59. Metamorphoses of the Soul: Paths of Experience II: Sickness and Healing
03 Mar 1910, Berlin Translated by Charles Davy, Christoph von Arnim Rudolf Steiner |
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59. Metamorphoses of the Soul: Paths of Experience II: Sickness and Healing
03 Mar 1910, Berlin Translated by Charles Davy, Christoph von Arnim Rudolf Steiner |
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It has probably become clear to those people who attended the lectures which I was permitted to hold here this winter more or less regularly that this lecture cycle has dealt with a series of far-reaching questions concerning the soul. It is the intention of today's lecture, also, to deal with such a question, namely the nature of sickness and healing. What might be said on the relevant facts in life from the point of view of spiritual science, in so far as they are only physical expressions of spiritual causes, was explained in earlier lectures held here—for example “Understanding Sickness and Death”30 or “Illusory Illness” and “The Feverish Pursuit of Health “.31 Today I want to deal with significantly deeper questions in the understanding of sickness and healing. Sickness, healing and sometimes the fatal course of some illnesses deeply affect the human life. And since we have inquired repeatedly into the preconditions, the spiritual foundations which lie at the base of our reflections here, we are justified in also inquiring into the spiritual causes of these far-reaching facts and consequences of human existence. In other words, what can spiritual science say about these experiences? We will have to investigate deeply once again the meaning of human life as it develops in order to clarify how illness, health, death and healing stand in relation to the normal course of development of the human being. For we see the events referred to affecting this normal course of development. Do they perhaps contribute something to our development? Do they advance or retard us in our development? We can only reach a clear conception of these events if here, too, we take the whole of the human being into account. We have often said here that the latter is constituted of four members: first, the physical body which the human being has in common with all mineral beings of his environment which take their form from the physical and chemical forces within them. The second member of the human being we have always called the ether or life body. This he has in common with all living things; that is, with the plant and animal beings of his environment. Then we spoke of the astral body as the third member of man's being; this is the bearer of pleasure and pain, joy and sorrow, of all the emotions, images, thoughts and so on which flood through us throughout the day. This astral body the human being has in common only with the animal world of his environment. And then there is the highest member of the human being which makes him the crown of creation; the bearer of the ego, his self-consciousness. When we consider these four members, we can say in the first instance that there appear to be certain differences between them, even to the superficial view. The physical human body is there when we look at the human being, at ourselves, from outside. The external physical sense organs can observe the physical body. With the thinking which is tied to these organs, the thinking which is tied to the instrument of the brain, we can understand this physical body of the human being. It is revealed to our external observation. The relation to the human astral body is quite different. We have already seen from previous descriptions that the astral body is only an outward fact, so to speak, for the truly clairvoyant consciousness; the latter can see the astral body in the same way as the physical one only by schooling the consciousness as has been frequently described. In ordinary life the astral body of the human being is not observable from the outside; the eye can only see the outer expression of the instincts, desires, passions, thoughts and feelings which surge through it. But in contrast, the human being observes within himself these experiences of the astral body. He observes what we call the instincts, desires, passions, joy and sorrow, pleasure and pain. Thus it can be said that the relationship between the astral and the physical body is such that in normal life we observe the former internally, but the physical body externally. Now in a certain sense the other two members of the human being, the ether body and the bearer of the ego, are situated between these two extremes. The physical body is observable purely from the outside, the astral body purely from the inside. But the intermediary member between the physical body and the astral body is the ether body. It cannot be observed from the outside, but it affects the outside. The forces, the inner experiences of the astral body initially have to be transferred to the ether body; only then can they act on the physical instrument, the physical body. The ether body acts as an intermediary member between the astral body and the physical body, forming a link between outside and inside. We can no longer see it with the physical eyes, but that which we can see with the physical eyes is an instrument of the astral body only because the ether body is connected towards the outside with the physical body. Now in a certain sense the ego acts from the inside to the outside, whilst the ether body acts from the outside inwards to the astral body; for by means of the ego and the way it affects the astral body the human being gains knowledge of the outside world, the physical environment, from which the physical body itself originates. Animal existence takes place without individual, personal knowledge because the animal does not have an individual ego. The animal inwardly lives through all the experiences of the astral body, but does not use its pleasure and pain, sympathy or antipathy to gain knowledge of the outside world. What we call pleasure and pain, joy and sorrow, sympathy or antipathy are all experiences of the astral body in the animal; but the animal does not commute its pleasure into a celebration of the beauty of the world, but it remains within the element which causes the pleasure. The animal lives immediately within its pain; the human being is guided by his pain beyond himself into discovery of the world because the ego leads him out again and unites him with the outside world. Thus we see on the one hand how the ether body is directed inwards into the human being towards the astral body, whereas the ego leads into the outside world, into the physical world which surrounds us. The human being leads an alternating life. This alternating life can be observed everyday. From the moment of waking in the morning we observe in the human soul all the in and out flooding experiences of the astral body—joy and sorrow, pleasure and pain, feelings, images, etc. We see how at night these experiences sink down to a level of undefined darkness as the astral body and the ego enter an unconscious, or perhaps better said, subconscious state. When we look at the waking human being between morning and evening, the physical body, ether body, astral body and ego are interwoven, are inter-linked in their effects. When the human being goes to sleep at night, the occult consciousness can see that the physical body and the ether body remain in bed and that the astral body and the ego return to their proper home in the spiritual world, that they withdraw from the physical body and the ether body. It is possible to describe this in still a different way which will enable us to deal with the present subject in the appropriate way. The physical body, which only presents us with its outward aspect, sleep remains in the physical world as the outward human being and keeps the ether body, the mediator between inner and outer, with it. That is why in the sleeping human being there can be no mediation between outer and inner because the ether body, as mediator, has entered the outside world. Thus one can say in a certain sense that in the sleeping human being the physical body and the ether body are merely the outer human being; one could even describe the physical and ether bodies as the “outer human being” per se, even though the ether body is the mediator between outer and inner. In contrast, the astral body in the sleeping human being can be described as the “inner human being”. These terms are also true of the waking human being, because all the experiences of the astral body are inner experiences under normal circumstances and what the ego gains in knowledge of the outside world in waking life is taken up inwardly by the human being to be assimilated as learning. The external becomes internalised through the ego. This demonstrates that we can speak of an “outward” and an “inward” human being, the former consisting of a physical and ether body, the latter of ego and astral body. Now let us observe the so-called normal human life and its development in essence. Let us ask the question: Why does the human being return with his astral body and his ego to the spiritual world every night? Is there any reason for the human being to go to sleep? This subject has been mentioned before, but it is necessary for the topic we are dealing with today. Normal developments have to be understood in order to recognise the apparently abnormal states as they manifest themselves in sickness and healing. Why does the human being go to sleep every night? An understanding of this can only be reached if one considers fully the relationship between the astral body and the ego and the “outer human being”. We described the astral body as the bearer of pleasure and pain, joy and sorrow, of instincts, desires, passions, of the surging imagination, perceptions, ideas and feelings. But if the astral body is the bearer of all these things, why is it that at night the human being does not have these experiences, even though the actual inner human being is connected with the astral body in such a manner that the physical and the ether bodies are not present? Why is it that during this period these experiences sink down into an undefined darkness? The reason is that the astral body and the ego, although they are the bearers of joy and sorrow, judgments, the imagination, etc., cannot experience directly those things of which they are the bearers. In our human life the astral body and the ego under normal circumstances are dependent on the physical body and the ether body for awareness of their own experiences. Our soul-life is not something which is immediately experienced by the astral body. If this were the case, then we would also experience it during the night when we remain united with the astral body. Our daytime soul-life is like an echo or a mirror-image. The physical body and the ether body reflect the experiences of the astral body. Everything which our soul conjures up for us between waking up and going to sleep, it can only do because it sees its own experiences in the mirror of the physical and ether or life bodies. At the moment when we leave the physical and ether bodies at night we still have all the experiences of the astral body in us but we are not conscious of them because in order to be conscious of them the reflecting qualities of the physical body and the ether body are required. Thus in the whole of our life as it takes its course from waking up in the morning to going to sleep at night we see an interaction between the inner and the outer human being, between the ego and the astral body on the one hand and the physical body and the ether body on the other. The forces which are at work here are the forces of the astral body and the ego. For under no circumstances could the physical body as the sum of physical attributes bring forth our soul-life out of itself and neither could the ether body. The reflecting forces come from the astral body and the ego in the same way as the image which we see in the mirror does not originate in the mirror but in the object which is reflected in the mirror. Thus all the forces which cause our soul-life lie in the astral body and the ego, in the inward nature of the human being. And they become active in the interaction between inner and outer world, they reach out, so to speak, for our physical and ether bodies, but at night we see them enter the state which we call “tiredness”. We see them exhausted at night. And we would be unable to continue our life if we were not in a position to enter a different world each night than the one which we inhabit from morning to evening. In the world which we inhabit when we are awake we can make our soul-life perceptible, we can create it before our soul. That we do with the forces of the astral body. But we also exhaust these forces and cannot replenish them out of our waking life. We can only replenish them out of the spiritual world which we enter each night and that is why we sleep. We would be unable to live without entering the world of night and fetching from the spiritual world the forces which we use during the day. Thus the question what we bring into the physical world when we enter our ether and physical bodies is answered. But do we not also carry something from the physical world into the spiritual world at night? That is the second question, and it is just as important as the first one. In order to answer this question, we have to deal with a number of things which are a part of normal human life. In ordinary life we have so-called experiences. These experiences are significant in our life between birth and death. An example which has often been mentioned here will illuminate this, the example of learning to write. When we put pen to paper in order to express our thoughts, we practise the art of writing. We can write, but what are the conditions required that we can do so? It is necessary that in a certain span of existence between birth and death we have a whole series of experiences. Think of all the things which you went through as a child, from the first clumsy attempts to hold the pen, put it to paper, etc., etc. One might well thank God that one does not have to recall all those things. Because it would be a dreadful situation if every time that we wanted to write we had to recall all the unsuccessful attempts at tracing the lines, perhaps also the punishments connected therewith, and so on in order to develop what we call the art of writing. What has taken place? Development in an important sense has taken place in the human life between birth and death. We have had a whole series of experiences. These experiences took place over a long period of time. Then they were refined, as it were, into an essence which we call the “ability” to write. All the other things have sunk into the indeterminate shadow of forgetfulness. But there is no need to remember them, because our soul has developed to a higher stage from these experiences: our memories flow together into essences which appear in life as our capabilities and abilities. That is our development in the existence between birth and death. Experiences are transformed initially into abilities of the soul which can then come to expression by means of the outer tools of the physical body. All personal experiences between birth and death take place in such a manner that they are transformed into abilities and also into wisdom. We can gain an insight into how this transformation takes place if we take a look at the period between 1770 and 1815. A significant historical event took place during this period. A large number of people were contemporaries of this event. How did they respond to it? Some of them did not notice the events passing by them. Impassively they neglected to turn the events into knowledge, wisdom of the world. Others transformed them into a deep wisdom, they extracted the essence. How are experiences transformed in the soul into ability and wisdom? They are transformed by being taken in their immediate form into our sleep each night, into those spheres where the soul or the inner human being reside during the night. There the experiences which occur over a period of time are changed into essences. Any observer of life knows that if one wants to master and co-ordinate a series of experiences in a single sphere of activity it is necessary to transform these experiences in periods of sleep. For example, a thing is best learnt by heart by learning it, sleeping on it, learning it again, sleeping on it again. If one is not able to immerse the experiences in sleep in order for them to emerge as abilities or in the form of wisdom or art, then they will not be developed. This is the expression on a higher level of what we are faced with as necessity on a lower one. This year's plant cannot become next year's one if it does not return to the dark lap of the earth in order to grow again the following year. Here development remains repetition. Where it is illuminated with the human spirit it is a true “development”. The experiences descend into the nocturnal lap of the unconscious and they are brought forth again, initially still as repetition; but eventually they will have been transformed to such an extent that they can emerge as wisdom, as abilities, as life experience. Thus life was understood in times when it was still possible to observe the spiritual worlds more deeply than is the case today. That is why, where leading personalities of ancient cultures wanted to speak of certain things by means of an image we see indications of these significant foundations of human life. What would someone have to do if he wanted to prevent a series of daytime experiences catching fire in his soul and being transformed into certain abilities? What, for example, happens when someone experiences a certain relationship with another person over a period of time? These experiences with the other person descend into the night-time consciousness and re-emerge from night-time consciousness as love for another person, which, when it is healthy, is an essence, as it were, of the consecutive experiences. The feeling of love for the other person has come about in such a way that the sum of experiences has been drawn together into unity, as if woven into a fabric. Now what would someone have to do to prevent a series of experiences turning into love? He would have to take the special measure of preventing the nightly natural process which turns our experience into essence, the feeling of love, from taking place. He would have to unravel again at night the fabric of daytime experience. If he can manage this his achievement is that his experience of the other person, which turns into love in his soul, has no effect on him. Homer was alluding to these depths of human soul-life in his image of Penelope and her suitors.32 She promises marriage to each one after she has completed a certain fabric. She manages to avoid having to keep her promise only by unravelling each night what she has woven during the day. Great depths are revealed where the seer is also artist. Today there is little feeling left for these things and such interpretations of poets who were also seers are declared arbitrary and phantastical. This can harm neither the ancient poets nor the truth, but only our time, which is thus prevented from entering into the depths of human life. Thus something is taken into the soul at night which returns again. Something is taken into the soul which the soul develops and which raises it to ever higher levels of ability. But now it must be asked: where does this development of the human being reach its limit? This frontier can be recognised if we observe how the human being when he wakes up in the morning always returns to the same physical body and ether body with the same abilities and talents, the same configuration which they have possessed from birth. This configuration, these inner structures and forms of the physical and ether bodies cannot be altered by human being. If we were able to take the physical or, at least, the ether body into the state of sleep then we would be able to change them. But in the morning we find them again unchanged from the evening. Here there is a clear limitation to what can be achieved by development in the life between birth and death. Development between birth and death is essentially restricted to experiences of the soul; it cannot extend to physical experience. Thus for all the opportunities someone might have to pass through experiences which could deepen his musical appreciation, to awaken in his soul a profound musical life, it could not be developed if he did not have a musical ear, if the physical and etheric formation of his ear did not permit him to establish the harmony between the outer and the inner human being. In order for the human being to be whole, all the members of his being have to form a unity, to be in harmony. That is why all the opportunities which a person with an unmusical ear might have to go through experiences which would enable him to rise to a higher level of musical appreciation have to remain in the soul, have to resign themselves. They cannot come to fruition because the boundary is drawn each morning by the structure and form of the internal organs. These things are not dependent merely on the more rough structures of the physical and ether bodies but on very subtle relationships therein. Every function of the soul in our current normal life has to find expression in an organ; and if the organ is not formed in a suitable way then this is prevented. Those things which cannot be demonstrated by physiology and anatomy, the subtle sculpting within the organs, are precisely the things which are incapable of transformation between birth and death. Is the human being completely powerless, then, to transfuse into his physical and ether bodies the events and experiences which he has taken into his astral body and ego? For when we look at people we can see that the human being can even shape his physical body within limits. One only needs to observe a person who has spent ten years of his life in deep inner contemplation: the gestures and physiognomy will have changed. But this occurs within very narrow confines. Is it always the case? That this is not always confined to the narrowest of limitations can only be understood if we take recourse to a law which we have often mentioned here, but which needs to be recalled frequently because it is so alien to our present time, a law which can be compared with another one which became established for mankind in the 17th century on a lower level. Up until the 17th century it was believed that the lower animals, insects, etc., could originate from river mud. It was believed that nothing more than pure matter was required to generate earth-worms and insects. This was thought to be true not only by amateurs but also by scholars. If we go back to earlier times we find that everything was systematised in such a way that, for example, instructions were given on how to create life from the environment. Thus a book from the 7th century AD33 describes how the carcass of a horse has to be beaten tender in order to create bees. Similarly bullocks created hornets, donkeys, wasps. It was in the 17th century that the great scientist Francesco Redi34 first pronounced the axiom: life can only originate from life! Because of this truth, which is taken as self-evident today so that no one can understand how anything else could ever have been believed, Redi was considered a dreadful heretic still in the 17th century and he barely escaped the fate of Giordano Bruno. It is always like that with such truths. At first those who proclaim them are branded as heretics and fall prey to the inquisition. In the past people were burned or threatened with burning. Today this type of inquisition has been abandoned. No one is burnt anymore. But those who today sit on the curule chair of science regard all those who proclaim a new, higher level of truth to be fools and dreamers. People who today espouse in a different way the axiom regarding living things which Francesco Redi put forward in the 17th century are considered to be fools and dreamers. Redi pointed out that it is inexact observation to believe that life can originate immediately from dead matter but that it must be traced back to similar living matter, to the embryo which draws its matter and strength from the environment. Similarly spiritual science today must point out that what enters existence as soul and spiritual nature must originate from soul and spirit and is not an assembly of inherited characteristics. As the embryonic form of the earth-worm draws on the matter of its environment to develop, so the soul and spiritual kernel equally has to draw on the substances of its environment in order to develop. If we pursue the soul and spiritual nature in the human being backwards, we come to an earlier soul and spiritual element which exists before birth and which has nothing to do with heredity. The axiom that soul-spiritual elements can only arise from soul-spiritual elements entails in the last instance the axiom of repeated earth lives, of which a closer study of spiritual science furnishes the proof. Our life between birth and death leads back to other lives which we went through in earlier times. The soul and spiritual element originates in the soul and in the spirit, and the causes of our present experiences between birth and death lie in a previous soul and spiritual existence. When we pass through the gates of death we take with us what we assimilated in this life as transformation from causes into abilities. This we return with when we enter a future existence through birth. In the time between death and birth we are in different circumstances than when we enter the spiritual world each night through sleep from which we wake up again in the morning. When we wake up in the morning, we find our physical and ether bodies as we left them the previous evening. We cannot transform them with our experiences in life between birth and death. We find our limitation in the finished ether and physical bodies. But when we enter the spiritual world through the gate of death we leave the physical and ether bodies behind and retain only the essence of the ether body. In the spiritual world we have no need to take account of an existing physical and ether body. In the whole period between death and a new birth the human being can work with purely spiritual forces, he is dealing with purely spiritual substance. He takes from the spiritual world what he requires to create the archetype of his new physical body and ether body and forms these archetypes up to the time of his new birth, weaving into them all the experiences which the soul was unable to utilise between birth and death in the previous physical and ether bodies. Then the moment arrives when this purely spiritual archetypal image has been finished and when the human being is able to sculpt into the physical and ether bodies what he has woven into the archetypal image; the archetype is thus active in this particular state of sleep which the human being is passing through. If the human being were able to bring with him in a similar manner his physical body and ether body each morning on waking up, then he would be able to form them from out of the spiritual world; but he would also have to transform them. But birth means waking up from a state of sleep which encompasses the physical and ether bodies in the existence before birth. It is at this point that the astral body and ego descend into the physical world, into the physical body and the ether body, into which they can now sculpt everything which they could not form into the complete bodies of the previous life. Now, in a new life, they can express in an ether body and a physical body everything which they were able to raise to a higher stage of development but which they were unable to put into practice in the previous life because the complete ether body and physical body made it impossible. Were we not able to destroy our physical and ether bodies, were the physical body unable to pass through death, it would be impossible to integrate our experiences into our development. However much we regard death with fear and shock and feel pain and sorrow at the death which will affect us, an objective view of the world teaches us in fact: we have to want death! For death alone gives us the opportunity to destroy this body in order to enable us to construct a new one in the next life so that we can bring into life all the fruits of earthly existence. Thus two currents are active together in the normal course of human life: an inner and an outer. These two currents reveal themselves to us in parallel in the physical and the ether bodies on the one hand and in the astral body and the ego on the other. What can the human being do between birth and death in relation to the physical and ether bodies? Not only the astral body is exhausted by the life of the soul, but the organs of the physical body and the ether body are also exhausted. We can now observe the following: whilst the astral body is in the spiritual world during the night, it also works on the physical body and the ether body to restore them to their normal state. Only in sleep can what has been destroyed during the day in the physical and ether bodies be restored. Thus the spiritual world does indeed work on the physical and ether bodies, but with limitations. The abilities and structure of the physical body and ether body are given at birth and cannot alter except within very narrow margins. Two streams are active in cosmic development, as it were, which cannot abstractly be made to harmonize. If someone tried to unite these two streams in abstract reflection, tried to develop lightly a philosophy which said: “Well, the human being has to be in harmony, therefore the two streams have to be harmonious in man!” he would be making an enormous error. Life does not work according to abstractions. Life works in such a way that these abstract visions can only be achieved after long periods of development. Life works in such a manner that it creates states of equilibrium and harmony only by passing through stages of disharmony. This is the living interaction in the human being and indeed it is not meant to be made harmonious by reflection. It is always an indication of abstract, dry thinking if a harmony is imagined into a situation where life has to develop towards a stage of balance through disharmony. It is the fate of human development that we must have harmony as an aim which cannot, however, be reached if it is merely imagined into a given stage of human development. It will now be easier to understand when spiritual science says that life presents different aspects, depending on whether we regard it from the point of view of the inner or outer human being. The person who wanted to combine these two aspects by some abstraction would leave out of account that there is more than one ideal, one judgment, but that there are as many judgments as there are points of view and that it is only when these different points of view act together that the truth can be found. This allows us to assume that life's view of the inner human being might be different from its view of the outer human being. An example will make clear that truths are relative, depending on whether they are regarded from one aspect or another. It is certainly quite appropriate for a giant who has a hand the size of a small child to talk of his little finger. Whether a dwarf the size of the small child can also talk of the giant's little finger is another matter. Things by necessity are complementary truths. There is no absolute truth as regards outer things. Things have to be looked at from all different points of view and truth has to be found through the individual truths which illuminate one another. That is also the reason why in life as we can observe it the outer human being, physical body and ether body, and the inner human being, astral body and ego, need not in a given period of life be in complete harmony. If there were complete harmony then the case would be that when the human being enters the spiritual world at night he would take the events of the day with him and would transform them into the essence of ability, of wisdom, and so on, and the forces which he brought with him from the spiritual world in the morning into the physical world would be used only in relation to the soul life. But the frontier which we described and which is drawn for the physical body would never be crossed. Then, also, there would be no human development. The human being has to learn to take note of these limitations himself; he has to make them part of his judgment. The possibility must be given for him to breach these limits to the greatest possible extent. And he breaches them continually! In real life these frontiers are crossed continually so that for example the astral body and the ego do not keep within the limits when they affect the physical body. But in doing so they breach the laws of the physical body. We then observe such breaches as irregularities, as disorganisation of the physical body, as the appearance of sickness, caused by action of the spirit—the astral body and the ego. Limits can be breached also in other ways, namely that the human being as inner being does not manage to correlate with the outside world, that he fails to relate fully to the outside world. This can be shown in a very dramatic example. When the famous eruption of Mount Pelee35 in Central America took place, very noteworthy and instructive documents were found in the ruins afterwards. In one of them it said: “You need not fear any more because the danger is past; there will be no more eruptions. This is shown by the laws which we have recognised as the laws of nature.” These documents, which stated that further volcanic eruptions were impossible according to the current state of knowledge of nature, had been buried—and with them the scholars who had written these documents on the basis of their normal scholarly knowledge. A tragic event took place here. But that precisely demonstrated the disharmony of the human being with the physical world quite clearly. There can be no doubt that the intelligence of the scholars who investigated these natural laws would have been adequate to find the truth if they had been sufficiently trained. For they were not lacking in intelligence. But although intelligence is necessary, it is insufficient on its own, Animals, for example, leave an area if such an event is imminent. That is a well-known fact. Only the domesticated animals perish with the human beings. The so-called animal instinct is therefore sufficient to develop a far greater wisdom as far as those future events are concerned than human wisdom today. “Intelligence” is not the decisive factor; our current intellect is present also in those who commit the greatest follies. Intelligence is therefore not lacking. What is lacking is sufficiently matured experience of events. As soon as the intelligence lays something down which appears plausible to its narrow limited experience it can come into disharmony with the real outward events and then the outer events break down around it. For there is a relationship between the physical body and the world which the human being will gradually learn to recognise and grasp with the forces which he possesses today already. But he will only be able to do this once he has accrued and assimilated the experiences of the outside world. Then the harmony which will have developed as a result of this experience will have been created by no other intellect than the one we have today; for it is precisely in the present that our intellect has developed to a certain stage. The only thing lacking is the ripening of experience. If the maturing of experience does not correspond to the outside then the human being becomes disharmonious with the outside world and can be broken on events in the outer world. We have seen in an extreme example how disharmony between the physical bodies of the scholars and the stage which they had reached inwardly in the development of their soul came about. Such disharmony occurs not only when momentous events happen to us; such disharmony is given in principle and in essence always when any outer harm befalls our physical and ether bodies, when outer harm affects the outer human being in such a way that he is not capable of countering this harm with his inner forces, to ban it from his life. This applies whether it is externally visible or an internal sickness, which is, however, in reality only an external one. For if we have an upset stomach, then that is essentially the same as if a brick drops on our head. This is the situation which occurs when conflict arises—or is allowed to arise between the inner human being and the external world, when the inner human being cannot match the outer human being. Fundamentally all illnesses are such disharmony, such breaching of the division between inner and outer human being. Something is created by the continual breach of these divisions which will become harmony only in the far distant future, which remains an abstraction if our thinking tries to impose it on our life. The human being only develops his inner life by beginning to realise that at his present stage he is not yet able to match outer life. This is true not only of the ego, but also of the astral body. The human being experiences consciously between waking up and going to sleep those things which are penetrated by the ego. The working of the astral body, the way in which it breaches its limits and is impotent to create proper harmony between the inner and the outer human being, lies outside normal human consciousness. But it is present, nevertheless. All these things reveal the deeper inner nature of sickness. What are the two possible courses which an illness can take? Either healing or death occurs. In the normal development of life death must be seen as the one side and healing as the other. What does healing signify for the development of the human being? First of all it must be clarified what sickness means for the overall development of the human being. In sickness there is disharmony between the inner and the outer human being. In a certain way the inner human being has to withdraw from the outer one. A simple example is when we cut our finger. We can only cut the physical body, not the astral. But the astral body always transfuses the physical one and the result is that the astral body does not find in the cut finger what it should find when it penetrates into its smallest recesses. It feels disconnected from the physical part of the finger. That, in essence, is the nature of a whole number of illnesses that the inner human being feels disconnected from the outer, that it cannot penetrate the outer human being because an injury causes a division. Now health can be restored to the human being by outer means or the inner human being can be strengthened to such an extent that it is able to heal the outer human being. The link between outer and inner human being is re-established to a greater or lesser degree after healing, the inner human being can again live in the healed outer one. This is a process which can be compared to waking up: after an artificial withdrawal by the inner human being we return to the experiences which are only available in the outside world. Healing makes it possible for the human being to return with those things which he could not otherwise bring back. The healing process is assimilated into the inner human being and becomes an integral part of this inner human being. Return to health, healing, is something which we can look back on with satisfaction because in a similar manner that sleep makes the inner human being progress we are given something by healing which allows the inner human being to progress. Even if it is not immediately visible, we are elevated in our soul experience, are enhanced in our inner human being by a return to health. In sleep we take with us into the spiritual world the things we have won through healing and the latter is therefore something which strengthens us as far as the forces which we develop in sleep are concerned. All these thoughts on the mysterious relationship between healing and sleep could be developed in full if there were the time, but it can be seen, nevertheless, how healing can be equated with what we take into the spiritual world at night; with that which brings progress into our processes of development in so far as they can be made to progress at all between birth and death. Those things which in normal life we draw in from outer experience come to expression in our soul-life between birth and death as higher development. But not everything which assimilated through healing emerges again. We can also take it through the gate of death and it can be of benefit to us in the next life. But spiritual science shows us the following: we should be thankful each time that we are healed, for each healing signifies an enhancement of our inner human being which can only be achieved with the forces which we have assimilated inwardly. The other question is: what is the significance for the human being of the illness which ends in death? In a certain sense it means the opposite, that we cannot restore the disturbed balance between the inner and the outer human being, that we cannot in the correct way cross the frontier between the inner and the outer human being in this life. As we have to accept our unchanged healthy body when we wake up in the morning we have to accept our unchanged damaged body when an illness ends with death and are incapable of making it change. The healthy body remains as it is and receives us in the morning; the damaged body can no longer receive us and we end up in death. We have to leave the body because we are no longer able to re-establish its harmony. But we then take our experiences into the spiritual world without the benefit of an outer body. The fruits which we gain as a result of our damaged body no longer receiving us become an enrichment for the life between death and a new birth. Thus, also, we have to be thankful to an illness which ends in death because it gives us the opportunity of enhancing the life between death and a new birth and to gather together the forces and experiences which can only mature during that time. Thus we have here the consequences for the soul of illnesses which end in death and illnesses which end in healing. That gives us two aspects: we can be thankful to an illness which ends in healing because we have become strengthened in our inner self; and we can be thankful to an illness which ends in death because we know: in the higher stage which we enter in the life between death and a new birth death is of great significance for us because we will have learnt from it that our body must be different when we construct it for the future. And we will avoid the harmful aspects which caused us to fail before. The healing process makes our inner life progress, death influences the development in the outer world. The necessity therefore arises that we take two different points of view. Nobody should think that it would be correct to say from the point of view of spiritual science: if death, which results from illness is something for which we must be grateful, if the course of an illness is something which elevates us in our next life, then we should really permit all illness to end in death and not make any attempt at healing! To speak like that would not be in the spirit of spiritual science, for the latter is not concerned with abstractions but with those truths which are arrived at from different points of view. We have the duty to make every attempt at healing with all the means at our disposal. The task to heal to the best of our ability lies embedded in the human consciousness. Thus the view that death, when it occurs, is something to be grateful for is not one which is normally present in ordinary human consciousness, but can only be won if we transcend it. From the “viewpoint of the gods” it is justified to let an illness end in death; from the human viewpoint it is justified only to do everything to bring about healing. An illness which ends in death cannot be judged on the same level. Initially these two views are irreconcilable and they have to progress in parallel. Any abstract harmonising is of no use here. Spiritual science has to advance to a recognition of the truths which stem from one particular side of life and of other truths which are representative of another side. The sentence “healing is good, healing is a duty” is correct. But so is the other sentence “death is good when it occurs as the result of illness; death is beneficial for overall human development.” Although these two sentences contradict one another, both of them contain living truths which can be recognised by living knowledge. Precisely where two streams, which can only be made harmonious in the future, enter human life it is possible to see the error of thinking in stereotypes and the necessity to regard life in broad outline. It has to be clearly understood that so-called contradictions, when they refer only to experience and a deeper knowledge of the matter, do not limit our knowledge but lead us gradually into a living knowledge because life itself develops towards harmony. Normal life proceeds in such a manner that we create abilities from experiences and that the things which we cannot assimilate between birth and death are woven into the fabric which we then make use of between death and a new birth. Healing and fatal illness intertwine with this normal course of human life in such a manner that every healing is a contribution to the elevation of the human being to a higher stage, and every fatal illness, too, leads the human being to higher levels. The former as far as the inner human being is concerned and the latter as far as the outer human being is concerned. Thus there is progress in the world in that it moves not in one but in two opposing currents. It is precisely in sickness and healing that the complexities of human life become visible. If sickness and health did not exist, normal life could only proceed in such a manner that the human being would spin the thread of his life hanging on to the apron strings of existence, never going beyond his limits. And the forces to construct his body anew would be given to him from the spiritual world between death and a new birth. In such a situation the human being would never be able to unfold the fruits of his own labour in the development of the world. These fruits can be unfolded by the human being in the close confines of life only in that he can err. For only by a knowledge of error can truth be arrived at. It is only possible to assimilate truth such that it becomes part of the soul, such that it influences development, if it is extracted from the fertile soul of error. The human being could be perfectly healthy if he did not interfere in life with his errors and imperfections by breaching his limits. But health which has the same origins as the inwardly recognised truth, health for which the human being wrestles from one incarnation to the next with his own life, such health only comes about through the reality of mistakes, through illness. The human being learns to overcome his mistakes and errors in healing on the one hand, and on the other he meets the mistakes which he was not able to overcome in life in the existence between death and a new life so that he learns to surmount them in the next life. We can now return to our dramatic example and say: the intellect of those scholars who made such a wrong judgment at the time will not only become more cautious in jumping to conclusions, but it will let the experience ripen in order gradually to create harmony with life. Thus it can be observed how healing and sickness affect human life so that the human being could never achieve his aims by his own effort without them. We can see how their seemingly abnormal intervention in our development belongs to human existence, as does error, if our aim is to recognise truth. We could say the same about sickness and healing as a great poet in an important epoch said about human error: “The striving human being errs.”36 This might give the impression as if the poet had wanted to say: “The human being always errs!” But the sentence is reversible and might be said: “Let the human being strive whilst he still errs!” Error gives birth to renewed striving. The sentence “The striving human being errs” need not, therefore, fill us with despair, for every error brings forth new striving and the human being will continue to strive until he has overcome the error. That is as much as to say that error in itself points beyond itself and leads to human truth. And similarly it can be said: sickness may occur in the human being, but he must develop. Through illness he develops to health. Thus illness points beyond itself in healing and even in death, and produces a state of health which is not alien to man but which grows out of the human being and is in accord with this being. Everything which appears in this context is well suited to showing us how the world in the wisdom of its existence avails the human being at every stage of his development of the opportunity to grow beyond himself in the sense of the saying by Angelus Silesius with which we concluded the lecture “What is Mysticism?” At that time we were referring to more intimate spheres of development; now we can expand its meaning to the whole field of sickness and healing and we can truly say:
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59. Metamorphoses of the Soul: Paths of Experience II: Positive and Negative Man
10 Mar 1910, Berlin Translated by Charles Davy, Christoph von Arnim Rudolf Steiner |
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59. Metamorphoses of the Soul: Paths of Experience II: Positive and Negative Man
10 Mar 1910, Berlin Translated by Charles Davy, Christoph von Arnim Rudolf Steiner |
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If we examine the human soul, comparing one individual with another, we find the greatest possible variety. In these lectures we have spoken of some typical differences and the reasons for them, relating them to character, temperament, capacities, forces and so on. One significant difference, the difference between positive and negative man, will occupy us today. At the start, I want to make it clear that this treatment of the subject—which will be fully in keeping with my other lectures—has nothing in common with the superficial but popular descriptions of people as positive and negative. Our account will stand entirely on its own ground. We might first look round for a kind of clarifying definition of what is meant by a positive or negative person, and thus we might say: In the sense of a true and penetrating teaching concerning human souls, we could designate a positive person as one who, in face of all the impressions pouring in on him from the outer world, is able to maintain the firmness and security of his inner being, at least up to a certain point. Hence he will have clear-cut ideas and concepts, together with certain inclinations and aversions, which outer impressions cannot disturb. Again, his actions follow certain urges and impulses which will not be affected by whatever transient impressions may come to him from daily life. A negative man, on the other hand, can be described as one who readily submits to changing impressions and is strongly influenced by ideas which come to him from this or that person or group. Hence he is easily impelled to change what he had been thinking or feeling and to take something different into his soul. In his actions he is drawn away from his own impulses by all kinds of influences from other people. These could be our definitions, roughly speaking. But if we inquire how these deeply rooted characteristics of human nature work out in practice, we shall soon be convinced that we have gained very little from our definitions and that to search for any such convenient labels is fairly useless. For if we try to apply them to real life we have to say: A man of strong passions and impulses, which have carried a certain enduring stamp since childhood, will have allowed all sorts of good and bad examples to pass him by without affecting his habits. He will have formed certain ideas and concepts about this or that and he will stick to them, whatever other facts may be brought before him. Countless obstacles will mount up before he can be convinced of anything different. Such a man would indeed be positive, but it would lead to nothing for him but a dull life, shut off from new impressions, seeing and hearing nothing that could enrich or enlarge his experience. The other type of man, ready at any time to welcome new impressions and always prepared to correct his ideas if facts go against them, would become—perhaps in a relatively short time—a quite different being. As he goes through successive periods in his life he will seem to be hastening on from one interest to another, so that the character of his life will be quite transformed as time goes on. Compared with the other, “positive” type of man, he will certainly have made more of life—but according to our definition we should have to call him “negative”. Again, a man of robust character, whose life is governed by custom and routine, might be led by the fashion of the moment to travel in a country richly endowed with art treasures. But he has loaded his soul with so many fixed responses that he passes by one work of art after another, at most consulting his Baedeker to see which are the most important, and finally he goes home with his soul not in the least enriched by all this trailing from gallery to gallery, from landscape to landscape. We would have to call him a very positive man. By contrast, someone else might follow much the same course of travel, but his character is such that he gives himself up to every picture, loses himself enthusiastically in it, and so it is with the next picture and the next. Thus he passes along with a soul that surrenders to every detail, with the result each impression is wiped out by the next, and he returns home with a kind of chaos in his soul. He is a very negative person, the exact opposite of the other man. We could go on giving the most varied examples of the two types. We could describe as negative a person who has learnt so much that on every subject his judgment is uncertain; he no longer knows what is true or false and has become a sceptic with regard to life and knowledge. Another man might absorb just as many of the same impressions, but he works on them and knows how to fit them into the whole of his acquired wisdom. He would be a positive man in the best sense of the word. A child can be tyrannically positive towards grown-ups if it asserts its own inherent nature and tries to reject everything opposed to it. Or a man who has been through many experiences, errors and disappointments may nevertheless surrender to every new impression and may still be easily elated or depressed: compared with the child he will be a negative type. In brief, it is only when we allow the whole of a man's life, to work upon us, not in accordance with any theoretical ideas but in all its variety, and if we use concepts only as an aid in ordering the facts and events of a life, that we can rightly approach these decisive questions concerning positive and negative man. For in discussing the individual peculiarities of human souls we touch on something of the utmost importance. If we did not have to think of man in all his completeness as a living entity, subject to what we call evolution—so often discussed here—these questions would be much simpler. We see the human soul passing from one stage of evolution to the next, and, if we are speaking in the true sense of spiritual science, we do not picture the life of an individual between birth and death as following always a uniform course. For we know that his life is a sequel to previous lives on earth and the starting-point for later ones. When we observe a human life through its various incarnations, we can readily understand that in one earthly life a man's development may go somewhat slowly, so that he retains the same characteristics and ideas throughout. In another life he will have to catch up with all the more development, leading him to new levels of soul-life. The study of a single life is always in the highest degree insufficient. Let us now ask how these indications concerning positive and negative types can help us in studying the human soul on the lines laid down in previous lectures. We showed that the soul is by no means a chaotic flux of concepts, feelings and ideas, as it may seem to be at a casual glance. On the contrary, the soul has three members which must be clearly distinguished. The first and lowest of these we called the sentient soul. Its primal form is best seen in men at a relatively low stage of development who are wholly given up to their passions, impulses, wishes and desires and simply pursue every wish, every desire, that arises within them. In men of this type the ego, the self-conscious kernel of the human soul, dwells in a surging sea of passions, desires, sympathies and antipathies, and is subject to every storm that sweeps through the soul. Such a man will follow his inclinations not because he dominates them but because they dominate him, so that he gives way to every inner demand. The ego can scarcely raise itself out of this surge of desires. When the soul develops further, we see more and more clearly how the ego works from a strong central point. In due course, as evolution proceeds, a higher part of the soul, which exists in everyone, gains a certain predominance over the sentient soul. We have called this higher part the intellectual soul or mind soul. When man ceases to follow every inclination or impulse, then in his soul something emerges which has always been there but can be effective only when the ego begins to control his inclinations and desires and to impose on the ever-changing impressions he receives some kind of coherence in his inner life. Thus when this second member of the soul, the intellectual soul, comes to prevail, it deepens our picture of man. Next, we spoke of the highest member of the soul, the consciousness soul, where the ego comes to the fore in full strength. Then the inner life turns towards the outer world. Its conceptual images and ideas are no longer there only to control the passions, for at this stage the entire inner life of the soul is guided by the ego, so that it reflects the outer world and gains knowledge of it. When we attain to this knowledge, it is a sign that the consciousness soul has come to dominate the life of the soul. These three soul-members exist in all human beings, but in every case one of them predominates. The last lectures have shown that the soul can go further in development—must indeed go further even in ordinary life, if we are to be human beings in the true sense of the word. A man whose motives for action derive entirely from external demands, who is impelled to act only by sympathy or antipathy, will make no effort to realise in himself the true quality of human nature. This will be achieved only by someone who raises himself to moral ideas and ideals, derived from the spiritual world, for that is how we enrich the life of the soul with new elements. Man has a “history” only because he can carry into life something which his inner being draws from unknown depths and impresses on the outer world. Similarly, we would never reach a real knowledge of world secrets if we were not able to attach external experiences to ideas. We draw forth these ideas from the spirit in ourselves and bring them to meet the outer world, and it is only by so doing that we can grasp and elucidate the outer world in its true form. Thus we can infuse our inner being with a spiritual element and enrich our soul with experiences that we could never gain from the outer world alone. As described in the lecture on mysticism, we can rise to a higher form of soul-life by cutting ourselves off for a while from impressions and stimuli from the outer world, by emptying the soul and devoting ourselves—as Meister Eckhart puts it—to the little flame which is usually outshone by the continual experiences of daily life but which can now be kindled into flame. A mystic of this order rises to a soul-life above the ordinary level; he immerses himself in the mysteries of the world by unveiling within himself what the world-mysteries have laid down in his soul. In the next lecture we saw that if a man awaits the future with calm acceptance, and if he looks back over the past in such a way as to feel that dwelling within him is something greater than anything evident in his daily life, he will be impelled to look up in worship to this greater thing that towers above him. We saw that in prayer a man rises inwardly above himself towards something that transcends his ordinary life. And finally, we saw that by real spiritual training, which leads him through the three stages of Imagination, Inspiration and Intuition, he can grow into a world which is as unknown to ordinary people as the world of light and colours is to the blind. Thus we have seen how the soul can grow beyond the normal level, and so we have gained a glimpse of the development of the soul through the most varied stages. If we look at people around us, we find that they are at widely different levels of development. One man will show in life that he has the potential for raising his soul to a certain stage and will then be able to carry through the gate of death what he has gained. If we study how people go from stage to stage, we come to the concepts of positive and negative but we cannot now say simply that an individual is positive or negative, for he will exhibit each characteristic at different stages of his progress. To start with, a man may have the strongest, most headstrong impulses in his sentient soul; he will then be impelled by definite urges, passions and desires, while his ego-centre remains in relative obscurity and he may be hardly aware of it. At that point he is very positive and pursues his life as a positive type. But, if he were to remain in that condition, he would make no progress. In the course of his development he must change from a positive into a negative person, for he has to be open to receive whatever his development requires. If he is not prepared to suppress the positive qualities in his sentient soul, so that new impressions can flow in; if he is unable to raise himself out of the positive qualities given him by nature and to acquire a certain negative capacity to receive new impressions, he will get no further. Here we touch on something which is necessary for the soul but can also be a source of danger—something which shows very clearly that only an intimate knowledge of the soul can guide us safely through life. The fact is that we cannot progress if we try to avoid certain dangers affecting the life of the soul. And these dangers are always present for a negative person, since he is open to the influx of external impressions and to uniting himself with them. This means that he will take in not only good impressions, but also bad and dangerous ones. When a very negative person meets another person, he will be easily carried away by hearing all sorts of things that have nothing to do with judgment or reason, and he will be influenced not only by what the other person says but by what he does. He may imitate the other person's actions and examples, to the point even of coming to resemble him quite closely. Such a man may indeed be open to good influences, but he will be in danger of responding to every kind of bad stimulus and making it his own. If we rise from ordinary life to the level where we can see what spiritual facts and beings are at work in our vicinity, we must say that a man with negative soul-qualities is particularly open to the influence of those intangible, indefinable impressions which are hardly evident in external life. For example, the facts show that a man alone is a quite different being from what he is in a large assembly of others, especially if the assembly is active. When he is alone, he follows his own impulses; even a weak ego will look for the source of its actions in itself. But in a large assembly there is a sort of mass-soul in which all the various urges, desires and judgments of those present flow together. A positive man will not easily surrender to this collective entity, but a negative man will always be influenced by it. Hence we can repeatedly experience the truth of what a dialect poet, Rosegger, has said in a few words. He puts it crudely, but there is more than a grain of truth in what he says:
