322. Natural Science and Its Boundaries: Paths to the Spirit in East and West
03 Oct 1920, Dornach Translated by Dorothy S. Osmond, Charles Waterman Rudolf Steiner |
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322. Natural Science and Its Boundaries: Paths to the Spirit in East and West
03 Oct 1920, Dornach Translated by Dorothy S. Osmond, Charles Waterman Rudolf Steiner |
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Yesterday I tried to show the methods used by Eastern spirituality for approaching the super-sensible world. I pointed out how anybody who wished to follow this path into the super-sensible more or less dispensed with the bridge linking him with his fellows. He preferred to avoid the communication with other human beings that is established by speaking, thinking and ego-perception. I showed how the attempt was first of all made not to hear and understand through the word what another person wished to say, but actually to live in the words themselves. This process of living-in-the-word was enhanced by forming the words into certain aphorisms. One lived in these and repeated them, so that the soul forces acquired by thus living in the words were further strengthened by repetition. I showed how in this way a soul-condition was attained that we might call a state of Inspiration, in the sense in which I have used the word. What distinguished the sages of the ancient Eastern world was that they were true to their race; conscious individuality was far less developed with them than it came to be in later stages of human evolution. This meant that their penetration of the spiritual world was a more or less instinctive process. Because the whole thing was instinctive and to some extent the product of a healthy human impulse, it could not in ancient times lead to the pathological disturbances of which we have also spoken. In later times steps were taken by the so-called Mystery centres to guard against such disturbances as I have tried to describe to you. What I said was that those in the West, who wish to come to grips with the spiritual world, must attempt things in a different way. Mankind has progressed since the days of which I was speaking. Other soul forces have emerged, so that it is not simply a matter of breathing new life into the ancient Eastern way of spiritual development. A reactionary harking back to the spiritual life of prehistoric times or of man's early historical development is impossible. For the Western world, the way of initiation into the super-sensible world is through Imagination. But Imagination must be integrated organically with our spiritual life as a whole. This can come about in the most varied ways: as it did, after all, in the East. There, too, the way was not determined unequivocally in advance. To-day I should like to describe a way of initiation that conforms to the needs of Western civilisation and is particularly well suited to anyone who is immersed in the scientific life of the West. In my book, Knowledge of the Higher Worlds, I have described a sure path to the super-sensible. But this book has a fairly general appeal and is not specially suited to the requirements of someone with a definite scientific training. The path of initiation which I wish to describe to-day is specifically designed for the scientist. All my experience tells me that for such a man the way of knowledge must be based on what I have set out in The Philosophy of Spiritual Activity. I will explain what I mean by this. This book, The Philosophy of Spiritual Activity, was not written with the objects in mind that are customary when writing books to-day. Nowadays people write simply in order to inform the reader of the subject-matter of the book, so that he learns what the book contains in accordance with his education, his scientific training or the special knowledge he already possesses. This was not basically my intention in writing The Philosophy of Spiritual Activity. For this reason it will not be popular with those who read books only to acquire information. The purpose of the book is to make the reader use his own processes of thought on every page, In a sense the book is only a kind of musical score, to be read with inward thought-activity in order to be able of oneself to advance from one thought to the next. This book constantly expects the reader to co-operate by thinking for himself. Moreover, what happens to the soul of the reader, when he makes this effort of co-operation in thought, is also to be considered. Anybody who works through this book and brings his thought-activity to bear on it will admit to gaining a measure of self-comprehension in an element of his soul-life where this had been lacking. If he cannot do this, he is not reading The Philosophy of Spiritual Activity in the right way. He should feel how he is being lifted out of his usual concepts into thoughts which are independent of his sense-life and in which his whole existence is merged. He should be able to feel how this kind of thinking has freed him from dependence on the bodily state. Anyone who denies experiencing this has fundamentally misunderstood the book. It should be more or less possible to say: “Now I know through what I have achieved in the thought-activity of my soul what true thinking really is.” The strange thing is that most Western philosophers utterly deny the reality of the very thing that my Philosophy of Spiritual Activity seeks to awaken in the soul of the reader. Countless philosophers have expounded the view that pure thinking does not exist, but is bound to contain traces, however diluted, of sense-perception. A strong impression is left that philosophers who maintain this have never really studied mathematics, or gone into the difference between analytical and empirical mechanics. The degree of specialisation required to-day will alone account for the fact that a great deal of philosophising goes on nowadays without the remotest understanding of mathematical thinking. Philosophy is fundamentally impossible without a grasp of at least the spirit of mathematical thinking. Goethe's attitude to this has been noticed, even though he made no claim himself to any special training in mathematics. Many would deny the existence of the very faculty which I should like readers of The Philosophy of Spiritual Activity to acquire. Let us imagine a reader who simply sets about working through The Philosophy of Spiritual Activity within the framework of his ordinary consciousness in the way I have just described. He will not of course be able to claim that he has been transported into a super-sensible world; for I intentionally wrote this book in the way I did so as to present people with a work of pure philosophy. Just consider what advantage it would have been to anthroposophically orientated science if I had written works of spiritual science from the start. They would of course have been disregarded by all trained philosophers as the amateurish efforts of a dilettante. To begin with I had to concentrate on pure philosophy: I had to present the world with something thought out in pure philosophical terms, even though it transcended the normal bounds of philosophy. However, at some point the transition had to be made from pure philosophy and science to writing about spiritual science. This occurred at a time when I had been asked to write about Goethe's scientific works, and this was followed by an invitation to write one particular chapter in a German biography of Goethe that was about to appear. It was in the late 1890's and the chapter was to be concerned with Goethe's scientific works. I had actually written it and sent it to the publisher when another work of mine came out, called Mysticism at the Dawn of the Modern Age. This book was a link between pure philosophy and philosophy based on Anthroposophy. When this came out, my other manuscript was returned to me. Nothing was enclosed apart from my fee, the idea being that any claim I might make had thus been met. Among the learned pedants there obviously was no interest in anything written—not even a single chapter devoted to the development of Goethe's attitude to natural science—by one who had indulged in such mysticism. I will now assume that The Philosophy of Spiritual Activity has already been studied with one's ordinary consciousness in the way I have suggested. We are now in the right frame of mind to guide our souls in the direction briefly indicated yesterday—along the first steps of the way leading to Imagination. It is possible to pursue this path in a form consonant with Western life if we simply try to surrender ourselves completely to the world of outer phenomena, so that we absorb them without thinking about them. In ordinary waking life, you will agree, we are constantly perceiving, but in the very act of doing so we are always permeating out perceptions with concepts. Scientific thinking involves a systematic interweaving of perceptions with concepts, building up systems of concepts and so on. In acquiring a capacity for the kind of thinking that gradually results from reading The Philosophy of Spiritual Activity, we become capable of such strong inner activity that we are able to perceive without conceptualising. There is something further we can do to strengthen our soul-forces so that we are enabled to absorb perceptions in the way I have just described: that is, by refraining from elaborating them with concepts in the very act of absorbing them. We can call up symbolic or other kinds of images—visual images, sound images, images of warmth, taste, and so on. If we thus bring our activity of perception into a state of flux, as it were, and infuse it with life and movement, not in the way we follow when forming concepts, but by working on our perceptions in an artistic or symbolising manner, we shall develop much sooner the power of allowing the percepts to permeate us in their pure essence. Simply to train ourselves rigorously in what I have called phenomenalism—that is, in elaborating the phenomena—is an excellent preparation for this kind of cognition. If we have really striven to reach the material boundaries of cognition—if we have not lazily looked beyond the veil of sense for metaphysical explanations in terms of atoms and molecules, but have used concepts to set in order the phenomena and to follow them through to their archetypes—then we have already undergone a training which can enable us to keep all conceptional activity away from the phenomena. And if at the same time we turn the phenomena into symbols and images, we shall acquire such strength of soul as to be able, one might say, to absorb the outer world free from concepts. Obviously we cannot expect to achieve this all at once. Spiritual research demands far more of us than research in a laboratory or observatory. Above all an intense effort of will is required. For a time we should strive to concentrate on a symbolic picture, and occupy ourselves with the images that arise, leaving them undisturbed by phenomena present in the soul. Otherwise they will disappear as we hurry through life from sensation to sensation and from experience to experience. We should accustom ourselves to contemplating at least one such image—whether of our own creation or suggested by somebody else—for longer and longer periods. We should penetrate to its very core, concentrating on it beyond the possibility of being influenced by mere memory. If we do all this, and keep repeating the process, we can strengthen our soul forces and finally become aware of an inner experience, of which formerly we had not the remotest inkling. Finally—it is important not to misunderstand what I am going to say—it is possible to form a picture of something experienced only in our inner being, if we recall especially lively dream-pictures, so long as they derive from memories and do not relate directly to anything external, and are thus a sort of reaction stemming from within ourselves. If we experience these images in their fullest depth, we have a very real experience; and the point is reached when we meet within ourselves the spiritual element which actuates the processes of growth. We meet the power of growth itself. Contact is established with a part of our human make-up which we formerly experienced only unconsciously, but which is nevertheless active within us. What do I mean by “experienced unconsciously?” Now I have told you how from birth until the change of teeth a spiritual soul force works on and through the human being; and after this it more or less detaches itself. Later, between the change of teeth and maturity, it immerses itself, so to speak, in the physical body, awakening the erotic impulse—and much else besides. All this happens unconsciously. But if we consciously use such soul-activities as I have described in order to observe how the qualities of soul and spirit can penetrate our physical make-up, we begin to see how these processes work in a human being, and how from the time of his birth he is given over to the external world. Nowadays this relation to the outer world is regarded as amounting to nothing more than abstract perception or abstract knowledge. This is not so. We are surrounded by a world of colour, sound and warmth and by all kinds of sensory impressions. As our thinking gets to work on them, our whole being receives yet further impressions. When unconscious experiences of childhood come to be experienced consciously, we even find that, while we were absorbing colour and sound impressions unconsciously, they were working spiritually upon us. When, between the change of teeth and maturity, erotic feelings make their first impact, they do not simply grow out of our constitution but come to meet us from the cosmos in rays of colour, sound and warmth. But warmth, light and sound are not to be understood in a merely physical sense. Through our sensory impressions we are conscious only of what I might call outer sound and outer colour. And when we thus surrender ourselves to nature, we do not encounter the ether-waves, atoms and so on which are imagined by modern physics and physiology. Spiritual forces are at work in the physical world; forces which between birth and death fashion us into the human beings we are. When once we tread the paths of knowledge which I have described, we become aware of the fact that it is the outer world which forms us. As we become clearly conscious of spirit in the outer world, we are able to experience consciously the living forces at work in our bodies. It is phenomenology itself that reveals to us so clearly the existence of spirit in the outer world. It is the observation of phenomena, and not abstract metaphysics, that brings the spiritual to our notice, if we make a point of observing consciously what we would otherwise tend to do unconsciously; if we notice how through the sense-world spiritual powers enter into our being and work formatively upon it. Yesterday I pointed out to you that the Eastern sage virtually ignores the significance of speech, thought and ego-perception. His attitude towards these activities is different, for speech, perception of thoughts and ego-perception tend at first to lead us away from the spiritual world into social contact with other human beings. We buy our way into social life, as it were, by exposing our thoughts, our speech and our ego-perception and making them communicable. The Eastern sage lived in the word and resigned himself to the fact that it could not be communicated. He felt the same about his thoughts; he lived in his thinking, and so on. In the West we are more inclined to cast a backward glance at humanity as we follow the path into the super-sensible world. At this point it is well to remember that man has a certain kind of sensory organisation within him. I have already described the three inner senses through which he becomes aware of his inner being, just as he perceives what goes on around him. We have a sense of balance, which tells us of the space we occupy as human beings and within whose limits our wills can function. We have a sense of movement, which tells us, even in the dark, that we are moving. This knowledge comes from within and is not derived from contact with outside objects that we may touch in passing. We have a “sense of life,” through which we are aware of our general state of health, or, one might say, of our constantly changing inward condition. It is just in the first seven years of our life that these three inner senses work in conjunction with the will. We are guided by our sense of balance: and a being that, to begin with, cannot move about and later on can only crawl, is transformed into one that can stand upright and walk. When we learn to walk upright, we are coming to grips with the world. This is possible only because of our sense of balance. Similarly, our sense of movement and our sense of life contribute to our development as integrated human beings. Anybody able to apply laboratory standards of objective observation to the study of man's development—spirit-soul as well as physical—will soon discover how those forces that form the human being and are especially active in the first seven years free themselves and begin to assume a different aspect from the time of the change of teeth. By this time a person is less intimately connected with his inner life than he was as a child. A child is closely bound up inwardly with human equilibrium, movement and processes of life. As emancipation from them gradually occurs, something else is developing. A certain adjustment is taking place to the three senses of smell, taste and touch. A detailed observation of the way a child comes to grips with life is extraordinarily interesting. This can be seen most obviously, of course, in early life, but anybody trained to do so can see it clearly enough later on as well. I refer to the process of orientation made possible by the senses of smell, of taste and of touch. The child in a manner expels from himself the forces of equilibrium, movement and life and, while he is so doing, draws into him the qualitative senses of smell, taste and touch. Over a fairly long period the former are, so to speak, being breathed out and the latter breathed in; so that the two trinities encounter each other within our organism—the forces of equilibrium, movement and life pushing their way outward from within, while smell, taste and touch, which point us to qualities, are pressing inwards from without. These two trinities of sense interpenetrate each other; and it is through this interpenetration that the human being first comes to realise himself as a true self. Now we are cut off from outer spirituality by speech and by our faculties of perceiving the thoughts and perceiving the egos of others—and rightly so, for if it were otherwise we could never in this physical life grow into social beings. [See previous lecture.] In precisely the same way, inasmuch as the qualities of smell, taste and touch wax counter to equilibrium, movement and life, we are inwardly cut off from the last three—which would otherwise disclose themselves to us directly. One could say that the sensations of smell, taste and touch form a barricade in front of the sensations of balance, movement and life and prevent our experiencing them. What is the result of that development towards Imagination of which I spoke? It is this. The oriental stops short at speech in order to live in it; stops at thought in order to live in it; stops at ego-perception in order to live in it; and by these means makes his way outward into the spiritual world. We, as the result of developing Imagination, do something similar when we absorb the external percept without conceptualising it. But the direction we take in doing this is the opposite to the direction taken by an oriental who practises restraint in the matter of speech, thought-perception and ego-perception. He stays still in these. He lives his way into them. The aspirant to Imagination, on the other hand, worms his way inward through smell, taste and perception; he penetrates inward and, ignoring the importunities of his sensations of smell, taste and touch, makes contact with the experiences of equilibrium, movement and life. It is a great moment when we have penetrated the sensory trinity, as I have called it, of taste, smell and touch, and we stand naked, as it were, before essential movement, equilibrium and life. Having thus prepared the ground, it is interesting to study what it is that Western mysticism so often has to offer. Most certainly, I am very far from decrying the elements of poetry, beauty and imaginative expression in many mystical writings. Most certainly I admire what, for instance, St. Theresa, Mechthild of Magdeburg and others have to tell us, and indeed Meister Eckhardt and Johannes Tauler; but all this reveals itself also to the true spiritual scientist. It is what arises if one follows an inward path without penetrating through the domain of smell, taste and touch. Read what has been written by individuals who have described with particular clarity what they have experienced in this way. They speak of an inner sense of taste, experienced in connection with the soul-spiritual element in man's inner being. They refer also to smell and touch in a special way. Anybody, for instance, who reads Mechthild of Magdeburg or St. Theresa rightly will see that they follow this inward path, but never penetrate right