45. Anthroposophy, A Fragment (2024): The Shape of Man
N/A Translated by Steiner Online Library Rudolf Steiner |
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The indication of how in the organ of hearing, organ of sight, etc. conversions of organ systems that are in the process of developing or an inverted sense of smell in the organ of taste, can lead to ideas that must be found again in the organ forms. The asymmetrical organs are understood if we conceive of them in such a way that their forms have been formed by the fact that the “left-right” and “right-left” forces of the astral world could be excluded. |
45. Anthroposophy, A Fragment (2024): The Shape of Man
N/A Translated by Steiner Online Library Rudolf Steiner |
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On the basis of the above considerations, the following can be said about the principles of education for humans: It is assumed: 1. A higher spiritual world; in this lie forces that form structures which, in independent substance, represent living sensory experiences. And imprinted in these structures are the predispositions for the organs of life. 2. A lower spiritual world; in this lie the formative powers of the organs of life. The forces active in the first world form such structures that nourish themselves from the already internalized substance. The forces of this world themselves attach to them those that first internalize external matter. This results in a difference between the organs of life in terms of how they are produced and how they are nourished. The formations formed out of the first world are transformed into sense organs that nourish themselves from internalized matter. The formative forces of this world themselves add to these sense organs those that are in an interdependent relationship with external matter. 3. The astral world; in this lie the formative forces of the sense organs. But the life organs must also be transformed out of this world in such a way that they can receive the sense organs. 4. The physical world; in this world lie the sensory experiences of the human being. It must now be recognized that these four worlds interact, that the forces of each higher world persist in the lower ones. The fact that the organs mentioned are derived from the forces of higher worlds can only mean that these organs are subject to the influences of the higher worlds, even if they occur in the lower worlds. From the physical world the forces of the higher worlds do not act on the sense organs; from the astral world the forces of the two spiritual worlds do not act on the life organs; and from the lower spiritual world the forces of the higher ones do not act on the endowments of the life organs characterized above. It follows that the forces of the higher worlds must show themselves active in a different way from the physical world than if they were to act directly from their own world. The forces of the higher spiritual world can only act as formative forces on the human being, who is endowed with sense organs, life organs and organ systems. They can determine the shape and position of the organs. Thus, the shape and position of the organs of the human body result from the activity of the higher spiritual world in the physical one. The I experiences concepts in conceptual perception; the sense of life, in its inverted form, produces the living concepts of the higher spiritual world. In the physical world, they can only function as formative forces. It is certainly clear that man owes his ability to perceive concepts to his upright form. No other creature on earth has the ability to perceive concepts, nor has any other the same upright form. (A little thought will show that in the case of animals that appear to have an upright form, this is due to something other than inner forces). In this way, one can see from bottom to top that which is connected to conceptual perception when the inverted sense of life is not involved. From this, one can conclude that there is a direction from top to bottom for the inverted sense of life. It would be even more correct to say that there is a direction almost from top to bottom. For one should see something in the direction of growth from bottom to top that is opposed to the reversed sense of touch. Insofar as the ego represents a contrast to the sense of touch, in the sense of the above explanations, one can regard the vertical direction of growth of the body upwards as an ego-bearer, like a continuous overcoming of the weight downwards, which of course represents a reversal of the sense of touch. From all this, the contrast between 'up-down' and 'down-up' in the human body can be interpreted as if a current from bottom to top takes place in such a way that the overcoming of the reversed sense of life from top to bottom is given in it. Now, the effect of the higher spiritual world on the physical human body must be seen in this reversed sense of life. Thus we can say that the human body, in so far as it is the carrier of the I, strives upwards; the physical human body, in so far as it shows in its form the effect of the higher spiritual world, from above downwards. In so far as the human being physically expresses the image of a being belonging to the higher spiritual world, one can see it as the meeting of the ego body with the physical body, arising from the interpenetration of two directions of force. In his ego experience, the human being belongs to the physical outer world, but at the same time he represents that which gives an image of the experience reflected back into itself. This is an image of what has been characterized as the self-contained sensory experiences of the higher spiritual world. In the body, insofar as it is the carrier of the ego, we can thus see an image of matter internalizing itself. Another contrast comes to light in 'backwards-forwards'; 'forwards-backwards'. The sense organs, together with the nerves belonging to them, now essentially represent organs that reveal their growth from front to back; if one imagines them, as is certainly justified, growing in such a way that their formative forces are opposed to the original direction of growth, coming from the lower spiritual world, then one may look for this latter direction in the direction from back to front. And then we shall be able to say that in the conclusion from behind in relation to the human form there is something analogous to that in the conclusion from below upwards in relation to the higher spiritual world. In the outer form, the forces of the lower spiritual world that cannot act on the human being from the physical world then worked from the front to the back on the organs of life; but from the back to the front, the forces of the lower spiritual world worked into the physical human world. They express what, in the sense of the above considerations, may be called the astral human being. Insofar as the astral human being shows itself in its bodily form, it strives from behind to the front just as the physical human body strives upwards. The third antithesis would be “right-left”; “left-right”. The symmetry of the human form in relation to this direction can be seen as an indication that the forces are balanced there. This can be seen when one observes the interaction in these directions of the human physical form, insofar as the physical organs have already been formed from the lower spiritual world, with the formative forces of the sense organs. In the left half of the body of the person facing forward, one would have to imagine the formative forces of the astral world for the sense organs, insofar as these forces no longer have a direct effect in the physical world, as from the left half of the body to the right; those forces of the astral world that have such an effect on the body that their effect is expressed in the body would then have to work to the left. Since these forces must act on organs that already come from the lower spiritual world, they will show an inward effect, as the forces of the higher and lower spiritual worlds show an outward effect in their formation. (What has been said here can be found substantiated in anthropology in the lines of the nerve tracts that cross in the organism.) This points to a permeation of the astral world with the etheric body of the human being, insofar as this is expressed in the physical form. It can be said: 1. The formation of the physical human body is conditioned by the direction from above to below from the higher spiritual world. 2. The shape of the human body, insofar as it is the carrier of the astral human being, points in the direction from back to front. 3. The shape of the human body, insofar as it is the carrier of the life processes, points both to the direction “right-left” and “left-right”. 4. The result of these formations would then be the actual physical human form. In order for this to come about, the formative forces indicated must permeate each other. Such interpenetration can only be conceived if the human being places himself in the physical world in such a way that the forces of the physical outer world in the direction of “right-left” and “left-right” are grasped by the forces of the astral world in such a way that the possibility remains open in their formation to then shape themselves further in the direction from back to front, and according to this determination, that from top to bottom remains open. For only if one imagines a direction that in principle goes from right to left and from left to right, acting on all sides, and then changes as in the direction towards the front, and is then transformed again upwards, can one imagine how the above comes about. But in order that this may result in the human form, for these forces, opposing forces must be thought of, proceeding from the physical world itself. These are then those forces which show themselves to be no longer acting from the physical world, but as forces coming from the higher worlds, as characterized above. But the latter alone may be sought in the physical human being. Man enters into relation with the others only as such a disposition. If we seek in the physical world the clue to man's relation to higher worlds, we must look not to the life processes and their connection with the organs, nor to the life of the sense organs, nor to the brain, but solely to the 'how', the form of the bodily shape and the organs. This 'how' shows that the clues to the spiritual worlds can still be perceived in the physical human being. (The difference between man and animal in relation to the higher worlds can therefore be seen from an observation of the bodily form, insofar as the animal is arranged in a different way in the spatial directions; but this different arrangement reveals that the higher worlds have a different effect on the animal and on man). The anthroposophical considerations can be made fruitful if one applies the given considerations to the details of the human body shape. It will then everywhere result in full harmony with the anthropological observations. The indication of how in the organ of hearing, organ of sight, etc. conversions of organ systems that are in the process of developing or an inverted sense of smell in the organ of taste, can lead to ideas that must be found again in the organ forms. The asymmetrical organs are understood if we conceive of them in such a way that their forms have been formed by the fact that the “left-right” and “right-left” forces of the astral world could be excluded. If one recognizes, as has been done above, a reversal of the sense organs, a turning inwards of the same, then one will also be able to admit that the transformation can also be conditioned by other principles. Take the organ of hearing. The same has been related to the sense of balance. One can imagine that the activity that manifests itself in the sense of balance, an inward-facing organ system that has not yet differentiated into the organ of hearing, diverts it from its original direction of formation. The sense of sound would then come about if another activity were directed towards the corresponding organ system. This could be related to the experiences of the sense of self-movement. This would throw light on the fact that the organ of hearing finds expression in an organ turned towards the outer material, while the organ of speech cannot be perceived externally. The experience of the sense of self-movement corresponds to the inside of the body, while the experience of the sense of balance is expressed in relation to the outer spatial directions. One could therefore also call the speech organ a hearing organ held back inside the body. For the experience of the self, which does not correspond to any sensory experience, not a special organ, but only the upward striving of other organ systems, would come into consideration. Thus, in the speech organ and the organ of concepts, we can see structures whose physical form is determined by their tendency towards the experience of self. In what the body, as the carrier of the 'I', participates in from within, we can recognize the inversion in the formative forces, and say that when the body, as the carrier of the 'I', reshapes an organ, the nature of the formations of the higher spiritual world must be recognizable in its image. One such organ is the speech organ (the larynx). If the series of organs comprising the ear, sense of sound and sense of concept can be called a progressive bodily internalization of the sense potential, then the sense of sound can be recognized as reversed in the speech organ. Here the sound does not become a sense experience that strives inward through an organ toward the I, but is a sense content that is self-contained and creative, a truly reversed sense experience. The formation of the larynx corresponds exactly to these conditions. One can then also look for an organ that corresponds to an ability in man that stands between speaking and I, as grasping stands between hearing and I. Through this, something would have to arise from within man that is not as poor in content as the I-experience and does not yet flow directly into the outer world in its revelations. This would be the organ in the human brain that corresponds to the imagination. We will gradually learn to distinguish between the organ of concept and the organ of imagination in the brain. Since the formative forces of the three higher worlds are to some extent still present in the form of the physical human body, it must also be recognized that the formative forces of the two higher spiritual worlds can act on the astral body directly from the astral world; and finally, that the life organs, as they are from the lower spiritual world, are directly influenced by the higher spiritual world. Taking into account such forces, the shape and position of the heart, the respiratory and circulatory organs, the muscular and skeletal systems, etc. can arise. In the human form within the physical world, it is revealed that its development has not merely followed an adaptation to circumstances that are alien to the inner nature of the human being, but that this form ultimately expresses in image what the character of the “I” is. The human being's developmental disposition must be conceived in such a way that, in its formation, points of contact are given to the forces of the higher worlds. In the sense-perceptible world, only the content of sensations is given for perception, and the I, when it perceives itself, confronts these as pictorial sensations. Pictorial sensation, however, belongs to the astral world. In the I's experience of itself, the pictorial sensation thus stands, as it were, free in space. It has been shown that the sense of taste can be seen as an inverted sense of smell. If we do not think that the impact of the substance in the sense of smell is what causes the sensation, but rather that the experience of smell itself, as a self-experience in the I, becomes a component of the latter, then we can see in a desire or in a movement impulse of the astral I the response of this I to something that originates from the substance and is incorporated into the I without physical mediation. Behind the experience of smell, in addition to the experience of images, are the astral counter-effects against the desires and impulses of the ego. In the case of sound, it is possible to clearly distinguish between what is detached from the external object and what is perceived about this object through senses other than hearing. And what is detached is the experience of the self by the ego. We can certainly say that when an object is heard, only the sound-producing object belongs to a world in which the ego is not present, in which it cannot identify with the sensory experience. In the sense of one's own movement, the position and change in the shape of one's own organism is perceived. In this case, it seems obvious that, in addition to the self-experience of the ego, only an astral counter-effect to a movement impulse needs to be assumed. If there are only sense experiences in the physical world, then we can only speak of sense experiences in this world. But since a physical body must have sense organs in order to have sense experiences, there is nothing in this physical world for a human being but sense experiences and the perception of the self as an astral image experience. The ego has no other possibility than to experience objects of the external world, and to find the sense experiences combined in the most diverse ways. What happens is nothing but a free-floating in space of sense experiences. But let us assume that the human form as such is not meaningless, but that it depends on the direction and position of one organ in relation to another. And if we look at the physical world from this point of view, it is essential that the organ of taste is an upturned organ of smell. For if we now think of the experience of smell, as it is, as an image-sensation, without denying the substance itself, as space-filling, the ability to present this experience as an image-sensation, just as the ego-perception is in itself a freely floating image-sensation in space , then it must be recognized that something depends on whether the surface of an object is turned towards an object in such a way that, in order to receive the image sensation emanating from it, one sensory organ or the other must be turned towards it. For the human being in the physical world, however, it will only follow that, depending on the use of the organ, it perceives smell one time and taste the next. But if not only the ego perception in the physical world comprised the ego, but this ego were essentially based on the shape of its body in such a way that it experienced all visual impressions as its own, then in this ego the visual sensation of smell would be the ego's experience of itself on the one hand, and that of taste on the other. If we were dealing not with the finished physical form, but with one in the process of formation, there would be no perception of the self; the self-experience of the self would have to be quite different. |
30. Collected Essays on Philosophy, Science, Aesthetics and Psychology 1884–1901: A Unified View of Nature and the Limits of Knowledge
15 Jul 1893, N/A Rudolf Steiner |
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Hartmann thus provided proof that it is not the philosophers who lack an understanding of natural science, but conversely the representatives of the latter who lack insight into philosophy. |
With such an attitude, however, it is impossible to understand the German classics, because their creations are completely imbued with the philosophical spirit of their time and can only be understood from this. |
My organism undergoes a change when something acts from the outside. This change, i.e. a state of my self, my sensation, is what is given to me. |
30. Collected Essays on Philosophy, Science, Aesthetics and Psychology 1884–1901: A Unified View of Nature and the Limits of Knowledge
15 Jul 1893, N/A Rudolf Steiner |
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[ 1 ] The views on the value and fruitfulness of philosophy have undergone a profound change within our nation in recent times. Whereas at the beginning of the century Fichte, Schelling and Hegel worked with bold intellectual courage to solve the riddles of the world and considered the human faculty of knowledge capable of penetrating into the deepest mysteries of existence, today we avoid entering into the central problems of the sciences because we are convinced that it is impossible for the human mind to answer the ultimate and highest questions. We have lost confidence in thinking. The despondency in the philosophical field is becoming more and more general. We can see this in the transformation that an important and meritorious contemporary philosopher has undergone since his first appearance in the mid-seventies. I am referring to Johannes Volkelt. In 1875, in the introduction to his book on "The Dream-Fantasy", this scholar sharply criticized the half-heartedness and feebleness of the thinking of his contemporaries, which did not want to penetrate the depths of objects, but tentatively and uncertainly groped around on their surface. And when he gave his inaugural speech in 1883 on taking up the professorship of philosophy in Basel, this timidity had affected him to such an extent that he proclaimed it a necessary requirement of philosophical thinking to dispense with clear, universally satisfactory solutions to the ultimate questions and to be content with finding the various possible solutions and the ways and means that could lead to the goal. However, this means declaring uncertainty to be a characteristic feature of all in-depth research. A clear proof of the discouragement in the philosophical field is the emergence of a myriad of writings on epistemology. No one today dares to apply his cognitive faculty to the study of world events until he has anxiously examined whether the instrument is suitable for such a beginning. The philosopher Lotze mocked this scientific activity with the words: the eternal sharpening of knives has already become boring. - However, epistemology does not deserve this mockery, as it is responsible for solving the big question: To what extent is man capable of taking possession of the secrets of the world through his knowledge? - Once we have found an answer to this question, we have solved an important part of the great problem of life: What is our relationship to the world? - It is impossible for us to avoid the task of testing and sharpening our tools for such important work. It is not the operation of epistemological research that is lamentable, but the results of this research in recent decades present us with a depressing picture. The "sharpening of the knives" has been to no avail, they have remained blunt. Almost without exception, epistemologists have come to the conclusion that the tentativeness in the field of philosophy necessarily follows from the nature of our cognitive faculty; they believe that the latter cannot penetrate to the bottom of things at all because of the insurmountable limits set for it. A number of philosophers maintain that the critique of knowledge leads to the conviction that there can be no philosophy apart from the individual empirical sciences and that all philosophical thought has only the task of providing a methodological foundation for individual empirical research. We have academic teachers of philosophy who see their real mission in destroying the prejudice that there is a philosophy. [ 2 ] This view is damaging the entire scientific life of the present. Philosophers, who themselves lack any stability within their field, are no longer able to exert the kind of influence on the individual specialized sciences that would be desirable to deepen research. We have recently seen in a characteristic example that the representatives of individual research have lost all contact with philosophy. They drew the false conclusion from the Kantian approach, which they rightly describe as unfruitful for true science, that philosophy as such is superfluous. Hence they no longer regard the study of it as a necessary need of the scholar. The consequence of this is that they lose all understanding for a deeper conception of the world and do not even suspect that a truly philosophical view overlooks it and knows how to grasp its problems much more thoroughly than they themselves can. Eduard von Hartmann's "Philosophy of the Unconscious" was published in 1869. In one chapter of the book, the author attempted to deal philosophically with Darwinism. He found that the prevailing view of Darwinism at the time could not stand up to logical thinking and sought to deepen it. As a result, he was accused of dilettantism by natural scientists and condemned in the harshest possible terms. In numerous essays and writings he was accused of lacking insight into scientific matters. Among the opposing writings was one by an anonymous author. What it said was described by respected natural scientists as the best and most pertinent thing that could be said against Hartmann's views. The experts considered the philosopher to be completely refuted. The famous zoologist Dr. Oskar Schmidt said that Anonymus' writing had "completely confirmed the conviction of all those who are not sworn to the unconscious that Darwinism" - and Schmidt means the view of Darwinism held by natural scientists - "is right". And Ernst Haeckel, whom I also admire as the greatest German natural scientist of the present day, wrote: "This excellent paper says essentially everything that I myself could have said about the philosophy of the unconscious to the readers of the history of creation..." [ 3 ] When a second edition of the work was later published, the author's name on the title page was Eduard von Hartmann. The philosopher had wanted to show that it was not at all impossible for him to familiarize himself with scientific thought and to speak in the language of natural scientists if he wanted to. Hartmann thus provided proof that it is not the philosophers who lack an understanding of natural science, but conversely the representatives of the latter who lack insight into philosophy. [ 4 ] The situation is no better with literary history. The followers of Scherer, who currently dominate this field, show in their writings that they lack any philosophical education. Scherer himself was alien and hostile to philosophy. With such an attitude, however, it is impossible to understand the German classics, because their creations are completely imbued with the philosophical spirit of their time and can only be understood from this. [ 5 ] If we want to summarize these facts in a few words, we must say: the belief in philosophy has experienced a deep shake-up in the widest circles. [ 6 ] According to my conviction, for which I will provide some evidence in a moment, the current characterized here is one of the saddest scientific aberrations. But before expressing my own opinion, allow me to indicate where the reason for the error lies. [ 7 ] Our philosophical science is under the powerful influence of Kantianism. This influence is more significant today than it has been at any time. In 1865, Otto Liebmann demanded in his essay "Kant and the Epigones" that we must return to Kant in philosophy. - He