, between the causes of health and illness in human life. If you look at the creation of the human being with the reverence it deserves, you will not oversimplify this intricate human organization by calling it a natural unity. And, when looking at the chest region, if you imagine coarse, rope-like shapes that become more refined as you approach the region of the head, until they fray into simple threads, you begin to reach the material reality. You find your imagination confirmed outwardly by the physical nerve fibers and by the way they interweave. This is especially important when we consider the entire span of human life, because these three members of the human organization are interrelated in different ways during the various stages of life. During childhood the soul-spiritual element works into the physical organization in a completely different way than it does during the later stages. It is essential that we pay enough attention to these subtle changes. How94 ever, if we are willing to develop the kind of mental images indicated here, we gradually learn to broaden and deepen previous concepts. It seem I offended many readers of my book The Spiritual Guidance of the Individual and Humanity when I pointed out that children have a kind of wisdom that adults no longer possess. I certainly do not wish to belittle adult wisdom and abilities, but just imagine what would happen if, at an early stage when the brain and the other organs are still relatively unformed, our whole organization had to come about and form itself by relying solely on our personal wisdom. I am afraid we would turn out rather poorly. Certainly, children form their brains and other organs entirely subconsciously, but there is great wisdom at work nonetheless. When you consider the whole of human life as described in previous lectures, you can recognize this wisdom, especially if you have a sense for what children’s dreams can tell you. Adults tend to dismiss these dreams as childish nonsense, but if you can experience their underlying reality, children’s dreams, so different from adult dreams, are in fact very interesting. Of course, children cannot express themselves clearly when speaking about their dreams, but there are ways of discovering what they are trying to say. And then we find that, through images of spirit beings in their dreams, children dimly experience the sublime powers of wisdom that help shape the brain and other physical organs. If we approach children’s dreams with a reverence in tune with their experience, we see a pervading cosmic wisdom at work in them. From this point of view (forgive this somewhat offensive statement), children are much wiser, much smarter than adults. And when teachers enter the classroom, they should be fully aware of this abundance of wisdom in the children. Teachers themselves have outgrown it, and what they have gained instead—knowledge of their own experience—cannot compare with it in the least. Adult dreams have lost that quality; they carry everyday life into their dreams. I have spoken of this from a different perspective. When adults dream, they carry daytime wisdom into their life at night, where it affects them in return. But when children dream, sublime wisdom flows through them. Though unaware of what is happening, children nevertheless retain a dim awareness upon awaking. And, during the day, when they sit in school, they still have an indistinct sense of this cosmic wisdom, which they cannot find it in the teacher. Teachers, on the other hand, feel superior to children in terms of knowledge and wisdom. This is natural, of course, since otherwise they could not teach. Teachers are conscious of their own wisdom, and from this point of view, they certainly are superior. But this kind of wisdom is not as full and sublime as that of the child. If we put into words what happens when a young child, pervaded by wisdom, meets the teacher, who has lost this primordial wisdom, the following image might emerge. The abstract knowledge that is typical of our times, and with which teachers have been closely linked for so many years of life, tends to make them into somewhat dry and pedantic adults. In some cases, their demeanor and outer appearance reveal these traits. Children, on the other hand, have retained the freshness and sprightliness that spring from spiritual wisdom. Now, when teachers enter the classroom, children have to control their high spirits. Teachers feel that they are intelligent and that their students are ignorant. But in the subconscious realms of both teachers and students, a very different picture emerges. And if dreams were allowed to speak, the picture again would be quite different. Children, somewhere in their subconscious, feel how stupid the teacher is. And in their subconscious, teachers feel how wise the children are. All this becomes a part of the classroom atmosphere and belongs to the imponderables that play a very important role in education. Because of this, children cannot help confronting their teachers with a certain arrogance, however slight, of which they remain completely unaware. Its innate attitude toward the teacher is one of amusement; they cannot help feeling this flow of wisdom pervading their own bodies and how little has survived in the teacher. Instinctively, children contrast their own wisdom with that of their teachers, who enter the classroom somewhat stiff and pedantic—the face grown morose from living so long with abstract intellectual concepts, the coat so heavy with the dust of libraries that it defies the clothes brush. Mild amusement is the uppermost feeling of a child at this sorry sight. This is how the teacher is seen through the eyes of a child, however unaware the child may be. And we cannot help seeing a certain justification in this attitude. After all, such a reaction is a form of self-protection, preserving the child’s state of health. A dream about teachers would hardly be an elevating experience for young students, who can still dream of the powers of wisdom that permeate their whole being. In a teacher’s subconscious regions, an opposite kind of feeling develops that is also very real, and it, too, belongs to the imponderables of the classroom. In the child, we can speak of dim awareness, but in the teacher, there lurks a subconscious desire. Though teachers will never admit this consciously, an inner yearning arises for the vital forces of wisdom that bless children. If psychoanalysts of the human soul were more aware of spiritual realities than is usually the case, they would quickly discover the important role that children’s fresh, vital growth and other human forces play in a teacher’s subconscious. These are some of the invisible elements that pervade the classroom. And if you are able to look a little behind the scenes, you will find that children turn away from the teacher because of a certain disenchantment. They dimly sense an unspoken question: In this adult, who is my teacher, what became of all that flows through me? But in teachers, on the other hand, a subconscious longing begins to stir. Like vampires, they want to prey on these young souls. If you look a little closer, in many cases you can see how strongly this vampire-like urge works beneath an otherwise orderly appearance. Here lies the origin of various tendencies toward ill health in young children. One only needs to look with open eyes at the psychological disposition of some teachers to see how such tendencies can result from life in the classroom. As teachers, we cannot overcome these harmful influences unless we are sustained by a knowledge of the human being that is imbued with love for humankind—knowledge both flexible and alive and in harmony with the human organism as I have described it. Only genuine love of humankind can overcome and balance the various forces in human nature that have become onesided. And such knowledge of the human being enables us to recognize not just the way human nature is expressed differently in various individuals, but also its characteristic changes through childhood, maturity, and old age. The three members of the human being have completely different working relationships during the three main stages of life, and each member must adapt accordingly. We need to keep this in mind, especially when we make up the schedule. Obviously, we must cater to the whole being of a child—to the head as well as the limbs—and we must allow for the fact that, in each of the three members, processes that spring from the other two continue all the time. For example, metabolic processes are always occurring in the head. If children have to sit still at their desks to do head work (more on this and classroom desks later), if their activities do not flow into their limbs and metabolism, we create an imbalance in them. We must balance this by letting the head relax—by allowing them to enjoy free movement later during gym lessons. If you are aware of the polar processes in the head and in the limbs and metabolism, you will appreciate the importance of providing the right changes in the schedule. But if, after a boisterous gym lesson, we take our students back to the classroom to continue the lessons, what do we do then? You must realize that, while a person is engaged in limb activities that stimulate the metabolism, thoughts that were artificially planted in the head during previous years are no longer there. When children jump and run around and are active in the limbs and metabolism, all thoughts previously planted in the head simply fly away. But the forces that manifest only in children’s dreams—the forces of suprasensory wisdom—now enter the head and claiming their place. If, after a movement lesson, we take the children back to the classroom to replace those forces with something else that must appear inferior to their subconscious minds, a mood of resentment will make itself felt in the class. During the previous lesson, sensory and, above all, suprasensory forces have been affecting the children. The students may not appear unwilling externally, but an inner resentment is certainly present. By resuming ordinary lessons right after a movement lesson, we go against the child’s nature and, by doing so, we implant the potential seeds of illness in children. According to a physiologist, this is a fact that has been known for a long time. I have explained this from an anthroposophic perspective to show you how much it is up to teachers to nurture the health of children, provided they have gained the right knowledge of the human being. Naturally, if we approach this in the wrong way, we can, in fact, plant all sorts of illnesses in children, and we must always be fully aware of this. As you may have noticed by now, I do not glorify ordinary worldly wisdom, which is so highly prized these days. That sort of wisdom hardly suffices for shaping the inner organs of young people for their coming years. If we have not become stiff in our whole being by the time we mature, the knowledge we have impressed into our minds through naturalistic and intellectual concepts—which is thrown back as memory pictures—all that would eventually flow down into the rest of our organism. However absurd this may sound, a person would become ill if what belongs in the head under ordinary conditions were to flow down into limb and metabolic regions. The head forces act like poison when they enter the lower spheres. Brain wisdom, in fact, becomes a kind of poison as soon as it enters the wrong sphere, or at least when it reaches the metabolism. The only way we can live with our brain knowledge—and I use this term concretely and not as a moral judgment—is by preventing this poison from entering our metabolic and limb system, since it would have a devastating effect there. But children are not protected by the stiffness of adults. If we press our kind of knowledge into children, our concepts can invade and poison their metabolic and limb system. You can see how important it is to recognize, from practical experience, how much head knowledge we can expect children to absorb without exposing them to the dangers of being poisoned in the metabolic-limb organization. So it is in teachers’ hands to promote either health or illness in children. If teachers insist on making students smart intellectually according to modern standards, if they crams children’s heads with all sorts of intellectuality, they prevent subconscious forces of wisdom from permeating those children. Cosmic wisdom, on the other hand, is immediately set in motion when children run around and move more or less rhythmically. Because of its unique position between head and limb-metabolism, rhythmic activity brings about physical unity with the cosmic forces of wisdom. Herbert Spencer was quite correct when he spoke of the negative effects of a monastic education aimed at making the young excel intellectually. He pointed out that in later years those scholars would be unable to use their intellectual prowess, because during their school years they had been impregnated with the seeds of all sorts of illnesses. These matters cannot be weighed by some special scales. They are revealed only to an open mind and to the kind of flexible thinking achieved through anthroposophic training; this kind of thinking must stay in touch with practical life. So much for the importance of teachers getting to know the fundamentals that govern health and illness in human beings. Here it must be emphasized again that, to avoid becoming trapped by external criteria and fixed concepts, you must learn to recognize the ever-changing processes of human nature, which always tend toward either health or illness. Teachers will encounter these things in their classes, and they must learn to deal with them correctly. We will go into more detail when we focus on the changing stages of the child and the growing human being. |
303. Soul Economy: Body, Soul and Spirit in Waldorf Education: Children before the Seventh Year
29 Dec 1921, Dornach Translated by Roland Everett |
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The outer conditions of life are already clearly pointing at it, and, through anthroposophic insight, it can be understood with inner certainty. It is the fact that, despite one’s freedom, each person has a destiny, or to use the Eastern term, karma. |
People in the past responded to this need according to their own particular understanding. Perhaps this also happened in the West, but at one time a regular epidemic spread throughout Central Europe of giving children boxes of building bricks, especially at Christmas. |
It is as if its forces of imagination were put into a straitjacket. The other nurse, who has a little more understanding for the inner needs of the child, takes an old piece of cloth that is of no use for anything else. |
303. Soul Economy: Body, Soul and Spirit in Waldorf Education: Children before the Seventh Year
29 Dec 1921, Dornach Translated by Roland Everett |
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Anyone called on to look after a very young child—either as a parent or in any other capacity of child care—will experience the great responsibility this task involves. Such people feel morally obligated to lay the best foundations for the child’s future development. Therefore it grieves me deeply that our Waldorf school in Stuttgart can accept only children who have reached the official school age, and it would give me the greatest satisfaction if we could take in the younger children as well. In addition to other difficulties, our goal of opening a nursery has been thwarted by a lack of funds, as happened with so many other anthroposophic activities. This continual shortage of money leaves us with at least the hope that, if we can win support from the general public, we will eventually be able to build a nursery class as an integral part of our Waldorf school. Very young children are the least accessible to us. The gates to the soul life are absolutely closed to the outer world, and outer influences cannot touch it. Those who take care of infants of this age are powerless when they struggle and cry; these children do what they want. Thus, observant adults must accept the fact that the will of children is beyond their control—even during later stages and occasionally the latest stages of life. You may know that early in 1894, well before publishing other anthroposophic works, I published Die Philosophie der Freiheit [Intuitive Thinking As a Spiritual Path]. This book was intended to give the world a true assessment of the human quality that develops, within the social context, the impulse toward individual freedom. If you accept its message—the matter of freedom, on the one hand, and destiny, on the other—you can see that it is relevant even to a baby. If you listen to what lives in the human heart, you find that real human happiness on earth depends on the awareness of human freedom, an appreciation of human values, and a feeling for human dignity. Anthroposophy shows us that—apart from what a person may have developed even before birth or conception while still in the spiritual world and apart from what one will meet again after death—the very purpose of earthly incarnation involves enlivening the impulse toward freedom. This impulse depends completely on plunging into an earthly body. This freedom can be realized only during physical incarnation; we can attain freedom only while living on earth, and when we enter other worlds, we can take with us only the degree of freedom we have attained here on earth. If you approach young children with such feelings (and feelings are the most potent source for those engaged in the art of education), this question will always be present in your mind as you take charge of an infant: What must I do to enable this child to develop the fullest consciousness of human freedom at maturity? And with this question, a new truth begins to dawn. The outer conditions of life are already clearly pointing at it, and, through anthroposophic insight, it can be understood with inner certainty. It is the fact that, despite one’s freedom, each person has a destiny, or to use the Eastern term, karma. Let us imagine that, later in life, a man meets a person he has known before, and that this person has a profound influence on the life of this man. Perhaps such people might even begin a partnership for life. At first it may seem to them as if their meeting were simply chance. But when they look back over the years of their lives—even with no knowledge of spiritual science—this man may well discover the strange fact that, during the years before this meeting, he had unconsciously taken numerous steps that eventually led to this other person. Though at first it appeared to be mere chance, hindsight revealed an inherent pattern and underlying plan. Looking back over his life, Goethe’s old friend Nobel spoke these meaningful words from the depths of his soul: “If, in later years, we survey our early life, everything seems to fall into a definite pattern; everything fits together.” Since our will is woven into all our actions, we can see everywhere how destiny confronts us in the events of life. One could quote many others who, through observing ordinary life, reached the same conclusion. When we look at life’s external events, we find confirmation of the hidden truths of karma. Anyone in charge of young children—especially those who work in children’s homes—who is aware of the activity of destiny, must ask, Have I been specifically chosen for the important task of guiding and educating these children? And other questions follow: What must I do to eliminate as far as possible my personal self, so I can leave those in my care unburdened by my subjective nature? How do I act so I do not interfere with a child’s destiny? And, above all, How can I best educate a child toward human freedom? If you come to understand what happens in a child between birth and the change of teeth—during the first seven years—you will realize how vulnerable young children are and how deeply we can affect their being (I will speak later about the period of embryonic development). The change of teeth represents a decisive turning point in the life of children. Close observation reveals that, after the seventh year, an entirely new interrelationship emerges between the child’s thinking, feeling, and willing. We have become accustomed to applying certain concepts gained from observing physical processes to the life of the human being. For instance, in natural processes, when we notice the sudden emergence of heat that was imperceptible in a previous state and had not been introduced externally, we say that latent heat is being released. Just as latent heat can be set free by material processes, similarly, soul and spirit forces are set free after the change of teeth, forces that have thus far been bound up with the organism and instrumental for its growth. Freed from processes of growth and nourishment, however, these forces go to work in the child’s soul; they are transformed into soul forces. Natural science today forms abstract concepts about the relationship between body and soul; theories are invented to explain the effects of one on the other. One speaks of a psychophysical parallelism and so on. Instead of making exact observations, one philosophizes. But all this leads nowhere. If you want to fathom the secrets of human nature, you have to observe it with the same precision used to observe the phenomena of outer nature. Then you will discover that, after approximately the seventh year, forces that were engaged in building the physical organism of the child are now transformed into soul forces that will determine a child’s relationship to the outer world. If we wish to find out what the soul of a child is like between birth and the seventh year, we must observe the child’s development from the seventh year on. Then, in the child’s soul, we can see the very same forces that were active in the physical organization. And we will find that the hidden, organic activity that molds and shapes the child’s brain and the rest of the organism has a very special significance. Through birth, or conception, children carry into their physical organization what they brought from the worlds of soul and spirit. When children are fully engaged in building up the physical organs in this way, they must be left free to do so, and consequently the doors leading to the outer world remain closed. It is essential that we refrain from interfering in our clumsy ways with these inner activities in children, because they are doing what they have to do and are thus inaccessible to outer will forces. We must also realize, however, that despite the preoccupation of children with their processes of growth, everything we do around them nevertheless makes deep and distinct impressions on them. I will go into further detail later, but we must not forget that everything at work within the child’s soul after the seventh year was directly involved in the process of building organs up to that age. This means that until the seventh year, the impressions coming from the outer world directly affect their physical constitution—the lungs, stomach, liver, and other organs. In children at this age, the soul has not yet become free of the physical organization, where it is still actively engaged. Because of this, all of the impressions they receive from us through our general conduct have a decisive effect on their future constitution of health or illness. You came expecting to learn something about our educational principles, but it is the practical application of these principles that is most important. What really matters in education are the mood and soul attitude that teachers carry in their hearts toward the human being. We cannot truly serve the art of education unless we approach the growing human being with real insight. One could even say that teachers are free to approach subjects in their own individual ways, since, in any event, they must prepare their subject material according to what they have learned from life. The important thing is that teachers each carry within themselves a true picture of the human being; if this picture is present to their inner eyes, they will do the right thing, although outwardly each teacher may act in very different ways. I visited parallel classes as the spiritual guide of the Waldorf school (the large numbers already require parallel classes), and when I saw how the teachers each treat the same subject in very individual ways, I never object or insist that they all follow the same set courses. Even when two versions of the same subject appear contradictory externally, each may nevertheless be correct in its own way. In fact, if one teacher were to copy another, the results could be entirely wrong. There is a good reason that our school is called the “Free Waldorf School.” This is not just because of our independence from the state system, but the name very much reflects the atmosphere of freedom that pervades its entire makeup. During the previous lecture I pointed out that a suprasensory contemplation of the human being will reveal to us—apart from the physical body—another, finer body that we call the ether body, or body of formative forces. This ether body provides not just the forces that sustain nourishment and growth; it is also the source of memory faculties and the ability to create mental images and ideas. It does not become an independent entity