We can often notice that men are wiser alone than they are in company, for then they are almost always subject to the prevailing average mood. Thus a man may go to a meeting without any definite ideas or feelings; then he listens to a speaker who takes up with enthusiasm some point which had previously left him cold. He may be affected not so much by the speaker as by the acclamation won from the audience. This grips him and he goes home quite convinced. Mass-suggestion of this kind plays an enormous part in life. It illustrates the danger to which a negative soul is exposed, and in particular the danger of sectarianism, for while we might fail to convince an individual of something, it becomes relatively easy to do so if we can bring him under the influence of a sect or group, for here mass suggestion will be at work, spreading from soul to soul. There are great dangers here for persons of a negative type. We can go further. In earlier lectures we have seen how the soul can raise itself into higher realms of spiritual life. And in my Occult Science39 you will find an account of how the soul must train itself to accomplish this stage-by-stage ascent. In the first place it has to suppress the positive element in itself and open itself to new impressions by putting itself artificially into a negative mood. Otherwise it will make no progress. We have often explained what the spiritual researcher has to do if he wishes to reach the higher levels of existence. He has to bring about, deliberately and consciously, the condition which occurs normally in sleep, when the soul receives no outer stimuli. He has to shut out all external impressions, so that his soul is quite empty. Then he must be able to open his soul to impressions which at first, if he is still a beginner, will be quite new to him, and this means that he has to make himself as negative as possible. And everything in mystical life and knowledge of higher worlds that we call inner vision, inward contemplation, does fundamentally bring about negative moods in the soul. There is no way round that. When a man suppresses all stimuli from the outer world and consciously achieves a condition in which he is entirely sunk in himself and has banished all the positive characteristics that had previously been his, then he is bound to become negative and self-absorbed. Something similar occurs if we employ an easier external method which cannot of itself lead us to a higher life but can give us some support in our ascent—if for instance we turn from foods which stimulate positive impulses in a sort of animal fashion to a special diet, vegetarian or the like. We cannot bring about our ascent into higher worlds by vegetarianism or by not eating this or that; it would be altogether too easy if we could eat our way up to those heights. Nothing but work on our own souls can get us there. But the work can be made easier if we avoid the hampering influence that particular forms of nourishment can have. Anyone who is trying to lead a higher, more spiritual life can readily convince himself that his forces are enhanced by adopting a certain diet. For if he cuts out the foods which tend to foster the robust and positive elements in himself, he will be brought into a negative condition. Anyone who stands on the ground of genuine spiritual science, free from charlatanry, will never refuse to recognise the things, including external things, which are in fact connected with endeavours to lead a true spiritual life. But this means that we may be exposed also to bad spiritual influences. When we educate ourselves in spiritual science and eliminate everyday impressions, we open ourselves to the spiritual facts and beings which are always around us. Among them, certainly, will be the good spiritual powers and forces which we first learn to perceive when the appropriate organ has unfolded within us, but we shall be open also to the evil spiritual powers and forces around us just as if we are to hear harmonious musical sounds, we must be open also to discordant ones. If we want to penetrate into the spiritual world, we must be clear that we are liable to encounter the bad side of spiritual experiences. If our approach to the spiritual world were to be entirely negative, we would be threatened by one danger after another. Let us look away from the spiritual world and consider ordinary life. Why should a vegetarian diet, for example, make us negative? If we become vegetarians because of some popular agitation but without adequate judgment, or as a matter of principle without changing our ways of living and acting, it may under certain conditions have a seriously weakening effect on us in relation to other influences, and particularly perhaps on certain bodily characteristics. But if we have gone over to a life of initiative, involving new tasks that arise not from external life but from a richly developing life of the soul, then it can be immensely useful to take a new line in diet also and to clear away any hindrances that may have arisen from our previous eating habits. Things have very different effects on different people. Hence the spiritual-scientific researcher always insists on something that has often been emphasised here: he will never impart to anyone the means of rising into higher worlds without making it clear to him that he must not merely cultivate the negative soul-qualities that are necessary for receiving new impressions, nor must be content to develop inner vision and inward concentration, for a life which is to rise to a new level must have a content which is strong enough to fill and sustain it. If we were merely to show someone how he can acquire the strength that will enable him to see into the spiritual world, we should be exposing him to bad spiritual forces of every kind, through the negativity that goes with such endeavours. But if he is willing to learn what the spiritual investigator can tell him about the higher worlds, he will never remain merely negative, for he will possess something which can imbue his soul with positive content at a higher stage. That is why we so often emphasise that the seeker must not only strive for higher levels, but must at the same time give careful study to what spiritual science communicates. That is how the spiritual researcher takes account of the fact that anyone who is to experience new realms has to be receptive, and therefore negative, towards them. What we have to call forth, when we set out consciously to develop the soul, can be seen in the various people we encounter in ordinary life, for the soul does not go through development only in its present life but has done so in previous lives and is at a definite stage when it enters earth-existence. Just as in our present life we have to proceed from stage to stage, and must acquire negative characteristics on our way to a positive stage, so the same thing may have happened when we last went through the gate of death and entered a new life with positive or negative characteristics. The design which sent us into life with positive qualities will leave us where we are and act as a brake on further development, for positive tendencies produce a clearly-defined character. A negative tendency, on the other hand, does make it possible for us to receive a great deal into our soul-life between death and a new birth, but it also exposes us to all the chance happenings of earthly life, and especially to the impressions made on us by other people. Thus when a man of negative type meets other persons, we can usually see how their characteristics leave their mark upon him. Even he himself, when he comes close to a friend or to someone with whom he has had an affectionate relationship, can feel how he becomes more and more like the other: in cases of marriage or deep friendship even his handwriting may be influenced. Observation will indeed show how in marriage the handwriting of a negative person may come to resemble increasingly that of his or her spouse. So it is that negative types are susceptible to the influence of other people, especially of those close to them. Hence they are exposed to a certain danger of losing themselves, so that their individual soul life and ego-sense may be extinguished. The danger for a positive type is that he will not be readily accessible to impressions from other people and will often fail to appreciate their characteristic qualities, so that he passes them all by and may be unable to form a friendship or close association with anyone. Hence he is in danger of his soul becoming hardened and desolate. We can gain deep insight into life when we consider people in terms of the positive and negative aspects in human beings, and this applies also to the different ways in which they respond to the influence of Nature around them. What then is it that acts on a person when he is influenced by other people or when he absorbs impressions from the outer world? There is one thing that always imparts a positive character to the soul. For modern man, regardless of his stage of development, it is sound judgment, rational weighing up, clarifying for oneself any situation or relationship that may arise in life. The opposite of this is the loss of healthy judgment, so that impressions are admitted to the soul in such a way that positive qualities are no protection against them. We can even observe that when certain human activities slip down into the unconscious, they often have a stronger effect on other people than when they arise from the conscious exercise of normal judgment. It is unfortunate, especially in a spiritual-scientific movement, that when facts concerning the spiritual world are given in a strictly logical form, a form well recognised in other spheres of life, people are inclined to evade them; they find it uncongenial that such facts should be presented in a rational sequence of cause and effect. But if these communications are imparted to them in such a way that their judgment is not evoked, they are far more ready to respond. There are even people who are highly mistrustful of information about the spiritual world if it is given in rational terms, but very credulous towards anything they may hear from mediums who seem to be inspired by some unknown power. These mediums, who do not know what they are saying and who say more than they know, attract many more believers than do persons who know exactly what they are saying. How is it possible—we often hear it said—for anyone to tell us about the spiritual world unless he is in at least a half-conscious state and evidently possessed by some other power? This is often taken as a reason for objecting to the conscious communication of facts drawn from the spiritual world. That is why running to mediums is much more popular than paying heed to communications based on sound judgment and set forth in rational terms. When anything that comes from the spiritual world is thrust down into a region from which consciousness is excluded, there is a danger that it will work on the negative characteristics of the soul, for these characteristics always come to the fore when we are approached by an influence from dark subconscious depths. Close observation shows again and again how a relatively stupid person, thanks to his positive qualities, can have a strong effect on a more intelligent person if the latter is easily impressed by anything that emerges from subconscious obscurity. So we can understand how it happens in life that persons with fine minds are the victims of robust characters whose assertions derive solely from their own impulses and inclinations. If we take one further step, we shall come to a remarkable fact. Consider a man who not merely belies his own reason now and then but suffers from mental illness and says things that spring from this deranged condition. So long as his illness is not noticed, he may have an uncommonly strong influence on persons of finer nature. All this belongs to the wisdom of life. We shall not get it right unless we realise that a man with positive qualities may not be open to reason, while a negative type of man will often be subject to irrational influences he cannot keep out. A subtler psychology will have to take account of these things. Now we will turn from impressions made by individuals on one another and come to impressions received by people from their surroundings. Here, too, we can gain important results in the context of positive and negative. Let us think, for example, of a researcher who has worked very fruitfully on a special subject and has brought together a large number of relevant facts. By so doing he has accomplished something useful for mankind. But now suppose that he connects these facts with ideas gained from his education and his life up to date or from certain theories and philosophical viewpoints which may give a very one-sided view of the facts. In so far as the concepts and ideas he has inferred from the facts are the outcome of his own reflective thinking, they will have a healthy effect on his soul, for by working out his own philosophy he will have imbued his soul with positive feelings. But now suppose that he meets some followers who have not themselves worked over the facts but have merely heard of them or read them. They will lack the feelings that he evoked in himself through his work in laboratory or study, and their frame of mind may be entirely negative. Hence the same doctrine, even though it be one-sided, can be seen as making the leader of their school positive in his soul, while on the whole throng of followers, who merely repeat the doctrine, it can have an unhealthy, negative effect, making them weaker and weaker. This is something that runs through the whole history of human culture. Even today we can see how men of an entirely materialistic outlook, which they themselves have worked hard to develop from their own findings, are lively positive characters whom it is a pleasure to meet, but in the case of their followers, who carry in their heads the same basic ideas but have not acquired them by their own efforts, these ideas have an unhealthy, negative, weakening effect. Thus we can say that it makes a great difference if a man achieves a philosophical outlook of his own or if he merely takes it from someone else. The first man will acquire positive qualities; the second, negative qualities. Thus we see how our attitude to the world can make us both positive and negative. For example, a purely theoretical approach to Nature, especially if it omits everything we can actually see with our eyes, makes us negative. There has to be a theoretical knowledge of Nature. But we must not be blind to the fact that this theoretical knowledge gained by the systematic study of animals, plants and minerals and embodied as laws of Nature in the form of concepts and ideas—works on our negative qualities in such a way as to imprison us in these ideas. On the other hand, if we respond with living appreciation to all that Nature in its grandeur has to offer, positive qualities are called forth in our souls—if for example we take delight in a flower, not pulling it to pieces but responding to its beauty, or if we open ourselves to the morning light when the sun is rising, not testing it in astronomical terms but beholding its glory. For anything we adopt by way of a theoretical conception of the world does not implicate our souls; we allow it to be dictated to us by others. But our whole soul is actively involved when we are delighted or repelled by the phenomena of Nature. The truth of Nature is not concerned with the ego, but that which delights or repels us is; for how we respond to Nature depends on the character of our ego. Thus we can say: Living participation in Nature develops our positive qualities; theorising about Nature does the reverse. But we must qualify this by repeating that a researcher who is the first to analyse a series of natural phenomena is far more positive than one who merely adopts his findings and learns from them. This distinction should be given attention in wide fields of education. And a relevant fact is that wherever there has been a conscious awareness of the things we have been discussing today, the negative characteristics of the human soul have never been cultivated on their own account. Why did Plato inscribe over the entrance to his school of philosophy the words: “Only those with a knowledge of geometry may enter here”?40 It was because geometry and mathematics cannot be accepted on the authority of another person. We have to work through geometry by our own inner efforts and can master it only by a positive activity of our souls. If this were heeded today, many of the philosophical systems that buzz around would not exist. For if anyone realises how much positive work has gone into formulating a system of ideas such as geometry, he will learn to respect the creative activity of the human mind; but anyone who reads Haeckel's Riddle of the Universe,41 for instance, with no notion of how it was worked out, may quite easily arrive at a new world-outlook, but he will do so out of a purely negative state of soul. Now in spiritual science, or Anthroposophy, we have something which unconditionally requires a positive response. If someone is told that with the aid of popular modern devices, photographs or lantern-slides, he can see some animal or some natural phenomenon brought before his eyes on the screen, he will watch it quite passively, in a negative frame of mind; he will need no positive qualities and will not even need to think. Or he might be shown a series of pictures illustrating the various phases of a glacier on its way down the mountain it would be just the same. These are just examples of how wide is the appeal of these negative, attitudes today. Anthroposophy is not so simple. Photographs could at most give a symbolical suggestion of some of its ideas. The only way of approach to the spiritual world is through the life of the human soul. Anyone who wishes to penetrate fruitfully into spiritual science must realise that its most important elements are not going to be the subject of a demonstration. He is therefore advised that he must work on and with his soul, so as to bring out its most positive qualities. In fact, spiritual science is in the highest sense competent to cultivate these qualities in the human soul. Herein, too, resides the healthiness of its world-outlook, which makes no claim except to arouse the forces sleeping in the soul. In appealing to the activity inherent in every soul, Anthroposophy calls forth its hidden forces, so that they may permeate all the saps and energies of the body; thus it has a health-giving effect, in the fullest sense, on the whole human being. And because Anthroposophy appeals only to sound reason, which cannot be evoked by mass-suggestion but only through individual understanding, and because it renounces everything that mass-suggestion can evoke, it reckons with the most positive qualities of the human soul. Thus we have brought together, without embellishment, a number of facts and examples which show how man is placed in the midst of two streams, the positive and the negative. He cannot rise to higher stages unless he leaves a lower positive stage and goes over to a negative, receptive condition, so that his soul acquires new content; he takes this along with him and thus becomes positive once more on a higher level. If we learn how to observe Nature rightly, we can see how world-wisdom arranges things so that man may be led from a positive to a negative phase, and on to a positive phase once more. From this point of view, it is illuminating to study particular topics—for example, Aristotle's famous definition of the tragic.42 A tragedy, he says, brings before us a complete dramatic action which can be expected to evoke fear and pity in the spectators, but in such a way that these emotions undergo a catharsis or purgation. Let us note that man, on coming into existence with his usual egotism, is at first very positive: he hardens himself and shuts himself off from others. But then, if he learns to sympathise with others in their sorrows and feels their joys as his own, he becomes very negative, because he goes out from his ego and participates in the feelings of other people. We become negative also if we are deeply affected by some undefined fate which seems to hang over another person, by what could happen on the morrow to someone with whom we are in close sympathy. Who has not trembled when someone is hastening towards a deed which will lead him to disaster—a disaster we can foresee but which he, driven by his impulses, is powerless to avert? We are afraid of what may come of it, and this induces in us a negative state of soul, for fear is negative. We would no longer have any real part in life if we were unable to fear for someone who is approaching a perilous future. So it is that fear and sympathy make us negative. In order that we may become positive again, tragedy sets before us a Hero. We sympathise with his deeds, and his fate touches us so nearly that our fates are aroused. At the same time the course of the dramatic action brings the picture of the Hero before us in such a way that our fear and pity are purified; they are transformed from negative feelings into the harmonious contentment bestowed on us by a work of art, and so we are raised once more into the positive mode. Thus the old Greek philosopher's definition of tragedy shows us how art is an element in life which comes to meet an unavoidably negative state of feeling and transmutes it into a positive condition. Art, in all its realms, leads us to a higher level when we have first to be negative in order to progress from a less developed state. Beauty, initially, must be seen as that which is intended to come before us in order to help us rise beyond our present stage. Ordinary life is then suffused with the radiance of a higher state of soul, if we have first been raised through art to a higher level. Thus we see how positive and negative alternate, not only in individuals but in the whole life of man, and we see how this contributes to raising both the individual from one incarnation to the next and humanity as a whole. We could easily show, if there were time, how there have been positive and negative epochs and historical periods. The idea of positive and negative throws light into every sphere of the soul's life and of the life of humanity at large. It never happens that one man is always negative and another always positive. Each of us has to go through positive and negative conditions at different stages of existence. Only when we see the idea in this light shall we accept it as a truth and therefore as a basis for the practice of living. And our discussion today has confirmed the saying that we have put at the beginning and end of these lectures—the saying by the old Greek philosopher, Heraclitus, who, because he could see so deeply into human life, was called the Obscure: “Never will you find the boundaries of the soul, by whatever paths you search, so all-embracing is the soul's being.”43 Now someone might say: “All study of the soul must then be useless, for if its boundaries can never be discovered, no research can establish them and one could despair of ever knowing anything about them.” Only a negative man could take that line. A positive man would add: “Thank God the life of the soul is so far-ranging that knowledge can never encompass it, for this means that everything we comprehend today we shall be able to surpass tomorrow and thus hasten towards higher levels.” Let us be glad that at every moment the life of the soul makes a mockery of our knowledge. We need an unbounded soul-life, for this limitless perspective gives us hope that we may continually surpass the positive and rise from step to step. It is precisely because the extent of our soul-life is unbounded and unknowable that we can look forward with hope and confidence. Because the boundaries of the soul can never be discovered, the soul is able to go beyond them and rise to higher and ever-higher levels.
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59. Metamorphoses of the Soul: Paths of Experience II: Error and Mental Disorder
28 Apr 1910, Berlin Translated by Charles Davy, Christoph von Arnim Rudolf Steiner |
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59. Metamorphoses of the Soul: Paths of Experience II: Error and Mental Disorder
28 Apr 1910, Berlin Translated by Charles Davy, Christoph von Arnim Rudolf Steiner |
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The cycle of lectures which I was permitted to hold this winter before you, had the task of illuminating from the point of view of spiritual science as characterised in the first lecture here, the most various manifestations of human soul-life and of life in a wider context. Today, let us observe an area of human life which can lead to misery, suffering and perhaps also to the loss of hope. To make up for this, in the next lecture we will touch on a field entitled “Human Conscience”, which will lead us back to the heights where human dignity and value, the power of human self-consciousness is revealed most. And then, this year's cycle will be concluded with a reflection on “The Mission of Art”, which will try to show the thoroughly healthy side of what might appear to us today from its most terrible, dark aspect of life. When error and mental disorder are spoken of, images of deepest human suffering arise in every person's soul, and images, too, of deepest human sympathy. And everything which thereby arises in the soul can also be a challenge to illuminate a little this chasm in the human soul with the light which we hope to have gained in these lectures. Particularly the person who increasingly accustoms himself to proceed in the way of thinking which has passed before our soul here must have the hope that the spiritual-scientific method of observation can illuminate in certain respects this sad chapter of human life. For anyone with some knowledge of the literature, and I am now referring less to the rapidly expanding non-specialist literature than to the specialist one, will be able to note from the point of view of spiritual science that it reaches an extraordinarily long way in some respects and offers a wealth of material for the assessment of the relevant facts. But on the other hand in no literature does it become so clear how little the different theories, views and modes of thinking in our time are appropriate to providing a framework for the experiences and scientific observations which have been collected. In this field in particular it can be seen clearly how spiritual science is in harmony with true and genuine science, with everything which we come up against as scientific facts, results and experiences. But it can also be seen how at each stage it finds a contradiction between these experiences and the way that they are interpreted from the current scientific point of view. As in other fields, we will again only be able to deal with the subject in outline, but perhaps it will provide the stimulus to gain a relevant understanding which can also flow into our practical life, so that we are increasingly capable of orientating ourselves in respect of the sad condition which we are about to touch upon. In using the words “error” and “mental disorder” we will be aware that the one is fundamentally different from the other. Nevertheless, the exact observer of a soul-life which can be described truly as mentally disordered will find expressions and appearances which only seem to be different in degree from error committed in some respect in a life which is otherwise regarded as normal. But such observations are liable to misinterpretation in so far as certain directions of thought have the tendency to blur the individual divisions and to state that in fact no firm line exists between a healthy normal soul-life and one which can be described with the words “mental disorder”. Such statements contain a certain danger which must be emphasised when the occasion occurs. And the danger lies not in the fact that the statement is wrong, but that it is correct. This may sound paradoxical, but nevertheless it is true, that wrong statements are sometimes less dangerous than correct ones which can be interpreted and put into practice in a one-sided way because the danger inherent in their correctness is not noticed. It is often thought to be sufficient that if something can be proved in a certain context it is correct; but it should be realised that every matter which is correct also has its reverse aspect and that any truth which we discover is true only in respect of certain facts and experiences. The danger arises in the moment that it is extrapolated to cover other areas, when it is carried too far and becomes dogmatic belief. That is the reason why in general not much is achieved if we know that a truth exists; the important thing is that in true knowledge we should know the limits within which that knowledge is valid. We can certainly observe phenomena in normal healthy soul-life which, if they go beyond a certain point, are also pathological symptoms. The full weight of this statement will be noticed only by someone who is properly accustomed to observe life on a more intimate level. Who would deny the pathological aspect which can be included under the heading of “mental disorder” when someone is incapable of linking one comprehended concept with a second one at the right moment, so that he applies the first one in a new and completely inappropriate situation and acts on the basis of an idea which was correct for an earlier situation but not for a later one. Who would deny that this borders on the pathological? If it happens beyond a certain degree it is directly a symptom for mental disorder. But on the other hand, who would deny that there are people who are unable to advance in their work because of their long-windedness, their laboriousness. Here there is a situation in normal soul-life—the impossibility of progressing from an idea—where the point is approached at which it is necessary to stop speaking of error and start speaking of pathological mental disorder. Let us assume, for example, that someone is prone to the error—and this really does happen—that when someone in the vicinity clears their throat this does not sound to him like a normal cough but gives him the illusion that people are saying unkind things about him. If that person then adjusts his life and actions in response to this illusion he will be considered as someone who is mentally disordered. And yet there is a thin line between this and occurrences in normal life where it happens that someone has overheard something and interprets the meaning in such a way that he thinks he hears something completely different to what was actually said. One meets cases where someone says: “Some person or other said this or that about me” and no trace can be found that the other person actually said that. It is not very easy to determine where the normal soul-life turns from its healthy course into disorder of the soul. This may seem paradoxical, and it may provoke some reflection in this field, if we imagine that someone in an avenue of trees has the quite normal perception of seeing the trees nearby at their proper distance whilst those further away appear to move closer together and, deciding to tie ropes between the trees, he thereupon makes the lengths of rope shorter the further the trees are away. There we have an example of a person drawing the wrong conclusions from a perfectly healthy observation. But healthy observation only comes about because there is illusion. The illusion is also an observation. The unhealthy, harmful aspect of illusion only comes about when it is considered to be the same reality as a table standing before one. Only when the observations cannot be interpreted in the correct way can it be described as pathological. Now we can compare the case that someone has a hallucination and considers it to be reality in the normal physical sense with the paradox that someone was going to tie the trees of an avenue together with pieces of rope which became shorter and shorter. Logically, in principle, there would be no difference between the two things. Nevertheless, how easily can an illusion lead us to make a wrong judgment and how rarely would we make a similar wrong judgment in observing an avenue! Some people might consider all this silly. But all the same it is necessary to take such particulars into account, for otherwise one can quickly become side-tracked and does not see how easily normal soul-life can become disordered. Now we can give further examples of still more striking cases concerning people whose soul-life is considered healthy and clear-sighted to the highest degree. I want to mention a German philosopher who is currently considered among the foremost in his field by those who work in it. The philosopher told of his following experience: He was once in conversation with a person and this conversation led them to talk about a scholar known to both of them. At the moment when the conversation turned to the scholar, the philosopher was reminded of an illustrated book on Paris and immediately following that of a photograph album of Rome. Meanwhile the conversation continued about the scholar. The philosopher reflected how it was possible that during the conversation the image of first the illustrated book on Paris and then the photograph album of Rome could appear. And, indeed, he managed to establish the correct connections. For the scholar about whom they were talking had a noteworthy goatee. This goatee immediately called forth in the subconscious of the philosopher the image of Napoleon III, who also had a goatee; and this idea of Napoleon III which had pushed its way into his consciousness led via France to the illustrated work about Paris. And now the image of another man appeared before him who also had a Van Dyke beard, the image of Victor Emanuel of Italy; and this image led via Italy to the photograph album of Rome. There we have an arbitrary, haphazard sequence of ideas which unfolds whilst something completely different is happening in the fully conscious soul-life. Let us assume, now, that a person reached the point where the illustrated work about Paris arose in him and he then could no longer keep hold of the thread of the conversation, and immediately afterwards he had the subsequent idea of the photograph album of Rome; he would be subject to a haphazard life of ideas; he would be unable to hold an orderly conversation with anyone but would be enmeshed in a pathological soul-life which would lead him without rhyme or reason from one set of ideas to the next. But our philosopher proceeds further and contrasts this with another case by which he hopes to recognise how these things are related. Once he went to the tax office to pay his taxes. He had to pay 75 marks. And since, in spite of his philosophy, he was an orderly man, he had entered these 75 marks in his expenditure book and had then proceeded with his other work. Later he wanted to remember the amount of tax which he had paid. He could not remember. He thought; and, being a philosopher, went to work systematically. He tried to recall the amount by the association of ideas. He concentrated on his walk to the tax office and he recalled the picture of the four gold twenty mark pieces which he had in his purse and, further, the image of the five marks which had then been given to him as change. He recalled these two images and was now able to discover by a simple subtraction that he had paid 75 marks tax. Here we have two completely different cases. In the first the soul-life acts of its own accord, as it were, without any kind of control by the conscious sequence of ideas; it produces the image of the illustrated work about Paris and the image of the photograph album of Rome. In the second case we see how the soul acts quite systematically, choosing every step it takes. There really is a considerable difference between the two soul processes. But the philosopher fails to draw attention to something which the spiritual researcher would immediately notice. For the essential thing in the first case is that his attention is fixed on the other person, that the whole of his conscious soul-life is taken up with holding the conversation with the other person and that the haphazard images surface as if on a different level of consciousness, left to themselves. In the second case, the philosopher turns the whole of his attention to determining the sequence of ideas. This explains why the images occur haphazardly in the first case, whilst in the second they are under the control of the conscious soul-life. But why are there images in the first place? The philosopher fails to answer that. Those who observe life, who know similar cases and are in a position to take into account the nature of the philosopher concerned (I happen to know not only the case but also the man) will be able to set up the following hypothesis. The philosopher was talking of a man who did not particularly interest him. A certain effort was necessary to keep up the concentration on the conversation. Because of this he had a certain amount of soul-life to spare which was not engaged in the conversation and which turned inwards. But he did not have the strength to control the resultant sequence of images so that they occurred haphazardly because he had to give his attention to the uninteresting conversation. This gives an indication how such images occur in the background of conscious soul-life as shadows. Numerous other examples could be given. I chose this example because it is very characteristic and much can be learnt from it. Now the question may be asked: does such an event not prompt us to investigate human soul-life more deeply? And also: how can such a split in the soul-life come about in the first place? And here we come to the realm where experience of that unhappy subject we are dealing with today can be fitted quite naturally into what we have dealt with so often this winter. The philosopher mentioned in the example is faced with a riddle when recounting his experiences. He does not like to continue once he has told the facts because our external science stops short of knowledge about the essence of things and the human being, however much it may be descriptive. Our observation of the essential nature of the human being has demonstrated that man must be looked at in more ways than is done by external science, that we have to distinguish an outer and an inner human being. We have shown in numerous areas that sleep has to be regarded differently from the way it is understood in ordinary science. We have shown how what remains in bed of the sleeping human being is only the outer man and that ordinary consciousness cannot follow the invisible higher true inner human being who leaves the outer human being in sleep. Ordinary consciousness just does not see that something leaves the human being which is just as real as that part which remains in bed, that the inner human being is given over to his real home, the spiritual world, between going to sleep and waking up. And it also fails to recognise that he extracts from there what he needs between waking up and going to sleep in order to sustain the ordinary soul-life. That is why we have to regard separately and clearly differentiate the outer human being, who is present with his laws also in sleep, and the inner human being, who is only present in the outer human being in the waking states, but separates himself in sleep. As long as this distinction is not made we will not be able to understand the most important events in human life. Those, who for reasons of convenience see everything as a unity and without a second thought want to establish monism everywhere, will accuse us of being dualists because we divide the human being into two members—an inner and an outer one. But such people should also admit the horrible dualism of the chemist splitting water into hydrogen and oxygen. It is not possible to be a monist in the higher sense if one does not recognise that the monon is something which lies much deeper. But those who see unity only in the most immediate things hinder themselves from being able to observe the manifold nature of life, from recognising those things which alone can explain life. Now it was also shown that we have to distinguish individual members within the outer and the inner human being. In the outer human being we first distinguished the physical body which we can see and feel. Then there is another member which we call the ether body, which fashions and builds up the physical body. Physical body and ether body remain in bed during sleep. Then the parts which withdraw from the physical and ether bodies during sleep into the spiritual world were described in these lectures as the astral human body which, in turn, encloses the bearer of the ego. But we made still more subtle distinctions. In the astral body we distinguished three soul members, and a careful differentiation of these three members permitted an explanation of many occurrences in life. We called the lowest soul member the sentient soul, the second member we noted as the intellectual or mind soul and the third one as the consciousness soul. Therefore, when we refer to the inner human being, we do not speak of a chaotic, undifferentiated intermingling of all kinds of will impulses, feelings, concepts and ideas, but we can carefully differentiate in the soul between these three members. Now in ordinary human life there is a certain interrelationship between the outer and the inner human being. The interrelationship can be characterised as follows: the sentient soul, our lowest soul member which contains our desires and passions to which we are slavishly subject if the higher soul members are little developed, is interrelated with the sentient body; this is similar to the sentient soul, but in the human being it is considered as belonging to the outer human being. The astral body has to be described separately from the sentient body here. For the three individual soul members are only modifications of the astral body, not only fashioned but also separated from it. In the waking state the sentient soul is in constant exchange with the sentient body. Similarly, the intellectual or mind soul is in constant interchange with the ether body, and the consciousness soul is in a certain sense intimately connected with the physical body. That is why we are dependent on waking consciousness as far as everything which is to enter the consciousness soul is concerned. The things transmitted by the physical body, the senses, the activity of the human brain, initially enter the consciousness soul. Thus we have two three-membered sections of the human being which correspond to one another: the sentient soul and the sentient body, the intellectual or mind soul and the ether body, the consciousness soul and the physical body. This correspondence can help us to unravel the threads leading from the inner to the outer human being which can show us how man's normal soul-life may be disturbed if they fail to function in their normal way. Why does this happen? The sentient soul is dependent on the effects of the sentient body, and when there is an incorrect correspondence between the sentient soul and the sentient body the healthy soul-life of the sentient soul is interrupted. A similar thing occurs when the intellectual soul cannot regulate the ether body in the correct way to make it a proper instrument for the intellectual soul. And the consciousness soul, too, will appear abnormal when the physical body is a hindrance and obstacle for the normal expression of the consciousness soul. If we divide the human being systematically in this way, an order of correspondence can be seen which is essential for a healthy soul-life. And it can also be understood that all sorts of interruptions can occur in the interrelationship between the sentient soul and the sentient body, the intellectual soul and the ether body, the consciousness soul and the physical body. And only the person who can recognise the threads running through this intricate organism and the irregularities which can arise will be able to recognise the disorder which can occur in the soul. Disorder only occurs when there is disharmony between the inner and the outer human being. Let us take the case of the philosopher once more. The soul-life which takes place under the full control of the consciousness shows what is present in the consciousness soul on the one hand and in the intellectual soul on the other. But in the sentient soul the hardly noticed images follow one another: the illustrated work about Paris, the photograph album of Rome. This occurs because the philosopher brings about a split between his sentient soul and sentient body by diverting his attention whilst still relating to the person standing in front of him. The images of the illustrated work on Paris and the Rome photograph album must be sought in the sentient body; the uncontrolled process which was described takes place there. In the consciousness soul the conversation between the two people occurs; and the necessity of being forced to prevent attention from wandering from the conversation in this case causes a split between the sentient body and the sentient soul. These are only passing states. For the least disturbance of our soul-life occurs when the sentient body alone becomes independent. We can still maintain reason and the inner thread of consciousness which preserves awareness: we are still present, too, beside the compulsive images which appear because of the sentient body which has become independent. When such a split occurs in respect of the intellectual soul and the ether body, then the situation is a much more difficult one. Then we enter more deeply those states which verge on the pathological. Nevertheless, it is difficult to decide where the healthy state ends and the pathological one begins. An intricate example will make clear how difficult it is to maintain the experiences of the intellectual soul in complete independence when the ether body goes on strike, when it refuses to be merely a tool of our thinking. When the ether body goes independent and resists the intellectual soul it prevents the thought from coming to expression fully, so that the thought becomes stuck half way and cannot be completed. This can happen with the most clever people, so-called. Let us take a grotesque example. Everyone will smile at and easily recognise the logical absurdity of the statement: it is a logical conclusion that you still possess what you have not lost. You did not lose big ears, therefore you still have big ears. The absurdity arises because the thought is not in accord with the facts. But on exactly the same pattern—that there is a preceding statement “what you have not lost” which make an unjustified assumption which goes unnoticed—the most unbelievable errors can be committed in the most important questions in life where the matter is a little more complicated. Thus there is a philosopher44 who greatly emphasised a theory set up by him about the human ego. We have often mentioned here how even in its definition the ego is different from all experiences which we can have. Everyone can call a table “table”, a glass “glass” and a watch “watch”. Only the word “I” cannot be used by anyone else when it describes ourselves. This is indicative of a fundamental difference between the experience of the ego and all other experience. Such things can be observed; or they can be half observed. And they are only half observed when conclusions are drawn such as by the philosopher: “therefore the ego can never become object, therefore the ego can never be observed.” And it seems a clever view when he continues: if the attempt were made to grasp it, the ego would have to be present externally whilst at the same time being present within itself. That would be no different to someone running around a tree and saying if only he runs fast enough he can catch up with himself from behind. Who would not be convinced when the dogma that the ego can never be grasped in itself is backed by such an example! And yet: the whole thing is based on the fact that such a comparison is not valid. For it is based on the assumption that the ego cannot be observed. If the comparison with the tree were to be used, it would be possible to say only: the ego must not be compared with the person running round the tree but at most with a person who winds himself round a tree like a snake; then perhaps the feet could be held with the hands. Thus the ego is something quite different from everything else within our experience. It is a substance which we can grasp as the coincidence of subject and object. This has been hinted at by mystics at all times in the language of symbols, in the image of the snake biting its own tail. Those who used this symbol understood that they were observing themselves, as it were, in the image before them. This example demonstrates how we advance from the feelings and perceptions of our immediate perception which can become disharmonious only with the sentient body, to those things which affect not only pure feeling, pure perception, but the intellectual or mind soul. Where we have to digest thoughts internally, which is already a much less arbitrary process, a hindrance is caused not only by the images themselves, but there is something which offers quite a different sort of resistance which cannot be recognised by a thinking which fails to pursue its processes rigorously to their conclusion. We had an example how the human being can enmesh himself in a logic whereof he does not notice that it is only his logic and not the logic of the facts. A logic of the facts is only present when we retain mastery over the link between the intellectual soul and the ether body, and thus the mastery over the ether body. Therefore those pathological expressions of our soul-life which are primarily the result of a breakdown in the link between our ideas turn out to be caused by the ether body not being able to serve as a healthy tool for the expressions of our intellectual soul. But now the question is justified: if an ether body which creates a hindrance for our intellectual soul to unfold, is part of our nature, is there any choice but to say that the causes affecting the soul such that it passes from mere error to mental disorder lie in something over which we have no control? In a certain sense such an example, if it is truly understood, makes us aware of something which has been emphasised here repeatedly and which is considered to be nonsense by many of our contemporaries—even the most enlightened. We observe that our ether body throws obstacles in the way of our intellectual soul, thus not allowing it to finish any train of thought. So instead of admitting here that we are powerless and can go no further, we pass muddled and distorted judgment. Our judgment from the intellectual soul becomes mixed up with the intrusions of our ether body. A peculiar situation: we think that the ether body belongs to the outer human being and then it interferes with the activity of the intellectual soul as if it were on an equal level. How can this be explained? Purely on a verbal level one can point to “inherited characteristics”, etc. That is done by those who, because of certain fixed patterns of thinking, are unable to reflect logically on matters concerning the soul. But the philosophers who are able to reflect on the soul say: the error, the chaotic confusion which enters the soul in such a case cannot be the result merely of physical heredity. In contrast, a well-known modern philosopher describes our internal processes which go beyond the purely physical with a remarkable phrase. It might be described as a pretty phrase, were we not dealing with a serious subject, when Wundt45 says: “This leads us into the perpetual darkness of evolution!” A person used to rigorous thinking will find such a phrase by a world famous philosopher strange. Compare with this the truth of spiritual science which says: soul and spirit can only originate from soul and spirit—a statement on a higher level which we have often seen as comparable with another truth which the great natural scientist Francesco Redi voiced in the 17th century in a different field: living matter can only originate from living matter. Spiritual science not only reveals physical heredity, but shows that the spiritual element is active in everything physical. And in the situation where the contrary effect of our ether body on the intellectual soul becomes too great, it is plausible that something must have formed and prepared our ether body which is similar to our intellectual soul—only it has badly prepared it. If we therefore find such an error in our intellectual soul in the present, and if we are able to maintain our reason, we can correct the error in such a way that it does not penetrate as far as our corporeality. And one must not think that every emotion immediately results in sickness. No one is more rigorous than spiritual science in the view that it is nonsense to ascribe to external influences without a second thought when a person becomes mentally disordered. But on the other hand it must be understood, even if we have no power to change our ether body, that it is saturated and imbued with the same laws of error which exist when a mistake is made, but that we become sick when the error comes to expression in the ether body. Such error cannot normally take effect immediately in our present life between birth and death. This only happens if it becomes repeated and habitual. For it is another matter if we continually compound error upon error between birth and death in a specific case, if we regularly succumb to certain weaknesses of the thinking, feeling and willing and live with them between birth and death. The outer bodily nature can only change a limited amount between birth and death. When we pass through the gate of death the physical body with all the good and bad qualities is destroyed and we take with us in our thinking, feeling and willing everything good and bad which we have created. And in constructing our outer bodily nature in the next existence we transmit into it the errors and the chaos, our weaknesses in thinking, feeling and willing from our present existence. Therefore, with reference to an ether body which holds us back, an error in our present soul-life cannot immediately take shape in our ether body, but the error which at present is only content if our soul participates in the organisation of our next existence. What appear in our ether body as causes and as certain characteristics will not be traced back to our present existence, but they can certainly be found if we return to an earlier incarnation. This shows us that we can understand a wide field of mental disorder only if we grope not merely in the secret “perpetual darkness of evolution” but if we go to an earlier existence of the human being. Nevertheless, this truth also must not be taken to extremes; for we must be aware that the human being has within him besides the qualities from an earlier life also those which are inherited, and that certain qualities of our outer human being must be considered as hereditary. It is necessary to distinguish carefully between what the human being carries with him from one existence to the next and his characteristics as descendant of his ancestors. Now a similar disharmony can arise between our consciousness soul, which forms the basis of our self-consciousness, and our physical body. Then not only do those characteristics appear in our physical body for which we are responsible from earlier incarnations, but also those which can be found in the line of descent. But here, too, the principle is the same. The work of the consciousness soul can find an obstacle in the active laws of the physical body. And when the consciousness soul meets these obstacles then all the things arise which appear so cruelly in certain symptoms of mental disorder. Similarly all the unhappy aspects of a particular organ appear when that organ is particularly prominent in our physical body. When the organs of our physical body work properly together and none of them is more developed than the others, our physical body is a proper instrument for our consciousness soul, just as a healthy eye presents no obstacle to seeing. In this context we can draw attention to a case told by an important scientist of our time. A person had impaired vision in one eye. As a result of this it seemed to him particularly at dusk, as if he saw something of the nature of apparitions. Because this impairment of the eye influenced his vision, he often felt as if someone was standing in his way. Where such an effect by the eye creates an obstacle normal sight is not possible. These partial defects can appear in all different forms. When the consciousness soul finds an obstacle in the physical body, this is attributable to the special prominence of the one or the other organ. For when all the organs of the physical body are working together normally it causes no resistance to the consciousness soul and we can give expression to our self-consciousness in a regular way. An obstacle is noticed only when an organ gains special prominence, for then resistance is encountered, but if this free intercourse with the outside world is obstructed and we do not notice the obstacle in our consciousness, ideas of megalomania and paranoia appear as symptoms of the actual, more deeply seated sickness. In thus observing man as a complex being, disharmony and harmony in life can be understood. It was not possible to indicate more than briefly how the various members interact and how spiritual science can bring order and clarification to the wonderful results which are presented in the relevant literature today. If we understand this we will be able to gain further insights. Insights into the reality of the inner human being and the interaction of the outer and the inner human being from incarnation to incarnation; how in certain failings of the outer human being, in failings of the ether body for example, there appear the consequences of weaknesses and mistakes from earlier stages of existence. But this also shows us that we will not always manage to overcome them by an inner regulated, strong soul-life, if the obstacles are too great. But it is possible in many respects, because if in abnormal soul-life there is only the conflict between outer and inner human being, then we can also understand that it is important to strengthen the inner human being as much as possible. A weak person who does not like to pursue his thinking rigorously to its conclusion, who does not want to define his ideas clearly, who is not intent on developing his feelings in such a way that they are in accord with his experiences, such a person will be able to show only weak opposition to the resistance of the outer human being: and if he bears the seeds of illness within him he will succumb to mental disorder when the time comes. But the situation is different if we can oppose sickness of the outer human being with a strong inner being, because the stronger of the two will win! From this we can see that although we cannot always be assured of victory over our outer nature, we can do much to keep the upper hand over it by the development of a strong, regulated soul-life. And we can see the reason for trying to develop our feelings and emotions and our will in such a manner that we do not feel affected by every minor inconvenience; for trying to expand our thinking to encompass the greater context; for seeking to pursue with our thinking not only the most obvious threads but to pursue them to their most detailed entailments; for being concerned to develop our desires in such a way that we do not want the impossible but are in accord with the circumstances. If we develop a strong soul-life we may still encounter a limit, but we will have done the utmost to make our inner being predominate over all external resistance. Thus we can see the significance for the human being to develop his soul-life correspondingly. In the present there is little understanding for what is meant by developing the soul-life. It has been mentioned on similar occasions before that much weight is given today to gymnastics, for example, going for walks, training the physical body. I do not want to comment on the principle contained therein; these things can be healthy. But they quite certainly do not lead to good results if only the outer human being is taken into consideration, as if he were a machine, when exercises are done which only aim to strengthen physiologically. In gymnastics such exercises should not be undertaken at all which are characterised by the view that this or that muscle should be strengthened in particular; but we should take care that we experience an inner joy with every exercise, that we fetch the impulse for every exercise from an inner feeling of well-being. The impulses for the exercises should come from the soul. The gym teacher, for example, should be able to put himself in a position emotionally of experiencing how the soul feels one or another sort of well-being when one or another exercise is undertaken. Then we strengthen the soul; otherwise we strengthen only the body, and the soul can remain as weak as ever. Those who know life will find that exercises which are undertaken from this point of view have a health-giving effect and make quite a different contribution to the well-being of the human being than the exercises which are undertaken merely as if the human being were an anatomical machine. The connection between the life of soul and the life of the physical body is only revealed by the exact investigation of spiritual science. Those who believe that the physical can balance spiritual effort are unaware of an essential element. The spiritual scientist knows that he can become extremely tired, for example, when he is required to communicate a truth to another person and then has to listen to the other speak who is not yet able to express himself properly about the subject, who cannot yet form proper images in his thinking—whilst for example he does not become exhausted however much he researches into the spiritual world; that could be continued indefinitely. The reason for this is that when one is listening to someone else one is dealing with physical communication whereby the physical brain is involved, whilst spiritual research still requires the physical organs to some extent on lower levels, but requires them less and less the higher it reaches and therefore becomes correspondingly less exhausting. When the outer human being no longer has to participate exhaustion and tiredness no longer arise. It can be seen that differentiation must be made in spiritual activity, that there are differences whether spiritual activity is given its impulse from the soul itself or whether it is prompted from the outside. That is something which should always be taken into account: in the various stages of the human being's development those events always take place which correspond to the inner impulses. Let us take an example which has been emphasised before and which can be found in my little work The Education of the Child in the Light of Anthroposophy.46 There it says that the child up to the seventh year of age primarily feels the impulse in all its actions to imitate. Then, between the changing of the teeth and puberty, its development is characterised by what might be called “orientating oneself according to an authority” or acting according to the impression made on us by another person. Let us assume that these two stages of imitation and bowing to authority are ignored. If no account is taken of them the outer body, instead of becoming an instrument of the soul, will develop irregularly and the soul will then no longer have the opportunity in the consecutive periods of human development to affect in the correct way the irregular nature of the outer human being and interact with it. Then, when the human being enters a new stage of development at significant periods in human life, we see that to a certain degree a member of his being may have fallen behind if these rules are not observed. Ignoring this law lies at the basis of schizophrenia, dementia praecox. By ignoring the correct processes in earlier periods dementia praecox can arise as disharmony between the inner and outer human being, a symptom of belated imitation. It is often the case that the disharmony of those things which are cleanly divided by spiritual science is in many cases the cause of abnormality in the soul. Similarly we can see in the appearance of senile dementia towards the end of life the disharmony between inner and outer human being, brought about because the human being did not live in such a manner that harmony could exist between inner and outer man in the period between puberty and the time when the astral body is fully developed. This shows us that knowledge of the human being can illuminate the nature of error and mental disorder. And even if we find only a superficial link, if a person cannot say that error, in so far as it is part of normal soul-life, can affect our outer nature, it has to be said in contrast that the law according to which the development of a strong logic, a regulated soul-life harmonious in feeling and willing can strengthen us against the obstacles which arise from the outer human being is greatly encouraging. Thus spiritual science gives us the possibility, perhaps not always, but most of the time, of countering the superiority, the supremacy of the outer human being. It is important that when we strengthen and nurture the inner human being we strengthen and nurture it against the predominance of the outer human being. Spiritual science gives us the healing power to do this. It therefore always emphasises the importance of developing ordered thinking which avoids irrelevancies, not to stop with one's thoughts half-way but to pursue them consistently to the end. That is why spiritual science, with its strict demands to order our soul-life in such a manner that it appears internally disciplined and in harmony, is itself a medicine against the predominance of the pathological symptoms of our outward bodily nature. And the human being can be victorious over pathological pre-dispositions when he can envelop bodily weakness, bodily mis-formation with the light of a healthy willing, a healthy feeling and a self-disciplined thinking. That is something which is unpopular today, and yet it is important for an understanding of the present. Thus spiritual science even gives us some consolation, namely that in the spirit, if we truly strengthen it, we continue to have the best remedy for everything which can affect us in life. By means of spiritual science we learn not merely to theorise about the spirit, but we learn to turn it into a healing power within us when we make the effort to continue where philistines like to stop: the half-finished thought. For it is nothing but half-finished thinking when it is said: “Prove what you say about repeated earth lives and so on!” It cannot be proved to the person who refuses to lead his thoughts to their conclusion. Whole truths cannot be proved with half thoughts. They can only be proved to whole thinking, and whole thinking has to be developed by the human being within himself. If the indications which have been given here are developed further, it will be seen that this is central to the evil of our time: the disbelief in the spirit, But it will also be seen that an indication has been given here where the means lie to transform disbelief into belief, into true strong spirituality. The belief in reason is lacking in large measure in mankind today. Therefore the reasoned objectivity which is necessary to understand the truths of spiritual science is not always present. It is not with ridicule and irony, but with a certain sadness that the lines in Faust about certain people might be applied to our present time.