through smell, taste and touch. They use beautiful poetic imagery for their descriptions, but they are speaking only of how one can smell, taste and touch oneself inwardly. It is indeed less agreeable to see the true nature of reality with spiritually developed senses than to read the accounts given by a sensual mysticism—the only term for it—which fundamentally gratifies only a refined inward-looking egotism of soul. As I say, much as this mysticism is to be admired—and I do admire it—the true spiritual scientist has to realise that it stops half-way. What is manifest in the splendid poetic imagery of Mechthild of Magdeburg, St. Theresa and others is really only what is smelt, tasted and touched before attaining to true inwardness. Truth can be unpleasant, perhaps even cruel, at times. But modern man has no business to become rickety in soul through following a vague incomplete mysticism. What is required to-day is to penetrate the true mysteries of man's inner nature with all our intellectual powers—with the same powers that we have disciplined in the cause of science and used to effect in the outer world. There is no mistaking what science is. It is respected for the very method and discipline it demands. It is when we have learnt to be scientific that we appreciate the achievements of a vague mysticism at their true worth but we also discover that they are not what spiritual science has to foster. On the contrary, the task of spiritual science is to reveal clearly the true nature of man's being. This in turn makes possible a sound understanding of the outer world. Instead of speaking in this way, as the truth demands of me, I could be claiming the support of every vague, woolly mystic, who goes in for mysticism to satisfy the inward appetite of his soul. That is not our concern here, but rather the discovery of powers that can be used for living; spiritual powers that are capable of informing our scientific and social life. When we have come to grips with the forces that dwell in our senses of balance, life and movement, then we have reached something that is first of all experienced through its transparency as man's essential inward being. The very nature of the thing shows us clearly that we cannot penetrate any deeper. What we do find is quite enough to be going on with, for what we discover is not the stuff of vague mystical dreams but a genuine organology. Above all, we find within ourselves the true nature of balance and movement, and of the stream of life. We find this within ourselves. When this experience is complete, something unique has taken place. In due course we discover something. An essential prerequisite is, as I have said, to have worked carefully through The Philosophy of Spiritual Activity. The Philosophy is then left, so to speak, on one side, while we pursue the inward path of contemplation and meditation. We have advanced as far as balance, movement and life. We live in this life, balance and movement. Parallel with our pursuit of the way of contemplation and meditation, but without any other activity on our part, our thinking in connection with The Philosophy of Spiritual Activity has undergone a transformation. We have been able to experience as pure thought what a philosophy such as this has to offer; but now that we have worked upon ourselves in another sphere, our inner soul life; this has turned into something quite different. It has taken on new dimensions and is now much more full of meaning. While on the one hand we have been penetrating our inward being and have deepened our power of Imagination, we have also lifted out of the ordinary level of consciousness the fruits of our thinking on The Philosophy of Spiritual Activity. Thoughts which formerly had a more or less abstract existence in the realm of pure cerebration have now become significant forces. They are now alive in our consciousness, and what was once pure thinking has become Inspiration. We have developed Imagination; and thinking has been transformed into Inspiration. What we have attained by these two methods in our progress along this road has to be clearly differentiated. On the one hand we have gained Inspiration from what was, to begin with, pure thought. On the other hand, there is the experience that comes to us through our senses of balance, movement and life. We are now in a position to unite the two forms of experience, the outer and the inner. The fusion of Inspiration and Imagination brings us to Intuition. What have we accomplished now? I can answer this question by approaching it from the other side. First of all I must draw attention to the steps taken by the Oriental seer, who wishes to advance further after being trained in the mantras and experiencing the living word and language. He now learns to experience not only the rhythms of language but also, and in a sense consciously, the process of breathing. He has, as it were, to undergo an artificial kind of breathing by varying it in all kinds of ways. For him this is one step up; but this is not something to be taken over in its entirety by the West. What does the Eastern student of yoga attain by consciously regulating his breathing in a variety of ways? He experiences something very remarkable when he breathes in. As he does so, he is brought into contact with a quality of air that is not to be found when we experience air as a purely physical substance, but only when we unite ourselves with the air and so experience it spiritually. A genuine student of yoga, as he breathes in, experiences something that works upon his whole being, an activity that is not completed in this life and does not end with death. The spiritual quality of the outer air enters our being and engenders in us something that goes with us through the gate of death. To experience the breathing process consciously means taking part in something that continues when we have laid aside our bodies. To experience consciously the process of breathing is to experience both the reaction of our inner being to the drawing in of breath and the activities of our soul-spiritual being before birth: or let us say rather that we experience our conception and the factors that contribute to our embryonic development and work on us further within our organism as children. Breathing consciously means realising our own identity on the far side of birth and death. Advancing from the experience of the word and of language to that of breathing means penetrating further into an inspired realisation of the eternal in man. We Westerners have to experience much the same—but in a different sphere. What in fact is the process of perception? It is only a modification of the breathing process. As we breathe in, the air presses on our diaphragm and on our whole being. Brain fluid is driven up through our spinal column into our brain. This establishes a connection between breathing and cerebral activity. Breathing, in so far as it influences the brain, works upon our sense-activity in the form of perception. Drawing in breath has various sides to it, and one of these is perception. How is it when we breathe out? Brain fluid descends and exerts pressure on the circulation of the blood. The descent of brain fluid is bound up with the activity of will and also with breathing out. Anybody who really makes a study of The Philosophy of Spiritual Activity will discover that when we attain to pure thinking, a fusion of thinking and willing takes place. Pure thinking is fundamentally an expression of will. So it comes about that what we have characterised as pure thinking is related to what the Easterner experiences in the process of breathing out. Pure thinking is related to breathing out, just as perception is related to breathing in. We have to go through the same process as the yogi, but in a more inward form. Yoga depends on the regulation of breathing, both in and out, and in this way comes into contact with the eternal in man. What should Western man do? He can transform into soul-experience both perception on the one hand and thinking on the other. He can unite in his inner experience perception and thinking, which would otherwise only come quietly together in a formal abstract way, so that he has the same experience inwardly in his soul and spirit as he has physically in breathing in and out. Breathing in and out are physical experiences. When they are harmonised, we experience the eternal. We experience thought-perception in our everyday lives. As we bring movement into our soul life, we become aware of rhythm, of the swing of the pendulum, of the constant movement to and fro of perception and thinking. Higher realities are experienced in the East by breathing in and out. The Westerner develops a kind of breathing process in his soul and spirit, in place of the physical breathing of yoga, when he develops within himself, through perception, the vital process of transformed in-breathing and, through thinking, that of out-breathing; and fuses concept, thought and perception into a harmonious whole. Gradually, with the beat of this rhythmical breathing process in perception and thinking, his development advances to true spiritual reality in the form of Imagination, Inspiration and Intuition. In my Philosophy of Spiritual Activity I indicated as a philosophical fact that reality is the product of the interpenetration of perception and thinking. Since this book was designed to deal with man's soul activity, some indication should also be given of the training that Western man needs if he is to penetrate the spiritual world. The Easterner speaks of the systole and diastole, breathing in and out. In place of these terms Western man should put perception and thinking. Where the Oriental speaks of the development of physical breathing, we in the West say: development of soul-spiritual breathing in the course of cognition through perception and thinking. All this should perhaps be contrasted with the kind of blind alley reached by Western spiritual development. Let me explain what I mean. In 1841 Michelet, the Berlin philosopher, published Hegel's posthumous works of natural philosophy. Hegel had worked at the end of the eighteenth century, together with Schelling, at laying the foundations of a system of natural philosophy. Schelling, with the enthusiasm of youth, had built his natural philosophy in a remarkable way on what he called intellectual contemplation. But he reached a point where he could make no further progress. His immersion in mysticism produced splendid results in his work, Bruno, or concerning the Divine and Natural Principle in Things, and that fine piece of writing, Human Freedom, or the Origin of Evil. But for all this he could make no progress and began to hold back from expressing himself at all. He kept promising to follow things up with a philosophy that would reveal the true nature of those hidden forces at which his earlier natural philosophy had only hinted. When Hegel's natural philosophy appeared in 1841, through Michelet, the position was that Schelling's expected and oft-promised philosophical revelations had still not been vouchsafed to the public. He was summoned to Berlin. But what he had to offer contained no spiritual qualities to permeate the natural philosophy he had founded. He had struggled to create an intellectual picture of the world. He stood still at this point, because he was unable to use Imagination to enter the sphere of which I have been speaking to you to-day. So there he was at a dead end. Hegel, who had a more rational intellect, had taken over Schelling's thoughts and carried them further by applying pure thinking to the observation of nature. That was the origin of Hegel's natural philosophy. So Schelling's promise to explain nature in spiritual terms was never fulfilled, and we got Hegel's natural philosophy which was to be discarded by science in the second half of the nineteenth century. It was not understood and was bound to remain so, for there was no connection between phenomenology, or the true observation of nature, and the ideas contained in Hegel's natural philosophy. It was a strange confrontation: Schelling travelling from Munich to Berlin, where something great was expected of him, and it turned out that he had nothing to say. This was a disappointment for all those who believed that through Hegel's natural philosophy revelations about nature would emerge from pure thinking. The historical fact is that Schelling reached the stage of intellectual contemplation but not that of genuine Imagination; while Hegel showed that if pure thinking does not lead on to Imagination, it cannot lead to Inspiration and to an understanding of nature's secrets. This line of Western development had terminated in a blind alley. There was nothing—nothing permeated with the spirit—to set against Eastern teaching, which only engendered scepticism in the West. Anyone who has lovingly immersed himself in the true Schelling and Hegel, and has thus been able to see, with love in his heart, the limitations of Western philosophy, should turn his attention to Anthroposophy. He should work to bring about an anthroposophically orientated Spiritual Science for the West, so that we come to possess something of spiritual origin to compare with what the East has created through the interaction of systole and diastole. For us in the West, there is the spiritual-soul rhythm of perception and thinking, through which we can rise to something more than a merely abstract science. It opens the way to a living science, which on that account enables us to live in harmony with truth. After all the misfires of the Kantian, Schellingian and Hegelian philosophies, we have come to the point where we need something that can show, by revealing the way of the spirit, how truth and science are related. The truth that dwells in a spiritualised science would be a healing power in the future development of mankind. |
325. European Spiritual Life in the 19th Century: Lecture I
15 May 1921, Dornach Translated by Harry Collison Rudolf Steiner |
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325. European Spiritual Life in the 19th Century: Lecture I
15 May 1921, Dornach Translated by Harry Collison Rudolf Steiner |
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Recent lectures given at the Goetheanum have laid repeated emphasis on the fact that the Spiritual Science cultivated here must work fruitfully upon the whole scientific mind of to-day and also upon the various branches of science. This is perhaps brought home to us most strongly of all when we realise the light that is shed by Spiritual Science upon the problems of history. And so far as the limits of two brief lectures allow, we will try to go into this matter. On many sides to-day it is being said that the science of history is facing a crisis. Not so very long ago, among certain circles in the days of the historian Ranke, it was held that history must be made into an ‘exact’ science—exact in the sense in which this expression is used in connection with ordinary scientific research. We often hear it said by those to whom ‘exact research’ implies the methods current in the domain of external science, that all historical writings are inevitably coloured by the nationality, temperament and other personal propensities of the historian, by the element of imagination working in the condensation of the details, by the depth of his intuitive faculty and the like. And as a matter of fact in the most recently written histories it is abundantly evident that the presentation of objective facts and events varies considerably according to the nationality of the historian, according to his power of synthesis, his imagination and other faculties. In a certain respect, Spiritual Science is well fitted to cultivate an objective outlook in the study of history. It is, of course, not to be denied that the measure of talent possessed by the historian himself will always play an important part. Nevertheless, in spite of what our opponents choose to say to the contrary, it is precisely in the study of history that a quality essentially characteristic of Spiritual Science comes into play. By its very nature Spiritual Science must begin with a development of the inner, subjective faculties in the being of man. Forces otherwise latent in the soul must be awakened and transformed into real faculties of investigation. The subjective realm, therefore, is necessarily the starting-point. But in spite of this, the subjective element is gradually overcome in the course of genuine spiritual research; depths are opened up in the soul in which the voice of objective truth, not that of subjective feeling, is speaking. It is the same in mathematics, when objective truths are proclaimed, in spite of the fact that they are discovered by subjective effort. From this point of view I want to speak to you of a chapter of history which cannot but be of the deepest interest to us in this modern age. I will choose from the wide field of history the more spiritual forms of thought which came to the fore in the nineteenth century, and speak about their origin in the light of Spiritual Science. To-day I propose to deal with the more exoteric aspect—if I may use this expression—and pass on in the next lecture more into the realm of the esoteric connections and deeper causes underlying the facts of the spiritual and mental life of humanity. As we look back to the nineteenth century—and the character of the first twenty years of the twentieth century is really very similar—the impression usually is that thought in the nineteenth century developed along an even, regular course. But those who go more deeply into the real facts discover that this was by no means the case. About the middle of the century a very radical change came about in the development of thought. The mode of thinking and outlook of men underwent a metamorphosis. People began to ask questions about the nature of the impulses underlying social life in the past and present. It is only possible to-day to indicate these things in a few characteristic strokes, but this we shall try to do. Leading minds in the first half of the nineteenth century were all characterised by certain spiritual and idealistic aspirations, in spite of the fact that they were the offspring of the kind of thought that had become habitual in the domain of natural science. These leading minds were still, to a certain extent, conscious of their dependence upon an inner guidance A few definite examples will show that this changes entirely in the second half of the century. In following up this particular line of development we shall not be able to concentrate upon those who were either scientists or artists in the narrower sense. We shall have to select typical representatives of scientific thought at that time who set themselves the task of clarifying the problems of the social life which had become more and more insistent in the course of the nineteenth century. More and more it was borne in upon eminent thinkers that the only way of approach to the problems of the social life was, on the one hand, to emphasise the importance of the results achieved by science and, on the other, to deal with the depression which had so obviously crept into the life and impulses of the soul. In the first half of the nineteenth century, we find a representative personality in Saint-Simon, a son, as it were, of the French Revolution, and who had thoroughly imbibed the scientific thought of his time. Saint-Simon was one whose mind, at the end of the eighteenth and beginning of the nineteenth centuries, may be taken as a typical example of the scientific thinking of the day. He was also deeply concerned with the social problem. He had experienced the aftermath of the French Revolution and had heard the cry for Liberty, Equality, Fraternity resounding from the depths of the human soul. But it had also been his lot to experience the disappointments suffered by Europe alter the Revolution. He witnessed the gradual emergence of what, later on, became the burning social question. And if we study the whole temper and outlook of Saint-Simon's mind, it is clear that he was a firm believer in the fact that knowledge can ultimately lead to ideas which will be fruitful for the social life, provided always that these ideas are in inner harmony with the demands of the times. He was convinced that study, understanding and enthusiasm for the tasks of social life would lead to the discovery of something which could be communicated to men, and that they would respond to knowledge born of enthusiasm for the betterment of social life and presented to them in a form suited to the conditions of the age. Betterment and progress—so thought Saint-Simon—will come about in the social life of Europe through the co-operation of individuals who have both understanding and strength of will. Saint-Simon was imbued with the firm belief that it is possible to convince human beings when one's own mind has grasped the truth and is capable of presenting it to others in the proper scientific form. And so he tries to base all his work upon the spiritual and mental conceptions of his day. He looks back to times which, in his opinion, had already fulfilled their mission; he thinks of the power once possessed by the nobles and the military class, and says to himself: In earlier times the nobles and the military class had their purpose and function. The nobles provided military