until the change of teeth, and its birth is similar to the way the physical body is born from one’s mother. This means that, until the change of teeth, the forces of the ether body work entirely in the processes of a child’s organic growth, whereas after that time—while still remaining active in this realm to a great extent—those forces partially withdraw from those activities. The released forces of the ether body then begin to work in the soul realm of mental images and memory, as well as in many other nuances of a child’s soul life. The change of teeth is a unique event. The forces needed to push out the second teeth existed prior to this event, but now they are no longer needed. Once the second teeth have appeared, this particular activity of the ether body becomes redundant. The final activity of pushing out the second teeth is an external manifestation of the sort of activity that is happening within a child’s organism. At the end of the first seven-year period, most of these ether forces are released to flow into a child’s soul and spiritual nature. One can recognize these seven-year periods throughout the entire human life, and each again can be seen in three clearly differentiated shorter periods. If we observe the gradual withdrawal of some of these ether forces until approximately the seventh year, we see how during the first two and a half years after physical birth the ether body frees itself from the head region; in the next two and a half years, it frees itself from the chest region; and finally, until the change of teeth, it frees itself from the child’s metabolic-limb system. Thus we see three phases in the gradual withdrawal of ether forces. And we clearly recognize how, while the ether body is still connected with the head region, a child rejects any intentional influence coming from outside. What children learn during this first two-and-a-half-year period is extremely important for their whole life. They do so through an incoming activity and from what they have brought with them from prenatal existence. Just consider how children learn to speak and walk during this first short period. These are two human faculties that are closely connected with maintaining self-confidence, both from a personal and a social point of view. These two important faculties are developed while the ether body is still engaged in shaping the brain and radiating into the rest of the organism. If these ether forces radiate too strongly into the organism and disturb the infant’s delicate processes of metabolism, breathing, and blood circulation—if they become too powerful within a baby’s organism—scarlet fever and similar childhood illnesses may occur even at this young age. Basically, because of all this activity within children at this stage, they remain inaccessible to conscious approaches directed by the will and demands from the outside. They want to be left to work on their own organism. Being inaccessible to the outer world during the first two and a half years is one significant factor. Another is the fact that children have a fine, instinctive perception for everything going on around them, especially what is happening in people with whom they have established a certain rapport. Anyone caring for such a child naturally belongs to this category. I am not speaking of a child’s ability to use the senses as an older person does. It is not a matter of what children see with their eyes, but a general perception of the most intimate kind that takes in what is happening in their surroundings. This perception, however, excludes anything that seeks to impose itself from outside, against which children will defend themselves instinctively during those first two and a half years. To get a better understanding of children’s susceptibility to the outer world when their sensory perceptions are still deeply immersed in feeling, it may help to look at animals, the creatures immediately below the human being, because they show a similar, acute sensitivity toward the outer world. I am not contradicting what I said about senility in a previous lecture; one must simply observe accurately. Animals are especially sensitive to their surroundings. I do not know whether those who have come from England or other European countries have ever heard of the horses that, a few years before the war, created a sensation by appearing to do simple mathematical calculations. In Berlin, there was the famous horse of Mr. von Osten, and in Elberfeld there were several horses that could do numeric calculations. Well, I cannot say anything about the Elberfeld horses, but I did make the acquaintance of von Osten’s horse in Berlin, and I was able to observe the close relationship between this horse and its master. It is true that the horse stamped its legs—three times three is nine—which, for a horse, is a very respectable achievement. All kinds of theories were advanced to explain the horse’s reactions to questions from von Osten. There was one university lecturer—a most erudite man—who even wrote a whole book on this horse. He wrote, “Of course the horse cannot calculate, but whenever Mister von Osten says, ‘Three times three,’ he accompanies his words by barely noticeable facial expressions. He sort of mimes, and when he pronounces the word nine, the horse is capable of observing these facial expressions and stamps accordingly.” His was certainly a learned treatise. He continued, “I myself was unable to detect the miming on von Osten’s face and therefore I cannot guarantee that my theory is correct. But it must have been there and the horse was able to observe it.” It seems to me that the author merely states that he, a university lecturer, considered the horse more capable of observation than he was himself. In my opinion, the crucial point was von Osten’s procedure, for he had large pockets filled with sweets that he shoved into the horse’s mouth, thus maintaining an uninterrupted flow of sensation and gratification. The result was an intimate relationship between master and horse. Everything was immersed in a feeling of sympathy, which made the horse extremely receptive, in keeping with its animal nature, to all that came from its master, even his thoughts and shades of feeling, but hardly the play of mysterious expressions on his face. The processes of calculation going on in von Osten’s mind were transferred to the horse via the taste of sweetness. This phenomenon does not become any less interesting when interpreted this way, but it can teach us a great deal about the relationship of living beings. It cannot be explained hypothetically by observing the facial expressions a horse can detect, though not a university lecturer. During the first two and a half years, children have a similar rapport with the mother or with others they are closely connected with as long as their attitude and conduct make this possible. Then children become perfect mimics and imitators. This imposes a moral duty on adults to be worthy of such imitation, which is far less comfortable then exerting one’s will on children. Children take in all that we do, such as the ways we act and move. They are equally susceptible to our feelings and thoughts. They imitate us, and even if this is not outwardly noticeable, they nevertheless do this by developing tendencies for imitation that, through their organic soul forces, they press down into the physical organism. Therefore, education during these first two and a half years should be confined to the self-education of the adults in charge, who should think, feel, and act in a way that, when perceived by children, will cause them no harm. Fundamentally, the stage of imitation continues until the change of teeth, and thus children will be strongly influenced by their environment later on as well. The following example may demonstrate this. Two disconsolate parents once came to me, saying, “Our child has always been good, but now she has stolen money.” Was this really true? At a superficial glance, yes, for she had taken money out of the cupboard where it was always kept by her mother. The child then bought sweets with the money and even gave some to other children. I reassured the parents that their child had not stolen at all, but that she had merely imitated her mother, who regularly took money from the cupboard to buy things. There was never any intention of stealing; this concept did not yet exist in the child’s mind. But children are imitators and will do what mother does. If we wish to avoid confusion, it is up to adults to realize this and act differently in front of the children. Neither will children learn to walk through our efforts to make them stand and do all sorts of movements. Such instruction belongs in gym much later on. If we intervene by making children stand and walk prematurely, we may do irreparable damage to the nerve processes, which may persist for their whole life. If children see adults in an upright position, as imitator they try to raise themselves to the same position when the time comes. We must always see the human being during the initial stages as an imitator and arrange our child rearing accordingly. This can certainly be very trying at times, and we all know that there are babies who seem to be yelling all day and, apart from the ear-splitting noise, inflict all kinds of other provocations on the adult. True, there are situations that have to be dealt with, even drastically, to avoid serious damage by a child. But such measures do not really belong to the field of education. Admittedly, it is hard to put up with a screaming child, but when we behave as described, our conduct gradually sinks into the deeper layers of a child’s soul and spiritual forces (which are still closely connected to organic processes) and eventually brings about more positive results. If we observe small children without preconceived ideas, we find that their screaming and other unpleasant features come from their physical organization. Although the inherent forces in the behavior of intense crying remain with the child, the habit of crying will gradually pass. Such forces are very intense. If we influence the child correctly by setting the proper example and acting morally, the forces behind a baby’s crying will reveal themselves as intensely moral forces in later life. A strong morality later in adult life is an expression of those same forces that lived in the intense crying of a young child. On the other hand, if those close to a child have an immoral attitude—even if only in thoughts—these forces will reappear later as intensely immoral forces. And we must be careful not to harm the development of children while they are learning to speak. This easily happens when we make them say words we choose; this, too, is an imposition of our will on the child. It is best to speak naturally in front of children (as long as we speak in a moral way) so that they have opportunities to hear us. In this way, children find their own way into language. Now you can appreciate the real point of what has been said so far—that we must not be tempted by a false kind of instinct to make baby talk for the child’s benefit. This is not an instinct but something we may have acquired through misguided customs. Nurses or others dealing with young children should never speak to them in an artificial or childish way. We really do a great wrong when we change our normal way of speaking to “suit” a child, for children always want to imitate us as we really are, not as we pretend to be. They reject anything that approaches them as an expression of another person’s will, such as childish and naive baby talk. Children have to put up with it, but they have a deep inner resentment toward such an approach. The effects of such well-intended folly is so farreaching that it may come to light in later years as a weakened digestion. When an older person is diagnosed as having a weak digestion, it might be nothing but the result of the wrong approach by an over-zealous but misguided nurse during that person’s early childhood. These are the main points regarding the first third of the first seven-year period, and they need to be kept in mind. At the age of two and a half, the head organization in children is developed far enough so that the forces of the ether body that have been working on it may be released. This gradual withdrawal continues into the area of the chest until about the fifth year, when breathing and blood circulation have also reached a certain stage of completion. Thus, by the time children learn to speak and walk, the formative forces released from the head (now acting now as soul and spiritual forces) join those being released in the chest region. This change can be recognized externally by the emergence of an exceptionally vivid memory and wonderful imagination, which children develop between two and a half and five. However, you must take great care when children develop these two faculties, since they are instrumental in building the soul. Children continue to live by imitation, and therefore we should not attempt to make them remember things we choose. At this stage it is best to leave the evolving forces of memory alone, allowing children to remember whatever they please. We should never give them memory exercises of any kind, otherwise, through ignorance, we might be responsible for consequences we can see only when viewing the entire course of human life. Sometimes we meet people who, around the age of forty or later, complain of shooting pains or rheumatism. This may certainly have various causes, but if we carry our research far enough, we may find that the rheumatism was caused by a premature overloading of the memory during early childhood. The pattern of life is indeed very complex, and only by trying to recognize its many hidden links can we engender the love that is the true basis of growing human beings. Whatever one’s attitude may be, as educators we must respond to the imagination and fantasy of children, which tries to express itself outwardly when they play with toys or join in games with other children. The urge to play between the ages of two and a half and five is really just the externalized activity of a child’s power of fantasy. And if we have the necessary ability of observation for such matters, we can foretell a great deal about the future soul life of children merely by watching them play. The way young children play provides a clear indication of their potential gifts and faculties in later life. The most important thing now is to meet their inborn urge to play with the right toys. People in the past responded to this need according to their own particular understanding. Perhaps this also happened in the West, but at one time a regular epidemic spread throughout Central Europe of giving children boxes of building bricks, especially at Christmas. From separate cubic and quadrilateral stones, children were expected to build miniature architectural monstrosities. This sort of thing has a far-reaching effect on the development of imagination in children, since it leads to an atomistic, materialistic attitude—a mentality that always wants to put bits and pieces together to form a whole. In dealing with practical life, it is far better to give full freedom to children’s flexible and living powers of imagination than to nurture intellectual capacities that, in turn, encourage the atomistic nature of modern thinking. Imagination in children represents the very forces that have just liberated themselves from performing similar creative work within the physical formation of the brain. This is why we must avoid, as much as possible, forcing these powers of imagination into rigid, finished forms. Imagine two nurses who are looking after a child between two and a half and five years of age. One of them—she may be very fond of the little girl in her charge—gives her a “beautiful” doll, one that has not only painted cheeks and real hair but eyes that close and a moveable head. I believe there are dolls that can even speak. Well, she gives this doll to the little girl, but since it is finished in every detail, there is nothing left for the child’s imagination to create, and her yearning for creative flexibility remains unsatisfied. It is as if its forces of imagination were put into a straitjacket. The other nurse, who has a little more understanding for the inner needs of the child, takes an old piece of cloth that is of no use for anything else. She winds a thread around its upper end until something resembling a head appears. She may even ask the little girl to paint two black dots on the face or perhaps more, for the eyes, nose, and mouth. Now, because the child’s imagination is stimulated, because she can create instead of having to put up with fixed and finished forms, the child experiences a far more lively and intimate response than she does toward the so-called beautiful doll. Toys, as much as possible, should leave the power of fantasy free in children. And since intellect is not the same as fantasy or imagination, the activity of assembling many parts is really not in harmony with the type of fantasy that is characteristic of children at this age. Anything that evokes an inner feeling of liveliness and flexibility is always suitable for young children. For example, there are children’s books with cut-outs and nicely colored figures that can be moved by pulling strings attached below, so they will do all kinds of things, such as embracing or thrashing each other. These always stimulate children to invent whole stories, and thus they are very wholesome objects of play. Similarly, games with other children should not be too formal but should leave plenty of scope for children’s imagination. All these suggestions spring from a knowledge of the human being, based on reality and allowing educators to acquire the necessary understanding, especially in terms of the practical side of life. When children approach the fifth year, the ether forces of the body—which have thus far been building the breathing and the blood circulation—now become available for other activities. Likewise, up to the change of teeth, ether forces will struggle free and, after completing their task within the metabolic-limb system, become redundant. At that time, new spiritual soul forces gradually awaken and emerge fully after the seventh year (we will study this in more detail later). However, these forces already shine with a dawning light in this third and final period, which concludes the first seven-year period of human life. When ether forces from the chest area reappear as soul and spiritual forces, children are becoming amenable to exhortations and to a sense of authority. Previously, unable to understand what they should or should not do, they could only imitate, but now, little by little, they begin to listen to and believe what adults say. Only toward the fifth year is it possible to awaken a sense of right and wrong in children. We can educate children correctly only by realizing that, during this first seven-year period until the change of teeth, children live by imitation, and only gradually do they develop imagination and memory and a first belief in what adults say. Faith in the adult induces a feeling of authority, especially for teachers with whom children have a very close relationship. However, at this stage, children are too young for any formal education. It pains me to know that the sixth year has been fixed as the official school age. Children should not enter elementary school before their seventh year. I was always glad to hear, therefore (and I don’t mind if you consider this uncivilized), that the children of some anthroposophists had no knowledge of writing and reading, even at the age of eight. Accomplishments that come with forces that are available later on should never be forced into an earlier stage, unless we are prepared to ruin the physical organism. In the next few days I will show you how we try to treat our children without inflicting harm on them when they enter the Waldorf school. Tomorrow I will begin by introducing you to the Waldorf school, though only by speaking of it. |
303. Soul Economy: Body, Soul and Spirit in Waldorf Education: The Waldorf School
30 Dec 1921, Dornach Translated by Roland Everett |
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Another subject taught during morning sessions could be called “worldview.” Please understand that a Waldorf school—or any school that might spring from the anthroposophic movement—would never wish to teach anthroposophy as it exists today. |
At any rate, the effects of imponderables in the Waldorf school became apparent in the children’s good behavior under these unusual circumstances. As you know, various kinds of punishments are administered in most schools, and we, too, had to find ways to deal with this problem. |
I have never been able to develop the necessary understanding for these somewhat occult relationships. So we decided to find other ways of writing our school reports. |
303. Soul Economy: Body, Soul and Spirit in Waldorf Education: The Waldorf School
30 Dec 1921, Dornach Translated by Roland Everett |
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Looking back at the past several meetings of this conference, I feel it is necessary to digress a little from our planned program and tell you something about the practical aspects of Waldorf education. From what you have heard so far, you may have gathered that the key to this form of education, both in its curriculum and in its methods, is the understanding of the human constitution of body, soul, and spirit as it develops throughout life. In order to follow this principle, it was necessary to take a new look at education in general, with the result that the Waldorf school is, in many ways, run very differently from traditional schools. The first point we had to consider was how to make the most of the available time for teaching, especially in regard to the development of the student’s soul life. The usual practice is to split up the available time into many separate lessons, but this method does not bring enough depth and focus to the various subjects. For example, suppose you want to bring something to your students that will have lasting value for them, something they can take into later life. I will use the example of a subject taught in almost every school: history. Imagine that you want to introduce the era of Queen Elizabeth I, including the main events and people usually described to children. A teacher could do this by talking about the facts of that historical period in history lessons, and it might take, say, half a year. But you can also do this in a different way. After methodical preparation at home, a teacher can cultivate within a fine feeling for the salient facts, which then become a kind of framework for this period. The teacher allows these to work upon the soul, thus enabling the students to remember them without much difficulty. All additional material will then fall into place more or less naturally. If one masters the subject in this way, we can say without exaggerating that, in only three to four lessons, it is quite possible to give students something that might otherwise take half a year, and even in greater depth so that the students retain a lasting impression of the subject. If you do a detailed survey of all that children are supposed to learn in school today, you will agree with the method I just described. In our present state of civilization, what our children are supposed to learn by the age of fourteen is such an accumulation of material that it is really beyond their capacity to absorb it all. No school is truly successful in teaching this much, but this fact is usually ignored. People merely pretend that the present system works, and the curricula are set accordingly. The aim of Waldorf education is to arrange all of the teaching so that within the shortest possible time the maximum amount of material can be presented to students by the simplest means possible. This helps children retain an overall view of their subjects—not so much intellectually, but very much in their feeling life. It is obvious that such a method makes tremendous demands on teachers. I am convinced that, if teachers apply this method (which I would call a form of teaching based on “soul economy”), they will have to spend at least two or three hours of concentrated preparation for each half hour they teach. And they must be willing to do this if they want to avoid harming their students. Such preparation may not always be practical or possible, but if the teacher wants to succeed in carrying a comprehensive and living presentation of the subject into the classroom, such private preparation is fundamental. It does make great demands on teachers, but such obligations are intrinsic to this calling and must be accepted in the best way possible. Before we could practice this basic educational principle in our newly established Waldorf school, it was necessary to create a suitable curriculum and a schedule. Today I would like to outline this curriculum and its application, but without going into details, since this will be our task during the coming days. And so, having prepared themselves as just described, the teachers enter the school in the morning. The students arrive a little earlier in the summer, at eight o’clock, and a little later in the winter. When they assemble in their classrooms, the teachers bring them together by saying