Reason can understand spiritual science and reasoned understanding of spiritual science can heal the furthest reaches of the bodily nature. That, by the way, is claimed by others than only by spiritual scientists today. This claim has also been made by those who tried to approach the spirit by other paths than modern spiritual science, but such people, too, are little understood in the present. Who would not ridicule Hegel today precisely because he emphasised the existence, the work and the necessity of reason everywhere? He emphasised it in such a manner that he thought of the work of reason in the human being today in the following way: “I imagine this human life as a cross”, and for Hegel the roses on the cross were equivalent to reason in the human being. That is why he prefaces one of his works with the motto: “Reason is the rose on the cross of the present”,48 and belief in reason will make the cross victorious. Belief in reason and belief in disciplined thinking, in harmonious feeling and willing will attach the roses to the cross. We have the strength in us to counter what we call mental disorder, at least to a certain degree, when we have belief in harmonious feeling which can be developed, harmonious willing which can be developed and self-disciplined reason which can be developed and which must be developed. If we develop these three, then under all circumstances we will be more strong and triumphant in life. And because Hegel draws together in reason a harmonious feeling, willing and disciplined thinking, a reasoned intellectuality, he makes the statement which can serve as motto for us in developing our soul-life, that for the human being reason should be the rose on the cross of the present.
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59. Metamorphoses of the Soul: Paths of Experience II: Human Conscience
05 May 1910, Berlin Translated by Charles Davy, Christoph von Arnim Rudolf Steiner |
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59. Metamorphoses of the Soul: Paths of Experience II: Human Conscience
05 May 1910, Berlin Translated by Charles Davy, Christoph von Arnim Rudolf Steiner |
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Allow me to begin today's lecture with a personal recollection. As a quite young man, I once had a slight experience of the kind which seem unimportant and yet can yield pleasant memories again and again in later life. I was attending a course of university lectures on the history of literature.49 The lecturer began by considering the character of cultural life in the time of Lessing, with the intention of going on to discuss various literary developments during the later eighteenth century and part of the nineteenth. His opening words were deeply impressive. In order to characterise the chief innovation which appeared in the cultural life of Lessing's time, he said: “Artistic consciousness acquired an aesthetic conscience.” His lecture showed that what he meant by this statement—we need not now ask whether it was justified—was roughly as follows: All the artistic considerations and intentions connected with the endeavours of Lessing and his contemporaries were imbued with a deeply earnest wish to make something more of art than a mere appendage to life or a mere pleasure among others. Art was to become a necessary element in every form of human existence worthy of the name. To raise art up to the level of a serious human concern, worthy to be heard in the concert of voices which speak of the great and fruitful activities of mankind—such was the aim of the pioneer thinkers of that period. That is what the lecturer wanted to say when he emphasised that an aesthetic conscience had found its way into the artistic and literary life of those times. Why was this statement important for a soul seeking to grasp the riddles of existence, as reflected in one or another human mind? Because a conception of art was to be ennobled and given expression in a way that left no doubt as to its importance for the whole character and destiny of human life. The serious nature and significance of artistic work were intended to be placed beyond discussion, and it is indeed true that the experiences denoted by the word “conscience” are such that all the situations to which they apply are ennobled. In other words, when “conscience” is spoken of, the human soul recognises that the word refers to a most valuable element in its own life, and that to be without this element would indicate a serious deficiency. How often has the significance of conscience been brought out by the words, no matter whether they are taken literally or metaphorically: “When conscience speaks in the human soul, it is the voice of God that speaks.” And one could scarcely find anyone, however unprepared to reflect on higher spiritual concerns, who has not formed some idea of what conscience is. Everyone feels vaguely that whatever conscience may be, it is experienced as a voice in the individual's breast which determines with irresistible power what is good and what is bad; what man must do in order to gain his own approval and what he must leave undone if he is not to despise himself. Hence we can say: Conscience appears to every individual as something holy in the human breast, and that to form some kind of opinion about it is relatively easy. Things are different, however, if we glance briefly at man's history and his spiritual life. Anyone who is trying to look more deeply into a spiritual situation of this kind will surely wish to consult those in whom a knowledge of such matters may be presupposed—the philosophers. But in this case, as in so many others of wide human concern, he will find that the explanations of conscience given by various philosophers are very different, or so it seems, though a more or less obscure kernel is similar in all of them. But that is not the worst of it. If anyone were to take the trouble to inquire what the philosophers of ancient and modern times mean by conscience, he would be met with all sorts of very fine phrases and also by many that are hard to understand, but he would find nothing of which he could say beyond question that it reflected his feeling: that is conscience. Of course it would lead us too far if I were to give you an anthology of the various explanations of conscience that have been given over the centuries by the philosophical leaders of mankind. But we may note that from about the first third of the Middle Ages and on through mediaeval philosophy, whenever conscience was spoken of, it was always said to be a power in the human soul which was capable of immediately declaring what a man should do and what he should leave undone. However, these mediaeval philosophers say also that underneath this power of the soul there is something else, something of finer quality than conscience itself. A personality often mentioned here, Meister Eckhart,50 tells of a tiny spark that underlies conscience; an eternal element in the soul which, if it is heeded, declares with unmistakable power the laws of good and evil. In modern times, we encounter once more the most varied accounts of conscience, including some which make a peculiar impression, for they clearly fail to recognise the serious nature of the divine inner voice that we call conscience. There are philosophers who say that conscience is something that a man acquires when, by extending continually his experience of life, he learns what is useful, harmful, satisfying and so on for himself. The sum of these experiences gives rise to a judgment which says: “Do this—don't do that.” There are other philosophers who speak of conscience in terms of the highest praise. One of these is the great German philosopher, Johann Gottlieb Fichte, who pointed above all to the human ego not the transient personal ego but the eternal essence in man—as the fundamental principle of all human thought and being. At the same time, he held that the highest experience for the human ego was the experience of conscience,51 when a man hears the inward judgment: “This you must do, for it would go against your conscience not to do it.” The majesty and nobility of this judgment, he believed, could not be surpassed. And if Fichte was the philosopher who laid the strongest emphasis on the power and significance of the human ego, it is characteristic of him that he ranked conscience as the ego's most significant impulse. The further we move on into modern times, and the more materialistic thinking becomes, the more do we find conscience deprived of its majesty—not in the human heart, but in the thinking of philosophers who are more or less imbued with materialism. One example will be enough to illustrate this trend. In the second half of the 19th century, there lived a philosopher who for nobility of soul, harmonious human feelings and generous breadth of mind must rank with the finest personalities. I mean Bartholomew Carnieri:52 he is seldom mentioned now. If you go through his writings, you find that in spite of his fine qualities, he was deeply imbued with the materialistic thinking of his time. What, he asks, are we to make of conscience? Fundamentally, he says, it is no more than the sum of habits and judgments instilled in us during early youth and strengthened by the experience of life. These influences, of which we are no longer fully conscious, are the source of the inner voice which says: “This you must do—this you must not do,” Thus the origin of conscience is traced back to external influences and habits, and even these are confined to a very narrow range. Some even more materialistically-minded philosophers of the 19th century have gone further still. Paul Ree,53 for example, who at one time had great influence on Nietzsche, wrote on the origin of conscience. His book is interesting as a symptom of the outlook of our times. His ideas—allowing for some inevitable distortion of details in any brief sketch of them—are roughly as follows. Man, says Paul Ree, has developed in respect of all his faculties, and therefore in respect of conscience. Originally he had no trace of what we call conscience. It is gross prejudice to hold that conscience is eternal. A voice telling us what to do and what not to do did not exist originally, according to Ree. But in human nature there was something else which did develop—something we can call an instinct for revenge. This was the most primitive of all impulses. If anyone suffered at the hands of another, the instinct for revenge drove him to pay back the injury in kind. By degrees, as social life became more complicated, the carrying out of vengeance was handed over to the ruling authorities. So people came to believe that any deed which injured another person had by necessity to be followed by something that had previously been called vengeance. Certain deeds which had bad results had to be requited by other deeds. In the course of time, this conviction gave rise to an association of certain feelings with particular actions, or even with the temptation to commit them. The original urge for revenge was forgotten, but a feeling became ingrained in the human soul that a harmful action must be paid for. So now, when a man believes he is hearing an “inner voice”, this is in fact nothing but the voice of vengeance, changed into an inward form. Here we have an extreme example of this kind of interpretation—extreme in the sense that conscience is portrayed as a complete illusion. On the other hand, we must admit that it is going much too far to assert, as some people do, that conscience has existed as long as human beings have been living on the earth; in other words, that conscience is in some sense eternal. Since mistakes are made both by those who think more spiritually about it, and by those who regard conscience as a pure illusion, it is very difficult to reach any agreement on the subject, although it belongs to our everyday inner life, and indeed to a sacred part of it. A glance over the philosophers will show that in earlier times even the best of them thought of conscience differently from the way in which we are bound to think of it today. For when we say that conscience is a voice speaking out of a divine impulse in the breast of the simplest man, saying, “This you must do—that you must leave undone” this is somewhat different from the teaching we find in Socrates54 and in his successor, Plato.55 They both insist that virtue can be learnt. Socrates, indeed, says that if a man forms clear ideas as to what he should and should not do, then gradually, through this knowledge of what virtue is, he can learn to act virtuously. Now one could easily object, from a modern standpoint, that things would go badly if we had to wait until we had learnt what is right and what is wrong before we could act virtuously. Conscience speaks with elemental power in the human soul and is heard by the individual as saying “This you must do, and that you must leave alone”, long before we learn to form ideas concerning good and evil and thus begin to formulate moral precepts. Moreover, conscience brings a certain tranquillity to the soul on occasions when a man can say to himself: “You have done something you can approve of.” It would be bad—many people might say—if we had to learn a lot about the nature and character of virtue in order to arrive at an agreed estimation of our behaviour. Hence we can say that the philosopher to whom we look up as a martyr of philosophy, whose death crowned and ennobled his philosophical work—I mean Socrates—sets before us a concept of virtue which hardly tallies with our view of conscience today: and even with later Greek thinkers we always find the assertion that perfect virtue is something that can be learnt, a doctrine not in keeping with the primitive, elemental, power of conscience. How is it, then, that so pre-eminent and powerful a person as Socrates is not aware of the idea of conscience that we have today, although we feel whenever we approach him, as Plato describes him, that the purest morality and the highest degree of virtue speak through his words? The reason is, that the ideas, concepts and inward experiences which feel today as though they were innate, were in fact acquired laboriously by the human soul in the course of time. When we trace the spiritual life of humanity back into the past, we find that our idea of conscience and our feeling for it were not present in the same way in ancient times, and therefore not among the Greeks. Conscience, in fact, was born. But nothing about the birth of conscience can be learnt by the easy methods of external experience and scholarship, as Paul Ree, for example, tried to do. We have to go more deeply into the matter if we are to gain enlightenment for the human soul. Now our task in these lectures has been precisely to illuminate the constitution of the soul, with the aid of the light that comes from raising the soul to higher levels of knowledge. The whole life of the soul has been described, as it reveals itself to the inner eye of the seer: the eye which does not gain knowledge of the sense-world only, but looks behind the veil of the sense-world into the region where the primary sources, the spiritual foundations of the sense-world are to be found. And it has repeatedly been shown—for example in the lecture, “What is Mysticism?”—that the consciousness of the seer opens the way into deeper regions of the soul, over and above the soul-life we experience in everyday life. We believe that even in ordinary life we come to know something of this deeper level when we look into ourselves and encounter the experiences of thinking, feeling and willing. But it was pointed out also, that in ordinary waking consciousness the soul reveals only the outer aspect of the spiritual. Just as we have to penetrate behind the veil that is spread over the sense-world if we are to discover the underlying causes of these appearances as they are revealed behind everything we see and hear and our brain apprehends, so we must look behind our thinking, feeling and willing, and thus behind our ordinary inner life, if we are to get to know the spiritual background of our own lives. From these starting-points, we set out to throw light on the life of the human soul in its many interwoven branches. We saw that it must be conceived as made up of three members which must be distinguished but not—please note—treated as quite separate from one another. We named these three members the sentient soul, the intellectual soul and the consciousness soul, and we saw how the ego is the unifying point which holds the three members together, plays on them as though on the strings of an instrument, causing them to sound together in the most varied ways, harmonious or dissonant. This activity of the ego developed by gradual stages, and we shall understand how our present-day consciousness and soul-life have evolved from primeval times if we glance at what man can become in the future, or even today, if from within the consciousness soul he develops a higher, clairvoyant form of consciousness. The consciousness soul in its ordinary condition enables us to grasp the external world perceived through our senses. If anyone wishes to penetrate behind the veil of the sense-world, he must raise his soul-life to a higher level. Then he makes the great discovery that something like an awakening of the soul can occur—something comparable to the outcome of a successful operation on a man blind from birth, when a hitherto unknown world of light and colour breaks in upon him. So it is with someone who by appropriate methods raises his soul to a higher level of development. A moment comes when those elements in our environment which we normally ignored, although they are swarming around us all the time, enter into our soul-life as a wealth of beings and activities because we have acquired a new organ of perception for them. When someone achieves by training, a conscious seership of this kind, his ego is completely present throughout. This means that he moves among spiritual facts and beings, on which our sense-world is based, just as he finds his way among chairs and tables in the physical world: and he now takes up into a higher sphere of soul-life the ego which had led him through his experiences of sentient soul, intellectual soul and consciousness soul. Let us now turn back from this clairvoyant consciousness, which is illuminated and set aglow by the ego, to the ordinary life of the soul. The ego is alive in the most varied ways in the three soul-members. If we have a man whose life is given over to the desires, passions and instinctive urges that arise from his sentient soul, we can say that his ego is hardly at all active; it is like a feeble flame in the midst of the surging waves of the sentient soul and has little power against them. In the intellectual soul the ego gains some freedom and independence. Here man comes to himself and so to some awareness of his ego, for the intellectual soul can develop only in so far as man reflects upon and elaborates, in inner tranquillity, the experiences that have come to him through the sentient soul. The ego becomes more and more radiant and at last achieves full clarity in the consciousness soul. Then a man can say to himself: “I have grasped myself—I have attained real self-consciousness.” This degree of clarity can be activated by the ego only when it has reached the stage of working in the consciousness soul, after progressing from the sentient soul through the intellectual soul. If, however, a human being can further rise in his ego to clairvoyant consciousness beyond the consciousness soul, comparable to yet higher soul-principles, we can well understand that the seer, looking back over the course of human evolution, should say to us: just as the ego rises in this way to higher states of soul, so did it enter the sentient soul from a subordinate condition. We have seen how the soul-members sentient soul, intellectual soul and consciousness soul—are related to the members of his bodily organisation—physical body, etheric and astral or sentient body. Hence you will find it understandable that as spiritual science indicates—the ego, before rising to the sentient soul, was active in the sentient body, and earlier still in the etheric and physical bodies. In those times the ego still guided man from outside. It held sway in the darkness of bodily life; man was not yet able to say “I” regarding himself, to find the central point of his own being within himself. What are we to think of this ego which held sway in the primeval past and built up man's exterior bodily organisation? Are we to regard it as less perfect, compared with the ego we bear within our souls today? We look on our ego as the real inner focus of our being: it endows us with inner life, and is capable, through schooling, of endless progress in the future. We see in it the epitome of our human nature and the guarantor of our human dignity. Now when we were not yet aware of this ego, while it was working on us from out of the dark spiritual powers of the world, was it then less perfect, by comparison with what it is now? Only a quite abstract way of thinking could say so. Consider our physical body; we look on it as having been formed out of the spiritual world in the primordial past as a dwelling for the human soul. Only a materialistic mind could believe that this human body had not been born originally from the spirit. Seen merely from an external point of view, the physical body must appear a miracle of perfection. What do all our intellectual ability and technical skill amount to, compared with the wisdom manifest in the structure of the human heart? Or take the engineering technique that goes into the building of bridges, and so forth—what is it compared with the construction of the human thigh-bone, with its wonderful crisscross of support members, as seen through the microscope. It would be sheer boundless arrogance for man to suppose that he has attained in the slightest degree to the wisdom inherent in the formation of the external physical body. And consider our soul-life, taking into account only our instincts, desires and passions—how do they function? Are we not doing all we can to undermine inwardly the wisdom-filled organisation of our body? Indeed, if we consider without prejudice the marvel of our physical organisation, we have to admit that our bodily structure is far wiser than anything we can show in our inner life, although we may hope that our inner life will advance from its present imperfection towards increasing perfection. We can hardly come to any other conclusion, even without clairvoyance, if we simply look impartially at the observable facts. Is not this wise activity, which has built up the human body as a dwelling-place for the ego, bound to have something in common with the nature of the ego itself? Must we not think of this formative power as having the character of an immeasurably more advanced ego? We must say: Something related to our ego has worked during primordial times at building a structure which the ego could come to inhabit. Anyone who refuses to believe this may imagine something different, but then he must also suppose that an ordinary house, built for human habitation, has not been designed by a human mind but has been put together merely by the action of natural forces. One assumption is as true as the other. Thus we look back to a primordial past where a spiritual power endowed with an ego-nature of unlimited perfection worked upon our bodily sheaths. In those times our own ego was hidden in subconscious depths, thence it worked its way up to its present state of consciousness. If we look at this evolution from the far-distant past, when the ego was hidden within its sheaths as though in the darkness of a mother's womb, we find that although the ego had no knowledge of itself, it was all the closer to those spiritual beings who worked on our bodily vehicles and were related to the human ego, but of incomparably greater perfection. Clairvoyant insight thus looks back to a far-distant past when man had not yet acquired ego-consciousness, for he was embedded in spiritual life itself, and when his soul-life, too, was different, for it was much closer to the soul-forces from which the ego has emerged. In those times, also, we find in man a primal clairvoyant consciousness which functioned dimly and dreamily, for it was not illumined by the light of an ego; and it was from this mode of consciousness that the ego first came forth. The faculty that man in the future will acquire with his ego was present in the primeval past without the ego. Clairvoyant consciousness entails that spiritual beings and spiritual facts are seen in the environment, and this applies to early man, although his clairvoyance was dreamlike and he beheld the spiritual world as though in a dream. Since he was not yet shone through by an ego, he was not obliged to remain within himself when he wished to behold the spiritual. He beheld the spiritual around him and looked on himself as part of the spiritual world; and whatever he did was imbued, for him, with a spiritual character. When he thought of something, he could not have said to himself, “I am thinking”, as a man might do today; his thought stood before his clairvoyant vision. And to experience a feeling he had no need to look into himself; his feeling radiated from him and united him with his whole spiritual environment. Such was the soul-life of man in primordial times. From out of his dreamlike clairvoyant consciousness he had to develop inwardly in order to come to himself, and in himself to that centre of his being which today is still imperfect but will advance ever more nearly towards perfection in the future, when man with his ego will step forth into the spiritual world. Now if light is thrown on those primordial times by means of clairvoyance in the way already described, what does the seer tell us concerning the human consciousness of those times when a man had, for example, committed an evil deed? His deed did not present itself to him as something he could inwardly assess. He beheld it, with all its harmfulness and shamefulness, as a ghostly vision confronting his soul. And when a feeling concerning his evil deed arose in his soul, the shamefulness of it came before him as a spiritual reality, so that he was as though surrounded by a vision of the evil he had wrought. Then, in the course of time, this dreamlike clairvoyance faded and man's ego came increasingly to the fore. In so far as man found this central point of his being within himself, the old clairvoyance was extinguished and self-consciousness established itself more and more clearly. The vision he had previously had of his bad and good deeds was transposed into his inner life, and deeds once clairvoyantly beheld were mirrored in his soul. Now what sort of forms were beheld in dreamy clairvoyance as the counterpart of man's evil deed? They were pictures whereby the spiritual powers around him showed how he had disturbed and disrupted the cosmic order, and they were intended to have a salutary effect. It was a counteraction by the Gods, who wished to raise him up and, by showing him the effect of his deed, to enable him to eliminate its harmful consequences. This was indeed a terrifying experience for him, but it was fundamentally beneficial, coming as it did from the cosmic background out of which man himself had emerged. When the time came for man to find in himself his ego-centre, the external vision was transferred to his soul in the form of a reflected picture. When the ego first makes its appearance in the sentient soul, it is weak and frail, and man first has to work slowly upon himself in order that his ego may gradually advance towards perfection. Now what would have happened if, when the external clairvoyant vision of the effects of his misdeeds had disappeared, it had not been replaced by an inward counterpart of its beneficial influence? With his still frail ego, he would have been torn to and fro in his sentient soul by his passions, as though in a surging boundless sea. What, then, was it that was transferred at this historic moment from the external world to the inner life of the soul? If it was the great cosmic Spirit that had brought the harmful effects of a man's deed before his clairvoyant consciousness as a healing influence, showing him what he had to make good, so, later on, it was the same cosmic Spirit that powerfully revealed itself in his inner life at a time when his ego was still weak. Having previously spoken to man through a clairvoyant vision, the cosmic Spirit withdrew into man's inner life and imparted to him what had to be said about correcting the distortion caused in the world-order. Man's ego is still weak, and the cosmic Spirit keeps a perpetual, unsleeping watch over it and passes judgment where the ego could not yet judge. Behind the weak ego stands something like a reflection of the powerful cosmic Spirit which had formerly shown to man through clairvoyant vision the consequences of his deeds. And this reflection is now experienced by him as conscience watching over him. So we see how true it is when conscience is naively described as the voice of God in man. At the same time we see how spiritual science points to the moment when external vision became inward experience and conscience was born. What I have now been saying can be drawn purely from the spiritual world. No external history is required; the facts I have described are seen by the inward eye. Anyone who can see them will experience them as incontestable truths, but a certain necessity of the times may lead us to ask: Could external history perhaps reveal something that would confirm, in this case, the facts seen by inner vision? The findings of clairvoyant consciousness can always be tested by external evidence, and there is no need to fear that the evidence will contradict them. That could seem to happen only if the testing were inexact. But we will give one example that can show how external facts confirm the statements here derived from clairvoyant insight. It is not so very long since the time when the birth of conscience can be seen to occur. If we look back to the fifth and sixth centuries BC, we encounter in ancient Greece the great dramatic poet Aeschylus,56 and in his work we find a theme which is especially remarkable for the reason that the same subject was treated by a late Greek poet in a quite different way. Aeschylus shows us how Agamemnon, on returning from Troy, is killed by his wife, Klytemnestra, when he arrives home. Agamemnon is avenged by his son Orestes, who, acting on the advice of the gods, kills his mother. What, then, is the consequence for Orestes of this deed? Aeschylus shows how the burden of matricide calls forth in Orestes a mode of seeing which was no longer normal in those times. The enormity of his crime caused the old clairvoyance to awake in him, like an inheritance from the past. Orestes could say: “Apollo, the god himself, told me it was a just act for me to avenge my father upon my mother. Everything I have done speaks in my favour. But the blood of my mother is working on!” And in the second part of the Orestean trilogy we are powerfully shown how the old clairvoyance awakens in Orestes and how the avenging goddesses, the Erinyes—or Furies, as they were later called by the Romans—approach. Orestes sees before him, in dreamlike clairvoyance, the effect of his act of matricide in its external form. Apollo had approved the deed; but there is something higher. Aeschylus wished to indicate that a still higher cosmic ordinance obtains, and this he could do only by making Orestes become clairvoyant at that moment, for he had not yet gone far enough to dramatise what today we call an inner voice. If we study his work, we feel that he was at the stage when something like conscience ought to emerge from the whole content of the human soul, but he never quite reached that point. He confronts Orestes with dreamlike, clairvoyant pictures that have not yet been transformed into conscience. Yet we can see how he is on the verge of recognising conscience. Every word that he gives to Klytemnestra, for example, makes one feel unmistakably that he ought to indicate the idea of conscience in its present-day sense; but he never quite gets that far. In that century, the great poet could only show how bad deeds rose up before the human soul in earlier times. Now we will pass over Sophocles and come to Euripides,57 who described the same situation only a generation later. Scholars have rightly pointed out—though spiritual science alone can show this in its true light—that in Euripides the dream-pictures experienced by Orestes are no more than shadowy images of the inward promptings of conscience—somewhat as in Shakespeare. Here we have palpable evidence of the stages whereby the idea of conscience was taken hold of by the art of poetry. We see how Aeschylus, great poet as he was, cannot yet speak of conscience itself, while his successor, Euripides, does speak of it. With this development in mind, we can see why human thinking in general could work its way only slowly towards a true conception of conscience. The force now active in conscience was active also in ancient times; the pictures showing the effects of a man's deeds rose before his clairvoyant sight. The only difference is that this force became internalised; but before it could be inwardly experienced, the whole process of human development, which led gradually to the concept of conscience, had to take its course. Thus we see in conscience a faculty which comes to the fore by degrees and has to be acquired by man's own endeavours. Where, then, should we look for this most intense activity of conscience? At that point where the human ego was beginning to make itself known and was still weak, that is something which can be shown in human development. In ancient Greece it had already advanced to the stage of the intellectual soul. But if we look further back to Egypt and Chaldea outer history knows nothing of this, but Plato and Aristotle were clairvoyantly aware of it—we find that even the highest culture of those times was achieved without the presence of an inwardly independent ego. The difference between the knowledge that was nurtured and put to use by the sanctuaries of Egypt and Chaldea and our modern science is that our science is grasped by the consciousness soul, whereas in pre-Hellenic times it all depended on inspirations from the sentient soul. In ancient Greece the ego progressed from the sentient soul into the intellectual soul. Today we are living in the epoch of the consciousness soul, which means that a real ego-consciousness arises for the first time. Anyone who studies the evolution of mankind, and in particular the transition from eastern to western culture, can see how human progress has been marked by ever-increasing feelings of freedom and independence. Whereas man had formerly felt himself entirely dependent on the Gods and the inspirations that came from them, in the West, culture first came to spring from the inner life. This is especially evident, for example, in the way Aeschylus strives to bring about a consciousness of the ego in the human soul. We see him standing on the frontier between East and West, with one eye on the East and the other on the West, gathering from the human soul the elements that will come together to form the concept of conscience. He strives to give this new form of conscience a dramatic embodiment, but is not yet quite able to do so. Comparisons are apt to be confusing; we must not only compare, but also distinguish. The point is, that in the West everything was designed to raise the ego from the sentient soul to the consciousness soul. In the East the ego was veiled in obscurity and had no freedom. In the West, by contrast, the ego works its way up into the consciousness soul. If the old dreamlike clairvoyance is extinguished, everything else tends to awaken the ego and to evoke conscience as guardian of the ego as a divine inner voice. Aeschylus was the corner-stone between the worlds of East and West. In the Eastern World men had retained a living awareness of their origin in the divine cosmic Spirit, and this made it possible for them to gain understanding of the event which took place a few hundred years after endeavours had been made by many—or Aeschylus for example—to find something that spoke as the voice of God within themselves. For this event brought to mankind the impulse which from all spiritual standpoints must be seen as the greatest impulse ever to enter into the evolution of the earth and man—the impulse we call the Christ-Impulse. It was the Christ-impulse that first made it possible for humanity to realise that God, the Creator of things and of the external sheaths of man, can be recognised in our inward life. Only by understanding the divine humanity of Christ Jesus were men enabled to understand that the voice of God could be heard within the soul. In order that men should be able to find something of the divine nature in their own inner life, it was necessary for Christ to enter into the evolution of humanity as an external historical-event. If the Christ, a Divine Being, had not been present in the body of Jesus of Nazareth, if he had not shown once and for all that God can be discerned in our inner life, because he had once been present in a human body; if he had not appeared as the conqueror of death through the Mystery of Golgotha, men would never have been able to comprehend the indwelling of Divinity in the human soul. If anyone claims that this indwelling could be discerned even if there had been no historical Christ Jesus, he could equally well say that we should have eyes even if there were no sun. As against this one-sided view of some philosophers that, since without eyes we could not see the light, the origin of light must be traced to the eyes, we must always set Goethe's aphorism: The eye is created by light for light.58 If there were no sun to fill space with light, no eyes would ever have developed in the human organism. The eyes are created by light, and without the sun there would be no eyes. No eye is capable of perceiving the sun without having first received from the sun the power to do so. In the same way, there could be no power to grasp and recognise the Christ-nature if the Christ-Impulse had not entered into external history. What the sun out there in the cosmos does for human sight, so the historical Christ-Jesus makes possible what we call the entry of the divine nature into our inner life. The elements necessary for understanding this were present in the stream of thought that came over from the East; they needed only to be raised to a higher level. It was in the West that souls were ripe to grasp and accept this impulse—the West, where experiences which had belonged to the outer world were transferred to the inner life most intensively, and in the form of conscience watched over a generally weak ego. In this way souls were strengthened, and prepared to hear the voice of conscience now saying within them: The Divinity who appeared in the East to those able to look clairvoyantly into the world—this Divinity now lives in us! However, what was thus being prepared could not have become conscious experience if the inward Divinity had not spoken in advance in the dawning of conscience. So we see that external understanding for the Divinity of Christ Jesus was born in the East, and the emergence of conscience came to meet it from the West. For example, we find that conscience is more and more often spoken of in the Roman world, at the beginning of the Christian era, and the further westward we go, the clearer is the evidence for the recognised existence of conscience or for its presence in embryonic form. Thus East and West played into each other's hands. We see the sun of the Christ-nature rising in the East, while in the West the development of conscience is preparing the way for understanding the Christ. Hence the victorious advance of Christianity is towards the West, not the East. In the East we see the spread of a religion which represents the final consequence—though on the highest level—of the eastern outlook: Buddhism takes hold of the eastern world. Christianity takes hold of the western world, because Christianity had first created the organ for receiving it. Here we see Christianity brought into relation with the deepened element in western culture: the concept of conscience embodied in Christianity. Not through the study of external history, but only through an inward contemplation of the facts, shall we come to knowledge of these developments. What I am saying today will be met with disbelief by many people. But a demand of the times is that we should recognise the spirit in external phenomena. This, however, is possible only if we are at least able initially to discern the spirit where it speaks to us in the form of a clear message. Popular consciousness says: When conscience speaks, it is God speaking in the soul. The highest spiritual consciousness says that when conscience speaks, it is truly the cosmic Spirit speaking. And spiritual science brings out the connection between conscience and the greatest event in the evolution of mankind, the Christ-Event. Hence it is not surprising that conscience has thereby been ennobled and raised to a higher sphere. When we hear that something has been done for reasons of conscience, we feel that conscience is regarded as one of the most important possessions of mankind. Thus we can see how natural and right it is for the human heart to speak of conscience as “God in man”. And when Goethe says that the highest experience for man is when “God-Nature reveals itself to him”, we must realise that God can reveal himself in the spirit to man only if Nature is seen in the light of its spiritual background. This has been provided for in human evolution, on the one hand by the light of Christ, shining from outside, and on the other by the divine light within us: the light of conscience. Hence a philosopher such as Fichte, who studies human character, is justified in saying that conscience is the highest voice in our inward life. On this account, also, we are aware that our dignity as human beings is inseparable from conscience. We are human beings because we have an ego-consciousness; and the conscience we have at our side is also at the side of our ego. Thus we look on conscience as a most sacred individual possession, inviolable by the external world, whose voice enables us to determine our direction and our goal. When conscience speaks, no other voice may intrude. So it is that on one side conscience ensures our connection with the primordial power of the world and on the other guarantees the fact that in our inmost self we have something like a drop flowing from the Godhead. And man can know: When conscience speaks in him, it is a God speaking.