forces for the protection of those who desired to devote their energies to the so-called arts of peace. But—thought Saint-Simon—in earlier times the priesthood too was a factor of great significance. For long ages the instruction and education of the people were in the hands of the priesthood and the priests were the bearers of the spiritual life. But this state of things has long since passed away. The nobles and the military class, nay even the priesthood, have lost their raison dêtre. And on the other hand, an entirely new line of activity has established itself in civilised life. Saint-Simon was well aware of all that the development of industry and industrial science meant in the evolution of humanity. He said to himself: This industrial development will in its turn give rise to a kind of thinking that has already been adopted by natural science, is employed in physics, chemistry, biology, and will inevitably spread to the other sciences. In astronomy, chemistry, physics and physiology we find evidences of the kind of thinking that is current in the modern age. But it is also essential to inaugurate a science of man, in other words, psychology and sociology. The principles of physics must be introduced into political science and then it will be possible to work and act effectively in the domain of social life. What is needed—so said Saint-Simon—is a kind of ‘political physics,’ and he set out to build up a science of social life and action that should be in line with the principles of chemistry, physics and physiology. Saint-Simon considered that this kind of thinking was evitable because of the overwhelming importance which industrial life was beginning to assume in his day, and he was convinced that no further progress would be possible in industry if it remained under the old conditions of subordination to the military class and to the priesthood. At the same time Saint-Simon indicated that all these changes were to be regarded as phases. The priests and the nobility had had their function to perform in days gone by and the same significance was, he said, now vested in the scholars and the industrialists. Although in former times a spiritual conception of life was thoroughly justified, the kind of thought that is fitting in the modern age, said Saint-Simon, is of a different character. But something always remains over from earlier times. Saint-Simon's rejection of the older, sacerdotal culture was due to his intense preoccupation with the industrialist mode of thinking that had come to the fore in his day. He spoke of the old sacerdotal culture as a system of abstract metaphysics, whereas the quest of the new age, even in the sphere of politics, must be for philosophy concerned as directly with concrete facts as industrial life is concerned with the facts of the external world. The old sacerdotal culture, he said, simply remains as a system of metaphysical traditions, devoid of real life, and it is this element that is found above all in the new form of jurisprudence and in what has crept into political life through jurisprudence. To Saint-Simon, jurisprudence, and the concepts on which it was based, were remnants and shadows of the time when sacerdotalism and militarism had a real function to perform in the life of the people. The views of a man like Saint-Simon are born of the scientific mode of thinking which had become so widespread in the eighteenth century, and even before that time. It is a mode of thinking which directs all inner activity in man to the external world of material facts. Saint-Simon's attitude, however, was influenced by yet another factor, namely, the demand for individual freedom which was at that time arising from the very depths of man's being. On the one side we find the urge to discover natural law everywhere and to admit nothing as being ‘scientific’ which does not fall into line with this natural law.—And on the other side there is the insistent demand for individual freedom: Man must be his own matter and be able in freedom to find a place in the world that is consistent with the dignity of manhood. These two demands are, as a matter of fact, in diametrical opposition to one another. And if we study the structure of the life of thought in the nineteenth century, we realise that the mind of Saint-Simon and others like him was faced continually with these great problems: How can I reconcile natural law—to which man too must, after all, be subject—with the demand for human freedom, for freedom of the individuality. In the French Revolution a materialistic view of the universe had been mingled with the inner demand for individual freedom. And it was the voice of the French Revolution, sounding over into the nineteenth century, which led men like Saint-Simon to this bitter conflict in the realm of knowledge.—The laws established by natural science hold good and are universal in their application. They obtain also in the being of man, but he will not admit it because within this body of scientific law he cannot find his freedom as an individual. And so at the beginning of the nineteenth century, men like Saint-Simon stood as it were without ground under their feet before two irreconcilable principles. In trying to solve the problems of social life it was a question, on the one side, of keeping faith with science and, on the other, of discovering a form of social life wherein the freedom of true manhood is preserved and maintained. Saint-Simon tried hard in every direction to find ideas for the institutions of industrial life and of human life in general which might bring him satisfaction. But again and again he was baffled by the incompatibility of these two demands of his age. The conflict, moreover, did not only make itself manifest in individual minds. Over the whole of the thought-life and its offspring, namely, the political and economic life of the beginning, of the nineteenth century, there loomed the shadow of this conflict. On the one side men yearn for unshakable law and, on the other, demand individual freedom. The problem was to discover a form of social life in which, firstly, law should be as supreme as in the world of nature and which, secondly, should offer man the possibility of individual freedom. The shrewdest minds of the age—and Saint-Simon was certainly one—were not able to find ideas capable of practical application in social life. And so Saint-Simon prescribes a social system directed by science and in line with scientific habits of thought.—But the demand for individual freedom finds no fulfilment. A cardinal demand had thus obtruded itself in the life of the times, and is reflected in many a mental conflict. Men like Goethe, not knowing where to turn and yet seeking for a reconciliation of these two opposing principles, find themselves condemned to a life of inner loneliness. At the beginning of the nineteenth century there is a feeling of despair in face of the fact that human thinking, in spite of every effort, is incapable along these lines of discovering a practicable form of the social organism. And the consequence of this is that minds of another character altogether begin to make a stir—minds not fundamentally under the influence of scientific thought nor desirous of applying the abstract demands of the French Revolution but who aim at establishing some permanent principle in the social life of a Europe shaken by the Revolution and the deeds of Napoleon. And support is forthcoming for a man like de Maistre who points back to conditions as they were in the early centuries of Christendom in Europe. De Maistre, born in the South of France, issued his call to the French Nation in the nineties of the eighteenth century, wrote his striking work on the Pope and also his Soirées de St. Petersbourg. He is the most universal mind among the reactionaries in the first half of the nineteenth century—a shrewd and ingenious thinker. He calls the attention of those who are willing to listen to the chaos that must gradually ensue if men prove incapable of evolving ideas upon which a social order may be built up. From this point of view he criticises with considerable acrimony those whom he considers responsible for the chaos in modern thought, among them, Locke, and he lays it down as an irrefutable principle that no social order worthy of the name can arise unless the civilisation of Europe is imbued once again with the old Catholic spirit of the early centuries of Christendom. We must be absolutely objective in our study here and try to put ourselves in the place of a man like de Maistre and of those who even to-day still think more or less as he did. We must be able to see with the eyes of one who is convinced that no true social science can be born of modern scientific thought and that if no spiritual impulse can find its way into the social organism, chaos must become more and more widespread. It is, of course, true that neither de Maistre himself nor those who listened to his impassioned words perceived the reality of a new spiritual impulse. De Maistre pointed back to olden times, when the building of social order had actually been within the capacity of men. In the world of scientific thought to-day his voice has to all intents and purposes died away, but on the surface only. Those who perceive what is really happening below the surface of civilised life, who realise how traditional religions are stretching out their tentacles once again and trying desperately to ‘modernise’ know how strongly the attitude of men like de Maistre is influencing ever-widening circles of reactionary thought. And if no counterbalance is created this influence will play a more and more decisive Part in our declining civilisation. An objective study of de Maistre makes it abundantly evident that there is in him no single trace of a new spirit but that he is simply an ingenious and shrewd interpreter of the ideas of Roman Catholicism. He has worked out the principles of a social system which would, in his opinion, be capable of calling forth from chaos a possible (although for the modern age not desirable) social order, directed by ecclesiasticism. A strange situation has arisen at this point in the life of modern thought. In a certain sense, another man who is also a typical representative of modern thinking came strongly under the influence of de Maistre. He gave an entirely different turn to the ideas of de Maistre but we must not forget that the actual content of a thought is one thing and the mode of thinking another, and it may be said with truth that the reactionary principles of de Maistre appear, like an illegitimate child of modern culture, in an unexpected place. Not from the point of view of content but from that of the whole configuration of thought, Auguste Comte, sometimes called the ‘father of modern society,’ is a true disciple of de Maistre for whom, moreover, he had considerable admiration. On the one side, Comte is a disciple of Saint-Simon, on the other, of de Maistre. This will not readily be perceived by those who concentrate on the actual content of the thoughts instead of upon the whole trend and bent of the mental life. Comte speaks of three phases in the evolution of humanity.—There is, firstly, the ancient, mythological period—the theological stage—when supremacy was vested in the priesthood. This, in his view, was superseded by the metaphysical phase, when men elaborated systematic thoughts relating to things super-physical. This stage too has passed away. The transition must now be made to a kind of political physics, in line with the idea of Saint-Simon. Science of given facts—this alone is worthy of the name of science. But there must be an ascent from physics, chemistry, biology, to sociology, and thus, following the same methods, to a kind of political physics. Comte outlines a form of society directed by positive thinking, that is to say, by thought based entirely upon the material facts of the external world. In this social structure there is, naturally, not a single trace of Catholic credulity to be found. But in the way in which Comte builds up his system, the way in which he substitutes the authority of the senses for the super-sensible authority of the Church, putting humanity in the place of God, declaring that it is the individual who acts but humanity who guides—all this is simply another way of saying: Man thinks and God guides. All this goes to show that the essentially Catholic, reactionary thought of de Maistre is working in the positive philosophy of Auguste Comte which is directed entirely to the things of the material world. Catholic thought is being promulgated in this sociology. And yet we must admit that there was an idealistic tendency too in the thought of Auguste Comte. He believes, provided always that his thought is in conformity with the spirit of the age, that he can discover in the social structure something that will be a blessing to man; he believes, furthermore, that this can be brought home to men and that a beneficial and desirable form of social life may thus be achieved. Implicit in every thinker during the first half of the nineteenth century there is a certain confidence in ideas that can be born in the mind of man and then communicated to others. There is a certain confident belief that if only men can be convinced of the truth of an idea, deeds of benefit to human life will spring from a will that is guided by intelligence. This attitude of confidence expresses itself in many different ways and is apparent in all the thinkers of the first half of the nineteenth century. Their individual views are, of course, partly influenced by nationality and partly by other factors, but this attitude is none the less universal. Consider for a moment how men like Saint-Simon, Comte or Quételet conceive of the social order. They work entirely with the intellect and reasoning faculty, systematising, never departing from the principles of mathematical calculation, building up statistics and orderly systems with a certain elegance and grace. And then think of a man like Herbert Spencer in England during the first half of the nineteenth century. Herbert Spencer is absolutely typical of the English outlook. He does not systematise like Saint-Simon and Comte, nor does he work with statistics. Economic and industrial thinking, the way in which the problems of industrial life are interlinked—all these things which he has learnt from the others, he then proceeds to build up into a social science. On the basis of scientific and economic thinking Herbert Spencer evolves a kind of ‘super-organism’. He himself does not use this expression but many other thinkers adopted it, and indeed it became a habit in the nineteenth century to place the prefix ‘super’ before anything of which they were unable to form a concrete idea. This may be quite harmless in the realm of lyrical thought, but when it becomes a question of raising the concrete to a higher level simply by using the prefix ‘super’—as was usual at one time—then one is stumbling about in a realm of confused thoughts and ideas. In spite of this habit, however, eminent minds in the first half of the nineteenth century were all possessed of a certain confidence that the power of the spirit would ultimately lead them to the right path. In the second half of the nineteenth century there is a complete change. From many points of view, Karl Marx may be regarded as an outstanding figure of this period. He too, in his own way, tries to give to the social life a lead based upon modern scientific thought. But the attitude of Karl Marx is very different from that of Saint-Simon, of Auguste Comte, of Herbert Spencer. Karl Marx has really given up the belief that it is possible to convince others of something that is true and capable of being put into practice, once the conviction has been aroused. Saint-Simon, Comte, Herbert Spencer, Buckle and many others in the first half of the nineteenth century had this inner belief, but in the second half of the century it was not, could not be there. Marx is the most radical example, but speaking quite generally this trust in the spirit was simply non-existent. So far as Karl Marx is concerned, he does not believe that it is possible to convince men by teaching. He thinks of the masses of the proletariat and says to himself: These men have instincts which express themselves as class instincts. If I gather together those in whom these class instincts are living, if I organise them and work with what is expressing itself in these class instincts, then I can do something with them, I can lead them in such a way that the inauguration of a new age is possible. Saint-Simon and Comte are like priests who have been transported into the conditions of the modern age. They at least believe that conviction can be aroused in the hearts of men, and this was actually the case in the first fifty years of the nineteenth century. Karl Marx, however, sets to work like a strategist, or a General who never gives a thought to the factor of conviction but simply sets out to organise the masses. And there is really no difference between drilling soldiers and then the masses in order to prepare them for the field of battle, and marshalling the class instincts that already exist in human beings. And so we find the old sacerdotal methods in men like Saint-Simon, Auguste Comte, Herbert Spencer, and militaristic methods in men like Karl Marx who being out-and-out strategists have given up the belief that men can be convinced and through their conviction bring about a desirable state of affairs. Such thinkers say to themselves: I must take those whom I can organise just as they are, for it is not possible to convince human beings. I will organise their class instincts and that will achieve the desired result. A very radical change had come about in the course of the nineteenth century and anyone who studies this change deeply enough will realise that it takes place with considerable rapidity and is, moreover, apparent in another sphere as well. The natural scientific mode of thinking came to the fore in the modern age, during the first half of the nineteenth century. We have only to think of men like Fichte, Schelling, Hegel. In their days, men still had faith in the spirit and believed that the spirit would help them to fathom the world of nature; they believed that nature was in some way directed by the spirit. But later on, just as faith in the creative spirit was lost in the domain of sociological thinking, so too was faith lost in the sphere of the knowledge of nature. Men placed reliance alone upon observation and experiment, and confidence in the creative spirit died away entirely. The spirit, they said, is capable only of recording the results of observation and experiment. And then, when this attitude creeps into the realm of social science, the scientific mode of observation is applied, as in Darwinism, in the study of the evolution of man. Benjamin Kidd, Huxley, Russell, Wallace and others in the second half of the nineteenth century are typical representatives of this kind of thinking The spirit is materialised and identified with external things both in the realm of social life and in the realm of knowledge. It is strange how in the nineteenth century the human mind is beset by a kind of inner agnosticism, how it gradually loses faith even in itself. There was a radical increase of this agnosticism in the middle of the nineteenth century. Those who observe the way in which thoughts are expressed—and when it is a matter of discovering historical connections this is far more important than the actual content of the thoughts—will realise that these voices of the nineteenth century were the offspring of a tendency that was already beginning to make itself felt in the eighteenth century. It is possible, too, to follow the line of development back into the seventeenth, sixteenth and fifteenth centuries. We shall not there find direct evidence of the urge that became so insistent in the nineteenth century to unfold a new conception of the social order, in spite of a realisation that the goal was impossible of achievement, but we shall find nevertheless that the change which took place in men's thinking in the middle of the nineteenth century had been gradually working up to a climax since the fifteenth century. We find too, as we follow the development of thought back to the time of the fifteenth century, that concepts and ideas are invariably intelligible to us as thinkers living in the nineteenth and twentieth centuries. But this is no longer the case as soon as we get back to the time preceding the fifteenth century and towards the Middle Ages. I could tell you of many ideas and views which would prove to you the difference of outlook in these earlier centuries, but I will give one example only.