a morning verse in chorus with the whole class. This verse, which could also be sung, embraces both a general human and a religious element, and it unites the students in a mood of prayer. It may be followed by a genuine prayer. In our “free” Waldorf school, such details are left entirely up to each teacher. Then begins our so-called main lesson, which lasts nearly two hours; in traditional schedules, these are often broken up into smaller periods. But the principle of soul economy in teaching makes it necessary to alter the conventional schedule. Thus, during the first two hours of the morning, students are taught the same subject in “block” periods, each lasting four to six weeks. It is left to the class teacher to introduce a short break during the main lesson, which is essential in the younger classes. In this way, subjects like geography or arithmetic are taught for four to six weeks at a time. After that, another main lesson subject is studied, again for a block period, rather than as shorter lessons given at regular intervals through the year. Thus one introduces the various main lesson subjects according to the principles we agreed on, which include a carefully planned economy of the children’s soul life. At all costs, one must avoid too much stress on the mind and soul of the child. Children should never feel that lessons are too difficult; on the contrary, there should be a longing in the child to keep moving from one step to the next. Students should never experience an arbitrary break in a subject; one thing should always lead to another. During the four to six weeks of a main lesson block, the class teacher will always try to present the material as a complete chapter—an artistic whole—that children can take into later life. And it goes without saying that, toward the end of the school year before the approaching summer holidays, all the main lesson subjects taught during the year should be woven together into a short, artistic recapitulation. Just as we provide children with clothing with enough room for their limbs to grow freely, as teachers we should respond to their inner needs by giving them material not just for their present stage but broad enough for further expansion. If we give children fixed and finished concepts, we do not allow for inner growth and maturing. Therefore all the concepts we introduce, all the feelings we invoke, and all will impulses we give must be treated with the same care and foresight we use to clothe our children. We should not expect them to remember abstract definitions for the rest of their lives. At the age of forty-five, your little finger will not be the same as it was when you were eight, and likewise, concepts introduced at the age of eight should not remain unchanged by the time students reach the age of forty-five. We must approach the child’s organism so that the various members can grow and expand. We must not clothe our material in fixed and stiff forms so that, when our students reach forty-five, they remember it exactly as it was presented in their eighth or ninth year. This, however, is possible only if we present our subject with what I call “soul economy.” During the remaining hours of the morning, the other lessons are taught, and here foreign languages play the most important part. They are introduced in grade one, when the children first enter the Waldorf school in their sixth and seventh year. Foreign languages are presented so that the children can really go into them, which means that, while teaching a language, the teacher tries to avoid using the children’s native language. The foreign language teacher naturally has to take into account that the students are older than they were when they first learned their own language and will arrange the lessons accordingly. This is essential to keep in harmony with the student’s age and development. The children should be able to get into the language so that they do not inwardly translate from their native tongue into the foreign language whenever they want to say something. Jumping from one language to the other should be avoided at all costs. If, for example, you want to introduce a particular word such as table or window, you would not mention the corresponding word in the child’s native language but indicate the object while saying the word clearly. Thus children learn the new language directly before learning to translate words, which might not be desirable at all. We have found that, during the early stages, if we avoid the usual grammar and all that this entails, children find their way into a new language in a natural and living way. More details will be given when we speak about the various ages, but for now I wanted to give you a general picture of the practical arrangements in the Waldorf school. Another very important subject for this stage is handwork, which includes several crafts. Because the Waldorf school is coeducational, boys and girls share these lessons, and it is indeed a heart-warming sight to see the young boys and girls busy together engaged in knitting, crocheting, and similar activities. Experience shows that, although boys have a different relationship to knitting than do girls, they enjoy it and benefit from such activity. Working together this way has certainly helped in the general development of all the students. In craft lessons that involve heavier physical work, girls also participate fully. This is the way manual skills are developed and nurtured in our school. Another subject taught during morning sessions could be called “worldview.” Please understand that a Waldorf school—or any school that might spring from the anthroposophic movement—would never wish to teach anthroposophy as it exists today. I would consider this the worst thing we could do. Anthroposophy in its present form is a subject for adults and, as you can see from the color of their hair, often quite mature adults. Consequently, spiritual science is presented through literature and word of mouth in a form appropriate only to adults. I should consider the presentation to students of anything from my books Theosophy or How to Know Higher Worlds the worst possible use of this material; it simply must not happen. If we taught such material, which is totally unsuitable for schoolchildren (forgive a somewhat trivial expression used in German), we would make them want “to jump out of their skin.” Naturally, in class lessons they would have to submit to whatever the teacher brings, but inwardly they would experience such an urge. Anthroposophy as such is not to be taught in a Waldorf school. It’s important that spiritual science does not become mere theory or a worldview based on certain ideas; rather, it should become a way of life, involving the entire human being. Thus, when teachers who are anthroposophists enter school, they should have developed themselves so that they are multifaceted and skillful in the art of education. And it is this achievement that is important, not any desire to bring anthroposophy to your students. Waldorf education is meant to be pragmatic. It is meant to be a place where anthroposophic knowledge is applied in a practical way. If you have made such a worldview your own and linked it to practical life, you will not become theoretical and alienated from life but a skilled and capable person. I do not mean to say that all members of the anthroposophic movement have actually reached these goals—far from it. I happen to know that there are still some men among our members who cannot even sew on a trouser button that fell off. And no one suffering from such a shortcoming could be considered a full human being. Above all, there are still members who do not fully accept the contention that you cannot be a real philosopher if you cannot apply your hands to anything—such as repairing your shoes—if the need arises. This may sound a bit exaggerated, but I hope you know what I am trying to say. Those who must deal with theoretical work should place themselves within practical life even more firmly than those who happen to be tailors, cobblers, or engineers. In my opinion, imparting theoretical knowledge is acceptable only when the other person is well versed in the practical matters of life; otherwise, such ideas remain alien to life. By approaching the classroom through anthroposophic knowledge, teachers as artists should develop the ability to find the right solutions to the needs of the children. If teachers carry such an attitude into the classroom, together with the fruits of their endeavors, they will also be guided in particular situations by a sound pedagogical instinct. This, however, is seldom the case in the conventional education today. Please do not mistake these remarks as criticism against any teachers. Those who belong to the teaching profession will be the first to experience the truth of what has been said. In their own limitations, they may well feel they are the victims of prevailing conditions. The mere fact that they themselves had to suffer the martyrdom of a high school education may be enough to prevent them from breaking through many great hindrances. The most important thing while teaching is the ability to meet constantly changing classroom situations that arise from the immediate responses of one’s students. But who in this wide world trains teachers to do that? Are they not trained to decide ahead of time what they will teach? This often gives me the impression that children are not considered at all during educational deliberations. Such an attitude is like turning students into papier-mâché masks as they enter school, so that teachers can deal with masks instead of real children. As mentioned before, it is not our goal to teach ideology in the Waldorf school, though such a thought might easily occur to people when hearing that anthroposophists have established a new school. Our goal is to carry our understanding gained through spiritual science right into practical teaching. This is why I was willing to hand over the responsibility for religion lessons to those who represent the various religions. Religion, after all, is at the very core of a person’s worldview. Consequently, in our Waldorf school, a Roman Catholic priest was asked to give Roman Catholic religion lessons to students of that denomination, and a Protestant minister teaches Protestant religion lessons. When this decision was made, we were not afraid that we would be unable to balance any outer influence brought into the school by these priests, influence that might not be in harmony with what we were trying to do. But then a somewhat unexpected situation arose. When our friend Emil Molt established the Waldorf school, most of our students were from the homes of workers at his factory. Among them were many children whose parents are atheists, and if they had been sent to another school, they would not have received religious instruction at all. As such things often happen when dealing with children and parents, gradually these children also wanted to receive some form of religion lessons. And this is how our free, non-denominational, religion lessons came about. These were given by our own teachers, just as the other religious lessons were given by ministers. The teachers were recognized by us as religious teachers in the Waldorf curriculum. Thus, anthroposophic religious lessons were introduced in our school. These lessons have come to mean a great deal to many of our students, especially the factory workers’ children. However, all this brought specific problems in its wake, because anthroposophy is for adults. If, therefore, teachers want to bring the right material into anthroposophic religious lessons, they must recreate it fresh, and this is no easy task. It means reshaping and transforming anthroposophic material to make it suitable for the various age groups. In fact, this task of changing a modern philosophy to suit young people occupies us a great deal. It means working deeply on fundamental issues, such as how the use of certain symbols might affect students, or how one deals with the imponderables inherent in such a situation. We will speak more about this later on. I am sure you can appreciate that one has to make all kinds of compromises in a school that tries to base its curriculum on the needs of growing children in the light of a spiritual scientific knowledge of the human being. Today it would be quite impossible to teach children according to abstract educational ideas, subsequently called the “principles of Waldorf education.” The result of such a misguided approach would be that our graduates would be unable to find their way into life. It is too easy to criticize life today. Most people meet unpleasant aspects of life every day and we are easily tempted to make clever suggestions about how to put the world in order. But it completely inappropriate to educate children so that, when they leave school to enter life, they can only criticize the senselessness of what they find. However imperfect life may be according to abstract reason, we must nevertheless be able to play our full part in it. Waldorf students—who have probably been treated more as individuals than is usually the case—have to be sent out into life; otherwise, having a Waldorf school makes no sense at all. Students must not become estranged from contemporary life to the extent that they can only criticize what they meet outside. This I can only touch on here. From the very beginning, we had to make the most varied compromises, even in our curriculum and pedagogical goals. As soon as the school was founded, I sent a memorandum to the educational authorities and requested that our students be taught according to the principles of Waldorf education, from the sixth or seventh year until the completion of their ninth year, or the end of the third class, without any outside interference. I meant that the planning of the curriculum and the standards to be achieved, as well as the teaching methods, were to be left entirely in the hands of our teaching staff, the “college of teachers,” which would bear the ultimate responsibility for the running of the school. In my letter to the authorities, I stated that, on completion of the third school year, our students would have reached the same standards of basic education as those achieved in other schools, and thus would be able to change schools without difficulty. This implies that a child with a broader educational background than the students in this new class will nevertheless be able to fit into any new surroundings, and that such a student will not have lost touch with life in general. For us, it is not only important that teachers know their students well, but that there is also a corresponding relationship between the entire body of teachers and all the students of the school, so that students will feel free to contact any teacher for guidance or advice. It is a real joy, every time one enters the Waldorf school, to see how friendly and trusting the students are, not only with their class teachers but with all the teachers, both in and out of class. Similarly, I said that our teaching between the end of the ninth and twelfth years—from the end of class three to the end of class six—is intended to achieve standards comparable with those of other schools and that our students would be able to enter seventh grade in another school without falling behind. We do not wish to be fanatical and, therefore, we had to make compromises. Waldorf teachers must always be willing to cope with the practical problems of life. And if a student has to leave our school at the age of fourteen, there should be no problems when entering a high school or any other school leading to a university entrance examination. So we try to put into practice what has been described. Now, having established our school through the age of fourteen, every year we are adding a new class, so that we will eventually be able to offer the full range of secondary education leading to higher education. This means that we have to plan our curriculum so that young people will be able to take their graduation exams. In Austria, this exam is called a “maturity exam,” in Germany Abitur, and other countries have other names. In any case, our students are given the possibility of entering other schools of higher education. There is still no possibility that we will open a vocational school or university. Whatever we might try to do in this way would always bear the stamp of a private initiative, and, because we should never want to hold official examinations, no government would grant us permission to issue certificates of education without test results. Thus, we are forced to compromise in our Waldorf plan, and we are perfectly willing to acknowledge this. What matters is that, despite all the compromises, a genuine Waldorf spirit lives in our teaching, and this as much as possible. Because we wanted a complete junior school when we opened our Waldorf school, we had to receive some students from other schools, and this gave us plenty of opportunity to witness the fruits of the “strict discipline” that characterizes other schools. At this point, we have a little more than two years of “Waldorf discipline” behind us, which, to a large extent, consists of our trying to get rid of the ordinary sort of school discipline. For example, just a few weeks ago we laid the foundation stone for a larger school building; until now, we have had to make do with provisional classrooms. To my mind, it seemed right that all our children would take part in this stone-laying ceremony. And, as so often happens in life, things took a little longer than anticipated, and by the time we were just getting ready for the actual ceremony, our students were already in the building. First I had to meet teachers and several others, but the children were there already. The adults had to meet in our so-called staff room. What could we to do with all those children? The chair of the college of teachers simply said, “We’ll send them back to their classrooms. They have now reached a stage where we can leave them unattended without bad consequences. They won’t disturb us.” So, despite the dubious “discipline” imported from other schools, and despite having rid ourselves of so-called school discipline, it was possible to send the students to their classrooms without any disturbance. Admittedly, this peace was somewhat ephemeral; overly sensitive ears might have been offended, but that did not matter. Children who disturb overly sensitive ears are usually not overly disciplined. At any rate, the effects of imponderables in the Waldorf school became apparent in the children’s good behavior under these unusual circumstances. As you know, various kinds of punishments are administered in most schools, and we, too, had to find ways to deal with this problem. When we discussed the question of punishment in one of our teacher meetings, one of our teachers reported an interesting incident. He had tried to discover the effects of certain forms of punishment on his students. His students had experienced our kind of discipline for some time, and among them there were a few notorious rascals. These little good-fornothings (as such students are called in Germany) had done very poor work, and they were to be punished according to usual school discipline and given detention. They were told to stay after lessons to do their arithmetic properly. However, when this punishment was announced in class, the other students protested that they, too, wanted to stay and do extra arithmetic because it is so much fun. So you see, the concept of punishment had gone through a complete transformation; it had become something the whole class enjoyed. Such things rarely happen if teachers try to make them happen directly, but they become the natural consequences of the right approach. I am well aware that the problem of school discipline occupies many minds today. I had the opportunity to closely observe the importance of the relationship between a teacher and his students, a relationship that is the natural outcome of the disposition of both teacher and students. One could go so far as to say that whether students profit from their lessons or how much they gain depends on whether the teacher evokes sympathy or antipathy in the students. It is absolutely open to discussion whether an easygoing teacher—one who does not even work according to proper educational principles—may be more effective than a teacher who, intent on following perfectly sound but abstract principles, is unable to practice them in the classroom. There are plenty of abstract principles around these days. I am not being sarcastic when I call them clever and ingenious; their merits can be argued. But even when slovenly and indolent teachers enter the classroom, if they nevertheless radiate warmth and affection for their students, they may give their students more for later life than would a highly principled teacher whose personality evokes antipathy. Although the students of a genial but untidy teacher are not likely to grow into models of orderliness, at least they will not suffer from “nervous” conditions later on in life. Nervousness can be the result of antipathy toward a teacher—even one using excellent educational methods—who is unable to establish the right kind of contact with the students. Such points are open to discussion, and they should be discussed if we take the art of education seriously. I once had to participate in a case like this, and my decision may evoke strong disapproval among some people. During one of my visits to the Waldorf school, I was told of a boy in one of the classes who was causing great difficulties. He had committed all kinds of misdemeanors, and none of his teachers could deal with him. I asked for the boy to be sent to me, because first I wanted to find the root of the trouble. You will admit that in many other schools such a boy would have received corporal punishment or possibly something less drastic. I examined the boy carefully and concluded that he should be moved into the next class above. This was to be his punishment, and I have not heard any complaints since. His new class teacher confirmed that the boy has become a model student and that everything seems to be in order now. This, after all, is what really matters. The important thing is that one goes into the very soul and nature of such a child. The cause of the trouble was that there was no human contact between him and his teacher, and because he was intelligent enough to cope with the work of the next class (there was no comparable class in his case), the only right thing was to move him up. Had we put him down into the next lower class, we would have ruined that child. If one bears in mind the well-being and inner development of a child, one finds the right way teaching. This is why it is good to look at specific and symptomatic cases. We have no intention of denying that, in many ways, the Waldorf school is built on compromise, but as far as it is humanly possible, we always try to educate from a real knowledge of the human being. Let us return to the curriculum. The morning sessions are arranged as described. Because it is essential for our students to be able to move on to higher forms of education, we had to include other subjects such as Greek and Latin, which are also taught in morning lessons. In these ancient languages soul economy is of particular importance. The afternoon lessons are given over to more physical activities, such as gym and eurythmy, and to artistic work, which plays a very special part in a Waldorf school. I will give further details of this in the coming days. We try, as much as possible, to teach the more intellectual subjects in the morning, and only when the headwork is done are they given movement lessons, insofar as they have not let off steam already between morning lessons. However, after the movement lessons they are not taken back to the classroom to do more headwork. I have already said that this has a destructive effect on life, because while children are moving physically, suprasensory forces work through them subconsciously. And the head, having surrendered to physical movement, is no longer in a position to resume its work. It is therefore a mistake to think that, by sandwiching a gym lesson between other more intellectual lessons, we are providing a beneficial change. The homogeneous character of both morning and afternoon sessions has shown itself beneficial to the general development of the students. If we keep in mind the characteristic features of human nature, we will serve the human inclinations best. I mentioned that we found it necessary to give some kind of anthroposophic religious lessons to our students. Soon afterward, arising from those lessons, we felt another need that led to the introduction of Sunday services for our students. This service has the quality of formal worship, in which the children participate with deep religious feelings. We have found that a ritual performed before the children’s eyes every Sunday morning has greatly deepened their religious experience. The Sunday service had to be enlarged for the sake of the students who were about to leave our middle school. In Germany, it is customary for students of this age to be confirmed in a special ceremony that signifies the stage of maturity at which they are old enough to enter life. We have made arrangements for a similar ceremony that, as experience has shown, leaves a lasting impression on our students. In any education based on knowledge of the human being, needs become apparent that may have gone unnoticed in more traditional forms of education. For instance, in Germany all students receive school reports at the end of each school year, because it is considered essential to give them something like this before they leave for summer holidays. In this case, too, we felt the need for innovation. I have to admit that I would find it extremely difficult to accept the usual form of school reports in a Waldorf school, simply because I could never appreciate the difference between “satisfactory” and “near-satisfactory,” or between “fair” and “fairly good,” and so on. These grades are then converted into numbers, so that in Germany some reports show the various subjects arranged in one column, and on the opposite side there is a column of figures, such as 4½, 3, 3–4, and so on. I have never been able to develop the necessary understanding for these somewhat occult relationships. So we decided to find other ways of writing our school reports. When our students leave for holidays at the end of the school year, they do receive reports. They contain a kind of mirror image, or biography, of their progress during the year, which has been written by their class teachers. We have found again and again that our children accept these reports with inner approval. They can read about the impression they have created during the years, and they will feel that, although the description was written with sympathetic understanding, they do not tolerate any whitewashing of the less positive aspects of their work. These reports, which are received with deep inner satisfaction, end with a verse, composed especially for each child. This verse is a kind of guiding motive for the coming years. I believe our kind of reports have already proved themselves and will retain their value in the future, even though in some parts of Germany they have already been referred to as “ersatz” reports. Students have responded to life in the Waldorf school in an entirely positive way. To show how much they like their school, I should like to repeat something I recently heard from one of our mothers, for such an example helps to illustrate more general symptoms. She said, “My boy was never an affectionate child. He never showed any tender feelings toward me as his mother. After his first year in the Waldorf school—while still quite young—his summer holidays began. When they were nearly over and I told him that soon he would be going to school again, he came and kissed me for the first time.” Such a small anecdote could be considered symptomatic of the effects of an education based on knowledge of the human being and practiced in a human and friendly atmosphere. Our school reports also help to contribute towards this atmosphere. As an introduction to life in the Waldorf school, I felt it necessary to digress a little from our planned program. Tomorrow we shall continue with a more detailed account of the child’s development after the change of teeth. Meanwhile, I wanted to include here a description of what by now has become the outer framework of practical life in the Waldorf school. |