saw the salvation of his science in the fulfillment of this demand. He was merely expressing the view of the vast majority of philosophers of our time. And natural scientists, insofar as they are still concerned with philosophical concepts, also see Kant's doctrine as the only possible form of central science. Starting from philosophers and naturalists, this opinion has also penetrated the wider circles of educated people who have an interest in philosophy. Kant's view has thus become a driving force in our scientific thinking. Without ever having read a line by Kant or heard a sentence from his teachings, most of our contemporaries view world events in his way, for a century the proud-sounding word has been uttered again and again: Kant had liberated thinking humanity from the shackles of philosophical dogmatism, which made empty assertions about the essence of things without undertaking a critical investigation into whether the human mind was also capable of making out something absolutely valid about this essence. - For many who utter this word, however, the old dogma has been replaced by a new one, namely that of the irrefutable truth of Kant's fundamental views. These can be summarized in the following sentences: A thing can only be perceived by us if it makes an impression on us, exerts an effect. But then it is always only this effect that we perceive, never the "thing in itself". We cannot form any concept of the latter. The effects of things on us are now our perceptions. What we know of the world is therefore not the things, but our ideas of the things. The world given to us is not a world of being, but a world of imagination or appearance. The laws according to which the details of this imaginary world are linked can of course not be the laws of the "things in themselves", but those of our subjective organism. What is to become an appearance for us must obey the laws of our subject. Things can only appear to us in a way that corresponds to our nature. We ourselves prescribe the laws of the world that appears to us - and this alone we know. [ 8 ] What Kant thought he had gained for philosophy with these views becomes clear if we take a look at the scientific currents from which he grew and which he confronted. Before the Kantian reform, the teachings of the Leibniz-Wolff school were the only dominant ones in Germany. The followers of this school wanted to arrive at the fundamental truths about the nature of things by means of purely conceptual thinking. The knowledge gained in this way was regarded as clear and necessary as opposed to that gained through sensory experience, which was seen as confused and random. Only through pure concepts was it believed that scientific insights into the deeper context of world events, the nature of the soul and God, i.e. the so-called absolute truths, could be gained. Kant was also a follower of this school in his pre-critical period. His first writings are entirely in its spirit. A change in his views occurred when he became acquainted with the explanations of the English philosopher Hume. The latter sought to prove that there is no such thing as knowledge other than experience. We perceive the sunbeam, and then we notice that the stone on which it falls has warmed up. We perceive this again and again and get used to it. We therefore assume that the connection between the sun's rays and the warming of the stone will continue to apply in the same way in the future. However, this is by no means a certain and necessary knowledge. Nothing guarantees us that an event which we are accustomed to seeing in a certain way will not take place quite differently on the next occasion. All propositions in our sciences are only expressions established by habit for frequently noticed connections between things. Therefore, there can be no knowledge about those objects which philosophers strive for. Here we lack experience, which is the only source of our knowledge. Man must be content with mere belief about these things. If science wants to deal with them, it degenerates into an empty game with concepts without content. - These propositions apply, in the sense of Hume, not only to the last psychological and theological insights, but also to the simplest laws of nature, for example the proposition that every effect must have a cause. This judgment, too, is derived only from experience and established by habit. Hume only accepts as unconditionally valid and necessary those propositions in which the predicate is basically already included in the subject, as is the case, in his view, with mathematical judgments. [ 9 ] Kant's previous conviction was shaken by his acquaintance with Hume's view. He soon no longer doubted that all our knowledge is really gained with the help of experience. But certain scientific doctrines seemed to him to have such a character of necessity that he did not want to believe in a merely habitual adherence to them. Kant could neither decide to go along with Hume's radicalism nor could he remain with the advocates of Leibniz-Wolffian science. The latter seemed to him to destroy all knowledge, in the latter he found no real content. Viewed correctly, Kantian criticism turns out to be a compromise between Leibniz-Wolff on the one hand and Hume on the other. And with this in mind, Kant's fundamental question is: How can we arrive at judgments that are necessarily valid in the sense of Leibniz and Wolff if we admit at the same time that we can only arrive at a real content of our knowledge through experience? The shape of Kant's philosophy can be understood from the tendency inherent in this question. Once Kant had admitted that we gain our knowledge from experience, he had to give the latter such a form that it did not exclude the possibility of generally and necessarily valid judgments. He achieved this by elevating our perceptual and intellectual organism to a power that co-creates experience. On this premise, he was able to say: Whatever is received by us from experience must conform to the laws according to which our sensuality and our intellect alone can comprehend. What does not conform to these laws can never become an object of perception for us. What appears to us therefore depends on the things outside us, how the latter appear to us is determined by the nature of our organism. The laws under which it can imagine something are therefore the most general laws of nature. In these also lies the necessary and universal nature of the course of the world. In Kant's sense, we do not see objects in a spatial arrangement because spatiality is a property that belongs to them, but because space is a form under which our sense is able to perceive things; we do not connect two events according to the concept of causality because this has a reason in their essence, but because our understanding is organized in such a way that it must connect two processes perceived in successive moments of time according to this concept. Thus our sensuality and our intellect prescribe the laws of the world of experience. And of these laws, which we ourselves place in the phenomena, we can of course also form necessarily valid concepts. [ 10 ] But it is also clear that these concepts can only receive their content from the outside, from experience. In themselves they are empty and meaningless. We do know through them how an object must appear to us if it is given to us at all. But the fact that it is given to us, that it enters our field of vision, depends on experience. How things are in themselves, apart from our experience, is therefore not something we can determine through our concepts. [ 11 ] In this way Kant has saved an area in which there are concepts of necessary validity; but at the same time he has cut off the possibility of using these concepts to make something out about the actual, absolute essence of things. In order to save the necessity of our concepts, Kant sacrificed their absolute applicability. For the sake of the latter, however, the former was valued in pre-Kantian philosophy. Kant's predecessors wanted to expose a central core from the totality of our knowledge, which by its nature is applicable to everything, including the absolute essences of things, to the "interior of nature". The result of Kant's philosophy, however, is that this inner being, this "in itself of objects" can never enter the realm of our knowledge, can never become an object of our knowledge. We must be content with the subjective world of appearances that arises within us when the outside world acts upon us. Kant thus sets insurmountable limits to our cognitive faculty. We cannot know anything about the "in itself of things". A renowned contemporary philosopher has given this view the following precise expression: "As long as the trick of looking around the corner, that is, of imagining without imagination, has not been invented, Kant's proud self-determination will remain that of the existing its that, but never its what is recognizable" - that is: we know that there is something that causes the subjective appearance of the thing in us, but what is actually behind the latter remains hidden from us. [ 12 ] We have seen that Kant adopted this view in order to save as much as possible of each of the two opposing philosophical doctrines from which he proceeded. This tendency gave rise to a contrived view of our cognition, which we need only compare with what direct and unbiased observation reveals in order to see the entire untenability of Kant's thought structure. Kant thinks of our experiential knowledge as having arisen from two factors: from the impressions that things outside us make on our sensibility, and from the forms in which our sensibility and our understanding arrange these impressions. The former are subjective, for I do not perceive the thing, but only the way in which my sensuality is affected by it. My organism undergoes a change when something acts from the outside. This change, i.e. a state of my self, my sensation, is what is given to me. In the act of grasping, our sensuality organizes these sensations spatially and temporally, the mind again organizes the spatial and temporal according to concepts. This organization of sensations, the second factor of our cognition, is thus also entirely subjective. - This theory is nothing more than an arbitrary construction of thought that cannot stand up to observation. Let us first ask ourselves the question: Does a single sensation occur anywhere for us, separately and apart from other elements of experience? - Let us look at the content of the world given to us. It is a continuous whole. If we direct our attention to any point in our field of experience, we find that there is something else all around. There is nowhere here that exists in isolation. One sensation is connected to another. We can only artificially single it out from our experience; in truth, it is connected with the whole of the reality given to us. This is where Kant made a mistake. He had a completely wrong idea of the nature of our experience. The latter does not, as he believed, consist of an infinite number of little mosaic pieces from which we make a whole through purely subjective processes, but it is given to us as a unity: one perception merges into another without a definite boundary. If we want to consider an individuality separately, we must first artificially lift it out of the context in which it is located. Nowhere, for example, is the individual sensation of red given to us as such; it is surrounded on all sides by other qualities to which it belongs and without which it could not exist. We must disregard everything else and focus our attention on the one perception if we want to consider it in its isolation. This lifting of a thing out of its context is a necessity for us if we want to look at the world at all. We are organized in such a way that we cannot perceive the world as a whole, as a single perception. The right and left, the top and bottom, the red next to the green in my field of vision are in reality in uninterrupted connection and mutual togetherness. However, we can only look in one direction and only perceive what is connected in nature separately. Our eye can only ever perceive individual colors from a multi-membered color whole, our mind individual conceptual elements from a coherent system of ideas. The separation of an individual sensation from the world context is therefore a subjective act, conditioned by the peculiar arrangement of our mind. We must dissolve the unified world into individual perceptions if we want to observe it. [ 13 ] But we must be clear about the fact that this infinite multiplicity and isolation does not really exist, that it is without any objective meaning for reality itself. We create an image of it that initially deviates from reality because we lack the organs to grasp it in its very own form in one act. But separating is only one part of our cognitive process. We are constantly busy incorporating every individual perception that comes to us into an overall conception that we form of the world. [ 14 ] The question that necessarily follows here is this: According to what laws do we link what is separated in the act of perception? - The separation is a consequence of our organization; it has nothing to do with the thing itself. Therefore, the content of an individual perception cannot be changed by the fact that it initially appears to us to be torn from the context in which it belongs. But since this content is conditioned by the context, it initially appears quite incomprehensible in its separation. The fact that the perception of red occurs at a certain point in space is caused by the most varied circumstances. If I now perceive the red without at the same time directing my attention to these circumstances, it remains incomprehensible to me where the red comes from. Only when I have made other perceptions, namely those of the circumstances to which the perception of the red is necessarily connected, do I understand the matter. Every perception therefore points me beyond myself, because it cannot be explained by itself. I therefore combine the details separated from the whole of the world by my organization into a whole according to their own nature. In this second act, therefore, that which was destroyed in the first is restored; the unity of the objective regains its rightful place in relation to the subjectively conditioned multiplicity. [ 15 ] The reason why we can only take possession of the objective form of the world in the detour described above lies in the dual nature of man. As a rational being, he is very well able to imagine the cosmos as a unity in which each individual appears as a member of the whole; as a sensual being, however, he is bound to place and time, he can only perceive individual of the infinitely many members of the cosmos. Experience can therefore only provide a form of reality conditioned by the limitations of our individuality, from which reason must first gain the objective. Sensual perception thus distances us from reality, while rational contemplation leads us back to it. A being whose sensuality could view the world in one act would not need reason. A single perception would provide it with what we can only achieve by combining an infinite number of them. [ 16 ] The examination of our cognitive faculty that we have just undertaken leads us to the view that reason is the organ of objectivity or that it provides us with the actual form of reality. We must not allow ourselves to be deceived by the fact that reason appears to lie entirely within our subjectivity. We have seen that, in truth, its activity is intended precisely to abolish the subjective character that our experience receives through sensory perception. Through this activity, the contents of perception themselves re-establish in our minds the objective context from which our senses have torn them. [ 17 ] We are now at the point where we can see through the fallacy of Kant's view. What is a consequence of our organization: the appearance of reality as an infinite number of separate particulars, Kant conceives as an objective fact; and the connection that is re-established, because it corresponds to objective truth, is for him a consequence of our subjective organization. Precisely the reverse of what Kant asserted is true. Cause and effect, for example, are a coherent whole. I perceive them separately and connect them in the way they themselves strive towards each other. Kant allowed himself to be led into error by Hume. The latter says: If we perceive two events over and over again in such a way that one follows the other, we become accustomed to this togetherness, expect it in future cases as well, and designate one as cause and the other as effect. - This contradicts the facts. We only bring two events into a causal connection if such a connection follows from their content. This connection is no less given than the content of the events themselves. [ 18 ] From this point of view, the most commonplace as well as the highest scientific thought finds its explanation. If we could encompass the whole world with one glance, then this work would not be necessary. Explaining a thing, making it comprehensible, means nothing other than putting it back into the context from which our organization has torn it out. There is no such thing as a thing that is separated from the world as a whole. All separation has only a subjective validity for us: for us, the world as a whole is divided into: Above and below, before and after, cause and effect, object and idea, substance and force, object and subject and so on. However, all these opposites are only possible if the whole in which they occur confronts us as reality. Where this is not the case, we cannot speak of opposites. An impossible opposition is that which Kant calls "appearance" and "thing-in-itself". This latter term is completely meaningless. We have not the slightest reason to form it. It would only be justified for a consciousness that knows a second world in addition to the one that is given to us and that can observe how this world affects our organism and results in what Kant calls an appearance. Such a consciousness could then say: The world of human beings is only a subjective appearance of that second world known to me. But people themselves can only recognize opposites within the world given to them. Contrasting the sum of everything given with something else is pointless. The Kantian "thing in itself" does not follow from the character of the world given to us. It is invented. [ 19 ] Unless we break with such arbitrary assumptions as the "thing in itself" is, we can never arrive at a satisfactory worldview. Something is only inexplicable to us as long as we do not know what is necessarily connected with it. But we have to look for this within our world, not outside it. [ 20 ] The mysteriousness of a thing only exists as long as we consider it in its particularity. But this is created by us and can also be removed by us. A science that understands the nature of the human cognitive process can only proceed in such a way that it seeks everything it needs to explain a phenomenon within the world given to us. Such a science can be described as monism or a unified view of nature. It is opposed by dualism or the two-world theory, which assumes two absolutely different worlds and believes that the explanatory principles for one are contained in the other. [ 21 ] This latter doctrine is based on a false interpretation of the facts of our cognitive process. The dualist separates the sum of all being into two areas, each of which has its own laws and which are externally opposed to each other. He forgets that every separation, every segregation of the individual realms of being has only subjective validity. What is a consequence of his organization, he considers to be an objective fact of nature that lies outside him. [ 22 ] Such a dualism is also Kantianism. Appearance and the "as-itself" of things are not opposites within the given world, but one side, the "as-itself", lies outside the given. - As long as we separate the latter into parts - however small these may be in relation to the universe - we are simply following a law of our personality; but if we consider everything given, all phenomena, as one part and then oppose it with a second, then we are philosophizing into the blue. We are then merely playing with concepts. We construct a contrast, but cannot gain any content for the second element, because such a content can only be drawn from the given. Any kind of being that is assumed to exist outside the latter is to be relegated to the realm of unjustified hypotheses. Kant's "thing-in-itself" belongs in this category, and no less the idea that a large proportion of modern physicists have of matter and its atomistic composition. If I am given any sensory perception, for example the perception of color or heat, then I can make qualitative and quantitative distinctions within this perception; I can encompass the spatial structure and the temporal progression that I perceive with mathematical formulas, I can regard the phenomena as cause and effect according to their nature, and so on: but with this process of thinking I must remain within what is given to me. If we practise a careful self-criticism of ourselves, we also find that all our abstract views and concepts are only one-sided images of the given reality and only have sense and meaning as such. We can imagine a space closed on all sides, in which a number of elastic spheres move in all directions, bumping into each other, bouncing against and off the walls; but we must be clear that this is a one-sided idea that only gains meaning when we think of the purely mathematical image as being filled with a sensuously real content. But if we believe that we can explain a perceived content causally through an imperceptible process of being that corresponds to the mathematical structure described and that takes place outside our given world, then we lack any self-criticism. Modern mechanical heat theory makes the mistake described above. The same can be said of modern color theory. It, too, places something that is only a one-sided image of the sensory world behind it as its cause. The whole wave theory of light is only a mathematical image that represents the spatio-temporal relationships of this particular field of appearance in a one-sided way. The undulation theory turns this image into a real reality that can no longer be perceived, but is rather the cause of what we perceive. [ 23 ] It is not at all surprising that the dualistic thinker does not succeed in making the connection between the two world principles he assumes comprehensible. One is given to him experientially, the other is added by him. Consequently, he can only gain everything that is contained in the one through experience, and everything that is contained in the other only through thinking. But since all experiential content is only an effect of the added true being, the cause itself can never be found in the world accessible to our observation. Nor is the reverse possible: to derive the experientially given reality from the imagined cause. This latter is not possible because, according to our previous arguments, all such imagined causes are only one-sided images of the full reality. If we survey such a picture, we can never find in it, by means of a mere thought process, what is connected with it only in the observed reality. For these reasons, he who assumes two worlds that are separated by themselves will never be able to arrive at a satisfactory explanation of their interrelation. [ 24 ] And herein lies the reason for the assumption of limits to knowledge. The adherent of the monistic worldview knows that the causes of the effects given to him must lie in the realm of his world. No matter how far removed the former may be from the latter in space or time, they must be found in the realm of experience. The fact that of two things which explain each other, only one is given to him at the moment, appears to him only as a consequence of his individuality, not as something founded in the object itself. The adherent of a dualistic view believes that he must assume the explanation of a known thing in an arbitrarily added unknown thing. Since he unjustifiably endows the latter with such properties that it cannot be found in our entire world, he establishes a limit of cognition here. Our arguments have provided the proof that all things that our cognitive faculty supposedly cannot reach must first be artificially added to reality. We only fail to recognize that which we have first made unrecognizable. Kant commands our cognition to stop at the creature of his imagination, at the "thing-in-itself", and Du Bois-Reymond states that the imperceptible atoms of matter produce sensation and feeling through their position and movement, only to conclude that we can never arrive at a satisfactory explanation of how matter and movement produce sensation and feeling, for "it is quite and forever incomprehensible that a number of carbon, hydrogen, nitrogen, oxygen, etc. atoms should not be indifferent to each other. atoms should not be indifferent to how they lie and move, how they lay and moved, how they will lie and move. It is in no way comprehensible how consciousness could arise from their interaction". - This whole conclusion collapses into nothing if one considers that the atoms moving and lying in a certain way are an abstraction to which an absolute existence separate from the perceptible event cannot be ascribed. [ 25 ] A scientific dissection of our cognitive activity leads, as we have seen, to the conviction that the questions we have to ask of nature are a consequence of the peculiar relationship in which we stand to the world. We are limited individualities and can therefore only perceive the world piecemeal. Each piece, considered in and of itself, is a riddle or, to put it another way, a question for our cognition. However, the more details we get to know, the clearer the world becomes. One perception explains another. There are no questions that the world poses to us that cannot be answered with the means it offers us. For monism, therefore, there are no fundamental limits to knowledge. This or that can be unresolved at any given time because we were not yet in a position in terms of time or space to find the things that are involved. But what has not yet been found today may be found tomorrow. The limits caused by this are only accidental ones that disappear with the progress of experience and thought. In such cases, the formation of hypotheses comes into its own. Hypotheses may not be formed about something that is supposed to be inaccessible to our knowledge in principle. The atomistic hypothesis is a completely unfounded one. A hypothesis can only be an assumption about a fact that is not accessible to us for accidental reasons, but which by its nature belongs to the world given to us. For example, a hypothesis about a certain state of our earth in a long-gone period is justified. Admittedly, this state can never become an object of experience because completely different conditions have arisen in the meantime. However, if a perceiving individual had been there at the assumed time, then he would have perceived the state. In contrast, the hypothesis that all sensorygualities owe