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59. Metamorphoses of the Soul: Paths of Experience II: The Mission of Art
12 May 1910, Berlin Translated by Charles Davy, Christoph von Arnim Rudolf Steiner |
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59. Metamorphoses of the Soul: Paths of Experience II: The Mission of Art
12 May 1910, Berlin Translated by Charles Davy, Christoph von Arnim Rudolf Steiner |
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This last lecture of the winter series will be devoted to that realm in the life of the soul which has been enriched by so many of the greatest treasures that spring from man's inner life. We will consider the nature and significance of art in the evolution of mankind. Since the field is so wide, we will confine ourselves to the art of poetry, and you will understand that we have time to consider only the highest achievements of the human spirit in this realm. Now someone might say: “The lectures this winter have been concerned with various aspects of the human soul, and their central purpose has been to seek for truth and knowledge in relation to the spiritual world—what have these studies to do with the human activities which strive, above all, to give expression to the element of beauty?” And in our time it would be easy to take the view that everything connected with truth and cognition should be kept far, far apart from the aims of artistic work. A widely prevalent belief today is that science in all its branches must be subject to strict rules of logic and experiment, whereas artistic work follows the spontaneous promptings of the heart and the imagination. Many of our contemporaries, accordingly, would say that truth and beauty have nothing in common. And yet, the great leaders in the realm of artistic creation have always felt that true art should flow from the same deep sources in the being of man as do knowledge and cognition. To take one example, only, we will turn to Goethe, a seeker both for beauty and for truth. As a young man he strove by all possible means to acquire knowledge of the world and to find answers to the great riddles of existence. Before the time of his journey to Italy, which was to take him to a country enshrining longed-for ideals, he had pursued his search for truth, together with his Weimar friends, by studying, for example, the philosopher Spinoza,59 who sought to find a uniform substance in all the phenomena of life. Spinoza's dissertations on the idea of God made a deep impression on Goethe. Together with Merck60 and other friends he believed he could hear in Spinoza something like a voice which spoke through all surrounding phenomena and seemed to give intimations concerning the sources of existence—an idea which could appease in some way his Faustian aspirations. But Goethe's soul was too richly endowed for him to gain from a conceptual analysis of Spinoza's works a satisfying picture of truth and knowledge. What he felt about this, and what his heart longed for, will emerge most clearly if we accompany him on his travels in Italy where he beheld great works of art and caught in them an echo of the art of antiquity. In their presence he experienced the feeling he had hoped in vain to draw from the ideas of Spinoza. Thus he wrote to his friends in Weimar: “One thing is certain: the ancient artists had as much knowledge of Nature, and as sure an idea of what can be represented and of how it should be done, as Homer himself. Unfortunately, works of art of the highest order are all too few. But when one contemplates them, one's only desire is to get to know them rightly and then to depart in peace. These supreme works of art have been created by men as the highest products of Nature in accordance with true natural laws. Everything arbitrary or merely fanciful falls away; there is necessity, there is God.”61 Goethe believed he could discern that the great artists who had created works of art of this high order had drawn them out of their souls in accordance with the same laws that Nature herself had followed. This can mean only that in Goethe's view of the laws of Nature, which operate in the mineral, plant and animal kingdoms, are raised to a new level and gain new strength in the human soul, so that they come to full expression in the soul's creative powers. Goethe felt that in these works of art the laws of Nature were operative again and thus he wrote to his Weimar friends: “Everything arbitrary or merely fanciful falls away; there is necessity, there is God.” At such moments, Goethe's heart is stirred by the recognition that art in its highest manifestations comes from the same sources as do knowledge and cognition, and we realise how deeply Goethe felt this to be true when he declares: “Beauty is a manifestation of Nature's secret laws, which would otherwise remain forever hidden.”62 Thus Goethe sees in art a revelation of Nature's laws, which in its own language confirms the findings of cognition in other fields of investigation. If now we turn from Goethe to a modern personality who also sought to invest art with a mission and to bestow on mankind, through art, something related to the sources of existence—if we turn to Richard Wagner, we find in his writings, where he tries to clarify for himself the nature and significance of artistic creation, many similar indications of the inner relationships between truth and beauty, cognition and art. In writing of Beethoven's Ninth Symphony, for example, he says that these sounds convey something like a revelation from another world something quite different from anything we can grasp in merely rational or logical terms.63 Of these revelations through art, one thing at least can be said with certainty. They act upon the soul with convincing power and permeate our feeling with a conviction of their truth, in face of which all merely rational or logical considerations are powerless. Again, in writing about symphonic music, Wagner says that something resounds from it as though its instruments were an organ for revealing the feelings that went into the primal act of creation, when chaos was ordered and harmonised, long before any human heart was there to echo those feelings. Thus in the revelations of art Wagner saw a mysterious truth that could stand on an equal footing with knowledge gained by the intellect. Something else may be added here. When we make acquaintance with great works of art in the sense of spiritual science, we feel that they communicate their own revelation concerning man's search for truth, and the spiritual scientist feels himself inwardly related to this message. Indeed, it is no exaggeration to say that he feels more closely related to it than he does to many of the so-called spiritual revelations that people accept so light-heartedly today. How is it, then, that truly artistic personalities attribute to art a mission of this kind, while the spiritual scientist feels his heart so strongly drawn to these mysterious revelations of great art? We will approach an answer to this question by bringing together many things that have come before our souls during these winter lectures. If we are to study the significance and task of art from this point of view, we must not go by human opinions or the quibblings of the intellect. We must consider the development of art in relation to the evolution of man and the world. We will let art itself speak to us of its significance for mankind. If we wish to trace the beginnings of art, as it first appears among men in the guise of poetry, then according to ordinary ideas we have to go back very far indeed. Here we will go back only as far as the extant documents can take us. We will go back to a figure often regarded as legendary—to Homer, the originator of Greek poetry, whose work has come down to us in the two great epics, the Iliad and the Odyssey. Whoever was the author—or authors, for we will not go into that question today—of these two poems, the remarkable thing is that both poems begin on a quite impersonal note: With those words the Iliad, the first Homeric poem, begins and
are the opening words of the second Homeric poem, the Odyssey. The author thus wishes to indicate that he is indebted to a higher power for his verses, and we need only a little understanding of Homer to realise that for him this higher power was not a symbol but a real, objective Being. If this invocation to the Muse means nothing to modern readers, this is because they no longer have the experiences from which a poem as impersonal as Homer's could derive. And if we are to understand this impersonal element in early Western poetry, we must ask: What preceded it? Whence did it arise? In speaking of human evolution, we have often emphasised that in the course of millennia the powers of the human soul have changed. In the far-distant past, beyond the reach of external history but open to spiritual-scientific investigation, human souls were endowed with a primitive dreamy clairvoyance. In times before men were so deeply embedded in material existence as they came to be later on, they perceived the spiritual world as a reality all around them. We have pointed out also that the ancient clairvoyance was different from the trained, conscious clairvoyance that can be attained today, for this is bound up with the existence of a firm centre in the life of the soul, whereby a man takes hold of himself as an ego. This ego-feeling, as we now have it after its gradual development through long ages, was not present in the far-distant past. But for this very reason, because man lacked this inner centre, his spiritual senses were open and with his dreamy, ego-less clairvoyance he looked into the spiritual world from which his true inner being had emerged in the primal past. Powerful pictures, like dream-pictures, of the forces behind our physical existence came before his soul. In this spiritual world he saw his gods, he saw the actions and events that were played out among them. And present-day research is quite wrong in supposing that the sagas of the gods, found in various forms in different countries, were the product merely of popular fantasy. If it is thought that in the remote past the human soul functioned just as it does today, except that it was more prone to imagine things, including the imaginary gods of the sagas that is sheer fantasy and it is those who believe it who are imagining things. For people in that remote past, the events described in their mythologies were realities. Myths, sagas, even fairy-tales and legends, were born from a primeval faculty in the human soul. This is connected with the fact that man had not yet acquired the firm central point in his soul which now enables him to live within himself and in possession of himself. In the far past he could not shut himself up in his ego, within the narrow boundaries of his soul, separated from his environment, as he came to do later on. He lived in his environment, feeling that he belonged to it, whereas a modern man feels that he stands apart from it. And just as man today can feel in his bodily organism the inflow and outflow of the physical strength he needs to sustain his life, so primeval man, with his clairvoyant consciousness, was aware of spiritual forces flowing in and out of him, so that he lived in inward reciprocity with the forces of the great world; and he could say: “When something takes place in my soul, when I think, feel or will, I am not a separate being. I am open to forces from the beings who come before my inward sight. By sending their forces into me, they stimulate me to think and feel and will. “That was the experience of man when he was still embedded in the spiritual world. He felt that spiritual powers were active in his thinking, and that when he accomplished anything, divine-spiritual powers had poured into him their willing and their purpose. In those primeval times, man felt himself to be a vessel through which spiritual powers expressed themselves. Here we are looking back to a period far away in the past, but this period extended, through all sorts of intermediate stages, right up to the time of Homer. It is not difficult to discern how Homer was giving continued expression to the primeval consciousness of mankind: we need only look at some features of the Iliad. Homer describes a great armed struggle between the Greeks and the Trojans, but how does he do this? What did the struggle signify for the Greeks of that time? Although Homer may not start out from this aspect, there was more in this struggle than the antagonism generated by the passions, desires and ideas which stem from the human ego. Was it merely the personal and tribal emotions of Trojans and Greeks that clashed in this fighting? No! The legend which provides a connecting link between primeval and Homeric consciousness tells how three goddesses, Hera, Pallas Athene and Aphrodite, competed at a festival for the prize of beauty, and how a human connoisseur of beauty, Paris, son of the king of Troy, was appointed to judge the contest. Paris gave the prize to Aphrodite, who had promised him the most beautiful woman in the world for his wife. The woman was Helen, wife of king Menelaus of Sparta. In order to gain possession of Helen, Paris had to abduct her by force. In revenge for this outrage, the Greeks armed themselves for war against the Trojans, whose country lay on the far side of the Aegean sea, and it was there that the struggle was fought out. Why did human passions flare up in this way, and why did all the events described by Homer's Muse take place? Were they merely physical events in the human world? No. Through the consciousness of the Greeks we see depicted the antagonism of the goddesses behind the strife of men. A Greek of that time could have said: “I cannot find in the physical world the causes which have brought human beings into violent conflict. I must look up to a higher realm, where the gods and their powers are set against one another.” The divine powers, as they were seen at the time in the images which we have just described, were actively involved in human conflicts. Thus we see the first great work of poetic art, Homer's Iliad, growing out of the primeval consciousness of mankind. In Homer we find presented in metrical form, from the standpoint of a later consciousness, an echo of the clairvoyant vision which came naturally to primeval humanity. And it is precisely in this Homeric period that we must look for the first time when clairvoyant consciousness came to an end for the Greek people, and only an echo of it remained. A primeval man would have said: “I can see my gods battling in the spiritual world, which lies open to my clairvoyant consciousness.” In Homeric times this was no longer possible, but a living memory of it endured. And just as primeval man had felt inspired by the divine worlds wherein he had his being, so the author of the Homeric epics felt the same divine forces holding sway in his soul. Hence he could say: “The Muse that inspires me inwardly is speaking.” Thus the Homeric poems are directly connected with primeval myths, if these are rightly understood. From this point of view, we can see arising in Homer's poetic imagination something like a substitute for the old clairvoyance. The ruling cosmic powers withdrew direct clairvoyant vision from man, and gave him, instead, something that could live similarly in the soul and could endow it with formative power. Poetic imagination is compensation for the loss of ancient clairvoyance. Now let us recall something else. In the lecture on Conscience we saw that the withdrawal of the old clairvoyance occurred in quite different ways and at different times in various countries. In the East the old clairvoyance persisted up to a relatively late date. Over towards the West, among the peoples of Europe, clairvoyant faculties were less widely present. In the latter peoples, a strong ego-feeling came to the fore while other soul-powers and faculties were still relatively undeveloped. This ego-feeling emerged in the most varied ways in different parts of Europe—differently between North and West, and notably different in the South. In pre-Christian times it developed most intensively in Sicily and Italy. While in the East men remained for a long time without an ego-feeling, in these regions of Europe there were people in whom the ego-feeling was particularly strong because they had lost the old clairvoyance. In the proportion that the spiritual world withdraws externally from man does his inward ego-feeling light up. Hence there was bound to be a great difference at certain times between the souls of the Asiatic peoples and the souls living in the parts of Europe we are concerned with here. Over there in Asia we see how the cosmic mysteries still rise before the soul in great dream-pictures, and how man can witness the deeds of the gods as they unroll externally before his spiritual eye. And in that, which such a man can relate, we can discern something like a primeval account of the spiritual facts underlying the world. When the old clairvoyance was succeeded in Asia by the substitute for it, imagination, this gave rise especially to visionary symbols in picture form. Among the Western peoples, in Italy and Sicily, a different faculty, arising from a firmly-grounded ego, produced a kind of excess of strength, an enthusiasm that broke forth from the soul, unaccompanied by any direct spiritual vision but inspired by a longing to reach up to things unseen. Here, therefore, we find no recounting of the deeds of the gods, for these were no longer evident. But when with ardent devotion, expressed in speech and song, the soul aspired to the heights it could only long for, primitive prayer and chant were born, addressed to powers which could not now be seen after the waning of old clairvoyant consciousness. In Greece, the intermediate country, the two worlds meet. There we find men who are stimulated from both sides. Pictorial vision comes from the East; from the West comes the enthusiasm which inspires devotional hymns to the unseen divine-spiritual powers. This intermingling of the two streams in Greek culture made possible a continuation from Homeric poetry, which we can locate in the 8th or 9th century B.C., to the works of Aeschylus, three or four hundred years later. Aeschylus comes before us as a personality who was certainly not open to the full power of Eastern vision, the convincing power we find in Homer as an echo of the old clairvoyant vision of the deeds of the gods and their effect on mankind. This echo was always very weak, and in Aeschylus so weak that he came to feel a kind of unbelief in the pictorial visions of the world of the gods that ancient clairvoyance had brought to men. Homer, we find, knew very well that human consciousness had once been open to these visions of the divine-spiritual powers which stand behind the interplay of human passions and emotions in the physical world. Homer, accordingly, does not describe merely a human conflict. Zeus and Apollo intervene where human passions are involved, and their influence is apparent in the course of events. The gods are a reality which the poet brings into his poem. How different it all is with Aeschylus. The stream of influence from the West, with its emphasis on the human ego and the inward isolation of the human soul, had a particularly strong effect on him. For this reason he was the first dramatist to portray man as acting from out of his ego and beginning to release his consciousness from the inflow of divine powers. In Aeschylus, in place of the gods we find in Homer, the independent man of action appears, though still at an initial stage. As a dramatist, Aeschylus puts this kind of man at the centre of things. The epic had to emerge under the influence of the pictorial imagination that came from the East, while Western influence, with its emphasis on the personal ego, gave rise to drama, wherein the man of action is the central character. Let us take, for example, Orestes, who is guilty of matricide and as a consequence sees the Furies. Yes, that is still Homer: things do not pass away so quickly. Aeschylus is still aware that the gods were once visible in picture form, but he is very near to giving up that belief. It is characteristic that Apollo, who in Homer acts with full power, incites Orestes to kill his mother, but after this no longer has right on his side. The human ego begins to stir in Orestes, and we are shown that it gains the upper hand. The verdict goes against Apollo, he is repudiated, and we see that his power over Orestes is no longer complete. Aeschylus was thus the right and proper poet to dramatise the figure of Prometheus, the divine hero who titanically opposes the might of the gods and represents the liberation of mankind from them. Thus we see how the awakening ego-feeling from the West mingles in the soul of Aeschylus with memories of the pictorial imagination of the East, and how from this conjunction drama was born. And it is decidedly interesting to find that tradition wonderfully confirms the findings derived entirely from spiritual-scientific research. One remarkable tradition partly acquits Aeschylus of the charge that he had betrayed certain secrets of the Mysteries; he replied that he could not have done so, for he had not been initiated into the Eleusinian Mysteries. It certainly never was his intention to present anything derived from temple secrets, from which Homer's poems had originated. In fact, he stood somewhat apart from the Mysteries. On the other hand, the story goes that at Syracuse, in Sicily, he had gained knowledge of secrets connected with the emergence of the human ego. This emergence took a particular form in regions where the Orphic devotees cultivated the older form of ode, the hymn, addressed to the divine-spiritual worlds that could no more be seen but only aspired to. In this way art took a step forward. We see it emerging naturally from ancient truths and finding its way to the human ego. Inasmuch as man, after living predominantly in the outer world, took possession of his own inner life, the figures in the Homeric poems became the dramatic characters of Aeschylus; and so, side by side with the epic, drama arose. Thus we see primeval truths living on in another form in art, and the achievements of ancient clairvoyance reproduced by poetic imagination. And whatever was preserved from ancient times by art was applied to the human personality, to the ego becoming aware of itself. Now we will take an immense step forward in time—on to the 13th and 14th centuries of the Christian era. Here we encounter the great mediaeval personality who leads us so impressively to the region which the human ego can reach when, by its own endeavours, it ascends to the divine-spiritual world. We come to Dante, whose Divine Comedy (1472) was read and re-read by Goethe. It affected him so strongly that when an acquaintance sent him a new translation of it, he wrote his thanks to the sender in verse:
How did art progress from Aeschylus to Dante? How does Dante bring before us a divine-spiritual world once again? How does Dante lead us through its three stages, Inferno, Purgatory and Heaven—the worlds which lie behind our physical existence? Here we can see how the fundamental spiritual impulse that guides human evolution has continued to work in the same direction. Aeschylus, quite clearly, is still in touch with spiritual powers. Prometheus is confronted by the gods, Zeus, Hermes and so on, and this applies also to Agamemnon. In all this we can discern an echo of the ancient clairvoyance. With Dante it is quite different. He shows us how, solely through immersing himself in his own soul, developing the forces slumbering there and overcoming all the obstacles to this development, he was able, as he says, in “the middle of life”—which means his thirty-fifth year—to gaze into the spiritual world. Where as men endowed with the old clairvoyance directed their gaze to their spiritual environment, and whereas Aeschylus still reckoned with the old divinities, in Dante we see a poet who goes down into his own soul and remains entirely within his personality and its inner secrets. By pursuing this path of personal development he enters the spiritual world, and is thus able to present it in the powerful pictures we find in the Divine Comedy. Here the soul of Dante is quite alone with his personality; he is not concerned with external revelations. No one can imagine that Dante could have taken over from tradition the findings of the old clairvoyance. Dante relies on the inner development that was possible in the Middle Ages, with the strength of human personality as its only aid; and he brings before us in visionary pictures something often emphasised here—that a man has to master everything that clouds or darkens his clairvoyant sight. Whereas the Greeks still saw realities in the spiritual world, Dante here sees pictures only—pictures of the soul-forces which have to be overcome. Such are those lower forces of the sentient soul, the intellectual soul and the consciousness soul which tend to hold the ego back from higher stages of development. The good, opposite forces were already indicated by Plato: wisdom for the consciousness soul, self-reliant courage for the intellectual soul, moderation for the sentient-soul. When the ego goes through a development which enlists these good forces, it comes gradually to higher soul experience which lead into the spiritual world; but the hindrances must first be overcome. Moderation works against intemperance and greed, and Dante shows how this shadow-side of the sentient soul can be met and mastered. He depicts it as a she-wolf. We are then shown how the shadow-side of the intellectual soul, senseless aggression, depicted as a lion, can be overcome by its corresponding virtue, self-reliant courage. Finally we come to wisdom, the virtue of the consciousness soul. Wisdom which fails to strive towards the heights, but applies itself to the world in the form of mere shrewdness and cunning, is pictured as a lynx. The “lynx-eyes” are not the eyes of wisdom, able to gaze into the spiritual world, but eyes focused only on the world of the senses. After Dante has shown how he guards against the forces which hinder inner development, he describes how he ascends into the world which lies behind physical existence. In Dante we have a man who relies upon himself, searches within himself, and draws from out of himself the forces which lead into the spiritual world. With him, poetry takes closer hold of the human soul and becomes more intimately related to the human ego. Homer's characters are woven into the doings of the divine-spiritual powers, as indeed Homer felt himself to be, so that he says: “Let the Muse sing the story I have to tell.” Dante, alone with his soul, knows that the forces which will lead him into the spiritual world must be drawn from within himself. We can see how it becomes less and less possible for imagination to depend on external influences. A small fact will show that on this point we are concerned not with mere opinions but with forces deeply rooted in the human soul. Gottlieb Friedrich Klopstock65 was a deeply religious man and a profounder spirit even than Homer. He wished to write a sacred epic poem, with the conscious intention of doing for modern times what Homer did for antiquity. He sought to revive Homer's manner, but without being untrue to himself. Hence he could not say, “Sing for me, O Muse,” but had to open his Messias with the words: “Sing, immortal soul, of the redemption of sinful man.” Thus we see how progress in artistic creation does indeed occur among men. Now let us take a further giant stride over several centuries, from Dante to another great poet, Shakespeare. Here again we see a remarkable step forward in the sense of a progression. We are not concerned with criticism of Shakespeare or with setting one poet above another, but solely with facts that point to a necessary, legitimate advance. What was it about Dante that specially impressed us? He stands there by himself, with his own revelations of the spiritual world, and describes the great experience that came to him from within his own soul. Can you imagine that Dante would have given so effective expression to the truth as he saw it if he had described his visions five or six times over in various ways? Do you not feel that the world into which Dante has transposed himself is such that it can be described once only? That is indeed what Dante did. The world he describes is the world of one man at the moment when he feels himself to be at one with what the spiritual world is for him. Hence we must say: Dante immerses himself in the element of human personality, and in such a way that it remains his own. And he sets himself to traverse this human-personal aspect from all sides. Shakespeare, on the other hand, creates an abundance of all possible characters—a Lear, Hamlet, Cordelia, Desdemona; but we have no direct perception of anything divine behind these characters, when the spiritual eye beholds them in the physical world, with their purely human qualities and impulses. We look only for what comes directly from their souls in the form of thinking, feeling and willing. They are all distinct individuals, but can we recognise Shakespeare himself in them, in the way that Dante is always Dante when he immerses himself in his own personality? No—Shakespeare has taken another step forward. He penetrates still further into the personal element, but not only into one personality but into a wide variety of personalities. Shakespeare denies himself whenever he describes Lear, Hamlet and so on; he is never tempted into presenting his own ideas, for as Shakespeare he is completely blotted out; he lives entirely in the various characters he creates. The experiences described by Dante are those of one person; Shakespeare shows us impulses arising from the inner ego in the widest diversity of characters. Dante's starting-point is human personality; he remains within it and from there he explores the spiritual world. Shakespeare has gone a step further: he, too, starts from his own personality and slips into the individuals he portrays; he is wholly immersed in them. It is not his own soul-life that he dramatises, but the lives of the characters in the outer world that he presents on the stage, and they are all depicted as independent persons with their own motives and aims. Thus we can see here, again, how the evolution of art proceeds. Having originated in the remote past, when human consciousness was devoid of ego-feeling, with Dante, art reached the stage of embracing individual man, so that the ego itself became a world. With Shakespeare, it expanded so far that other egos became the poet's world. For this step to be possible, art had to leave the spiritual heights from which it had sprung and descend into the actualities of physical existence. And this is just what we can see happening when we pass on from Dante to Shakespeare. Let us try to compare Dante and Shakespeare from this point of view. Superficial critics may reproach Dante for being a didactic poet. Anyone who understands Dante and can respond to the whole range and richness of his work will feel that his greatness derives precisely from the fact that all the wisdom and philosophy of the Middle Ages speak from his soul. And for the development of such a soul, endowed with Dante's poetic power, the totality of mediaeval wisdom was a necessary foundation. Its influence worked first on Dante's soul and was again evident, later on, in the expansion of his personality into a world. We cannot properly understand or appreciate Dante's poetic creation unless we are familiar with the heights of mediaeval spiritual life. Only then can we come to appreciate the depths and subtleties of his achievement. Certainly, Dante took one step downwards. He sought to bring the spiritual down to lower levels, and this he did by writing in the vernacular, not in Latin as some of his predecessors had done. He ascends to the loftiest heights of spiritual life, but descends into the physical world as far as the vernacular of his place and time. Shakespeare descends still further. The origin of his great poetic characters is nowadays the subject of all sorts of fanciful speculation, but if we are to understand this descent of poetry into the everyday world—still often looked down on by the highly placed—we must bear in mind the following facts. We must picture a small theatre in what was then a suburb of London, where plays were produced by actors who, except for Shakespeare, would not be rated highly today. Who went to this theatre? The lower orders. It was more fashionable in those days to patronise cockfights and other similar spectacles than to go to this theatre, where people ate and drank and threw eggshells to mark their disapproval and overflowed on to the stage itself, so that the players acted in the midst of their audience. Thus it was before a very low-class London public that these plays were first performed, although many people today fondly imagine that from the first they were acclaimed in the highest circles of cultural life. At best, unmarried sons, who allowed themselves to visit certain obscure resorts in disguise, would go now and then to this theatre, but for respectable people it would have been highly improper. Hence we can see that poetry came down into a realm of the most unsophisticated feelings. Nothing human was alien to the genius who stood behind Shakespeare's plays and the characters in them. So it happened—in respect even of external details—that art, after having been a narrow stream flowing on high levels, descended into the world of ordinary humanity and broadened into a wide stream running through the midst of everyday life. And anyone who looks more deeply into this will see how necessary it was that a lofty spiritual stream should be brought down to lower levels in order that such vital figures as Shakespeare's highly individual characters should appear. Now we will move on to times nearer our own—to Goethe. We will try to connect him with his own creation—the figure of Faust, in whom were embodied all his ideals, endeavours and renunciations during the sixty years he worked on his masterpiece. Everything he experienced in his innermost soul in the course of his rich life, while he climbed from stage to stage of knowledge in his search for higher answers to the riddles of the world—all this is merged in the figure of Faust that we encounter today. What sort of figure is he in the context of Goethe's poetic drama? Of Dante we can say that what he describes is portrayed as the fruit of his own vision. Goethe had no such vision: he makes no claim to having had a special revelation at a particularly solemn time, as Dante does with regard to the Divine Comedy. Everywhere in Faust Goethe shows that he has worked inwardly on what he presents. And whereas the experiences that came to Dante could be described only in his own one-sided way, Goethe's experiences were no less individual but they were translated into the objective character of Faust. Dante gives us his most intimate personal experience; Goethe, too, had personal experiences, but the actions and sufferings of Faust are not those of Goethe's life. They are free poetic transformation of what Goethe had experienced in his own soul. While Dante can be identified with his Divine Comedy, it would take almost a literary historian to identify Goethe with Faust. Faust is an individual character, but we cannot imagine that an array of Faust-like figures could have been created, as numerous as the characters created by Shakespeare. The ego depicted by Goethe in his Faust can be created once only. Besides Hamlet, Shakespeare created Lear, Othello, and so on. Goethe, it is true, also wrote Tasso and Iphigenia, but the difference between them and Faust is obvious. Faust is not Goethe; fundamentally he is every-man. He embodies Goethe's deepest longings, but as a poetic figure his is entirely detached from Goethe's own personality. Dante brings before us the vision of one man, himself; Faust is a character who in a certain sense lives in each one of us. This marks a further advance for poetry up to Goethe. Shakespeare could create characters so individualised that he immersed himself in them and enabled each one of them to speak with a distinctive voice. Goethe creates in Faust an individualised figure, but Faust is not a single individual; he is every-man. Shakespeare entered into the soul-natures of Lear, Othello, Hamlet, Cordelia and so on. Goethe entered into the highest human element in all men. Hence he creates a representative character relevant to all men. And this character detaches himself from Goethe's personality as a poet, and stands before us as a real objective figure in the outer world. Here is a further advance of art along the path we have outlined. Starting from the direct spiritual perception of a higher world, art takes hold of man's inner life to an ever-increasing degree. It does so most intimately when—as with Dante—a man is dealing with himself alone. In Shakespeare's plays the ego goes out from this inwardness and enters other souls. With Goethe, the ego goes out and immerses itself in the soul-life of every-man, typified by Faust. And because the ego is able to go out from itself and understand other souls only if it develops its own soul-powers and sinks itself in another's spirituality, so it is in line with the continued advance in artistic creation that Goethe should have been led to depict not only physical acts and experiences in the outer world, but also the spiritual events that everyone can experience if he opens his ego to the spiritual world. Poetry came from the spiritual world and entered the human ego; with Dante it took hold of the ego at the deepest level of the inner life. With Goethe we see the ego going forth from itself again and finding its way to the spiritual world. The spiritual experiences of ancient humanity are reflected in the Iliad and the Odyssey; and in Goethe's Faust the spiritual world comes forth again and stands before man. That is how we should respond to the great final tableau in Faust, where man, after having descended into the depths, works his way up again by developing his inner forces until the spiritual world stands open to him once more. It is like a chorus of primal tones, but ever-renewed in ever-advancing forms. From the imperishable spiritual world resounds the imagination, bestowed on man as a substitute for spiritual vision and given form in the perishable creations of human genius. Out of the imperishable were born the perishable poetic figures created by Homer and Aeschylus. Once more poetry ascends from the perishable to the imperishable, and in the mystical chorus at the very end of Faust we hear:
And so, as Goethe shows us, the power of man's spirit ascends from the physical world into the spiritual world again. We have seen artistic consciousness advance with great strides through the world and in representative poets. Art emerges from the spiritual, its original source of knowledge. Spiritual vision withdraws more and more in proportion as the sense-world commands ever-wider attention, thereby stimulating the development of the ego. Human consciousness follows the course of world evolution and so has to make the journey from the spiritual world to the world of the ego and the senses. If man were to study the world of the senses only through the eyes of external science, he would come to understand it only intellectually in scientific terms. But in place of clairvoyance, when this passes away, he is granted imagination, which creates for him a kind of shadowy reflection of what he can no longer perceive. Imagination has had to follow the same path as man, entering eventually into his self-awareness, as with Dante. But the threads that link humanity to the spiritual world can never break, not even when art descends into the isolation of the human ego. Man takes imagination with him on his way; and when Faust appears, we see the spiritual world created anew out of imagination. Thus Goethe's Faust stands at the beginning of an epoch during which man is to re-enter the spiritual world where art originated. And so the mission of art, for all those who cannot reach the spiritual world through higher training, is to spin the threads that will link the spirituality of the far-distant past with the spirituality of the future. Art has indeed already advanced so far that it can give a view of the spiritual world in imagination, as in the second part of Faust. Here we have an intimation that man in his evolution is at the point when he must learn to develop the powers which will enable him to re-enter the spiritual world and to gain conscious knowledge of it. Moreover, having led man towards the spiritual world with the aid of imagination, art has prepared the way for spiritual science, which presupposes clear vision of the spiritual world, based on full ego-consciousness. To point the way towards that world—the world that human beings long for, as we have seen in the examples drawn from the realm of art—that is the task of spiritual science, and it has been the task also of this winter's lectures. Thus we see how great artists can be justified in feeling that reflections of the spiritual world are what they have to give to mankind. And the mission of art is to mediate these revelations during the time when direct revelations of the spiritual world were no longer possible. So Goethe could say of the works of the old artists: “There is necessity, there is God!” They bring to light the hidden laws of nature which would otherwise never be found. And so could Richard Wagner say that in the music of the Ninth Symphony he could hear revelations of another world—a world which a mainly intellectual consciousness can never reach. The great artists have felt that they are bearers of the spirit, the original source of everything human, from the past, through the present, into the future. And so with deep understanding we can agree with words spoken by a poet who felt himself to be an artist: “The dignity of mankind is given into your hands.”67 In this way we have tried to describe the nature and mission of art in the course of human evolution, and to show that art is not as separate from man's sense of truth as people today may lightly suppose. On the contrary, Goethe was right when he refused to speak of the idea of truth and the idea of beauty as separate ideas. There is, he said, one idea, that of the necessary workings of the divine-spiritual in the world, and truth and beauty are two revelations of it. Everywhere among poets and other artists we find agreement with the thought that the spiritual foundations of human existence find utterance in art: or there are artists with deeper feelings who will tell you that art makes it possible for them to believe that their work carries a message to mankind from the spiritual world. And so, even when artists are most personal in expression, they feel that their art is raised to a universal human level, and that in a true sense they speak for humanity when the characters and revelations of their art give effect to the words spoken by Goethe's Mystical Chorus:
And on the strength of our spiritual-scientific considerations we may add: Art is called upon to transfuse the transient and the perishable with the light of the eternal, the imperishable. That is the mission of art.
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59. Spiritual Science and Speech
20 Jan 1910, Berlin Translated by George Adams Rudolf Steiner |
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59. Spiritual Science and Speech
20 Jan 1910, Berlin Translated by George Adams Rudolf Steiner |
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It is fascinating to study from the point of view of Spiritual Science the different ways in which the being of man expresses itself,—that is to say Spiritual Science in our sense of the term. We can obtain a general survey of human life in its different phases and aspects by studying them as we have done in the course of these lectures. To-day we shall consider the expression of the spirit of man in speech, and in the next lecture, under the title of ‘Laughter and Weeping,’ an aspect of man’s power of expression which is indeed bound up with speech and yet fundamentally different from it. The whole being of man, his whole significance and dignity, is bound up with speech. Our innermost life, all our feelings and will-impulses flow out from us, linking us to our fellow-men through speech which enables us to expand and radiate into our environment. On the other hand, those who dare to penetrate into the inner life of some great individuality may feel that human speech is a kind of tyrant that exercises its power over the inner life. We are indeed aware, if we are only willing to admit it, that word and speech can only inadequately express the feelings, the thoughts, and all the intimate and individual colouring of everything that passes through the soul. We also realise that our own native language compels us to a definite kind of thinking. Do we not all realise how dependent our thinking is upon our speech? In more senses than one our concepts attach themselves to words, and an imperfectly developed man may easily mistake the word, or what the word infuses into him, for the concept. This is why so many people are incapable of building up a conceptual world of their own transcending what is imparted by the words current around them. We must surely realise that the character of a whole people speaking a common language is in a certain sense dependent on that language. Anyone who studies the more intimate connections between the characteristics of race and speech knows to what an extent the way a man is able to express the content of his soul in sound reacts upon the strength and weakness of his character, upon his temperament, indeed upon his whole outlook on life. Those who have knowledge will be able to learn a great deal about the character of a people from the configuration of their particular speech or language. Since, however, a language is common to a whole people, the individual is dependent on the community and on its average level. The individual is subject, as it were, to the tyranny and power of the community. But when we realise how our individual spiritual life on the one hand, and the common spiritual life on the other, are expressed in speech, the so-called ‘Mystery of Speech’ assumes great significance. It is certainly possible to understand something of the life of the soul by observing how a man expresses himself in words. The mystery of speech and its origin and development through the different epochs has always been a problem in certain domains of Science, but it cannot be said that specialists in our age have been very successful in fathoming this mystery. To-day, therefore, we shall try in a somewhat aphoristic manner, to throw light on the development of speech and its connection with the human being, from the point of view of Spiritual Science. What at first seems so mysterious when we designate an object or a process by a word, is how the particular sound-combination in the word or sentence is related to what comes forth from us, and how it expresses the phenomenon as a word. External Science has made many attempts to bring the most varied experiences together in different combinations, but this mode of observation has been felt to be unsatisfactory. There is one question which is really so simple, and yet so difficult to answer: how was it that man, confronted with something in the external world, produced, as from out of himself, an echo of the particular object or process in a definite sound? Some people thought this question quite simple. They imagined, for instance, that speech-formation took its start from the fact that man heard some external sound, either produced by animals, or caused by the impact of one object against another, and that he then imitated the sound through the inner faculty of speech, like a child, who, hearing the ‘bow-wow’ of a dog, imitates this sound and calls the dog ‘bow-wow.’ Word-formation of this kind may be called ‘onomatopoeia,’ an imitation of the sound. This kind of imitation was the basis of the original sound and word formation,—at least so it was stated by those who regarded the matter from this particular point of view. The question is of course still unanswered as to how man comes to give names to dumb entities from which no sound proceeds. How does he ascend from the sound uttered by an animal or caused by an occurrence which can be heard, to one which cannot? Max Müller, the famous Philologist, ridiculed this, calling it the ‘bow-wow’ theory, because he realised what an unsatisfactory piece of speculation it was. He advanced another theory in its place which his opponents in turn called ‘mystical,’ though they used the word in an unjustifiable sense. Max Müller really means that every single thing contains something of the nature of sound within itself; everything has sound in a certain sense, not only a glass we let fall, or a bell we strike, but every single thing. Man’s capacity to set up a relationship between his soul and the inner sound-essence of the object calls forth in the soul the power to express this inner sound-essence; the inner essence of the bell is expressed in some way when we ‘feel again’ its tone in the ‘ding-dong.’ Max Müller's opponents ridiculed him in return by calling his the ‘ding-dong’ theory. However many more combinations of this kind we might care to enumerate,—and they have been evolved with great diligence,—we should find that the attempts to characterise in this external way what man causes to resound like an echo from his soul to meet the essence of things, must always be unsatisfactory. We must, in effect, penetrate more deeply into the whole inner being of man. According to Spiritual Science man is a highly complex being. As he stands before us he has in the first place his physical body, which contains substances which are also found in the mineral world. As a second, higher member he has the etheric, or life body. Then he has the member which is the vehicle of joy and suffering, pleasure and pain, instinct, desire and passion,—the astral body. This astral body is, to Spiritual Science, as real a part of man's constitution as anything the eyes can see and the hands touch. The fourth member of the human being has been spoken of as the bearer of the Ego, and man's evolution, at its present stage, consists in working, from his Ego outwards, as it were, at the transformation of the other three members of his being. It has also been indicated that in a far-off future the human Ego will have transformed these three members to such an extent that nothing will remain of what Nature, or the spiritual powers existing in Nature, have made of them. The astral body, the vehicle of pleasure and pain, joy and suffering, of all ebbing and flowing ideas, feelings and perceptions, came into existence in the first place without our co-operation,—that is to say, without the activity of our Ego. The Ego works upon the astral body, purifying and refining it, gaining mastery over its qualities and activities. If the Ego has worked but little on the astral body, man is the slave of his instincts and desires. If, however, the Ego has refined the instincts and desires into virtues, has co-ordinated phantasmal thinking by the guiding threads of logic, a portion of the astral body is transformed. Whereas formerly it was not worked upon by the Ego, it has become a product of the Ego. When the Ego carries out this work consciously,—as it is beginning to do in human evolution to-day,—we call the part of the astral body which has been consciously transformed from out of the Ego, ‘Spirit Self,’ or ‘Manas,’ to use a term of Oriental Philosophy. When the Ego works in a different and more intense way, not only upon the astral body, but also upon the etheric body, we call the part of the etheric body which has been thus transmuted the ‘Life Spirit’ or ‘Budhi’ in Eastern terminology. And finally, although this belongs to the far-off future, when the Ego has become so strong that it transmutes the physical body and regulates its laws,—in such a way that the Ego is everywhere controlling all that lives in the physical body,—we give the name of ‘Spirit Man’ to that part of the physical body thus under the rulership of the Ego; and since this work begins with a regulation of the breathing process, the oriental term is ‘Atman,’ from which the German ‘atmen’ (to breathe) is derived. In the first place, then, we have man as a fourfold being, consisting of physical body, etheric body, astral body and Ego. And just as we may speak of three of the members of our being as being products of the past, so may we speak of three other members which as a result of the work of the Ego will gradually unfold in the future. Thus we speak of a sevenfold nature of the human being, adding Spirit Self, Life Spirit and Spirit Man to physical body, etheric body, astral body and Ego. But although we regard these three higher principles as belonging to a far-off future of human evolution, it must be said that in a certain sense man is preparing for them even to-day. Man will only begin consciously to transform the physical, etheric and astral bodies by means of the Ego in a distant future, but unconsciously, that is to say, without full consciousness, the dim activity of the Ego has already transformed these three members. A certain result has indeed already been achieved. Those inner members of man's being mentioned in previous lectures could only have come into existence because the work of the Ego upon the astral body has resulted in the development of the sentient soul as a kind of inner reflection of the sentient body. The sentient body conveys what we call ‘enjoyment’ (Genuss) and this is reflected in the inner soul-being as the desires we ascribe to the soul. (Sentient body and astral body are the same thing so far as man is concerned; without the sentient body there could be no ‘enjoyment.’) Thus astral body, and transformed astral body, or sentient soul, belong together in the same sense as enjoyment and desires. The Ego has also worked on the etheric body in the past. What it has unfolded there has brought about the fact that in his inner being man bears the intellectual, or mind-soul. The intellectual soul, which is also the bearer of the memory, is connected with a subconscious process of transformation of the etheric body proceeding from the Ego. And finally, the Ego has in past ages already worked at the transformation of the physical body in order that man may exist in his present form. The product of this is called the consciousness soul, through which man acquires knowledge of the things of the outer world. In this sense too, therefore, we may speak of the sevenfold human being: the three soul members, sentient soul, intellectual soul and consciousness soul have arisen as the result of a preparatory, subconscious. Ego activity. But here the Ego has worked unconsciously or subconsciously, upon its sheaths. Now we must ask: are not these three members, physical body, etheric body and astral body complicated entities? It is a most marvellous structure, this physical body of man! Closer examination would show that it contains far more than the mere portion which has been elaborated by the Ego into the consciousness soul, and which may be called the physical vehicle of the consciousness soul. Again, the etheric body is much more complicated than the vehicle of the intellectual or mind soul, and the astral body more complicated than the vehicle of the sentient soul. These elements are poor in comparison with what was already in existence before man possessed an Ego. Therefore Spiritual Science teaches us that in a primordial past the first germ of man's physical body was brought into existence by Spiritual Beings. To this was added the etheric body, then the astral body, and finally the Ego. The physical body of man has thus passed through four evolutionary stages. First of all the physical body existed in direct correspondence with the spiritual world, then it was elaborated, permeated and interwoven with the etheric body, and grew more complicated. Then it was permeated by the astral body and grew more complicated still. Then the Ego was added, and only when the Ego had worked on the physical body was a portion transformed into the vehicle of so-called ‘human consciousness,’ the faculty by which man acquires a knowledge of the external world. But this physical body has to do a great deal more than create a knowledge of the external world through the senses and brain. It has to carry out a number of activities lying at the basis of consciousness but taking their course entirely outside the region of the brain. And so it is with the etheric and astral bodies. When we realise that all around us in the external world is Spirit, that Spirit is at the basis of everything material, etheric, astral, we must say: just as the Ego itself, as a spiritual being works from within outwards while man's evolution proceeds in the three members of his being, so must Spiritual Beings, or spiritual activities, if you will, have worked upon his physical, etheric and astral bodies before the Ego asserted itself and elaborated a further fragment of what had already been prepared. Here we look back to past ages when an activity proceeding from without inwards was exercised upon the astral, etheric and physical bodies, just as now the Ego works from within outwards upon these three members. Thus it must be said that spiritual creation, spiritual activity has been at work on our sheaths, imparting form, movement, shape and so on before the Ego was able to take root therein. We must speak of the existence of spiritual activities in human beings preceding the activity of the Ego. We bear within us spiritual activities which are necessary preliminaries to those of the Ego and which were in operation before the Ego could intervene. Let us then for the moment eliminate all that has been elaborated by the Ego from the three members of our being (sentient soul, intellectual soul and consciousness soul) and consider the structure, inner movement and activity of the sheaths of the human being. Before the activity of the Ego, a spiritual activity was exercised upon us. Therefore in Spiritual Science we say that in man as he is to-day we have to do with an individual soul, with a soul permeated by an Ego which makes each single human being into an individuality complete in itself. We say that before man became this complete Ego-being, he was the product of a ‘Group-Soul,’ of a soul essence, just as we speak of Group-Souls to-day in the animal world. The individual soul in the human being is, in the animal kingdom, at the basis of a whole family or species. A whole animal species has one common animal Group-Soul. In man, the Soul is individualised. Thus before man became an individual soul, another soul worked in the three members of his being. This other soul—which we can only learn to know to-day through Spiritual Science—is the predecessor of our own Ego. This predecessor of the Ego, man's Group- or Species-Soul which gave over to the Ego the three members it had already elaborated, physical body, etheric body, astral body, in order that the Ego might further work upon them,—this Group-Soul similarly transformed, developed and regulated the three bodies from its inner centre. And the last activity which worked upon the human being before the bestowal of the Ego, the last influences immediately preceding the birth of the Ego, are to-day expressed in human speech. If, therefore, we take our start from our life of consciousness, intelligence and feeling, and look back to what has preceded this inner life, we are led to a soul activity as yet unpermeated by the Ego, the result of which is to-day expressed in speech. Now let us consider this fourfold being of ours, and what lies at its foundation. How is it expressed outwardly in the physical body? The physical body of a plant has a different appearance from that of a man. Why is this so? It is because the plant possesses only physical body and etheric body, whereas in the physical body of man astral body and Ego are working as well. And what is inwardly working there correspondingly forms and transforms the physical. What is it, then, that has worked in man's physical body in such a way that it has become permeated by an etheric or life body? The system of veins and glands is, in the human being and also in the animal, the outer physical expression of the etheric or life body; that is to say, the etheric body is the architect or moulder of the system of veins and glands. The astral body, again, moulds the nervous system. Therefore it is only correct to speak of a nervous system in the case of beings possessing an astral body. And what is the expression of the Ego in man? It is the blood system, and, in the human being, the blood which is under the influence of the inner, vital warmth. Everything that the Ego brings about in man, if it is to be moulded into the physical body, proceeds by way of the blood. Therefore it is that blood is such ‘a very peculiar fluid.’ When the Ego has elaborated the sentient soul, intellectual soul and consciousness soul, all that it is able to shape and fashion can only penetrate to the physical body by way of the blood. The blood is the medium for all the activities of astral body and Ego. Nobody will doubt, even if he only observes human life superficially, that as man works from his Ego in the consciousness soul, intellectual soul and sentient soul, he is also transforming and changing the physical body. The facial expression is surely an elaboration of what is working and living in the inner being. And is there anyone who would not admit that the inner activity of thought, if it lays hold of the whole soul, has a transforming effect on the brain, throughout the course of human life? Our brain adapts itself to our thinking; it is an instrument that moulds itself according to the requirements of our thinking. But, if we observe to what extent man is to-day able to mould his external being artistically from out of his Ego, we shall see that it is indeed very little. We can accomplish very little through the blood by setting it in movement from the “inner warmth.” The Spiritual Beings, whose activity preceded the activity of the Ego could do much more. They had a more effective medium at their disposal, and under their influence, man's form was so moulded that it has become, on the whole, an expression of what these Spiritual Beings made of him. What was the medium in which they worked? It was the air. Just as we work in the inner warmth, making our blood pulsate and thus bringing it to activity within our own form,—so did these Spiritual Beings work with regard to the air. Our true human form is the result of the work of these Beings upon us through the medium of the air. It may appear strange to say that spiritual activities worked upon man through the air in a far-off past. I have already said that we should not understand our own inner life of soul and spirit if we were to conceive of it merely as so many concepts and ideas, if we did not know that it has been bestowed by the whole external world. Anyone who stated that concepts and ideas arise within man, even though there may be no ideas in the external world, might just as well say that he can obtain water from an empty glass. Our concepts would be so much froth if they were anything else than what is living in the objects outside us and the laws within them. The elements brought to life in the soul are drawn from the world around us. We may say, therefore, that everything around us in the material world is permeated and woven through by Spiritual Beings. However strange it may appear, the air around us is not merely the substance revealed by Chemistry; spiritual beings, spiritual activities are working within it. Through the blood warmth proceeding from the Ego (for that is the essential point), we can to a very small extent mould our physical body. The spiritual beings preceding the Ego performed mighty things in the outer form of our physical body through the medium of the air. That is the important thing. It is the form of the larynx, and all that is connected with it, that makes us man. This marvellous organ and its relation to the other instruments of speech has been elaborated artistically out of the spiritual element of the air. Goethe said so beautifully in speaking of the eye: “The eye has formed itself from the light, for the light.” To say in the sense of Schopenhauer that “without an eye sensitive to the light, the impression of the light would not exist for us,” is only half a truth. The other half is that we should have no eyes if the light, in a primordial past, had not plastically elaborated the eye from undifferentiated organs. In the light, therefore, we must not merely see the abstract essence described to-day by Physical Science as light; we have to seek in the light the hidden essence that is able to create an eye. In another sphere, it is the same thing as if we were to say that the air is permeated and ensouled by a Being who at a certain epoch was able to mould in man the highly artistic organ of the larynx and all that is related to it. All the rest of the human form,—down to the smallest details,—has been so formed and plastically moulded that at the present stage man is, so to speak, a further elaboration of his organs of speech. The organs of speech are fundamental to the human form. Hence, it is speech that raises man above the animal. The Spiritual Being whom we call the “Spirit of the Air,” has indeed worked in and moulded the animal nature, but the activity did not reach the point of development of a speech organism such as is possessed by man. With the exception, for example, of what has been elaborated unconsciously by the Ego in the brain and in the perfecting of the senses,—everything, that is, except the products of Ego activity,—has proceeded from a higher activity preceding that of the human Ego, whose purpose it was to create man's body out of a further elaboration of his organs of speech. There is no time now to explain why the birds, for instance, in spite of their perfection of song, have remained at a stage where their form cannot, be an expression of the organs of speech. So far, then, as the instruments of speech are concerned, man was already inwardly organised before he arrived at the stage of thinking, feeling and willing as he does to-day. These latter processes are connected with the Ego. We can now understand that the higher Spiritual activities, having created the astral, etheric and physical bodies through the influences of the air, could only so mould the physical body that it ultimately became a kind of appendage of man's instruments of speech. When man had been thus presented with an organ responding to the so-called “Spirit of the Air” (in the same sense as the eye responds to the spiritual essence of the light), his Ego could project into this organ its own functions of intelligence, consciousness and feeling. A threefold subconscious activity,—an activity in the physical, etheric and astral bodies precedes the activity of the Ego. A keystone for the understanding of this is our knowledge that it was due to the “Group-soul,” which has, of course, worked upon the animal also, but imperfectly. This must be taken into consideration in our study of the spiritual activity in the astral body preceding that of the Ego. In such a study, we must eliminate any conception of the Ego itself, but bear in mind all that has been brought about by the Group-Ego from mysterious depths of being. Desire and enjoyment, in an imperfect, chaotic condition, confront each other in the astral body. Desire could become a soul-quality, could be transformed into an inner faculty, because it already had a precursor in the astral body of man. Similarly, the capacity for the formation of pictures, a symbol-creating faculty, inheres, in the etheric body, confronting outer stimuli. A distinction must be made between this pre-Ego activity of the etheric body and the Ego activity itself. When the Ego is functioning as intellectual soul, it seeks, at the present stage of human development, to present as Truth what is the most faithful image of external objects. Anything that does not correspond to outer objects is said to be ‘untrue.’ The spiritual activities preceding the operations of the Ego did not function in this way; they were more symbolical, picture-like, more or less like a dream. We may dream, for instance, that a shot is fired, and on waking find that a chair beside the bed has fallen down. The outer event and impression (the falling chair) are transformed in the dream into a sense image, the shot. The spiritual beings preceding the Ego “symbolised,” and this is what we ourselves do when we rise to higher spiritual activity through Initiation. At that stage, we try, but with full consciousness, to work our way from the merely abstract outer world into a symbolising, imaginative activity. These spiritual beings worked yet further on the human physical body, making man into an expression of the correspondence between outer happenings or facts, and imitation. In the child, for instance, we find imitation when the other members of the soul are as yet but little developed. Imitation is a process belonging to the subconscious essence of man's nature. Therefore, early education should be based on imitation, for it exists as a natural impulse in the human being before the Ego begins to regulate the inner activities of soul. The impulse to imitate in presence of outer activities, in the physical body, the symbolising process in the etheric body in response to outer stimuli, and the so-called correspondence between desire and enjoyment in the astral body,—all these things must be thought of as elaborated through the agency of the air. Their plastic, artistic impression has been worked into the larynx and the whole apparatus of speech. The Beings who preceded the Ego, then, formed and moulded man in this threefold sense, and thus the air can come to expression in the human being. When we study the faculty of speech in the true sense we must ask: is speech the “tone” that we produce? No, it is not. Our Ego sets in movement, and gives form to what has been moulded and incorporated in us through the air. Just as we set the eye in movement in order to receive the light that is working externally (the eye itself is there for the reception of light), so, within ourselves, from out of the Ego, those organs which have been elaborated from the spiritual essence of the air are set in movement; and then we must wait until the spirit of the air itself sounds back to us as the echo of our own “air activity,”—the tone. We do not produce the tone any more than the single parts of a flute produce the tone. We produce from our own being, the activity which the Ego is able to develop by using the organs which have been elaborated from out the spirit of the air. Then it must be left to the spirit of the air to set the air in movement again, by means of the same activity which has produced the organs. Thus the word sounds forth. Human speech is founded on the threefold correspondence, of which I have spoken. But what is it that must correspond? Upon what has imitation to be based in the physical body? Imitation in the physical body must be based upon the fact that, in the movements of our vocal organs, we imitate the outer activities and objects which we perceive and which make an impression upon us; that we produce the echo of what we have in the first place heard echoing as tone, imitating through the physical body the thing that has made an external impression upon us. The painter imitates a scene which is made up of quite other elements than colour and canvas, light and shade. Just as the painter imitates by manipulating light and shade, so do we imitate what comes to us from outside, by setting our organs in movement, imitatively,—organs which have been elaborated out of the element of the air. What we bring forth in the sound, is therefore an actual imitation of the essential being of things. Our consonants and vowels are nothing but reflections and imitations of impressions from outside. In the etheric body, we have a picture-forming, symbolising activity. Hence we can understand that although the earliest beginnings of our speech arose through imitation, a development took place in that the process tore itself loose, as it were, from the external impressions, and was then further elaborated. In symbolism,—as in the dream,—the etheric body elaborates something that no longer resembles the outer impressions, and the continued operation of the sound, consists in this. First of all, the etheric body works upon something that is mere imitation; this mere imitation is transformed by it, and becomes an independent process. So that what we have inwardly elaborated, corresponds only in a symbolical sense, as sense-imagery, to the outer impressions. Our activity is no longer merely imitative. Finally, there is a third element,—desire, emotion, everything that lives inwardly. This expresses itself in the astral body, and works in such a way, that it gives further form to the tone. These inner experiences stream from within outwards into the tone. Sorrow and joy, pleasure and pain, desire, wish,—all these things flow into it, and impart to it a subjective element. First there is the process of mere imitation. This is further developed as speech symbolism in the tone- or word-picture that has become an independent entity, and this is now again transformed by being permeated with man's inner experiences of sorrow and joy, pleasure and pain, horror, fright and so forth. It must always be an outer correspondence that first wrests itself from the soul, in the tone. But when the soul expresses its experiences, and allows them to sound forth, as it were, it has first to seek for the corresponding outer experience. The third element, then, where pleasure and pain, joy and sorrow, horror and so on, express themselves inwardly, psychically, in the tone, has first to seek for its correspondence. In imitation there is an after-copy of the external impression; the inner tone-picture, the symbol that has arisen, is the next development; but what man allows to sound forth, merely from inner joy, pain, and so on, would only be a radiation or emanation to which nothing could correspond. When children learn to speak, we can continually observe the correspondence between outer being and inner experience. The child begins to translate something it feels into sound. When it cries “Mamma,” “Papa,” this is nothing but an inner transfusion of emotion into sound, the externalisation of an inward element. When the child expresses itself thus, its mother comes to it and the child notices that an outer occurrence corresponds to the expression of joy poured into the sound “Mamma.” Naturally, the child does not ask how it happens that in this case its mother comes to it. The inner experience of joy, or pain, associates itself with the outer impression. This is the third way in which speech operates. It may therefore be said that speech has arisen just as much from without, inwards, through imitation, as through the association of external reality with the expression of the inner being. What has led to the formation of the words “Mamma,” “Papa,” from the expression of the inner being, which feels satisfaction when the mother comes, occurs in innumerable cases. Wherever the human being perceives that something happens as the result of an inner utterance, the expression of the inner being unites itself with the external fact. All this takes place without the co-operation of the Ego. The Ego only later takes over this activity. Thus we can see how an activity, preceding that of the Ego, worked at the configuration which lies at the basis of man's faculty of expression in speech. And because the Ego makes its entrance after the foundations for speech have already been created, speech, in turn, accommodates itself to the nature of the Ego. As a result, utterances corresponding to the sentient body are permeated with the sentient soul; the pictures and symbols corresponding to the etheric body are permeated with the intellectual soul. Man pours into the sound what he experiences in the intellectual soul, and this was at first, mere imitation. Thus, do those elements of our speech, which are reproductions of inner experiences of the soul, come gradually into existence. In order, therefore, to understand the essential nature of speech, we must realise that there lives within us, something that was active before the Ego, and any of its activities were there; into this, the Ego afterwards poured what it is able to elaborate. We must not demand that speech shall exactly correspond to what originates in the Ego, to all the spirituality and intimacies of our individual being. Speech can never be the direct expression of the Ego. The activity of the spirit of speech, is of a symbolical nature in the etheric body, imitative in the physical body. All this in conjunction with what is elaborated by the spirit of speech, from out the sentient soul,—for it projects the inner experiences from that domain, in such a way that we have in the sound an emanation of the inner life,—justifies us in saying that speech has not been elaborated by the methods of the conscious Ego, as we know it to-day. The development of speech, is indeed, only comparable to artistic activity. We cannot demand that speech shall be an exact copy of what it intends to present, any more than we can demand that the artist's imitation shall correspond to reality. Speech only reproduces the external, in the sense in which the artist's picture reproduces it. Before man was a self-conscious spirit, in the modern sense, an artist, working as the spirit of speech, was active. This is a somewhat figurative way of speaking, but it expresses the truth. It is a subconscious activity that has produced the speaking human being, as a work of art. By analogy, speech must be conceived of as a work of art, but we must not forget, that each work of art can only be understood within the scope of that particular art. Speech itself, therefore, must necessarily impose certain limits upon us. If this were taken into consideration, a pedantic effort, like Fritz Mauthner's ‘Critique of Speech,’ would have been impossible from the very outset. In that work, the critique of speech is built upon entirely false premises. When we examine human languages, says Mauthner, we find that they by no means, correctly reproduce the objective reality of things. Yes, but are they intended to do so? Is there any possibility of their doing so? No; no more than it is possible for the picture to reproduce external reality by the colours, lights and shades, on the canvas. The spirit of speech underlying this activity of man, must be conceived in an artistic sense. It has only been possible to speak of these things in bare outline. But when we know that an Artist, who moulds speech, is at work in humanity, we shall understand that however different the single languages may be, artistic power has been at work in them all. When this ‘spirit of speech,’ as we will now call the being working through the air, has manifested at a comparatively low stage in man, its action has been like that of the atomistic spirit, which would build up everything out of the single particles. It is then possible to build up a language where a whole sentence is composed of single sound-pictures. When in the Chinese language, for instance, we find the sounds ‘Shi’ and ‘King,’ we have two ‘atoms’ of speech formation, the one syllable ‘Shi,’ or song, and ‘King,’ book. Putting the two sound-pictures together—‘Shi-King,’ we should have the German ‘Liederbuch’ (English, Song-Book). This ‘atomising’ process results in something that is conceived of as one whole, ‘Song-Book.’ That is a small example of how the Chinese language gives form to concepts and ideas. If we elaborate what has been said to-day, we can understand how to study the spirit of so marvelously constructed a language as the Semitic, for instance. The foundation of the Semitic language lies in certain tone-pictures, consisting really, only of consonants. Into these tone-pictures, vowels are inserted. If, for the mere sake of example we take the consonants q—t—l, and insert an ‘ a ’ and again ‘ a ’, we obtain the word ‘qatal’ (German, töten, to kill), whereas the word consisting of consonants only is the mere imitation of an external sound impression. This is a remarkable permeation, for ‘qatal,’ to kill, has come into existence as a sound picture, through the fact that the outer happening or event has been imitated by the organs of speech; that is the original sound picture. The soul elaborates this, by adding something that can only be an inner experience. The sound picture is further developed and the killing referred to a subject. Fundamentally speaking, the whole Semitic language has been built up in this way. The working together of the different elements of speech-formation is expressed in the whole construction of the Semitic language, in the symbolising element that is pre-eminently active. The activity of the spirit of speech in the etheric body is revealed in the characteristics of the Semitic language, where all the single, imitated sound-pictures are elaborated and transformed into sense images by the insertion of vowels. All words in the Semitic language are fundamentally so formed, that they are related to the external world, as sense images. In contrast to this, the elements in the Indo-Germanic languages are stimulated more by the inner expression of the astral body, of the inner being. The astral body is already bound up with consciousness. When man confronts the outer world, he distinguishes himself from it. When he confronts the outer world, from the point of view of the etheric body, he mingles, and is one with it. Only when objects are reflected in the consciousness, does he distinguish himself from them. This activity of the astral body, with its wholly inward experience, is wonderfully expressed in the Indo-Germanic languages—in contrast to the Semitic—in that they include the verb ‘to be,’—the affirmation of what is there without our co-operation. This is possible because man distinguishes himself from what causes the outer impression. If, therefore, a Semitic language wants to express ‘God is good,’ it is not directly possible. The word ‘is’, which expresses existence, cannot be rendered, because it is derived from the antithesis of astral body, and external world. The etheric body, simply presents things. Therefore, in the Semitic language, we should have to say ‘God the Good.’ The confronting of subject and object is not expressed. In these Indo-Germanic languages there is differentiation from the outer world; they contain the element of a tapestry of perceptions spread out over the external world. These in turn, react on the human being, strengthening and giving support to the quality of ‘inwardness,’ that is to say, all that may be spoken of as the predisposition to build up strong individuality, a strong Ego. It may seem to many of you that I have only been able to give unsatisfactory indications, but it would be necessary to speak for a fortnight if a detailed exposition of speech were to be given. Only those who have heard many such lectures, and have entered into the spirit of them, will realise that a stimulus such as has been given to-day is not without justification. The only intention has been to show that it is possible to acquire a conception of speech and language in the sense of Spiritual Science, and this leads us to realise that speech can only be understood with the artistic sense which must first have been developed. All learning will be shipwrecked if it is not willing to recreate what the ‘artist of speech’ has moulded in man before the Ego was able to work within him. Only the artistic sense can understand the mysteries of speech; the artistic sense alone can recreate. Learned abstractions can never make a work of art intelligible. Only those ideas which are able fruitfully to recreate what the artist has expressed with other media,—colour, tone, and so on,—can shed light on a work of art. Artistic feeling alone can understand the artist; artists of speech alone can understand the creative Spiritual element in the origin of speech. This is one thing that Spiritual Science has to accomplish with regard to the domain of speech. The other thing has its bearing in practical life itself. When we understand how speech has proceeded from an inner, prehuman artist, we shall also realise that when we want to speak or express through speech, something that claims to be authoritative, this artistic sense must be allowed to come into play. There is not much realisation of this in our modern age, when there is so little living feeling for speech. To-day, if a man can speak at all, he imagines that he is at liberty to express everything. What should be realised is that we must recreate in the soul a direct connection between what we wish to express in speech, and how we express it. The artist of speech, ‘in all domains’ must be reawakened within us. To-day, people are satisfied with any form that is given to what they want to say. How many people realise that the artistic feeling for speech and language is necessary in every description or thesis? This, however, is absolutely essential in the domain of Spiritual Science. Examine any genuine writings in the sphere of Spiritual Science and you will find that a true Spiritual Scientist has tried to mould each sentence artistically; he does not place a verb arbitrarily at the beginning or end. You will find that every sentence is a ‘birth ‘ because it must be experienced, not merely as thought, but inwardly in the soul, as actual form. If you follow the coherence of what is written, you will find that in three consecutive sentences, the middle one is not merely an appendage of the first, and the third of the second. The third sentence is already there in germ, before the second is built up, because the force of the middle sentence must depend on what has remained of the force in the first, and this must in turn pass over to the third. In Spiritual Science, one cannot create without the artistic feeling for language. Nothing else is of any use. The essential point is to free ourselves from being slavishly chained to the words, and this cannot happen if we imagine that any word can express a thought, for our speech formation is then already at fault. Words which are coined wholly for the world of sense, can never adequately express super-sensible facts. Those who ask, ‘how can one describe the etheric or astral body concretely by a word,’ have understood nothing at all of these things. Only that man has understood who says to himself, ‘I will experience what the etheric body really is from the one aspect before I allow myself to write a single page about it, and I will realise that it is a question of artistic imagery. Then I will describe it from the other three aspects.’ In such a case, we have the matter presented from four different aspects, so that the presentations given through language are really artistic imagery. If this is not realised, we shall have nothing but abstractions and an emaciated repetition of what is already known. Hence, development in Spiritual Science will always be bound up with a development of an inner understanding of the plastic forces of speech. In this sense Spiritual Science will work fruitfully upon our present atrocious style of speech which reveals no indication of the nature of artistic power. If it were otherwise, so many people who can really hardly speak or write, would not rush into literary activity. People have long ago lost the realisation that prose writing, for instance, is a much higher activity than writing verse, only, of course, the prose that is written to-day is of a much lower order. Spiritual Science is there to impart, in every domain, the stimulus connected with the deepest spheres of human life. In this sense, Spiritual Science will fulfil the dreams of the greatest men. It will be able to conquer the super-sensible worlds through thought, and so to pour out the thoughts into sound pictures that speech can again become an instrument for communicating the vision of the soul in super-sensible worlds. Then Spiritual Science will fulfil, in ever-increasing measure, a saying relating to this important region of man's inner being: ‘Immeasurably deep is thought, and its winged instrument is the word.’ |
59. Prayer
17 Feb 1910, Berlin Translated by Henry B. Monges, Gilbert Church Rudolf Steiner |
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59. Prayer
17 Feb 1910, Berlin Translated by Henry B. Monges, Gilbert Church Rudolf Steiner |
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In my recent lecture on mysticism I spoke of the particular form of mystic absorption that appeared in the Middle Ages between the time of Meister Eckhart and that of Angelus Silesius. This type of mysticism is distinguished by the fact that the mystic seeks to become free of all the experiences aroused in his soul by the external world. He seeks to acquire the feeling that proves to him that, even when everything of the everyday world is removed from his soul and it withdraws into itself, a world of its own still remains within it. This world always exists but is outshone by the experiences that work so powerfully on man from without. Thus, it generally appears as a light so faint that most men do not even notice it. The mystic usually calls it “the spark.” Yet, he feels sure that it can be fanned to a mighty flame that will illumine the source and foundation of existence leading man along the path of his soul to the knowledge of his origin. This may, indeed, be called “knowledge of God.” In the same lecture we saw how medieval mystics held that this spark, constituted as it is at the moment, must grow by itself. In contrast, we pointed out that modern spiritual research calls for a conscious and controlled development of these inner soul forces, so that they can rise to higher forms of knowledge, designated the imaginative, the inspirational and the intuitive. This medieval absorption is thus the beginning of true higher spiritual research that does indeed seek the spirit through the development of the inner being but, through the method of approach, is led beyond it to the source and foundation of the existence of all facts and phenomena, and of our own souls as well. Mysticism, therefore, appeared as a sort of first step to true spiritual investigation. If we have the ability to sink ourselves in the fervor of a Meister Eckhart, to recognize what an immeasurable force of spiritual knowledge it brought to Johannes Tauler, to see how deeply Valentin Weigel or Jacob Boehme were initiated into the secrets of existence by all that they attained through such absorption even though they passed beyond it, or to understand what an Angelus Silesius became through its means, how he was enabled not only to gain an illuminating insight into the great laws of spiritual order but also to utter with glowing rapturous beauty all sorts of sayings about world secrets, we shall then be able to realize the depth and force of this medieval mysticism and to see what an enormous help it can be to anyone who wants to tread the path of spiritual investigation. Medieval mysticism thus appears to us, particularly as the result of that lecture, as a great and wonderful preparatory school for spiritual research. Indeed, how could it be otherwise? After all, our own object is simply to develop the spark of which the mystics spoke through its own inner forces. They believed that they might surrender themselves in the peace of their souls to the little glimmering spark, so that it might begin to burn ever more brilliantly of itself. Spiritual science, however, is convinced that, for the growth of the spark, we must use the capacities and forces that are placed under our control by the wisdom of the world. This mystical attitude, then, is a good preparation and guide for spiritual science, and the soul activity that may in the true sense be called prayer is a preparation for this medieval absorption. Just as the mystic is enabled to attain a state of absorption because he has, even though unconsciously, trained his soul to have the right temper for such mysticism, so if we want to work our way through to this absorption, treading a path that shall end there, we shall find a preparation in true prayer. In the development of the last centuries, even from a spiritual aspect, the essence of prayer has been misunderstood in many ways by various spiritual currents or thought. Thus, it will be difficult for us to get a true understanding of it. If we remember, however, that the last centuries have been associated particularly with the appearance of egoistic currents of spiritual thought that have laid hold of all sorts of people, we shall not be surprised to find that prayer has been dragged down among the egoistic wishes and desires of men. In fact, prayer can hardly be more misunderstood than when it is permeated with some form of egoism. In this study we shall try to consider prayer entirely and without prejudice from the point of view of spiritual science. To get some preliminary understanding of prayer we might say that, while the mystic assumes the existence in his soul of some spark that his mystical absorption can brighten and illuminate, prayer is intended to produce that spark and special life of the soul. Whatever leads to prayer displays its efficacy just in this stirring of the soul, so that, if it lives there, even though hidden, we either gradually discover the spark, or else we kindle it. To study the need for, and the essence of, prayer, we shall have to enter on a description of soul depths of which the words of Heraclitus are only too true: “You can never fathom the boundaries of the soul even though you tread every path, so all-embracing is it.” Thus, even if in prayer we seek only for the secrets of the soul, it is true that these inmost feelings that are stirred in prayer teach even the simplest of us something of the infinite expanses of soul life. We must comprehend this soul as it lives in us and carries us forward in life somewhat as follows. This soul that is in process of living evolution does not merely come from the past and progress into the future, but at every moment of its life it carries within itself something of the past and, indeed, also of the future. The actual moment in which we are living is penetrated by both the effects of the past and the effects that come from the future. Anyone who can see deeply into the life of the soul will feel that there are two streams continually meeting in it, one rising from the past, the other from the future. Possibly in other spheres of life it might seem mere folly to talk of the approach of the events of the future. It is, after all, easy to say that the events of the future do not yet exist, thus preventing us from saying that what will happen tomorrow approaches us. But it is possible to say that what happened in the past stretches its effects into the present—a standpoint that is easy enough to establish. Who would dispute that our lives today are the result of our lives yesterday, or that we are today under the influence of our activity or idleness of yesterday or the day before? No one will deny the penetration of the present by the past. Yet, we ought no more to deny the reality of the future since we can see in the soul the reality of such intrusion of future events before they happen. There is, for example, such a thing as fear or anxiety of something that is to happen tomorrow. Is that not a sort of feeling or perception that we direct to an as yet unknown future? Every moment the soul experiences fear or anxiety it shows by the reality of its feelings that it reckons not only with the effects of the past but also that it vividly allows for what is coming to it from the future. These are, of course, trivial indications. They will show, however, that even a casual observation of the soul contradicts the logical abstractions that proclaim the future can have no effect because it does not exist. This is proved in living reality when we study immediate soul life. In our souls, then, the past and the future unite and produce there, as everyone who observes himself would admit, a sort of whirlpool comparable to the confluence of two streams. Observation of what lives in our souls from the past shows that they come into being under the impression of our experiences of the past. The way in which we have used those past experiences has made us what we are, and we bear within us the legacy of our past doing, feeling and thinking. We are what we have become. If we look back from today's standpoint to our past experiences, particularly those in which we were ourselves concerned in their actual happening and in the judgment of them, if we allow our memory to play over the past, we shall be driven to a judgment of ourselves. We shall realize that today we have attained a certain quality of character. With that as our basis we shall find we are not in agreement with a good deal that happened in our pasts because we have acquired the capacity to be opposed to, even ashamed of, some past actions. If we thus measure our pasts against the present, we shall come to the conviction that there is something within us that is far richer, far more significant than what we have made of ourselves by our will, consciousness and individual forces. If there were not something stretching beyond what we have made of ourselves, we should be unable to reproach ourselves or even to know ourselves. There must, then, be something within us greater than all that we have employed to form ourselves from the past. If we allow such a judgment to be transformed into a feeling, we shall be able to observe what is known and visible to us in our past deeds and experiences. This will lie as clearly before us as memory can make it. Then we shall be able to compare this clear vision with our souls, and we shall see there something bigger seeking to work itself out, urging us to set ourselves face to face with ourselves and to judge ourselves from the standpoint of the present. In short, we shall feel something projecting beyond ourselves when we observe the stream flowing into the soul from the past. This sense of something greater is the first glimmer of the inner feeling of God within us, a feeling that there is something within us that is greater than our own will. So we are enabled to see something leading beyond our limited egos to a divine spiritual ego. Such is the impression of an observation of the past that has been transformed into feeling and perception. What is the message, then, of what we may call the stream of the future, when we transform it into feeling and perception? This speaks even more emphatically and definitely to us. In looking back over the past, our feelings assert themselves in the form of a judgment of rejection, of regret or shame, but only after the event. In relation to the future, however, we deal at once with the feelings of fear and anxiety, hope and joy, but the actual events to which these feelings refer are not yet existent. We cannot see through to them and it is thus easier in this case to transform the idea into a feeling, something the soul does of itself. As it can, in relation to the future, give no more than the feeling of reality, these feelings exist as something born from an unknown stream of which we know only that it may have different effects and bring different hopes. If we can transform into a right feeling what comes so surely to us from the lap of the future, and if we experience its course into our souls and the way in which our own perceptions meet it, we shall realize how our souls are always being kindled anew by the experiences approaching from the future. Here, above all, we feel how our souls can become richer and more comprehensive. Even now in the present we can know that in the future our souls will have an infinitely richer and mightier content. We feel ourselves akin to the future. We must feel it. We must feel our souls to be equal to everything the future can give. Such an observation of the streaming together of the future and the past into the present will show us how the life of the soul grows beyond itself. When, in looking back over the past, the soul observes the important things that play on it and of which it does not feel itself to be equal, we shall understand how it can unfold a basic attitude and feeling in relation to the outcome of the past. When the soul, whether in judgment or in shame and regret, feels something great flow into itself out of the stream of the past, it creates within itself what we may call a devotion toward the divine. This devotion toward the divine that looks down upon us from the past and that we can imagine as something acting upon us, although our consciousness cannot take it in, is produced by one of two forms of prayer that lead to an intimacy with God. If the soul surrenders itself in inmost calm to these feelings about the past, it will begin to wish that the mightier thing it left unused and that has not permeated its ego may become present in it. The soul will know that if it were possessed of this greatness, it would be different, but the divine did not belong fully to its inner life and that is why it has failed so to form itself that it can approve of all that it is. When the soul experiences this, it can overcome the feeling by asking itself clearly how it can make truly part of itself what has lived unconsciously in all its actions and experiences, how it can draw into itself this unknown that its ego has failed to grasp. When the soul holds this attitude, either in feeling or in word and idea, we have the prayer to the past and thus seek to approach the divine through one of the ways of devotion. Another attitude is held toward the divine gleam shining through the approaches of the future. To distinguish it from the one with which we have just been dealing, let us ask once again what it is that leads to prayer as regards the past. It is that we have remained imperfect even though we can feel something divine shining into us. We have not developed and unfolded all the capacities and forces that might have flowed to us, and we feel all the defects that make us less than the divine shining into us. What is it, then, coming to us from the future that makes us defective in similar fashion and restricts our ascent to the spiritual? We have only to remember that feelings and sensations, fear and anxiety of the unknown future, gnaw at our souls. Is there anything that can pour some certainty about the future into our souls? It is what we may call the feeling of devoted acceptance of what enters our souls from the hidden future, and it can only work properly if it arises as an attitude of prayer. Let us avoid misunderstanding. We are not praising what here or there is considered to be acceptance, but a definite form, an acceptance of what the future can bring forth. If we look to the future with fear and anxiety, we strangle our development and hamper the free unfolding of our soul forces. Nothing so obstructs this development as anxiety about what may come to the soul from the future. Only actual experience, however, can judge the results of the right feeling of acceptance of the future. What does such devoted acceptance mean? In its ideal form it would be the sort of soul attitude that would assure us that no matter what might come, no matter what the next hour or day might bring, were it unknown to us, we could not alter it by fear or anxiety. We should wait for it, therefore, in complete inner peace and utter tranquillity. This experience, resulting from devoted acceptance of future events, means that anyone who can thus calmly and quietly meet the future and can yet prevent his energy and activity from suffering in any way, is able to develop his soul forces most intensively and freely. It is as if hindrance after hindrance falls away as his soul is gradually pervaded by this feeling of acceptance of the events that approach from the future. This feeling, however, cannot be produced in our souls by some edict or arbitrary decision lacking foundation. It is the result of this second form of prayer that is directed to the future and the course of events, pervaded by wisdom, within it. To give ourselves up to the divine wisdom of events, to be certain in our thoughts, feelings and impulses that what will be must be and that it will have its good effects somewhere, to call forth this feeling in the soul and to live it in our words and ideas is the second form of prayer, the prayer of devoted acceptance. It is from these feelings that we must acquire the impulses to what is called prayer. The soul possesses the urge, and fundamentally it attains the attitude of prayer when it raises itself even only a little above the immediate present. The attitude of prayer, we might say, is the upward gaze of the soul from the transitory present into the eternal that embraces past, present and future. Because to live looking upward from the present is so essential, Goethe has Faust speak these great and significant lines to Mephistopheles:
Were I to say the pleasing present should remain, This is, if ever I could be satisfied with living merely for the moment,
Then you may throw me into chains, We might say, then, that it is the attitude of prayer for which Faust begs in order to escape the fetters of his companion. Prayer leads to the observation of the limited ego that has worked from the past into the present. Upon examination, we see how much more there is in us than we have put to actual use. It also leads us to the study of the future, showing how much more can flow from the future into the ego than it has comprehended in the present. Every prayer must coincide with one of these attitudes. If we take this to be the spirit of prayer, and prayer as the expression of this spirit, we shall find in every prayer the force to lead us beyond ourselves. Prayer that is born in this way is nothing else than the kindling of the power that seeks to pass beyond what our ego is at the moment. As soon as the ego is seized by this striving, it already has this power of development. When the past has taught us that we have more within us than we have ever used, our prayer is a cry to the divine to come to us and fill us with its power. When we have reached this knowledge by our own feelings and perception, prayer becomes the source of further development. It is thus one of the means of developing the ego. When we live in anxiety over what the future may bring, still lacking that submissiveness that prayer can give when it is directed to our future destiny, we can do something similar. By means of prayer we realize that the future is set before us by world wisdom. If we surrender ourselves to this feeling, we produce something quite different than we do when we meet coming events with fear and anxiety. These only restrict our development, pushing back from our souls what the future can give us. If, however, we meet the future with submissiveness and devotion, we draw near to it in fruitful hope and make it possible for it to enter our souls. Thus, submission, which seems to make us small, is a powerful force carrying us forward toward the future, enriching our souls and bringing our development to a higher level. So we see prayer as an active force within us. We can also see in it a cause drawing with it as immediate effects the growth and evolution of our egos. We need not expect external results. We know that by prayer we have put within our souls what we may call a force of warmth and light—light because we free the soul in regard to what is coming to us from the future and prepare it to assimilate what the obscure future may bring; warmth because it helps to realize that even though in the past we have failed to bring the divine within us to full development, we have now permeated our feelings and sensations with it so that it can really work within us. The attitude of prayer that we attain from our feeling of the past produces the inner warmth of soul of which all those speak who can understand prayer in its true being. The effect of light appears in those who know the feeling of submission in prayer. With this view of prayer we shall not be surprised that, in devotion to prayer, the greatest mystics found the best training for what they were seeking in mystic contemplation. They guided their souls by means of prayer to the point where they were able to ignite the spark previously mentioned. It is just the study of the past that can give us the deep intimacy that comes over us in true prayer. Experience and living in the external world really estrange us from ourselves, just as in the past they prevented the unknown and more powerful ego from coming to the surface. We are given over to external impressions, wasting our energies in the variety of external life, thereby upsetting our composure. It is this that prevented the higher and stronger divine force from unfolding in us. Now, when we unfold it in such deep intimacy with God, we no longer feel ourselves given over to the dissipating effects of the external world. Rather are we filled with that wonderful and ineffable warmth, as with an inner blessedness, that we really may call divine. It is the heat in the cosmos that appears in higher beings as physical inner warmth and it originally created the higher beings; the lower beings, of course, have the same body temperature as their surroundings. As this physical heat interiorizes a being, so the psychic warmth, born of prayer, can make a soul that is losing itself in externalities collect itself in inwardness. In prayer we are warmed in the feeling of God. We not only feel warmth but we find ourselves intimately within ourselves. When we approach the external world, however, we always find it confused with what has been called “the dark lap of the future.” Upon close observation we always find that there is a germ of the future in whatever we touch of the outer world. We are continually thrust back when we still feel fear of what may befall us, and the world is like a veil before us. If we develop this feeling of submission in regard to all that may come to us from the future, we shall find that we meet everything in the external world with the same certainty and hope. This we have gained from our submissiveness. We know that in everything it is the wisdom of the world that shines before us. As a rule, in everything that comes to meet us, we see a darkness that passes into our feelings. Through our submission, however, we now see how the feeling arises in us that all the wisdom of the world shines through what we long for and desire as the highest. Thus, it is hope for illumination of the entire world that comes to us in the devotions of prayer. When darkness encloses us within ourselves and narrowness and confusion surround us even in the physical, when we stand in the gloom and black of night, we feel when morning comes and we meet the light as though set beyond ourselves. Yet this is not in such a way that we should lose ourselves, but as though we could transfer into the real world all our soul's truest longing and highest aims. Surrender to the world, estranging us from ourselves, is overcome by the warmth of prayer uniting us with ourselves. Then, too, the warmth of prayer becomes a light. We pass beyond ourselves and know that when now we unite with and behold the outer world, we are no longer disturbed and estranged by it. What is best in our souls flows from it and we are united with what radiates toward us from the external world. These two types of prayer can be better comprehended in pictures than in ideas. Consider, for instance, the Old Testament story of Jacob and the bitter nocturnal struggle that seared his soul. It is as if we ourselves were given over to the manifoldness of the world in which our souls at first were lost and could not find themselves. When the striving to find ourselves begins, the struggle between the lower and higher egos follows. Feelings surge up and down, but we can work our way through this turmoil by prayer. As illustrated in the story of Jacob, the moment finally will come when, as the morning sun shines upon us, the inner struggle of our souls during the night is leveled out in harmony. That is really the effect of prayer in the human soul. To think of prayer in this way is to be free of all superstition. It brings out the best in us and works within us immediately as a force. Prayer in this light is preliminary to mysticism, just as mystic contemplation is itself preliminary to what we know as spiritual investigation. From this discussion it should now be clear that, as has so often been emphasized, we continually err if we think we can find the divine, or God, in ourselves by mystic thought. This has been a common mistake of many mystics, and even of ordinary Christians in the Middle Ages, because at that period the attitude to prayer began to be permeated with an egoism that impels the soul to concentration on an ever-increasing inner perfection. It is fundamentally an echo of such an egoistic desire for inner perfection that impels a misguided theosophy today to assert that, if we will only turn aside from everything external, we can find God within ourselves. We have seen that there are two types of prayer, one leading to an inner warmth, the other leading through a feeling of submission out again into the world to illumination and true knowledge. When we think of prayer in this way, we soon see that the knowledge acquired through ordinary intelligence is unfruitful compared to this other knowledge. When we come to realize the attitude of prayer, we become aware of the soul's withdrawal into itself, thus releasing it from the multiple world in which it has been dissipated. It gathers itself together and lives enclosed in itself, a complete self-being living above the momentary and what comes to it from the past and future. When we know this feeling, when our environment becomes breathless and silent, when only our finest thoughts and feelings hold the soul together, when perhaps even these vanish and only a basic feeling remains directed toward the God who proclaims himself from the past, and toward the God from the future, when we know this and have learned to live in this feeling, then we realize that there are moments when the soul sees that it has turned away from, and disregards, all the cleverness it created by its own thinking. What it brought into being by its thinking and feelings, the ideals to which it had been educated and grasped in its will have all been swept away. It was given over to its highest thoughts and feelings, but even these were swept away, leaving only that last basic feeling. When we have come to feel this, we know that in the same way that the wonders of nature meet us when we look upon them with cleansed and purified eyes, these new feelings of which we were hitherto unaware shine into the soul. Impulses of will and ideals formerly strange to us rise up in it, germinating fruitful seeds. In its best sense, then, prayer can give us wisdom that we are not yet capable of acquiring by ourselves. It can give us the possibility of feeling and thinking that we cannot attain by ourselves. If we go further, it can give us a strength of will that we have previously been unable to muster. In order to feel this, it must be called up by the greatest thoughts, the most splendid ideas and impulses living in the soul. Here we must refer again to the prayers that have originated in most solemn moments and that have been handed down to us from time immemorial. In my pamphlet on the Lord's Prayer you will find an account showing that its seven petitions embrace all the wisdom of the world. It is no real objection to tell me that there it is said that these seven petitions can only be understood by those who know the deeper sources of the universe and that simple people have no real comprehension of their depth. This is not so. In order, however, that the Lord's Prayer should have come into existence, it was necessary that the all-embracing wisdom of the world should be set down in words that may indeed be said to express the deepest secrets of man and the world. Since this is what is contained in this prayer, it works through the words even if we are far from understanding the secrets. This can be understood when we rise to the higher stages to which prayer and mysticism are the prelude. Prayer prepares us for mysticism, mysticism for meditation and concentration, and from that point on we are directed to the real work of spiritual research. Nor is it an objection to say that we must understand a prayer if it is to have its true effect. That simply is not the case. Who understands the wisdom of a flower? Yet, we can take pleasure in it. Even though we do not penetrate all its wisdom, nevertheless the soul delights in its contemplation. Wisdom was necessary that the flower might come into being, but it is not necessary to be aware of such wisdom to take delight in the flower. For a prayer to come into existence, the wisdom of the world is necessary. That it should possess warmth and light for the soul is just as possible without understanding its wisdom as it is in the case of the flower. If a prayer did not owe its existence to such wisdom, however, it could not produce such an effect. The mere effect of a prayer shows us its depth. If one's soul is really to develop under the influence of such a vital quality within it, it makes no difference what one's stage of development may be. A true prayer can give everyone something. Even the simplest person, who knows nothing more than the mere prayer, can still feel its effect, which calls forth the power to raise him ever higher. But whatever height we may have achieved, we are never finished with a prayer. Our souls can always be raised higher. The Lord's Prayer can be simply repeated, yet it can also call forth a mystical frame of mind and even be the subject of meditation and concentration. This is also true of other prayers. Since the Middle Ages, however, a sort of egoism has occurred that makes prayer and the attitude of prayer impure. If we use prayer in order to become more perfect in ourselves, to descend into ourselves, as was the case with the medieval Christians and perhaps still is today—if we do not look out into the external world with the illumination we have received, then prayer can only estrange and isolate us from the world. This has happened with many of those who have used prayer as false and seclusive asceticism. They have wanted perfection, not only as the rose, which adorns itself that the garden may be fair, is perfect, but for their own sakes that they might find blessedness in their souls. When we seek God in our souls and then do not pass to the other world the power we have thus won, we find that we are in a sense punished. Thus you will find in the writings of many authors who have known only the type of prayer in which inner warmth is to be found—even in the work of Miguel Molinos—remarkable descriptions of all sorts of passions and impulses, fights, temptations and wild desires that the soul has to experience if it seeks perfection by inner prayer and complete surrender to what it understands to be God. If we approach the spiritual world by seeking God one-sidedly, if we only unfold that feeling for prayer that leads to inner warmth and excludes illumination, this neglected other side takes its revenge on us. If I look to the past only with feelings of regret and shame, realizing that there is something great in me that I have never allowed full play, thus failing to fill myself with this greatness so that I may become perfect, then, even so, to a certain extent a feeling of perfection does still arise. But the imperfection remaining in the soul becomes a counterforce that assails us with greater vigor in the form of temptation and passion. But as soon as the soul that has found itself in inner warmth and intimacy seeks for God wherever he is revealed and thus strives for illumination, it immediately comes out of itself and escapes the narrow selfish ego. The wild temptations sink down in calm and peace. This is why it is so harmful to allow an egoistic impulse to be mixed up in prayer or mystical contemplation or meditation. If we want to find God only to keep him in our souls, we exhibit an unsound egoism that maintains itself even into our soul's highest reaches. For this, we shall be punished. Healing is to be found only when, having found God in ourselves, we pour out unselfishly into the world in thoughts, feelings and actions what we have won. We are often told today, particularly in the ideas of a falsely understood theosophy, and we cannot be careful enough of this, that we cannot find God in the external world because he lives within us. We have only to look within ourselves in the right way and we shall find God. I have even heard someone say in flattery of his audience that we need not learn or experience anything of the great secrets of the world. If only we would look within ourselves, we would find God. But something must be added to this before we can reach the truth. To this, which may be true enough if it is kept within proper limits, a medieval thinker gave a true answer. Let us remember that it is not untruths that are most harmful. The soul will soon uncover what is false. Most harmful are those things that are true from one aspect but when applied on false assumptions produce grave falsehoods. It is true that in a sense we seek God in ourselves. Because it is true, it is the more harmful if it is not kept within its proper limits. This medieval thinker said, “Who would seek everywhere in the external world for a tool he needed when he knows it to be at home? He would be a fool to do so. Equally is he a fool who seeks the instrument for the knowledge of God in the outer world when it lies at home within his soul.” Bear in mind that he uses the words tool and instrument. It is not God we seek in the soul. He is sought by an instrument that we shall not find in the external world. It is found in the soul in prayer and genuine mystical absorption, and beyond that by meditation and concentration. We must approach the kingdoms of the world with this instrument, and then we shall find God everywhere. If we have acquired the instrument, he reveals himself in all worldly realms and at all stages of being. Thus, we find the instrument in ourselves but we find God everywhere. Such observations of prayer are not popular today. Nowadays we are asked how on earth any of our prayers could alter the course of the world, which after all is guided by laws of necessity that cannot be altered. When we want to locate a force, however, we should look for it where it really is. Today we have sought the power of prayer in the soul and have found it to exist there, thus enabling the soul to progress. If we know that it is the spirit that works in the world, not an imagined, abstract spirit but a real, perceptible spirit, and that the soul belongs to the realm of the spirit, we shall also know that material forces are not the only forces working actively in accordance with external laws of necessity. Spiritual beings also are at work in the world even though the effects of these forces and beings are not visible externally to the eye or outwardly available to knowledge. If we strengthen our spiritual lives by prayer, we need only wait for the effects. They will certainly appear. No one, however, will seek the working of spirit in the external world who has not first recognized the force of prayer to be a reality. When once we have admitted this fact, the following experiment will give evidence to support it. Consider a period often years during which we have scorned prayer, and another period often years when we have recognized its force. Compare the two periods. We shall soon see how the course of our lives was altered under the influence of the forces that poured into the soul with prayer. Forces become visible in their working, but it is easy to deny them when we shut our eyes to their effects. Who can deny the force of prayer if he has never let its force be effective within him? Do we believe we can know the Light if we have never developed or approached it? A force that is to work in and through the soul can only be discovered by its use. The further effects of prayer, I am willing enough to admit, cannot yet be discussed today, however unbiased the discussion might be. Thus, to understand that a community prayer in which the forces rising from a praying community flow together, has an enhanced spiritual force and therefore an intensified effect on reality, cannot be easily accepted by the ordinary consciousness of today. So we must remain content with what we have discussed as the inner being of prayer. Indeed, it is sufficient since, if we have some understanding of it, we shall rise above many of the possible objections that are so easily raised against it. We are told, for instance, that if we compare an active man who uses his powers to help his fellow men with one who withdraws meditatively into himself and works on the forces of his soul in prayer, then idleness is the only word that can truly apply to the one who meditates. You will excuse me if on the basis of spiritual science I tell you there is another point of view. I will speak bluntly, but there is good reason for it. Anyone who knows the interrelations of modern life will maintain that many journalists would do others a better service if they were to pray and work for the perfection of their souls. Would that there were people who were convinced that it would be better to pray than to write newspaper articles. This attitude is equally applicable to many other intellectual occupations today. Further, we shall never understand the life of man in its entirety without the force that lives in prayer and that becomes particularly clear when we look at certain departments of higher spiritual activity. For instance, is it not clear that prayer, when considered not in a one-sided egoistic sense but in the broad sense in which we have discussed it today, takes its place as an element of art? Art, of course, also expresses the opposite attitude in comedy through the humorous feeling with which it rises above what it depicts, but there is in the ode and hymn, for example, a feeling of prayer. In painting we have what might be called a “painted prayer,” and surely in a massive, majestic cathedral a prayer in stone towers heavenward. We need only to feel these things in relation to the whole of life in order to see that prayer, looked at in the right way, can lead us from the transitory finite of this world to the infinite. This was felt especially by those such as Angelus Silesius whom I have previously mentioned who passed from prayer to mysticism. He felt that he owed the inner truth and glorious beauty, the warm intimacy and brilliant clearness of his mystical thought, shown for instance in The Cherubinean Wanderer, to the training of prayer that had worked so powerfully on his soul. In fact, following this prelude of prayer, it is the feeling of eternity that streams through and illuminates all such mysticism. Everyone who prays has an idea of this, when in prayer he comes to true inner peace and intimacy and thence again to liberation from himself. It is something that teaches us to look from the passing moment to eternity, embracing in our souls the past, present and future. Whether we know it or not, whenever we turn in prayer to those sides of life where we seek God, the feelings, thoughts, and impressions accompanying us are permeated by a sense of eternity. It dwells consciously or unconsciously in every true prayer like some divine sweetness and aroma. It lives in the following lines of Angelus Silesius, which form a fitting conclusion to our discussion.