303. Soul Economy: Body, Soul and Spirit in Waldorf Education: Children from the Seventh to Tenth Years
31 Dec 1921, Dornach Translated by Roland Everett |
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A true art of education demands a thorough appreciation and understanding of this metamorphosis. In our previous meetings, I spoke of the refined body of formative forces, the ether body. |
Whereas, earlier on, children experienced rhythm and beat unconsciously, they now develop a conscious perception and understanding of it. This continues until the twelfth year, not just with music, but everything coming to meet them from outside. |
This could be followed by the teacher asking the children to pronounce words beginning with the letter L. Gradually, under the teacher’s guidance, the children discover the link between the shape that was run and drawn and the sound of the letter L. |
303. Soul Economy: Body, Soul and Spirit in Waldorf Education: Children from the Seventh to Tenth Years
31 Dec 1921, Dornach Translated by Roland Everett |
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An important and far-reaching change takes place when children begin to lose their milk, or baby, teeth. This is not just a physical change in the life of a human being, but the whole human organization goes through a transformation. A true art of education demands a thorough appreciation and understanding of this metamorphosis. In our previous meetings, I spoke of the refined body of formative forces, the ether body. These forces are in the process of being freed from certain functions during the time between the change of teeth and puberty. Previously, the ether body worked directly into the physical body of the child, but now it begins to function in the realm of a child’s soul. This means that the physical body of children is held from within in a very different way than it was during the previous stage. The situation then was more or less as described by those of a materialistic outlook, who see the foundation of the human psyche in the physical processes of the human body. They see the soul and spirit of children as emanating from the physical and related to it much as a candle flame is related to the candle. And this is more or less correct for a young child until the change of teeth. During the early years, the soul and spiritual life of the child is completely connected to the physical and organic processes, and all of the physical and organic processes have a soul and spiritual quality. All of the shaping and forming of the body at that age is conducted from the head downward. This stage concludes when the second teeth are being pushed through. At this time, the forces working in the head cease to predominate while soul and spiritual activities enter the lower regions of the body—the rhythmic activities of the heart and breath. Previously, these forces, as they worked especially in the formation of the child’s brain, were also flowing down into the rest of the organism, shaping and molding and entering directly into the physical substances of the body. Here they gave rise to physical processes. All this changes with the coming of the second teeth, and some of these forces begin to work more in the child’s soul and spiritual realm, affecting especially the rhythmic movement of heart and lungs. They are no longer as active in the physical processes themselves, but now they also work in the rhythms of breathing and blood circulation. One can see this physically as the child’s breathing and pulse become noticeably stronger during this time. Children now have a strong desire to experience the emerging life of soul and spirit on waves of rhythm and beat within the body—quite subconsciously, of course. They have a real longing for this interplay of rhythm and beat in their organism. Consequently, adults must realize that whatever they bring to children after the change of teeth must be given with an inherent quality of rhythm and beat. Everything addressed to a child at this time must be imbued with these qualities. Educators must be able to get into the element of rhythm to the degree that whatever they present makes an impression on the children and allows them to live in their own musical element. This is also the beginning of something else. If, at this stage, the rhythm of breathing and blood circulation is not treated properly, harm may result and extend irreparably into later life. Many weaknesses and unhealthy conditions of the respiratory and circulatory systems in adult life are the consequences of an improper education during these early school years. Through the change in the working of children’s ether body, the limbs begin to grow rapidly, and the life of the muscles and bones, including the entire skeleton, begins to play a dominant role. The life of muscles and bones tries to become attuned to the rhythms of breathing and blood circulation. At this stage, children’s muscles vibrate in sympathy with the rhythms of breathing and blood circulation, so that their entire being takes on a musical quality. Previously, the child’s inborn activities were like those of a sculptor, but now an inner musician begins to work, albeit beyond the child’s consciousness. It is essential for teachers to realize that, when a child enters class one, they are dealing with a natural, though unconscious, musician. One must meet these inner needs of children, demanding a somewhat similar treatment, metaphorically, to that of a new violin responding to a violinist, adapting itself to the musician’s characteristic pattern of sound waves. Through ill treatment, a violin may be ruined for ever. But in the case of the living human organism, it is possible to plant principles that are harmful to growth, which increase and develop until they eventually ruin a person’s entire life. Once you begin to study the human being, thus illuminating educational principles and methods, you find that the characteristics just mentioned occupy roughly the time between the change of teeth and puberty. You will also discover that this period again falls into three smaller phases. The first lasts from the change of teeth until approximately the end of the ninth year; the second roughly until the end of the twelfth year; and the third from the thirteenth year until sexual maturity. If you observe the way children live entirely within a musical element, you can understand how these three phases differ from one another. During the first phase, approximately until the end of the ninth year, children want to experience everything that comes toward them in relation to their own inner rhythms—everything associated with beat and measure. They relate everything to the rhythms of breath and heartbeat and, indirectly, to the way their muscles and bones are taking shape. But if outer influences do not synchronize with their inner rhythms, these young people eventually grow into a kind of inner cripple, although this may not be discernible externally during the early stages. Until the ninth year, children have a strong desire to experience inwardly everything they encounter as beat and rhythm. When children of this age hear music (and anyone who can observe the activity of a child’s soul will perceive it), they transform outer sounds into their own inner rhythms. They vibrate with the music, reproducing within what they perceive from without. At this stage, to a certain extent, children have retained features characteristic of their previous stages. Until the change of teeth children are essentially, so to speak, one sense organ, unconsciously reproducing outer sensory impressions as most sense organs do. Children live, above all, by imitation, as already shown in previous meetings. Consider the human eye, leaving aside the mental images resulting from the eye’s sensory perceptions, and you find that it reproduces outer stimuli by forming afterimages; the activity leading to mental representation takes hold of these aftermages. Insofar as very young children inwardly reproduce all they perceive, especially the people around them, they are like one great, unconscious sense organ. But the images reproduced inwardly do not remain mere images, since they also act as forces, even physically forming and shaping them. And now, when the second teeth appear, these afterimages enter only as far as the rhythmic system of movement. Some of the previous formative activity remains, but now it is accompanied by a new element. There is a definite difference in the way children respond to rhythm and beat before and after the change of teeth. Before this, through imitation, rhythm and beat directly affected the formation of bodily organs. After the change of teeth, this is transformed into an inner musical element. On completion of the ninth year and up to the twelfth year, children develop an understanding of rhythm and beat and what belongs to melody as such. They no longer have the same urge to reproduce inwardly everything in this realm, but now they begin to perceive it as something outside. Whereas, earlier on, children experienced rhythm and beat unconsciously, they now develop a conscious perception and understanding of it. This continues until the twelfth year, not just with music, but everything coming to meet them from outside. Toward the twelfth year, perhaps a little earlier, children develop the ability to lead the elements of rhythm and beat into the thinking realm, whereas they previously experienced this only in imagination. If, through understanding, you can perceive what happens in the realm of the soul, you can also recognize the corresponding effects in the physical body. I have just spoken of how children want to shape the muscles and bones in accordance with what is happening within the organs. Now, toward the twelfth year, they begin to be unsatisfied with living solely in the elements of rhythm and beat; now they want to lift this experience more into the realm of abstract and conscious understanding. And this coincides with the hardening of those parts of the muscles that lead into the tendons. Whereas previously all movement was oriented more toward the muscles themselves, now it is oriented toward the tendons. Everything that occurs in the realm of soul and spirit affects the physical realm. This inclusion of the life of the tendons, as the link between muscle and bone, is the external, physical sign that a child is sailing out of a feeling approach to rhythm and beat into what belongs to the realm of logic, which is devoid of rhythm and beat. This sort of discovery is an offshoot of a real knowledge of the human being and should be used as a guide for the art of education. Most adults who think about things in ways that generalize, whether plants or animals (and as teachers you must introduce such general subjects to your students), will recall how they themselves studied botany or zoology, though at a later age than the children we are talking about. Unfortunately, most textbooks on botany or zoology are really unsuitable for teaching young people. Some of them may have great scientific merit (though this is usually not the case), but as teaching material for the age that concerns us here, they are useless. Everything that we bring to our students in plant or animal study must be woven into an artistic whole. We must try to highlight the harmonious configuration of the plant’s being. We must describe the harmonious relationships between one plant species and another. Whatever children can appreciate through a rhythmic, harmonious, and feeling approach must be of far greater significance for Waldorf teachers than what the ordinary textbooks can offer. The usual method of classifying plants is especially objectionable. Perhaps the least offensive of all the various systems is that of Linné. He looked only at the blossom of a plant, where the plant ceases to be merely plant and reaches with its forces into the whole cosmos. But these plant systems are unacceptable for use at school. We will see later what needs to be done in this respect. It is really pitiful to see teachers enter the classroom, textbook in hand, and teach these younger classes what they themselves learned in botany or zoology. They become mere caricatures of a real teacher when they walk up and down in front of the students, reading from a totally unsuitable textbook in an attempt to remember what they were taught long ago. It is absolutely essential that we learn to talk about plants and animals in a living and artistic way. This is the only way our material will be attuned to the children’s inner musical needs. Always bear in mind that our teaching must spring from an artistic element; lessons must not merely be thought out. Even when it is correct, an abstract kind of observation is not good enough. Only what is imbued with a living element of sensitive and artistic experience provides children with the soul nourishment they need. When children enter class one, we are expected to teach them writing as soon as possible, and we might be tempted to introduce the letters of the alphabet as they are used today. But children at this age—right at the onset of the change of teeth—do not have the slightest inner connection with the forms of these letters. What was it like when we still had such a direct human relationship to written letters? We need only look at what happened in early civilizations. In those ancient times, primitive people engraved images on tablets or painted pictures, which still had some resemblance to what they saw in nature. There was still a direct human link between outer objects and their written forms. As civilization progressed, these forms became increasingly abstract until, after going through numerous transformations, they finally emerged as today’s letters of the alphabet, which no longer bear any real human relationship to the person writing them. In many ways, children show us how the people of earlier civilizations experienced the world; they need a direct connection with whatever we demand of their will. Therefore, when introducing writing, we must refrain from immediately teaching today’s abstract letters. Especially at this time of changing teeth, we must offer children a human and artistic bridge to whatever we teach. This implies that we have children connect what they have seen with their eyes and the results of their will activity on paper, which we call writing. Experiencing life actively through their own will is a primary need for children at this stage. We must give them an opportunity to express this innate artistic drive by, for example, allowing them to physically run in a curve on the floor (see image). Now, when we show them that they have made a curve with their legs on the floor, we lift their will activity into a partially conscious feeling. Next we ask them to draw this curve in the air, using their arms and hands. Now another form could be run on the floor, again to be written in the air. [IMAGE REMOVED FROM PREVIEW] Thus the form that was made by the entire body by running was then reproduced through the hand. This could be followed by the teacher asking the children to pronounce words beginning with the letter L. Gradually, under the teacher’s guidance, the children discover the link between the shape that was run and drawn and the sound of the letter L. Once children experience their own inner movement, they are led to draw the letters themselves. This is one way to proceed, but there is also another possibility. After the change of teeth children are not only musicians inwardly, but, as an echo from earlier stages, they are also inner sculptors. Therefore, we can begin by talking to the children about a fish, gradually leading artistically to its outer form, which the children then draw. Then, appealing to their sense of sound, we direct their attention from the whole word fish to the initial sound “F,” thus relating the shape of the letter to its sound. [IMAGE REMOVED FROM PREVIEW] This method, to a certain extent, even follows the historical development of the letter F. However, there is no need to limit ourselves to historical examples, and it is certainly appropriate to use our imagination. What matters is not that children recapitulate the evolution of letters, but that they find their way into writing through the artistic activity of drawing pictures, which will finally lead to modern, abstract letter forms. For instance, one could remind the children of how water makes waves, drawing a picture like this first one, and gradually changing it into one like the second. [IMAGE REMOVED FROM PREVIEW] By repeating something like “washing waves of water—waving, washing water” while drawing the form, we connect the sound of the letter W with its written form. By beginning with the children’s own life experience, we go from the activity of drawing to the final letter forms. Following our Waldorf method, children do not learn to write as quickly as they would in other schools. In the Waldorf school, we hold regular meetings for parents without their children present, and parents are invited to talk with the teachers about the effects of Waldorf education. In these meetings, some parents have expressed concern over the fact that their children, even at the age of eight, are still unable to write properly. We have to point out that our slower approach is really a blessing, because it allows children to integrate the art of writing with their whole being. We try to show parents that the children in our school learn to write at the appropriate age and in a far more humane way than if they had to absorb material that is essentially alien to their nature—alien because it represents the product of a long cultural evolution. We must help parents understand the importance of the children’s immediate and direct response to the introduction of writing. Naturally, we have to provide students with tools for learning, but we must do this by adapting our material to the child’s nature. One aspect, so often left out today, concerns the relationship of a specific area to life as a whole. In our advanced stage of civilization, everything depends on specialization. Certainly, for a time this was necessary, but we have reached a stage where, for the sake of healthy human development, we must keep an open mind to spiritual investigation and what it can tell us about the human being. To believe that anthroposophists always rail against new technology is to seriously misunderstand this movement and its contribution to our knowledge of the human being. It is necessary to see the complexities of life from a holistic perspective. For example, I do not object at all to the use of typewriters. Typing is, of course, a far less human activity than writing by hand, but I do not remonstrate against it. Nevertheless, I find it is important to realize its implications, because everything we do in life has repercussions. So you must forgive me if, to illustrate my point, I say something about typewriting from the point of view of anthroposophic spiritual insight. Anyone unwilling to accept it is perfectly free to dismiss this aspect of life’s realities as foolish nonsense. But what I have to say does accord with the facts. You see, if you are aware of spiritual processes, like those in ordinary life, using a typewriter creates a very definite impression. After I have been typing during the day (as you see, I am really not against it, and I’m pleased when I have time for it), it continues to affect me for quite a while afterward. In itself, this does not disturb me, but the effects are noticeable. When I finally reach a state of inner quiet, the activity of typing—seen in imaginative consciousness—is transformed into seeing myself. Facing oneself standing there, one is thus able to witness outwardly what is happening inwardly. All this must occur in full consciousness, which enables us to recognize that appearance, as form as an outer image, is simply a projection of what is or has been taking place, possibly much earlier, as inner organic activity. We can clearly see what is happening inside the human body once we have reached the stage of clairvoyant imagination. In objective seeing such as this, every stroke of a typewriter key becomes a flash of lightning. And during the state of imagination, what one sees as the human heart is constantly struck and pierced by those lightning flashes. As you know, typewriter keys are not arranged according to any spiritual principle, but according to frequency of their use, so that we can type more quickly. Consequently, when the fingers hit various keys, the flashes of lightning become completely chaotic. In other words, when seen with spiritual vision, a terrible thunderstorm rages when one is typing. Such causes and effects are part of the pattern of life. There is no desire on our part to deride technical innovations, but we should be able to keep our eyes open to what they do to us, and we should find ways to compensate for any harmful effects. Such matters are especially important to teachers, because they have to relate education to ordinary life. What we do at school and with children is not the only thing that matters. The most important thing is that school and everything related to education must relate to life in the fullest sense. This implies that those who choose to be educators must be familiar with events in the larger world; they must know and recognize life in its widest context. What does this mean? It means simply that here we have an explanation of why so many people walk about with weak hearts; they are unable to balance the harmful effects of typing through the appropriate countermeasures. This is specially true of people who started typing when they were too young, when the heart is most susceptible to adverse effects. If typing continues to spread, we will soon see an increase in all sorts of heart complaints. In Germany, the first railroad was built in 1835, from Fürth to Nuremberg. Before this, the Bavarian health authorities were asked whether, from a medical point of view, building such a railroad would be recommended. Before beginning major projects such as this, it was always the custom to seek expert advice. The Bavarian health authorities responded (this is