their origin only to quantitative processes is unjustified, because processes without quality cannot be perceived. [ 26 ] Monism or the unified explanation of nature emerges from a critical self-examination of man. This observation leads us to reject all explanatory causes outside the world. However, we can also extend this view to man's practical relationship to the world. Human action is, after all, only a special case of general world events. Its explanatory principles can therefore likewise only be sought within the world given to us. Dualism, which seeks the basic forces of the reality available to us in a realm inaccessible to us, also places the commandments and norms of our actions there. Kant is also caught up in this error. He regards the moral law as a commandment imposed on man by a world that is alien to us, as a categorical imperative that he must obey, even when his own nature develops inclinations that oppose such a voice sounding from the hereafter into our here and now. One need only recall Kant's well-known apostrophe to duty to find this reinforced: "Duty! thou great and sublime name, who dost not hold in thyself anything that is pleasing and ingratiating, but dost demand submission", who dost "lay down a law... before which all inclinations fall silent, even if they secretly work against it." Monism opposes such an imperative imposed on human nature from the outside with the moral motives born of the human soul itself. It is a delusion to believe that man can act according to other than self-made imperatives. The respective inclinations and cultural needs generate certain maxims that we call our moral principles. Since certain ages or peoples have similar inclinations and aspirations, the people who belong to them will also establish similar principles to satisfy them. In any case, however, such principles, which then act as ethical motives, are by no means implanted from outside, but are born out of needs, i.e. generated within the reality in which we live. The moral code of an age or people is simply the expression of how one believes it is best to approach the prevailing cultural goals within it. Just as the effects of nature arise from causes that lie within the given nature, so our moral actions are the results of motives that lie within our cultural process. Monism thus seeks the reason for our actions within human nature in the strictest sense of the word. However, it also makes man his own lawgiver. Dualism demands submission to moral commandments taken from somewhere; monism points man to himself, to his autonomous being. It makes him the master of himself. Only from the standpoint of monism can we understand man as a truly free being in the ethical sense. Duties are not imposed on him by another being, but his actions are simply guided by the principles that everyone finds lead him to the goals that he considers worth striving for. A moral view based on monism is the enemy of all blind faith in authority. The autonomous man does not follow a guideline which he is merely supposed to believe will lead him to his goal, but he must realize that it will lead him there, and the goal itself must appear to him individually as a desirable one. This is also the basic idea of the modern state, which is based on the representation of the people. The autonomous individual wants to be governed according to laws that he has given himself. If the moral maxims were determined once and for all, they would simply have to be codified and the government would have to enforce them. Knowledge of the general human moral code would be sufficient for government. If the wisest person, who knows the contents of this holy book best, were always at the head of the state, the ideal of a human constitution would be achieved. This is roughly how Plato conceived the matter. The wisest would command and the others would obey. The representation of the people only makes sense on the condition that the laws are the expression of the cultural needs of an age, and these latter are again rooted in the aspirations and wishes of the individual. Through the representation of the people it is to be achieved that the individual is governed according to laws which he can say correspond to his own inclinations and aims. In this way the will of the state is to be brought into the greatest possible congruence with the will of the individual. With the help of popular representation, the autonomous individual makes his own laws. Through the modern constitution of the state, then, that which alone has reality in the realm of morality, namely individuality, is to be brought to bear, in contrast to the state, which is based on authority and obedience, and which has no meaning unless one wishes to attribute an objective reality to abstract moral norms. I do not wish to assert that we may at the present time present the ideal state I have characterized as desirable everywhere. The inclinations of the people who belong to our national communities are too unequal for that. A large part of the people is dominated by needs too base for us to wish that the will of the state should be the expression of such needs. But mankind is in a state of continuous development, and a sensible popular education will try to raise the general level of education so that every man can be capable of being his own master. Our cultural development must move in this direction. We do not promote culture through paternalistic laws that prevent people from becoming the plaything of their blind instincts, but by encouraging people to seek a goal worth striving for only in their higher inclinations. Then we can let them become their own legislators without danger. The task of culture therefore lies solely in the expansion of knowledge. If, on the other hand, associations are formed in our time that want to declare morality to be independent of knowledge, such as the "German Society for Ethical Culture", this is a fatal error. This society wants to induce people to live according to general human moral standards. Indeed, it also wants to make a code of such standards an integral part of our teaching. This brings me to an area that has so far been least touched by the teachings of monism. I am referring to pedagogy. What is most incumbent upon it: the free development of individuality, the only reality in the field of culture, is what has been most neglected up to now, and the budding human being has instead been locked into a network of norms and commandments which he is to follow in his future life. The fact that everyone, even the least of us, has something within himself, an individual fund that enables him to achieve things that only he alone can achieve in a very specific way: this is forgotten. Instead, they are put through the torture of general conceptual systems, tied to conventional prejudices and their individuality is undermined. For the true educator, there are no general educational norms, such as those that the Herbartian school wants to establish. For the true educator, every person is something new and unprecedented, an object of study from whose nature he draws the very individual principles according to which he should educate in this case. The demand of monism is that, instead of implanting general methodological principles in prospective educators, they should train them to become psychologists who are capable of understanding the individualities they are to educate. Monism is thus suited to serve our greatest goal in all areas of knowledge and life: the development of the human being towards freedom, which is synonymous with the cultivation of the individual in human nature. That our time is receptive to such teachings, I believe I can infer from the fact that a young generation enthusiastically acclaimed the man who for the first time transferred the monistic teachings to the field of ethics in a popular manner, albeit reflected from a sick soul: I mean Friedrich Nietzsche. The enthusiasm he found is proof that there are not a few among our contemporaries who are tired of chasing after moral chimeras and who seek morality where alone it really lives: in the human soul. Monism as a science is the basis for truly free action, and our development can only take the course: through monism to the philosophy of freedom! |
30. Collected Essays on Philosophy, Science, Aesthetics and Psychology 1884–1901: Goethe's View of Nature
01 Jan 1894, N/A Rudolf Steiner |
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For him, the question arose: what lives in the infinite abundance of the plant world that unites this diversity into a unified natural kingdom? He first wanted to understand what a plant actually is, and then he hoped to understand why plant nature manifests itself in such an infinite number of forms. |
Adaptation is understood to mean the fact that an organism undergoes a change in its vital activity and in its form as a result of influences from the outside world. |
Virchow praises this age for the fact that it increasingly understood that natural science could only be understood by studying nature itself: in museums, collections, laboratories and institutes, and that no information about natural processes could be gained from the study rooms of philosophers. |
30. Collected Essays on Philosophy, Science, Aesthetics and Psychology 1884–1901: Goethe's View of Nature
01 Jan 1894, N/A Rudolf Steiner |
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According to the latest publications of the Goethe Archive [ 1 ] Once before, a celebration of Goethe's birthday prompted a man here in Frankfurt to openly confess that he also saw in Germany's greatest poet a spirit who was one of the first to be considered when speaking of the pathfinders in the field of natural knowledge. Arthur Schopenhauer wrote an article in the Goethe album that greeted August 28, 1849, which was as full of strong words of anger at the opponents of Goethe's Theory of Colors as the philosopher's soul was full of enthusiastic appreciation for Goethe the naturalist. "Not crowned monuments, nor canon salutes, nor the ringing of bells, let alone banquets with speeches, are sufficient to atone for the grave and outrageous injustice Goethe suffers in regard to his color theory." Far be it from me to draw your attention today to this particular point of the poet's scientific activity. The time will come when the scientific prerequisites for an understanding between researchers will also exist for this question. At present, physical research is moving in a direction that cannot lead to Goethean thinking. Goethe also wants to bring the consideration of purely physical phenomena as close as possible to the human-personal. To him, man is "the greatest and most exact physical apparatus that can exist", and this is - in his opinion - "precisely the greatest misfortune of modern physics, that one has, as it were, separated experiments from man and merely wants to recognize nature in what artificial instruments show, indeed, to limit and prove what it can achieve". In their anxious avoidance of everything subjective and personal, however, the physicists of our time go much further than those whom Goethe intended to target with these words. The ideal of our contemporaries in this respect is to trace all phenomena back to as few inanimate basic forces as possible, which act according to purely mathematical and mechanical laws. Goethe's mind was directed elsewhere. In his view, what is only hidden in the rest of nature appears in man in his very own form. For Goethe, the human spirit is the highest form of the natural process, the organ that nature has created in order to reveal its secret. All the forces that tremble through the world penetrate the human soul in order to express what they are in essence. Goethe could not conceive of a nature separate from man. A dead, spiritless matter was impossible in his imagination. He rejected an explanation of nature with principles from which man could not also be understood in terms of his existence and essence. [ 2 ] Just as understandable as the opposition of the physicists is the approval that Goethe's view of nature found among some of the most outstanding investigators of the phenomena of life, especially the most intellectual natural scientist of our time, Ernst Haeckel. Haeckel, who has given Darwin's ideas on the origin of organisms a perfection appropriate to German thoroughness, even attaches the greatest importance to recognizing the harmony of his basic convictions with those of Goethe. For Haeckel, Darwin's question about the origin of organic forms immediately became the highest task that the science of organic life can set itself, that of the origin of man. And he was compelled to assume such natural principles in place of the dead matter of the physicists that one need not stop at human beings. In his recently (1892) published work "Monism as a Bond between Religion and Science", which I am convinced is the most significant manifestation of the latest natural philosophy, Haeckel expressly emphasized that he could no more conceive of an "immaterial living spirit" than of a "dead spiritless matter". And Goethe's words that "matter can never exist and be effective without spirit, spirit never without matter" are entirely consistent with this. [ 3 ] In contrast to the stubborn resistance of physicists, we find here a conception of nature that proudly claims Goethe's ideas for itself. [ 4 ] For those who set themselves the task of fully appreciating Goethe's genius in a particular field, the question now arises: Does the direction of modern natural science that we have just characterized do full justice to Goethe? Those who are only concerned with this natural science will of course simply ask: to what extent does Goethe agree with me? He regards Goethe as a forerunner of his own direction with regard to those views which the latter has in common with him. His yardstick is the contemporary view of nature. Goethe is judged by it. My point of view in the following arguments is towards these judges: How would Goethe have behaved towards those naturalists who today speak approvingly of him in their way? Would he have believed that they had brought to light ideas that he had only anticipated, or would he rather have thought that the form they had given to natural science corresponded only imperfectly to his beginnings? How we answer this question and how we ourselves then relate to Goethe's world view will determine whether we see Goethe, the natural scientist, as merely a more or less interesting phenomenon in the history of science or whether we also want to make his creations fruitful for our knowledge in the field of natural science and, to use Herman Grimm's phrase, place him in the service of the times. [ 5 ] The point is to penetrate the spirit of Goethe's view of nature from his own way of looking at and thinking, not from an external comparison with scientific ideas of the present. If we want to understand Goethe correctly, the individual achievements in which his rich mind laid down his scientific thoughts are less important than the intentions and aims from which they emerged. Outstanding men can become epoch-making for mankind in two ways. Either they find the solution to questions that have already been asked, or they find new problems in phenomena that their predecessors carelessly passed by. Galileo, for example, influenced the development of science in the latter way. Countless people before him had seen a swinging body without noticing anything remarkable about it; this phenomenon revealed to his gaze the great task of learning the laws of pendulum motion, and he created entirely new scientific foundations in this field of mechanics. In spirits of this kind, needs that their predecessors had not yet known arise for the first time. And the need opens the eyes to a discovery. [ 6 ] A need of this kind awoke in Goethe at an early stage. His research instinct was initially ignited by the diversity of organic life. He saw the abundance of forms in the animal and plant kingdoms with a different eye than his scientific contemporaries. They believed that they had done enough by observing the differences between the individual forms, identifying the peculiarities of each particular species and genus and, on the basis of this work, creating an external order, a system of living things. Linné, the botanist, in particular, was a master in this art of classification. Goethe became acquainted with this man's writings in 1782, as we know from his correspondence with Frau von Stein. What was the most important thing for Linné, to precisely determine the characteristics that distinguish one form from another, was initially not even a consideration for Goethe. For him, the question arose: what lives in the infinite abundance of the plant world that unites this diversity into a unified natural kingdom? He first wanted to understand what a plant actually is, and then he hoped to understand why plant nature manifests itself in such an infinite number of forms. He himself later said of his relationship with Linné: "That which he tried to keep apart by force had to strive towards unification according to the innermost needs of my being." That Goethe was on the right path to finding a law of nature here can be seen from a simple observation of how natural laws express themselves in phenomena. Every natural phenomenon emerges from a series of circumstances that determine it. Let's take something very simple. If I throw a stone in a horizontal direction, it will fall to earth at a certain distance from me. It has described a very specific line in space during its flight. This line is dependent on three conditions: the force with which I push the stone, the attraction that the earth exerts on it, and the resistance that the air offers it. I can explain the movement of the stone to myself if I know the laws according to which the three conditions act on it. That phenomena of inanimate nature must be explained in this way, that is, by seeking their causes and their laws of action, was not doubted by anyone concerned with the history of science at the time of Goethe's appearance. into consideration. But the situation was different when it came to the phenomena of life. Genera and species were seen before us and within them each being was equipped with such an arrangement, with such organs, as corresponded to its vital needs. Such a regularity was only considered possible if the organic forms were designed according to a well-considered plan of creation, according to which each organ received the formation it must have if it is to fulfill its intended purpose. Thus, while one sought to explain the phenomena of inanimate nature from causes that lie within the world, one believed that one had to assume extra-worldly explanatory principles for organisms. The attempt to attribute the phenomena of life to causes that lie within the world we can observe was not attempted before Goethe; indeed, as late as 1790, the famous philosopher Immanuel Kant called any such attempt "an adventure of reason". One simply imagined each of Linnaeus' species to have been created according to a certain preconceived plan and thought one had explained a phenomenon when one recognized the purpose it was supposed to serve. Such a way of looking at things could not satisfy Goethe. The idea of a God who leads a separate existence outside the world and directs his creation according to externally imposed laws was alien to him. Throughout his life, he was dominated by the thought:
[ 7 ] What did Goethe have to look for in the science of organic nature in accordance with this attitude? Firstly, a law that explains what makes a plant a plant and an animal an animal; secondly, another that makes it comprehensible why the common underlying principle of all plants and animals appears in such a diversity of forms. The basic essence that expresses itself in every plant, the animality that is found in all animals, that is what he sought first. The artificial partitions between the individual genera and species had to be torn down, it had to be shown that all plants are only modifications of an original plant, all animals of an original animal. Kant had declared it impossible that we could recognize the original form that underlies all organisms and that we are able to find the lawful causes within our world of appearance that cause this original form to appear once as a lily and another time as an oak. Goethe undertook "the adventure of reason" and thus accomplished a scientific deed of the first order. Goethe thus set out to form an idea of that original form and to seek the laws and conditions that explain its appearance in its manifold forms. In his opinion, however, science must do justice to both of these requirements. He who has no concept of the original form can indeed state the facts under whose influence one organic form has transformed itself into another, but he can never arrive at a real explanation. That is why Goethe considered it his first task to find the original plant and the original animal or, as he also called it, the type of plants and animals. [ 8 ] What does Goethe understand by this type? He spoke clearly and unambiguously about it. He says that he felt the need to "establish a type against which all mammals could be tested for similarity and difference, and just as I had previously sought out the original plant, I now sought to find the original animal, which ultimately means: the concept, the idea of the animal". And another time with even greater clarity: "But once you have grasped the idea of this type, you will realize how impossible it is to establish a single genus as a canon. The individual cannot be a pattern of the whole, and so we must not seek the pattern for all in the individual. The classes, genera, species and individuals behave like the cases to the law: they are contained in it, but they do not contain or give it." So if Goethe had been asked whether he saw his archetype, his type, realized in a particular animal or plant form that existed at some time, he would undoubtedly have answered with a resounding no. He would have said: Just like the domestic dog, even the simplest animal organism is only a special case of what I understand by type. The type is not realized at all in the external world, but it arises as an idea within us when we consider what living beings have in common. As little as the physicist makes a single case, a random phenomenon, the starting point of his investigations, as little may the zoologist or botanist address a single organism as a primordial organism. [ 9 ] And here is the point at which it must become clear that the newer Darwinism falls far short of Goethe's basic ideas. This scientific current finds that there are two causes under the influence of which one organic form can transform itself into another: adaptation and the struggle for existence. Adaptation is understood to mean the fact that an organism undergoes a change in its vital activity and in its form as a result of influences from the outside world. As a result, it acquires characteristics that its ancestors did not have. In this way, therefore, a transformation of existing organic forms can take place. The law of the struggle for existence is based on the following considerations. Organic life produces many more germs than there is room on earth for their nourishment and development. Not all of them can reach full maturity. Each developing organism seeks the means for its existence from its environment. It is inevitable that with the abundance of germs a struggle will arise between the individual beings. And since only a limited number can find a livelihood, it is natural that this consists of those who prove to be the stronger in the struggle. These will emerge victorious. But which are the strongest? Undoubtedly those with an organization that proves to be adequate to provide the means of life. The creatures with inappropriate organization must succumb and die out. Therefore, says Darwinism, there can only be functional organizations. The others have simply perished in the struggle for existence. Taking these two principles as a basis, Darwinism explains the origin of species in such a way that organisms transform themselves through adaptation under the influence of the outside world, transplant the new characteristics gained in this way to their descendants and, of the forms transformed in this way, always preserve those that have assumed the most appropriate form in the transformation process. [ 10 ] Goethe would undoubtedly have no objection to these two principles. We can prove that he was already familiar with both. But he did not consider them sufficient to explain the forms of organic life. For him they were external conditions under the influence of which what he called type takes on particular forms and can transform itself in the most varied ways. Before something transforms, however, it must first exist. Adaptation and the struggle for existence presuppose the organic, which they influence. Goethe first sought to obtain the necessary precondition. His essay "An attempt to explain the metamorphosis of plants", published in 1790, pursues the idea of finding an ideal plant form that underlies all plant beings as their archetype. He later attempted to do the same for the animal world. [ 11 ] Just as Copernicus sought the laws for the movements of the limbs of our solar system, Goethe sought those according to which a living organism is formed. I will not go into the details, but will gladly admit that they are in great need of improvement. However, Goethe's undertaking represents a decisive step in exactly the same way as Copernicus' explanation of the solar system, which was also significantly improved by Kepler. [ 12 ] I have already in 1883 (in my edition of Goethe's scientific writings in Kürschners Nat. Lit, 1.vol.), I endeavored to show that the newer natural science has only brought one side of Goethe's view to fruition.1 The study of the external conditions for the transformation of species is in full swing. Haeckel ingeniously sought to determine the degrees of relationship of the forms of the animal world. Virtually nothing has been done to discover the inner laws of organism formation. Indeed, there are researchers who regard such laws as mere figments of the imagination. They believe they have done all that is necessary when they show how the more complicated living beings have gradually built themselves up from elementary organisms. And these elementary organic entities are to be explained by the mere lawful combination of inorganic substances in the same way as the formation of a chemical compound is explained. Thus one would have happily accomplished the feat of explaining life by destroying it or, rather, by thinking of it as non-existent. Goethe would never have agreed with such an approach. He sought natural laws for the living, but nothing was further from his mind than the attempt to simply transfer the laws of the inanimate to the animate. [ 13 ] Until the opening of the Goethe Archive, some of my assertions could perhaps have been disputed, although I believe that for anyone who reads Goethe's scientific writings in context, there is no doubt about the way their author thought. But these writings do not form a coherent whole. They do not represent an all-round view of