—Anyone who genuinely tries to understand writings which deal with the world of nature, dating from the time preceding the fifteenth century, will find that he must approach them with an attitude of mind quite different from that which he will naturally bring to bear upon literature of the eighteenth or nineteenth centuries. Before the fifteenth century, all the writings on the subject of nature indicate quite clearly that anyone who experiments with processes of nature must be filled with a certain inner reverence. Experiments with mineral substances, for instance, must only be carried out in a mood that finds favour in the eyes of certain Divine Beings. Experiments with the processes of nature must be accompanied by a moral attitude of soul—so it was said. But just think of what would happen to-day if it were demanded of someone working to produce a chemical reaction in a laboratory, that his soul must first be suffused with a mood of piety! The idea would be ridiculed. Nevertheless, before the fifteenth century, and more strongly so in earlier times, it was quite natural that this demand should be made of those who were in any way working with the processes of nature. It was the aim of a man like de Maistre to bring to life again in the modern age, concepts that had really lost the vital meaning once attaching to them, and above all he tried to bring home the difference between the concepts of sin and of crime. According to de Maistre, the men of his day—he is speaking of the beginning of the nineteenth century—had no insight into the difference between sin and crime. The two concepts had become practically synonymous. And above all there was no understanding of the meaning of ‘original sin.’ Let me now try to describe the idea men had of original sin before the days of the fifteenth century. Modern thought is altogether unfitted to grasp the real meaning of original sin, but some measure of understanding at least must be present in studying the development of thought through the centuries. We must here turn to fundamental conceptions resulting from spiritual investigation. For it is only by independent research that we can understand the character of a mental outlook quite different from our own. When we peruse books on the subject we are simply reading so many words and we are dishonest with ourselves if we imagine that the words convey any real meaning. Enlightened minds before the fifteenth century would have set no store by such definitions of original sin as are given by modern theology. In those days—and I repeat that these things can only be discovered nowadays by Spiritual Science—it was said: The human being, from the time of his birth, from the time he draws his first breath, until his death, passes through certain processes and phases in his inner life. These inner processes are not the same as those at work in the world of nature outside the human being. It is, as a matter of fact, a form of modern superstition to believe that all the processes at work in the being of man can also be found in the animal. This is mere superstition, because the laws of the animal organisation are different from those of the human organism. From birth until death the organism of the human being is permeated by forces of soul. And when we understand the nature of the laws and forces at work in the human organism, we know that they are not to be found in outer nature. In outer nature, however, there is something that corresponds in a certain sense with the laws at work during the period of embryonic development, from the time of conception until birth. The processes at work in the being of man between birth and death are not to be explained in the light of the processes of outer nature. Nevertheless, if it is rightly applied, the knowledge gleaned from a study of external nature enables us to understand the processes at work during the embryonic period of the life of a human being. It is not easy for the modern mind to grasp this idea, but my object in speaking of it is to give an example of how Spiritual Science can throw light upon conceptions of earlier times. Not of course with clear consciousness, but out of dim feeling, a man engaged in the investigation of nature before the fifteenth century said to himself: Outer nature lies there before me, but the laws of this outer nature work only in the processes of my physical body as it was before birth. In this sense there is something in the inner being of man that is openly manifest in outer nature. But the evolution of the human being must not be subject to the laws and processes of external nature. Man would be an evil being if he grew as the plant grows, unfolding its blossom in the outer world of space. Such were the views of an earlier time. It was said that man falls into sin when he gives himself over to the forces by which his development in the mother's womb was promoted, for these forces work as do the forces of nature outside the human being. In nature outside the human being, these forces are working in their proper sphere. But if, after birth, man gives himself over to the forces of nature, if he does not make his being fit to become part of a world of super-sensible law—then he falls into sin. This thought leads one to the concept of original sin, to the idea of the mingling of the natural with the moral world order. Processes which belong to outer nature are woven, as it were, into the moral world order and the outcome is the birth of a concept like that of ‘original sin’ which was an altogether scientific concept before the days of the fifteenth century. De Maistre wanted to bring this concept of original sin again to the fore, to make a connecting link between natural science and the moral world. In the nineteenth century, however, the only possible way of preserving this concept of original sin was to bring about an even more radical separation of religion and scientific knowledge. And so we find great emphasis being laid upon the cleft between faith and knowledge. In earlier times no such cleft existed. It begins to appear a few hundreds of years before the fifteenth century but becomes more and more decisive as the centuries pass, until, in the nineteenth century, religion says: Let science carry out its own methods of exact research. We on our side have no desire to use these methods. We will ensure for ourselves a realm where we need simply faith and personal conviction—not scientific knowledge. Knowledge was relegated to science and religion set out to secure the realm of faith because the powers of the human soul were not strong enough to combine the two. And so, in the opinion of de Maistre, the concept of crime alone, no longer that of sin in its original meaning, conveyed any meaning to the modern mind, for the concept of sin could only have meaning when men understood the interplay between the natural and moral worlds. This example shows us that the concepts and ideas of men in the time immediately preceding the fifteenth century were quite different from ours. Going backwards from the fifteenth century, we come to a lengthy period generally referred to as the dark Middle Ages, during which we find no such progress in the realm of thought as is apparent from the fifteenth century onwards. The development of thought that has taken place since the days of Galileo and Copernicus, leading up to the achievements of the nineteenth century, bear witness to unbroken progress, but in the time preceding the fifteenth century we cannot speak of progress in this sense at all. We can go back century alter century, through the twelfth, eleventh, tenth, ninth, eighth, seventh and sixth centuries, and we find quite a different state of things. We see the gradual spread of Christianity, but no trace of progressive evolution in the world of thought such as begins in the fifteenth century and in the middle of the nineteenth century undergoes the radical change of which we have spoken. We come finally to a most significant point in the spiritual life of Europe, namely, the fourth century A.D. Gradually it dawns upon us that it is possible to follow stage by stage the progressive development beginning in the middle of the fifteenth century with Nicolas Cusanus, expressing itself in the thought of men like Galileo and Copernicus and ultimately leading on to the radical turning-point in the nineteenth century, but that things are not at all the same in earlier centuries. We find there a more stationary condition of the world of thought and then, suddenly, in the fourth century of our era, everything changes. This century is a period of the greatest significance in European thought and civilisation. Its significance will be brought home to us all the more when we realise that events after the turning-point in the fifteenth century, for example, the movements known as the Renaissance and the Reformation, denote a kind of return to conditions as they were in the fourth century of the Christian era. This is the decisive time in the process of the decline of the Roman Empire. The headway made by Christianity was such that Constantine had been obliged to proclaim religious freedom for the Christians and to place Christianity on an equal footing with the old pagan forms of religion. We see, too, a final attempt being made by Julian the Apostate to reinculcate into the civilised humanity of Europe the views and conceptions of ancient Paganism. The death of Julian the Apostate, in the year 363, marks the passing of one who strove with might and main to restore to the civilised peoples of Europe impulses that had reigned supreme for centuries, had been absorbed by Christianity but in the fourth century were approaching their final phase of decline. In this century too we find the onslaught of those forces by which the Roman Empire was ultimately superseded. Europe begins to be astir with the activities of the Goths and the Vandals. In the year A.D. 378 there takes place the momentous battle of Hadrianople. The Goths make their way into the Eastern Roman Empire. The blood of the so-called barbarians is set up in opposition to the dying culture of antiquity in the South of Europe. The history of this fourth century of our era is truly remarkable. We see how the culture of Greece, with its belief in the Gods and its philosophy, is little by little lift ed away from its hinges and disappears as an influence, and how the remnants of its thought pass over to the Roman Catholic Church. Direction of the whole of the spiritual and mental life falls into the hands of the priests; spirituality in its universal, cosmic aspect vanishes, until, brought to light once again by the Renaissance, it works an so strongly that when Goethe had completed his early training and produced his first works, he yearned with all his heart and soul for ancient European-Asiatic culture. What, then, is the state of things in the age immediately following the fourth century A.D.? Education and culture had vanished into the cities, and the peasantry, together with the landowning population in Southern Europe, fused with the peoples who were pressing downward from the North. The next stage is the gradual fading away of that spiritual life which, originating in the ancient East, had appeared in another garb in the culture of Greece and Rome. These impulses die down and vanish, and there remain the peasantry, the landowning populace and the element with which they have now fused, living in the peoples who were coming down from the North into the Graeco-Roman world. Then, in the following centuries, we find the Roman priesthood spreading Christianity among this peasant people who practically constituted the whole population. The work of the priesthood is carried on quite independently of the Greek elements which gradually fade out, having no possibilities for the future. The old communal life is superseded by a system of commerce akin to that prevailing among the barbarians of the North. Spiritual life in the real sense makes no headway. The impulses of an earlier spirituality which had been taken over and remoulded by the priesthood, are inculcated into the uneducated peasant population of Europe; and not until these impulses have been inculcated does the blood now flowing in the veins of the people of Europe work in the direction of awakening the spirit which becomes manifest for the first time in the fifteenth century. In the fourth century A.D. we find many typical representatives of the forces and impulses working at such a momentous point of time in the evolution of humanity. The significance of this century is at once apparent when we think of the following dates.—In the year 333, religious tolerance is proclaimed by the Emperor Constantine; in the year 363, with the murder of Julian the Apostate, the last hope of a restoration of ancient thought and outlook falls to the ground; Hadrianople is conquered by the Goths in the year 378. In the year 400, Augustine writes his Confessions, bringing as it were to a kind of culmination the inner struggles in the life of soul through which it was the destiny of European civilisation to pass. Living in the midst of the fading culture of antiquity, a man like Augustine experienced the death of the Eastern view of the world. He experienced it in Manichæism, of which, as a young man, he had been an ardent adherent; he experienced it too in Neoplatonism. And it was only after inner struggles of unspeakable bitterness, having wrestled with the teachings of Mani, of Neoplatonism and even with Greek scepticism, that he finally found his way to the thought and outlook of Roman Catholic Christianity. Augustine writes these Confessions in the year A.D. 400, as it were on tables of stone. Augustine is a typical representative of the life of thought as it was in the fourth century A.D. He was imbued with Manichæan conceptions but in an age when the ancient Eastern wisdom had been romanised and dogmatised to such an extent that no fundamental under standing of Manichæan teaching was possible. What, then, is the essence of Manichæism? The teachings that have come down to us in the form of tradition do not, nor can they ever make it really intelligible to us. The only hope of understanding Manichæism is to bring the light of Spiritual Science to bear upon it. Oriental thought had already fallen into decadence but in the teachings of Mani we find a note that is both familiar and full of significance. The Manichæans strove to attain a living knowledge of the interplay between the spiritual and the material worlds. The aim of those who adhered to the teachings of Mani was to perceive the Spiritual in all things material. In the light itself they sought to find both wisdom and goodness. No cleft must divide Spirit from nature. The two must be realised as one. Later on, this conception came to be known by the name of dualism. Spirit and nature—once experienced as a living unity—were separated, nor could they be reunited. This attitude of mind made a deep impression upon the young Augustine, but it led him out of his depth; the mind of his time was no longer capable of rising to ideas which had been accessible to an older, more instinctive form of cognition, but which humanity had now outgrown. An inner, tragic struggle is waged in the soul of Augustine. With might and main he struggles to find truth, to discover the immediate reality of divine forces in cloud and mountain, in plant and animal, in all existence. But he finally takes refuge in the Neoplatonic philosophy which plainly shows that it has no insight into the interpenetration of Spirit and matter and, in spite of its greatness and inspiration, does no more than reach out towards abstract, nebulous Spirit. While Augustine is gradually resigning hope of understanding a spirit-filled world of nature, while he is even passing through the phase of despising the world of sense and idolising the abstract spirituality of Neoplatonism, he is led, by a profoundly significant occurrence, to his Catholic view of life. We must realise the importance of this world-historic event. Ancient culture is still alive in Augustine's environment, but it is already decadent, has passed into its period of decline. He struggles bitterly, but to no purpose, with the last remnants of this culture surviving in Manichæism and Neoplatonism. His mind is steeped in what this wisdom, even in its decadence, has to offer, and, to begin with, he cannot accept Christianity. He stands there, an eminent rhetorician and Neoplatonist, but torn with gnawing doubt. And what happens? Just when he has reached the point of doubting truth itself, of losing his bearings altogether along the tortuous paths of the decadent learning of antiquity in the fourth century of our era, when innumerable questions are hurtling through his mind, he thinks he hears the voice of a child calling to him from the next garden: ‘Take and read! Take and read!’ And he turns to the New Testament, to the Epistles of St. Paul, and is led through the voice of the child to Roman Catholicism. The mind of Augustine is laden with the oriental wisdom which had now become decadent in the West. He is a typical representative of this learning and then, suddenly, through the voice of a child, he becomes the paramount influence in subsequent centuries. No actual break occurs until the fifteenth century and it may truly be said that the ultimate outcome of this break appears as the change that took place in the life of thought in the middle of the nineteenth century. And so, in this fourth century of our era, we find the human mind involved in the complicated network of Western culture but also in an element which constitutes the starting-point of a new impulse. It is an impulse that mingles with what has come over from the East and from the seemingly barbarian peoples by whom Roman civilisation was gradually superseded, but whose instructors, after they had mingled with the peasantry and the landowning classes, were the priests of the Roman Church. In the depths, however, there is something else at work. Out of the raw, unpolished soul of these peoples there emerges an element of lofty, archaic spirituality. There could be no more striking example of this than the bock that has remained as a memorial of the ancient Goths—Wulfila's translation of the Bible. We must try to unfold a sensitive understanding of the language used in this translation of the Bible. The Lord's Prayer, to take one example, is built up, fragment by fragment, out of the confusion of thought of which Augustine was so typical a representative. Wulfila's translation of the Bible is the offspring of an archaic form of thought, of Arian Christianity as opposed to the Athanasian Christianity of Augustine. Perhaps more strongly than anywhere else, we can feel in Wulfila's translation of the Bible how deeply the pagan thought of antiquity is permeated with Arian Christianity. Something that is pregnant with inner life echoes down to us from these barbarian peoples and their culture, to which the civilisation of ancient Rome was giving place. The Lord's Prayer rendered by Wulfila, is as follows:
Atta unsar thu in himinam, veihnai namo thein; Quimai thiudinassus theins. Vairthai vilja theins, sve in himina, jah ana aerthai.—The words of this wonderful prayer cannot really be translated literally into our modern language, but they may be rendered thus:
We must be able to feel what these words express. Men were aware of the existence of a primordial Being, of the All-sustaining Father of humanity in the heights of spiritual existence. They pictured Him with their faculties of ancient clairvoyance as the invisible, super-sensible King who rules His Kingdom as no earthly King. Among the Goths this Being was venerated as King and their veneration was proclaimed in the words : Atta unsar thu in himinam. This primordial Being was venerated in His three aspects: May Thy Name be hallowed. ‘Name’—as a study of Sanscrit will show—implied the outer manifestation or revelation of the Being, as a man reveals himself in his body. ‘Kingdom’ was the supreme Power: Veihnai namo thein; Quimai thiudinassus theins, Vairthai vilja theins, sve in himina, jah ana aerthai. ‘Will’ indicated the Spirit shining through the Power and the Name.—Thus as they gazed upwards, men beheld the Spirit of the super-sensible worlds in His three-fold aspect. To this Spirit they paid veneration in the words:
So may it be on Earth. Even as Thy Name, the form in which Thou art outwardly manifest, shall be holy, so may that which in us becomes outwardly manifest and must daily be renewed, be radiant with spiritual light. We must try to understand the meaning of the Gothic word Hlaif, from which Leib (Leib=body) is derived. In saying the words, ‘Give us this day our daily bread,’ we have no feeling for what the word Hlaif denoted here:—Even as Thy ‘Name’ denotes thy body, so too may our body be spiritualised, subsisting as it does through the food which it receives and transmutes. The prayer speaks then of the ‘Kingdom’ that is to reign supreme from the super-sensible worlds, and so leads on to the social order among men. In this super-sensible ‘Kingdom’ men are not debtors one of another. The word debt among the Goths means debt in the moral as well as in the physical, social life. And so the prayer passes from the ‘Name’ to the ‘Kingdom’, from the bodily manifestation in the Spirit, to the ‘Kingdom’. And then from the outer, physical nature of the body to the element of soul in the social life and thence to the Spiritual.—
—May we not succumb to those forces which, proceeding from the body, lead the Spirit into darkness; deliver us from the evils by which the Spirit is cast into darkness. Jah ni briggais uns in fraistubnjai, ak lausei uns af thamma ubilin.—Deliver us from the evils arising when the Spirit sinks too deeply into the bodily nature. Thus the second part of the prayer declares that the order reigning in the spiritual heights must be implicit in the social life upon Earth. And this is confirmed in the words : We will recognise this spiritual Order upon Earth.