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60. Turning Points Spiritual History: Zarathustra
19 Jan 1911, Berlin Translated by Walter F. Knox Rudolf Steiner |
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60. Turning Points Spiritual History: Zarathustra
19 Jan 1911, Berlin Translated by Walter F. Knox Rudolf Steiner |
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Among the fundamental principles underlying Spiritual Science and to which your attention has been drawn in previous lectures, the most prominent is the idea of Reincarnation. According to this generally unpopular and little understood concept, it is maintained that human individuality is constrained to manifest again and again in a single personality, during its enfoldment in the course of repeated earth-lives. It has been previously pointed out that many and diverse questions are associated with this conception, and that such is the case will become more and more apparent as we proceed. What deep meaning, we might ask, underlies the fact that the span of man’s life on earth is destined to recur, not once only, but many times, and that during each successive period between rebirth and death human individuality persists. When we study the evolution of mankind in the light of Spiritual Science, we find therein a progressive purport, a design of such nature that each age and each epoch presents in some fashion a different content, and we realize that human evolution is ever destined to maintain a definite upward trend. Thus do we become aware of a profound latent significance, when we know that the varied influences which act upon mankind are indeed potent and become absorbed over and over again by the Ego during the course of human development. A condition which is only possible because man, with all that comprises his being, is brought into contact not once alone, but recurrently, with the great living stream of evolution. When we regard the whole evolutionary process as a rational progression, ever accompanied by fresh contents, there dawns a true comprehension of those Great Spiritual Beings who set the measure of progress. We are then able to realize the import and proper relation of these outstanding leaders, from whom have come new thoughts, experiences and impulses destined to further the advancement and progressive evolution of humanity. During this Cycle of Lectures I shall speak of many such Spiritual Beings who have acted as guides to mankind, and at the same time bring forward and elucidate various matters connected with this subject. The first human individuality to claim our attention from such a point of view is Zarathustra, about whom, although there is much discussion in these days, little is known; for as far as external investigation goes his history is especially problematical, as it is shrouded in mystery and unrecorded in ancient documents. When we consider the characteristics of such a personality as Zarathustra, whose gifts to mankind, as far as they are preserved for us, seem so strange to our present age, we at once realize how great is the dissimilarity in man’s whole being at different periods of earthly progress. Casual reflection might easily lead to the conclusion, that from the very beginning humanity has always had the same ideas concerning morality, the same general thoughts, feelings and conceptions as those which exist in our time. From previous lectures, however, and from others which will follow, you will know through the teachings of Spiritual Science that during man’s development great and important changes take place, especially as regards the life of the human soul, the nature of human apprehension, emotions and desires. Further, you will realize that man’s consciousness was very differently constituted in olden days; and that there is reason to believe that in the future yet other stages will be reached in which the conscious condition of mankind will vary considerably from its normal state to-day. When we turn our attention to Zarathustra we find that we must look back over an extremely long period. According to certain modern researches, he is considered to be a contemporary of Buddha; the approximate date of his life being fixed at some six to six and a half centuries before the birth of Christianity. It is, however, a remarkable and interesting fact that other investigators of late years, after carefully studying all existing traditions concerning Zarathustra, have been driven to the conclusion that the personality concealed beneath the name of the ancient founder of Persian religion must have lived a great many centuries before the time of Buddha. Greek historians have stated over and over again that the period ascribed to Zarathustra should be put back very many, possibly five to six thousand years before the Trojan War1 From the above, and from what has been learned through research in many directions, we can now feel certain that historical investigators will in the end be unwillingly forced to acknowledge that the claims of Grecian scholarship regarding the great antiquity of the Zarathustran era, as indicated by ancient tradition, are justly founded and must be accepted as authentic. Spiritual Science, in its statements and theories, fully concurs with the old Greek writers who already in olden days had fixed the period of the founder of Persian religion so far back in time. We have, therefore, good reason for maintaining that Zarathustra, living as he did thousands of years before the birth of Christianity, was doubtless confronted with a very different class of human consciousness from that which exists in our present age. It has often been pointed out, and we will again refer to this matter, that in ancient times the development of human consciousness was such that the old ‘dream state’, or ‘clairvoyant condition’ (we will avoid misusing this term, as is so often done in these days), was in every way perfectly normal to man, so that his conceptions and ideas were such that he did not contemplate the world from that narrow perceptual point of view that is so prevalent to-day. We can best picture the impressions made by the world upon the consciousness of the ancients, if we turn our thoughts to that last enduring remnant of the old clairvoyant state, namely, dream consciousness. We all know those fluctuating dream pictures that come to us at times, the most of which carry no meaning, and are so often merely suggestive of the outer world, although there may now and then intrude some higher level of conscious thought; dream visions, which in these days we find so difficult to interpret and to understand. We might say that our sleep consciousness runs its course pictorially in ever-changing scenes, and which are at the same time symbolical. For instance, many of us have had the experience that events connected with some impressive happening—say, a conflagration—have been after a time once more figuratively manifested to us in a dream. Let us now consider for a moment this other horizon of our sleeping state, where clings in truth that last remnant of a conscious condition belonging to a by-gone age in the grey and distant past. The consciousness of the ancients was such that in reality they lived in a life of imagery. The visions which came to them were not merely indefinite unrelated creations, for they had reference to an actual outer world. In olden days primitive man was capable of intermediate conscious states, between those which prevail when we sleep and when we are awake; then it was that he lived in the presence of the Spirit-World, and the Spirit-World entered into his being. To-day this door is closed, but in those ancient times such was not the case. It was while in this intermediate condition that man became aware of visions which resembled to some extent dream pictures, but were definite in their manifestation of a spirit life and of spiritual achievement existing beyond the perceptual world. Although in the Zarathustran era, such visions had already become somewhat confused and vague, there was nevertheless still close contact with the world of spirit, therefore these ancients could say from direct observation and experience: ‘In the same way as I realize this outer physical world and this perceptual life, even so do I know that there exists another conscious condition belonging to a different region—a spiritual realm—related to that which is material, and where I do of a verity experience and observe the workings of the Divine Spirit.’ It is a fundamental principle underlying the evolution of the human race, that in no case can any one quality be developed except at the expense of some other attribute; hence it came about that from epoch to epoch, the faculty through which in olden times mankind obtained a clear inner vision of the spiritual realms became ever less and less pronounced. Our present day exact methods of thought, our power of expression, our logic, all that we regard as the most important driving forces of modern culture did not exist in the remote past. Such faculties have been acquired during later periods at the expense of the old clairvoyant consciousness, and it is now for mankind to regain and cultivate this long-lost power. Then in the future of human evolution a time will come when in addition to man’s purely physical consciousness, his intellectuality and his logic, he will again approach the condition of the ancient seer. We must differentiate between the upward and downward tendency of human consciousness. Evolution has a deeper meaning when we realize that in the beginning man was entirely of a spiritual realm, where he lived in the soul, and that when he descended into the physical world it was ordained that he should gradually relinquish his clairvoyant power in order that he might acquire qualities born of the existing purely physical conditions; such as intellectuality and logic. When this stage in his development has run its course he will again return to the world of spirit. Zarathustra lived at least 8000 years before the present era, and those glorious gifts to civilization which emanated from his illumined spirit have been reflected in the great cultural progress of humanity. His influence has long ago been clearly recognized, and can be detected even to this day, by all who take note of the mysterious currents underlying the whole of human evolution. We now realize that Zarathustra belonged essentially to those Great Ones in whose souls lived a measure of the spiritual elements of truth, wisdom and perception, far surpassing the customary standard of human consciousness of their period. His mission was to proclaim to his fellow men, in that part of the world later known as the Persian Empire, those grand truths which emanated from the superperceptual regions—a world utterly beyond the apprehension of man’s normal consciousness in that dim and distant age. If we would understand the true significance of Zarathustra’s teachings, we must remember that it was his task to present to a certain section of humanity, in an intelligible manner, a particular world aspect; while on the other hand, various movements which had been in progress among the peoples of other regions, had given a different trend to the whole sphere of man’s culture. The personality of Zarathustra is of special interest because he lived in a territory, contiguous upon its South side to a country which was inhabited by Indian tribes, upon whom spiritual blessings flowed in quite a different manner. When we look forward from those by-gone times we find upon the selfsame soil where dwelt these ancient Indian tribes, the peoples among whom at a later period arose the poets of the Vedas. To the North, where spread the great Brahman Doctrine, is situated that region which was permeated throughout by the powerful and compelling teachings of Zarathustra. But that which he gave to the world was in many respects fundamentally different from the teachings of the great Ieaders among the Indians, whose words have lived on in the moving poetry of the Vedas, in their profound philosophy, and has reached yet an echo in that final glorious blaze of light—The Revelation of the Buddha. We can understand the difference between that which was born of the flow of thought from Zarathustra and the teachings of the ancient Indians, when we bear in mind that we may approach the region of the superperceptual world from two sides. Already in other lectures we have spoken of the path which man must traverse in order that he may enter into the spirit realms. There are two possible methods by which he may raise the energy of his soul, and the capacities latent in his inner being, so much above their normal level that he can pass out of this perceptual into the superperceptual world. The one method is that by which man enters or retires, more and more deeply into his soul, and thus merges himself in his very essence. The other leads behind the veil which is spread around us by our material state. Man can enter the superperceptual region by both these methods. When we experience within our very being a deepening of all values of our spiritual feelings, conceptions and ideas—in short, of our soul impulses; when in fact we creep more and more into ourselves, so that our spiritual powers become ever stronger and stronger; then can we, as it were, in some mystic way merge ourselves within and pass through all that we hold of the physical world to our actual spirit essence—the soul Ego—which Ego continues from incarnation to incarnation, and is not perishable but everlasting. When we have overcome our lusts and passions and all those experiences of the soul which are ours because we are of the body in a physical world, then can our true being pierce the surrounding veil and for ever enter the world of spirit. On the other hand, if we develop those powers which will enable us not merely to be sensible of the outer world with its colours, tone sensations, heat and cold; and if we so strengthen our spiritual forces that we shall be aware of that which lies beyond the colours, the sound, the heat and the cold, and all those other earthly sense-perceptions which hang as a mist about us—then will the enhanced powers of our soul take us behind the enshrouding cloud and into that boundless superperceptual region which is without confine and stretches ever into the infinite. There is one way leading to the Spirit-World which we may term the ‘Mystical Method’, and another which is properly called ‘The Method of "Spiritual Science"‘. All great spiritual personalities have followed these paths, in order to attain to those truths and revelations which it was their mission to impress upon humanity in the form of cultural progress. In primeval times man’s development was of such nature, that great revelations could only come to the people of any particular race, through one of these methods alone. But from that period on, in which the Greeks lived, that is, at the dawn of the Christian era, these two separate thought currents commingled, and became more and more one single cultural stream. When we now speak of entering the higher spheres, we understand, that he who would penetrate into the superperceptual region, develops both qualities of power in his soul. The forces necessary to the ‘Mystical Method’ are evolved within the inner being, and those essential to the course of ‘Spiritual Science’, are strengthened while man is yet conscious of the outer world. There is to-day no longer any definite separation of these two paths, as since about the time of that epoch marked by the life of the Grecian race, these two currents have run their course together—in the one, revelation comes about through a mystic merging of man’s consciousness within his very being—in the other, the veil is torn asunder by the enhanced power of his spiritual forces, and man’s awareness stretches outward into the great cosmos. In olden times before the Grecian or Christian era, these two possible methods were in operation separately among different peoples, and we find them working in close proximity, but in divers ways, in the Indian culture which found expression among the Vedas, on the one hand, and that of Zarathustra, further North, on the other. All that we look upon with such wonder in the ancient Indian culture, and which later found expression through Buddha, was achieved by inner contemplation, and turning away from the outer world—through causing the eyes to become less sensitive to physical colours, the ears to physical sounds, and bringing about a deadening of the sense organs in general to the perceptual veil—so that the inner soul forces might be strengthened:—Thus did man press on to Brahma, there to feel himself unified with that which ever works and weaves as the Inner Spirit of the Universe,—In this way originated the teachings of the Holy Rishis, which live on in the poetry of the Vedas, in the Vedantic philosophy, and in Buddhism. The Doctrine of Zarathustra was, however, entirely based upon the other method above-mentioned. He taught his disciples the secret of strengthening their powers of apprehension and cognition, in order that they might pass beyond the mists surrounding the outer perceptual world. He did not say to his followers, as did the Indian teachers: ‘Turn away from the colours, and from the sounds, and from all outer sense-impressions, and seek the path to the spiritual realms only through the merging of yourselves within your very souls’,—but he spoke thus:—‘Strengthen your powers of perception, in order that you may look around upon all things, the plants, the animals, that which lives in the air and in the water, upon the mountains, and in the depths of the valleys, and cast your eyes upon the world.’ We know that the disciples of the Indian mystics regarded this earth upon which we live as merely maya (illusion), and turned from it in order to attain to Brahma. On the other hand, Zarathustra counselled his followers not to draw away from the material world, but to pass outward and beyond it, so that they might say:—‘Whenever we experience perceptual manifestations in the outer physical world, we realize that therein lie concealed and beyond our sense perceptions the workings and achievements of the spirit.’ It is remarkable that the two paths should have been thus united in early Grecian times, and just because in that period true spiritual knowledge was more profound than in our day (which we are inclined to regard as so amazingly enlightened!) all things found expression in imagery, and the images gave rise to Mythology. Thus do we find these two thought currents commingled and fostered in the Grecian culture—The Mystical tending inward, and the Zarathustran outward into the great cosmos. That such was the case becomes evident from the fact, that one of these paths was named after Dionysos, that mysterious god who was reached when man merged himself ever deeper and deeper within his inner being, there to find a questionable sub-human element, as yet unknown, and from which he first developed into man. It was this unclean and half-animal residue to which was given the name of Dionysos. On the other hand, all that comes to us when we regard our physical sense perceptions from a purely spiritual standpoint, was termed Apollo. Thus we find in ancient Greece, in the Apollo current of thought, the teaching of Zarathustra; and in the Dionysos current, the doctrine of mystical contemplation, side by side in contrast. In Greece they united and operated conjointly—the Zarathustran and the Mystical Methods, those methods which had been at their highest level, working separately, in the days of the ancient Indians. Here we might say, that already in olden times these two thought currents were destined to commingle in the coming Grecian cults of Apollo and Dionysos, and thenceforward they would continue as one; so that in our present cultural period, when we raise ourselves to a certain spiritual understanding, we find them still unified and enduring. It is very remarkable, and one of the many riddles which present themselves to the thinking mind, that Nietzsche in his first work, The Birth of Tragedy from the Spirit of Music, gave evidence of a vague suspicion that in the Grecian creeds of Dionysos and Apollo, the Mystical current meets the stream of scientific spiritual thought. A further matter of interest lies in the fact, that Zarathustra actually taught his disciples to recognize in detail, the hidden workings of the Spirit in all material things, and from this starting-point the whole of his gifts to culture emanated. He emphasized that it was not sufficient for man merely to say:—‘There before us spreads a material world, behind which ever works and weaves the Divine Spirit.’ Such a statement might appear at first sight full of significance, it leads, however, only to a general pantheistic outlook, and means nothing more, than that some vague nebulous spirit underlies all material phenomena. Zarathustra, like all other great personalities of the past who were exalted and had direct contact with the Spirit-World, did not present these matters to his followers and the people in any such indefinite and abstract manner; he pointed out, that in the same way as individual physical happenings vary in import, so is it with the latent spiritual factor, it being sometimes of greater and sometimes of less moment. He further stated that the sun, regarded purely from the physical point of view as a member of the stellar system, is the source of all earthly phenomena, life, and activity, while concealed within is the centre of spiritual existence in so far as we are immediately concerned. These things Zarathustra impressed earnestly and clearly upon his disciples, and, using simple words, we can picture him as addressing them somewhat as follows:—‘When you regard man, you must realize that he does not only consist of a material body—such is but an outer expression of the spirit which is within. Even as the physical covering is a manifestation in condensed and crystallized form of the true spiritual man, so is the sun which appears to us as a light-giving mass when considered as such, merely the external manifestation of an inner spiritual sun.’ In the same way as we term the human spirit element as distinguished from the physical, The Aura, to use an ancient expression, so do we call the all-embracing hidden spiritual part of the sun, The Great Aura (Aura Mazda); in contradistinction to man’s spiritual component, which is sometimes called the Little Aura. Now, Zarathustra named all that lies hidden within and beyond man’s mere apprehension of the physical sun—‘Aura Mazda’ or ‘Ahura Mazdao’—and considered this element as important to our spiritual experiences and conditions, as is the physical sun to the wellbeing of plants and animals, and all that lives upon the face of the earth. There behind the physical sun lies the Spiritual Master—The Creator—‘Ahura Mazdao’ or ‘Aura Mazda’, and from ‘Ahura Mazdao’ came the name, ‘Ormuzd’, or, ‘The Spirit of Light’. While the Indians mystically searched their inner being, in order to attain to Brahma—The Eternal—who shines outward as a point of light from within man’s essence, Zarathustra urged his disciples to turn their eyes upon the great periphery of existence, and pointed out that there within the body of the sun, dwells the great Solar Spirit—Ahura Mazdao—‘The Spirit of Light’. He taught them that, just in the same way as when man strives to raise his spirit to perfection, so must he ever battle against his lower passions and desires, against the delusive images suggested by possible deception and falsehood, and all those antagonistic influences within, which continually oppose his spiritual impulses. Thus must ‘Ahura Mazdao’ face the opposition of ‘The Spirit of Darkness’—‘Angra Mainyus’ or ‘Ahriman’. We can now realize how the great Zarathustran conception could be evolved from experiences born of sensations and sense contents. Through these, Zarathustra could advance his disciples to a point where he could make clear to them that:—Within man there is a ‘Perfecting Principle’, which tells him that whatever may be his present condition this principle will work persistently within, and through it he may raise himself ever higher and higher; but at the same time there also operate impulses and inclinations, deceit and falsehood, all tending towards imperfection. This Perfecting Principle must therefore be developed and expanded, in order that the world may be destined to attain to wiser and more advanced states of perfection; it is the ‘Principle of Ahura Mazdao’, and is assailed throughout the whole world by Ahriman—‘The Spirit of Darkness’—who through imperfection and evil brings shadows into the light. By following the method above outlined, Zarathustra’s disciples were enabled to realize and to feel, that in truth each individual man is an image of the outer universe. We must not seek the true significance of such teaching in theories, concepts and ideas; but in active vivid consciousness and in the sensations impressed when through it man realizes that he is so related to the universe that he can say:—‘As I stand here, I am a small world, and as such I am a replica of the Great Cosmos.’ Just as we have within us a principle of perfection, and another which is antagonistic, so throughout the universe is Ormuzd opposed by Ahriman. In these teachings the whole cosmos is represented as typical of a widespread human being; the forces of greatest virtue are termed Ahura Mazdao, while against these operate the powers of Angra Mainyus. When a man realizes that he is in direct contact with the workings of the universe and the attendant physical phenomena, but can only apprehend the perceptual, then as he begins to gain spiritual experience, a feeling of awe may come over him (especially if he is materialistic in thought) when he learns through Spectrum Analysis, that the same matter which exists upon the earth is found in the most distant stars. It is the same with Zarathustranism, when man feels that his spiritual part is merged in that of the whole cosmos, and that he has indeed emanated from its great spirit. Herein lies the true significance of such a doctrine, which was not merely abstract in character, but on the contrary wholly concrete. In this present age it is most difficult to make people understand (even when they have a certain sense for the spiritual that lies behind the perceptual) that it is necessary to a true and spiritually scientific view of the cosmos, that there be more than one central unity of spirit-power. But even as we distinguish between the separate forces in Nature, such as Heat, Light, and Chemical forces, so in the world of spirit must we recognize not merely one centralized power (whose existence is not denied) but we must differentiate between it and certain subservient uplifting forces, whose spheres of action are more circumscribed than are those of the all-embracing spirit. Thus it was that Zarathustra made a distinction between the omnipotent Ormuzd, and those spirit beings by whom he was served. Before we turn to a consideration of these subservient spirit entities, we must draw attention to the fact that the Zarathustran theory was not a mere Dualism—a simple doctrine of two worlds—the worlds of Ormuzd and of Ahriman; but that it maintained that underlying this double flux of cosmic influence, is a definite unity—a single power—which gave birth to both The Realm of Light (Ormuzd) and to The Realm of Darkness (Ahriman). It is not easy to gain a right understanding of Zarathustra’s conception concerning this ‘Unity’ underlying Ormuzd and Ahriman. With reference to this point the Greek authors state that the ancient Persians worshipped, and regarded as a ‘Living Unity’, that which lay beyond the light, and which Zarathustra termed ‘Zervane Akarene’. How can we gain a comprehension of what Zarathustra in his teachings meant by ‘Zervane Akarene’ or ‘Zaruana Akarana’? Let us consider for a moment the course of evolution; this we must regard as of such nature, that all beings tend towards greater and greater perfection. So that if we look into the future, we see more and more of the radiance from the Light-Realms of Ormuzd; but if we turn our eyes upon the past, we realize how the powers of Ahriman, which oppose Ormuzd, are circumstanced; and we then know that with the passing of time, these must be conquered and for ever ended. We will now picture to ourselves that the path into the future and that into the past each lead to the same point; a conception which present-day man finds most difficult to grasp. Let us take as an example a circle; if we pass along the circumference from the lowest point in one direction, we come to the opposite point above, if, however, we go along the other side, we come to the same point. When we consider a larger circle, then the circumference is flatter, and we must traverse a greater distance in each case. We will now suppose a circle to expand ever more and more, then ultimately the path on either side becomes a straight line, and is infinite. But just before the circle becomes infinite we would reach the same point whether we went by the one path or the other. Why, then, should not the same happen when the circumference is so flattened that the periphery becomes a straight line? In this case the point at infinity on the one must be identical with that on the other, and therefore we must be able to travel to it, from the lowest point in one sense (say, positive), and return as if coming from the opposite (negative) direction. This means that when our conception is infinite, we have a straight line extending without limit on either side, but which is in reality the circumference of an infinite circle. The abstraction given above lies at the basis of Zarathustra’s conception of what he termed Zaruana Akarana. Here, with regard to time, we look in one direction into the future, in the other into the past, and when we consider an infinite period time closes in upon itself as in a circle. This self-contained and infinite time circle is symbolically represented as a serpent eternally biting its own tail, and into it is woven upon the one side, The Power of Light, shedding upon us continually a greater and greater radiance; and upon the other, The Power of Darkness, becoming ever more and more profound. When we are midway, then is the light (Ormuzd) intermingled with the shadows (Ahriman); all is interwoven in the self-embracing infinite Flux of Time, ‘Zaruana Akarana’. There is something more about this ancient cosmic conception; its basic ideas were treated seriously, there were no mere vague statements such as:—‘Without and remote from all that is material in this perceptual world, beyond those things which affect our eyes, our ears, and sense organs in general—abides The Spirit’. But it was definitely asserted, that in everything which could be seen and apprehended, therein could be discerned something of the nature of spirit signs, or a manifestation of the Spirit-World. If we take a sheet of paper upon which are inscribed alphabetical characters, these may be combined into words; but we must first have learnt how to read. Without this ability no one could read about Zarathustra; for they would merely perceive certain characters which could only be followed with the eyes. Actual reading can only take place after it is clearly understood how to connect such characters with that which is within the soul. Now, Zarathustra discerned a written sign underlying all that was in the perceptual world, particularly in the manner in which the stars are grouped in the universe. Just as we recognize written characters upon paper, so did Zarathustra descry in the starry firmament something similar to letters, conveying a message from the Spirit-World. Hence, arose an art of penetrating into the World of Spirit, and of deciphering the signs indicated by the arrangement of the stars, and of finding a method of reading and construing from their movements and order, in what manner and way those spiritual beings that are without, inscribe the facts concerning their activities in space. Zarathustra and his disciples had a paramount interest in these matters. To them it was a most important sign that Ahura Mazdao, in order to accomplish his creations and to reveal his message to the world, should (in the language of Modern Astronomy) ‘describe a circular path’. This fact was regarded as a sign traced in the heavens indicating in what manner Ahura Mazdao worked, and the relation which his activities bore to the universe as a whole. It is important that Zarathustra was able to point out that the constellations of the Zodiac, taken together as forming a closed curve in space, should symbolize a continuous and also retroactive time flux; and we can realize that there is indeed a most profound significance underlying the statement, that one branch of this time-curve stretches outward into the future, while the other leads backward into the remote past. Zaruana Akarana is that bright band of stars, later known as the Zodiac, that self-contained time-line ever traversed by Ormuzd, The Spirit of Light. In other words, the passage of the sun across the constellations of the Zodiac is an expression of the activity of Ormuzd; while the Zodiac itself is the symbol of Zaruana Akarana. In reality, Zaruana Akarana and The Zodiac are identical terms, just in the same way as are Ormuzd and Ahura Mazdao. There are two special circumstances to be considered in this connection. First, when the passage of the sun through the Zodiac takes place while it is light, as in the summer. At such time the solar radiance falls full upon the earth, bringing with it the power emanating from those spiritual forces ever flowing outward from the Light-Realms of Ormuzd. That part of the Zodiac traversed by Ahura Mazdao in the daytime, or during the summer, denotes the manner in which He works and weaves unhindered by Ahriman. On the other hand, those Zodiacal constellations which lie far beneath the horizon—dark regions through which we might picture the passage of Angra Mainyus—are symbolical of the Kingdom of The Shadows. We have stated that Zarathustra regarded Ormuzd as associated with the bright sections of the Zodiac (Zaruana Akarana), while he looked upon Ahriman as connected with the gloom. In what way do the activities of Ormuzd and Ahriman find expression in our material world? In order to understand this point we must realize that the effect of the solar rays is different in the morning from that at noon; varying as the sun ascends from Aries to Taurus, and again during its descent toward the horizon. The influence exerted is not the same in winter as in summer, and differs with every passing sign of the Zodiac. Zarathustra regarded the changing aspects of the sun in connection with the Zodiacal constellations as symbolical of the activities of Ormuzd proceeding from different directions, and from which came those spiritual beings that are both His servants and His sons, and who are ready at all times to execute His commands. These are the ‘Amschaspands’ or ‘Ameschas Pentas’, subservient entities, to each of whom is allotted some special duty. While Ormuzd controls all active functions in the Light-Realms, the Amschaspands undertake that specific work which finds expression in the transmission of the sun’s light when in Aries, Taurus, Cancer, etc. But the true vital activity of Ormuzd is manifested in the full radiance of the sun, shining throughout all bright signs of the Zodiac, from Aries to Libra or Scorpio. Following the Zarathustran line of thought, we might say:—‘It is as though the evil powers of Ahriman came through the earth from those dark regions where abide his servants—his own Amschaspands—who are opposed to the good genii standing by the side of Ormuzd.’ Zarathustra actually distinguished between twelve different subservient spirit entities; six or seven on the side of Ormuzd, and five or six on that of Ahriman. These are regarded as typical of good or evil genii (Amaschas Pentas—lower spirits), according as to whether their influence comes with the sun’s rays from the bright Signs of the Zodiac, or emanates from those which are in gloom. Goethe had the subservient spirits of Ormuzd in mind when he wrote the following words at the beginning of Faust in the ‘Prologue of Heaven’:
From the above it is apparent that the conception which Goethe formed of ‘God’s sons’ as the servants of the Highest Divine Power, is similar to Zarathustra’s concept concerning the Amschaspands, of which, as already stated, he recognized twelve different kinds. Again, subservient to these Amschaspand entities, according to Zarathustranism, are yet lower orders of spiritual powers or forces, among which some twenty-eight separate types are usually distinguished. These are the so-called ‘Izarads’ or ‘Izeds’; the number of different classes into which they may be divided is, however, indeterminate, being variously estimated from twenty-four up to twenty-eight, and even as high as thirty-one. There is yet a third division of spiritual powers or forces, termed by Zarathustra ‘Ferruhars’ or ‘Frawaschars’. According to our conceptions, the Ferruhars have the least influence of any upon our tendencies and dispositions in the material world, and are regarded as that spiritual element which permeates the great macrocosm, and underlies all perceptual physical activity. They are the reality behind everything of which we are conscious and appears to us as merely external and material. While we picture the Amschaspands as controlling the twelve forces which are at work during all physical effects engendered by the action of light, and the Izeds, as governing those which influence the animal kingdom, so do we consider the Ferruhars, in addition to possessing the quality above-mentioned, as spiritual entities having under their guidance the ‘Group-Souls’ of animals. Thus did Zarathustra discern a specialized realm beyond this perceptual universe—a perfectly organized superperceptual world—and his concept was absolutely definite, and in no sense of the nature of an abstraction. Behind Ormuzd and Ahriman he pictured Zaruana Akarana, further the good and bad Amschaspands, below these the Izeds, and lastly the Ferruhars. Man, as he is fashioned, is a replica in miniature of the great universe, and therefore all forces operative in the cosmos must be present in some manner within his being. Just as the benevolent powers of Ormuzd are expressed during that inner struggle to attain to perfection, and the unclean forces of Ahriman are in evidence while there is gloom and temptation, so do we find also the trace of other spiritual powers—those of the lower genii. I will now make a definite statement, which when viewed from the standpoint of modern cosmic ideas, is liable to awaken bitter feeling, namely:—I assert that before long it will be discovered and recognized by external science, that a superperceptual element underlies all physical phenomena, and that latent spirit exists in everything that comes within the limits of our sense perceptions. Further, that science will be driven to admit, that in the physical structure of man there is much that is a counterpart of those forces which permeate and spread life throughout the whole universe, and which flow into the body, there to become condensed. Let us go back to the Zarathustran Doctrine, which in many ways is similar to that of Spiritual Science. According to its concepts, Ormuzd and Ahriman are regarded as influencing mankind from without. Ormuzd being the source of inward impulses toward perfection, while Ahriman is ever in opposition. The Amschaspands also exert spiritual activity, if we consider their forces as being, so to speak, condensed in man, then it should be possible to trace and recognize their action to the point of physical expression. In Zarathustra’s time, anatomy, as we understand it to-day, did not exist. Zarathustra and his disciples, by means of their spiritual insight, actually saw the cosmic streams to which reference has been made; they appeared to them in the form of twelve cosmic outpourings, flooding in upon man, there to maintain activity. Thus it came about that the human head was regarded by Zarathustra’s followers as a symbol of the inflowing of the seven good, and five evil, Amschaspands. Within man we have a continuance of the Amschaspand flux; how, then, is this flux to be recognized at this much later period? The anatomist has discovered that there are twelve principal pairs of brain nerves, which pass from the brain into the body. These are the physical counterparts, as it were, of the twelve condensed Amschaspand out-flowings, namely, twelve pairs of nerves of extreme potency in bringing about either the highest perfection, or the greatest evil. Here, then, we find reappearing in our present age, but transformed into material terms, that concept which had come to Zarathustra from the Spirit-World, and which he preached to his disciples. There is, however, in all this a point of controversy. It is so easy for anyone in our day to maintain that the statements of Spiritual Science become wholly fantastical when it is alleged that Zarathustra, speaking of twelve Amschaspands, had in mind something connected with the twelve pairs of nerves which are in the human head! But the time will come when the world will gain yet another item of knowledge, for it will be discovered in what manner, and form the spirit, which permeates and lives throughout the universe, continues active in man. The old Zarathustranism has arisen once again in our modern physiology. For in the same way as the twenty-eight to thirty-one Izeds are the servants of the Amschaspands, so are the twenty-eight spinal nerves subordinate to those of the brain. Again, the Izeds, who are present in the outer universe as a spirit flux, enter the human body, and their sphere of action is in those nerves which stimulate the lower soul-life of man; in these nerves they crystallize, as it were, and assume a condensed form. And where the Ized-flux, as such, entirely ceases, and the term ‘nerve’ can no longer be applied, is the actual centre where our personality receives its crowning touch. Further, those of our thoughts which rise slightly above mere cognition and simple brain action, are typical of the Frawaschars or Ferruhars. Our present period is connected in a remarkable manner with the Doctrine of Zarathustra. Through his teachings and by means of his spiritual archetypes, Zarathustra was enabled to enlighten his people regarding those regions which spread beyond the perceptual world, while his imagery was ever as a flowing contact with that which lies hidden behind the veil. With reference to this great doctrine it is most significant that after it had acted as an inspiration to humanity for a long period, always tending to promote greater and greater effort in various directions of cultural progress—only to lose its influence from time to time—there should arise once more, in our day, a marked tendency toward a mystical current of thought. It was the same with the Greeks after the two methods of approach to the Spirit-World had commingled, for they also, at times, showed a preference for either the mystical or the Spiritual Scientific thought current. It is owing to the modern predominating interest in mysticism that many people find themselves drawn towards the Indian Spiritual Science, or Method of Contemplation. Hence it is, that the most essential and deeply significant aspects of Zarathustranism—in fact, its very essence—hardly appear in the spiritual life of our time, although there is abundant evidence of the nature of Zarathustra’s concepts and his methods of thought. But all that lies at the very base, and is absolutely vital to his doctrine, is in a sense lost to our age. When once we realize that in Zarathustranism is contained the spiritual prototype of so many things which we have rediscovered in the domain of physical research (numerous examples of which might be quoted), and of others that will be rediscovered later, then will a fundamental chord in our culture give place to one which will be founded upon the old Zarathustran teachings. It is remarkable that the profound attention which Zarathustranism paid to macrocosmic phenomena caused the world to recede, as it were, or appear of less moment; while in nearly all other beliefs with which a flood of mystical culture is associated, the outer world plays an important part, this is also the case in our materialism. That great fundamental concept concerning two opposing basic qualities, and which recurs again and again throughout the religious doctrines of the world, we regard in the following manner; we consider it as symbolized by the antithesis of the sexes—the male and the female—so that in the old religious systems which were founded upon mysticism, the Gods and Goddesses were in reality, antithetical symbols of two opposing currents which flow throughout the universe. It is amazing that the teachings of Zarathustra should rise above these conceptions, and picture the origin of spiritual activity in so different a manner, portraying the good, as the resplendent, and the evil as the shadows. Hence, the chaste beauty of Zarathustranism and its nobility, which transcends all those petty ideas which play so ugly a part in our time, when any endeavour is made to deepen man’s conception of spiritual life. Where the Greek writers state that the Supreme Deity in order to create Ormuzd, must also create Ahriman, so that He should obtain an antithesis; then, since Ahriman opposed Ormuzd, we have an example of how one primordial force is conceived as set against another. This same idea finds expression in the Hebrew, where evil comes upon the world through the woman—Eve—but we find nothing in Zarathustranism concerning ills that the world suffered through the antithesis of the sexes. All those hateful ideas which are disseminated throughout our daily literature, pervading our very thoughts and feelings, distorting the true significance of the phenomena of disease and health, while failing to comprehend the intrinsic facts of life, will disappear, when that wholly different concept, the antithesis exhibited by Ormuzd and Ahriman—a conception so lofty and so powerful when compared with present-day paltry notions—is once more voiced in the words of Zarathustra, and enters to permeate and influence our modern culture. In this world, all things pursue their appointed course, and nothing can hinder the ultimate triumph of Zarathustran conceptions, which will, little by little, insinuate themselves into the life of the people. When we look upon Zarathustra in this way, we realize that he was indeed a Spirit, who in bygone times brought potent impulses to bear upon human culture. That such was the case becomes evident, if we but follow the course of subsequent events which took place in Asia Minor, and later among the people of Assyria and Babylonia, on down to the Egyptian period, and further even to the time of the spreading of Christianity. Everywhere we find in different lines of thought something which may be traced back, and shown to have its origin in that Great Light, which Zarathustra set blazing for humanity. We can now understand how it was that a certain Greek writer (who wished to emphasize the fact that some among the Leaders had always given their people instruction in matters that they would only require at a later period in their culture) should have stated, that while Pythagoras had obtained all the knowledge that he could from the Egyptians concerning the methods of Geometry, from the Phænicians concerning Arithmetic, and from the Chaldeans concerning Astronomy—he was forced to turn to the successors of Zarathustra, in order to learn the secret teachings regarding the relation of humanity to the Spirit-World, and to obtain a true understanding of the proper conduct of life. The writer who made these statements regarding Pythagoras further asserts that the Zarathustran method for the conduct of life leads us beyond antitheses, and that all antitheses can be considered as culminating in the one great contrast of Good and Evil, which opposing condition can be finally absorbed, only by the purging away of all evil, falsehood and deceit. For instance, the worst enemy of Ormuzd is regarded as that one which bears the name of Calumny, and Calumny is one of the outstanding characteristics of Ahriman. The same writer states that Pythagoras failed to find the purest and most ideal ethical practice, namely, the one directed toward the moral purification of man, among either the Egyptians, the Phænicians, or the Chaldeans; and that he had again to turn to Zarathustra’s successors, in order to acquire that lofty conception of the universe which leads mankind to the earnest belief that through self-purification alone may evil be overcome. Thus did the great nobility and oneness of Zarathustra’s teachings become recognized among the ancients. We would here mention that the statements made in this lecture are supported in every case by independent historical research; and we should carefully weigh all assertions coming from the representatives of other sciences, and judge for ourselves, whether or no they are in accord with our fundamental concepts. For instance, take the case of Plutarch, when he said that in the sense of Zarathustranism, the essence of Light as it affects the earth, is regarded as of supreme loveliness, and that its spiritual counterpart is Truth. Here is a definite statement made by an ancient historian, which is in complete agreement with all that has been said. We shall also find as we proceed that many historical events become clear and understandable when we take into consideration the various factors to which we have drawn attention. Let us now go back to the ancient Vedantic conception; this was based upon the mystical merging of man within his very being; but before he can attain to the inner Light of Brahma, he must meet with, and pass through, those passions and desires which are induced by wild semi-human impulses that are within him, and which are opposed to that mystical withdrawal within the spirit-soul, and into the eternal inner being. The Indian came to the conclusion that this could only be accomplished, if pending his mystic merging in Brahma, he could successfully eliminate all that we experience in the perceptual world which stimulates sensuous desires, and allures through colours and through sounds. Just so long as these play a part during our meditations, so long do we keep within us, an enemy opposed to our mystical attainment to perfection. The Indian teacher said:—‘Put away from yourselves all that can enter the soul through the powers that are external; merge yourselves solely within your very being—descend to the Devas—and when you have vanquished the lower Devas, then will you find yourselves within the kingdom of the Deva of Brahma; but shun the realm of the Asuras, whence come those malignant ones who would thrust themselves upon you from the outer world of Maya; from all such you must turn away, whatsoever may befall.’ Zarathustra, on the other hand, spoke to his disciples after this fashion:—‘Those who follow the leaders among the people of the South can make no advance along the path which they have chosen, because of the different order of their search after those things which are of the Spirit; in such manner can no nation make headway. The call is not alone to mystic contemplation and to dreaming, but to live in a world which provides freely of all that is needful—man’s mission lies with the art of agriculture, and the promotion of civilization. You must not regard all things as merely Maya, but you must penetrate that veil of colours, and of sounds, which is spread around you; and avoid everything that may be of the nature of the Devas, and which because of your inner egoism, would hold you in its grasp. The region wherein abide the lower Asuras must be traversed, through this you must force your way, even up to the highest; but since your being has been especially organized and adapted to this intent, you must ever shun the dark realms of the Devas.’ In India, the teaching of the Rishis was otherwise, for they said to their followers:—‘Your beings are not suitably organized to seek that which lies within the Kingdom of the Asuras—therefore avoid this region and descend to that of the Devas.’ Such was the difference between the Indian and Persian culture. The Indian peoples were taught that they must shun the Asuras and regard them as evil spirits; this was because through the method of their culture they were only aware of the lower Asuras; the Persians, on the other hand, who found only low types of Devas in the Devas regions were adjured by their leaders thus:—‘Enter the Kingdom of the Asuras, for you are so constituted that you may attain even unto the highest of them.’ There lay within the impulse that Zarathustra gave to mankind a great fervour, which found expression when he said:—‘I have a gift to bestow upon humanity which shall endure and live throughout the ages, and will smooth the upward path, overcoming all false doctrines, which are but obstacles diverting man from his struggle toward the attainment of perfection.’ Thus did Zarathustra feel himself to be the servant of Ahura Mazdao, and as such he experienced personally the opposition of Ahriman, over whose principles his teachings should enable mankind to achieve a sweeping victory. This conviction he expressed in impressive and beautiful words, to which reference is found in ancient documents. These, however, were necessarily inscribed at a later date; but what Spiritual Science tells us concerning Zarathustra and his pronouncements comes from other sources. Throughout all his telling adjurations there rings forth the inner impulse of his mission, and we feel the power of that great passion which overcame him, when, as the opponent of Ahriman and the Principle of Darkness, he said:—‘I will speak! draw nigh and listen unto me, ye that come with longing from afar, and ye from near at hand—mark my words!—No more shall he, the Evil One, this false teacher, conquer the Spirit of Good. Too long hath his vile breath bemingled human voice and human speech. But now I will denounce him in the words which The Highest—The First One—has put into my mouth, the words which Ahura Mazdao has spoken. To him who will not harken unto my words, and who will not heed that which I say unto you—to him will come evil—and that, ere ever the world hath ended its cycles.’ Thus spoke Zarathustra, and we can but feel that he had something to impart to humanity, which would leave its impress throughout all later cultural periods. Those among us who have understanding and will but pay attention to that which persists in our time, even if only dimly apparent, who will note with spiritual discernment the tenor of our culture, can even yet, after thousands of years, recognize the echo of the Zarathustran teachings. Hence it is that we number Zarathustra among Great Leaders such as Hermes, Buddha, Moses, and others, about whom we shall have much to say in subsequent lectures. The spiritual gifts possessed by these Great Ones, and the position which they occupied among men, are indicated, and fitly expressed in the following words:—
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60. Turning Points Spiritual History: Hermes and the Mysteries of Ancient Egypt
16 Feb 1911, Berlin Translated by Walter F. Knox Rudolf Steiner |
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60. Turning Points Spiritual History: Hermes and the Mysteries of Ancient Egypt
16 Feb 1911, Berlin Translated by Walter F. Knox Rudolf Steiner |