nature, but only fragments of such a view. They have gaps which anyone who wants to gain an idea of Goethe's world of ideas must fill in hypothetically. Goethe's handwritten estate, which is in the Goethe Archive in Weimar, now makes it possible to fill in numerous and important gaps. It has given me the gratifying certainty that the ideas I had previously formed about Goethe's scientific thinking, which I have just characterized, are completely correct. I had no need to modify my concepts, but today I can substantiate with Goethe's own words many things that I was only able to represent hypothetically before the opening of the archive.2 [ 14 ] We read, for example, in an essay published in the Weimar edition of the sixth volume of Goethe's scientific writings: The metamorphosis of plants "shows us the laws according to which plants are formed. It draws our attention to a double law: 1. to the law of inner nature, by which plants are constituted, 2. to the law of external circumstances, by which plants are modified." [ 15 ] It is particularly interesting, however, that we can follow the train of thought step by step through which Goethe sought to recognize this law of inner nature, according to which plants are formed. These thoughts developed in Goethe during his Italian journey. The notepads on which he jotted down his observations have been preserved. The Weimar edition has included them in the seventh volume of his scientific writings. They are a model of how a researcher seeks to fathom the secrets of nature with a philosophical eye. With the same deep seriousness with which he pursued his artistic interests in Italy, he endeavoured to recognize the laws of plant life. These sheets provide full proof that a long endeavor lay behind Goethe when, around the middle of 1787, he elevated the hypothesis of the primordial plant to a decisive scientific conviction. [ 16 ] The poet devoted even more time and effort to applying his ideas to the animal kingdom and human beings. As early as 1781, he began the serious study of anatomy in Jena. In this field, Goethe found a scientific view that his whole nature resisted. It was believed that there was a slight difference between humans and animals in terms of anatomical structure. Animals have a small bone (intermaxillary bone) between the two symmetrical halves of the upper jaw, which contains the upper incisors. In humans, it was believed, there was no such bone. This view must have immediately appeared to Goethe to be a mistake. Where there is such a similarity of structure as in the skeleton of man and that of the higher animals, there must be a deeper natural law underlying it, where such a difference in detail is not possible. In 1784 Goethe succeeded in proving that the intermediate bone is also present in man, and thus the last obstacle that stood in the way of establishing a uniform type for all animal organizations up to man was removed. As early as 1790, Goethe set about following up his essay on the metamorphosis of plants with a similar essay "On the Form of Animals", which unfortunately remained a fragment. It can be found in the eighth volume of the natural scientific writings of the \Weimar edition. Goethe then set about realizing this intention again in 1795, but this time he did not finish it either. We can recognize his intentions in detail from the two fragments; the execution of the enormous idea would have taken more time than the poet had available given his wide-ranging interests. However, these endeavors are followed by a single discovery that clearly shows us what they were aimed at. Just as Goethe sought to trace all plants back to the original plant and all animals back to the original animal, he also strove to explain the individual parts of one and the same organism from a basic component that has the ability to transform itself in a variety of ways. He thought that all organs can be traced back to a basic form that only takes on different shapes. He saw an animal and a plant individual as consisting of many details. These details are identical in structure, but identical or similar, dissimilar and dissimilar in appearance. The more imperfect the creature is, the more the parts resemble each other and the more they resemble the whole. The more perfect the creature becomes, the more dissimilar the parts become. Goethe therefore strove to find similarities between the individual parts of an organism. In the case of the animal skeleton, this led him to an idea of far-reaching significance, that of the so-called vertebral nature of the skull bones. We are dealing here with the view that the bones that surround the brain have the same basic shape as those that make up the spine. Goethe probably suspected this soon after beginning his anatomical investigations. It became a complete certainty for him in 1790, when he found a sheep's skull on the dunes of the Lido in Venice, which had fallen apart so happily that Goethe believed he could clearly recognize the individual vertebral bodies in the pieces. Here, too, it has been claimed that Goethe's discovery was much more of a lucky idea than a real scientific result. It seems to me, however, that it is precisely the latest work in this field that provides full proof that the path Goethe took was the right one. In 1872, the outstanding anatomist Carl Gegenbaur published studies on the head skeleton of the Selachians or prehistoric fishes, which show that the skull is the remodeled end part of the backbone and the brain is the remodeled end part of the spinal cord. One must now imagine that the bony skull capsule of the higher animals consists of remodeled vertebral bodies which, however, in the course of the development of higher animal forms from lower ones, have gradually assumed such a shape and have grown together in such a way that they appear suitable for enclosing the brain. Therefore, the vertebral theory of the skull can only be studied in connection with the comparative anatomy of the brain. That Goethe was already considering this matter from this point of view in 1790 is shown by an entry in his diary, which was recently found in Goethe's archive: "The brain itself is only one large main ganglion. The organization of the brain is repeated in each ganglion, so that each ganglion is to be regarded as a small subordinate brain." [ 17 ] From all this it is clear that Goethe's scientific method is equal to any criticism and that in the pursuit of his natural philosophical ideas he made a series of individual discoveries which today's science, albeit in an improved form, must also consider to be important components of knowledge of nature. However, Goethe's significance does not lie in these individual discoveries, but in the fact that his way of looking at things led him to completely new guiding points of view on the knowledge of nature. He was fully aware of this himself. On August 18, 1787, he wrote to Knebel from Italy: "After what I have seen of plants and fish near Naples and in Sicily, if I were ten years younger, I would be very tempted to make a journey to India, not to discover new things, but to look at what I have discovered in my own way." These words express Goethe's view of scientific knowledge. Faithful, sober observation alone cannot lead to the goal. Only when we find the appropriate point of view from which to look at things do they become comprehensible to us. Through his way of looking at things, Goethe destroyed the great dividing wall between inanimate and animate nature; indeed, it was he who first elevated the doctrine of organisms to the rank of a science. Schiller expressed the essence of this approach in meaningful words in a letter to Goethe on August 23, 1793: "I have long watched the course of your mind, albeit from quite a distance, and have noted the path you have marked out with ever renewed admiration. You are looking for the extraordinary in nature, but you are looking for it in the most difficult way, which any weaker force would be wary of. You take the whole of nature together in order to shed light on the individual; in the totality of its manifestations you seek the ground of explanation for the individual. From the simple organization you ascend step by step to the more intricate, in order finally to build the most intricate of all, man, genetically from the materials of the whole edifice of nature. By recreating him from nature, as it were, you seek to penetrate his hidden technology." [ 18 ] From this school of thought, a view of nature had to develop that was equally far removed from crude materialism and nebulous mysticism. For them it was self-evident that the particular could only be recognized through experience, the general, the great lawful connections of nature only by ascending from observation to the idea. Only where both interact: Idea and experience, Goethe sees the spirit of true natural research. He expresses this aptly with the words: "Time is governed by the pendulum swing, the moral and scientific world by the alternating movement from idea to experience" (Goethes Werke, II. Abteilung, 6. Band, p. 354). Goethe believed that only in the idea could he come close to the secret of life. He found causes at work in the organic world that are only partly perceptible to the senses. He sought to recognize the other part by attempting to recreate the laws of nature in images. Although life expresses itself in sensory reality, it does not exist in it. That is why it cannot be found through sensory experience. The higher spiritual powers must intervene. It is popular today to recognize only the intellect as having a right to speak in science alongside sober observation. Goethe believed that he could only come into possession of the truth by exerting all his intellectual powers. That is why he never tired of putting himself in relation to the most diverse types of scientific endeavor. In the scientific institutes of the Jena University he sought to acquire the factual knowledge for his ideas; from its famous philosophical teachers and from Schiller he sought information about the philosophical justification of his school of thought. Goethe was not a philosopher in the true sense of the word, but his way of looking at things was philosophical. He did not develop any philosophical concepts, but his scientific ideas are based on a philosophical spirit. By his nature, Goethe could neither be a one-sided philosopher nor a one-sided observer. Both sides worked harmoniously together in him in the higher unity, the philosophical observer, just as art and science are united again in the comprehensive personality of Goethe, who interests us not only in this or that branch of his work, but in its entirety as a world-historical phenomenon. In Goethe's mind, science and art worked together. We see this best when, in view of the Greek works of art in Italy, he wrote that he believed that the Greeks followed the same laws in their creations as nature itself, and he remarked that he believed he was on the trail of these laws. He wrote this at a time when he was pursuing the idea of the primordial plant. There can therefore be no doubt that Goethe thought of the artist's work as being guided by the same basic maxims that nature follows in its productions. And because he suspected the same basic essences in nature that guided him as an artist in his own work, he was driven by a scientific knowledge of them. Goethe professed a strictly unified or monistic view of the world. He saw unified fundamental powers ruling from the simplest process of lifeless nature right up to the imagination of man, from which the works of art spring. [ 19 ] Rudolf Virchow emphasizes in the remarkable speech he gave on August 3 of this year to celebrate the birthday of the founder of Berlin University that the philosophical era of German science, in which Fichte, Schelling and Hegel set the tone, has been definitively over since Hegel's death and that we have been living in the age of the natural sciences ever since. Virchow praises this age for the fact that it increasingly understood that natural science could only be understood by studying nature itself: in museums, collections, laboratories and institutes, and that no information about natural processes could be gained from the study rooms of philosophers. This is the expression of a widespread prejudice of our time. The advocate of a strictly scientific view of the world would have to say to himself that what belongs to external nature and what we alone can accommodate in scientific institutes is only one part of nature, and that the other, certainly no less essential part, is not to be sought in the study, but certainly in the mind of the philosopher. This is how Goethe thought, and his thinking is therefore more scientific than that of modern natural science. The latter leaves the human urge for knowledge completely unsatisfied when it is a matter of something higher than what is accessible to sensible observation. It is therefore no wonder that Virchow has to complain at the same time about the worst intrusions of mysticism into the field of the science of life. What science fails to do, a deeper need seeks in all kinds of mysterious forces of nature, namely the explanation of facts once they exist. And Virchow also admits that the age of natural science has so far been unable to explain the essence of life and the human spirit. [ 20 ] But who can hope to see thought with his eyes, to perceive life with a microscope? The only way to achieve something here is to go in the second direction, through which Goethe sought to reach the primordial organisms. The questions that modern natural science cannot answer are precisely those that Goethe undertakes to solve in a way that people today do not want to know about. This opens up a field in which Goethe's scientific work can be put at the service of the times. They will prove effective precisely where the current method proves impotent. It is not only a matter of doing justice to Goethe and assigning his research the right place in history, but also of continuing to cultivate his way of thinking with our more perfect means. [ 21 ] He himself was primarily concerned that the world should recognize what his view of nature meant in general, and only secondarily what he was able to achieve with the help of this view with the means of his time in particular. [ 22 ] The scientific age has torn the bond between experience and philosophy. Philosophy has become the stepchild of this age. However, the need for a philosophical deepening of our knowledge has already arisen in many cases. For the time being, this need is still trying to satisfy itself in a number of misguided ways. The overestimation of hypnotism, spiritualism and mysticism are among them. Raw materialism is also an attempt to find the way to a philosophical overall view of things. Injecting a little philosophy into the scientific age is a desirable goal for many today. May we remember at the right time that there is a path from natural science to philosophy and that this is mapped out in Goethe's writings.
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30. Collected Essays on Philosophy, Science, Aesthetics and Psychology 1884–1901: Goethe's Secret Revelation
01 Aug 1899, N/A Rudolf Steiner |
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[ 9 ] The largest number of attempts at interpretation undertaken to date can be found in the book "Goethes Märchendichtungen" by Friedrich Meyer von Waldeck (Heidelberg 1879, Carl Wintersche Universitätsbuchhandlung). |
A person can impart teachings that he himself has no deep understanding of to another, and this other person can recognize a deep meaning in them. The serpent represents the solid human endeavor, the honest striding along the path of knowledge. |
The world stands differently before him who has recognized it than before him who lives without knowledge. The transformation that all things undergo for our spirit when they are illuminated by the light of knowledge is symbolized by the transformation that things undergo through the light of the lamp. |
30. Collected Essays on Philosophy, Science, Aesthetics and Psychology 1884–1901: Goethe's Secret Revelation
01 Aug 1899, N/A Rudolf Steiner |
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On the occasion of his hundred and fiftieth birthday: August 28, 1899 [ 1 ] When Johann Gottlieb Fichte sent Goethe the work in which bold intellectual power and the highest ethical seriousness found an incomparable expression, the "Grundlage der gesamten Wissenschaftslehre", he enclosed a letter containing the words: "I regard you, and have always regarded you, as the representative of the purest spirituality of feeling at the presently attained stage of humanity. It is to you that philosophy rightly turns: your feeling is the same touchstone." These sentences were written in 1794. Like the great philosopher, the bearers of the most diverse intellectual currents could have written to Goethe at that time. The poet and thinker Goethe was at the height of his life at this time. Albert Bielschowski, the biographer who most lovingly immerses himself in this personality and provides us with the most intimate picture of him, already felt the same way about Goethe's contemporaries in the 1990s: "Goethe had received a dose of everything human and was therefore the 'most human of all men'. His figure had a great typical character. It was a potentized image of humanity itself. Accordingly, everyone who approached him had the impression that they had never seen such a complete human being before." [ 2 ] This was Goethe's relationship to his spiritual environment when he entered his fiftieth year one hundred years ago. He stood there as an accomplished man. The study of antiquity had given his artistic work the degree of perfection that was demanded by the innermost essence of his personality and beyond which there was no further progress for him; his insight into the workings of nature had come to an end. From then on, all that remained for him was to carry out the ideas of nature that had taken root in his mind. At that time, the "most human of all men" had a completely mature effect on those around him. [ 3 ] Schiller expressed this in eloquent words in the letter he addressed to Goethe on August 23, 1794: "I have long watched the course of your mind, although from quite a distance, and have noticed the path you have marked out for yourself with ever renewed admiration. You seek what is necessary in nature, but you seek it in the most difficult way, from which any weaker force would be wary. You take the whole of nature together in order to shed light on the individual; in the totality of its manifestations you seek the ground of explanation for the individual... If you had been born a Greek, indeed only an Italian, and had been surrounded from the cradle by an exquisite nature and an idealizing art, your path would have been infinitely shortened, perhaps made entirely superfluous. Already in your first view of things you would then have absorbed the form of the necessary, and with your first experiences the great style would have developed in you. Now that you were born a German, since your Greek spirit was thrown into this Nordic creation, you had no choice but either to become a Nordic artist yourself, or to replace your imagination with what reality withheld from it through the help of the power of thought, and thus to give birth to a Greece from within, as it were, and in a rational way." Goethe replied on the 27th: "For my birthday, which comes this week, no more pleasant gift could have been given to me than your letter, in which you, with a friendly hand, draw the sum of my existence and encourage me through your participation to a more diligent and lively use of my powers." [ 4 ] We can expand on this sentence and say: Goethe could not have received a more meaningful gift in the time of his maturity than Schiller's devoted friendship. The latter's philosophical sense led Goethe's pure spirituality of feeling into new spiritual regions. [ 5 ] The beautiful similarity between the two spirits that developed is characterized by Schiller in a letter to Körner: "Each could give the other something that he lacked and receive something in return. Goethe now feels the need to join me in order to continue on the path that he had previously taken alone and without encouragement, in community with me." [ 6 ] Around the time his friendship with Goethe began, Schiller was preoccupied with the ideas expressed in his "Letters on the Aesthetic Education of Man". He reworked these letters, originally written for the Duke of Augustenburg, for the "Horen" in 1794. What Goethe and Schiller discussed orally at the time and what they wrote to each other was always linked to the ideas in these letters. Schiller's reflections concerned the question: What state of the soul's powers corresponds in the highest sense of the word to an existence worthy of man? "Every individual human being, one can say, carries within himself a pure, ideal human being by disposition and destiny, with whose unchanging unity in all his variations it is the great task of his existence to agree," it says in the fourth letter. A bridge is to be built from the man of everyday reality to the ideal man. There are two instincts that hold man back from ideal perfection if they are developed in a one-sided way: the sensual and the rational instinct. If the sensual instinct has the upper hand, man is subject to his instincts and passions. His actions are the result of a lower compulsion. If the rational instinct predominates, man endeavors to suppress instincts and passions and to pursue a purely spiritual virtue. In both cases, man is subject to compulsion. In the former, his sensual nature forces his spiritual nature into submission, in the latter, his spiritual nature forces his sensual nature into submission. Neither the one nor the other can justify a truly humane existence. Rather, this presupposes a perfect harmony of both basic drives. Sensuality should not be suppressed, but ennobled; instincts and passions should be raised to such a high level that they work in the direction prescribed by reason, the highest morality. And moral reason should not rule like a higher law in man, to which one submits reluctantly, but one should feel its commandments like an unconstrained need. "If we embrace with passion someone who is worthy of our contempt, we feel embarrassed by the compulsion of nature. If we are hostile to another who compels our respect, we feel the compulsion of reason. But as soon as he interests our affections and earns our respect, both the compulsion of feeling and the compulsion of reason disappear, and we begin to love him" (Letter 14). A person who experiences no coercion from either sensuality or reason, who acts out of passion in the spirit of the purest morality, is a free personality. And a society of people in which the natural instinct of the individual is so ennobled that it does not need to be restrained by the power of the whole in order to make harmonious coexistence possible is the ideal state towards which the state of power and coercion must strive. Outer freedom in living together presupposes inner freedom of the individual personalities. In this way, Schiller sought to solve the problem of freedom in human coexistence, which was on everyone's mind at the time and which sought a violent solution in the French Revolution. "To give freedom through freedom is the fundamental law" of a humane empire (27th letter). [ 7 ] Goethe found himself deeply satisfied by these ideas. He wrote to Schiller about the "Aesthetic Letters" on October 26, 1794: "I immediately read the manuscript sent to me with great pleasure; I slurped it down in one go. Just as a delicious drink, analogous to our nature, slips down willingly and shows its healing effect on the tongue through the good mood of the nervous system, so these letters were pleasant and beneficial to me; and how could it be otherwise, since I found what I had long recognized as right, what I partly lived and partly wished to live, presented in such a coherent and noble way." [ 8 ] This is the nature of the circle of ideas that Schiller stimulated in Goethe. Out of it has now grown a poem by the former, which, because of its mysterious character, has experienced the most varied interpretations, but which only becomes completely clear and transparent if one understands it from within the circle of imagination described: the enigmatic fairy tale with which Goethe concluded his story "Unterhaltungen deutscher Ausgewanderten", which appeared in the "Horen" in 1795. -- What Schiller expressed in philosophical form in his "Aesthetic Letters", Goethe portrayed in a lively fairy tale filled with rich poetic content. The humane state that man achieves when he has attained the full possession of freedom is symbolized in this fairy tale by the marriage of a young man to the beautiful lily, the representative of the realm of freedom, the ideal man that the man of everyday life carries within himself as his goal. [ 9 ] The largest number of attempts at interpretation undertaken to date can be found in the book "Goethes Märchendichtungen" by Friedrich Meyer von Waldeck (Heidelberg 1879, Carl Wintersche Universitätsbuchhandlung). I have found that these attempts at interpretation give nice suggestions and are in many respects correct, but that none of them is completely satisfactory. I have now sought the roots of the explanation in the soil from which Schiller's "Aesthetic Letters" also grew. Although my interpretation has had a convincing effect on many listeners in several oral lectures - the first time on November 27, 1891 at the Goethe-Verein in Vienna - I have so far hesitated to submit it to print. Nor have I yet added it to my book "Goethe's Weltanschauung", published in 1897. I felt the need to allow the conviction of its correctness to mature in me over a longer period of time. It has only strengthened to this day. The following cannot follow the course of the fairy-tale plot, but must be arranged in such a way that the meaning of the poem is revealed most comfortably.1 [ 10 ] One person who plays an outstanding role in the development of the events in the "fairy tale" is the "old man with the lamp". When he comes into the crevices with his lamp, he is asked which is the most important of the secrets he knows. He replies: "The revealed one." And when asked if he would not reveal this secret, he says: "If he knows the fourth. But the serpent knows this fourth secret and says it in the old man's ear. There can be no doubt that this secret refers to the state that all the characters in the fairy tale long for. This state is described to us at the end of the poem. We must assume that the old man knows this secret, for he is the only person who always stands above the circumstances, who directs and guides everything. So what can the serpent tell the old man? He is the most important being in the whole process. By sacrificing himself, he achieves what ultimately satisfies everyone. The old man obviously knows that he must sacrifice himself in order to bring about this satisfaction. What he does not know is when she will be ready. Because that depends on her. She must come to the realization of her own accord that her sacrifice is necessary for the common good. That she is