—All-Father, whose Name betokens the out er manifestation of the Spirit, whose Kingdom we will recognise, whose Will shall reign: May earthly nature too be full of Thee, and our body daily renewed through earthly nourishment. In our social life may we not be debtors one of another, but live as equals. May we stand firm in spirit and in body, and may the trinity in the social life of Earth be linked with the super-earthly Trinity. For the Supersensible shall reign, shall be Emperor and King. The Supersensible—not the material, not the personal—shall reign.
—For on Earth there is no thing, no being over which the rulership is not Thine.—Thine is the Power and the Light and the Glory, and the all-supreme Love between men in the social life. The Trinity in the super-sensible world is thus to penetrate into and find expression in the social order of the Material world. And again, at the end, there is the confirmation: Yea, verily, we desire that this threefold order shall reign in the social life as it reigns with Thee in the heights: For Thine is the Kingdom, the Power and the revealed Glory.—Theina ist thiu dangardi, jah mahts, jah vulthus in aivius. Amen. Such was the impulse living among the Goths. It mingled with those peasant peoples whose mental life is regarded by history as being almost negligible. But this impulse unfolded with increasing rapidity as we reach the time of the nineteenth century. It finally came to a climax and led on then to the fundamental change in thought and outlook of which we have heard in this lecture. Such are the connections.—I have given only one example of how, without in any way distorting the facts, but rather drawing the real threads that bind them together, we can realise in history the existence of law higher than natural law can ever be. I wanted, in the first place, to describe the facts from the exoteric point of view. Later on we will consider their esoteric connections, for this will show us how events have shaped themselves in this period which stretches from the fourth century A.D. to our own age, and how the impulses of this epoch live within us still. We shall realise then that an understanding of these connections is essential to the attainment of true insight for our work and thought at the present time. |
325. European Spiritual Life in the 19th Century: Lecture II
16 May 1921, Dornach Translated by Harry Collison Rudolf Steiner |
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325. European Spiritual Life in the 19th Century: Lecture II
16 May 1921, Dornach Translated by Harry Collison Rudolf Steiner |
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I have tried to show how about the middle of last century a radical transformation took place in spiritual life, and how moreover the peculiar configuration of the nineteenth century thought and the spiritual life in general that underwent this transformation can be traced back to another crucial turning point in the west which we have to look for in the fourth century A.D. Now it might at first sight appear as if we were trying to show too close a connection between two periods that are so very widely separated in point of time. But this very thought will serve to call attention to certain interconnections in the history of humanity. To-day we will begin where we left off yesterday, with the downfall of ancient culture and of the Roman empire. We drew attention to a distinguishing feature of that time. We placed before our souls two representative personalities; one of them was Augustine, who grew entirely out of the South-West; and we compared them with another personality, that of the Gothic translator of the Bible, Wulfila, and with the spiritual stream out of which Wulfila sprang. We have to be quite clear that Augustine was altogether the child of the conditions which had developed in the south-western parts of the European-African civilization of the day. At that time men who sought a higher culture only found it through contact with the philosophy, literature, art and science which had for a long time been pursued in a certain upper level of society. We even have to think of Greek culture as the possession of an upper class which relegated its more menial work to slaves. And still less can we think of Roman culture without widespread slavery. The life of this culture depended upon its possessors being remote from the thought and feeling prevailing in the masses. But one must not think that there was therefore no spiritual life in the masses. There was an exceptionally strong spiritual life among them. This was of course derived more from the native stock left behind at an earlier stage of evolution than that of the upper class, but it was nevertheless a spiritual life. History knows very little about it, but it was very like what was carried into the southern parts of Europe by the barbarian tribes, forced to migrate by the forward pressure of the Asiatic hordes. We must try to form a concrete idea of it. Take, for instance, the people who over-ran the Roman Empire—the Goths, the Vandals, the Lombards, the Herules. Before the migrations had begun, thus before the fourth century A.D. which is for us such an important turning-point, these men had spiritual life away in the East which culminated in a certain religious insight, in certain religious ideas, which pervaded everything; and the effects of these experiences influenced every aspect of daily life. Before the migrations began these people have had a long period of settled life. It was while they were thus settled that they first experienced the southern oriental peoples, from whom the Indian, Persian and succeeding cultures sprang, had experienced at a much earlier time; they experienced what we can call a religion which was closely connected with the blood relationships of the people. It is only through spiritual science that this can be observed, but it is also echoed in the sagas and myths I lived in these peoples. What they worshipped were the ancestors of certain families. But these ancestors first began to be worshiped long after they had passed away, and this worship was in no way based upon abstract ideas, but upon what was instinctively experienced as dreamlike clairvoyant ideas, if I can use the expression without causing misunderstanding. For there were certain ideas which arose in quite another way from the way our ideas of to-day are formed. When we have ideas nowadays our soul life comes into play more or less independently of our bodily constitution. We no longer feel the seething of the body. These people had a certain intensive inward sense that in what took place in their bodies all sorts of cosmic mysteries were active. For it is not only in the chemical retorts that cosmic processes work according to law, but in the human body also. And just as to-day, by means of the processes which take place in their retorts chemists seek with their abstract reason to understand the laws of the universe, so these men too tried through what they had experienced inwardly, through their own organism, whose inner processes they felt, to penetrate into the mysteries of the cosmos. It was entirely an inner experience that was still closely bound up with ideas arising in the body. And out of these ideas which were called forth by what we might describe as the inward seething of the organism, there developed the pictorial imaginations which these men connected with their ancestors. It was their ancestors whose voices they heard for centuries in these dream formations. Ancestors were the rulers of people living in quite small communities, in village tribal communities. These tribes had still this kind of ancestor-worship, which had its life in dreamlike ideas, when they pressed forward from the east of Europe towards the west. And if we look back to the teachers and the priests of these peoples we find that they were advanced spirits whose foremost task was to interpret what the individual saw in his dream-pictures, albeit dream-pictures which he experienced in his awake consciousness. They were interpreters of what the individual experienced. And now the migrations began. During the period of the migrations it was their greatest spiritual consolation that they had this inner clairvoyant life which was interpreted by their priests. This spiritual life was reflected in sagas which have been handed down, notably in the Slav world, and in these sagas you will find confirmation of what I have just briefly outlined. Now shortly after the end of the fourth century these tribes settled down again. Some of them were absorbed into the peoples who had already for a long time inhabited the southern peninsulas, that is to say they were absorbed into the lower classes of these peoples, for their upper classes had been swept away in the time of Augustine. The Goths were among the tribes absorbed in this way, but mainly those Goths who peopled the countries of middle and western Europe; those who settled in the northern regions of southern Europe maintained their own existence and acquired a permanent home there. Thus we see that after the fourth century the possession of a fixed dwelling place becomes an essential characteristic of these peoples. And now the whole spiritual life begins to change. It is most remarkable what a radical change now takes place in the spiritual life of these people through their peculiar talent. They were gifted not only with special racial dispositions, but with a much greater freshness as a folk for experiencing spiritual reality in dreams; something which in the southern regions had long since been transformed into other forms of spiritual life. But now they have become settled, and through their peculiar endowment a new kind of spiritual life developed in them. What in earlier times had expressed itself in ancestor-worship, had conjured before the soul the picture of the revered forefather, now attached itself to the place. Wherever there was some special grove, some mountain which contained let us say, special treasures of metal, wherever there was a place from which one could watch storms and so on, there, with a depth of feeling left to them from their old ancestor-imaginations and dreams, men felt something holy to be connected with the place. And the gods that used to be ancestral became gods of place. Religious perceptions lost their time a character and took on a spatial character. Those who had been previously the interpreters of dreams, the interpreters of inner soul-experience, now became the guardians what one might call the signs c—the peculiar reflection of the sun in this or that waterfall or other feature of nature, the phenomena of the cloud-drifts in certain valleys and so on—these are now the objects of interpretation, something which then became transformed into the system of Runes cultivated in certain places, where twigs were plucked from trees and thrown down, and the signs read from the special forms into which the twigs fell. Religion underwent a metamorphosis into a religion of space. The entire spiritual life became attached to the place. Thus these tribes became more and more susceptible to the influence which the Roman Catholic Church, since it had become the state church in the fourth century, had been accustomed to exercise over the southern peoples, that is to say over the lower classes which had been left behind after the upper classes have been swept away. And what was it that the church had done? In these southern regions the period of transition from the time conception to the spatial conception of the world was long since past, and something of extraordinary importance always happens in a period of transition from a time outlook to a spatial outlook, a certain living experience passes over into an experience through symbol and cult. This had already taken place for the lower classes of the people in the southern regions. So long as men continue to live in their time-conceptions, the priests, those who in the sense of ancient times we can call learned men, our interpreters of a corresponding life of the soul. They were engaged in explaining what man experience. They were able to do that because men lived in small village communities, and the interpreter, who was in fact the leader of the whole spiritual life, could address himself to the individual, or to a small group. When the transition takes place from the time-outlook to the space-outlook, then this living element is more or less suppressed. The priest can no longer refer to what the individual has experienced. He can no longer treat of what the individual tells them and explain to him what he has experienced. What is something living is thus transformed into something bound to a place. And thus ritual gradually arises, the pictorial expression of what in earlier times was a direct experience of the super-sensible world. And at this point development begins again, so to say, from the other side. The human being now sees the symbol, he interprets the symbol. What the Roman Catholic Church built up as cult was built up with exact knowledge of this world-historic course of human evolution. The transition from the ancient celebration of the Last Supper into the sacrifice of the Mass arose, in that the living Last Supper became the symbolic rite. Into this sacrifice of the Mass, it is true, flowed primeval holy mystery usages which had been handed down in the lower classes of the people. These practices were now permeated with the new conceptions Christianity brought. They became, so to say, christianised. The lower classes of the Roman people provided good material for such a birth of ritual, which was now to reveal the super-sensible world in symbol. And as the northern tribes had also made the transition to a spiritual life associated with place, this ritual could also be implanted among them, for they began to meet it with understanding. This is the bases of one of the streams which start in the fourth century A.D. The other stream must be characterised differently. I have described how the ancient ancestor-worship lived on, rolling over from the east upon the declining Roman Empire. In the “Our Father” of Wulfila we see that in these nomadic peoples Christianity was absorbed into the ancestral cults and the cults connected with locality. And that constitutes the essence of Arian Christianity. The dogmatic conflict in the background is not so important. The important thing for this Arian Christianity, which traveled with the Goths and the other German tribes from the East towards the West by a path which did not lead through Rome, is that in it Christianity becomes steeped in a living spiritual life which has not yet reached the stage of ritual, that is closely related to the dream experience, to the clairvoyant experience, if you will not misunderstand the expression. On the other hand the Christianity that Augustine experienced had passed through the culture of the upper classes of the southern peoples, and had to encounter all sorts of oriental cults and religious ideas, which flowed together in a great city of Rome. The heathen Augustine had grown up amidst these religious ideas and had turned from them towards Christianity in the way I have described. He stands within a spiritual stream which was experienced by the individual in quite a different way from the stream I have already mentioned. The latter arose out of the most elemental forces of the folk-soul life. What Augustine experienced was something which had risen into the upper class through many filtrations. And this was now taken over and preserved by the Roman Catholic clergy. Moreover its content is far less important for the progress of history than the whole configuration of soul that constituted first Greco-Roman culture and then, through the adoption of Christianity, the culture of the Catholic clergy. It is essential to see this culture as it was at that time and as it then lived on through the centuries. Our present-day educational system is something which remains over from the real culture of that time. After one had mastered the first elements of knowledge, which we should to-day call primary education, one entered what was called the grammar class. In the grammar classes one was taught structure of speech; one learned how to use speech properly in accordance with the usages established by the poets and the writers. Then one assimilated all other knowledge that was not kept secret, for even at that time quite a lot of knowledge was kept secret by certain mystery schools. What was not kept secret was imparted through grammar, but through the medium of speech. And if anyone reached a higher stage of culture, as for example Augustine, then he passed on from the study of grammar to the study of rhetoric. There the object was to train the pupil above all in the appropriate use of symbol, how to form his sentences rightly, particularly how to lead his sentences to a certain climax. This was what the people who aspired to culture had to practice. One must be able to sense what such a training develops in a human being. Through this purely grammatical and rhetorical kind of education he is brought into a certain connection with the surface of his nature, he is within what sounds through his mouth far more than is under the influence of thought. He pays much more attention to the structure of speech and to the connection of thought. And that was the primary characteristic of this ancient culture, that it was not concerned with the inner soul experience, but with structure, the form of speech, with the pleasure it gives. In short, the man became externalised by this culture. And in the fourth century, at that time Augustine was a student, as we should say to-day, we can see clearly this process of externalization, this living in the turn of words, in the form of expression. Grammar and rhetoric were the things that students had to learn. And there was good reason for this. For what we to-day call intelligent thought did not at that time exist. It is a mere superstition very commonly to be found in history to suppose that men have always thought in the way they think today. The entire thought of the Greek epoch right up to the fourth century A.D. was quite different. I have gone into this to a certain extent in my Riddles of Philosophy. Thought was not hatched out of inner soul activity, as is the case to-day, but thought came to the human being of itself like a dream. Particularly was this the case in the East, and the Oriental spiritual life which had animated Greece and still animated Rome was not won through thinking, it came, even when it was thought, as dream pictures come. And the oriental and south-european scholars only differed from those of the north in that the pictures that came to the northerners at first stimulated ideas of their ancestors, and later were associated with particular localities and became more or less ritualistic. The ideas that were formed in Asia, in southern Europe, already had the character of thought, but they were not thoughts won by inner soul activity, inner intelligence, they were inwardly revealed thoughts. One experienced what one called knowledge and elaborated for oneself only the word, the sentence, the discourse. There is no logical activity. Logic arose through Aristotle, when Greece was already