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It is of great importance to Spiritual Science to follow the gradual development of man’s spirit, from epoch to epoch, as it slowly evolves, and pressing ever upward, emerges from the dark shadows of the past. Hence it is that the study of ancient Egyptian culture and spiritual life is of especial moment. This is found to be particularly the case when we endeavour to picture and live in the atmosphere and conditions associated with the latter. The echoes which reach us from the dim grey vistas of by-gone times seem as full of mystery as is the countenance of the Sphinx itself, which stands so grimly forth as a monument to ancient Egyptian civilization. This mystery becomes intensified as modern external scientific research finds that it is constrained to delve ever deeper and deeper into the remote past, in order to throw light upon later Egyptian culture; regarding which most important documents are extant. Such investigations have found traces of certain things, clearly related to the active cultural life of Egypt, which date back to a period at least 7,000 years before the beginning of the Christian era. Here, then, is one reason why this particular civilization is of such paramount interest, but there is another, namely, present-day man, although living in times of broader and more general enlightenment has nevertheless a feeling, whether acceptable or not, that this ancient culture is in some singular and mysterious manner, connected with his very aims and ideals. It is indeed significant that a man of such outstanding intellect as Kepler, should, at the very dawn of modern scientific development, have been moved to express the feelings which came over him, while engaged in astronomical research, in words somewhat as follows:—‘During my attempt to discover the manner of the passing of the planets around the sun, I have sought to peer into the deep secrets of the cosmos; the while it has oft-times seemed as if my fancy had led me into the mysterious sanctuaries of the old Egyptians—to touch their most holy vessels, and draw them forth that I might bestow them upon a new world. At such moments the thought has come to me, that only in the future will the true purport and intent of my message be disclosed.’ Here we find one of the greatest scientists of modern times overcome by a sense of such close relation to the ancient Egyptian culture, that he could find no better way of expressing the fundamental concepts underlying his work, than by representing them as a regeneration, naturally differing as to word and form, of the occult doctrines taught to the disciples and followers in the by-gone Egyptian Sanctuaries. It is therefore a matter of the greatest interest to us that we should realize the actual sentiments of these olden Egyptian peoples, in regard to the whole meaning and nature of their civilization. There is an ancient legend that has been handed down through Greek tradition which is most suggestive, not only of what the Egyptians themselves felt regarding their culture, but also the way in which their civilization was looked upon by the ancients as a whole. We are told that an Egyptian sage once said to Solon:—‘You Greeks are still children, you have never grown up, and all your knowledge has been acquired through your own human observation and senses; you have neither traditions nor doctrines grey with age.’ We first learn what is implied by the expression, ‘doctrines grey with age‘, when the methods of Spiritual Science are employed in an endeavour to throw light upon the nature and significance of Egyptian thought and feeling. But, as has been before stated, when we approach this matter we must bear in mind that during successive periods of man’s development he gradually acquired different forms of consciousness, and that that order of conscious apprehension which is ours to-day, with its scientific method of thought, and through which we realize the outer world in virtue of our senses working in conjunction with reason and intellect, did not always exist. Deep down, underlying all human cognition, there is what we term ‘Evolution’, and evolution affects not only the outer world of form, but also the disposition of man’s soul. It follows, that we can only really understand the events which took place at the ancient centres of culture, when we accept that knowledge which Spiritual Science can alone obtain, from the sources of information at its disposal. We thus learn that in olden times instead of our present intellectual consciousness, there existed a clairvoyant state that differed from our customary normal conscious condition, of which we are cognizant from the moment we awake until we again fall asleep. On the other hand, the ancient clairvoyant state cannot be likened to the insensibility produced by slumber. Hence, the primeval consciousness of prehistoric man should be regarded as an intermediate condition now only faintly apparent, and retained, as one might say, atavistically in the form of an attenuated heritage in the picture world of our dreams. Now, dreams are for the most part chaotic in character, and therefore meaningless in their relation to ordinary life. But the old clairvoyant consciousness, which also found expression in imagery although often of a somewhat subdued and visionary nature, was nevertheless a truly clairvoyant gift, and its symbolical manifestations had reference, not to our physical world, but to that realm which lies beyond all material things, in other words—the world of spirit. We can say that in reality all clairvoyant consciousness, including the dream-state of primitive man, as well as that acquired to-day through those methods to which we have previously referred, finds expression pictorially and not in concepts and ideas, as is the case with externalized physical consciousness. It is for the possessor of such faculty to interpret the symbols presented in terms of those spiritual realities, which underlie all physical perceptual phenomena. We have reached a point where we can look back on the evolution of the ancient races, and of a surety say:—Those wondrous visions of by-gone times of which tradition tells us, were not born of childish fantasy and false conception of the works of Nature (this, as I have pointed out, is the wide-spread opinion in the materialistic circles of to-day), but were in truth veritable pictures of the Spirit-World, flashed before the souls of men in that now long distant past. He who seriously studies the old mythologies and legends, not from the point of view of modern materialistic thought, but with an understanding of the creation and spiritual activities of mankind, will find in these strange stories a certain coherence which harmonizes wonderfully with those cosmic principles that dominate all physical, chemical and biological laws; while there rings throughout the ancient mythological and religious systems a tone of spiritual reality, from which they acquire a true significance. We must clearly realize that the peoples of the various nations, each according to disposition, temperament and racial or folk-character, formed different conceptions of that vision world in which they conceived higher powers to be actively operating behind the accustomed forces of Nature. Further, that during the gradual course of evolution, mankind passed through many transitionary stages between that of the consciousness of the ancients, and our present-day objective conscious state. As time went on, the power necessary to the old clairvoyance dimmed and the visions faded; one might say—the doors leading to the higher realms were slowly closed, so that the pictures manifested to those whose souls could still peer into the Spirit-World, held ever less and less of spiritual force, until towards the end, only the lowest stages of supersensible activity could be apprehended. Finally, this primeval clairvoyant power died out, in so far as humanity in general was concerned, and man’s vision became limited to that which is of the material world, and to the apprehension of physical concepts and things; from that time on, the study of the interrelation of these factors led, step by step, to the birth of modern science. Thus it came about, that when the old clairvoyant state was past, our present intellectual consciousness gradually developed in diverse ways among the different nations. The mission of the Egyptian peoples was of a very special nature. All that we know regarding ancient times, even that knowledge attained through modern Egyptian research, if rightly understood, tends but to verify the statements of Spiritual Science regarding the allotted task and true purpose of the Egyptian race. It was ordained that these olden peoples should still be imbued with a sufficiency of that primal power which would enable them to look back into the misty past; when their leaders in virtue of outstanding individualities and highly developed clairvoyant faculties, could gaze far into the mysteries of the Spirit-World. [Spiritual Science asserts that it was in accordance with ‘The Great Eternal Plan‘ that the Egyptians should gain wisdom and understanding from this source, to be a guide and a benefit in the development of mankind.] And we have learnt that it was to this end that this great nation was still permitted to retain a certain measure of that fast-fading clairvoyant power so closely associated with a specific disposition of soul. Although these qualities were, at that time, weak and ever waning in intensity, nevertheless they continued active until a comparatively late period in Egyptian history. We can therefore make this statement:—The Egyptians, down to less than 1000 years before the Christian era, had actual experience of a mode of vision differing from that with which we are familiar in every-day life, when we merely open our eyes and make use of our intellect; and they knew that through this gift man was enabled to behold the spiritual realms. The later Egyptians, however, were unable to penetrate beyond the nethermost regions as portrayed in their pictorial visions, but they had power to recall those by-gone times in the Golden Age of Egyptian culture, when their priesthood could gaze both far and deeply into the world of spirit. All knowledge obtained through visions was most carefully guarded and secretly preserved for thousands of years with the greatest piety, thankfulness and religious feeling, especially by the older Egyptians. At a later period, those among the people who still retained somewhat of clairvoyant power, expressed themselves after this fashion:—‘We can yet discern a lower spiritual realm—we know therefore that it is possible for mankind to look upon a Spirit-World; to question this truth would be as sensible as to doubt that we can really see external objects with our eyes.’ Although these later Egyptians were only able to apprehend weak echoes, as it were, of the inferior spiritual levels, nevertheless they felt and divined that in olden times man could indeed penetrate far into the mystic depths of that realm which lies beyond all physical sense perceptions. There is a doctrine grey with age, still preserved in wonderful inscriptions in Temples and upon columns. (It was this doctrine to which the sage referred when he spoke to Solon.) These inscriptions tell us of the broad deep penetration of clairvoyant power in the remote past. That being to whom the Egyptians attributed all the profundity of their primordial clairvoyant enlightenment they called THE GREAT WISE ONE—THE OLD HERMES. When, at a later period, some other outstanding leader came to revive the ancient wisdom, he also called himself Hermes, according to an old custom prevalent among exalted Egyptian sages, and because his followers believed that in him the primeval wisdom of the old Hermes lived once again. They named the first Hermes,—‘Hermes Trismegistos‘—the Thrice-Great Hermes; but as a matter of fact it was only the Greeks who used the name of Hermes, for among the Egyptians he was known as ‘Thoth‘. In order to understand this being, it is necessary to realize what the Egyptians, under the influence of traditions concerning Thoth, regarded as true and characteristic cosmic mystics. Such Egyptian beliefs as have come to us, one might say from outside sources, seem very strange indeed. Various Gods, of whom the most important are Osiris and Isis, are represented as not wholly human; oft-times having a human body and an animal head, or again formed of the most varied combinations of manlike and animal shapes. Remarkable religious legends have come down to us regarding this world of the Gods. Again, the veneration and worship of cats and other animals by this ancient race was most singular, and went to such lengths that certain animals were considered as holy, and held in the greatest reverence, and in them the Egyptians saw something akin to higher beings. It has been said that this veneration for animals was such that when a cat, for instance, which had lived for a long time in one house, died, there was much weeping and lamentation. If an Egyptian observed a dead animal lying by the wayside, he did not dare to go near it, for fear that someone might accuse him of having slain it, in which case he would be liable to severe punishment. Even during the time that Egypt was actually under Roman rule, so it has been said, any Roman who killed a cat went in danger of his life, because such an act produced an uproar among the Egyptians. This veneration of animals appears to us as a most enigmatic part of Egyptian thought and feeling. Again, how extraordinary do the Pyramids, with their quadrilateral bases and triangular sides, seem to modern man; and how mysterious are the sphinxes and all that modern research drags forth from the depths of this ancient civilization and brings to the surface, to add to our knowledge an ever-increasing clarity. The question now arises:—What place did all these strange ideas occupy in the image world of the souls of those olden peoples? What had they to say regarding those things which the Thrice-Great Hermes had taught them, and how did they come by these curious concepts? We must henceforth accustom ourselves to seek in all legends a deeper meaning, especially in those which are the more important. It is to be assumed that the purpose of some of these legends, is to convey to us in picture form, information regarding certain laws which govern spiritual life, and are set above external laws. As an example we have the fable of the god and goddess, Osiris and Isis. It was Hermes himself who called the Egyptian legends ‘The Wise Counsellors of Osiris‘. In all these fables, Osiris is a being who in the grey dawn of primeval times lived in the region where man now dwells. In the legend Osiris, who is represented as a benefactor of humanity, and under whose wise influence Hermes, or Thoth, gave to the Egyptians their ancient culture, even to the conduct of material life, was said to have an enemy whom the Greeks called Typhon. This enemy, Typhon, waylaid Osiris and slew him, then cut up his body, hid it in a coffin, and threw it into the sea. The goddess Isis, wife and sister of Osiris, sought long her husband who had been thus torn from her by Typhon, or Seth, and when she had at last found him, she gathered together the pieces into which he had been divided, and buried them here and there in various parts of the land, and in these places temples were erected. Later, Isis gave birth to Horos. Now, Horos was also a higher being, and his birth was brought about through spirit influence which descended upon Isis from Osiris, who had meanwhile passed into another world. The mission of Horos was to vanquish Typhon, and in a certain sense re-establish control of the life-current emanating from Osiris, which would continue to flow and influence mankind. A legend such as this must not be regarded simply as an allegory, nor as a mere symbolism; in order to understand it rightly, we must enter into the whole world of Egyptian feeling and perception. It is far more important to do this than to form abstract concepts and ideas; for by thus opening the mind, we can alone give life to the sentiments and thoughts associated with the ideal forms of Osiris and Isis. Further, it is useless to attempt to explain these two outstanding figures by saying that Osiris represents the Sun, and Isis the Moon, and so forth—thus giving them an astronomical interpretation, as is the custom of the sciences of to-day outside of Spiritual Science—for such a theory leads to the belief that a legend of this nature is a mere symbolical portrayal of certain events connected with the heavens, and this is not true. We must go far back to the primeval feelings of the Egyptians, and from these as a starting-point try to realize the whole peculiar nature of their uplifted vision of the supersensible, and conception of those invisible forces beyond man’s apprehension which underlie the perceptual world. It is the spiritual interrelation of these factors that finds expression in the ideal forms of Osiris and Isis. The old Egyptians associated these two figures with ideas similar to the following: There is a latent higher spiritual essence in all mankind which did not emanate from that material environment in which it now functions; at the beginning of earth-life it entered into physical bodily existence in condensed form, there slowly to unfold and grow throughout the ages. Man’s human state was preceded by another and more spiritual condition, and it is from this primordial condition from which the human being gradually developed. The Egyptian said:—‘When I look into my soul, I realize that there is within me a longing for spiritual things; a longing for that true spirituality from which I have descended, and I know that certain of the supersensible forces which operate in the region from which I come still live within me, and that the best of these are intimately related to the ultimate source of all superperceptual activity. Thus do I feel within me an Osiris power, which placed me here—a spirit embodied in external human form. In times past, before I came to this state, I lived wholly in a spiritual realm, where my life was confused, dim and instinctive in character. It was ordained that I be clothed with a material body, so that I should experience and behold a physical world, in order that I might develop therein. I know of a verity that in the beginning I have lived a life which compared to this physical perceptual existence, was indeed of the spirit.’ According to ancient Egyptian concepts the primordial forces underlying human evolution were regarded as dual, the one element being termed Osiris, while the other was known as Isis; hence we have an Osiris-Isis duality. When we give ourselves over to inner contemplation and are moved by the feelings and perceptions of the old Egyptians concerning this dualism, we at once find that we are involved in a process of active and suggestive thought, leading to certain conclusions. In order to follow this mental process we have only to consider the manner in which the mind operates when we think of some object, such for instance as a triangle. In this case, active thought must precede the actual conception of the figure. After the soul has been thus engaged in primary contemplation, we then turn our minds passively to the result of our thought concepts, and finally see the fruit of our mental activity pictured in the soul. The act of thinking has the same relation to final thought, as the act of conceiving to the final concept, or activity to the result of activity or its ultimate product. If we contemplate our mental process when we picture the Egyptian past, and are mindful of the mood of these ancient peoples, we realize that they looked upon the relation between Osiris and Isis in a somewhat similar manner to our conception of the order and outcome of thought activity. For instance, we might consider that activity should be regarded as a Male, or Father-Principle, and that therefore the Osiris-Principle must be looked upon as an active Male-Principle, a combative principle, which imbues the soul with thoughts and feelings of potency and vigour. [We can form an idea of the old Egyptian concept concerning Osiris and Isis from the following considerations]:—In the physical body of man are certain components such as those that are active in the blood and those which are the basis of bone formation. The whole human system owes its being to the interaction of forces and matter, which combine to create and to enter the material form; these elements can be physically recognized, they were, however, at one time dispersed, and spread throughout the universe. A similar idea prevailed among the ancient Egyptians concerning their conception of Osiris-Force, which was conceived as actively pervading the entire cosmos, as Osiris. Even as the elements which form the physical body enter into it, there to combine and become operative, so did those olden peoples picture the Osiris-Force, as descending upon man to flow into his being and inspire within him the power of constructive thought and cognition—the veritable Osiris-Force. On the other hand, the expression Isis-Force was applied to that universal living cosmic influence which flows directly into the thoughts, concepts and ideas of mankind—it was this influence that was termed the Isis-Force. It is in the above manner that we must picture the uplifted vision in the souls of the old Egyptians, and it was thus that they regarded Osiris and Isis. In that creation which surrounds us during our material existence, the ancient consciousness could find no words wherewith to express concepts such as these; for everything which is about us appeals alone to the senses, and has only meaning and value in a perceptual world, proffering no outer sign suggestive of a superphysical region. In order, therefore, to obtain something in the nature of a written language, which could express all such thoughts as moved the soul strongly, as for instance, when man exclaimed:—‘The Osiris-Isis-Force works within me,’ the ancients reached out to that script which is written in the firmament by the heavenly bodies, and said:—That supersensible power which man feels as Osiris, can be apprehended and expressed in perceptual terms if regarded as that active force emanating from the sun and spread abroad in the great cosmos. The Isis-Force may be pictured as the sun’s rays reflected from the moon which waits upon the sun, so that she may pass on the power of his radiance in the form of Isis-Influence. But until she receives his light the moon is dark—dark as a soul untouched by active uplifting thought. When the old Egyptian said:—‘The sun and the moon that are without reveal to me how I can best express, figuratively, my ideas concerning all that I feel within my soul,’ he knew that there was some hidden bond, in no way fortuitous, between these two heavenly bodies which appear so full of mystery in the vast universe—the light-giving sun and the dark moon every ready to reflect his splendour. And he realized that the light dispersed in space, and that reflected, must bear some unknown but definite relation to those supersensible powers of which he was conscious. When we look at a clock we cannot see what it is that moves the hands so mysteriously, apparently with the aid of little demons, for all that can be seen is a piece of mechanism; but we know that underlying the whole mechanical structure, is the thought of the original designer, which thought had its origin in the soul of a man; so that in reality the mechanism owes its construction to something spiritual. Now, just as the movements of the hands of a clock are mutually related, and fundamentally dependent upon certain mechanical laws which exist in the universe, and finally upon those that are operative in the soul of a man (as when he speaks of experiencing the influence of the Osiris-Isis-Force), so are the movements of the Sun and Moon interrelated, and these bodies appear to us as indicators on the face of a mighty cosmic clock. The Egyptian did not merely say:—‘The Sun and Moon are to me a perceptual symbol of the relation between Osiris and Isis,’ but he felt and expressed himself thus:—‘That force which gives me life and is within, underlies the mysterious bond existing between the Sun and Moon, and it likewise endowed them with power to send forth light.’ In the same way as Osiris and Isis were regarded with reference to the Sun and Moon, so were other heavenly bodies looked upon as related to different gods. The ancient Egyptians considered that the positions of the various orbs in space were not merely symbolical of their own supersensible experiences, but likewise of those which tradition told them had been the experiences of seers belonging to the remote past. Further, they saw in the cosmic clock an expression of the activity of those forces, the workings of which they felt in the ultimate depths of the human soul. Thus it came about that this mighty clock, this grand creation of moving orbs, so wondrously interrelated with others that are fixed, was to the Egyptians a revelation of those mysterious spiritual powers which bring about the ever-changing positions of the heavenly bodies, and thus create an universal script, which man must learn to know and to recognize as a means whereby superperceptual power is given perceptual expression. Such were the feelings and perceptions which had been handed down to the old Egyptians from their ancient seers, regarding a higher spiritual world of the existence of which they were wholly convinced, for they still retained a last remnant of primeval clairvoyant power. These olden peoples said:—‘We human beings had our true origin in an exalted spiritual realm, but we are now descended into a perceptual world, in which manifest material things and physical happenings, nevertheless, we are indeed come from the world of Osiris and of Isis. All that is best and which strives within us, and is fitted to attain to yet higher states of perfection, has of a verity flowed in upon us from Osiris and from Isis, and lives unseen within as active force. Physical man was born of those conditions which are of the external perceptual world, and his material form is but as a garment clothing the Osiris-Isis spirit within.’ Predominant in the souls of the old Egyptians was a profound sentiment concerning primeval wisdom, which filled their whole soul-life. The soul may indeed incline towards abstract notions, particularly the mathematical concepts of natural science, without in any way touching the moral and ethical factors of its life, nor affecting its fate or state of bliss. For instance, there may be discussion and debate relative to electrical and other forces, without the soul being moved to enter upon grave questions concerning man’s ultimate destiny. On the other hand, we cannot ponder upon feelings and sentiments such as we have described regarding the Spirit-World and the inner relation of the soul’s character to Osiris and Isis, without arousing thoughts involving man’s happiness, his future, and his moral impulses. When the mind is thus occupied, man’s meditations are prone to take this form:—‘There dwells in me a better self, but because of what I am within my physical body, this “better self” is repressed and draws back, it is therefore not at first apparent. An Osiris and an Isis nature are fundamental to me; these, however, belong to a primordial world—to a by-gone golden age—to the holy past; now they are overcome by those forces that have fashioned the human form. But the Osiris-Isis power has entered and persists within that mortal covering which is ever subject to destruction through the external forces of Nature.’ The ‘Legend of Osiris and Isis‘ may be expressed in terms of feeling and sentiment in the following manner:—Osiris, the higher power in man, which is spread throughout cosmic space, is overcome by those forces which bring about utter degeneration in all human nature. Typhon confined the Osiris-Force within the body, as in a coffin formed to receive man’s spiritual counterpart; there the Osiris-Element lies concealed—invisible and unheeded by the outer world. (The name Typhon has linguistic connection with the words—‘Auflösen‘, to dissolve; and ‘Verwesen‘, to decompose.) The Isis-Nature, hidden within the confines of the soul, was always mysterious to the Egyptians. They considered that at some future period its influence would bring mankind back to that state which he enjoyed in the beginning; and that this return would ultimately be brought about through the penetrative force of intellectual power; for they fully recognized that in humanity there is a latent disposition which ever strives to re-endow Osiris with life. The Isis-Force lies deep within the soul, and its profound purpose is to lead mankind, step by step, away from his present material state, and bring him back once more to Osiris. It is this Isis-Force which—so long as man does not cling to his physical quality—makes it possible for him (even though he remain outwardly a physical man in a material world) to detach himself from his perceptual nature, and henceforth and for ever more to look upward from within his being to that more exalted Ego, which in the opinion of the most advanced thinkers, lies so mysteriously veiled at the very root of man’s powers of thought and action. This being, not the outer physical one, but the true inner man who has ever the stimulus to strive towards higher spiritual enlightenment, is as it were, the earth-born son of that Osiris who did not go forth into the material world, but remained as if concealed in the realms of the spirit. In their souls, the Egyptians regarded this invisible personality that struggles toward the attainment of a higher self, as Horos—the posthumous son of Osiris. It was thus that these old Egyptians visualized, with a certain feeling of sadness, the Osiris-origin of man; but at the same time they looked inward and said:—‘The soul has still retained something of the Isis-Force which gave birth to Horos, the possessor of that never-ceasing impulse to strive upward towards spiritual heights, and it is there, in that sublimity, that man shall once again find Osiris.’ It is possible for present-day humanity to bring about this mystic meeting in two ways. The Egyptian said:—‘I have come from Osiris, and to Osiris I shall return, and because of my spiritual origin, Horos lies deep within my being and Horos leads me on, back to Osiris—to his Father—who may alone be found in the world of spirit; for he can in no way enter into man’s physical nature; there he is overcome by the powers of Typhon, those external forces which underlie all destruction and decay.’ There are but two paths by which Osiris may be attained, the one is by way of the Portal of Death; the other passes not through the Gateway of Physical Dissolution, for Osiris may be reached through Initiation and the consecration of life to Sacred Service. Under the title of Christianity as a Mystical Fact, I have gone more fully into this belief. The Egyptian conception was as follows:—When man has passed through the Portal of Death, and after certain necessary preparatory stages have been completed, he comes to Osiris, and being freed from his earthly envelope, there awakes in him a consciousness of actual relationship with that supreme deity; and he realizes that henceforth he will be greeted as Osiris, for this form of salutation is always bestowed upon those who have experienced death and entered into the World of Spirit. The other pathway which likewise leads back to Osiris, that is to say, into the Spiritual Realms is, as we have already stated, by way of Initiation and Holy Devotion. Such was regarded by the Egyptians as a method through which knowledge might be gained of all that is supersensible and lies concealed in man’s nature, in other words of Isis, or the Isis-Power. We cannot penetrate into the depths of the soul, and thus reach the Isis-Force within, in virtue of mere earthly wisdom born of the experiences of daily life, but nevertheless, we have a means at hand whereby we may break through to this inner power and descend to the true Ego; there to find that this same Ego is ever enshrouded by all that is material in man’s physical disposition. If, indeed, we can but pierce this dark veil, then do we find ourselves at last in the Ego’s veritable spiritual home. Hence it was that the old Egyptians said:—‘Thou shalt descend into thine own inner being—but first cometh thy physical quality, with all that it may express of that self that is thine, and through this human disposition must thou force a way. When thou regardest the stones, and the justness of their fashion—when thou considerest the plants, the inner life thereof and wonder of their form and when thou lookest upon the animals about thee—there of a verity, in these three Kingdoms of Nature, beholdest thou the outer world as begotten of spiritual and supersensible powers. But when thou standest before man, look not alone upon the outer form, but seek that which is within, where abideth the soul’s strength—even as the Isis-Forces.’ Therefore, in connection with the rites of initiation, there was included certain instruction as to what things should be observed during such time as the soul might remain incarnated. The experiences of all who have in truth descended into their innermost being, have been fundamentally the same as those which come about at the time of passing, differing only in the manner of their occurrence. [One might say that if this method of approaching the spirit realms be followed, then]—Man must pass through the Portal of Death while he yet lives. He must learn to know that change from the physical to the superphysical outlook, from the material to the spiritual world—in other words, he must acquire knowledge of that metamorphosis which takes place at the time of actual death. And in order that he may obtain such enlightenment, he that would become initiated must take that way which leads him into the very depths of his being, for thus alone may true understanding and experience be attained. When this method is employed, the first real inner experience is connected with the blood, as formed by Nature, and the blood is the physical agent of the Ego, just as the nervous system forms the material medium in connection with [the three ultimate modes of consciousness], Feeling, Willing and Thinking. We have already referred to this matter in a previous lecture. According to the ancient Egyptians, he who desires to descend into his being in order to realize profound association with the primary material media, must first pass down into his physical-etheric sheath and enter the etheric confines of his soul; he must learn to become independent of that force in his blood upon which he normally relies; he can then give himself up to the workings and the wonder of the blood’s action. It is essential that man must first thoroughly understand his higher nature in regard to its physical aspect. To do this he must learn to view his material being as a detached and wholly separate object. Now, man can only recognize and be fully conscious of an object, as a specific thing, when external to it; hence he must learn to bring about this relation in respect to himself, if he would indeed comprehend the actuality of his being. It was for this reason that Initiation was directed towards the development of such powers as enabled the Soul-Forces to undergo certain experiences independently of the physical media, or agents. So that finally the aspirant could look down upon such media objectively, in the same way as man’s spiritual element looks down upon the material body after death. The primary duty of one who would know the Isis-Mysteries was to acquire knowledge concerning his own blood; after which he underwent an experience that can be best described as—‘Drawing nigh unto the Threshold of Death.’ This was the first step in the Isis-Initiation; and he who would take it must have power to regard his blood and his being externally, and pass into that sheath which is the medium of the Isis-Nature. Further, the neophyte was led before two doors—within some Holy Sanctuary—the one was closed, the other open; and as he stood in that place there came before him visions depicting the most intimate experiences of his very life, and he heard a voice saying:—‘It is thus that thou art, so dost thou appear when thou beholdest thy true self pictured in the soul.’ How remarkable are these teachings the echoes of which are still heard after thousands of years have passed, and how wonderfully they harmonize with man’s present-day beliefs, even though they have since received materialistic interpretation. According to the ancient Egyptian seer—when man takes the initial step and comes upon the world of his inner form he is there confronted by two doors—‘Through two doors shalt thou enter thy blood and thy innermost being.’ The anatomist would say:—‘Through two inlets situated in the valves on either side of the heart.’ [There are two pairs of valves in the heart, one pair on one side and one on the other; in each case when one of these valves is open, in order to let the blood-stream flow into a part of the system, that which is adjacent is closed (Ed.)]. Hence, he who desires to penetrate beneath his outer form must pass through the open door; for the gateway which is closed merely confines the blood to its proper course. We thus find that the results of anatomical investigation are certainly analogous to those born of clairvoyant vision in olden times; and although not so clear and accurate as are the conclusions of the modern anatomist, nevertheless they portray what the clairvoyant consciousness actually apprehended, when it regarded man’s inner form from an external stand-point. The next step in the Isis-Initiation was what one might term the proving or profound study of Fire, Air and Water. During this period the Initiate gained complete knowledge of the Sheath-Quality of his Isis-Being, of the properties of Fire and how, in a certain form, it flows in the blood, using it as medium, and becomes fluid. He further received instruction concerning the manner in which Oxygen is infiltrated into the system from the air. All this wisdom descended upon him—the understanding of Fire, Air, Water, the warmth of his breath, and the true nature of the fluidity of his blood. Thus it came about that the aspirant, in virtue of the knowledge he acquired of his Sheath-Quality through his newly-born comprehension of the elements of Fire, Air and Water, became so purified that when his vision at last penetrated beneath the enfolding envelope, he entered into his veritable Isis-Nature. We might say that at this point, the Initiate felt for the first time that he was in contact with his actual being, and that he was able to realize that he was indeed a spiritual entity, no longer limited by his external relation to humanity, and that he truly beheld the wonder of the spiritual realms. It is a definite law that we can only look upon the sun in the daytime, for at night it lies concealed by matter; but the powers in the spiritual world are never thus veiled to those who have acquired the true gift of sight, for they are best discerned when the physical eyes are closed to all material things. Symbolically, in the sense of the Isis-Initiation, we would say:—‘He who is purified and initiated into the Isis-Mysteries, may discern that spiritual life and power to which the sun owes its origin, even though there be darkness as at midnight, for, metaphorically speaking, he may at all times behold the great orb of day and come face to face with the spirit beings of the superperceptual world.’ Such was the description of the method, or as one might say, the path leading to the Isis-Forces within, and we are told that it could be traversed by all who, during earthly life, would but earnestly seek the deepest forces of the soul. There were, however, yet higher mysteries, The Mysteries of Osiris, in which it was made clear that through the medium of the Isis-Forces, and in virtue of those supersensible primordial spiritual powers to which man owes his origin, he could exalt himself and thus attain to Osiris. In other words, he was initiated into those methods by which the human soul might be so uplifted, that it could at last enter upon the presence of that supreme deity. When the Egyptians wished to portray the nature and character of the relation between Isis and Osiris, they had recourse to that special script which is written in the firmament by the passage of the Sun and Moon; while in the case of other spiritual powers, reference was made to the movements and interrelations existing between the various stars. Most prominent among the astronomical groups in such portrayals was the Zodiac, with its condition of comparative immobility, and the planets which move across its constellations. It was in the revelations of the Heavens, as manifested in spiritual symbols, that the old Egyptian found the true method of expressing those deep feelings which touched his soul. He knew that no earthly means were competent to indicate clearly the vital purpose of that urgent call to seek the Isis-Forces, that mankind might, through their aid, draw nearer to Osiris. He felt that in order to describe this purpose fittingly, he must reach out and make use of those bright groups of stars that ever shine in the firmament. Hence we must regard Hermes, The Great Wise One, who according to Egyptian tradition, lived upon the Earth in the dawn of antiquity—and was endowed with the most profound clairvoyant insight concerning man’s relation to the Universe—as having possessed in high degree the power of apprehending and explaining the true nature of the connection between the constellations and the forces of the Spirit-World; and of interpreting the signs portraying events and happenings, as expressed in the language of the stars, in terms of their mysterious interrelations. Now, if in those olden days it was desired to enlighten the people with regard to the nature of the bond existing between Osiris and Isis, this matter was put forward in the form of an exoteric legend; but in the case of the Initiates the subject was treated more explicitly by means of symbolical reference to the light which emanates from the Sun and is reflected by the Moon, and the remarkable conditions governing its changes during the varying phases of the latter. In these phenomena the Egyptians found a practical and genuine analogy, expressive of the sacred link between the Isis-Force within the human soul and that supreme spiritual figure—Osiris. From the movements of the heavenly bodies and the nature of their interrelations, there originated what we must regard as the very earliest form of written characters. Little as this fact is as yet recognized, we would nevertheless draw attention to the following statement:—If we consider the consonants of the alphabet, we note that they imitate the signs of the Zodiac, in their comparative repose; while the vowels and consonants are connected in a way which may be likened to that relation which the planets and the forces which move them bear to the constellations of the Zodiac as a whole. Hence it would appear that in the beginning, written characters were brought down to earth from the vault of heaven. The sentiments which moved the ancient Egyptians when their thoughts turned to Hermes were such as we have described, and they realized that his great illumination came from those spiritual powers which called to him out of the heavens, prompting him with counsel concerning that activity which persisted in the souls of mankind. Ay! and more than that—he was instructed even in the deeds of everyday life, and in those directions in which such sciences were needed as Geometry and Surveying, both of which Pythagoras learnt from the Egyptians, who ascribed all this knowledge to the primordial wisdom of Hermes. One might say that ‘The Old Wise One’ saw in the interrelation of all things spread abroad upon the earth a counterpart of that which exists in the firmament, and finds expression in the mystic writings of the stars. It was Hermes—’The Thrice-Blessed‘—who first gave this Stellar Script to the world, and through its aid, and in the dawn of Egyptian life, he instilled into the minds of the people the elements of the science of mathematics, while he adjured them to look up to the heavens, there to seek guidance even regarding mundane matters. The very life of the Egyptian nation in that olden time was dependent upon the overflowing of the Nile, and the deposits which it swept down from the mountainous country to the South. We can therefore readily understand how absolutely essential it was that there should be a certain pre-knowledge of the date of the coming of flood periods, so that they might anticipate the accompanying changes in natural conditions thus brought about in the course of any particular year. In those early days the Egyptians still reckoned time according to that Stellar Script which was written in the canopy of heaven. When Sirius, the Dog Star, was visible in the Sign of Cancer, they knew that the Sun would shortly enter that part of the Zodiac from whence its rays would shine down upon the earth and conjure forth, as if by magic, that life brought thereto by the deposits of the overflowing Nile. Hence, they looked upon Sirius as ‘The Watcher‘, who gave them warning of what they might expect; and the movements of Sirius formed part of their celestial clock. They gazed upward with thankful hearts, for the timely warnings of their ‘Watcher‘ enabled them to cultivate and to tend their land in such manner that it might best bring forth all things necessary to external life. When questions of import arose such as the above, these old Egyptian peoples sought enlightenment and guidance from those writings which they saw spread across the firmament; the while they looked back into that dim grey past, when first they learnt that the passage of the stars was in truth an expression as of movements among the parts of some mighty cosmic clock. In Thoth, or Hermes, they recognized that Great Spirit who, according to their ancient traditions, set down the very earliest chronicles concerning cosmic wisdom. From that inspiration which came to him through the wondrous Stellar Script, Hermes conceived the forms underlying the physical alphabet, and through their aid taught mankind the principles of Agriculture, Geometry and Surveying; indeed, he instructed them in all things needful for the conduct of physical life. Now, physical life is nought but the embodiment of that spiritual life so deeply interwoven throughout the cosmos—and it was from the cosmos that the spirit of wisdom descended upon Hermes. It was evident to the Egyptians of that period to which we refer, that the influence of The Great Wise One was still active throughout their civilization, and they felt that this mystic bond was both profound and intimate in character. The method adopted by the old Egyptians for the purpose of time calculations, and which continued in use for many centuries, was most convenient in operation and lent itself readily to all simple computations of this nature. They regarded the year as made up of exactly 365 days, which they divided into 12 months each of 30 days, thus leaving 5 days over, which were separately included. But modern Astronomy tells us that if this method be employed, then one quarter day every year is not taken into account [the actual difference is 6 hours, 9 min., 9 sec.]. Therefore, the Egyptian year came to an end one quarter day too soon. This difference gradually spread backward through the months until a coincidence was reached at the beginning of a certain year; and such coincidence took place every four times 365 years. Hence, after the lapse of each 1,460 years, the terrestrial time estimate would be for a moment in agreement with astronomical conditions, because at that particular moment the sum of the annual differences would be equivalent to one whole year. Let us now suppose that at a certain time in 1322 B.C. an Egyptian looked up into the heavens, there, at that moment any visible constellation would occupy a definite position in the firmament [which position could be used as a basis of computation]. If we calculate backwards over a period of three times 1,460 years from 1322 B.C., we come to the year 5702 B.C., and it was some time prior to this date to which the Egyptians ascribed the dawn of that primordial Holy Wisdom which came to them in the beginning. They said:—‘In bygone times man’s power of clairvoyance was truly at its highest, but with the passing of each great Sun-Period‘ [of 1,46o years, which brought about the balance of terrestrial reckoning] ‘the divine gift of “clear seeing” gradually faded, until in this fourth stage in which we now live it is weak and ever-failing. Our civilization reaches far into the remoteness of antiquity, where the voice of tradition is all but stilled. In thought we hark back beyond three long Cosmic Periods, to that glorious and distant past when our greatest teacher, his disciples, and his successors, imparted to us the elements of the ancient wisdom which now finds expression—albeit in strangely altered form—in the character of our script, our Mathematics, Geometry, Surveying, our general conduct of life, and also in our study of the heavens. We regard the cosmic adjustment of our human computation, with its convenient factors of twelve times 30 days with five supplementary thereto, as a sign that we are ever subject to correction by the divine powers of the Spirit-World, because through error of thought and reason we have turned away from Osiris and from Isis. We cannot with exactitude measure the year’s length, but when our eyes are raised on high we can gaze into that hidden world from whence those spirit powers that ever guide the courses of the stars, remedy our faults and bring harmony where man has failed to find the truth.’ From the above it is clear that the old Egyptians realized the feebleness of man’s powers of intellect and understanding, so that, even in the case of their Chronology, they sought the aid of those higher spiritual forces and beings beyond the veil. Beings who correct, watch over, and protect mankind during the activities and experiences of earth life, bringing to bear upon these problems the mystic laws of the Great Cosmos. Hermes, or Thoth, was held in greatest veneration as One inspired by the ever vigilant heavenly powers, and in the souls of these ancient peoples this outstanding personality was looked upon, not merely as a great teacher, but as a being who was indeed exalted, and whom they regarded with the most profound feelings of reverence and thankfulness, so that they cried out:—‘All that I have cometh from Thee. Thou went on High in the dim grey dawn of antiquity and Thou hast sent down, by those who were the carriers of Thy traditions, all that flows throughout external civilization, and which is of greatest human service.’ Hence, with reference to the actual Creator of all supersensible forces, and those who watch over them, as well as Osiris and Hermes, or Thoth, the Egyptians felt in their souls not merely that they were imbued with knowledge begotten of wisdom, but they experienced a sentiment in deepest moral sense, of greatest veneration and gratitude. The graphic descriptions of the past tell us that the wisdom of the ancient Egyptians was permeated throughout with a certain religious quality and mood, particularly noticeable in olden times, but by degrees these characteristics became less and less marked. In those days the people felt all knowledge to be closely associated with holiness, all wisdom with piety and all science with religion. As this attitude waned it gradually decreased in purity of form and expression. A similar change has taken place throughout the evolution of mankind among all those various civilizations whose mission has been to alter the trend of spiritual thought, and lead it in some wholly new direction. When each nation had reached the pinnacle of achievement, and its task was ended, there followed a period of decadence. The greater part of our knowledge concerning ancient Egyptian culture is connected with an epoch of this nature, and the significance of all that lies beyond is merely a matter of conjecture and supposition. For instance, what is the true meaning of that extraordinary, and to us grotesque, worship of animals in that by-gone age, and of the curious feeling of awe we experience when our thoughts dwell upon the pyramids? The Egyptians themselves tell us that there was an era during which not only mankind, but also beings from the higher spiritual realms descended upon the earth. This was in the beginning before the knowledge and wisdom that was then vouchsafed had truly developed and become active. If we would indeed know man’s innermost nature, we must not alone regard the outer form, but penetrate to the true self within. All external qualities with which we come in contact are but stages of manifestation which have remained ‘in situ‘, as one might say, and are seen as if representing in powerful, albeit diminutive imagery, ancient principles which are dominant in the three kingdoms of nature. Consider the world of minerals and of rocks—here we find those same relations of form which man has used in the architecture of the pyramids; while the inner forces of plant-life are expressed in the beauty of the Lotus-Flower; and lastly, distributed along that path which culminates in man himself, we find in the brute creation existences which have not attained to the higher level of humanity; they are, as it were, a crystallization of divine forces that have been embodied and scattered abroad in separate and distinct animal shapes. We can well imagine that the feelings of the old Egyptians gave rise to thoughts of the above nature, when they recognized in animal life a manifestation of the unaltered primordial forces of the gods. For they looked back into the grey past when all earthly things were begotten of divine supersensible powers, and developed under their guidance. From this concept they conjectured that among the creations in Nature’s three kingdoms certain of these higher primal forces, which had lived on unchanged over a long period, had ultimately undergone some intimate modification which had raised them to that higher standard exhibited in the human form. When considering these ancient peoples we must ever have regard for their feelings, perceptions and the necessities of their life. It is from these factors that we can best realize how close was the moral bond between their wisdom and the soul, so that the latter might not swerve from the path of rectitude and morality. The Egyptians believed, that because of the manner in which the Spirit-World was created and fashioned by the divine supersensible powers, there must be some definite moral relation which extends to the creatures of the animal kingdom. The grotesque and singular modes in which this concept ultimately found expression came about, only, after the final decline of the nation had commenced. From the study of the later periods of Egyptian culture, it is clear that human frailty and imperfection were unknown in primordial times, for we learn from this source that in the early dawn of Egyptian life civilization was of a high standard, and it was then that man knew and experienced the most intimate divine spiritual revelations. We must not fall into that error, so common in our days, of assuming that all forms of human culture had their inception under the most simple and primitive conditions. In reality it was only after the impulse imparted by those first glorious blessings had waned, and a period of decline set in, that man’s life became crude and uncultured. Hence, we should not look upon the barbaric tribes merely as peoples in whom intellection is expressed in its most elementary form, but, on the contrary, we must consider the aboriginal races as representative of civilizations which have fallen away from some exalted primordial state. This assertion is not at all to the liking of that branch of science which would have us believe that all culture had its inception under the most elementary conditions, such as those which are still found among the savages of our time. Nevertheless, Spiritual Science affirms, in virtue of knowledge obtained through the medium of its special methods, that the primitive states of mankind are in truth manifestations of long perished civilizations, and that all human life had its inception under cultural conditions directly inspired by divine beings—mentors from the Spirit-World—who descended upon the earth in the dim dawn of antiquity, and over whose deeds is cast a veil impenetrable to external history. Man has long believed that if we trace life’s course backward through the ages we should in the end arrive at childish conditions, similar to those found among barbaric peoples. It was certainly not expected that in so doing we would find ourselves confronted with noble and exalted concepts and theories. Now, Spiritual Science definitely asserts that if we peer into the past, then, at the beginning of human life we shall not find rudimentary cultural states, but lofty and glorious civilizations, which at some later period fell away from their first high spiritual standard. At this point we might well ask:—‘Does this asservation, as advanced by Spiritual Science, bring it into conflict with the results of modern scientific research—the logical methods of which delve deeply and without prejudice, into all matters that come within the scope of its investigations?‘ Let us see how external science itself replies to this question. With this object I will give a literal quotation from a recent work by Alfred Jeremias [Licentiate Doctor and Lecturer at the University of Leipzig], entitled The Old Testament in the Light of the Ancient East.1 From the text we learn that external science while engaged in the gradual unfoldment of ancient history, has reached back into the remote past, and there found traces of a highly spiritual primeval civilization, whose culture was imbued with the most momentous and intellectual conceptions. It is further emphasized that those cultural states, which we are so accustomed to term barbaric, should in reality be regarded as typical of primordial civilizations that have fallen away from some higher level. The actual quotation to which I have referred is as follows:—2 ‘The earliest records, as well as the whole ancient civilized life about the Euphrates valley, indicate the existence of a scientific and at the same time religious theoretical conception, which was not merely confined to the occult doctrines of the temple; but in accordance with its precepts, state organizations were regulated and conducted, justice declared and property administered and protected. The more ancient the period to which we can look back, the more absolute does the control exercised by this concept appear. It was only after the downfall of the primal Euphratean civilization that the influence of other powers began to make itself felt.’ From the above excerpt it is clear, that external science has truly made a beginning toward the opening up of new paths that tend to bring harmony and agreement into those matters [so often regarded as controversial] which it is the province of Spiritual Science to bring forward and impress upon our present civilization. In a previous lecture we have drawn attention to a similar progress in connection with the science of Geology. If in the future we continue to advance in like fashion, we shall gradually be compelled to recede ever further and further from that dull and lifeless conception which would have us regard all primordial civilization as primitive and childish in its nature. Then, indeed, shall we be led back to those great personalities of the remote past, who seem to us the more transcendent, because it was their divinely inspired mission to endow a yet clairvoyant people with those priceless blessings which are evident throughout all cultural activity in which we now play our part. Such noble spirits in human form as Zarathustra and Hermes at once claim and rivet our attention. They appear to us so exalted and so glorious, because it was THEY who in the dim dawn of human life gave to mankind those first most potent and uplifting impulses. The old Egyptian sage had this sublime concept in mind when he spoke to Solon concerning ‘doctrines grey with age‘. (Vide p. 86.) Thus do we honour and revere Hermes, even as we venerate the great Zarathustra. To us he shines forth as one of those grand outstanding individualities—veritable leaders of mankind—the very thought of whom engenders a feeling of enhanced power within, and begets the indubitable conviction through which we know that the Spirit is not merely abroad in the world, but weaves beneath all earthly deeds, and is ever active throughout the evolution of humanity. Then are our lives strengthened, a fuller confidence is in our every action, hopes are assured and destiny stands out the more clearly before us. It is at such times that we exclaim:—‘Those yet to be born will of a surety lift up their hearts to the glorious spirit mentors who were in the beginning, and will seek the verity of their being in the gifts which are of the inner forces of the soul. They shall acknowledge and discern in the ever recurrent impulses which come as an upward urge to mankind the workings of a divine power, and the eternal manifestations of those Great Ones from the Spirit-World.’ ADDENDUM The above lecture was delivered in Berlin on the 16th of February, 1911. In the interim, external science has probed further into the secrets of that highly advanced primal civilized life about the valley of the Euphrates, to which reference has been made on page 123. The following brief outline will indicate some of the results of Archæological research carried out in Mesopotamia at the site of the olden city known as ‘Ur of the Chaldees‘. At this place, most important discoveries have been made in connection with ancient Euphratean civilization, as the outcome of a Joint Expedition arranged by the British Museum and the Museum of the University of Pennsylvania in 1922, under the direction of C. Leonard Woolley, M.A., Litt. D. In a lecture given before ‘The Royal Society of Arts’ on the 8th of November, 1933, and which duly appeared in their Journal, Dr. Woolley said: ‘Certainly the discoveries that we made at Ur in the last ten years have tended to set scientists by the ears rather than satisfying them with the new information obtained ... few surprises in recent years have been so great as that occasioned by the excavation of the great cemetery lying beneath the ruins of Ur.’ In the tombs of Kings, in vaulted chambers of rubble masonry, dating as far back as 3500 B.C. were found treasures of gold, silver, mosaic, etc., wrought by the Sumerian workers and of a degree of technical excellence unsurpassed by the craftsmen of to-day. In one case, when referring to an especially fine specimen of polychrome art which had been discovered, and is now known as ‘The Ram Caught in a Thicket‘, Dr. Woolley drew attention to the fact, that this particular polychrome sculpture, while characteristic of the work of the ancients in 3400 B.. in the Near East, was actually suggestive of that of some rather late Italian Renaissance artist. As the investigations proceeded it became abundantly clear, that the ancient people who had so skilfully fashioned the strange and wonderful treasures brought to light, ‘were not tyros, they must have had behind them long traditions, long apprenticeship‘. With the view of obtaining an insight into the history of this by-gone and highly developed civilization, excavations were commenced at a point which was actually the ground level of 3200 B.C., where through a depth of over sixty feet relics of the dim past were unearthed in clearly marked strata. Traces of eight superimposed cities were revealed, and deep down beneath the remains of an ancient pottery factory, so Dr. Woolley tells us, the excavators suddenly came upon a mass, eleven feet thick, of water-laid sand and clay, perfectly uniform and clean, which was undoubtedly the silt thrown up by “The Flood”.—‘We can,’ said Dr. Woolley, ‘actually connect it with the flood which we call Noah’s Flood‘. The verge of this deluge was found to be up ‘against the flank of the mound on which stood the earliest and most primitive city of Ur ‘. Below this deposit were ‘the remains of antediluvian houses ... the lowest human buildings rested upon black organic soil ... and that in turn went down below sea-level‘. The excavations proved that the ancient Sumerian architects were familiar with concrete at the beginning of the fourth millennium B.C., and possibly earlier. They were acquainted with every basic form of modern architecture, and Dr. Woolley further states that there is no doubt that, ‘the arch, the vault, the apse, and the dome, used in Europe for the first time in the Roman period’, specimens of which were found among the ruins, ‘are a direct inheritance from the Sumerian peoples of the fourth millennium B.C. at least, and they may well go hack to a date still more remote’. (The italics are ours.) Further, it has been shown that continuity in Sumerian civilization undoubtedly extended from the fifth millennium B.C., up to the sixth century B.C. This fact has come to light as a result of discoveries made by digging beneath the foundations of the massive staged tower, known as the Ziggurat of Ur, the main religious building of the city; and by tracing the dates and character of cylinder seals of different periods, carried by these by-gone peoples for the purpose of signing written documents. Toward the close of his most interesting lecture, Dr. Woolley stated that imports into Egypt before the First Dynasty, seemed to indicate that the Sumerians imparted to the then barbarous people of that country an impulse, which enabled them to develop their remarkable civilization. He further said: ‘Civilized as the Babylonians were, they made no new discoveries at all; they hardly advanced beyond what their predecessors had known and they preserved civilization rather than invented it. We know, too, that the Sumerians sent out the ancestors of the Hebrews with all the traditions of law, civilization, religion and art, which they had themselves enjoyed in their home country and which the Hebrews never entirely forgot, but by which they were profoundly influenced.’ Thus has this Joint Archæological Expedition, under the able leadership of Dr. Woolley, thrown the light of modern external science upon one of those glorious spiritual civilizations of the dim grey past, so often referred to by Rudolf Steiner, which endured just so long as its people opened their hearts to the guidance of the Spirit, but fell away and perished when they left the true path, and gave themselves up to material things. [Ed.] Notes for this lecture: 1. Manual of Biblical Archaeology, 2 Vols. Translated from the second German Edition, by C. L. Beaumont. Edited by the Rev. Canon C. H. W. Johns, Litt.D. Published by Williams and Morgate, 1911. 2. Der Einfluss Babyloniens auf das Verständnis des Alten Testamentes, von Alfred Jeremias. ‘Die ältesten Urkunden sowie das gesamte euphratensische Kulturleben setzen eine wissenschaftliche und zugleich religiöse Theorie voraus, die nicht etwa nur in den Geheimlehren der Tempel ihr Dasein fristet, sondern nach der die staatlichen Organisationen geregelt sind, nach der Recht gesprochen, das Eigentum verwaltet und geschützt wird. Je höher das Altertum ist, in das wir blacken können, um so Ausschliesslicher herrscht die Theorie; erst mit dem Verfall der alten euphratensischen Kultur kommen andere Mächte zur Geltung.’ |
60. Turning Points Spiritual History: Buddha -or- Buddhism and Christianity
02 Mar 1911, Berlin Translated by Walter F. Knox Rudolf Steiner |
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60. Turning Points Spiritual History: Buddha -or- Buddhism and Christianity
02 Mar 1911, Berlin Translated by Walter F. Knox Rudolf Steiner |