ready for this sacrifice is the most important secret, and she tells the old man this in his ear. And now he can utter the great word: "It's time!"" [ 11 ] The desired goal is brought about by the revival of the youth, by his union with the beautiful lily and by the fact that both realms, the one on this side and the one on the other side of the river, are connected by the magnificent bridge formed from the sacrificed body of the serpent. Even if the serpent is the author of the happy state, he alone could not bestow on the youth the gifts by which he rules the newly founded kingdom. He receives them from the three kings. From the bronze king he receives the sword with the order: "The sword on the left, the right free!" The silver king gives him the sceptre, saying: "Feed the sheep!" The golden one presses the oak wreath on his head with the words: "Recognize the highest! " The three kings are the symbols for the three basic powers of the human soul, and the words they speak indicate how these three basic powers should be expressed in the perfect human being. The sword denotes will, physical strength and power. Man should not hold it in his right hand, where it signifies readiness for conflict and war, but in his left hand for protection and to ward off evil. The right hand should be free for acts of noble humanity. The handing over of the sceptre is accompanied by the words: "Feed the sheep!" They are reminiscent of Christ's words: "Feed my lambs, feed my sheep!" This king is therefore the symbol of piety, of the noble heart. The golden king imparts the gift of knowledge to the young man with the oak wreath. The will, which expresses itself in power, in violence, piety and wisdom in their most perfect form are bestowed on the youth, the representative of a humane existence. These three powers of the soul are symbolized by the three kings. Therefore, when the old man speaks the words: "There are three that reign on earth, Wisdom, Appearance and Violence", the three kings rise up, each at the mention of the soul power of which he is the symbol. There seems to be an ambiguity in the fact that the silver king is presented as the ruler in the realm of appearances, while according to his words he is to signify piety. This contradiction is immediately resolved when one considers the close relationship Goethe establishes between aesthetic feelings - which the beautiful appearance of artistic works creates - and religious feelings. Just think of sentences from him like this: "There are only two true religions: the one that recognizes and worships the sacred that dwells in and around us, completely formless, the other that recognizes and worships it in the most beautiful form." Goethe sees art as just another form of religion. When he was struck by the beauty of Greek works of art, he uttered the sentence: "There is necessity, there is God." [ 12 ] From the meaning of the kings, we can infer other things in the fairy tale. The king of wisdom is made of gold. Where we usually encounter gold in fairy tales, we will therefore see in it the symbol of wisdom, of knowledge. This is the case with the will-o'-the-wisps and the snake. The former know how to acquire this metal easily and then throw it away lavishly and arrogantly. The serpent comes to it with difficulty, but absorbs it organically, processes it in its body and permeates itself completely with it. In the will-o'-the-wisps we undoubtedly have before us a pictorial representation of personalities who gather their wisdom from all sides and then give it away proudly and carelessly without having sufficiently imbued themselves with it. Unproductive spirits are the will-o'-the-wisps who spread undigested knowledge. If their words fall on fertile ground, they can bring about the very best. A person can impart teachings that he himself has no deep understanding of to another, and this other person can recognize a deep meaning in them. The serpent represents the solid human endeavor, the honest striding along the path of knowledge. For her, the gold squandered by the will-o'-the-wisps becomes a precious commodity that she keeps within herself. For Goethe, the thought of someone giving away the wisdom he had absorbed as a teacher was an uncomfortable one. In his opinion, teaching easily leads to appropriating science in order to be able to spend it again. He therefore considers himself fortunate that he can devote himself to research without having to hold a professorship at the same time. Only those who are in the latter position - apart from exceptions, of course - will truly immerse themselves selflessly in things and serve true humanity. Those who acquire wisdom for the sake of teaching easily become false prophets or sophists. The false lights are reminiscent of these. But only selfless knowledge, which is completely absorbed in things and which is visualized in the serpent, can come to the insight that the highest can only be reached through selfless devotion. The man who lets his everyday personality die in order to awaken the ideal man within himself reaches this highest. What a mystic like Jakob Böhme expressed with the words: death is the root of all life, Goethe expressed with the sacrificing snake. In Goethe's view, those who cannot free themselves from their small ego, who are unable to develop the higher ego within themselves, cannot reach perfection. Man must die as an individual in order to revive as a higher personality. The new life is then only the most humane, the same life that, to use Schiller's words, feels no coercion from either reason or sensuality. In "Divan" we read Goethe's beautiful words: "And as long as you do not have this, this: Die and become! You are but a dreary guest on the dark earth." And one of the "Proverbs in Prose" reads: "One must give up one's existence in order to exist." The snake gives up its existence in order to form the bridge that connects the two realms, that of sensuality and that of spirituality. The temple, with its colorful bustle, is the serpent's higher life, which it has purchased through the death of its lower nature. Her words that she wants to sacrifice herself voluntarily in order not to be sacrificed are just another expression of Jakob Böhme's sentence: "He who does not die before he dies, corrupts when he dies"; in other words, he who lives without killing off the lower nature within him, dies in the end without having any idea of the ideal man within him. [ 13 ] The youth is driven by an indomitable desire for the realm of the beautiful lily. Consider the characteristics of this realm. Although people have the deepest longing for the realm of the lily, they can only enter it at certain times. At midday, when the serpent forms a bridge over the river; then in the evening and morning, when the giant's shadow spreads across the river. Anyone who approaches the ruler of this realm, the beautiful lily, without having the inner aptitude for it, can damage his life in the most serious way. Furthermore, the lily itself has a desire for the other realm. Finally, the ferryman can take anyone across, but no one across. So what does the realm of the beautiful lily mean? Goethe says in "Proverbs in Prose": "Everything that liberates our spirit without giving us dominion over ourselves is pernicious." Only those people who are allowed to abandon themselves unreservedly to their inclinations have mastery over themselves, because these are only effective in a moral sense. "Duty, where one loves what one commands oneself", is a saying by Goethe. Those who seize freedom without having control over themselves are like the young man who was paralyzed by the touch of the lily. The realm of the one-sidedly acting instinct of reason, of purely spiritual morality, is that of the lily. That of one-sided sensuality is on the other side of the river. In the still imperfect human being the harmony between sensual instinct and rational instinct is generally not established. Only at certain moments does he act out of passion in such a way that this action is also moral in itself. This is symbolized by the fact that the snake can only form a bridge over the river at certain moments, at midday. The fact that the lily longs for the other realm expresses the fact that the rational instinct only fulfills its nature when it does not act like a strict legislator beyond the desires and instincts and restrains them, but when it penetrates them, connects with them. The ferryman can bring everyone across, but no one across. Men come from the realm of reason without having done anything themselves, but they do not return from the realm of the passions to their true homeland without their intervention. Except in those moments when man reaches the ideal state of life by balancing reason and sensuality, he also seeks to attain it by force, by arbitrariness, which finds expression in political revolutions. Goethe brings the giant and his shadow for this kind of combination of both realms. In revolutions, the urge for the ideal state lives itself out dully, just as the shadow of the giant lies across the river at dusk. There is also historical evidence that this interpretation of the giant is correct. On October 16, 1795, Schiller wrote to Goethe, who was on a journey that was to extend to Frankfurt a. M.: "It is indeed dear to me to know that you are still far away from the Main River. The shadow of the giant could easily touch you a little roughly." What the arbitrariness, the lawless course of historical events has in its wake is thus meant by the shadow of the giant. [ 14 ] Reason and sensuality interpose themselves so that the still imperfect human being is prevented from destroying morality through his passions: Custom, all that is social order of the present. This order finds its symbol in the river. In the third of the "Letters on the Aesthetic Education of Man" Schiller says of the state: "The compulsion of needs threw man into it before he could choose this state in his freedom; necessity arranged him according to mere natural laws before he could do so according to the laws of reason." The river separates the two realms until the serpent sacrifices itself. The ferryman wants to be rewarded by every wanderer with the fruits of the earth; the state and society impose real duties on man; they can no more use the phrase-like chatter of false prophets and people who merely pay with words than the ferryman can use the gold pieces of the will-o'-the-wisps. The old woman confesses herself a debtor to the river and clings to it with her body; her form disappears because she is a debtor. Thus the individual confesses himself a debtor to the state; he is absorbed in the state, surrenders a part of his self to it. As long as man is not at such a height that he acts freely out of himself morally, he must renounce to determine a part of his self of his own accord; he must commit himself to the state. [ 15 ] The lamp of the old has the property of shining only where another light is already present. We must remember the saying of an old mystic repeated by Goethe: "If the eye were not sunny, how could we see the light? If God's own power did not live in us, how could the divine delight us?" Just as the lamp does not shine in the dark, so the light of truth and knowledge does not shine for those who do not have the appropriate organs, the inner light, to meet it. But it is this light of wisdom that leads man to his goal; it brings him to establish the harmony of his instincts. This light allows him to recognize the laws of things. What for him is dead matter is transformed through knowledge into a living thing that is transparent to our spirit. The world stands differently before him who has recognized it than before him who lives without knowledge. The transformation that all things undergo for our spirit when they are illuminated by the light of knowledge is symbolized by the transformation that things undergo through the light of the lamp. This light transforms stones into gold, wood into silver and dead animals into precious stones. [ 16 ] Through the sacrifice of the serpent, the realm of the fourth king, who chaotically carried gold, silver and ore, comes to an end. The harmonious interaction of the three metals that make up the other three kings begins. Through the awakening of the ideal man, the forces of the soul cease to work chaotically and one-sidedly, they achieve perfect harmony. The will-o'-the-wisps lick up the gold of the fourth king. Once the humane state has been reached, the unproductive spirits have the business of scientifically processing the past, in which the imperfect still prevailed, as history. The figure of the pug also sheds light on the nature of the will-o'-the-wisps. They throw him their gold and he dies from eating it. Thus perishes he to whom false prophets and sophists teach their indigestible doctrines. [ 17 ] The temple is erected on the river in which the marriage of the young man with the beautiful lily takes place. The free society will grow out of the coercive state, in which everyone can abandon himself to his inclinations, because they only work in the sense that noble coexistence of people is possible. Then man will no longer experience the satisfying state only in moments, he will no longer seek to attain it by revolutionary force, it will be present for him in every moment. At the end of the fairy tale we find the poetic image for this truth: "The bridge is built; all the people continually cross over and over, to this day the bridge teems with wanderers, and the temple is the most visited on the whole earth." [ 18 ] If one accepts this basis of interpretation, then every event, every person in the fairy tale is self-explanatory. Take the hawk, for example. It catches the sun's rays in order to reflect them back to the earth before the sun itself is able to send its light directly onto the earth. In this way, human intuition can also predict the events of a not-too-distant future. In the servants of the beautiful lily one can see representatives of those happily inclined human beings to whom the harmony of sensuality and reason is given by their nature. They will live on into the new realm without noticing the transition, just as the servants slumber during the moment of transformation. - The fact that the symbol of brute force, the giant, finally plays a role as an hour hand, I would like to interpret as meaning that unreason can also fill its place in the workings of the world, if it is not used for activities that befit the free human spirit, but is brought to unfold its power within strict natural regularity. [ 19 ] So Goethe was inspired by Schiller to express his ethical creed in his own poetic way, as Schiller himself did in a different way in the "Aesthetic Letters". In the letter in which he announces the receipt of the manuscript, Schiller refers to the discussions that took place about these ideas in the period in question: "The "fairy tale" is colorful and funny enough, and I find the idea you once mentioned: "the mutual assistance of forces and the rejection of each other, quite well executed."
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30. Collected Essays on Philosophy, Science, Aesthetics and Psychology 1884–1901: Goethe Studies Fundamental Ideas
01 Jul 1900, N/A Rudolf Steiner |
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[ 1 ] One cannot achieve a full understanding of Goethe's inner life, his view of the world and of life, merely by commenting on his works from the outside. |
These two languages come from the same primordial being, and man is called to bring about their mutual understanding. This is what is called knowledge. And this and nothing else is sought by those who understand the needs of human nature. Those who do not attain this understanding remain strangers to the things of the outside world. He does not hear the essence of things speaking to him from within. |
30. Collected Essays on Philosophy, Science, Aesthetics and Psychology 1884–1901: Goethe Studies Fundamental Ideas
01 Jul 1900, N/A Rudolf Steiner |
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[ 1 ] One cannot achieve a full understanding of Goethe's inner life, his view of the world and of life, merely by commenting on his works from the outside. Rather, one must go back to the philosophical core of his entire being. Goethe was not a philosopher in the scientific sense, but he was a philosophical nature. [ 2 ] I would like to capture this nature here with a few thoughts in order to then characterize Goethe's position on Christianity. In our reactionary present, it seems to me not unjustified to reflect on the relationship of this leading spirit to religious questions. [ 3 ] Man is not satisfied with what nature voluntarily offers to his observing mind. He feels that in order to bring forth the diversity of her creations, she needs driving forces which he himself must acquire through observation and thought. In the human spirit itself lies the means of revealing the driving forces of nature. From the human spirit arise the ideas that shed light on how nature brings about its creations. How the phenomena of the outer world are connected is revealed within the human being. What the human spirit conceives of the laws of nature: it is not added to nature, it is nature's own essence; and the spirit is only the arena in which nature makes the secrets of its workings visible. What we observe in things is only a part of things. What wells up in our spirit when it confronts things is the other part. It is the same things that speak to us from the outside and that speak within us. Only when we hold the language of the outside world together with that of our inner world do we have the full reality. [ 4 ] The mind sees what experience contains in a coherent form. It seeks laws where nature offers it facts. [ 5 ] Philosophers and artists have the same goal. They seek to create the perfect that their minds see when they allow nature to work on them. But they have different means at their disposal to achieve this goal. A thought, an idea, lights up in the philosopher when he confronts a natural process. He expresses it. In the artist, an image of this process emerges that shows it more perfectly than it can be observed in the outside world. The philosopher and the artist develop observation in different ways. The artist does not need to know the driving forces of nature in the form in which they reveal themselves to the philosopher. When he perceives a thing or a process, an image immediately arises in his mind in which the laws of nature are expressed in a more perfect form than in the corresponding thing or process in the outside world. These laws in the form of thought need not enter his mind. Cognition and art are, however, inwardly related. They show the laws of nature that prevail in it as facts. [ 6 ] If, in addition to perfect images of things, the driving forces of nature also express themselves in the form of thoughts in the mind of a true artist, then the common source of philosophy and art becomes particularly clear to us. Goethe is such an artist. He reveals the same secrets to us in the form of his works of art and in the form of thought. What he creates in his poetry, he expresses in the form of thought in his essays on the natural sciences and the arts and in his "Proverbs in Prose". The deep satisfaction that emanates from these essays and sayings is due to the fact that one sees the harmony of art and knowledge realized in a personality. There is something uplifting about the feeling that arises with every Goethean thought: here is someone speaking who can at the same time see in the picture the perfection that he expresses in ideas. The power of such a thought is strengthened by this feeling. What comes from the highest needs of a personality must belong together inwardly. Goethe's wisdom teachings answer the question: what kind of philosophy is in accordance with genuine art? [ 7 ] What springs from the human spirit when it confronts the outside world in observation and thought is truth. Man can demand no other knowledge than that which he himself produces. He who still seeks something behind things that is supposed to signify their actual essence has not brought himself to realize that all questions about the essence of things arise only from a human need: to penetrate with thought that which one perceives. Things speak to us, and our inner being speaks when we observe things. These two languages come from the same primordial being, and man is called to bring about their mutual understanding. This is what is called knowledge. And this and nothing else is sought by those who understand the needs of human nature. Those who do not attain this understanding remain strangers to the things of the outside world. He does not hear the essence of things speaking to him from within. He therefore assumes that this essence is hidden behind things. He believes in an outer world still behind the world of perception. But things are only alien to us as long as we merely observe them. For man, the contrast between objective outer perception and subjective inner world of thought only exists as long as he does not recognize that these worlds belong together. The human inner world is a part of the world process like any other process. [ 8 ] These thoughts are not refuted by the fact that different people have different ideas about things. Nor by the fact that people's organizations are different, so that one does not know whether one and the same color is seen in quite the same way by different people. For what matters is not whether men form exactly the same judgment about one and the same thing, but whether the language which the inner man speaks is precisely the language which expresses the essence of things. The individual judgments differ according to the organization of man and the standpoint from which he views things; but all judgments spring from the same element and lead to the essence of things. This may be expressed in different shades of thought, but it remains the essence of things. [ 9 ] The human being is the organ through which nature reveals its secrets. The deepest content of the world appears in the subjective personality. "When the healthy nature of man acts as a whole, when he feels himself in the world as part of a great, beautiful, worthy and valuable whole, when harmonious pleasure grants him a pure, free delight: then the universe, if it could feel itself as having reached its goal, would rejoice and admire the summit of its own becoming and being" (Goethe, Winckelmann: Antikes). Modern natural science expresses the same idea through its means and methods. "But man stands so high that the otherwise unrepresentable is represented in him. What is a string and all its mechanical divisions compared to the musician's ear? Indeed, one could say, what are the elementary phenomena of nature itself compared to man, who must first tame and modify them all in order to be able to assimilate them to some extent?" (Goethe, Proverbs in Prose.) [ 10 ] If a thing expresses its essence through the organ of the human mind, then the full reality only comes about through the confluence of observation and thought. Neither through one-sided observation nor through one-sided thinking does man recognize reality. It does not exist as something finished in the objective world, but is only brought about by the human spirit in connection with things. Those who praise experience alone must reply with Goethe that "experience is only half of experience". "Everything factual is already theory" (Proverbs in prose), that is, a law is revealed in the human mind when it observes a fact. This view of the world, which recognizes the essence of things in ideas and understands knowledge as a living into the essence of things, is not mysticism. What it has in common with mysticism, however, is that it does not regard objective truth as something existing in the external world, but as something that can really be grasped within man. The opposite view of the world places the causes of things behind appearances, in a realm beyond human experience. It can now either indulge in a blind faith in these reasons, which contains its content from a positive religion of revelation, or it can put forward intellectual hypotheses and theories about how this otherworldly realm of reality is constituted. The mystic as well as the confessor of Goethe's world view rejects both the belief in an otherworldly realm and the hypotheses about such a realm and adheres to the real spiritual realm that expresses itself in man himself. Goethe writes to Jacobi: "God has punished you with metaphysics and put a stake in your flesh, but blessed me with physics... I hold firmly and more firmly to the atheist's (Spinoza's) worship of God and leave to you everything that you call and must call religion. You hold to faith in God, I to seeing." What Goethe wants to see is the essence of things expressed in his world of ideas. The mystic also wants to recognize the essence of things by immersing himself in his own inner being; but he rejects the world of ideas, which is clear and transparent in itself, as unsuitable for the attainment of a higher knowledge. He believes that he must develop not his faculty of ideas but other inner powers in order to see the primal causes of things. It is usually vague sensations and feelings in which the mystic believes he grasps the essence of things. But feelings and sensations only belong to the subjective nature of man. They do not express anything about things. Only in the ideas of natural law do the things themselves speak. Mysticism is a superficial view of the world, even though the mystics give themselves much credit for their "depth" compared to rational people. They know nothing about the nature of feelings, otherwise they would not regard them as expressions of the essence of the world; and they know nothing about the nature of ideas, otherwise they would not regard them as shallow and rationalistic. They have no idea what people who really have ideas experience in them. But for many, ideas are just words. They cannot assimilate the infinite abundance of their content. No wonder they find their own unimaginative words empty. [ 11 ] Those who seek the essential content of the objective world in their own inner being can also only relocate the essence of the moral world order in human nature itself. Whoever believes that there is an otherworldly reality behind human nature must also seek the source of morality in it. For the moral in the higher sense can only come from the essence of things. The believer in the beyond therefore accepts moral commandments to which man must submit. These commandments either come to him by way of revelation, or they enter his consciousness as such, as is the case with Kant's categorical imperative. Nothing is said about how this comes from the otherworldly "in itself" of things into our consciousness. It is simply there, and we have to submit to it. [ 12 ] Goethe allows the moral to emerge from the natural world of man. It is not objective norms or the mere world of instinct that guides moral action, but the natural instincts of animal life that have become moral ideas, through which man gives himself direction. He follows them because he loves them as one loves a child. He wants their realization and stands up for them because they are part of his own being. The idea is the guiding principle; and love is the driving force in Goethe's ethics. For him, "duty is where one loves what one commands oneself" (Proverbs in prose). [ 13 ] Action in the sense of Goethean ethics is naturally conditioned, but ethically free. For man is dependent on nothing but his own ideas. And he is responsible to no one but himself. In my "Philosophy of Freedom" I have already refuted the cheap objection that the consequence of a moral world order in which everyone obeys only himself must be the general disorder and disharmony of human action. Anyone who raises this objection overlooks the fact that people are similar beings and that they will therefore never produce moral ideas which, due to their essential differences, will cause disharmony. |