decadent. And what lived in beauty of speech, in rhetoric, was essentially Roman culture, and became the culture of Catholic Christianity. This habit of living not in oneself but in an external element expresses itself in the education that was given, and one can see how in this respect Augustine was a representative of his time. The correspondence between Jerome and Augustine is illuminating in this respect. It shows how differently these people conducted an argument in the fourth or beginning of the fifth century from the way we should do so to-day. When we discuss things to-day we have a feeling that we make use of a certain activity of thought. When these people discussed, one of them would have the feeling—“Well, I have formed my own view about a certain point, but perhaps my organism does not give me the right view. I will hear what the other man has to say; perhaps something else will emerge from his organism.” These men were within a much more real element of inner experience. This difference is seen also in Augustine's attitude in condemning heretics of various sorts. We see people deriving from the life of the common people, people like the priests of Donatism, like Pelagius and some others, specially coming to the fore. These people, although they believe themselves to be entirely Christian, stress the point that man's relation to justice, to sin, must come from the man himself. And thus we see a whole series of people one after the other who cannot believe that it has any sense to baptize children and thereby to bring about forgiveness of sins. We see objections made against the Christianity issuing from Rome, we see how Pelagianism wins adherents, and how Augustine, as a true representative of the Catholic element, attacks it. He rejected a conception of sin connected with human subjectivity. He rejects the view that a relation to the spiritual world or to Christ can come from an individual human impulse. Hence he works to bring about gradually the passing over of the Church into the external institution. The important question is not what is in the child, but what the Church as external ordnance bestows upon it. The point is not that baptism signifies something for the soul's experience, but that there exists an external ordnance of the Church which is fulfilled in baptism. The value of the human soul living in the body matters less than that the universal spirit that lives in the sacrament, so to say an astral sacrament, should be poured out over mankind. The individual plays no part, but the important thing is the web of abstract dogmas and ideas which is spread over humanity. To Augustine it seems particularly dangerous to believe that the human being should first be prepared to receive baptism, for it is not a question of what the human being inwardly wills, but it is a question of admitting into the Kingdom of God which has objective existence. And that is essentially the setting in which Athanasian Christianity lived, in contrast to the other background that originated in the north-east, in which a certain popular element lived. But the Church understood how to clothe the abstract element in the ritualistic form which again arose from below. It was this that made it possible for the Church to spread in this European element, from which the ancient culture had vanished. And above all it attains this expansion through the exclusion of the wide masses of the people from the essential substance of religious culture. It is a matter of tremendous significance that in the centuries which follow this substance is propagated in the Latin language. And from the fourth century A.D. onward Christianity is propagated in the Latin tongue. It is as it were a stream flowing over the heads of men. That goes on right up to the fifteenth century. For what history usually relates is only the outer form of what went on in the souls of men. Christianity was kept secret by those who taught at right up to the eleventh and twelfth centuries, in a far deeper sense than the ancient Mysteries were kept secret. For only the outer ritual penetrated the masses. And what was transmitted, which at the same time laid claim to all science coming from the ancient culture and clothed it in the Latin tongue, this was the Church, something which hovered above the essential evolution of humanity. And the centuries between the fourth and the fourteenth stand under the sign of these two parallel streams. The external history books, even the histories of the mind, only give the traditional description of what leaks out into greater publicity from the Latin ecclesiastical stream. Hence from present-day historical literature we get no idea of what took place among the wide masses of the people. What took place among the masses was something like this. At first there were only village communities; in the colonization of the whole of middle, western and even of southern Europe the towns played a very small part. The most significant life developed in small village communities; such towns as did exist were really only large villages; in these large village communities there was the Catholic Church, way over the heads of men, but through the ritual working suggestively upon them; however, these men who only saw the symbolic rite, who participated in the cult, who watched something which they could not understand, did nevertheless develop a spiritual life of their own. The very rich spiritual life developed throughout Europe at that time, a spiritual life which stood first and foremost under the influence of human nature itself. It was something quite apart from their participation in the spread of Catholic doctrine. For to associate everything with the personality of Boniface, for instance, is to place things a false light. What went on in these village communities was an inner soul life through which echoed the omens of the divinity or spirituality associated with the place. Everywhere people saw intimations from one or other of these. They developed a magical life. Everywhere human beings had premonitions, and told their fellows about them. These premonitions expressed themselves in sagas, in mysterious hints as to what one or another had experienced spiritually in the course of his work. But something very remarkable permeated this remains of an ancient prophetic and clairvoyant dream-life, which continued to flourish in the village communities whilst Catholic doctrine passed over their heads, and one can see that everywhere in Europe the organization of the human being was involved in this characteristic spiritual life. Something was at work which indicated a quite special disposition of soul in two respects. When people told of their weightiest premonitions, their most significant dreams (these were always associated with places), when they describe their half-waking, half-sleeping experiences, these dreams are always connected either with events, with questions which were asked them from out of the spiritual world, or with tasks which were imposed upon them, with matters in which their skill played a part. From the whole character of these stories, which were still to be found among the common people in the nineteenth century, one sees that when men began to ponder and to dream and to build up their legendary sagas in their mythologies, of the three members of the human being it was not so much the nerve-system—which is more connected with the outer world—but the rhythmic system which was active; and in that the rhythmic system was drawn forth out of the organism it showed itself in clairvoyant dreams which passed by word of mouth from one to another, and in this way the villagers shared with one another fear and joy, happiness and beauty. In all this there was always an element of delicate questioning which came from the spiritual world. People had to solve riddles half in dreams, had to carry out skillful actions, had to overcome something or other. It was always something of the riddle in this dream life. That is the physiological basis of the widespread spiritual experience of these men who lived in village communities. Into this, of course, penetrated the deeds of Charlemagne of which history tells you; but those are only surface experiences, though they do of course enter deeply into individual destiny. They are not the main thing. The important thing is what takes place in the village communities, and there, side by side with the economic life, a spiritual life developed such as I have described. And this spiritual life goes on right into the ninth, tenth, and eleventh centuries. Of course, something of what has developed in the heads of men in the upper strata of society gradually trickles down into the lower strata, and the ghostly and magical character of the stories men recount gets charmingly mixed with the Christ and His deeds, and what comes from the human being himself is sometimes overlaid with what comes from the Bible or the Gospel. But then we see that it is primarily into social thinking that the Christian element is received. We see it in ‘Der Heliand’ and other poems which arose out of Christianity but always we see something spiritual brought to the people, who meet it with a spirituality of their own. When we come to the tenth and eleventh centuries we see a change in the external life. Even earlier, but at this time more markedly so, we see life centering itself in the towns. That life of picture-like waking dreams which I have described to you is altogether bound up with the soil. As, therefore, in the ninth, tenth, eleventh and twelfth centuries the whole country became covered with larger towns, in these towns another kind of thinking began to develop. Men living in towns had a different kind of thought. They were cut off from the places in which their local cults had developed, their attention was more directed towards what was human. But the human element which developed of the towns was still under the influence of this earlier state of mind, for some of the people who settled in the towns came from the villages and they with very special spiritual endowment made their own contribution. What they brought with them was an inner personal life which was an echo of what was experienced in the country, but which now manifested itself in a more abstract form. These men were cut off from nature, they no longer participated in the life of nature, and although they still have forms of thought derived from nature, they already began to develop the kind of thinking which was gradually directed towards intelligence. In the towns of the eleventh, twelfth and thirteenth centuries there developed the first trace of that intelligence which we see arise in the fifteenth century among the leading European peoples. Because life in the towns was more abstract, the abstract ecclesiastical element, clothed in the Latin tongue, became mixed up with what sprang directly out of the people. Thus we see how this Latin element developed in the towns in a more and more abstract form. Then we see the great outburst of people from below upwards in various countries. There is a great to-do when Dante, assisted by his teacher, makes his way up into the world of culture. But even that is only one instance of many similar outbursts which happened because of the peculiar manner in which the Latin culture came up against the popular element in the towns. We must not forget that still other streams entered into what was taking place at that time. It is of course true that the main streams of spiritual life, which so to say carried the others, was the one that continued the spiritual tradition in which Augustine had lived; that controlled everything and finally not only gave the towns the bishops, who controlled the spiritual life, if somewhat abstractly and over the heads of the people, but also, little by little, because it took over everything from the constitution of the Roman empire, ended by giving the civil government also, and built up the alliance between Church and State which in the eleventh and twelfth centuries was very close. We see other events light up in this stream, we see crusades arise, which I need not describe to you, because I want to lay the greatest stress upon the things that external history places in a false light; and too little importance is attached to other currents that were present. First of all there is the commercial traffic which had in fact always existed in Europe between the Danube basin and the East. There was constant trading in both directions particularly in the middle of the middle ages. In this way oriental ideas in an advanced stage of decadence were brought over into Europe. And someone who had probably never been in the east himself but had only traded with men from the east, brought to the householder not only spices, but spiritual life, a spiritual life tinged with Orientalism. This traffic went on throughout the whole of Europe. It had less influence on Latin culture, far more on the wide masses of people who understood no Latin. In the towns and in the surrounding villages there was a living intercourse with the east which was not merely a matter of listening to tales of adventure that which deeply influenced spiritual life. And if you want to understand figures such as Jacob Boehme, who came later, Paracelsus and many others, then you must bear in mind that they sprang from people who had developed without any understanding of the Latin culture which passed over their heads, but who were in a certain way steeped in Orientalism. All that developed as popular alchemy, astrology, fortune telling, had developed out of the union of what I described above as the inner experience of the riddle, told in waking dreams, with what came over from the east as decadent oriental life. Nor within the Latin culture have the will to think been able to make any headway. The logic of Aristotle had appeared, as it were, like a meteor. We see that even Augustine was little influenced by this logic. By the fourth century interest had been withdrawn from Greece, and later the Emperor Justinian had closed the School of Philosophy at Athens. This led to the condemnation for heresy of Origen, who had brought with him into Christianity much of oriental culture, of the earlier spiritual life. And the Greek philosophers were driven out. The teaching that they had from Aristotle was driven into Asia. The Greek philosophers founded centre in Asia, and carried on the Academy of Gondishapur, which had for its main objective the permeation of the old decadent oriental spiritual culture with Aristotelianism, its transformation into an entirely new form. It was the Academy of Gondishapur wherein a logical form of thought developed with giant strides, that saved Aristotelianism. Aristotelianism was not transmitted through Christianity, it came into Latin-ecclesiastical life by way of Africa, Spain and the west of Europe. And thus we see how Gondishapur, this philosophic form of Arabism, which does contain a living world-conception, although it is quite abstract, brings its influence to bear upon the current which we have already described as passing over the heads of men. I have described to you both these streams, the one at work above, in the heads of men, the other in their hearts. They work together and it is very significant that the ancient culture was transmitted in a dying language. Of course there then flows into all this what came through the Renaissance. But I cannot describe everything to-day. I want to point out some of the main things which are of special interest to us. The two currents existed side-by-side right on into the fifteenth century. Then something happened of extraordinary importance. The thought of antiquity, inspired thought which was half vision, became gradually clothed in abstract forms of speech, and became Christian philosophy, Christian spiritual life, the Scholastic philosophy, out of which the modern university system developed. In this grammatical-rhetorical atmosphere not thought, but the garment of thought, Romanism lived on. But in the popular stream thinking was born, evoked through subjective activity—for the first time in human evolution. Out of this ghostly-magical element of presentiment, mingled with Orientalism, which above all had its life in the interpretation of natural phenomena, active thinking was born. And this birth of thought out of the dreamlike mystical element took place somewhere about the fifteenth century. But up to that time the system of Roman law, clothed in Latin form, gathers strength side by side with the Roman priesthood. This current over the heads of men had been able to spread everywhere in a most systematic way first in the villages, then in the towns, and now in the new age which dawned in the fifteenth century it joined forces with that other current which now arose. In the towns people were proud of their individualism, of their freedom. One can see this in the portraits painted at that time. But the village communities were shut off from all this. Then the medieval princes rose to power. And those who outside in the villages gradually came to be in opposition to the towns, found in the princes their leaders. And it was from the country, from the villages that the impulse came which drew the towns into the wider administrative structure, into which then came Roman law. There arose the modern state, made up of the country parishes; thus the country conquered the towns again, and became itself permeated by what came out of the Latin element has Roman law. Thus the latter had now become so strong that what was stirring among the common people could find no further outlet; what in the times of unrest, as they were called, had expressed itself among the Russian peasants in the Hussite movement, in Wycliffism, in the Bohemian Brotherhood, such movements could no longer happen; the only thing that could find expression was what merged with the Roman-administrative element. Thus we see that the folk-element which had won for itself the reality of thought, which held its own in opposition to the Roman-Latin element, remained to begin with a faint glow under the surface. There is a cleavage in the spiritual life. Out of the Latin element develops Nominalism, for which universal concepts are merely names. Just as this was an inevitable development from grammar and rhetoric, so, where there still remained a spark of the folk-element, as was the case with Albertus Magnus and Thomas Aquinas, there developed Realism, which experienced thought and expression of something real. But at first Nominalism had the victory. All that happened in the historical evolution of humanity is in a sense necessary, and we see that the abstract element becomes all the stronger because it is carried by the dead Latin language right up to the fifteenth and sixteenth centuries, and is then fructified by thought, has to reckon with the birth of thought, but clothes thought in abstractions. And the fifteenth, sixteenth, seventeenth, and eighteenth centuries are primarily under the influence of thought born from out of the ancient Gothic Germanic way of life, clothed however in Roman formulae, in grammatical, rhetorical formulae. But now that they have been fructified by thought, these formulae can be called logical formulae. That now becomes inward