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In these days there is much discussion concerning The Buddha and the Buddhist Creed; and this fact is the more interesting to all who follow the course of human evolution, because a knowledge of the true character of the Buddhist religion, or perhaps more correctly, the longing felt by many for its comprehension has only recently entered into the spiritual life of the Western nations. Let us consider for a moment that most prominent personality, Goethe, who exerted such a powerful influence on Occidental culture, at the turn of the eighteenth and nineteenth centuries, which influence continued so potently right on into our own period. When we examine his life, his works, and his intellectuality, we find no trace of the Buddhist doctrine; but a little later we note in the concepts of that genius, Schopenhauer (who was in a certain sense a disciple of Goethe), a clear and definite touch of Buddhistic thought; and since that period in which Schopenhauer lived, the interest taken in Eastern spiritual conceptions has steadily increased. Hence it is that there is now a widespread and inherent desire, to analyse and discuss all those matters connected with the name of the Great Buddha, which have found their way into the course of human evolution. It is a remarkable fact that most people still persist in associating Buddhism, primarily, with the idea of recurrent earth lives, to which concept we have often referred in these lectures. Such an assumption is, however, found to be unwarranted when we have regard to the essential character of the Buddhist belief. We might say, that with the majority of those people who interest themselves in this subject, the notion of repeated earth lives, or as we term it, Reincarnation, forms a well-established and essential part of their preconceived ideas regarding Buddhism. But on the other hand it must be said, even though it sounds grotesque, that to those who probe more deeply into these matters, the association of Buddhism with the idea of reincarnation, appears almost equivalent to saying,—that the most complete knowledge of ancient works of art is to be sought among those peoples who have destroyed them at the commencement of universal development and progress in the Middle Ages. This certainly sounds grotesque, but it is nevertheless true, as we at once realize when we consider that the aim of Buddhism is directed towards the disparagement of our apparently inevitably recurring earth lives, and the reduction of their number as far as may be within our power. Hence, we must regard as the essential moving principle underlying the whole trend of Buddhist spiritual thought that principle which operates in the direction of freedom, that is, redemption from repeated rebirth, or liberation from reincarnation which it accepts as an established and unquestionable fact; in this concept is expressed the true and vital essence of Buddhism. Even from a superficial glance at the history of Western spiritual life, we learn that the idea of repeated earthly existence is quite independent of an understanding of Buddhism, and vice versa; for during the course of our Occidental spiritual development we find ourselves confronted with a conception of reincarnation, presented in a manner both lofty and sublime, by a personality who most certainly had remained untouched by Buddhist views and trend of thought. This personality was Lessing, who in his treatise on The Education of Mankind, which is regarded as the most matured and mellow of his works, closes with the confession that he himself was a believer in the Doctrine of Reincarnation. With regard to this belief, he gives expression to those deeply significant words,—‘Is not all eternity mine?‘ Lessing was of opinion that the repetition of our earthly lives was proof that benefit would accrue from mundane endeavour, and that existence in this world is not in vain. For while we toil we look forward to ever widening and fuller recurring corporal states, in which we may bring to maturity the fruits of our by-gone earthly lives. The conception which Lessing really formed was of the prospect and anticipation of a rich and bountiful harvest, to be garnered in the fullness of time coupled with the knowledge that throughout human existence there is ever an inner voice, which in actual expectation of recurrent earth lives, calls to us, saying,—‘Thou shalt persist in thy labours.’ From what has been said, it is now apparent that it is in the very essence of Buddhism that man must ever strive to obtain such knowledge and wisdom as may serve to free him from those future reincarnations, the prevision of which lies in the spirit. Only when during one of our earth lives we have at last freed ourselves from the need of experiencing those which would otherwise follow, can we enter peacefully upon that condition which we may term Eternity. I have persistently endeavoured to make it clear that the idea of reincarnation, both with regard to Spiritual Science and Theosophy, was not derived from any one of the ancient traditions, not even from Buddhism; it has in fact thrust itself upon us during our time, as a result of independent observation and reflection concerning life in connection with spiritual investigation. Hence, to associate Buddhism so directly with the idea of reincarnation indicates a superficial attitude. If we would indeed look into the true character and nature of Buddhism, then we must turn our spiritual eyes in quite another direction. I must now once again draw your attention to that law in human evolution which we met with when we were considering the personality of the great Zarathustra. In accordance with this law, as was then stated, during the gradual passing of time the whole condition and character of man’s soul changed, while it went through varying transitional states. Those events regarding which we obtain information from external historical documents, represent as far as man is concerned, only a comparatively late phase in the evolution of humanity. If, however, we look back with the aid of Spiritual Science to prehistoric times, we gain much further knowledge; we then find that a certain condition of soul was common to primitive man, whereby the normal state of human consciousness was quite other than that of our day. That pre-eminently intellectual order of consciousness, which leads to the manner in which, during the course of our normal human life, we now regard all things around us combining them by means of our mental powers acting through the brain, so that they shall be connected with and become a part of our wisdom, and our science—was first developed from another form of conscious state. I have emphasized this point before, but I must lay particular stress upon it once again. We have in the chaotic disorder of our dream-life, a last remnant—a species of atavistic heritage – of an old clairvoyance, which was at one time to a certain extent, an ordinary condition of the human soul, and in which mankind assumed a state between that of sleeping and that of being awake; he could then look upon those things hidden behind the perceptual world. In these days in which our consciousness mainly alternates between the sleeping and the waking conditions, it is only in the latter that we seek to apprehend a state of intellectuality in the soul; but in olden times, clairvoyant visions were not so meaningless as are the dream forms of our period, for they could be quite definitely ascribed to specific superperceptual creations and events. Mankind had in connection with these ancient fluctuating visions a species of conscious state out of which our present intellectuality gradually evolved. Hence, we look back to a certain form of primeval clairvoyance which was followed by the long drawn out evolution of our consciousness as recognized to-day. Because of this by-gone dream-like clairvoyance, prehistoric man could gaze far into the superperceptual worlds, and through this connection with the supersensible, he gained not knowledge alone but a feeling of profound inner satisfaction and bliss from the full realization of the soul’s union with the Spirit-World. Just as present-day man is now convinced through his sense perceptions and intellectuality that his blood is composed of substances which exist without in the physical universe, so was prehistoric man confident that his soul and spiritual nature emanated from that same hidden Spirit-World which he could discern in virtue of his clairvoyant consciousness. It has already been pointed out that there are phenomena connected with the history of mankind, and which are also apparent in certain external facts and happenings, that can only be fully understood when we pre-suppose some such primordial condition of man’s earthly existence. It has further been stated that modern science is coming more and more to the conclusion that it is erroneous to assume, as has been done by the materialistic Anthropology of the nineteenth century, that in primeval times the prevailing state common to man was similar to that found among the most primitive peoples of to-day. It is, in fact, becoming more and more clear that the prehistoric races had extremely exalted theoretical conceptions regarding the Spirit-World, and that these concepts were given to them in the form of visions. All those curious ideas which come to us through myths and legends can only be rightly understood, when they are first connected with and referred back to that ancient wisdom which came to man in a way wholly different from that by which our present intellectual science has been attained. In these modern times there is not much sympathy expressed with the view that the position in which we find the primitive peoples of our day is not typical of the universal primordial condition of mankind, but is in reality an example of decadence from a primarily highly clairvoyant spiritual state common to all peoples. But facts will yet force a general acceptance of some such hypothesis as that put forward by Spiritual Science as a result of its investigations. Here, as in many other cases, it can be shown that fundamentally there is complete accord between spiritual and external science. Further, a time will come when the conclusions which Spiritual Science has formed regarding the probable future of man’s evolution, viewed from the scientific stand-point, will be entirely confirmed. We must look back, not merely to a form of primeval wisdom, but to a specific order of primordial feeling and apprehension, which we characterize as a clairvoyant bond, erstwhile existent between man and the divine regions of spirit. We can easily understand that during the transition from the old or clairvoyant state of the human soul to our modern direct, unprejudiced and intellectual method of regarding the external perceptual world, there should arise two different currents of thought. As time went on the first of these made itself manifest more especially among those peoples who had clung to memories of the past, and to their fading psychic power, in such manner that they would say:—‘In by-gone days mankind was truly in contact with the spirit realms in virtue of the clairvoyant faculty, but since then he has descended into the material world of sense perception.’ This feeling spread throughout the whole soul’s outlook, until those ancient peoples would cry out:—‘We are indeed now come into a world of manifestations where all is illusion—all is Maya.’ Only at such time as man might commune with the spirit spheres could he truly comprehend, and be united with his very being. Thus it was that there came to those nations who still preserved a dim remembrance of the ancient primal clairvoyant state, a certain feeling of sadness at the thought of what they had lost, and an indifference to all material things which man might apprehend and understand through the medium of his intellect, and with which he is ever in direct and conscious contact. On the other hand, the second of the two thought currents to which I have referred, may be expressed in the following manner:—‘We will observe and be active in this new world which has been given to us.’ Thought of this nature is especially noticeable throughout the Zarathustran doctrine. Those who experienced this call to action did not look back with sorrow and longing to the loss of the old clairvoyant power, but felt, ever more and more, that they must keep in close and constant touch with those forces by the aid of which they might penetrate into the secrets and nature of all material things, knowing full well that knowledge and guidance, born of the spirit, would flow in upon them if they would but give themselves up to earnest and profound meditation and piety. Such people felt impelled to link themselves closely with the world—there was no dreaming of the past, but an urge to gaze resolutely into the future and to battle with what might come. They expressed themselves after this fashion:—‘Interwoven throughout this world, which is now our portion, is the same divine essence that was spread about us and permeated our very beings in by-gone ages; and this spiritual component we must now seek amid our material surroundings. It is our task to unite ourselves with all that is good and of the spirit, and by so doing, to further the progress and evolution of creation.’ These words indicate the essential nature of that current of thought which was occupied with external physical perception, and went forth from those Asiatic countries where the Zarathustran doctrine prevailed, and which lay Northward of the region where mankind looked back in meditation, pondering over that great spiritual gift which had passed away, and was indeed lost. Thus it came about that upon the soil of India there arose a spiritual life which is entirely comprehensible, when we regard it in the light of all this retrospection concerning a former union with the Spirit-World. If we consider the results in India of the teachings of the Sankhya and Yoga philosophies and the Yoga training, we find that these may be embodied in the following statement:—The Indian has ever striven to re-establish his connection with those Spirit-Worlds from whence he came, and it has been his constant endeavour to eliminate from his earthly life all that was spread around him in the external creation, and by thus freeing himself from material things, to regain his union with that spiritual region from whence humanity has emanated. The principle underlying Yoga philosophy is reunion with the divine realms, and abstraction from all that appertains to the perceptual world. Only when we assume this fundamental mood of Indian spiritual life can we realize the significance of that mighty impulse brought about by the advent of the Buddha, which blazed up before our spiritual sight, as an after-glow across the evening sky of Indian soul-life, but a few centuries before the Christ-impulse began to dominate Western thought. It is only in the light of the Buddha-mood, when regarded as already characterized, that the outstanding figure of the Buddha can be truly comprehended. In view of that basic assumption to which we have above referred, we can readily conceive that in India there could exist an order of thought and conviction, such as caused mankind to regard the world as having fallen from a spiritual state into one of sense-illusion, or that ‘Great Deception‘, which is indeed Maya. It is also understandable that the Indian, because of his observations concerning this external world with which humanity is so closely connected, pictured to himself that this decline came about suddenly and unexpectedly from time to time, during the passing of the ages. So that Indian philosophy does not regard man’s fall as uniform and continuous, but as having taken place periodically from epoch to epoch. From this point of view we can now understand those contemplative moods, underlying a form of culture which we must regard as being in the departing radiance of its existence; for so must we characterize the Buddhist conception, if we would consider it as having a place in a philosophy such as we have outlined. Indian thought ever harked back to that dim past when man was truly united with the Spirit-World. For there came a time when the Indian fell away from his exalted spiritual standard; this decline persisted until a certain level was reached, when he rose again, only to sink once more. He continued to alternate in this fashion throughout the ages, every descent taking him still further along the downward path, while each upward step was, as it were, a mitigation granted by some higher power, in order that man might not be compelled to work and live, all too suddenly, in that condition which he had already entered upon during his fall. According to ancient Indian philosophy, as each period of decline was ended there arose a certain outstanding figure whose personality was known as a ‘Buddha‘; the last of these was incarnated as the son of King Suddhodana, and called Gautama Buddha. Since those olden times, when humanity was still directly united with the Spirit-World, there have arisen a number of such Buddhas, five having appeared subsequent to the last fall. The advent of the Buddhas was a sign that mankind shall not sink into illusion—into Maya—but that again and again there shall come into men’s lives something of the ancient primal wisdom, to succour and to aid humanity. This primordial knowledge, however, because of man’s constant downward trend, fades from time to time; but in order that it shall be renewed there arises periodically a new Buddha, and as we have stated, the last of these was Gautama Buddha. Before such great teachers could advance, through repeated earth lives, to the dignity of Buddhahood, if we may so express it, they must have already been exalted and attained the lofty standing of a Bodhisattva.1 According to the Indian philosophical outlook, Gautama Buddha, up to his twenty-ninth year, was not regarded as a Buddha, but as a Bodhisattva. It was therefore as a Bodhisattva that he was born into the royal house of Suddhodana; and because his life was ever devoted to toil and to striving, he was at last blessed with that inner illumination, symbolically portrayed in the words, ‘Sitting under the Bodhi tree‘; and that glorious enlightenment which flowed in upon him found expression in the ‘Sermon at Benares’. Thus did Gautama Buddha rise to the full dignity of Buddahood in his twenty-ninth year, and from that time on, he was empowered to revive once again a last remnant of by-gone primeval wisdom; which, however, in the light of Indian conceptions, would be destined to fall into decadence during the centuries to come. But according to these same concepts, when man has sunk so low, that the wisdom and the knowledge which this last Buddha brought, shall have waned, then will yet another Bodhisattva rise to Buddhahood, the Buddha of the Future—the Maitreya Buddha; whose coming the Indian surely awaits, for it is foretold in his philosophy. Let us now consider what took place at that time when the last Bodhisattva rose to Buddhahood; when, as we might say, his soul became filled with primordial wisdom. By so doing we can best realize and understand the true significance of that great change, wrought by struggle and toil through repeated earth lives. There is a legend which tells us that until his twenty-ninth year he had seen nothing of the world outside the Royal Palace of Suddhodana; and that he was protected from that misery and suffering which are factors of existence ever antagonistic to human prosperity in life’s progress. It was under these conditions that the Bodhisattva grew up; but at the same time he was possessed of the Bodhisattva-consciousness, that consciousness so imbued with inner wisdom garnered from previous incarnations. Hence, as he developed, during life’s unfolding, he looked only upon those things which would bring forth true and goodly fruits. Since this legend is so well known, it is only necessary to refer to the main points. It states that when the Buddha at length came outside the Royal Palace he had an experience such as could not have occurred before—namely, he beheld a corpse—and he realized on seeing this body that life is dissolved by death; and that the death element breaks in upon life’s procreative and fruitful progress. He next came upon an ailing and feeble man; and knew that disease enters upon life. Again, he saw an aged person, tottering and weary; and he understood that old age creeps in upon the freshness of youth. From the stand-point of Buddhism, Indian Philosophy presupposes that:—He who having been a Bodhisattva, and is exalted to Buddhahood, regards all experiences, such as the above, with the Bodhisattva-consciousness. This supposition must be clearly understood. Gautama realized that in the great wisdom which underlies development in all being, there is an element destructive to existence; and the legend states that when this truth first dawned upon him, his great soul was so affected that he cried out:—‘Life is full of misery.’ Let us now place ourselves in the position of those who look upon experiences of this nature, solely from the Buddhistic point of view, for instance, in the position of this Bodhisattva-Gautama. Gautama was possessed of a higher wisdom which lived within him, but was as yet not fully developed. He had, up to this period, seen only the fortunate and wealthy side of life, and now for the first time beheld the elements of decay and dissolution. If we consider the way in which he must have regarded these happenings, as viewed from the stand-point of assumptions forced upon him in virtue of his being, we can readily understand how it was that this great spiritual Buddha came to express himself in words somewhat as follows:—‘When we attain to knowledge and to wisdom, it comes about that in virtue of such wisdom we are led onwards toward development and progress; and because of this enlightenment, there enters into the soul the thought of an ever continuous and beneficial growth and advancement; but when we look upon the world about us we see there the elements of destruction as expressed in sickness, old age, and death. Verily, it cannot be wisdom that would thus mingle these destructive factors with life, but something quite apart and distinctive in character.’ At first the great Gautama did not fully grasp all that his Bodhisattva-consciousness implied, and we can well realize how it was that he became imbued with those thoughts which caused him to exclaim:—‘Man may indeed be possessed of much wisdom, and through his knowledge there may come to him the idea of plenteous benefits; but in life we behold about us not alone the factors of sickness and death, but many another baneful element which brings corruption and decay into our very existence.’ The Bodhisattva thus saw around him a condition which he could not as yet fully comprehend. He had passed through life after life, always applying the experiences gained through his previous incarnations to his soul’s benefit; the while his wisdom became ever greater and greater, till at last he could look down upon all earthly existence from a more exalted vantage-point. But when he came forth from the King’s Palace, and saw before him for the first time the realities of life, its true nature and significance did not at once penetrate his understanding. That knowledge which we gain from the repeated experiences of our earth lives, and which we store within us as wisdom, can never solve the ultimate secrets of our being, for the true origin of these mysteries must lie without—remote from that life which is ours as we pass from reincarnation to reincarnation. Such thoughts matured in the great soul of Gautama and led him directly to that sublime enlightenment known as ‘The Illumination under the Bodhi Tree ‘.2 There, while seated beneath this tree, it became clear to the Buddha that this world in which we have our being is Maya,—illusion; that here life follows upon life, and that we have come upon this earth from a spiritual realm. While we are yet here we may indeed be exalted, and even rise to noble heights in the divine sense, and we may pass through many reincarnations, becoming ever more and more possessed of wisdom; but because of that which is material and comes to us through contact with this earthly life, we can never solve the great ever-present mystery of existence which finds expression in old age, disease and death. It was at this time of enlightenment that the thought came to Gautama that the teachings born of suffering held for him a greater significance than all the wisdom of a Bodhisattva. The Buddha expressed the fundamental concept underlying his great illumination as follows:—‘That which spreads itself abroad throughout this world of Maya is not veritable wisdom, indeed, so little of this quality is manifested in life that we can never hope to gain from external experiences a true understanding of affliction, nor acquire that knowledge which will show us the way by which we may be freed from suffering; for interwoven throughout all outer existence is a factor of quite another character, which differs from all wisdom and all knowledge.’ It is therefore obvious that what the Buddha sought was an element through the agency of which the destructive forces of old age, sickness and death become commingled with earthly life, and in which wisdom has no part. He held that freedom from these baneful factors can never come through mundane knowledge and learning for the path which leads to deliverance does not lie in that direction, and can only be found when man withdraws himself entirely from the external world, where life follows upon life and reincarnation upon reincarnation. Thus it was the Buddha realized from the moment of his illumination that in the teachings and experience born of affliction, lay that basic element necessary to humanity for its future progress; and he conceived a factor (wherein was no wisdom) which he termed The Thirst for Existence to be the true source of all that misery and sorrow which so troubles the world. Upon the one side wisdom, upon the other a thirst for existence, where wisdom has no part. It was this thought which caused Gautama to exclaim:—‘Only liberation from recurrent earth life can lead humanity to the realization of perfect freedom; for earthly wisdom, even that of the highest learning, cannot save us from grief and anguish.’ He therefore gave himself up to meditation, and sought some means whereby mankind might be led away from all this restlessness in the world of his reincarnations, and guided into that transcendent state which Gautama Buddha has designated Nirvana. What, then, is the nature of this state—this World of Nirvana—which man shall enter when he has so advanced in his earthly life that ‘The Thirst for Existence‘ has passed, and he no more desires to be reborn? We must understand this concept rightly, for then shall we avoid those grotesque and fantastic ideas, so frequently spread abroad. Nirvana is a condition that can only be characterized in the Buddhist sense. According to this conception, it is a world of redemption and of bliss that can never be expressed in terms of things which may be apprehended in the material state in which we have our being. There is nothing in this physical world, nor in the wide expanse of the cosmos, which can awaken in mankind a realization of the sublime truth underlying such redemption. Hence, we should forbear from all pronouncements and assertions regarding that glorious region where humanity must seek salvation; and all earth-born predications and profitless statements—such as man is ever prone to make – must be stilled, for in them is nought pertaining to the spheres of eternal bliss. There is, indeed, no possibility of picturing that realm, where all may enter who have overcome the need for reincarnation, since it is not of those things of which we may have awareness on this earth life. When, therefore, we would speak of this condition we must use a negative, an indefinite, term and such a term is Nirvana. He who has conquered all mundane desires shall yet know the nature and the aspect of that other world which we can but indicate with the one vague and neutral word Nirvana. It is a region which, according to the Buddhist, no language can portray. It is not a ‘Nihility‘, it is indeed so far removed from such a concept that we can find no words wherewith to describe this state of being, so complete, so perfect, and all abounding in ecstasy and bliss. We are now in a position to grasp and apprehend the very essence of Buddhism, its sentiments and its convictions. From the time of the Sermon at Benares, when first the Buddha gave expression to the ‘Doctrine of Suffering‘, Buddhism became permeated with thought and understanding concerning the inner nature of life’s misery and distress, and of that yearning, that Thirst for Existence which leads but to sorrow and affliction. There is, according to this doctrine, only one way in which humanity may truly progress, and that is through gaining freedom and redemption from further reincarnations. Mankind must find that path of knowledge which extends outward and beyond all earthly wisdom—that path which is the way and the means whereby slowly, step by step, man may become so fitted and conditioned that he can at last enter upon that ideal state—Nirvana. In other words, he must learn to utilize the experiences of his rebirths, in such manner that finally recurrent earth life is no longer essential to his development, and he is freed therefrom for evermore. If we now turn from this brief summary of the conceptions which underlie Buddhism, to the root and essence of this religion, it at once strikes us as peculiar when viewed in the light of our ideas concerning humanity regarded as a whole—for Buddhism in point of fact isolates the individual. Questions are raised relative to man’s destiny, the purport and aim of his existence, his place and relation to the world—all from the stand-point of detached and separate personality. How, indeed, could any other trend of thought underlie a philosophy built upon a fundamental disposition of mind such as we have outlined? A philosophy evolved from a basic mood, which conceives man as being descended from spiritual heights and now finding himself in a world of illusion; from which material existence the wisdom of a Buddha may, from time to time, free him; but this very wisdom (as was seen in the case of the last Buddha) causes him to seek redemption from his earthly life. How could the goal of human existence, born as it was of convictions such as these, be characterized other than by representing man as isolated in his relation to the whole of his environment? According to this philosophy, the fundamental aspect of being is such as to represent decline, while development and evolution in earthly life implies degeneration. The manner in which the Buddha sought enlightenment is both remarkable and significant, but unless we consider also the peculiar characteristics and circumstances connected with ‘The Illumination‘, neither the Buddha himself, nor Buddhism, can be properly understood. When Gautama craved enlightenment, he went forth into solitude; to a place where he could find entire and absolute isolation. For all that he had acquired from life to life, must be overcome in the utter detachment of his being, so that there could break in upon his soul that clear light whereby he might comprehend and solve the mystery of the world’s wretchedness. There in that place, as one in complete aloofness, dependent upon himself alone, the Buddha awaited the moment of illumination—that moment when there should come to him an understanding which would enable him to realize that the true cause of all human suffering lay in the intense longing manifested by individual man to be born again into this material world. And further, that this yearning for reincarnation, this thirst for existence, is the fundamental source of all that misery and distress which is everywhere about us, and of those pernicious factors which bring ruin and destruction into our very being. We cannot rightly comprehend the unusual and singular nature of the Buddha-Illumination and of the Buddhistic Doctrine unless we compare them with the knowledge and experience we have gained through Christianity. Six hundred years after the advent of the Great Buddha, there arose in Christendom a wholly different conception, in which we also find man’s position relative to the world and all that is about him expressed in definite terms. Now, regarding Buddhism, and speaking in an abstract and general manner, we can say:—The philosophic outlook concerning the cosmos, as set forth in Buddhistic teachings, is not treated historically, and this unhistoric method is thoroughly typical of all Eastern countries. These countries have seen one Buddha epoch follow upon another, only to gradually die out and eventually come to an end. Such descriptions as are concerned merely with man’s descent from higher to lower states, do not of themselves constitute what we term history, for the factors of true history would include the upward endeavour of humanity to reach some appointed goal, and the nature and possibilities of man’s association and union with the world as a whole, both in the past and in the future. We would then have veritable history. But the Buddhist stands isolated and alone, concerned only with the basic principles of his being, ever seeking to gain through the conduct of his personal life those powers which may lead him to freedom from ‘the thirst for existence‘, so that having attained to this freedom he may at last win redemption from rebirth. In Christendom, six hundred years after the Buddha period, the attitude of individual man toward the evolution of humanity in general was of quite another kind. Putting aside all prejudice, which is so common a failing throughout the world, we can characterize one particular Christian trend of thought as follows:—From that part of the Christian concept which is founded upon the stories in the Old Testament it is realized that the ancients were related to the spiritual realms in a manner wholly different from that which was subsequently the case; as is seen in the grand and lofty imagery depicted in Genesis. Now, a curious fact comes to light, namely, in Christendom we find man’s relation to the world to be of a character entirely unlike that which obtains in Buddhism. The following may be considered as the Christian’s point of view:—‘Within my being is understanding begotten of that condition of soul which is now mine; and because of the way and the manner in which I observe and comprehend this outer perceptual world, there is born in me wisdom, intelligence and an aptitude for the practical conduct of life. But I can look back into the distant past when the human soul was differently conditioned, and there came about a circumstance, namely, “The Fall of Man”, which cannot be regarded simply from the Buddhistic stand-point.’ This event, which we so often find portrayed in a figurative form based upon misconception, the Buddhist believes to be a [natural result of man’s] descent from Divine spiritual heights into a world of Maya, or illusion. This great ‘Fall’ must, however, be looked upon in a quite different way, for truly characterized it is The Fall of Man [as caused wholly through his own transgression, and was not due as the Buddhist thinks, merely to his coming down from a higher spiritual state and entering a world of deception]. Although man may have his own opinion concerning this matter, nevertheless, there is one thing we must admit, and that will suffice for the present, namely, that in connection with the thought of ‘The Fall’ there is an inner sentiment which causes man to exclaim:—‘As I am now there work within me certain impulses and forces that have of a surety not developed in my being alone, for similar factors were active in a not so very distant past, when they played a part in happenings of such a nature that the human race, to which I belong, not only lapsed from its former higher spiritual standard, but is so far fallen that mankind has come into another relation with the world to the one which would have been, if the original conditions had but endured.’ When man fell away from his previous high spiritual state, he sank to a definitely lower level, and this change was brought about by what may be termed his own conscious sin. We are therefore not merely concerned with the fact of descent, as is the case when ‘The Fall’ is viewed from the Buddhist stand-point, for we must take into consideration varying mood during this period of decadence. If man’s first nature had but continued unchanged this decline would not have that character which it has now assumed, where the soul-state is such that he is ever prone to fall into temptation. He who penetrates beneath the surface of Christianity and studies deeply, learns that while history ran its course man’s soul-quality altered. In other words, because of certain events which happened in ancient times, man’s soul (the working of which may be likened to a subconscious mind with his being) took to itself a quality quite other to that which was primarily intended. Now, the Buddhist’s position relative to the material world may be expressed as follows; he would say:—‘I have been taken out of a Divine spiritual realm and placed upon this earth; when I look around me I find nought but illusion—all is Maya.’ But the Christian, on the other hand, would exclaim:—‘When I came down into this material life, had I but conformed to the order and intent of that Divine plan in which I had my part, I could even now look beyond this perceptual pretence, behind all this deception, this Maya; and I would at all times have power to realize and discern that which is genuine and true. But because, when I descended upon this earth my deeds were not in harmony with those things which had been ordained, I have, through my own act, caused this world to become an illusion.’ To the question:—‘Why is this world one of Maya?’ the Buddhist answers:—‘It is the world itself that is Maya.’ But the Christian says:—‘It is I who am at fault, I alone; my limited capacity for discernment and my whole soul-state have placed me in such a position that I can no more apprehend that which was in the beginning; and my actions and conduct have ceased to be of such a nature that results follow smoothly, ever attended with beneficial and fruitful progress. I myself have enwrapped this material life in a veil of Maya.’ The Buddhist’s stand-point is: that the world is a great illusion, and must be overcome. The Christian exclaims:—‘I have been placed upon this earth and must here find the purpose and object of my being.’ When he once understands that through Spiritual Science knowledge may be acquired concerning recurrent earth lives, he then realizes that he may use this wisdom for the achievement of the true aim of his existence. He then becomes convinced that the reason why we now look upon a world of sorrow and deception, is because we have wandered from our allotted path. He considers that this change to Maya is the direct result of man’s deeds, and the manner in which he regards the world. The Christian, therefore, is of opinion that in order to attain to eternal bliss, we must not seek to withdraw ourselves from this earth-state but master that condition which we alone have brought about, and through which the aspect of all material things has been transformed into one of illusion, such that we no longer apprehend them in their truth and reality; we must turn back and overcome this deception, then may we follow the course of our first duly appointed destiny—for latent within each one of us abides a higher personality. If this more noble hidden-self were not hindered and could but look around upon the world, it would apprehend it in all its verity; man would then no longer continue an existence hampered by sickness and by death but lead an everlasting life in all the freshness of youth. Such, then, is the true inner self that we have veiled. Veiled, because in the past we have been associated with a certain event in the world’s development, the effects of which have continued on, while the primary impulses still work within us, thus proving that we do not exist isolated and alone. We must not believe that we have been led to our present condition through a ‘thirst for existence’ common to individual man; but rather must we realize that each one of us is a definite unit in the sum total of humanity, and as such must take his share and suffer from the results of any original transgression committed by mankind. It is in this way that the Christian feels that he is historically united with the whole human race, and while he looks into the future, he exclaims:—’Through travail and toil I must regain touch with that greater self which because of Man’s Fall, now lies enshrouded within my being. It is not Nirvana that I must seek, but my more noble Ego. Alone, must I find the way back to my true nature, then will the outer world be no longer an illusion, a vision of unreality, but a world wherein I shall overcome, of my own power and effort, all sorrow, sickness, and death. While the Buddhist would seek freedom from earthly conditions and from rebirth, through his struggle with ‘The Thirst for Existence’,—the Christian seeks liberation from his lower personality, and looks forward to the awakening of his higher self, that more exalted Ego, which he alone has veiled; so that through his awakening he may at last apprehend this perceptual world in the light of Divine truth. When we compare those significant words of St. Paul:—‘Yet not I but Christ liveth in me’ (Galatians ii, 20) with the wisdom revealed by the Buddha, the contrast is as that between light and darkness. In St. Paul’s words, we find expressed that positive knowledge, that definite consciousness, which is ever active deep within us, and in virtue of which we take our place as human personalities in the world. According to the Buddhist, mankind has lapsed from spiritual heights, because this material world has pressed him down and implanted in him a ‘thirst for existence’; and this desire he must overcome—he must away! The Christian, on the other hand, says:—‘No! the world is not to blame because of my present state, the fault lies with me alone.’ We Christians dwell upon this earth equipped with our accustomed consciousness; but beneath all awareness and understanding there is a something ever active in each individual personality which in by-gone times found expression in the form of a clairvoyant visioned consciousness, now no more extant, for even while we possessed this faculty, we transgressed. If we would indeed reach the ultimate goal of our existence, then must we first atone for this human error. No man who is advanced in years may say:—‘In my early life I have sinned; it is unjust that I should now be called upon to make atonement for youthful faults, committed at a time when I had not yet attained to that fuller knowledge which is now mine.’ It would be equally wrong for him to assert that it is unfair that he be expected to use his present conscious power to such end that he may compensate for misdeeds enacted while in possession of a different conscious faculty, which faculty no longer exists, for it has been replaced by an intellectual cognition. The only way in which man may truly atone, when indeed the will is there, is for him to raise himself upward from his present conscious-state and existing Ego, to a higher plane of personality—a more exalted ‘I’. Those words of St. Paul,—‘Yet not I, but Christ liveth in me,’ could then be characterized as follows,—‘Yet not I, but a higher consciousness liveth in me.’ The Christian conception can be expressed in these words:—‘I have fallen from a higher spiritual state, and have entered upon a different condition from that which was previously ordained; but I must rise again; and this I must do, not through that quality of Ego which is mine, but in virtue of a power that can enter into my very being, uplifting me far above that “I”, which I now possess. Such a change can alone come to pass when the Christ-influence is once more active within, leading me onward until the world has lost all power of illusion, and I can apprehend it in its true reality. Ever upward until those baneful forces which have brought sickness and death upon the earth may be vanquished,—conquered by that higher spiritual power which Christ has quickened within my being.’ The innermost essence of Buddhism is best understood by comparing the Buddhist creed with that of Christianity. When we do this, we at once realize why it was that Lessing should have made use of the phrase,—‘Is not all Eternity mine?’—in his book entitled The Education of Mankind. These words imply that if we employ the experiences gained during our repeated reincarnations, in such manner as to suffer the Christ-force to abide ever more and more within us, we shall at last reach the eternal spheres which realms we cannot as yet hope to attain, because we have of our own act, enveloped the inner being as with a veil. The idea of reincarnation will present a wholly different aspect when illumined by the glory of Christianity; but it is not merely the actual belief in rebirth which matters for the present, for with the advance of Christian culture, humanity will gradually be driven to the acceptance of this concept as a truth brought forward by Spiritual Science. But it is important that we should realize that, whereas the deepest sentiments and convictions of the Buddhist’s faith cause him to blame the World for everything that is Maya—the Christian, on the other hand, looks upon himself, and mankind in general, as responsible for all earthly deception and illusion. The while he stores within his innermost being those qualities which are prerequisite and necessary to him, in order that he may rise to that state which we term Redemption. In the Christian sense, however, this does not only imply deliverance, but actual resurrection; for when man has attained to this state, his Ego is already raised to the level of that more exalted ‘I’ from which he has fallen. The Buddhist, when he looks around upon the world, finds himself concerned with an original sin, but feels that he has been placed upon this earth merely for a time, he therefore desires his freedom. The Christian likewise realizes his connection with an original sin, but seeks amendment and to atone for this first transgression. Such is an historical line of thought, for while the Christian feels that his present existence is associated with an incident which took place in olden times among the ancients, he also connects his life with an event that will surely come to pass when he is so advanced that his whole being will shine forth, filled with that radiance which we designate as the essence of the Christ-Being. Hence it is that during the world’s development we find nothing in Christianity corresponding to successive Buddha-epochs coming one after another, as one might say, unhistorically, each Buddha proclaiming a like doctrine. Christianity brings forward but one single glorious event during the whole of man’s earthly progress. In the same way as the Buddhist pictures the Buddha, seated isolated and alone under the Bodhi tree, at the moment when he was exalted and the great illumination came to him; so does the Christian visualize Jesus of Nazareth at that time when there descended upon Him the all-inspiring Spirit of the cosmos. The baptism of Christ by John, as described in the Bible, is as vivid and clear a picture as is the Buddhist’s conception of the Illumination of the Buddha. Thus we have, in the first case, the Buddha seated under the Bodhi tree, concerned only with his own soul; in the second, Jesus of Nazareth, standing in the Jordan, while there descended upon Him that cosmic essence, that Spirit, symbolically represented as a dove, which entered into His innermost being. To those who profess Buddhism, there is something about the Buddha and his works which is as a voice ever saying,—‘Thou shalt still this thirst for earthly existence, tear it out by the roots, and follow the Buddha—on to those realms which no earthly words can describe.’ The Christian has a similar feeling, with regard to the life and example of Christ, for there seems to come forth an influence, which makes it possible for him to atone for that primeval deed, committed by ancient humanity. He knows that when in his soul, the Divine cosmic influence (born of that great spiritual world which lies behind this perceptual earth) becomes as great a living force as in the Christ himself, then will he carry into his future reincarnations the increasing realization of the truth of St. Paul’s words:—‘Yet not I, but Christ liveth in me’; and he will be raised more and more, ever upwards, to that Divine state from which he is now fallen. When such a faith is ours, we cannot help but be deeply moved, when we hear the story of how the Buddha, as he addressed his intimate disciples, spoke to them as follows:—‘When I look back upon my former lives, as I might look into an open book, where I can read page after page, and review each life in turn that is passed, I find in every one of these earthly existences that I have built for myself a material body, in which my spirit has dwelt as in a temple; but I now know that this same body in which I have become Buddha will of a verity be the last.’ Speaking of that Nirvana, into which he would so soon enter, the Buddha said:—‘I already feel that the beams (“Balken”) are cracking and the supports giving way; that this physical body which has been raised up for the last time will soon be wholly and finally destroyed.’ Let us compare the above with the words of Christ, as recorded in the Gospel of St. John (ii. 19), when Jesus, intimating that He lived in a body which was external and apart, said:—‘Destroy this temple, and in three days I will raise it up.’ Here we have an exactly opposite point of view, which might be interpreted thus:—‘I will perform a deed which shall quicken and make fruitful, all that in this world is of God, and has come down to man from primeval times, and entered into his being.’ These words imply that the Christian, during his recurrent earth lives must exercise his every faculty, in order to give truth to the affirmation:—‘Yet not I, but Christ Iiveth in me.’ We must, however, clearly understand that Christ’s reference to the rebuilding of the temple has an eternal significance and means that the Christ-power ever enters into, and is absorbed by, all who truly realize that they themselves must play a constructive part in the collective evolution of humanity. It is entirely wrong to speak of that event which gave rise to what we term the Christ-impulse, as though we anticipated its recurrence in some form during the further development of mankind. The Buddhist, when he ponders in accordance with the true concepts of his creed, pictures the advent of several Buddhas, appearing one after another throughout recurring Buddha-epochs, all of which during the course of their earth lives had a similar character and significance. The Christian looks back to a single past event which is described as—The Fall of Man through Sin—while he points to its converse in the Mystery of Golgotha. He who believes that the Christ-event will at some later period be repeated, merely shows that he has not grasped the true essence of the historical evolution of mankind. History tells us that this idea has been frequently put forward in the past and it is likely that it will again reappear in the future. The course of true history must always be dependent upon some single basic event. Just as the arm of a balance must have one point of equilibrium and the beam from which the scales hang one point of support only; so in the case of a true record of the evolution of mankind there must be some single circumstance to which its historical development (taken either backwards or forwards) ever points. It is as absurd to speak of a repetition of the Christ-event as it would be to assert that the beam of a balance could be supported and swing upon two points. That Eastern wisdom should hold to the belief that a number of similar spiritual personalities succeed each other at intervals, as it does in the case of the Buddhas, is characteristic of the difference existing between the Oriental cosmic conception and that which has sprung up among the Occidental countries, as the result of so much painstaking observation and thought concerning the course of evolution. The Western concept first began to take definite form at the time of the manifestation of the Christ-impulse, which we must regard as a unique circumstance. If we oppose the oneness and singular character of the Christ-event, we argue against the possibility of the true historical evolution of mankind; and to argue against historical evolution betrays a misunderstanding of genuine history. We can, in its deepest sense, term that consciousness possessed by individual man of indissoluble association with humanity as a whole, the Christian consciousness. Through it we become aware of a definite purpose, underlying the course of all human evolution, and realize that here indeed can be no mere repetition. Such consciousness is an attribute of Christianity, from which it cannot be separated. The real progress which mankind has made during its period of development is shown in the advance from the ancient Eastern cosmic conception to the philosophic concept of modern times—from the unhistoric to the historic—from a belief that the wheels of human chance roll on through a succession of similar events to a conviction that underlying the whole of man’s evolution is a definite purpose, a design of profound significance. We realize that it is Christianity which has first revealed the true meaning of the doctrine of reincarnation. We can now state that the reason why man must experience recurrent earth lives is that he may be again and again instilled with the true import of material existence; with this object he is confronted with a different aspect of being during each of his incarnations. There is throughout humanity an upward tendency that is not merely confined to the isolated individual, but extends to the entire human race with which we feel ourselves so intimately connected. The Christ-impulse, the centre of all, causes us to realize that man can become conscious of the glory of this divine relation; then no more will he only acknowledge the creed of a Buddha, who cries out to him:—‘Free thyself!’—but will become aware of his union with The Christ, Whose deed has reclaimed him from the consequences of that decadence, symbolically represented as:—‘The Fall of Man through Sin.’ We cannot describe Buddhism better than by showing that it is the after-glow of a cosmic conception, the sun of which has nearly set; but with the advent of Gautama it shone forth with one last brilliant, powerful ray. We revere the Buddha none the less, we honour him as a Great Spirit—as one whose voice called into the past and brought back into this earthly life, once again that mood which brings with it so clear a consciousness of man’s connection with ancient primordial wisdom. On the other hand, we know that the Christ-impulse points resolutely towards the future, ever penetrating more and more deeply into the very soul of man; so that humanity may realize that it is not release and freedom that it should seek, but Resurrection that glorious transfiguration of our earthly being. It is in such a metamorphosis that we find the inner meaning of our material life. It is futile to search among dogmas, concepts and ideas for the active principle of existence; for the vital element of life lies in our impulses, emotions and feelings, and it is through these moods that we may apprehend the true significance of man’s evolution and development. There may be some who feel themselves more drawn toward Buddhism than toward Christianity; and we must admit that even in our time there is something about Buddhism which inspires a certain sympathy in many minds, and which is to a certain extent in the nature of a Buddha-mood or disposition. Such a feeling, however, did not exist with Goethe, who sought to free himself from the pangs which he endured owing to the narrow-mindedness he found everywhere about him, at the time of his first sojourn in Weimar. His endeavour in this respect was wholly due to his love of life and conviction that interwoven throughout all external being is the same spiritual essence which is the true origin of the Divine element in man. Goethe strove to achieve this Iiberation from distress through observation of the outer world, going from plant to plant, from mineral to mineral, and from one work of art to another—ever seeking that underlying spirit from which the human soul emanates; the while he sought to unify himself with that Divine essence which manifests throughout all external things. Goethe, when in converse with Schopenhauer regarding the influence of his thoughts and ideas upon his pupil, once said:—‘When your carefully considered and worthy conceptions come into contact with a wholly different trend of thought, they will be found at variance with one another.’ Schopenhauer had established a maxim which, expressed in his oft-repeated words, was as follows:—‘Life is ever precarious, and it is through deep meditation that I seek to alleviate its burdens.’ What he really sought was that illumination which would reveal and make clear the true origin [and intent] of existence. It was therefore only natural that Buddhist concepts should enter his mind and mingle with his ideas, thus causing him to ponder upon this olden creed. During the progress of the nineteenth century the different branches of human culture have yielded such great and far-reaching results, that the mind of man seems incapable of adjusting itself in harmony with the flood of new ideas which continually pour in upon it, as a consequence of effort expended in scientific research; and it feels ever more and more helpless before the enormous mass of facts which is the unceasing product of such investigations. We have found this vast world of accepted truths to be wonderfully in accord with the concepts of Spiritual Science, but it is worthy of note that during the last century, although man’s reasoning powers increased greatly nevertheless they soon failed to keep pace with the immense inflow of scientific data. Thus it was that just toward the close of the nineteenth century and the beginning of the twentieth century, man realized that he could not hope to understand and to master all this new knowledge by means of the human intellect alone; for everything about us is connected with, and extends into the cosmos and the world of spirit—and this outer realm is still beyond the limits of man’s normal faculties of comprehension. He must, therefore, seek another way, some as yet untrodden path. Hence it is that mankind has sought a cosmic philosophy, not wholly at variance with all those facts coming from the outer world which make inward appeal to the soul. Spiritual Science is based upon the most profound conceptions and experiences of divine wisdom, and is ever ready to deal with all fresh truths and data brought forward by external science, to assimilate them, and throw new light upon their significance, showing at the same time that in all which has actuality in external life, is embodied the divine essence—the spirit. There are some people, however, who find the concepts of Spiritual Science inconvenient and unsuitable. They turn away from the world of reality, which demands so much thought and effort for its unfoldment, and, according to their own knowledge and personal ideas, seek a higher plane merely through the development of their individual souls. Thus we have what may be termed an ‘Unconscious Buddhism’, which has long existed and been active in the philosophies of the nineteenth and twentieth centuries. When an ‘Unconscious Buddhist’ comes into contact with true Buddhism then, because of indolence and inertia, he feels himself more ‘at home’ with this Eastern creed than with European Spiritual Science, which comes to grips with widespread facts, because it knows that throughout the entire range of reality the Divine spirit is ever manifest. There is no doubt that the present sympathy and interest evinced with regard to Buddhism is due, in part, to feebleness of will and want of faith, faith, born of undeveloped spiritual knowledge. The whole essence of the Christian cosmic conception, which seems to have been in Goethe’s mind, demands that man shall not give way to his own weak spiritual understanding and talk of ‘the limitations of human knowledge’, but feel that there is within him a something which will carry him above all illusion and bring him to truth and reality, thus freeing him for evermore from terrestrial existence. A cosmic conception of this nature may call for much patient resignation, but such is of quite a different order to that which shrinks before the contemplation of the limits of human understanding. Resignation, in the Kantian sense, implies that mankind is altogether incapable of penetrating the deep secrets of the cosmos, and its chief feature lies in the special acknowledgment of the feebleness of man’s comprehension; but that of Goethe is of a different character, and is expressed in these words:—‘Thou hast not as yet come so far, that thou canst apprehend the Universe in all its glorious reality, but thou art capable of developing thyself.’ Resignation of this kind leads on to that stage of growth and progress when man will truly be in a position to call forth his Christ-nature from within his being; he yields, because he realizes that the highest point of his mundane development has not yet been attained. Such an attitude is noble and fully in accord with human understanding. It implies that we pass from life to life, with the consciousness of being, looking ever forward into the future in the knowledge that with regard to recurrent earthly existence all eternity is ours. When we consider man’s evolution, we find ourselves confronted with two modern currents of thought, each leading to a different cosmic conception. One of which, due to Schopenhauer, pictures the world with all its misery and suffering, as of such nature that we can only realize and appreciate man’s true position when we gaze upon the works of the great artists. In these masterpieces we oft-times find portrayed the form and figure of a being, who through asceticism, has attained to something approaching to liberation from earthly existence, and already hovers, as it were, above this lower terrestrial life. Fundamentally, Schopenhauer was of opinion that in the case of a human being thus freed, retrospection concerning material conditions no longer exists and that herein lies the pre-eminent characteristic of such liberation. Hence, he who has thus won his way to freedom, can truly say:—‘I am still clothed in my bodily garment, but it has now lost all significance, and there is nought left about me which might in time to come recall my earthly life. I strive ever upward, in anticipation of that state with which I shall gain contact when I have at last wholly overcome the world, and all that appertains thereto.’ Of such nature was the sentiment of Schopenhauer, after he had become imbued with those ideas and convictions, which Buddhist teaching has spread abroad in the world. Goethe, on the other hand, led on by his truly Christian impulse, regarded the world after the manner of his character—Faust. When we cease to look about us in trivial mood, when we truly realize that all material works must perish, and death at last overtake the body, then with Goethe we can say:—‘If we but take heed and ponder concerning our earthly activities there will come knowledge born of experience, teaching us that while all those things wrought and accomplished which are of this world must pass away, that which we have built up within ourselves through toil and striving during our contact with the ‘School of Earthly Life’, shall not perish, for such is indeed everlasting.’ So with Faust we think not of how our mundane works may endure, but look forward to the fruits which they shall bring forth in the course of the soul’s eternal life; thus are we carried far out and beyond the narrow confines of the Buddhist creed, into a world of thought which finds brief expression in those impressive words of Goethe:-
Notes for this lecture: 1. Bodhisattva (Sanskrit). A Bodisat, one whose essence is enlightenment, that is, one destined to become a Buddha. A Buddha Elect (vide, A Concise Dictionary of Eastern Religion, by Winternitz). 2. Bodhi Tree—Fig-tree (Ficus religiosa); known also as the Bo Tree. [Ed.] |