30. Collected Essays on Philosophy, Science, Aesthetics and Psychology 1884–1901: Goethe Studies Morals and Christianity
01 Aug 1900, N/A Rudolf Steiner |
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The following circumstance shows how little understanding there is in the present day for Goethe's ethical views and for an ethic of freedom and individualism in general. |
* One of the most interesting facts in German intellectual history is how Schiller, under the influence of Goethe, formed an ethic from Goethe's world view. These ethics arise from an artistic and liberal view of nature. |
For in this work, reason is subject to the immutable laws of logic. As there under the power of natural necessity, so here we are under that of the necessity of reason. Freedom seeks a refuge from both. |
30. Collected Essays on Philosophy, Science, Aesthetics and Psychology 1884–1901: Goethe Studies Morals and Christianity
01 Aug 1900, N/A Rudolf Steiner |
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The position of our cognizing personality in relation to the objective world also gives us our ethical physiognomy. What does the possession of knowledge and science mean to us? The innermost core of the world is expressed in our knowledge. The lawful harmony that governs the universe manifests itself in human knowledge. It is therefore part of man's vocation to transfer the basic laws of the world, which otherwise dominate all existence but would never come into existence themselves, into the realm of apparent reality. This is the essence of knowledge, that it extracts from objective reality the essential lawfulness on which it is based. Our cognition is - figuratively speaking - a constant living into the ground of the world. Such a conviction must also shed light on our practical view of life. The whole character of our way of life is determined by our moral ideals. These are the ideas we have of our tasks in life, or in other words, the ideas we have of what we should accomplish through our actions. Our actions are part of general world events. It is therefore also subject to the general lawfulness of these events. If an event occurs somewhere in the universe, a twofold distinction must be made between it: the external course of it in space and time and the internal regularity of it. The realization of this lawfulness for human action is only a special case of cognition. The views we have derived about the nature of cognition must therefore also be applicable here. To recognize oneself as an acting personality thus means: to possess the corresponding laws for one's actions, that is, the moral concepts and ideals as knowledge. If we have recognized this lawfulness, then our actions are also our work. The lawfulness is then not given as something that lies outside the object on which the action appears, but as the content of the object itself that is conceived in living action. In this case, the object is our own ego. If the latter has really penetrated its action in a recognizing way, then it also feels itself to be the master of it. As long as this does not take place, the laws of action confront us as something alien; they dominate us; what we accomplish is under the compulsion they exert on us. Once they have been transformed from such a foreign entity into the very own action of our ego, this compulsion ceases. The categorical imperative is to human action what the expediency ideas of teleology are to the science of living beings. The ideas of expediency hinder research into the purely natural laws of organic beings; the categorical imperative hinders the living out of purely natural moral impulses. The imperative has become our own nature. Lawfulness no longer rules over us, but in us over the events emanating from our ego. The realization of an event by means of a lawfulness that is external to the realizer is an act of bondage; the realization of an event by the realizer himself is an act of freedom. To recognize the laws of one's actions means to be aware of one's freedom. The process of cognition is, according to our explanations, the process of development towards freedom. The following circumstance shows how little understanding there is in the present day for Goethe's ethical views and for an ethic of freedom and individualism in general. In 1892, I spoke out in favor of an anti-teleological monistic view of morality in an essay in "Zukunft" (No. 5). Mr. Ferdinand Tönnies in Kiel responded to this essay in a brochure entitled "Ethische Kultur und ihr Geleite. Nietzsche fools in the future and present" (Berlin 1893). He put forward nothing but the main propositions of philistine morality expressed in philosophical formulas. But he says of me that "on the road to Hades I could not have found a worse Hermes" than Friedrich Nietzsche. It seems truly comical to me that Mr. Tönnies, in order to condemn me, brings up some of Goethe's "sayings in prose". He has no idea that if there was a Hermes for me, it was not Nietzsche, but Goethe. I have already explained the relationship between the ethics of freedom and Goethe's ethics in the introduction to the 34th volume of my edition of Goethe's scientific works. I would not have mentioned Tönnies' worthless pamphlet if it were not symptomatic of the misunderstanding of Goethe's world view that prevails in some circles. Not all human action has this free character. In many cases, we do not possess the laws for our actions as knowledge. This part of our actions is the unfree part of our actions. On the other hand, there is the part where we are fully immersed in these laws. This is the free area. Insofar as our life belongs to it, it can only be described as moral. The transformation of the first area into one with the character of the second is the task of every individual development, as well as that of humanity as a whole. The most important problem of all human thought is this: to understand man as a free personality based on himself. Goethe's views do not correspond to the fundamental separation of nature and spirit; he only wants to see a great whole in the world, a unified chain of development of beings, within which man forms a link, albeit the highest. "Nature! We are surrounded and enveloped by it - unable to step out of it and unable to get deeper into it. Uninvited and unwarned, she takes us into the cycle of her dance and carries us along until we are tired and fall from her arms." Compare this with the above-mentioned statement: "If the healthy nature of man acts as a whole, if he feels himself in the world as part of a great, beautiful, worthy and valuable whole, if harmonious pleasure grants him a pure, free delight: then the universe, if it could feel itself as having reached its goal, would rejoice and admire the summit of its own becoming and being." Herein lies Goethe's genuinely far-reaching transcendence of immediate nature, without distancing himself in the slightest from what constitutes the essence of nature. What is foreign to him is what he himself finds in many particularly gifted people: "The peculiarity of feeling a kind of shyness towards real life, of withdrawing into oneself, of creating a world of one's own within oneself and in this way achieving the most excellent inwardly." (Winckelmann: entry.) Goethe does not flee reality in order to create an abstract world of thought that has nothing in common with it; no, he immerses himself in it in order to find its immutable laws in its eternal change, in its becoming and movement; he confronts the individual in order to see the archetype in him. Thus arose in his spirit the primordial plant, thus the primordial animal, which are nothing other than the ideas of the animal and the plant. These are not empty general concepts that belong to a gray 'theory, these are the essential foundations of organisms with a rich, concrete content, full of life and vivid. Vivid for that higher faculty of perception which Goethe discusses in his essay on "Visual Judgment". Ideas in Goethe's sense are just as objective as the colors and forms of things, but they are only perceptible to those whose faculties are equipped for them, just as colors and forms are only there for the sighted and not for the blind. If we do not approach the objective with a receptive spirit, it will not reveal itself to us. Without the instinctive ability to perceive ideas, they will always remain a closed field for us. Here, Schiller looked deeper than anyone else into the structure of Goethe's genius. On August 23, 1794, he enlightens Goethe about the essence that underlies his spirit with the following words: "You take the whole of nature together in order to shed light on the individual; in the totality of its manifestations you seek the ground of explanation for the individual. From the simple organization you ascend, step by step, to the more complex, in order finally to build the most complex of all, man, genetically from the materials of the whole structure of nature. By recreating him from nature, as it were, you seek to penetrate his hidden technique." In this re-creation lies a key to understanding Goethe's world view. If we really want to ascend to the lawful in eternal change, then we must not look at what has been created, we must listen to nature in its creation. This is the meaning of Goethe's words in the essay "Anschauende Urteilskraft": "If in the moral sphere we are to elevate ourselves to an upper region through faith in God, virtue and immortality and approach the first being, then it should probably be the same case in the intellectual sphere that we make ourselves worthy of spiritual participation in its productions through the contemplation of an ever-creating nature. Had I after all ... had restlessly insisted on that archetypal, typical thing." Goethe's archetypes are therefore not empty schemas, but the driving forces of phenomena. This is the "higher nature" in nature that Goethe wants to seize. We see from this that in no case is reality, as it lies spread out before our senses, something with which man, having arrived at a higher level of culture, can stop. Only when the human spirit penetrates this reality by thinking does it realize what holds this world together in its innermost being. We can never find satisfaction in individual natural events, only in the laws of nature, never in the individual individual, only in the generality. Goethe presents this fact in the most perfect form imaginable. What also remains with him is the fact that for the modern spirit, reality, mere experience, is reconciled with the needs of the cognizing human spirit through thinking. Goethe's attitude to nature is intimately connected with his religion. One might say that his concepts of nature were so high that they themselves put him in a religious mood. He did not know the need to draw things down to himself, stripping them of any sacredness, which so many have. But he has the need to look for something worthy of reverence in the real, in the here and now, which puts him in a religious mood. He seeks to gain a side to things themselves that makes them sacred to him. Karl Julius Schröer has shown this mood bordering on the religious in Goethe's behavior in love (cf. his spiritual work "Goethe und die Liebe", Heilbronn 1884). Everything frivolous and frivolous is stripped away, and love for Goethe becomes piety. This fundamental trait of his nature is most beautifully expressed in his words:
This side of his nature is now inseparably connected with another. He never seeks to approach this higher side directly; he always seeks to approach it through nature. "The true is God-like; it does not appear directly, we must guess it from its manifestations" (Proverbs in Prose). In addition to the belief in the idea, Goethe also has the other belief that we gain the idea through the contemplation of reality; it does not occur to him to seek the divinity elsewhere than in the works of nature, but he seeks to extract their divine side everywhere. When, in his boyhood, he erected an altar to the great God who "stands in direct connection with nature" (Dichtung und Wahrheit, I. Teil, 1. Buch), this worship arose decisively from the belief that we can attain the highest we can reach by faithfully cultivating our contact with nature. Thus Goethe's way of looking at things, which we have justified in terms of epistemology, is innate. He approaches reality with the conviction that everything is only a manifestation of the idea, which we only gain when we elevate sense experience into a spiritual contemplation of eternal, causal necessity. This conviction lay within him; and from his youth he viewed the world on the basis of this presupposition. No philosopher could give him this conviction. So that is not what Goethe was looking for in the philosophers. It was something else. Even if his way of looking at things lay deep in his being, he still needed a language to express it. His nature was philosophical, that is to say, it could only be expressed in philosophical formulas, could only be justified from philosophical premises. In order to make himself clearly aware of what he was, in order to know what his living activity was, he looked to the philosophers. He looked to them for an explanation and justification of his being. This is his relationship with the philosophers. To this end, he studied Spinoza in his youth and later became involved in scientific negotiations with his philosophical contemporaries. Even in his youth, Spinoza and Giordano Bruno seemed to the poet to express his own nature. It is curious that he first became acquainted with both thinkers through their opposing writings and, despite this, recognized how their teachings related to his nature. His relationship to Giordano Bruno's teachings in particular confirms this. He gets to know him from Bayle's dictionary, where Bruno is fiercely attacked. And he received such a deep impression from him that we find linguistic echoes of Bruno's sentences in those parts of "Faust" which, according to their conception, date from around 1770, when he was reading Bayle (see Goethe Yearbook, Volume VII, 1886). In the "Tag- und Jahreshefte", the poet tells us that he studied Giordano Bruno again in 1812. This time, too, the impression is a powerful one, and in many of the poems written after this year we recognize echoes of the philosopher of Nola. But all this is not to be taken as if Goethe had borrowed or learned anything from Bruno, he merely found in him the formula for expressing what had long been in his nature. He found that he expressed his own inner self most clearly when he did so in the words of this thinker. Bruno regarded the universal world soul as the creator and director of the universe. He calls it the inner artist that forms matter and shapes it from within. It is the cause of everything that exists; and there is no being in whose existence it would not take a loving interest. "Be the thing ever so small and tiny, it has in itself a part of spiritual substance" (see Giordano Bruno, "Von der Ursache etc.", published by Adolf Lasson, Heidelberg 1882). This was also Goethe's view that we only know how to judge a thing when we see how it has been placed in its place by the eternal harmony of the laws of nature - and nothing other than this is the world soul for him - and how it has become precisely what it appears to us as. If we perceive with the senses, that is not enough; for the senses do not tell us how a thing is connected with the general world-idea, what it has to mean for the great whole. We must look in such a way that our reason creates for us an ideal ground on which then appears to us what the senses deliver to us; we must, as Goethe expresses it, look with the eyes of the spirit. He also found a formula for expressing this conviction in Bruno: "For just as we do not recognize colors and sounds with one and the same sense, so we also do not see the substrate of the arts and the substrate of nature with one and the same eye", because we "see that with the sensual eyes and this with the eye of reason" (see Lasson, p. 77). And it is no different with Spinoza. Spinoza's teaching is based on the fact that the Godhead has merged into the world. Human knowledge can therefore only aim to immerse itself in the world in order to recognize God. Any other way of reaching God must appear impossible to a person who thinks consistently in the sense of Spinozism. The idea of a God who led a separate existence outside of the world and directed his creation according to externally imposed laws was alien to him. Throughout his life, he was dominated by the thought:
What did Goethe have to look for in the science of organic nature in accordance with this attitude? Firstly, a law that explains what makes a plant a plant and an animal an animal; secondly, another that makes it comprehensible why the common underlying principle of all plants and animals appears in such a diversity of forms. The basic essence that expresses itself in every plant, the animality that can be found in all animals, that is what he sought first. The artificial dividing walls between the individual genera and species had to be torn down, it had to be shown that all plants are only modifications of an original plant, all animals of an original animal. Ernst Haeckel, who perfected Darwin's ideas on the origin of organisms in a manner appropriate to German thoroughness, attaches the greatest importance to recognizing the harmony of his basic convictions with Goethe's. Haeckel's view of nature also becomes the basis of religion. The knowledge of nature communicates itself to feeling and lives itself out as a religious mood. For Haeckel, Darwin's question about the origin of organic forms immediately became the highest task that the science of organic life can ever set itself, that of the origin of man. And he was compelled to take the place of the dead matter of the physicists in assuming such principles of nature with which one need not stop at man. In his essay "Monism as a Bond between Religion and Science", and in his "Welträtseln", which appeared recently and which I believe to be the most significant manifestation of the latest natural philosophy, Haeckel expressly emphasized that he could no more conceive of an "immaterial living spirit" than of a "dead spiritless matter". And Goethe's words that "matter can never exist and be effective without spirit, spirit never without matter" are entirely consistent with this. * One of the most interesting facts in German intellectual history is how Schiller, under the influence of Goethe, formed an ethic from Goethe's world view. These ethics arise from an artistic and liberal view of nature. But these letters are often not taken as sufficiently scientific by systematizing philosophers, and yet they are among the most important things that aesthetics and ethics have ever produced. Schiller takes Kant as his starting point. This philosopher defined the nature of beauty in several ways. First, he examines the reason for the pleasure we feel in beautiful works of art. He finds this feeling of pleasure to be quite different from any other. Let us compare it with the pleasure we feel when we are dealing with an object to which we owe something useful. This pleasure is quite different. It is intimately connected with the desire for the existence of this object. The desire for the useful disappears when the useful itself no longer exists. It is different with the pleasure we feel towards the beautiful. This pleasure has nothing to do with the possession, with the existence of the object. It is therefore not attached to the object at all, but only to the idea of it. Whereas in the case of the practical, the useful, the need immediately arises to transform the idea into reality, in the case of the beautiful we are satisfied with the mere image. This is why Kant calls the pleasure in beauty a "disinterested pleasure" that is uninfluenced by any real interest. It would be quite wrong, however, to think that this excludes expediency from the beautiful. This only happens with the external purpose. And from this flows the second explanation of beauty: "It is a thing formed purposively in itself, but without serving an external purpose." If we perceive another thing of nature or a product of human technology, our mind comes and asks about its use and purpose, and it is not satisfied until its question about the why is answered. In the case of beauty, the why lies in the thing itself; and the intellect does not need to go beyond it. This is where Schiller comes in. And he does this by weaving the idea of freedom into the line of thought in a way that does the highest honor to human nature. First, Schiller contrasts two incessantly asserting human drives. The first is the so-called material instinct or the need to keep our senses open to the inflowing outside world. A rich content penetrates us, but without us being able to exert a determining influence on its nature. "Everything happens here with absolute necessity. What we perceive is determined from outside; here we are unfree, subjugated, we must simply obey the dictates of natural necessity. The second is the form instinct. This is nothing other than reason, which brings order and law into the confused chaos of perceptual content. Through its work, system comes into experience. But even here we are not free, Schiller finds. For in this work, reason is subject to the immutable laws of logic. As there under the power of natural necessity, so here we are under that of the necessity of reason. Freedom seeks a refuge from both. Schiller assigns it the realm of art by emphasizing the analogy of art with a child's play. What is the essence of play? Things from reality are taken and changed in their relationships in any way. This transformation of reality is not governed by a law of logical necessity, such as when we build a machine, for example, where we have to strictly submit to the laws of reason, but rather serves a subjective need. The player puts things into a context that gives him pleasure, he does not impose any constraints on himself. He does not respect the necessity of nature, for he overcomes its constraint by using the things handed down to him entirely at will; but he does not feel dependent on the necessity of reason either, for the order he brings to things is his invention. In this way, the player imprints his subjectivity on reality; and in turn, he lends objective validity to the latter. The separate action of the two drives has ceased; they have merged into one and thus become free: the natural is spiritual, the spiritual is natural. Schiller, the poet of freedom, thus sees in art only a free play of man on a higher level and exclaims enthusiastically: "Man is only fully man where he plays, ... and he only plays where he is human in the full meaning of the word." Schiller calls the instinct underlying art the play instinct. This produces works in the artist that satisfy our reason in their sensual existence and whose rational content is simultaneously present as sensual existence. And the nature of man works at this stage in such a way that his nature is at once spiritual and his spirit natural. Nature is elevated to the spirit, the spirit immerses itself in nature. The latter is thereby ennobled, the former is moved from its inconceivable height into the visible world. In Schiller's "Letters on the Aesthetic Education of Man" - in this gospel of humanity liberated from the barriers of both natural compulsion and the logical necessity of reason - we read Goethe's ethical and religious physiognomy. These letters can be described as Goethe's psychology drawn from all-round personal observation. "I have long watched the course of your mind, albeit from quite a distance, and have noted with ever renewed admiration the path you have marked out for yourself." This is what Schiller wrote to Goethe on August 23, 1794. Schiller was best able to observe how Goethe achieved harmony in his mental powers. These letters were written under the impression of these observations. We may say that Goethe sat as a model for the "whole man who reaches perfection through play". Now Schiller writes in the letter containing the words quoted: "If you had been born a Greek, indeed only an Italian, and had been surrounded from the cradle by an exquisite nature and an idealizing art, your path would have been infinitely shortened, perhaps made entirely superfluous. Already in your first view of things you would then have absorbed the form of the necessary, and with your first experiences the great style would have developed in you. Now, since you were born a German, since your Greek spirit was thrown into this Nordic creation, you had no choice but either to become a Nordic artist yourself or to replace your imagination with what reality withheld from it through the help of the power of thought, in order to give birth to a Greece, as it were, from within and in a rational way." Since this is true of Goethe, it is understandable that he felt the deepest satisfaction of his being when, in front of the Greek works of art, on his Italian journey, he could say to himself that he felt that the Greeks, in producing their works of art, proceeded according to the same laws that nature itself follows and that he is on the trail of. And that he found in these works of art what he called the "higher nature" in nature. He says to these creatures of the human spirit: "There is necessity, there is God." Nature service is Goethe's service to God. He cannot find traces of God anywhere other than where nature reigns in creation. He is therefore unable to speak about his relationship to Christianity in any other way than by sharply emphasizing his way of thinking that merges with his view of nature. "If I am asked whether it is in my nature to show adoring reverence to Christ, I say: Absolutely! I bow before him as the divine revelation of the highest principle of morality. If I am asked whether it is in my nature to worship the sun, I say again: Absolutely! For it is also a revelation of the Highest, and indeed the most powerful that we children of the earth are granted to perceive. I worship in it the light and the generative power of God, through which alone we live, weave and are, and all plants and animals with us. But if I am asked whether I am inclined to stoop before a thumb bone of the Apostle Peter or Paul, I say: spare me and stay away from me with your absurdities." Everything has been said about Goethe's position on Christianity. It is a long way from the church historian Nippold's assertion