human thinking. Now one could think thoughts, but the thoughts had no content. All the old world-conceptions contained, together with the inward experience, at the same time cosmic mysteries. So that thought still had content right up to the fourth century A.D. Then came the time which as it were bore the future in its womb, the time in which rhetoric, grammar and dialectic developed further and further in a dead language. Then that was fructified by the force of thought which came from below, and men acquired mastery over that, but in itself it had no content. There was a dim perception of Realism but a belief in Nominalism, and with the aid of Nominalism next came the conquest of nature. Thought as inner soul life brought no content with it. This content had to be sought from without. Thus we see how from the fifteenth to the nineteenth century the conquest of natural law was the achievement of a thinking that was empty of all content, but was born as a capacity out of all that Europe had brought forth as her own. In the middle of the nineteenth century men began to be aware “With your thought you are conquering natural law, you are conquering the external world, but thought itself is making no progress.” And men gradually got into the way of eliminating from their thought everything that did not come from outside. They found their life in religious faith which was supposed to have nothing to do with scientific knowledge, because their thinking has become void of content and had to fill itself only with external facts and natural entities. The content of faith was to be protected because it had to do with the super-sensible. But because this empty thinking had no content, it could apply itself to the sense-perceptible. But this faith in which man lived could only fill itself with old traditions, with the content of the oriental culture of the past, which still lived on. It was the same with art. If one looks back to earlier times, one finds art closely associated with religion, and religious ideas find their expression in works of art. One sees how their ideas about the Gods find expression in the Greek dramatists or the Greek sculptors. Art is something within the whole structure of the spiritual life. But by the time of the Renaissance Art begins to be taken more externally. Indeed in the nineteenth century we see more and more how men are happy to be offered a pure phantasy in art, something which they need not accept as a reality, something which has nothing to do with reality. And such men as Goethe are like modern hermits. Goethe says “He to whom nature begins to unveil her open secrets feels an irresistible longing for her worthiest interpreter, art.” Art, says Goethe, is a revelation of nature's secret laws, laws which would never be revealed without her. And it is worthy of note that Goethe has a way of turning to the past, different from that of other men,—he speaks therein for a content, in the age of empty intellect, filled only with the impression of the external world of the senses. He yearns toward Greece. And when in Rome he finds still something of what Greek art has fashioned out of the depths of its philosophy, he writes “That is necessity, that is God.” Art unveiled for him the spirituality of the world which he was trying to experience. But more and more men have a obscure ill-defined feeling “This thinking of ours is all right for the external world, but it is not suited to attain to an inner spiritual content.” And thus we see the second half of the nineteenth century run its course. As I remarked yesterday, the winds of the first half of the nineteenth century, such as Hegel, Saint-Simon or even Spencer, still believed that they could reach a philosophy, even a social philosophy, out of their inner soul experiences. In the second half of the nineteenth century men thought that no longer. But something of what had given birth to thought out of the unconscious was still at work. Why was it that in the portentous dreams of village populations over the whole of Europe right up to the twelfth century there was always something of this riddle-solving element, this cleverness which expresses itself in all sorts of cunning? It was because thought, reflection, the work of thinking, was born. The foundation of thought was laid. And now we see how in the second half of the nineteenth century there is utter despair. Everywhere we find statements as to the boundaries of knowledge. And with the same rigidity and dogmatism with which once the scholastics had said that reason could not rise to the super-sensible, du Bois-Reymond, for example, said that scientific investigation could not penetrate to the consciousness of matter. I mean that previously the barrier had been set up in relation to this super-sensible; now it referred to what was supposed to hide behind the senses. But in all manner of other spheres we see the same phenomena emerge. Ranke the historian of the second half of the nineteenth century is very typical in this respect. According to him history has to investigate the external events, even of the time in which Christianity begins to spread; one has to pay attention to what is taking place in the world around one politically and socially and culturally. What however has taken place through Christ in the course of human evolution—that Ranke assigns to the original world (Urwelt), not in the temporal sense, but to the world behind what can be investigated. We have seen that the scientist du Bois-Reymond says ‘ignorabimus’ as regards matter and consciousness. Natural Science can go pretty far; but what is there where matter lurks, what is there where consciousness arises, there du Bois-Reymond formulates his seven universal riddles; they are he pronounces his ‘ignorabimus!’ And Leopold von Ranke, the historian who works in the same spirit says “Upon all the wealth of existing documents historical investigations can pour its light; but behind what is at work as external historical fact there are events which seem to be primeval.” Everything which thus lies at the base of history he calls the ‘Urwelt’, just as does du Bois-Reymond the world lying beyond the limits of natural science. Within that sphere lie the Christian mysteries, the religious mysteries of all peoples. There the historian says ‘ignorabimus’. ‘Ignorabimus’ alike from scientist and historian; that is the mood of the entire spiritual life of the second half of the nineteenth century. Wherever you meet the spiritual life, in Wagnerian music, in the cult of Nietzsche, everywhere this mood is to be found. The former is driven to take refuge in certain musical dreams, the latter suffers through what is taking place in the world of ‘ignorabimus’. Agnosticism becomes fashionable, becomes politics, shapes the state. And anyone who wishes to do anything positive but relies not on any kind of gnosticism, but upon agnosticism. The strategy of Marxism builds upon what lies in the instincts, not upon something which it wants to bring forth of super-earthly nature. We see how everywhere spirituality is driven back, how agnosticism becomes the formative reality. It is thus that we have to understand modern spiritual life. We shall only understand it aright if we follow its origin from the fourth century A.D., if we know that in it Nominalism is living, the purely legalistic and logical; and thought has been born in the way I have described. This thought, however, is still only so far born as to be able to make use of formalism, of empty thinking. It slumbers in the depths of civilised humanity. It must be brought out into the open. We learn how really to study history, if we illuminate with the light of spiritual investigation what has hovered over us since the fourth century. Then we can know what is above. And certainly thought has become fruitful and natural science because it has been fructified by thought born out of human nature in the way I have described. But now in the time of poverty, in the time of need, mankind needs to remember that thought which to begin with could only fructify formalism—empty thought that receives knowledge of nature from outside—has exhausted itself in natural scientific agnosticism, must strengthened itself, must become ripe for vision, must raise itself into the super-sensible world. This thought is there, it has already played a part in natural scientific knowledge, but its essential force still lies deep beneath the consciousness of human evolution. That we must recognize as a historical fact, then we shall develop trust in the inner force of spirituality, then we shall establish a spiritual science, not out of vague mysticism, but out of clarity of thought. And the thoughts of such a spiritual science will pass over into action, they will be able to work into the human social and other institutions. We are constantly saying that history should be our teacher. It cannot be our teacher by putting before us what is past and over, but by making it capable of discovering the new in the depths of existence. What goes forth from this place goes forth in search of such a new vision. And it can find its justification not only in the inculcation of spiritual scientific method, but also by a right treatment of history. |
326. The Origins of Natural Science: Lecture I
24 Dec 1922, Dornach Translated by Maria St. Goar, Norman MacBeth Rudolf Steiner |
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326. The Origins of Natural Science: Lecture I
24 Dec 1922, Dornach Translated by Maria St. Goar, Norman MacBeth Rudolf Steiner |
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My dear friends! You have come together this Christmas, some of you from distant places, to work in the Goetheanum on some matters in the field of spiritual science. At the outset of our considerations I would like to extend to you—especially the friends who have come from afar—our heartiest Christmas greetings. What I myself, occupied as I am with the most manifold tasks, will be able to offer you at this particular time can only be indications in one or another direction. Such indications as will be offered in my lectures, and in those of others, will, we hope, result in a harmony of feeling and thinking among those gathered together here in the Goetheanum. It is also my hope that those friends who are associated with the Goetheanum and more or less permanently residing here will warmly welcome those who have come from elsewhere. Through our working, thinking and feeling together, there will develop what must be the very soul of all endeavors at the Goetheanum; namely, our perceiving and working out of the spiritual life and essence of the world. If this ideal increasingly becomes a reality, if the efforts of individuals interested in the anthroposophical world conception flow together in true social cooperation, in mutual give and take, then there will emerge what is intended to emerge at the Goetheanum. In this spirit, I extend the heartiest welcome to those friends who have come here from afar as well as to those residing more permanently in Dornach. The indication that I shall try to give in this lecture course will not at first sight appear to be related to the thought and feeling of Christmas, yet inwardly, I believe, they are so related. In all that is to be achieved at the Goetheanum, we are striving toward the birth of something new, toward knowledge of the spirit, toward a feeling consecrated to the spirit, toward a will sustained by the spirit. This is in a sense the birth of a super-sensible spiritual element and, in a very real way, symbolizes the Christmas thought, the birth of that spiritual Being who produced a renewal of all human evolution upon earth. Therefore, our present studies are, after all, imbued with the character of a Christmas study. Our aim in these lectures is to establish the moment in history when the scientific mode of thinking entered mankind's development. This does not conflict with what I have just said. If you remember what I described many years ago in my book Mysticism at the Dawn of the Modern Age,1 you will perceive my conviction that beneath the external trappings of scientific conceptions one can see the first beginnings of a new spirituality. My opinion, based on objective study, is that the scientific path taken by modern humanity was, if rightly understood, not erroneous but entirely proper. Moreover, if regarded in the right way, it bears within itself the seed of a new perception and a new spiritual activity of will. It is from this point of view that I would like to give these lectures. They will not aim at any kind of opposition to science. The aim and intent is instead to discover the seeds of spiritual life in the highly productive modern methods of scientific research. On many occasions I have pointed this out in various way. In lectures given at various times on various areas of natural scientific thinking,2 I have given details of the path that I want to characterize in broader outline during the present lectures. If we want to acquaint ourselves with the real meaning of scientific research in recent times and the mode of thinking that can and does underlie it, we must go back several centuries into the past. The essence of scientific thinking is easily misunderstood, if we look only at the immediate present. The actual nature of scientific research cannot be understood unless its development is traced through several centuries. We must go back to a point in time that I have often described as very significant in modern evolution; namely, the fourteenth and fifteenth centuries. At that time, an altogether different form of thinking, which was still active through the Middle Ages, was supplanted by the dawn of the present-day mode of thought. As we look back into this dawn of the modern age, in which many memories of the past were still alive, we encounter a man in whom we can see, as it were, the whole transition from an earlier to a later form of thinking. He is Cardinal Nicholas Cusanus,3 (Nicholas of Cusa) a renowned churchman and one of the greatest thinkers of all time. He was born in 1401, the son of a boatman and vinegrower in the Rhine country of Western Germany, and died in 1464, a persecuted ecclesiastic.4 Though he may have understood himself quite well, Cusanus was a person who is in some respects extremely difficult for a modern student to comprehend. Cusanus received his early education in the community that has been called “The Brethren of the Common Life.”5 There he absorbed his earliest impressions, which were of a peculiar kind. It is clear that Nicholas already possessed a certain amount of ambition as a boy, but this was tempered by an extraordinary gift for comprehending the needs of the social life of his time. In the community of the Brethren of the Common Life, persons were gathered together who were dissatisfied with the church institutions and with the monastic and religious orders that, though within the church, were to some degree in opposition to it. In a manner of speaking, the Brethren of the Common Life were mystical revolutionaries. They wanted to attain what they regarded as their ideal purely by intensification of a life spent in peace and human brotherhood. They rejected any rulership based on power, such as was found in a most objectionable form in the official church at that time. They did not want to become estranged from the world as were members of monastic orders. They stressed physical cleanliness; they insisted that each one should faithfully and diligently perform his duty in external life and in his profession. They did not want to withdraw from the world. In a life devoted to genuine work they only wanted to withdraw from time to time into the depths of their souls. Alongside the external reality of life, which they acknowledged fully in a practical sense, they wanted to discover the depths and inwardness of religious and spiritual feeling. Theirs was a community that above all else cultivated human qualities in an atmosphere where a certain intimacy with God and contemplation of the spirit might abide. It was in this community—at Deventer in Holland—that Cusanus was educated. The majority of the members were people who, in rather narrow circles, fulfilled their duties, and sought in their quiet chambers for God and the spiritual world. Cusanus, on the other hand, was by nature disposed to be active in outer life and, through the strength of will springing from his knowledge, to involve himself in organizing social life. Thus Cusanus soon felt impelled to leave the intimacy of life in the brotherhood and enter the outer world. At first, he accomplished this by studying jurisprudence. It must be borne in mind, however, that at that time—the early Fifteenth Century—the various sciences were less specialized and had many more points of contact than was the case later on. So for a while Cusanus practiced law. His was an era, however, in which chaotic factors extended into all spheres of social life. He therefore soon wearied of his law practice and had himself ordained a priest of the Roman Catholic Church. He always put his whole heart into whatever he did, and so he now became a true priest of the Papal church. He worked in this capacity in the various clerical posts assigned to him, and he was particularly active at the Council of Basle (1431–1449).6 There he headed a minority whose ultimate aim it was to uphold the absolute power of the Holy See.7 The majority, consisting for the most part of bishops and cardinals from the West, were striving after a more democratic form, so to speak, of church administration. The pope, they thought, should be subordinated to the councils. This led to a schism in the Council. Those who followed Cusanus moved the seat of the Council to the South; the others remained in Basle and set up an anti-pope.8 Cusanus remained firm in his defense of an absolute papacy. With a little insight it is easy to imagine the feelings that impelled Cusanus to take this stand. He must have felt that whatever emerged from a majority could at best lead only to a somewhat sublimated form of the same chaos already existing in his day. What he wanted was a firm hand that would bring about law and order, though he did want firmness permeated with insight. When he was sent to Middle Europe later on, he made good this desire by upholding consolidation of the Papal church.9 He was therefore, as a matter of course, destined to become a cardinal of the Papal church of that time. As I said earlier, Nicholas probably understood himself quite well, but a latter-day observer finds him hard to understand. This becomes particularly evident when we see this defender of absolute papal power traveling from place to place and—if the words he then spoke are taken at face value—fanatically upholding the papistical Christianity of the West against the impending danger of a Turkish invasion.10 On the one hand, Cusanus (who in all likelihood had already been made a cardinal by that time) spoke in flaming words against the infidels. In vehement terms he summoned Europe to unite in resistance to the Turkish threat from Asia. On the other hand, if we study a book that Cusanus probably composed11 in the very midst of his inflammatory campaigns against the Turks, we find something strange. In the first place, Cusanus