documented) that expert medical opinion could not recommend building railroads, because passengers and railroad workers alike would suffer severe nervous strain by traveling on trains. However, they continued, if railroads were built despite their warning, all railroad lines should at least be closed off by high wooden walls to prevent brain concussions to farmers in nearby fields or others likely to be near moving trains. These were the findings of medical experts employed by the Bavarian health authority. Today we can laugh about this and similar examples. Nevertheless, there are at least two sides to every problem, and from a certain point of view, one could even agree with some aspects of this report, which was made not so long ago—in fact not even a century ago. The fact is, people have become more nervous since the arrival of rail travel. And if we made the necessary investigation into the difference between people in our present age of the train and those who continued to traveled in the old and venerable but rather rough stagecoach, we would definitely be able to ascertain that the constitutions of these latter folks were different. Their nervous systems behaved quite differently. Although the the Bavarian health officials made fools of themselves, from a certain perspective they were not entirely wrong. When new inventions affect modern life, we must take steps to balance any possible ill effects by finding appropriate countermeasures. We must try to compensate for any weakening of the human constitution through outer influences by strengthening ourselves from within. But, in this age of ever-increasing specialization, this is possible only through a new art of education based on true knowledge of the human being. The only safe way of introducing writing to young children is the one just advocated, because at that age all learning must proceed from the realm of the will, and the inclination of children toward the world of rhythm and measure arises from the will. We must satisfy this inner urge of children by allowing them controlled will activities, not by appealing to their sense of observation and the ability to make mental images. Consequently, it would be inappropriate to teach reading before the children have been introduced to writing, for reading represents a transition from will activity to abstract observation. The first step is to introduce writing artistically and imaginatively and then to let children read what they have written. The last step, since modern life requires it, would be to help children read from printed texts. Teachers will be able to discern what needs to be done only by applying a deepened knowledge of the human being, based on the realities of life. When children enter class one, they are certainly ready to learn how to calculate with simple numbers. And when we introduce arithmetic, here, too, we must carefully meet the inner needs of children. These needs spring from the same realm of rhythm and measure and from a sensitive apprehension of the harmony inherent in the world of number. However, if we begin with what I would call the “additive approach,” teaching children to count, again we fail to understand the nature of children. Of course, they must learn to count, but additive counting as such is not in harmony with the inner needs of children. It is only because of our civilization that we gradually began to approach numbers through synthesis, by combining them. Today we have the concept of a unit, or oneness. Then we have a second unit, a third, and so on, and when we count, we mentally place one unit next to the other and add them up. But, by nature, children do not experience numbers this way; human evolution did not develop according to this principle. True, all counting began with a unit, the number one. But, originally, the second unit, number two, was not an outer repetition of the first unit but was felt to be contained within the first unit. Number one was the origin of number two, the two units of which were concealed within the original number. The same number one, when divided into three parts, gave number three, three units that were felt to be part of the one. Translated into contemporary terms, when reaching the concept of two, one did not leave the limits of number one but experienced an inner progression within number one. Twoness was inherent in oneness. Also three, four, and all other numbers were felt to be part of the all-comprising first unit, and all numbers were experienced as organic members arising from it. Because of its musical, rhythmic nature, children experience the world of number in a similar way. Therefore, instead of beginning with addition in a rather pedantic way, it would be better to call on a child and offer some apples or any other suitable objects. Instead of offering, say, three apples, then four more, and finally another two, and asking the child to add them all together, we begin by offering a whole pile of apples, or whatever is convenient. This would begin the whole operation. Then one calls on two more children and says to the first, “Here you have a pile of apples. Give some to the other two children and keep some for yourself, but each of you must end up with the same number of apples.” In this way you help children comprehend the idea of sharing by three. We begin with the total amount and lead to the principle of division. Following this method, children will respond and comprehend this process naturally. According to our picture of the human being, and in order to attune ourselves to the children’s nature, we do not begin by adding but by dividing and subtracting. Then, retracing our steps and reversing the first two processes, we are led to multiplication and addition. Moving from the whole to the part, we follow the original experience of number, which was one of analyzing, or division, and not the contemporary method of synthesizing, or putting things together by adding. These are just some examples to show how we can read in the development of children what and how one should teach during the various stages. Breathing and blood circulation are the physical bases of the life of feeling, just as the head is the basis for mental imagery, or thinking. With the change of teeth the life of feeling is liberated and, therefore, at this stage we can always reach children through the element of feeling, provided the teaching material is artistically attuned to the children’s nature. To summarize, before the change of teeth, children are not yet aware of their separate identity and consequently cannot appreciate the characteristic nature of others, whose gestures, manners of speaking, and even sentiments they imitate in an imponderable way. Up to the seventh year, children cannot yet differentiate between themselves and another person. They experience others as directly connected with themselves, similar to the way they feel connected to their own arms and legs. They cannot yet distinguish between self and the surrounding world. With the change of teeth new soul forces of feeling, linked to breathing and blood circulation, come into their own, with the result that children begin to distance themselves from others, whom they now experience as individuals. This creates in them a longing to follow the adult in every way, looking up to the adult with shy reverence. Their previous inclination was to imitate the more external features, but this changes after the second dentition. True to the nature of children, a strong feeling for authority begins to develop. You would hardly expect sympathy for a general obedience to authority from one who, as a young person, published Intuitive Thinking As a Spiritual Path in the early 1890s. But this sense for authority in children between the change of teeth and puberty must be respected and nurtured, because it represents an inborn need at this age. Before one can use freedom appropriately in later life, one must have experienced shy reverence and a feeling for adult authority between the change of teeth and puberty. This is another example of how education must be seen within the context of social life in general. If you look back a few decades and see how proud many people were of their “modern” educational ideas, some strange feelings will begin to stir. After Prussia’s victory over Austria in 1866, one often heard a certain remark in Austria, where I spent half my life. People expressed the opinion that the battle had been won by the Prussian schoolmaster. The education act was implemented earlier in Prussia than in Austria, which was always considered to have an inferior educational system, and it was the Prussian schoolmaster who was credited with having won the victory. However, after 1918 [and World War I], no one sang the praises of the Prussian schoolmaster. This is an example to show how “modern” educational attitudes have been credited with the most extraordinary successes. Today we witness some of the results—our chaotic social life, which threatens to become more and more chaotic because, for so many, their strong sense of freedom is no longer controlled by the will and by morality, but by indulgence and license. There are many who have forgotten how to use real, inner freedom. Those who are able to observe life find definite connections between the general chaos of today and educational principles that, though highly satisfying to intellectual and naturalistic attitudes, do not lead to a full development of the human being. We must become aware of the polar effects in life. For example, people in later life become free in the right way only if, as a child, they went through the stage of looking up to and revering adults. It is healthy for children to believe that something is beautiful, true and good, or ugly, false, and evil, when a teacher says so. With the change of teeth children enter a new relationship to the world. As the life of their own soul gradually emerges, which they now experience in its own right, they must first meet the world supported through an experience of authority. At this stage, educators represent the larger world, and children have to meet it through the eyes of their teachers. Therefore we would say that, from birth to the change of teeth, children have an instinctive tendency to imitate, and from the change of teeth to puberty, they need to experience the principle of authority. When we say “authority,” however, we mean children’s natural response to a teacher—never enforced authority. This is the kind of authority that, by intangible means, creates the right rapport between child and teacher. Here we enter the realm of imponderables. I would like to show you, by way of an example, how they work. Imagine that we wish to give children a concept of the soul’s immortality, a task that is much more difficult than one might suppose. At the age we are speaking of, when children are so open to the artistic element in education, we cannot communicate such concepts through abstract reasoning or ideas, but must clothe them in pictures. Now, imagine a teacher who feels drawn to the more intellectual and naturalistic side of life; how would this teacher proceed? Subconsciously she may say to herself, I am naturally more intelligent than a child who is, in fact, rather ignorant. Therefore I must invent a suitable picture that will give children an idea of the immortality of the human soul. The chrysalis from which the butterfly emerges offers a good metaphor. The butterfly is hidden in the chrysalis, just as the human soul is hidden in the body. The butterfly flies out of the chrysalis, and this gives us a visible picture of what happens at death, when the suprasensory soul leaves the body and flies into the spiritual world. This is the sort of idea that a skillful, though intellectually inclined, person might make up to pass on to children the concept of the soul’s immortality. With such an attitude of mind, however, children will not feel touched inwardly. They will accept this picture and quickly forget it. But we can approach this task in a different way. It is inappropriate to feel, “I am intelligent, and this child is ignorant.” We have seen here how cosmic wisdom still works directly through children and that, from this point of view, it is children who are intelligent and the teacher who is, in reality, ignorant. I can keep this in mind and fully believe in my image of the emerging butterfly. A spiritual attitude toward the world teaches me to believe the truth of this picture. It tells me that this same process, which on a higher plane signifies the soul’s withdrawal from the body, is repeated on a lower level in a simple, sense-perceptible form when a butterfly emerges from the chrysalis. This picture is not my invention but was placed into the world by the forces of cosmic wisdom. Here, before my very eyes, I can watch a representation of what happens on a higher plane when the soul leaves the body at death. If this picture leaves a deep impression on my soul, I will be convinced of its truth. If teachers have this experience, something begins to stir between their students and themselves, something we must attribute to the realm of imponderables. If teachers bring this picture to children with an inner warmth of belief, it will create a deep and lasting impression and become part of their being. If you can see how the effects of natural authority lead to a kind of inner obedience, then in a similar light authority will be accepted as wholesome and positive. It will not be resented because of a mistaken notion of freedom. Teachers, as artists of education, must approach children as artists of life, because, after the change of teeth, children approach teachers as artists as well—as sculptors and musicians. In certain cases, the unconscious and inherent gifts of children are very highly developed, especially in children who later become virtuosi or geniuses. Such individuals never lose their artistic gifts. But inwardly, entirely subconsciously, every child is a great sculptor; they retain these gifts from before the change of teeth. After this, inner musical activities are interwoven with the inner formative activities. As educators, we must learn to cooperate in a living way with these artistic forces working through children. Proceeding along these lines, it becomes possible to prevent rampant growth in young people, and we enable them to develop their potential in the broadest possible sense. |
303. Soul Economy: Body, Soul and Spirit in Waldorf Education: Children in the Tenth Year
01 Jan 1922, Dornach Translated by Roland Everett |
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First, the principles of this education—based as they are on a true picture of the human being—should be made widely known, and the underlying ideas need to be thoroughly taken in and understood. Everything possible should be done in this direction. |
Rudolf Steiner: There is one part of the question I do not understand, and another fills me with doubts. What I cannot understand is that it should be that difficult to collect enough money for a free school in Holland. |
This law is so fixed that, when the local education authorities found out that we were teaching children under the age of fourteen, they declared it completely unacceptable; it was simply unheard of. Whatever we might have done to arrive at some agreement, we would never have received permission to apply Waldorf methods in teaching children under fourteen. |
303. Soul Economy: Body, Soul and Spirit in Waldorf Education: Children in the Tenth Year
01 Jan 1922, Dornach Translated by Roland Everett |
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Rudolf Steiner: Because so many questions have been handed in, perhaps it would be best to begin by trying to answer some of them. If there are other matters you wish to discuss, we could meet at another time during this conference. First Question: It is certainly possible to believe that spreading a main lesson subject over a longer period of time could have drawbacks. Neither can one deny that it is difficult to engage the attention of children on the same subject for a longer time. Other opinions, representing official contemporary educational theory, also seem to speak against such an extension of a subject into block periods. Nevertheless, it was decided to introduce this method in the Waldorf school. The point is that the results of recent psychological experiments (the main reason for disapproval of our methods) do not represent the true nature of the human being. These methods do not penetrate the deeper layers of the human being. Why are psychological experiments done at all? I do not object to them, inasmuch as they are justified within the proper sphere. Within certain limits, I am quite willing to recognize their justification. Nevertheless the question remains: Why perform experiments on the human psyche today? We experiment with the human soul because, during the course of human evolution, we have reached a point where we are no longer able to build a bridge, spontaneously and naturally, from one soul to another. We no longer have a natural feeling for the various needs of children, of how or when they feel fatigued and so on. This is why we try to acquire externally the kind of knowledge that human beings once possessed in full presence of mind, one soul linked to the other. We ask, How do children feel fatigued after being occupied with one or another subject for a certain length of time? We compile statistics and so on. As I said, in a way we have invented these procedures just to discover in a roundabout way what we can no longer recognize directly in a human being. But for those who wish to establish a close rapport between the soul of a teacher and that of a child, there is something far more important than asking whether we claim too much of our students’ powers of concentration by teaching the same subject for a longer period of time. If I understand the question correctly, it implies that, if we were to introduce more variety into the lesson by changing the subject more frequently, we would gain something of value. Well, something would be gained, all right; one cannot deny that. But these things affect students’ whole lives, and they should not be calculated mathematically. One ought to be able to decide intuitively. Do we gain something valuable when seen against the whole life development of an individual? Or is something lost in the long run? It is an entirely different matter whether we teach the same subject for two hours (as in a main lesson) or teach one subject for an hour and then another for the second hour—or even change subjects after shorter periods of time. Although students will tire to a certain extent (for which teachers must make allowances), it is better for their overall development to proceed in this concentrated way than to artificially limit the lesson time just to fill the students’ souls with new and different material in another lesson. What we consider most important in the Waldorf school is that teachers use their available lesson time in the most economical way—that they apply soul economy in relation to their students’ potential. If we build lessons along major lines of content that students can follow without becoming tired, or at least without feeling overcome by tiredness, and if we can work against any oncoming tiredness by introducing variations of the main theme, we can accomplish more than if we followed other methods for the sake of advantages they may bring. In theory it is always possible to argue for or against such things, but it is not a question of preference. The only thing that matters is finding what is best for the overall development of children, as seen from a long-term viewpoint. There is one further point to be considered. It is quite correct to say that children will tire if made to listen to the same subject too long. But nowadays there is so little insight into what is healthy or unhealthy for children that people see fatigue as negative and something to be corrected. In itself, becoming tired is just as healthy as feeling refreshed. Life has its rhythms. It is not a question of holding the students’ attention for half an hour and then giving them a five-minute break to recover from the strain (which would not balance their fatigue in any case) before cramming something else into their heads. It is an illusion to think that this would solve the problem. In fact, one has not tackled it at all, but simply poured something different into their souls instead of allowing the consequences of the organic causes of fatigue to fade. In other words, we have to probe into the deeper layers of the human soul to realize that it has great value for the overall development of children when they concentrate for a longer period on the same subject. As I said, one can easily reach the opinion that more frequent changes of subjects offer an advantage, but one must also realize that a perfect solution will never be found in life as it is. The real issue is, relatively speaking, finding the best solution to a problem. Then one finds that short lessons of different subjects do not offer the possibility of giving children content which will unite deeply enough with their spiritual, soul, and physical organizations. Perhaps I should add this; if a school, based on the principles I have been describing, were ever condemned to put up with boring teachers, we would be forced to cut the length of the lesson time. I have to admit that, if teachers were to give boring and monotonous lessons, it would be better to reduce the length of each lesson. But if teachers are able to stimulate their students’ interest, a longer main lesson is definitely better. For me, it is essential not to become fixed or fanatical in any way but always consider the circumstances. Certainly, if we expect interesting lessons at school, we must not engage boring teachers on the staff. Second Question: There may be good reasons for seeing eurythmy as a derivation of another art form rather than as a new form of art. But whenever one deals with an artistic medium or with the artistic side of life, it is not the what that matters, but the how. To me, there is no real meaning in the statement that sculpture, music, speech, rhythm, and so on are merely a means of expression, whereas the underlying ideas are the real substance. There seems to be little point in making such abstract distinctions in life. Naturally, if one is interested in finding unifying ideas in the abstract, one can also find different media through which they are expressed. But in real life, these media do represent something new and different. For example, according to Goethe’s theory of plant metamorphosis, a colored flower petal is, in the abstract, essentially the same as a green plant leaf. Goethe sees a metamorphosed green leaf in a flower petal. And yet, from a practical point of view, a petal is altogether different from a leaf. Whether eurythmy is a new form of expression or a new version of another art form is not the point at all. What matters is that, during the course of human evolution, speech and singing (though singing is less noticeable) have increasingly become a means of expressing what comes through the human head. Again, this is putting it rather radically, but from a certain point of view it represents the facts. Today, human language and speech no longer express the whole human being. Speech has become thought directed. In modern cultures, it has become closely connected with thinking, and through this development, speech reveals what springs from egoism. Eurythmy, however, goes back again to human will, so it engages the whole human being. Through eurythmy, human beings are shown within the entire macrocosm. For example, during certain primeval times, gesture and mime always accompanied speech, especially during artistic activities, so that word and gesture formed a single expression and became inseparable. But today, word and gesture have drifted far apart. So one senses the need to engage the whole human being again by including more of the volition and, thus, reconnecting humankind to the macrocosm. There seems to be way too much theorizing these days, whereas it is so important to consider the practical aspects of life—especially now. Those who observe life from this point of view, without preconceived ideas, know that for every “yes” there is a “no” and that anything can be proved both right and wrong. Yet the real value does not lie in proving something right or wrong or in finding definitions and making distinctions; it is a matter of discovering ways to new impulses and new life in the world. You may have your own thoughts about all this, but spiritual scientific insight reveals the development of humankind, and today it is leaning toward overcoming the intellectuality of mere definitions, being drawn instead toward the human soul realm and creative activity. And so, it does not really matter whether we see eurythmy as a version of another art form or as a new art. A little anecdote may illustrate this. When I studied at Vienna University, some of the professors there had been given a much coveted title of distinction; they were called “Privy Councillors” (Hofrat). In Germany I found that such professors received the title of “Confidential Councillors” (Geheimrat). In certain quarters, the distinction between these two titles seemed important. But to me, it was the person behind the title