that he resolutely upheld the "Christian idea of God" to that of the Jesuit priest Alexander Baumgartner, who speaks of Goethe's "insolently anti-Christian spirit". There will hardly be a station on this path where some observer of Goethe's religious views has not settled down. And statements by Goethe that support one or the other assertion will always be available to the gentlemen. But when referring to such sayings of Goethe, one should always bear in mind what Goethe said of himself. "I for myself, with the manifold directions of my nature, cannot have enough of one way of thinking; as a poet and artist I am a polytheist, but as a naturalist I am a pantheist, and one as decidedly as the other. If I need a god for my personality, as a moral man, then that is already taken care of." Since Goethe himself said this, can we still be surprised when we are told from one side that Goethe is a confessor of a personal God? An interpreter of Goethe need only quote the following statement by Goethe, and he has constructed Goethe the believer in the personality of God: "Now Blumenbach gained the highest and ultimate expression, he anthropomorphized the word of the riddle and called what was being spoken of a nisus formativus, a drive, a violent activity, through which the formation - of living beings - should be brought about... This monstrosity personified confronts us as a god, as creator and sustainer, whom we are called upon to worship, adore and praise in every way." If I liked sleight-of-hand tricks of the mind, I would be able to prove one after the other that Goethe was a polytheist, theist, atheist, Christian and - what else do I know? But it seems to me that it is not important to interpret Goethe according to a single statement, but according to the whole spirit of his world view. He imbued his entire emotional life with this spirit; it was in this spirit that he proceeded when he sought to investigate the laws of nature and made important discoveries in this field; it was out of this spirit that he organized his entire attitude towards art. In art he saw a "manifestation of secret natural laws"; and nature was for him the revelation of the only God he sought. It is in this sense that a word like this should be understood: "I believe in one God!" This is a beautiful, praiseworthy word; but to acknowledge God, where and how he reveals himself, that is actually bliss on earth" (Proverbs in prose). And this is also significant: "The true, identical with the divine, can never be recognized by us directly, we see it only in reflection, in example, symbol, in individual and related phenomena; we become aware of it as incomprehensible life and cannot renounce the desire to comprehend it nevertheless." But Goethe was not one of those who saw the great, otherworldly unknown in the true, the divine. He does not call the essence of things incomprehensible because human knowledge does not reach this essence, but because it is basically absurd to speak of an essence in itself. "Actually, we undertake to express the essence of a thing in vain. We become aware of effects, and a complete history of these effects would at best encompass the essence of that thing. In vain do we endeavor to portray the character of a man; but put together his actions, his deeds, and a picture of his character will present itself to us." We are probably speaking entirely in Goethe's spirit when we add: In vain do we endeavor to portray the essence of God; put together, on the other hand, the phenomena of nature and its laws, and an image of God will confront us. I have described Goethe's way of conceiving the world from these points of view in my book "Goethe's Weltanschauung". I described the starting points that such an examination must take with the words: "If one wants to understand Goethe's world view, one must not content oneself with listening to what he himself says about it in individual statements. It was not in his nature to express the core of his being in crystal-clear sentences... He is always anxious when it comes to deciding between two views. He does not want to rob himself of his impartiality by giving his thoughts a sharp direction... Nevertheless, if you want to see the unity of his views, you have to listen less to his words than to his way of life. One must listen to his relationship to things when he investigates their essence, and add to what he himself does not say. We must look into the innermost part of his personality, which is largely concealed behind his utterances. What he says may often contradict itself; what he lives always belongs to a consistent whole." If you delve into Goethe's personality, then you can evaluate his statements in the right sense. This becomes most necessary when talking about his relationship to Christianity. Where Christianity confronts him with all its dark sides, as for example in the person of Lavater, he speaks out openly. He writes to him (August 9, 1782): "You hold the Gospel, as it stands, to be the most divine truth; I would not be convinced by an audible voice from heaven that the water burns and the fire is quenched, that a woman gives birth without a man and that a dead man rises from the dead; rather, I consider these to be blasphemies against the great God and his revelation in nature... I am as serious about my faith as you are about yours." And when he speaks out in favor of Christianity, he reinterprets it in his own way. Nothing is more indicative of his way of reinterpreting than the sentence in which he turns Spinoza, who was decried as an atheist, into a Christian: "Spinoza does not prove the existence of God, existence is God. And if others scold him for this, I would like to call him thesssimum, indeed christianissimum and praise him." We must not forget that he calls himself "not an anti-Christian or unchristian, but a decided non-Christian". And if he wants to make the full truth clear to himself in a decisive manner, then he does so with such distiches as those found in the diary of the Silesian journey (1790), which are what caused the Jesuit priest Baumgartner such horror at the "insolent anti-Christian spirit":
These verses are sharply illustrated when put together with the religious sentiments that Goethe found in himself:
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30. Collected Essays on Philosophy, Science, Aesthetics and Psychology 1884–1901: Salvaging Goethe's Ideas Concerning Natural Science
06 Jun 1884, N/A Rudolf Steiner |
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What is the basis of recognition in other areas of intellectual life, the creation of a new era, is not conceded to Goethe in the field of science. Under these conditions, however, the value of Goethe's scientific activity dwindles to nothing. For it must be admitted that a scientific view has not the slightest value if it lacks the principles on which it could rest as a firm foundation. |
Completely stripping reality of its randomness and focusing solely on its underlying rational core is his artistic mission, but it is also his scientific mission. "Real life often loses its luster in such a way that it sometimes has to be refreshed with the varnish of fiction" ("Dichtung und Wahrheit", II, 9th book), says Goethe, thereby hinting at his poetic mission. |
Only those who fail to recognize these connections can call Goethe's theory of nature unprincipled. However, it has the key to its understanding in Goethe's nature and carries the guarantee of its truth within itself. It must succeed in satisfying mankind's need for science not through laws found later, but through the power inherent in it. |
30. Collected Essays on Philosophy, Science, Aesthetics and Psychology 1884–1901: Salvaging Goethe's Ideas Concerning Natural Science
06 Jun 1884, N/A Rudolf Steiner |
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These sentences by Herman Grimm (see his "Goethe Lectures") express what the educated world is becoming more and more convinced of with every passing day. Goethe has left his mark on our epoch. That which distinguishes it from other epochs in the spiritual development of mankind is largely due to Goethe. In this picture of the most devoted veneration of the great genius, however, we still see a dark spot that stands in disturbing disharmony with the remaining brightness of the same. It concerns Goethe's natural scientific writings. However, here too - with the exception of the physical part of the theory of color, which is still considered a monstrous error today - the absolute rejection has been abandoned. Many people today believe that Goethe's view of nature is based on ideas that also dominate modern natural science. But if one compares the recognition of this direction of Goethe's spirit with that accorded him in other areas, one finds that it rests on a completely different basis. Our poetry, our aesthetic view of the world, indeed our style, have become what they are today because of Goethe. He is the creator of a completely new current of the times; his scientific direction, however, is seen only as a prophecy of a new epoch, the latter itself having been created by others. The reason for this fact is sought in the fact that Goethe lacked the principles that made the modern view of nature a scientific conviction. Because he lacked these principles, his achievements have remained without influence on the shaping of modern science. It would be what it is today even if Goethe had never turned his attention to it. What is the basis of recognition in other areas of intellectual life, the creation of a new era, is not conceded to Goethe in the field of science. Under these conditions, however, the value of Goethe's scientific activity dwindles to nothing. For it must be admitted that a scientific view has not the slightest value if it lacks the principles on which it could rest as a firm foundation. It is then nothing more than a series of arbitrary assumptions whose power to convince must remain undecided. If Goethe's scientific views lack principles, then they cannot be upheld, no matter how much foreshadowing of the future they may contain. Science must not be based on random ideas, but on principles. Before making this assumption, however, one is forced to ask the question: How is Goethe's inherently unfinished scientific view possible with the harmonious interaction of all his intellectual powers, in which, after all, a precondition of his mission is seen everywhere today? This question has never actually been posed with any degree of acuteness and even less has an attempt been made to answer it. Anyone who considers it in depth will arrive at a view of Goethe's scientific outlook that is very different from the one generally held today. In this context, reference may perhaps be made to the recently published edition of Goethe's scientific writings1 in Spemann's "Deutsche National-Literatur", in which an attempt is made to explain Goethe from within himself and to prove his rights. Professor Dr. K. J. Schröer, in the preface to this edition, has emphasized the importance of such a change in the view of. Goethe's scientific works for the recognition and appreciation of Goethe's nature. Here I can only speak very briefly about one main point of view. Those who demand nothing more from science than that it provide the most faithful possible photograph of reality will certainly not be able to come to terms with Goethe's scientific method. But one must bear in mind that the directly given reality contains moments that do not satisfy the demands of a reasonable coherence of things. These moments cannot be traced back to principles; they arise from the contingency contained in reality. This is also the reason why reality satisfies our minds so little, why ideal natures so often come into conflict with it. Goethe felt the unsatisfactory nature of these conflicts more than anyone else. He often speaks of the "vile" chance that destroys what develops from a being with inner necessity. Completely stripping reality of its randomness and focusing solely on its underlying rational core is his artistic mission, but it is also his scientific mission. "Real life often loses its luster in such a way that it sometimes has to be refreshed with the varnish of fiction" ("Dichtung und Wahrheit", II, 9th book), says Goethe, thereby hinting at his poetic mission.2 At the same time, however, he never goes beyond what is given to man in poetry, so that Merck could say to him: "Your endeavour, your undistractable direction is to give the real a poetic form; the others seek to realize the so-called poetic, the imaginative, and that gives nothing but stupid stuff" ("Dichtung und Wahrheit", IV, 18th book). Nothing is further from Goethe's mind than the arbitrary creation of empty fantasies that are not rooted in reality. He only seeks the core of this reality that can only be reached by the mind, its inner essence, which we must presuppose if it is to be explainable to us. To grasp this essence requires the productivity of the mind. This requires even more than the observation of the randomness of individual cases. The laws belong to reality, but we cannot borrow them from it; we must create them by means of experience. This creative faculty of the mind was characteristic of all pioneers in the field of narrower science. The phenomena of pendulum motion and falling were only comprehensible when Galileo had created the laws of these phenomena. Just as Galileo founded mechanics through his laws, so Goethe founded the science of the organic. That is his true relationship to science. Goethe's organic science is just as much a reflection of the phenomena of the organic world as theoretical mechanics is a reflection of the mechanical phenomena of nature. Organic science can discover new facts ad infinitum, even expand its scientific basis; the turning point at which it rose from an unscientific to a scientific method is to be sought in Goethe. None other than this spirit, however, also dominates the physical chapter to which Goethe's efforts were directed: the theory of colors. This is the only way to approach this remarkable work. The fight against Newton was only the main thing for Goethe in the beginning, was only the starting point, not the goal of his optical work. The aim was none other than to reduce the rich diversity of the world of color to a systematic whole, so that every color phenomenon becomes as comprehensible to us from this whole as any connection of spatial quantities becomes from the system of mathematics. The centuries-long, well-structured, self-supporting structure of mathematics was the ideal Goethe had in mind when constructing the Theory of Colors. If one overlooks this lofty goal and places the dispute with Newton in the foreground, one only arouses misunderstandings from the outset. For the matter then appears as if Goethe had fought against a fact found by Newton, whereas his endeavor had nothing other in mind than a self-misunderstood method of correcting a hypothetical explanation of a fact. The fact that, viewed in this way, the contradiction in question takes on a completely different meaning than that usually attributed to it has been repeatedly recognized by intellectual thinkers such as Joh. Müller and Karl Rosenkranz. Newton's assertions actually have the character of the aphoristic in themselves. They extend only to a part of the theory of color, to the colors produced by the refraction of light. They immediately modify themselves when they are inserted into the system that deals with the totality of color phenomena. What is difficult to see here is actually only that it is not assertion against assertion, but a whole against a single chapter. In a harmony, one does not merely have to mechanically assemble the whole from its parts, but the parts are also determined by the nature of the whole. A closer look at Goethe's view of nature reveals that it has one origin with all the other branches of his work. One can say that only this view was possible in his intellectual direction, and again: his poetic mission presupposed such a view of nature as he had. The principles of Goethe's view of nature lie where the foundations of his art lie. Only those who fail to recognize these connections can call Goethe's theory of nature unprincipled. However, it has the key to its understanding in Goethe's nature and carries the guarantee of its truth within itself. It must succeed in satisfying mankind's need for science not through laws found later, but through the power inherent in it. Whether this will really be the case one day and whether it will one day be granted the opportunity to exert a more fruitful influence on the development of the human spirit than has been the case to date is, of course, left to the future.
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30. Collected Essays on Philosophy, Science, Aesthetics and Psychology 1884–1901: A Clearer Look Into The Present
01 Nov 1884, N/A Rudolf Steiner |
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The whole was thought through and carried through to its final consequences with all the power of the mind, and under the care of German researchers a scientific structure soon emerged, firmly established and well-founded in all its parts. |
It will be the power of the German spirit which will show what is true about Darwinism, and which will at the same time show that, applied beyond a certain degree, it is inwardly untrue, shallow and shallow; it will overcome it by limiting its sphere of power, by understanding it. The second phenomenon we want to point out is the striving of the European peoples to find that form of state in which the moral dignity and freedom of each individual citizen is most fully realized. |
30. Collected Essays on Philosophy, Science, Aesthetics and Psychology 1884–1901: A Clearer Look Into The Present
01 Nov 1884, N/A Rudolf Steiner |
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It was at the beginning of this century that a powerful intellectual endeavor arose among the German people and sought to penetrate the deepest secrets of world building through the power of human thought. An original science emerged that emancipated itself from all practical activity and, hovering in the highest spheres of idealism, sought only to satisfy the needs of the spirit. It was the deepest German trait, imbued with moral high-mindedness, that animated this striving, If we look at German poetry from that time, we must say that it too is filled with that magical juice that flowed from the German thinkers' striving for the most intimate fraternization with the world spirit. In this respect, both research and artistic creation had a religious trait, because they fulfilled the first basic condition of religion, to lift man away from the everyday and the ordinary into a higher, purely spiritual region. It was a break with old traditions, but it was a different kind of break from the almost simultaneous French Revolution. The Germans rebelled against the traditional, against the outdated forms of religion, art and science, because a new world was opening up within them, because the real, the inner truth, was replacing appearances. In the case of the French, it was nothing other than the clever mind, the emptiness of the Enlightenment, for whom the old was not enough, and that is precisely why the liberality of the French so easily turns into frivolity. This cultural height on which the Germans once stood seems to us today to be nothing more than a thing of the past; we disciples look back with melancholy on those better times; after all, we seem to have been left with almost nothing other than the less comforting task of being the gravediggers and monument-setters of those great spirits who brought about that mighty epoch. What do we achieve that could even remotely compare with those achievements? The power to create something original seems to have long since vanished and our entire art consists of creating biographies of our great ancestors and commentaries on their works. Where is the German power that once gave birth to Lessing, Schiller, Goethe, Fichte, Schelling, Hegel and Jean Paul? It could almost seem as if the mighty Germanic giant is sleeping in the midst of Europe. But on closer inspection, the gloomy picture gives way to a still highly pleasing one, and we gain the conviction that we need not despair of the present at all, but can in many respects rejoice in it. When we look at the intellectual life of Europe, it resembles a system of threads that are intertwined in many ways, but no matter which of these threads we follow, we still come to Germany as the crossroads where they all meet. The scientific, artistic and economic-social life of Europe is a connection of forces that all have their center in Germany. If we want to prove the truth of this sentence, we need only consider two different interests, one dominating the scientific and the other the economic and social aspirations of the present day. By the first point we mean Darwinism, the scientific doctrine that all animal forms now living are only descendants of some or of a single basic form which has been perfected in the course of very long periods of time, and that man is only the most perfect, most developed animal form, that his ancestors are to be sought nowhere else than where those of the other mammals are to be found. This doctrine is of English origin. But as it emerged from the head of the Englishman Darwin around the middle of our century, it was a vague, inherently unclear view; neither the moral consequences had been drawn, nor was the necessary all-round scientific development available. In the middle was a number of observations, experiences and undoubted truths, but the beginning and end were completely shrouded in mist. Then, at the beginning of the sixties, German scholars took hold of this view; German profundity, German thoroughness and deep moral seriousness struck like lightning into the tangled fabric. The whole was thought through and carried through to its final consequences with all the power of the mind, and under the care of German researchers a scientific structure soon emerged, firmly established and well-founded in all its parts. What the Englishman Darwin had begun, the German Haeckel completed in a wonderful, monumental way. What the latter created is a perfect edifice of the mind, executed in every detail with admirable ingenuity. A mysterious document of nature had been found in England, but there was a thick veil over it, then a German came and tore away the veil, and only now did the world know what was written on the mysterious document. But it did not stop there. The moral high-mindedness of the Germans also had to consider the necessary consequences of the new doctrine with regard to morality and public life. And numerous are the writings of German researchers who, with more or less luck, either want to show the harmony of Darwinism with a pure morality or the endangerment of the latter by the former. In doing so, they also recalled the pinnacle of German culture, German idealism and its greatest exponent: Goethe. There was a need to harmonize the ideas of this great genius with the new teachings. And it is not to be slight that the German is so imbued with that ideal world that any disharmony of new views with this world is embarrassing to him. The striving of German scholars to harmonize the results of the modern world view with Goetheanism is the reaction of the German conscience to the scientific fashion, the will of the German that only the ideal must find its way into life, finally the belief that idealism must be true. It is a specifically German phenomenon that pessimism in its deepest form arises as a consequence of Darwinism. The number of sincere, thoroughly good and highly gifted souls who despair of the world and life because of the new doctrine is not small. One must have as deep a mind as the German has, one must be as far removed from every kind of frivolity and frivolity as he is, one must possess his striving for the divine, and one will not easily escape pessimism if one fully thinks through the nullity of man and his race, as it follows, if one accepts Darwinism in its full extent. This gives rise to a line of thought that could probably be continued for a long time, but we have seen that the most powerful force moving the scientific world today points us to Germany. The West has posed a problem, Germany is trying to solve it. And if redemption is ever to come from the spell of the immense one-sidedness of the modern world view, it can only come from Germany. It will be the power of the German spirit which will show what is true about Darwinism, and which will at the same time show that, applied beyond a certain degree, it is inwardly untrue, shallow and shallow; it will overcome it by limiting its sphere of power, by understanding it. The second phenomenon we want to point out is the striving of the European peoples to find that form of state in which the moral dignity and freedom of each individual citizen is most fully realized. Again, it was the West, France and England, where this aspiration first asserted itself. Arbitrariness was to be replaced by the necessity of reason, privilege by equality, and bondage by freedom. But it is probably not too bold to claim that the first truly viable seeds for replacing the state, in which chance and subjective arbitrariness rule, with one in which reason reigns supreme, have just been laid in Germany. The state must ensure that the happiness of the individual does not depend on chance or arbitrariness, but that the whole, built according to the principles of reason, secures the welfare of the individual to such an extent that the latter can develop freely in physical and spiritual directions. The state cannot make men free, only education can do that; but the state must ensure that everyone finds the soil on which his freedom can flourish. The fact that today the watchword has been given for a development in this respect from the steps of the throne once occupied by Frederick the Great, that in Germany the leadership of the state is incumbent on a man who is deeply imbued with that mission of the state, will one day be recorded by history as one of the greatest of its political facts. And now one more thing: there are Germans who are not called upon to participate in the great social work that the German people are accomplishing today. We are speaking to a large number of such Germans here. But we would not call it a misfortune that this is the case. For perhaps it is precisely to these Germans that the most insignificant part of the common cultural work of our people falls today. We accept the present conditions with unfeigned resignation and assert that it is highly desirable that it should be so. We must not forget that above the great economic problems of the present, the German people in the empire today have often lost the ideal impetus for higher spiritual matters; we must not ignore the fact that even the German youth, once the proven guardian of German idealism, forgets the latter over social reformist thoughts, and we will realize that the German essence in its most beautiful development needs a refuge precisely with those Germans who live outside the German fatherland. This opens up a beautiful perspective for these latter German tribes. We know of a people who have always adhered to this principle and who are therefore on a par with all German tribes - and much ahead of many in culture and education: the Saxons in Transylvania! May this journal contribute to the continued growth of this culture and education, may it succeed in speaking to a German people in a non-German country in the sense indicated. |
30. Collected Essays on Philosophy, Science, Aesthetics and Psychology 1884–1901: The Past and Current Reputation of German Philosophy
30 Dec 1886, N/A Translated by Steiner Online Library Rudolf Steiner |
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The rejection of sovereign thinking, combined with the insistence on the sayings of experience, is quite the same for a deeper understanding as the blind faith in revelation of a dismissed theology. Theology is handed down truths that it must accept without being allowed to ask why, without being able to use its own thinking to work out why what it believes to be true is true. |
We no longer believe that we are capable of setting ourselves the goal and purpose of our lives. We believe ourselves to be under the sway of an iron necessity of nature, just as an outdated humanity believed itself to be under the sway of divine wisdom. |
30. Collected Essays on Philosophy, Science, Aesthetics and Psychology 1884–1901: The Past and Current Reputation of German Philosophy
30 Dec 1886, N/A Translated by Steiner Online Library Rudolf Steiner |
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When Rosenkranz completed his biography of Hegel in 1844, he wrote the meaningful words in the preface: "Does it not seem as if we are today only the gravediggers and monument-setters for the philosophers whom the second half of the last century gave birth to in order to die in the first half of the present century? Kant began this death of German philosophers in 1804. Do we see an offspring for this harvest of death? Are we capable of sending a holy crowd of thinkers into the second half of our century?" Four decades have now passed since the intellectual and jovial Hegelian posed this question. Let us look around us! What answer does our time give us? Now they must have become the men of whom Rosenkranz asked: "Are there any of our young people alive to whom Platonic enthusiasm and Aristotelian industriousness inspire the mind to immortal effort for speculation?" A fairly superficial knowledge of the intellectual life of our time is sufficient to realize that the answer to the above question will not be a very pleasant one. The group of philosophers who are enthusiastic about speculation today is small, very small, but the group of those who shrug their shoulders and look down on the entire philosophical age of the German people is large. It almost seems as if we have buried German philosophy with the German philosophers. What did philosophy mean to the Germans at the beginning of our century, what does it mean today? At that time it was the watchword of the day; the philosopher could count on the participation of every educated German, his words were not only listened to by an enthusiastic audience in the lecture halls, they penetrated everywhere where there was any intellectual interest at all. Today, philosophy professors read - in front of empty benches. For a time, philosophical questions were the issues of the day; they were treated in the same way as political, national or economic issues are treated today. Having a world view seemed to be a necessity for every thinking person. Philosophy seemed destined to carry the torch ahead of all other sciences, to determine their direction and goal. The full energy of human thought awoke, and with this energy came the fullest confidence in human reason. The deepest need to penetrate into the secrets of the mystery of the world awoke in the heart, and at the same time the spirit considered itself capable, supported by its own power - without revelation, without experience - of doing justice to this endeavor. How different things are today! We have completely lost confidence in our thinking. We regard it solely as a tool of observation, of experience, just as we once regarded it only as a tool for interpreting the dogmas established by the Church. We do not even try to solve the great riddles that nature and life pose to us. We have Aristotelian industriousness, but we lack Platonic enthusiasm. We waste endless effort on detailed research, which is of no value without great guiding principles. The only thing we forget is that we are on the best way to a point of view that we consider to have long been overcome: on the way to blind dogmatic faith. The rejection of sovereign thinking, combined with the insistence on the sayings of experience, is quite the same for a deeper understanding as the blind faith in revelation of a dismissed theology. Theology is handed down truths that it must accept without being allowed to ask why, without being able to use its own thinking to work out why what it believes to be true is true. It hears the message and must believe it. Thinking has nothing to do but to bring the finished truth into a form suitable for man. It is no different with mere empirical science. In its view, nothing is true except what the facts proclaim. We should observe, organize, collect, but refrain from all reflection on the inner driving forces of the events we encounter. The truths of experience are also transmitted to us from the outside. The Church demanded that thought submit to revelation; empirical science demands submission to the random statements of the factual world. And in the field of practical philosophy, where have we got to? The common thread that runs through the thinking of all minds of the classical period is the recognition of man's free will as the supreme power of his mind. This recognition is sometimes taken very lightly. Few realize that, grasped in its full depth, it forms the seeds of a religious view of the future. Whoever recognizes man's free will in the highest sense of the word must deny any inner or outer worldly influence on the actions of his spirit. He must refer him entirely to himself, to his own personality. No "divine commandments", no "thou shalt", as the religions have it, can he allow to apply to the moral life of man. Man must draw the goal and purpose of his existence from himself. His destiny is not that which an "eternal counsel" of God assigns to him, but that which he gives to himself. He recognizes no master over himself. This view increases the awareness of human dignity infinitely. In order to cherish it, however, we need that trust in our own reason which we no longer have, or at least not to the same extent as in the classical epoch of our philosophy. This view must give up finding consolation in religion or in the consciousness of being a child of God in general; it must seek consolation in man's own breast. It must give up leading a life pleasing to God and recognize only its own reason as its guide. Only with this view does man feel completely free. It was a tremendous step forward in the education of the human race when the German philosophers proclaimed this truth in all its forms. Who recognizes it as such today? We no longer believe that we are capable of setting ourselves the goal and purpose of our lives. We believe ourselves to be under the sway of an iron necessity of nature, just as an outdated humanity believed itself to be under the sway of divine wisdom. Anyone who also has a sense of the miserable situation we would be in if this view were true becomes a pessimist. And so today, pessimism is considered the attitude of noble spirits. Our ancestors, who were strong in faith, were not pessimists only because they believed that the Creator was all-good and all-wise and that everything would ultimately work out for the best. Of course, such an assumption cannot apply to the blind necessity of nature. Only free philosophical thinking, which is capable of the highest development, can rise above this view. And such was the thinking of our classical epoch. Our German philosophy is not the deed of an individual, it is the deed of the German people. The German people brought their best, their lifeblood to the surface, and that is what we call German philosophy. The men who appeared at the turn of the century and in the first decades of ours proclaimed a message that arose from deep within the soul of the people. And not only the philosophers, but also the poets proclaimed the same message. For the epoch of our classical literature does not signify a one-sided upswing in poetry, but a deepening of the entire German essence. The basic character of all the creations of our greatest age is a philosophical one. Our greatest poets had to come to terms with the philosophical views of the time. Schiller considered himself fortunate to live at the time when Kant was bringing the greatest world problems into flow, and there are philosophical truths that no one has grasped more deeply than Schiller to this day. If we ask for the reason for this phenomenon, we must look for it in the depth and peculiarity of the German essence. This essence is best grasped when it is linked to ancient Greekness. The cultural historian of the future will certainly attribute to the German spirit the same significance for the formation of modern times as today's historian does to the Greek spirit with regard to the formation of antiquity. The Greek spirit was directed outwards, it urged the shaping of the world of the senses in order to reproduce a small world in individual works of art. The Greek artist sought to imprint on his creation that which in nature is distributed among a multiplicity of beings, so that one might say that the Greek sought to unite all the laws of nature in a single work of art. When Goethe recognized this basic character of Greek masterpieces in Italy, he said that the Greeks followed the same laws in their work that nature follows and that he was on the trail of. This immediately expresses the contrast and similarity between the German and Greek spirit. The Greek seeks to imprint the idea of creation on matter, the German seeks to grasp it by thinking and to shape it as a world of ideas, to which he withdraws. Plastic sense is at home with the Greeks, plastic spirit with the Germans. It has been repeatedly stated what the Germans want with their philosophy. He wants to recreate in his mind the order according to which the world around us is assembled. Only the German has grasped philosophy in this bold sense. All other worldly wisdom is merely a premonition, a foreshadowing of what became a world-historical phenomenon in the German spirit. Philosophy in the German people was transformed from a scholarly matter into a matter of humanity. It was with this awareness that Hegel was able to say, when he delivered his inaugural address on October 22, 1818: "This science has taken refuge with the Germans and lives on in them alone. We have been entrusted with the preservation of this sacred light, and it is our duty to nurture and nourish it and to ensure that the highest thing that man can possess, the self-consciousness of his being, does not go out and perish." This also explains why it had to be a philosopher who best showed the Germans their own nature in the mirror of the idea. The basic trait of German nature is precisely a philosophical one and can therefore be grasped most deeply by philosophical reflection. The "Speeches to the German Nation", which Fichte delivered in Berlin, surrounded by the armies of the enemy, are a treasure of the German people. If the philosophical current is currently being pushed back in our nation, we must not be unfair. Today, we are too absorbed by political, economic and national interests. But the spirit of German philosophy continues to have an unconscious effect on the social reforms in the empire. We need only recall the idea of the "closed commercial state" advocated by Fichte. We surrender to the belief that in the not too distant future our people will completely reconnect their present with their past. It must, because it denied itself when it denied its philosophers. Our western neighbors have mocked us for our idealism. We were able to bear the mockery, because idealism can only be appreciated by those who have it. Things are different today anyway. While French chauvinism preferred to turn its weapons against our people, today French scholarship is immersed in German thought, and the English are competing with the French. Tying the present to the past: in this sign we shall triumph, and our best victories will be those of the spirit. |
30. Collected Essays on Philosophy, Science, Aesthetics and Psychology 1884–1901: Johannes Volkelt — A Contemporary German Thinker
20 Feb 1887, N/A Translated by Steiner Online Library Rudolf Steiner |
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He chose an example from the series of papers that do not want to know anything about morals and sentiment when it comes to large-scale undertakings, for which the only decisive factor is whether more or less can be gained from something. Irrespective of the fact that you risk a lot when you make enemies of the powerful, our thinker chose the "most respected" newspaper in Vienna, the "Neue Freie Presse", as the object of his attack. |
If the Ofenheim spirit was not adhered to in industrial undertakings, we would fall into an "era of dull, despondent resignation". This paper goes so far in its forced, artificially incited enthusiasm that it regards acquittal as the highest achievement for the 'conscience', for 'ethics'. |
Kant argued against the scientific "groping around in the dark" that we must first test our own cognitive faculty to see whether this instrument is also suitable for understanding extraordinary things such as God, the soul and the like. And he believed he had proved that we can understand nothing but the experience that is spread out before our senses. |
30. Collected Essays on Philosophy, Science, Aesthetics and Psychology 1884–1901: Johannes Volkelt — A Contemporary German Thinker
20 Feb 1887, N/A Translated by Steiner Online Library Rudolf Steiner |
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"Honor your German masters, then you will banish good spirits", Richard Wagner aptly calls out to us. Unfortunately, we still follow this call in a rather one-sided way. However, while we strive to create ever clearer and more complete images of the deceased greats of German intellectual development, we are often unfair to the living. Without wishing to object in the slightest to the just appreciation of past cultural periods and to the ever-increasing immersion in the study of Schiller, Goethe, Herder and so on - on the contrary, we fully recognize the necessity of this - we cannot deny ourselves the insight that we usually lack the good will to come to a judgment about the greats of the present. Admittedly, it takes less courage to express one's admiration for Goethe and Schiller over and over again, whereby one can meet with no contradiction anywhere in the educated world, than to stand up for a living person and to speak a ruthless word here for once. Since we believe that a newspaper is preferably called to serve the present, we would like to record our judgment on one of the most sympathetic German thinkers, Johannes Volkelt. We want to start from a fact that will still be vividly remembered by many who studied in Vienna in the seventies. On March 10, 1875, Johannes Volkelt, a 27-year-old scholar at the time, gave a lecture at the "Reading Association of German Students in Vienna" which must be regarded as the most significant contribution to the cultural history of the present day.
In every sentence, Volkelt shows how deeply he has delved into the history of his time. There is an astonishing wealth of spirit in this lecture, and indeed of genuine German spirit. Of course, this is not the light, French-style wit of Ludwig Speidel, Eduard Hanslick, Hugo Wittmann or even Oppenheim and Spitzer, who supposedly speak about some important subject, but in reality entertain their audience with stale quips and thoughtless phrases. No, Volkelt's speech was witty in the sense that it found the right word at the right moment, the genuine, pithy German word that always entertains us because it lifts us spiritually. In this lecture, Volkelt measures our time against Kant's high concept of morality, which is deeply rooted in the essence of the German people. Kant makes the morality of an action solely dependent on the attitude from which it emerged. An action that complies with all existing laws, that is of incalculable benefit to others and posterity, is not moral if it does not flow from the good mindset of its author. If two do the same thing, one out of selfishness, the other out of duty, the first acts immorally, the second morally. Volkelt now asks: What is the attitude of our time to these views of the Königsberg sage? He comes to a sad answer. The view seems to have become almost universal: you don't get anywhere with a moral attitude, you don't build railroads with it, you don't found industrial enterprises with it. People believe they have done enough for morality if they do not come into conflict with the criminal law. Being good at heart is seen as a prejudice that children have to be taught at school, but which is of no use in life. There are circles today that have adopted ways of life that are immoral at their root. "It seems to me," says Volkelt, "that hardly any expression characterizes the moral life of our time as aptly as the word 'beguem'. Cool laxity, genteel comfort is part of the good tone." There was a time when man had to wring the least he needed for his sustenance from nature. Hard work, a struggle in the truest sense of the word, was required to eke out an existence. Today things have changed. Conquering nature is easy for us. We have machines and tools that do what our ancestors had to do with their own hands. Like any sensible person, we naturally recognize this as progress. But we also do not fail to recognize that this very progress goes hand in hand with a decline in character and morals. The toil and labor that man once had to perform in order to wring a living from nature were for him a high school of morality. Today, all we have to do is lift a hand and the whole social apparatus works to satisfy our needs. As a result, the latter increase to the point of exaggeration, people lose the desire to walk the straight and hard path of duty, preferring instead the easy path of comfort. This results in a paralysis of personal strength of character, of the ability to work. A large part of our society suffers from marrowlessness and softening of the bones in spiritual terms. "We live in a time of general upholstery," says Volkelt aptly, and adds: "You will find out how right I am when you look around your comfortably furnished room, when you take a walk through the streets, when you go on a journey. Even the most remote mountain valleys are no longer safe from railroads and modern hotels. You experience it as often as you allow yourself to be served in a pub by the slickly combed waiters, those poetry-less machines; as often as you have to move about on a mirror-like saloon floor in tails and gloves. You experience it with every legal transaction you get into, with the simplest business you are supposed to handle. Even war today has an impersonal, prompt machine character." This is the age in which there are few who have an ideal goal in mind and, without a sideways glance to the right or left, head ruthlessly towards it; no, where everyone just abandons themselves to the blind hustle and bustle of the world and, playing a frivolous game with happiness and life, tries to get as much out of the social machine as they can. Everywhere the comfortable is preferred to that which requires the use of the whole personality. Who reads a systematic book today that has been produced by years of hard work? No, people prefer to take note of the issues of the day from "elegantly" written feuilletons or "popular", i.e. shallow lectures. The former is tedious and requires rigorous thinking, the latter is comfortable. In the theater, the audience is offered the lightest, meanest, even the most stupid stuff. They sip it with pleasure, because the enjoyment of something higher also requires mental effort. Political party life everywhere reveals only half-measures and opportunism. Almost no one can be found who utters a sincere, ruthless "That's what I want!" The firmness of character has perished in the staggering life of pleasure. Volkelt recommends reading Kant's writings to all those who are corroded by the evil spirit of our time. For they are a school for the weak in character. In particular, Volkelt addresses his admonition to journalists. It is precisely this profession that most degrades the dignity of man in his own person, when he surrenders himself to the will-less tool of his financial backers. The journalist turns his person into a thing by selling himself. It is curious that Volkelt, in view of the outcome of the Ofenheim trial in 1875, had already bluntly exposed the damage done to the Viennese press. He chose an example from the series of papers that do not want to know anything about morals and sentiment when it comes to large-scale undertakings, for which the only decisive factor is whether more or less can be gained from something. Irrespective of the fact that you risk a lot when you make enemies of the powerful, our thinker chose the "most respected" newspaper in Vienna, the "Neue Freie Presse", as the object of his attack. He was right, because although this newspaper lives only from the phrase, it still impresses many. One must first remove its mask. The other leaves of this character are not even worth this effort. Volkelt says: "After the acquitting verdict of the jury - in the Ofenheim trial - one should have confessed with moral sorrow: Our penal law is unfortunately so imperfect that it cannot catch the immorality of those people in its snares. But what happened instead? The next morning, an editorial appeared in the "Neue Freie Presse" that must make every simple and healthy-minded person nauseous. If the Ofenheim spirit was not adhered to in industrial undertakings, we would fall into an "era of dull, despondent resignation". This paper goes so far in its forced, artificially incited enthusiasm that it regards acquittal as the highest achievement for the 'conscience', for 'ethics'. The same conflation of legal right and morality can be found in the next editorial. In order to present its lapchild Ofenheim as completely morally rehabilitated, the 'Neue Freie Presse' seeks to scandalize morality in general. It has the temerity to declare that there is 'no earthly tribunal' for morality at all. I ask: does not a voice of judgment live in the people, does not a voice of judgment live in every man's breast, urgently proclaiming his moral guilt and innocence? The 'Neue Freie Presse', which describes morality, which is different from law and justice, as an 'insubstantial abstract' and wants us to believe that every person's breast is as arid and paragraph-like as that of its followers, should take a lesson from the old Kant that acting in accordance with the law is legal, but not yet 'moral'. But the "Neue Freie Presse" probably knows this itself. Only the oppressive feeling of having once stood up for something morally hollow could give it the sentence: "If justice and the law have spoken, then morality has also been satisfied." While she usually loved to dress herself with a certain idealistic verve, she now displays a moral dullness and moral nakedness. In her eyes, all those who are morally indignant are hypocrites, sycophants, people with a crude attitude." These were strong words. Volkelt had said what moved hundreds of people. Anyone who heard his words had to recognize the German man in Volkelt and agree with him wholeheartedly. And he has so far proved himself to be an energetic, fully German man. He leads a life of thought in the German sense and strives to solve the highest world problems. His works definitely bear the trait that is imprinted on them by his harmonious, indomitable personality. Mind and thought are equally present in this man. If you want to see this for yourself, read his book: "Dream Fantasy." Just as astronomy developed from astrology and chemistry from alchemy, a science of the dream world will develop from dream interpretation. Man always wants to exploit the realms of reality for his personal desires first and will only penetrate them later with the selfless research of science. In his book, Volkelt has eloquently compiled all the elements we have today for a future 'dream science'. Anyone who goes through the book will soon realize that this intimate field, this world of fairy tales, could only have been treated so favorably by a German. Volkelt's writings: "The Unconscious and Pessimism", "Individualism and Pantheism", "The Concept of Symbol in the Latest Aesthetics", show us everywhere the highly gifted, thorough thinker who finally appears at his full height in his last writings: "Kant's Epistemology" and "Experience and Thought". Volkelt is an original researcher who builds on Kant in his own way. Kant argued against the scientific "groping around in the dark" that we must first test our own cognitive faculty to see whether this instrument is also suitable for understanding extraordinary things such as God, the soul and the like. And he believed he had proved that we can understand nothing but the experience that is spread out before our senses. Everything supernatural remains uncertain. Volkelt is also of the opinion that we only have certain knowledge of that which is given to our eyes and ears and so on. However, he believed that by logical reasoning we could also gain knowledge of the active causes lying behind this sensory world, but that this knowledge had no character other than that of probability. He wanted to unite the "cautious criticism", which he had adopted from Kant, with a "highly aspiring idealism". It is true that the latest phase of his thought is not entirely free of the lack of courage and energy that generally prevails in thought today, but his healthy nature and his German sense will hopefully not allow him to fall into the error of thinking that our research is a futile struggle. We hope to see the disappearance from his philosophy of that which he regards as necessary today: "A going forward, which again partially recedes, a yielding, which again to a certain extent takes hold." We demand that the philosopher also be inspired by Hutten's spirit and speak a strong and resolute "Through!" We would have liked this German thinker, who was born in Austria, to have found an appropriate place for his work here too. His bold, free spirit made him impossible in his homeland. Truly, he would have become a role model for the academic citizenry here in the upholding of our ideal goods and in the hatred of all that is bad and half-baked. Not everywhere, however, people love a free, unrestrained demeanor, and so Volkelt had to wander. He first found a place to work at the University of Jena, then in Basel, where he lives today. Neither the future historian of philosophy nor the cultural historian will be able to deny Volkelt's name a place of honor. |