that mattered, not the title itself. This seems similar to the situation in which people engage in philosophical arguments (forgive me, for I really don’t wish to offend anyone) to determine the difference between an art form that has been transferred to a different medium or, for want of a better word, one referred to as a new dimension in the world of art. Third Question: I am not quite clear what this question means, but it seems to express a somewhat evangelical attitude. At best, discipline, as I have already said, can become a natural byproduct of ordinary classroom life. I have also told you how, during the last two years of the Waldorf school, discipline has improved remarkably, and I have given examples to substantiate this. With regard to this “sense of sin,” it seems that one’s moral attitude led to a belief in awakening this feeling in children for their own benefit. But let’s please look at this point without any religious bias. An awakening of an awareness of sin would pour something into the soul of children that would remain there in the form of a kind of insecurity throughout life. Putting this in psychoanalytical terminology, one could say that such a method could create a kind of vacuum, an inner emptiness, within the souls of children, which, in later life, could degenerate into a weakness rather than a more active and energetic response to life in general. If I have understood the question rightly, this is all I can say in answer to it. Fourth Question: In my opinion this question has already been answered by what I said during the first part of my lecture this morning. In general, we cannot say that at this particular age boys have to go through yet another crisis, apart from the one described this morning. There would be too many different grades of development if we were to speak of an emerging turbulence that affects all boys at this age. Perhaps some people are under delusions about this. If the inner change I spoke of this morning is not guided correctly by the teachers and educators, children (and not just boys) can become very turbulent. They become restless and inwardly uncooperative, so that it becomes very difficult to cope with them. Events at this age can vary a great deal according to the temperament of the adolescent, a factor that needs to be taken into account. If this were done, one would not make generalizations of the sort that appears here in the first sentence. It would be more accurate to say that, unless children are guided in their development—unless teachers know how to handle this noticeable change around the ninth and tenth years—they become uncooperative, unstable, and so on. Only then does the situation arise that was mentioned in the question. It is essential for teachers and educators to fully consider this turning point in the children’s development. Fifth Question: What has been written here is perfectly correct and I believe that one needs to simply say “yes.” Of course, we need a certain amount of tact when talking about the human being with students between ten and twelve. If teachers are aware of how much they can tell students about the nature of the human being, then I certainly agree that we have to enter the individual life of the person concerned. Sixth Question: With regard to this question I would like to say that we must count on the possibility of a continually increasing interest in new methods for understanding the secrets of human nature, because spiritual research into the human being is more penetrating than the efforts of natural science. Of course, the possibilities of this study will not be available in every field, but where they do exist, they should be used. It is beneficial not only for teachers and educators, but also for, say, doctors, to learn to observe the human being beyond what outer appearances tell us. I think that, without causing any misunderstandings, we can safely say that only prejudice stands in the way of such methods, and that their development is to be desired. It really is true that much more could be achieved in this way if old, intellectual preconceptions did not bar the way to higher knowledge. My book How to Know Higher Worlds describes just the initial stages of such paths. Seventh Question: In the Waldorf school, mathematics definitely belongs to the main lesson subjects, and as such it plays its role according to the students’ various ages and stages. In no way is this subject relegated to classes outside the main lesson. This question is based on a misunderstanding. Rudolf Steiner: Because of the impending departure of various conference members, there is a wish that the practical application of Waldorf principles be discussed first. Thus, it is surely appropriate for me to speak of the Waldorf school. Nevertheless, I want to broaden this subject, because I believe we need a great deal of strength and genuine enthusiasm in the face of present world conditions before our educational goals can be put into practice. It seems to me that, until we recognize the need to move toward the educational impulses described here, it will be impossible to achieve any sort of breakthrough in education. I am convinced that if you are willing to observe the recent development of humankind with an open mind, you must realize that we are living in the middle of a cultural decline and that any objection to such an assessment is based on illusions. Of course it’s very unpleasant and seems pessimistic, though in fact it is meant to be optimistic to speak as I do now. But there are many indications of a declining culture in evidence today, and the situation is really very clear. And the whole question of education arises properly in hearts and souls only when this is fully recognized. In view of this, I see the establishment of the Waldorf school as only the first example of a practical application of the education we have been talking about. How did the Waldorf school come about? It owes its existence—this much can surely be said—to the realization of educational principles based on true knowledge of the human being. But what made it happen? The Waldorf school is an indirect result of the total collapse of society all over Central Europe in 1919. This general collapse embraced every area of society—the economic, sociopolitical, and spiritual life of all people. Perhaps we could also call it a collapse of economic and political life and a complete bankruptcy of spiritual life. In 1919 the stark realities of the situation made the entire public very much aware of this. Roughly halfway through 1919, there was a general and complete awareness of it. Today there is much talk, even in Central Europe, about how humankind will recover, how it will eventually pull itself out of the trough again, and so on. But such talk is a figment of an all too comfortable way of thinking, and in reality such thoughts are only empty phrases. The fact is that this decline will certainly accelerate. Today, the situation in Central Europe is not unlike those who have known better days, when they bought plenty of good clothes. They still have those clothes and wear them down to their last threads. The fact that they cannot buy new clothes is certainly clear. And, although they realize they cannot replenish their stock, they nevertheless live under the illusion that all is well and that they will be adequately provided for. Similarly, the world at large fails to realize that it is no longer possible to obtain “new clothes” from its cultural past. During the first half of 1919, the people of Germany were ready for a serious reassessment of the general situation. At that time, however, a Waldorf school had not yet begun, but it was the time when I gave lectures on social and educational issues, which addressed what I have been describing during this conference (though only in rough outline). Some people saw sense in what was said, and this led to founding the Waldorf school. I emphasize this point, because the prerequisite for a renewal of education is an inner readiness and openness to assess the real situation, which will itself clearly indicate what needs to be done. At the founding of the Waldorf school, I remarked how good it is that this school will serve as a model, but this in itself it is not enough. As the only school of its kind, it cannot solve today’s educational problems. At least a dozen Waldorf schools must be started during the next three months if we are to take the first steps toward a solution in education. However, since this has not happened, we can hardly see our achievement in Stuttgart as success. We have only a model, and even this does not yet represent what we wish to see. For example, apart from our eurythmy room, which we finally managed to obtain, we badly need a gymnasium. We still do not have one, and thus anyone who visits the Waldorf school must not see its current state as the realization of our goals. Beyond all the other problems, the school has always been short of money. Financially it stands on extremely weak and shaky legs. You see, hiding one’s head in the sand goes nowhere in such serious matters. Therefore, I must ask you to permit me to speak freely and frankly. Often, when I speak of these things, as well as my views on money, I am told, “In England we would have to go about this in a very different way; otherwise, we would merely put people off.” Now, in my opinion, two things must be done. First, the principles of this education—based as they are on a true picture of the human being—should be made widely known, and the underlying ideas need to be thoroughly taken in and understood. Everything possible should be done in this direction. If we were to leave it at that, however, there would be little progress. Unless we make up our minds to overcome certain objections, we will never move forward at all. For instance, people say, “In England, people must see practical results.” This is precisely what the civilized world has been saying for the past five or six hundred years. Only what people see with their own eyes has been considered truly valuable, and this drags us down. And if we insist on this stance, we will never pull ourselves out of this chaos. We are not talking about small, insignificant matters. It is absolutely necessary that we grasp our courage and give a new impulse. Well-meaning people often think that I cannot appreciate what they are saying when they state, “In England, we would have to do things very differently.” I understand this only too well, but this does not get to the root of the issue at all. If the catastrophic conditions of 1919 had not hit the people of Central Europe so hard—though this ill fortune was really a stroke of good luck in terms of beginning the Waldorf school—if that terrible situation had not opened people’s eyes, there would be no Waldorf school in Central Europe, even today. In Central Europe, and especially in Germany, there is every need for a new impulse, because there is an innate lack of any ability to organize and so little sense of structured social organization. When people outside Central Europe speak so highly of German organization, it does not reflect the facts. There is no assertive talent for organization in Germany. Above all, there is no articulated social organization; rather, real culture is carried by individuals, not by the general public. Look, for example, at German universities. They do not represent the real character of the German people at all. They are very abstract structures, and do not at all express what is truly German. The real German spirit lives only in individuals. Of course, this is only a hint, but it shows what would probably happen if we appealed to the national mood in Germany; one meets a void and a lack of understanding for what we have been speaking of here. In other words, the Waldorf school owes its existence to an “unlucky stroke of luck.” Now, with regard to the second point, the most important thing, besides the need to build further on what was spoken of here, is that something like a Waldorf school should be established also in countries where the populations have not been jolted into action by abysmal, cataclysmic conditions, such as Germany experienced in 1919. If, for instance, some sort of Waldorf school could be opened in England, this would mark a significant step forward. Naturally, such a school would have to be adapted to the conditions and culture of that country. I realized that the Waldorf educational movement was not going to spread its wings, because the original Waldorf school was, in fact, still the only one. So I tried to initiate a worldwide Waldorf school movement. I did this because, during the preceding years, there had been a tremendous expansion of the anthroposophic movement, at least in Central Europe. Today this movement is a fact to be reckoned with in Central Europe. As a spiritual movement, it has made its mark. But there is no organization to direct and guide this movement. It needs to said, and generally understood, that the Anthroposophical Society is not in a position to carry the anthroposophic movement. The Anthroposophical Society is riddled with a tendency toward sectarianism, and consequently it is not capable of carrying the anthroposophic movement as it has developed and exists today. All the same, I had wanted to make a final appeal to the stronger elements within the Anthroposophical Society, because I was hoping that some individuals might respond by making a final effort to bring about a Waldorf movement. Well, this did not happen. The world school movement is dead and buried, because it is not enough simply to talk about such things; it must be accomplished in a down-to-earth and practical way. To implement such a plan, a larger body of people is needed. The Waldorf school in Stuttgart is one of the results of the German revolution. It is not itself a revolutionary school, but the revolution was its matrix, so to speak. It would mean a big step forward if something like a Waldorf school were started in another country also (say, in England) because the general world situation was clearly recognized. Perhaps later, when time has been given to the discussion, a little more could be said about this. Millicent MacKenzie (Professor at University College, Cardiff: At this point, I would like to add that, among the members of this conference, there are several people from England who recognize the needs of humankind and would be in a position to work in this direction. They are in a position to exert considerable influence in an effort to realize this educational impulse. As a first step, they would like to invite Dr. Steiner to come to England some time later this year, and they are eager to create the right attitude and context for such a visit, during which they hope a number of prominent individuals and educators would also be present to welcome Dr. Steiner. Rudolf Steiner: I wish to add that such a step must be taken only in a practical sense, and that it would be harmful if we talk too much about it. Those of you who are in a position to take a step forward in this direction would have to prepare the ground, so that when the right time has come, the appropriate action may be taken. I am sure that Mrs. MacKenzie and her friends will agree if there are conference members from other countries who might have ideas on this subject and wish to come forward to add their suggestions. Mrs. K. Haag: Today we have heard a great deal about England. We are pleased about this and have found it useful. But there are various other matters that we, who come from our little Holland, have on our heart. In fact, we have come with a very guilty conscience because the idea of a World school movement was just discussed for the first time in Holland. Somehow we did not do what we might have done about it, partly because of misunderstandings and partly because of a lack of strength. But we have not been quite as inactive as people might think, and I can assure you that we are more than ready to make good on our failure, as far as possible. Despite our shortcoming, I would like to ask Dr. Steiner whether the plan he outlined for England could also be implemented in Holland. And since Dr. Steiner has promised to visit us in April, I would like to ask him if he might be willing to discuss this with a larger group of people who have a particular interest in education. Rudolf Steiner: There is already a plan for Holland, which, as far as I know, is being worked out. From the fifth to the twelfth of April this year, an academic course will be held there that are similar to courses given elsewhere. It has the task, first and foremost, of introducing anthroposophy in depth. After the need to work for anthroposophy in Holland was repeatedly pointed out, and after the lectures and performances there during February and the beginning of March last year, it has been somewhat discouraging to see a notable decline, not in an understanding of spiritual science, but certainly in terms of the inner life of the Anthroposophical Society in Holland. Therefore it seems to me very necessary, especially in Holland, that the anthroposophic movement make a new and vigorous beginning. From which angle this should be approached will depend on the prevailing conditions, but an educational movement could certainly be the prime mover. Another question has been handed to me, which has a direct bearing on this point. Question: According to Dutch law, it is possible to set up a free school if the government is satisfied that the intentions behind it are serious and genuine. If we in Holland were unable to raise enough money to begin a Waldorf school, would it be right for us to accept state subsidies, as long as we were allowed to arrange our curriculum and our lessons according to Waldorf principles? Rudolf Steiner: There is one part of the question I do not understand, and another fills me with doubts. What I cannot understand is that it should be that difficult to collect enough money for a free school in Holland. Forgive me if I am naive, but I do not understand this. I believe that, if the enthusiasm is there, it should at least be possible to begin. After all, it doesn’t take so much money to start a school. The other point, which seems dubious to me, is that it would be possible to run a school with the aid of state subsidies. For I seriously doubt that the government, if it pays out money for a school, would forego the right to inspect it. Therefore I cannot believe that a free school could be established with state subsidies, which imply supervision by inspectors of the educational authorities. It was yet another stroke of good luck for the Waldorf school in Stuttgart that it was begun just before the new Republican National Assembly passed a law forbidding the opening of independent schools. Isn’t it true to say that, as liberalization increases, we increasingly lose our freedom? Consequently, in Germany we are living in a time of progress, whereas it is quite unlikely that we could begin a Waldorf school in Stuttgart today. It was established just in time. Now the eyes of the world are on the Waldorf school. It will be allowed to exist until the groups that were instrumental in instituting the so-called elementary schools have become so powerful that, out of mistaken fanaticism, they will do away with the first four classes of the Waldorf school. I hope this can be prevented, but in any case we are facing menacing times. This is why I continue to emphasize the importance of putting into action, as quickly as possible, all that needs to be done. A wave is spreading all over the world, and it is moving quickly toward state dictatorship. It is a fact that Western civilization is exposing itself to the danger of one day being inundated by an Asiatic sort of culture, one that will have a spirituality all its own. People are closing their eyes to this, but it will happen nevertheless. To return to our point: I think it only delays the issue to think it is necessary to claim state help before starting a school. Somehow this does not look promising to me at all. But perhaps others have different views on this subject. I ask everyone present to voice an opinion freely. Question: He states that, at the present time, it is impossible to establish a school in Holland without interference by the state, which would demand, for instance, that a certain set curriculum be formulated and so on. Rudolf Steiner: If things had been any different, I would not have decided at the time to form a world school movement, because, as an idea, it borders on the theoretical. But because the situation stands as you have described it, I thought that such a movement would have practical uses. The matter is like this: Take the example of the little school we used to have here in Dornach. For the reason already mentioned several times, we managed to have only a very small school because of our continual “overabundant lack of funds.” Children around the age of ten came together in this school. Now, in the local canton of Solothurn, there is a strict law in education that is really not much different from similar laws all over Switzerland. This law is so fixed that, when the local education authorities found out that we were teaching children under the age of fourteen, they declared it completely unacceptable; it was simply unheard of. Whatever we might have done to arrive at some agreement, we would never have received permission to apply Waldorf methods in teaching children under fourteen. Hindrances of this kind will, of course, be placed in our way all over the continent. I dare not say how this would work in England at the moment. But if turns out to be possible to begin a totally free school there, it would really mean a marvelous step forward. But because we meet resistance almost everywhere when we try to put Waldorf education into practice, I thought that a worldwide movement for the renewal of education might have some practical value. I had hoped that it might make an impression on people interested in education, thus creating possibilities for establishing new Waldorf schools. I consider it extremely important to bring about a movement counter to modern currents, which culminated in Russian Bolshevism. These currents find their fulfillment in absolute state dictatorship in education. We see it looming everywhere, but people won’t realize that Lunatscharski is merely the final result of what lies dormant all over Europe. As long as it does not interfere with people’s private lives, the existence of such thinking is conveniently ignored. Well, in my opinion, we should react by generating a movement against Lunatscharski’s principle that the state should become a giant machine, and that each citizen should be a cog in the machine. The goal of this countermovement should be to educate each person. It is this that is needed. In this sense, one can make most painful experiences even in the anthroposophic movement. Today it would also be possible to give birth to a real medical movement on the basis of the anthroposophic movement. All the antecedents are there. But it would require a movement capable of placing this impulse before the eyes of the world. Yet everywhere we find a tendency to call those who are able to represent a truly human medicine “quacks,” thus putting them outside the law. As an example, and entirely unconnected with the anthroposophic medical movement, I would like to tell you what happened in the case of a minister in the German government who rigorously upheld a strict law against the freedom of the healing profession, a law that still operates today. However, when members of his own family fell ill, he surreptitiously called for the help of unqualified healers, showing that, for his own family, he did not believe in official medical science, but only in what the law condemned as “quackery.” This is symptomatic of the root causes of sectarianism. A movement can free itself of such causes when it stands up to the world, while remaining fully within the laws of the land, so that there can be no confusion in terms of the legal aspects. And this is what I had in mind with regard to a world school movement. I wanted to create the right setting for introducing laws that allow schools based entirely on the need for educational renewal. Schools will never be established correctly by majority decisions, which is also why such schools cannot be run by the state. That’s all I have to say about the planned world school movement, an idea that, in itself, does not appeal to me at all. I do not sympathize with it, because it would have led to an international association, a “world club,” and to the creation of a platform for the purpose of making propaganda. My way is to work directly where the needs of the times present themselves. All propaganda and agitation is alien to me. I abhor these things. But if our hands are tied and if there is no possibility to establish free schools, we must first create the right climate for ideas that might eventually lead to free education. Compromises may well be justified in various instances, but we live in a time when each compromise is likely to pull us still further into difficulties. Question: How can we best work in the realm of politics? Rudolf Steiner: I think that we should digress too much from our main theme if we were to look at these deep and significant questions from a political perspective. Unless today’s politics experience a regeneration—at least in those countries known to me on the physical plane—they hold little promise. It is my opinion that it is exactly in this area that such definite symptoms of decadence are most obvious, and one would expect society to recognize the need for renewal—the threefold social order. Such a movement would then run parallel to the anthroposophic movement. Where has the old social order placed us? I will indicate this only very briefly and, thus, possibly cause misunderstandings. Where did the old social order, which did not recognize its own threefold nature, land us? It has led to a situation in which the destinies of whole populations are determined by political parties whose ideological backgrounds consist of nothing but phrases. No one today can maintain that the phrases used by the various political parties contain anything of real substance. A few days ago I spoke of Bismarck, who in later life became a rigid monarchist, although in his younger years he had been something of a bashful, closet republican. This is how he described himself. This same Bismarck expressed opinions similar to those expressed by Robespierre. People can make all sorts of statements. What matters in the end is what comes to light when the real ideology of a party is revealed. For some years, I taught at the Berlin Center for the Education of the Working Classes, a purely social-democratic institution. I took every opportunity to spread the truth wherever people were willing to listen, no matter what the political persuasion or program of the organizers of those institutions. And so, among people who were, politically, rigid Marxists, I taught a purely anthroposophic approach to life, both in courses on natural science and on history. Even when giving speech exercises to the workers, I was able to express my deepest inner convictions. The number of students grew larger and larger, and soon the social-democratic party leaders began to take notice. It led to a decisive meeting, attended not only by party leaders but also by all my adult students, who were unanimous in their wish to continue their courses. But three to four party leaders stolidly declared that this kind of teaching had no place in their establishment, because it was undermining the character of the social-democratic party. I replied that surely the party wanted to build for a future and that, since humankind was moving inevitably toward greater freedom, any future school or educational institution would have to respect human freedom. Then a typical party member rose and said, “We don’t know anything about freedom in education, but we do know a reasonable form of compulsion.” This was the decisive turning point that finally led to closing my courses. It may seem rather silly and egotistic to say this, but I am convinced that, had this quickly growing movement among my students at the end of the nineteenth and beginning of the twentieth century been allowed to live and expand unhindered, conditions in Central Europe would have been different during the 1920s. So you can see that I do not have much trust in working with political parties. And you will have the least success in bringing freedom into education when dealing with socialist parties. They, above all, will strive in most incredible ways for the abolition of freedom in education. As for the Christian parties, they are bound to clamor for independent schools, simply because of the constitution of the present German government. But if they were placed at the helm, they would immediately claim this freedom in education only to suit themselves. It is a simple fact that we will be unable to make progress in public life unless we first create the necessary foundations for a threefold social order, in which the democratic element prevails exclusively in the middle sphere of rights. This in itself would guarantee the possibility of freedom in education. We will never achieve it through electioneering. Question: If children of the present generation were educated according to the principles of anthroposophic knowledge, would this in itself be enough to stem the tide of decadence and decay, or would it be necessary to send them out into the world with the stated intent of changing society to bring about a new social organism? Rudolf Steiner: The ideas I tried to express in Towards Social Renewal are not fully understood. The reasons for writing this book are decades old. Humanity has reached a stage when, although someone might show up with the most promising ideas for improving society and people’s social attitudes, one could not implement them simply because there is a lack of practical possibilities for such purposes. The first step would be to create the right conditions for the possibility of implementing such ideas and insights into social life. Consequently, I do not believe it is helpful to ask, If a generation were educated in the way we have described, would the desired social conditions automatically follow? Or, Would a change of the social order one way or another still be necessary? I would say, we must understand that the best we can do in practical life is to help as many people as possible of one generation to make progress through education based on knowledge of the human being. This in itself would obviate the second question, because the thoughts and ideas needed to change society would be exactly those developed by that generation. Since their human conditions would be different from those of the general public today, they would have very different possibilities for implementing their aims. The point is, if we want to be practical, we have to think in practical terms rather than theories. To think practically means to do what is possible, not attempt to realize an ideal. Our most promising aim would be to educate as many as possible of one generation, working from knowledge of the human being, and then trust that, in their adult lives, they would be able to bring about a desirable society. The second question can be answered only through the actions of those who, through their education, have been prepared for the task you outlined. It cannot be answered theoretically. Question: How can one make use of what we have heard in this course of lectures to educate profoundly mentally retarded children? Rudolf Steiner: In answer to this question I should like to give you a real and practical example. When I was twenty-three or twenty-four, I was called to work as a tutor in a family of four boys. Three of the boys presented no educational difficulties, but one, who was eleven at that time, had a particular history. At the age of seven, a private tutor had tried in vain to teach him according to the accepted methods of an elementary school. Bear in mind that this happened in Austria, where anyone was free to teach children, because the only thing that mattered was that they could pass an examination at the end of each year, and students were allowed to take these exams at any state school. No one cared whether they had been taught by angels or by devils, as long as they passed their exam, which was seen as proof of a good education. Among those four boys, one had four to nearly five years of private tutoring behind him. He was around eleven years old when his latest drawing book was presented to me, which he had brought home from his most recent annual exam. In all other subjects he had remained either completely silent or had talked complete nonsense, but he had not put anything down on paper. His drawing book was the only document he had handed in during his exam, and all it contained was a big hole in the first page. All he had done was scribble something and then immediately erase it, until only a big hole was left as evidence of his efforts and the only tangible result of his exam. In other respects, it proved impossible—sometimes for several weeks—to get him to say even a single word to anyone. For awhile, he also refused to eat at table. Instead, he went into the kitchen, where he ate from the garbage can. He would rather eat garbage than proper food. I am describing these symptoms in detail so you can see that we are dealing with a child who certainly belonged to the category of “seriously developmentally disabled.” I was told that not much could be done, since everything has been tried already. Even the family doctor (who incidentally was a leading medical practitioner in Vienna and a greatly respected authority) had given up on the boy, and the whole family was very discouraged. One simply did not know how to approach that boy. I asked that this child’s education, as well as that of his three brothers, be left entirely in my hands, and that I be given complete freedom in dealing with the boy. The whole family refused to grant me such freedom, except for the boy’s mother. From their unconscious depths, mothers sometimes have the right feeling for these things, and the boy was given into my care. Above all else, when preparing my lessons I followed the principle of approaching such a child—generally called “feebleminded”—entirely in terms of physical development. This means that I had to base everything on the same principles I have elaborated to you for healthy children. What matters in such a case is that one gains the possibility of looking into the inner being of such a child. He was noticeably hydrocephalic, so it was very difficult to treat this boy. And so my first principle was that education means healing and must be accomplished on a medical basis. After two and a half years, the boy had progressed enough to work at the curriculum of a grammar school, for I had succeeded in teaching him with the strictest economy. Sometimes I limited his academic work to only a quarter or, at most, a half hour each day. In order to concentrate the right material into such a short time, I sometimes needed as much as four hours of preparation for a lesson of half an hour. To me, it was most important not to place him under any strain whatsoever. I did exactly as I thought right, since I had reserved the right to do so. We spent much time on music lessons, which seemed to help the boy. From week to week, the musical activity was increased, and I could observe his physical condition gradually changing. Admittedly, I forbid any interference from anyone. The rest of the family, with the exception of the boy’s mother, registered objections when, time and again, they noticed that the boy looked pale. I insisted on my rights and told them that it was now up to me whether I made him look pale, and even more pale. I told them that he would look ruddy again when the time came. My guiding line was to base the entire education of this child on insight into his physical condition and to arrange all soul and spiritual measures accordingly. I believe that the details will always vary in each case. One has to know the human being thoroughly and intimately, and therefore I must repeatedly point out that everything depends on a real knowledge of the human being. When I asked myself, What is the boy’s real age and how do I have to treat him? I realized that he had remained a young child of two years and three months, and that I would have to treat him as such, despite the fact that he had completed his eleventh year, according to his birth certificate. I had to teach him according to his mental age. Always keeping an eye on the boy’s health and applying strictest soul economy, I initially based my teaching entirely on the principle of imitation, which meant that everything had to be systematically built on his forces of imitation. I then went on to what, today, I called “further structuring” of lessons. Within two and a half years, the boy had progressed enough that he was able to study grammar school curriculum. I continued to help when he was a student in grammar school. Eventually, he was weaned of any extra help. In fact, he was able to go through the last two classes of his school entirely on his own. Afterward, he became a medical doctor with a practice for many years. He died around the age of forty from an infection he had contracted in Poland during the World War. This is just one example, and I could cite many others. It shows that, especially in the case of developmentally disabled children, we need to apply the same principles I elaborated here for healthy children. In the Waldorf school there are quite a number of slightly and profoundly “mentally-retarded children” (to use the phrase of the question). Naturally, more serious cases would disturb their classmates, so we have opened a special remedial class for such children of various ages, whose members are drawn from all our classes. This group is under the guidance of Dr. Schubert. Whenever we have to decide whether to send a child into this remedial class, I have the joy (if I may say it this way) of having to fight with the child’s class teacher. Our class teachers never want to let a class member go. All of them fight to keep such children, doing their best to support them within the class, and often successfully. Although our classes are certainly not small, by giving individual attention, it is possible to keep such children in the class. The more serious cases, however, must be placed in our remedial group, where it is absolutely essential to give them individual treatment. Dr. Schubert, who is freed from having to follow any set curriculum, allows himself be guided entirely by the individual needs of each child. Consequently, he may be doing things with his children that are completely different from what is usually done in a classroom. The main thing is to find specific treatments that will benefit each child. For instance, there may be some very dull-witted children in such a group, and once we develop the necessary sense for these things, we realize that their faculty of making mental pictures is so slow that they lose the images while making them. They lose mental images because they never fully make them. This is only one type of mental handicap. We can help these children by calling out unexpected commands, if they are capable of grasping their meaning. We have also children who are unable to follow such instructions, so one has to think of something else. For instance, one may suddenly call out, “Quickly hold your left earlobe between your right thumb and second finger. Quickly grip your right arm with your left hand!” In this way, if we let them orient themselves first through their own body geography and then through objects of the world outside, we may be able to make real progress with them. Another method might get them to quickly recognize what one has drawn on the blackboard (Steiner drew an ear on the board). It is not easy at all to get such a child to respond by saying “ear.” But what matters is this flash of recognition. One has to invent the most varied things to wake up such children. It is this awakening and becoming active that can lead to progress, though, of course, not in the case of those who display uncontrollable tempers. They have to be dealt with differently. But these examples may at least indicate the direction in which one has to move. What matters is the individual treatment, and this must spring from a real knowledge of the human being. |
311. The Kingdom of Childhood: Lecture Three
14 Aug 1924, Torquay Translated by Helen Fox |
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This will have consequences for his whole life, for this kind of plant knowledge will never give him an understanding, for example, of how the soil must be treated, and of how it must be manured, made living by the manure that is put into it. |
Why is this so? It is because people do not understand how to make the soil living by means of manure. It is impossible that they should understand it if they have been given conceptions of plants as being something in themselves apart from the earth. |
He once noticed that his pupils were passing notes under the desk. They were not attending to the lesson, but were writing notes and passing them under their desks to their neighbours who then wrote notes in reply. |
311. The Kingdom of Childhood: Lecture Three
14 Aug 1924, Torquay Translated by Helen Fox |
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Today we will characterise certain general principles of the art of education for the period between the change of teeth and puberty, passing on in the next lecture to more detailed treatment of single subjects and particular conditions which may arise. When the child reaches his ninth or tenth year he begins to differentiate himself from his environment. For the first time there is a difference between subject and object; subject is what belongs to oneself, object is what belongs to the other person or other thing; and now we can begin to speak of external things as such, whereas before this time we must treat them as though these external objects formed one whole together with the child's own body. I showed yesterday how we speak of animals and plants, for instance, as though they were human beings who speak and act. The child thereby has the feeling that the outside world is simply a continuation of his own being. But now when the child has passed his ninth or tenth year we must introduce him to certain elementary facts of the outside world, the facts of the plant and animal kingdoms. Other subjects I shall speak of later. But it is particularly in this realm that we must be guided by what the child's own nature needs and asks of us. The first thing we have to do is to dispense with all the textbooks. For textbooks as they are written at the present time contain nothing about the plant and animal kingdoms which one can use in teaching. They are good for instructing grown up people about plants and animals, but we shall ruin the individuality of the child if we use them at school. And indeed there are no textbooks or handbooks today which show one how these things should be taught. Now the important point is really this. If you put single plants in front of the child and demonstrate different things from them, you are doing something which has no reality. A plant by itself is not a reality. If you pull out a hair and examine it as though it were a thing by itself, that would not be a reality either. In ordinary life we say of everything of which we can sec the outlines with our eyes that it is real. But if you look at a stone and form some opinion about it, that is one thing; if you look at a hair or a rose, it is another. In ten years' time the stone will be exactly as it is now, but in two days the rose will have changed. The rose is only a reality together with the whole rosebush. The hair is nothing in itself, but is only a reality when considered with the whole head, as part of the whole human being. Now if you go out into the fields and pull up plants, it is as though you had torn out the hair of the earth. For the plants belong to the earth just in the same way as the hair belongs to the organism of the human being. And it is nonsense to examine a hair by itself as though it could suddenly grow anywhere of its own accord. It is just as foolish to take a botanical tin and bring home plants to be examined by themselves. This has no relation to reality, and such a method cannot lead one to a right knowledge of nature or of the human being. Here we have a plant (see drawing) but this alone is not the plant, for there also belongs to it the soil beneath it spread out on all sides, maybe a very long way. There are some plants which send out little roots a very long way. And when you realise that the small clod of earth containing the plant belongs to a much greater area of soil around it, then you will see how necessary it is to manure the earth in order to promote [IMAGE REMOVED FROM PREVIEW] healthy plant growth. Something else is living besides the actual plant; this part here (below the line in drawing) lives with it and belongs to the plant; the earth lives with the plant. There are some plants which blossom in the spring, about May or June, and bear fruit in autumn. Then they wither and die and remain in the earth which belongs to them. But there are other plants which take the earth forces out of their environment. If this is the earth, then the root takes into itself the forces which are around it, and because it has done so these forces shoot upwards and a tree is formed. For what is actually a tree? A tree is a colony of many plants. And it does not matter whether you are considering a hill which has less life in itself but which has many plants growing on it, or a tree trunk where the living earth itself has as it were withdrawn into the tree. Under no circumstances can you understand any plant properly if you examine it by itself. [IMAGE REMOVED FROM PREVIEW] If you go (preferably on foot) into a district in which there are definite geological formations, let us say red sand, and look at the plants there, you will find that most of them have reddish-yellow flowers. The flowers belong to the soil. Soil and plant make up a unity, just as your head and your hair also make a unity. Therefore you must not teach Geography and Geology by themselves, and then Botany separately. That would be absurd. Geography must be taught together with a description of the country and observation of the plants, for the earth is an organism and the plants are like the hair of this organism. The child must be able to see that the earth and the plants belong together, and that each portion of soil bears those plants which belong to it. Thus the only right way is to speak of the plants in connection with the earth, and to give the child a clear feeling that the earth is a living being that has hair growing on it. The plants are the hair of the earth. People speak of the earth as having the force of gravity. This is spoken of as belonging to the earth. But the plants with their force of growth belong to the earth just as much. The earth and the plants are no more separate entities than a man and his hair would be. They belong together just as the hair on the head belongs to the man. If you show a child plants out of a botanical tin and tell him their names, you will be teaching something which is quite unreal. This will have consequences for his whole life, for this kind of plant knowledge will never give him an understanding, for example, of how the soil must be treated, and of how it must be manured, made living by the manure that is put into it. The child can only gain an understanding of how to cultivate the land if he knows how the soil is really part of the plant. The men of our time have less and less conception of reality, the so-called “practical” people least of all, for they are really all theoretical as I showed you in our first lecture, and it is just because men have no longer any idea of reality that they look at everything in a disintegrated, isolated way. Thus it has come about that in many districts during the last fifty or sixty years all agricultural products have become decadent. Not long ago there was a Conference on Agriculture in Central Europe, on which occasion the agriculturists themselves admitted that crops are now becoming so poor that there is no hope of their being suitable for human consumption in fifty years' time. Why is this so? It is because people do not understand how to make the soil living by means of manure. It is impossible that they should understand it if they have been given conceptions of plants as being something in themselves apart from the earth. The plant is no more an object in itself than a hair is. For if this were so, you might expect it to grow just as well in a piece of wax or tallow as in the skin of the head. But it is only in the head that it will grow. In order to understand how the earth is really a part of plant life you must find out what kind of soil each plant belongs to; the art of manuring can only be arrived at by considering earth and plant world as a unity, and by looking upon the earth as an organism and the plant as something that grows with this organism. Thus a child feels, from the very start, that he is standing on a living earth. This is of great significance for his whole life. For think what kind of conception people have today of the origin of geological strata. They think of it as one layer deposited upon another. But what you see as geological strata is only hardened plants, hardened living matter. It is not only coal that was formerly a plant (having its roots more in water than in the firm ground and belonging completely to the earth) but also granite, gneiss and so on were originally of plant and animal nature. This too one can only understand by considering earth and plants as one whole. And in these things it is not only a question of giving children knowledge but of giving them also the right feelings about it. You only come to see that this is so when you consider such things from the point of view of Spiritual Science. You may have the best will in the world. You may say to yourself that the child must learn about everything, including plants, by examining them. At an early age then I will encourage him to bring home a nice lot of plants in a beautiful tin box. I will examine them all with him for here is something real. I firmly believe that this is a reality, for it is an object lesson, but all the time you are looking at something which is not a reality at all. This kind of object-lesson teaching of the present day is utter nonsense. This way of learning about plants is just as unreal as though it were a matter of indifference whether a hair grew in wax or in the human skin. It cannot grow in wax. Ideas of this kind are completely contradictory to what the child received in the spiritual worlds before he descended to the earth. For there the earth looked quite different. This intimate relationship between the mineral earth kingdom and the plant world was then something that the child's soul could receive as a living picture. Why is this so? It is because, in order that the human being may incarnate at all, he has to absorb something which is not yet mineral but which is only on the way to becoming mineral, namely the etheric element. He has to grow into the element of the plants, and this plant world appears to him as related to the earth. This series of feelings which the child experiences when he descends from the pre-earthly world into the earthly world—this whole world of richness is made confused and chaotic for him if it is introduced to him by the kind of Botany teaching which is usually pursued, whereas the child rejoices inwardly if he hears about the plant world in connection with the earth. In a similar manner we must consider how to introduce our children to the animal world. Even a superficial glance will show us that the animal does not belong to the earth. It runs over the earth and can be in this place or that, so the relationship of the animal to the earth is quite different from that of the plant. Something else strikes us about the animal. When we come to examine the different animals which live on the earth, let us say according to their soul qualities first of all, we find cruel beasts of prey, gentle lambs or animals of courage. Some of the birds are brave fighters and we find courageous animals amongst the mammals too. We find majestic beasts. like the lion. In fact, there is the greatest variety of soul qualities, and we characterise each single species of animal by saying that it has this or that quality. We call the tiger cruel, for cruelty is his most important and significant quality. We call the sheep patient. Patience is his most outstanding characteristic. We call the donkey lazy, because although in reality he may not be so fearfully lazy yet his whole bearing and behaviour somehow reminds us of laziness. The donkey is especially lazy about changing his position in life. If he happens to be in a mood to go slowly, nothing will induce him to go quickly. And so every animal has its own particular characteristics. But we cannot think of human beings in this way. We cannot think of one man as being only gentle and patient, another only cruel and a third only brave. We should find it a very one-sided arrangement if people were distributed over the earth in this way. You do sometimes find such qualities developed in a one-sided way, but not to the same extent as in animals. Rather what we find with a human being, especially when we are to educate him, is that there are certain things and facts of life which he must meet with patience or again with courage, and other things and situations even maybe with a certain cruelty, although this last should be administered in homeopathic doses. Or in face of certain situations a human being may show cruelty simply out of his own natural development, and so on. Now what is really the truth about these soul qualities of man and the animals? With man we find that he can really possess all qualities, or at least the sum of all the qualities that the animals have between them (each possessing a different one). Man has a little of each one. He is not as majestic as the lion, but he has something of majesty within him. He is not as cruel as the tiger but he has a certain cruelty. He is not as patient as the sheep, but he has some patience. He is not as lazy as the donkey—at least everybody is not—but he has some of this laziness in him. Every human being has these things within him. When we think of this matter in the right way we can say that man has within him the lion-nature, sheep-nature, tiger-nature and donkey-nature. He bears all these within him, but harmonised. All the qualities tone each other down, as it were, and man is the harmonious flowing together, or, to put it more academically, the synthesis of all the different soul qualities that the animal possesses. Man reaches his goal if in his whole being he has the proper dose of lion-ness, sheep-ness, tiger-ness, the proper dose of donkey-ness and so on, if all this is present in his nature in the right proportions and has the right relationship to everything else. There is a beautiful old Greek proverb which says: If courage be united with cleverness it will bring thee blessing, but if it goes alone ruin will follow. If man were only courageous with the courage of certain birds which are continually fighting, he would not bring much blessing into his life. But if his courage is so developed in his life that it unites with cleverness—the cleverness which in the animal is only one-sided—then it takes its right place in man's being. With man, then, it is a question of a synthesis, a harmonising of everything that is spread out in the animal kingdom. We can express it like this: here is one kind of animal (I am representing it diagrammatically), here a second, a third, a fourth and so on, all the possible kinds of animals on the earth. How are they related to man? The relationship is such that man has, let us say, some [IMAGE REMOVED FROM PREVIEW] thing of this first kind of animal (see drawing), but modified, not in its entirety. Then comes another kind, but again not the whole of it. This leads us to the next, and to yet another, so that man contains all the animals within him. The animal kingdom is a man spread out, and man is the animal kingdom drawn together; all the animals are united synthetically in man, and if you analyse a human being you get the whole animal kingdom. This is also the case with the external human form. Imagine a human face and cut away part of it here (see drawing) and [IMAGE REMOVED FROM PREVIEW] pull another part forwards here, so that this latter part is not harmonised with the whole face, while the forehead recedes; then you get a dog's head. If you form the head in a somewhat different way, you get a lion's head, and so on. And so with all his other organs you can find that man, even in his external figure, has what is distributed amongst the animals in a modified harmonised form. Think for instance of a waddling duck; you have a relic of this waddling part between your fingers, only shrunken. Thus everything which is to be found in the animal kingdom even in external form is present also in the human kingdom. Indeed this is the way man can find his relationship to the animal kingdom, by coming to know that the animals, taken all together, make up man. Man exists on earth, eighteen hundred millions of him, of greater or less value, but he exists again as a giant human being. The whole animal kingdom is a giant human being, not brought together in a synthesis but analysed out into single examples. It is as though your were made of elastic which could be pulled out in varying degrees in different directions; if you were thus stretched out in one direction more than in others, one kind of animal would be formed. Or again if the upper part of your face were to be pushed up and stretched out (if it were sufficiently elastic) then another animal would arise. Thus man bears the whole animal kingdom within him. This is how the history of the animal kingdom used to be taught in olden times. This was a right and healthy knowledge, which has now been lost, though only comparatively recently. In the eighteenth century for instance people still knew quite well that if the olfactory nerve of the nose were sufficiently large and extended backwards then you would have a dog. But if the olfactory nerve is shrivelled up and only a small portion remains, the rest of it being metamorphosed, then there arises the nerve that we need for our intellectual life. For observe how a dog smells; the olfactory nerve is extended backwards from the nose. A dog smells the special peculiarity of each thing. He does not make a mental picture of it, but everything comes to him through smell. He has not will and imagination but he has will and a sense of smell for everything. A wonderful sense of smell! A dog does not find the world less interesting than a man does. A man can make mental images of it all, a dog can smell it all. We experience various smells, do we not, both pleasant and unpleasant, but a dog has many kinds of smell; just think how a dog specialises in his sense of smell. Nowadays we have police dogs. They are led to the place where someone has pilfered something. The dog immediately takes up the scent of the man, follows it and finds him. All this is due to the fact that there is really an immense variety, a whole world of scents for a dog. The bearer of these scents is the olfactory nerve that passes backwards into the head, into the skull. If we were to draw the olfactory nerve of a dog, which passes through his nose, we should have to draw it going backwards. In man only a little piece at the bottom of it has remained. The rest of it is present in a morphosed form and lies here below the forehead. It is a metamorphosed, transformed olfactory nerve, and with this organ we form our mental images. For this reason we cannot smell like a dog, but we can make mental pictures. We bear within us the dog with his sense of smell, only this latter has been transformed into something else. And so it is with all animals. We must get this clear in our minds. Now a German philosopher called Schopenhauer wrote a book called The World as Will and Idea. But this book is only intended for human beings. If a dog of genius had written it he would have called it The World as Will and Smell and I am convinced that this book would have been much more interesting than Schopenhauer's. You must look at the various forms of the animals and describe them, not as though each animal existed in an isolated way, but so that you always arouse in the children the thought: This is a picture of man. If you think of a man altered in one direction or another, simplified or combined, then you have an animal. If you take a lower animal, for example, a tortoise, and put it on the top of a kangaroo, then you have something like a hardened head on the top, for that is the tortoise form, and the kangaroo below stands for the limbs of the human being. And so everywhere in the wide world you can find some connection between man and the different animals. You are laughing now about these things. That does not matter at all. It js quite good to laugh about them in the lessons also, for there is nothing better you can bring into the classroom than humour, and it is good for the children to laugh too, for if they always see the teacher come in with a terribly long face they will be tempted to make long faces themselves and to imagine that that is what one has to do when one sits at a desk in a classroom. But if humour is brought in and you can make the children laugh this is the very best method of teaching. Teachers who are always solemn will never achieve anything with the children. So here you have the principle of the animal kingdom as I wished to put it before you. We can speak of the details later if we have time. But from. this you will see that you can teach about the animal kingdom by considering it as a human being spread out into all the animal forms. This will give the child a very beautiful and delicate feeling. For as I have pointed out to you the child comes to know of the plant world as belonging to the earth, and the animals as belonging to himself. The child grows with all the kingdoms of the earth. He no longer merely stands on the dead ground of the earth, but he stands on the living ground, for he feels the earth as something living. He gradually comes to think of himself standing on the earth as though he were standing on some great living creature, like a whale. This is the right feeling. This alone can lead him to a really human feeling about the whole world. So with regard to the animal the child comes to feel that all animals are related to man, but that man has something that reaches out beyond them all, for he unites all the animals in himself. And all this idle talk of the scientists about man descending from an animal will be laughed at by people who have been educated in this way. For they will know that man unites within himself the whole animal kingdom, he is a synthesis of all the single members of it. As I have said, between the ninth and tenth year the human being comes to the point of discriminating between himself as subject and the outer world as object. He makes a distinction between himself and the world around him. Up to this time one could only tell fairy stories and legends in which the stones and plants speak and act like human beings, for the child did not yet differentiate between himself and his environment. But now when he does thus differentiate we must bring him into touch with his environment on a higher level. We must speak of the earth on which we stand in such a way that he cannot but feel how earth and plant belong together as a matter of course. Then, as I have shown you, the child will also get practical ideas for agriculture. He will know that the farmer manures the ground because he needs a certain life in it for one particular species of plant. The child will not then take a plant out of a botanical tin and examine it by itself, nor will he examine animals in an isolated way, but he will think of the whole animal kingdom as the great analysis of a human being spread out over the whole earth. Thus he, a human being, comes to know himself as he stands on the earth, and how the animals stand in relationship to him. It is of very great importance that from the tenth year until towards the twelfth year we should awaken these thoughts of plant-earth and animal-man. Thereby the child takes his place in the world in a very definite way, with his whole life of soul, body and spirit. All this must be brought to him through the feelings in an artistic way, for it is through learning to feel how plants belong to the earth and to the soil that the child really becomes clever and intelligent. His thinking will then be in accordance with nature. Through our efforts to show the child how he is related to the animal world, he will see how the force of will which is in all animals lives again in man, but differentiated, in individualised forms suited to man's nature. All animal qualities, all feeling of form which is stamped into the animal nature lives in the human being. Human will receives its impulses in this way and man himself thereby takes his place rightly in the world according to his own nature. Why is it that people go about in the world today as though they had lost their roots? Anyone can see that people do not walk properly nowadays; they do not step properly but drag their legs after them. They learn differently in their sport, but there again there is something unnatural about it. But above all they have no idea how to think nor what to do with their lives. They know well enough what to do if you put them to the sewing machine or the telephone, or if an excursion or a world tour is being arranged. But they do not know what to do out of themselves because their education has not led them to find their right place in the world. You cannot put this right by coining phrases about educating people rightly; you can only do it if in the concrete details you can find the right way of speaking of the plants in their true relationship to the soil and of the animals in their rightful place by the side of man. Then the human being will stand on the earth as he should and will have the right attitude towards the world. This must be achieved in all your lessons. It is important—nay, it is essential. Now it will always be a question of finding out what the development of the child demands at each age of life. For this we need real observation and knowledge of man. Think once again of the two things of which I have spoken, and you will see that the child up to its ninth or tenth year is really demanding that the whole world of external nature shall be made alive, because he does not yet see himself as separate from this external nature; therefore we shall tell the child fairy tales, myths and legends. We shall invent something ourselves for the things that are in our immediate environment, in order that in the form of stories, descriptions and pictorial representations of all kinds we may give the child in an artistic form what he himself finds in his own soul, in the hidden depths which he brings with him into the world. And then after the ninth or tenth year, let us say between the tenth and twelfth year, we introduce the child to the animal and plant world as we have described. We must be perfectly clear that the conception of causality, of cause and effect, that is so popular today has no place at all in what the child needs to understand even at this age, at the tenth or eleventh year. We are accustomed nowadays to consider everything in its relation to cause and effect. The education based on Natural Science has brought this about. But to talk to children under eleven or twelve about cause and effect, as is the practice in the everyday life of today, is like talking about colours to someone who is colour blind. You will be speaking entirely beyond the child if you speak of cause and effect in the style that is customary today. First and foremost he needs living pictures where there is no question of cause and effect. Even after the tenth year these conceptions should only be brought to the child in the form of pictures. It is only towards the twelfth year that the child is ready to hear causes and effects spoken of. So that those branches of knowledge which have principally to do with cause and effect in the sense of the words used today—the lifeless sciences such as Physics, etc.—should not really be introduced into the curriculum until between the eleventh and twelfth year. Before this time one should not speak to the children about minerals, Physics or Chemistry. None of these things is suitable for him before this age. Now with regard to History, up to the twelfth year the child should be given pictures of single personalities and well-drawn graphic accounts of events that make History come alive for him, not a historical review where what follows is always shown to be the effect of what has gone before, the pragmatic method of regarding History, of which humanity has become so proud. This pragmatic method of seeking causes and effects in History is no more comprehensible to the child than colours to the colour-blind. And moreover one gets a completely wrong conception of life as it runs its course if one is taught everything according to the idea of cause and effect. I should like to make this clear to you in a picture. Imagine a river flowing along like this (see drawing). It has [IMAGE REMOVED FROM PREVIEW] waves. But it would not always be a true picture if you make the wave (C) come out of the wave (B), and this again out of the wave (A), that is, if you say that C is the effect of B and B of A; there are in fact all kinds of forces at work below, which throw these waves up. So it is in History. What happens in 1910 is not always the effect of what happened in 1909, and so on. But quite early on the child ought to have a feeling for the things that work in evolution out of the depths of the course of time, a feeling of what throws the waves up, as it were. But he can only get that feeling if you postpone the teaching of cause and effect until later on, towards the twelfth year, and up to this time give him only pictures. Here again this makes demands on the teacher's fantasy. But he must be equal to these demands, and he will be so if he has acquired a knowledge of man for himself. This is the one thing needful. You must teach and educate out of the very nature of man himself, arid for this reason education for moral life must run parallel to the actual teaching which I have been describing to you. So now in conclusion I should like to add a few remarks on this subject, for here too we must read from the nature of the child how he should be treated. If you give a child of seven a conception of cause and effect you are working against the development of his human nature, and punishments also are often opposed to the real development of the child's nature. In the Waldorf School we have had some very gratifying experiences of this. What is the usual method of punishment in schools? If a child has done something badly he has to “stay in” and do some Arithmetic for instance. Now in the Waldorf School we once had rather a strange experience: three or four children were told that they had done their work badly and must therefore stay in and do some sums. Whereupon the others said: “But we want to stay and do sums too!” For they had been brought up to think of Arithmetic as something nice to do, not as something which is used as a punishment. You should not arouse in the children the idea that staying in to do sums is something bad, but that it is a good thing to do. That is why the whole class wanted to stay and do sums. So that you must not choose punishments that cannot be regarded as such if the child is to be educated in a healthy way in his soul life. To take another example: Dr. Stein, a teacher at the Waldorf School, often thought of very good educational methods on the spur of the moment. He once noticed that his pupils were passing notes under the desk. They were not attending to the lesson, but were writing notes and passing them under their desks to their neighbours who then wrote notes in reply. Now Dr. Stein did not scold them for writing notes and say: “I shall have to punish you,” or something of that sort, but quite suddenly he began to speak about the Postal System and give them a lecture on it. At first the children were quite mystified as to why they were suddenly being given a lesson on the Postal System, but then they realised why it was being done. This subtle method of changing the subject made the children feel ashamed. They began to feel ashamed of themselves and stopped writing notes simply on account of the thoughts about the postal system which the teacher had woven into the lesson. Thus to take charge of a class it is necessary to have an inventive talent. Instead of simply following stereotyped traditional methods you must actually be able to enter into the whole being of the child, and you must know that in certain cases improvement, which is really what we are aiming at in punishment, is much more likely to ensue if the children are brought to a sense of shame in this way without drawing special attention to it or to any one child; this is far more effective than employing some crude kind of punishment. If the teacher follows such methods as these he will stand before the children active in spirit, and much will be balanced out in the class which would otherwise be in disorder. The first essential for a teacher is self-knowledge. If for instance a child makes blots on his book or on his desk because he has got impatient or angry with something his neighbour has done, then the teacher must never shout at the child for making blots and say: “You mustn't get angry! Getting angry is a thing that a good man never does! A man should never get angry but should bear everything calmly. If I see you getting angry once more, why then—then I shall throw the inkpot at your head!” If you educate like this (which is very often done) you will accomplish very little. The teacher must always keep himself in hand, and above all must never fall into the faults which he is blaming his children for. But here you must know how the unconscious part of the child's nature works. A man's conscious intelligence, feeling and will are all only one part of his soul life; in the depths of human nature, even in the child, there holds sway the astral body with its wonderful prudence and wisdom.1 Now it always fills me with horror to see a teacher standing in his class with a book in his hand teaching out of the book, or a notebook in which he has noted down the questions he wants to ask the children and to which he keeps referring. The child does not appear to notice this with his upper consciousness, it is true; but if you are aware of these things then you will see that the children have subconscious wisdom and say to themselves: He does not himself know what I am supposed to be learning. Why should I learn what he does not know? This is always the judgment that is passed by the subconscious nature of children who are taught by their teacher out of a book. Such are the imponderable and subtle things that are so extremely important in teaching. For as soon as the subconscious of the child, his astral nature, notices that the teacher himself does not know something he has to teach, but has to look it up in a book first, then the child considers it unnecessary that he should learn it either. And the astral body works with much more certainty than the upper consciousness of the child. These are the thoughts I wished to include in today's lecture. In the next few days we will deal with special subjects and stages in the child's education.
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