preaches in the most rousing manner against the imminent danger posed by the Turks, inciting all good men to defend themselves against this peril and thus save European civilization. But then Cusanus sits down at his desk and writes a treatise on how Christians and Jews, pagans and Moslems—provided they are rightly understood—can be brought to peaceful cooperation, to the worship and recognition of the one universal God; how in Christians, Jews, Moslems and heathens there dwells a common element that need only be discovered to create peace among mankind. Thus the most conciliatory sentiments in regard to religions and denominations flow from this man's quiet private chamber, while he publicly calls for war in the most fanatical words. This is what makes it hard to understand a man like Nicholas Cusanus. Only real insight that age can make him comprehensible but he must be viewed in the context of the inner spiritual development of his time. No criticism is intended. We only want to see the external side of this man, with the furious activity that I have described, and then to see what was living in his soul. We simply want to place the two aspects side by side. We can best observe what took place in Cusanus's mind if we study the mood he was in while returning from a mission to Constantinople12 on the behalf of the Holy See. His task was to work for the reconciliation of the Western and Eastern churches. On his return voyage, when he was on the ship and looking at the stars, there arose in him the fundamental thought, the basic feeling, incorporated in the book that he published in 1440 under the title De Docta Ignorantia (On Learned Ignorance).13 What is the mood of this book? Cardinal Cusanus had, of course, long since absorbed all the spiritual knowledge current in the Middle Ages. He was well versed also in what the medieval schools of Neo-Platonism and Neo-Aristotelianism had attained. He was also quite familiar with the way Thomas Aquinas had spoken of the spiritual worlds as though it were the most normal thing for human concepts to rise from sense perception to spirit perception. In addition to his mastery of medieval theology, he had a thorough knowledge of the mathematical conceptions accessible to men of that time. He was an exceptionally good mathematician. His soul, therefore, was filled on the one side with the desire to rise through theological concepts to the world of spirit that reveals itself to man as the divine and, on the other side, with all the inner discipline, rigor and confidence that come to a man who immerses himself in mathematics. Thus he was both a fervent and an accurate thinker. When he was crossing the sea from Constantinople to the West and looking up at the starlit sky, his twofold soul mood characterized above revolved itself in the following feeling. Thenceforth, Cusanus conceived the deity as something lying outside human knowledge. He told himself: “We can live here on earth with our knowledge, with our concepts and thoughts. By means of these we can take hold of what surrounds us in the kingdom of nature. But these concepts grow ever more lame when we direct our gaze upward to what reveals itself as the divine.” In Scholasticism, arising from quite another viewpoint, a gap had opened up between knowledge and revelation.14 This gap now became the deepest problem of Cusanus's soul, the most intimate concern of the heart. Repeatedly he sent through this course of reasoning, repeatedly he saw how thinking extends itself over everything surrounding man in nature; how it then tries to raise itself above this realm to the divinity of thoughts; and how, there, it becomes ever more tenuous until it finally completely dissipates into nothingness as it realizes that the divine lies beyond that void into which thinking has dissipated. Only if a man has developed (apart form this life in thought) sufficient fervent love to be capable of continuing further on this path that his though has traversed, only if love gains the lead over thought, then this love can attain the realm into which knowledge gained only by thinking cannot reach. It therefore became a matter of deep concern for Cusanus to designate the actual divine realm as the dimension before which human thought grows lame and human knowledge is dispersed into nothingness. This was his docta ignorantia, his learned ignorance. Nicholas Cusanus felt that when erudition, knowledge, assumes in the noblest sense a state of renouncing itself at the instant when it thinks to attain the spirit, then it achieves its highest form, it becomes docta ignorantia. It was in this mood that Cusanus published his De Docta Ignorantia in 1440. Let us leave Cusanus for the moment, and look into the lonely cell of a medieval mystic who preceded Cusanus. To the extent that this man has significance for spiritual science, I described him in my book on mysticism. He is Meister Eckhart,15 a man who was declared a heretic by the official church. There are many ways to study the writings of Meister Eckhart and one can delight in the fervor of his mysticism. It is perhaps most profoundly touching if, through repeated study, the reader comes upon a fundamental mood of Eckhart's soul. I would like to describe it as follows. Though living earlier than Cusanus, Meister Eckhart too was imbued through and through with what medieval Christian theology sought as an ascent to the divine, to the spiritual world. When we study Meister Eckhart's writings, we can recognize Thomistic shades of thought in many of his lines. But each time Meister Eckhart's soul tries to rise from theological thinking to the actual spiritual world (with which it feels united,) it ends By saying to itself that with all this thinking and theology it cannot penetrate to its innermost essence, to the divine inner spark. It tells itself: This thinking, this theology, these ideas, give me fragments of something here, there, everywhere. But none of these are anything like the spiritual divine spark in my own inner being. Therefore, I am excluded from all thoughts, feelings, and memories that fill my soul, from all knowledge of the world that I can absorb up to the highest level. I am excluded from it all, even though I am seeking the deepest nature of my own being. I am in nothingness when I seek this essence of myself. I have searched and searched. I traveled many paths, and they brought me many ideas and feelings, and on these paths I found much. I searched for my “I,” but before ever I found it, I fell into “nothingness” in this search for the “I,” although all the kingdoms of nature urged me to the search. So, in his search for the self, Meister Eckhart felt that he had fallen into nothingness. This feeling evoked in this medieval mystic words that profoundly touch the heart and soul. They can be paraphrased thus: “I submerge myself in God's nothingness, and am eternally, through nothingness, through nothing, an I; through nothing, I become an I. In all eternity, I must etch the I from the ‘nothingness’ of God.”16 These are powerful words. Why did this urge for “nothing,” for finding that I in nothingness, resound in the innermost chamber of this mystic's heart, when he wanted to pass from seeking the world to seeking the I? Why? If we go back into earlier times, we find that in former ages it was possible, when the soul turned its gaze inward into itself, to behold the spirit shining forth within. This was still a heritage of primeval pneumatology, of which we shall speak later on. When Thomas Aquinas, for example, peered into the soul, he found within the soul a weaving, living spiritual element. Thomas Aquinas17 and his predecessors sought the essential ego not in the soul itself but in the spiritual dwelling in the soul. They looked through the soul into the spirit, and in the spirit they found their God-given I. And they said, or could have said: I penetrate into my inmost soul, gaze into the spirit, and in the spirit I find the I.—In the meantime, however, in humanity's forward development toward the realm of freedom, men had lost the ability to find the spirit when they looked inward into themselves. An earlier figure such as John Scotus Erigena (810–880) would not have spoken as did Meister Eckhart. He would have said: I gaze into my being. When I have traversed all the paths that led me through the kingdoms of the outer world, then I discover the spirit in my inmost soul. Thereby, I find the “I” weaving and living in the soul. I sink myself as spirit into the Divine and discover “I.” It was, alas, human destiny that the path that was still accessible to mankind in earlier centuries was no longer open in Meister Eckhart's time. Exploring along the same avenues as John Scotus Erigena or even Thomas Aquinas, Meister Eckhart could not sink himself into God-the-Spirit, but only into the “nothingness” of the Divine, and from this “nothing” he had to take hold of the I. This shows that mankind could no longer see the spirit in inner vision. Meister Eckhart brought the I out of the naught through the deep fervor of his heart. His successor, Nicholas Cusanus,18 admits with complete candor: All thoughts and ideas that lead us in our exploration of the world become lame, become as nothing, when we would venture into the realm of spirit. The soul has lost the power to find the spirit realm in its inner being. So Cusanus says to himself: When I experience everything that theology can give me, I am led into this naught of human thinking. I must unite myself with what dwells in this nothingness in order to at least gain in the docta ignorantia the experience of the spirit.—Then, however, such knowledge, such perception, cannot be expressed in words. Man is rendered dumb when he has reached the point at which he can experience the spirit only through the docta ignorantia. Thus Cusanus is the man who in his own personal development experiences the end of medieval theology and is driven to the docta ignorantia. He is, however, at the same time a skillful mathematician. He has the disciplined thinking that derives from the pursuit of mathematics. But he shies away, as it were, from applying his mathematical skills to the docta ignorantia. He approaches the docta ignorantia with all kinds of mathematical symbols and formulas, but he does this timidly, diffidently. He is always conscious of the fact that these are symbols derived from mathematics. He says to himself: Mathematics is the last remnant left to me from ancient knowledge. I cannot doubt its reliability as I can doubt that of theology, because I actually experience its reliability when I apprehend mathematics with my mind.—At the same time, his disappointment with theology is so great he dares not apply his mathematical skills in the field of the docta ignorantia except in the form of symbols. This is the end of one epoch in human thinking. In his inner mood of soul, Cusanus was almost as much of a mathematician as was Descartes later on, but he dared not try to grasp with mathematics what appeared to him in the manner he described in his Docta Ignorantia He felt as though the spirit realm had withdrawn from mankind, had vanished increasingly into the distance, and was unattainable with human knowledge. Man must become ignorant in the innermost sense in order to unite himself in love with this realm of the spirit. This mood pervades Cusanus's Docta Ignorantia published in 1440. In the development of Western civilization, men had once believed that they confronted the spirit-realm in close perspective. But then, this spirit realm became more and more remote from those men who observed it, and finally it vanished. The book of 1440 was a frank admission that the ordinary human comprehension of that time could no longer reach the remote perspectives into which the spirit realm has withdrawn. Mathematics, the most reliable of the sciences, dared to approach only with symbolic formulas what was no longer beheld by the soul. It was as though this spirit realm, receding further and further in perspective, had disappeared from European civilization. But from the opposite direction, another realm was coming increasingly into view. This was the realm of the sense world, which European civilization was beginning to observe and like. In 1440, Nicholas Cusanus applied mathematical thinking and mathematical knowledge to the vanishing spirit realm only by a timid use of symbols; but now Nicholas Copernicus boldly and firmly applied them to the outer sense world. In 1440 the Docta Ignorantia appeared with the admission that even with mathematics one can no longer behold the spirit realm. We must conceive the spirit realm as so far removed from human perception that even mathematics can approach it only with halting symbols; this is what Nicholas Cusanus said in 1440. “Conceive of mathematics as so powerful and reliable that it can force the sense world into mathematical formulas that are scientifically understandable.” This is what Nicholas Copernicus said to European civilization in 1543. In 1543 Copernicus published his De Revolutionibus Orbium Coelestium (On the Revolutions of the Celestial Bodies,) where the universe was depicted so boldly and rudely that it had to surrender itself to mathematical treatment. One century lies between the two. During this century Western science was born. Earlier, it had been in an embryonic state. Whoever wants to understand what led to the birth of Western science, must understand this century that lies between the Docta Ignorantia and the De Revolutionibus Orbium Coelestium. Even today, if we are to understand the true meaning of science, we must study the fructifications that occurred at that time in human soul life and the renunciations it had to experience. We must go back this far in time. If we want to have the right scientific attitude, we must begin there, and we must also briefly consider the embryonic state preceding Nicholas Cusanus. Only then can we really comprehend what science can accomplish for mankind and see how new spiritual life can blossom forth from it.
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326. The Origins of Natural Science: Lecture II
25 Dec 1922, Dornach Translated by Maria St. Goar, Norman MacBeth Rudolf Steiner |
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326. The Origins of Natural Science: Lecture II
25 Dec 1922, Dornach Translated by Maria St. Goar, Norman MacBeth Rudolf Steiner |
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The view of history forming the basis of these lectures may be called symptomatological What takes place in the depths of human evolution sends out waves, and these waves are the symptoms that we will try to describe and interpret. In any serious study of history, this must be the case. The processes and events occurring at any given time in the depths of evolution are so manifold and so significant that we can never do more than hint at what is going on the depths. This we do by describing the waves that are flung up. They are symptoms of what is actually taking place. I mention this because, in order to characterize the birth of the scientific form of thinking and research I described two men, Meister Eckhart and Nicholas Cusanus, in my last lecture. What can be historically observed in the soul and appearance of such men I consider to be symptoms of what goes on in the depths of general human development; this is why I give such descriptions. There are in any given case only a couple of images cast up to the surface that we can intercept by looking into one or another soul. Yet, by doing this, we can describe the basic nature of successive time periods. When I described Cusanus yesterday, my intention was to suggest how all that happened in the early fifteenth century in mankind's spiritual development, which was pressing forward to the scientific method of perception, is symptomatically revealed in his soul. Neither the knowledge that the mind can gather through the study of theology nor the precise perceptions of mathematics can lead any longer to a grasp of the spiritual world. The wealth of human knowledge, its concepts and ideas, come to a halt before that realm. The fact that one can do no more than write a “docta ignorantia” in the face of the spiritual world comes to expression in Cusanus in a remarkable way. He could go no further with the form of knowledge that, up to his time, was prevalent in human development. As I pointed out, this soul mood was already present in Meister Eckhart. He was well versed in medieval theological knowledge. With it, he attempted to look into this own soul and to find therein the way to the divine spiritual foundations. Meister Eckhart arrived at a soul mood that I illustrated with one his sentences. He said—and he made many similar statements—“I sink myself into the naught of the divine, and out of nothing become an I in eternity.” He felt himself arriving at nothingness with traditional knowledge. Out of this nothingness, after the ancient wisdom's loss of all persuasive power he had to produce out of his own soul the assurance of his own I, and he did it by this statement. Looking into this matter more closely, we see how a man like Meister Eckhart points to an older knowledge that has come down to him through the course of evolution. It is knowledge that still gave man something of which he could say: This lives in me, it is something divine in me, it is something. But now, in Meister Eckhart's own time, the most profound thinkers had been reduced to the admission: When I seek this something here or there, all knowledge of this something does not suffice to bring me certainty of my own being. I must proceed from the Something to the Nothing and then, in an act of creation, kindle to life the consciousness of self out of naught. Now, I want to place another man over against these two. This other man lived 2,000 years earlier and for his time he was as characteristic as Cusanus (who followed in Meister Eckhart's footsteps) was for the fifteenth century. This backward glance into ancient times is necessary so that we can better understand the quest for knowledge that surfaced in the Fifteenth Century from the depths of the human soul. The man whom I want to speak about today is not mentioned in any history book or historical document, for these do not go back as far as the Eighth Century B.C. Yet, we can only gain information concerning the origin of science if, through spiritual science, through purely spiritual observation, we go farther back than external historical documents can take us. The man I have in mind lived about 2,000 years prior to the present period (the starting point of which I have assigned to the first half of the fifteenth century.) This man of pre-Christian times was accepted into a so-called mystery school of Southeastern Europe. There he heard everything that the teachers of the mysteries could communicate to their pupils concerning spiritual wisdom, truths concerning the spiritual beings that lived and still live in the cosmos. But the wisdom that this man received from his teachers was already more or less traditional. It was a recollection of far older visions, a recapitulation of what wise men of a much more ancient age had beheld when they directed their clairvoyant sight into the cosmic spaces whence the motions and constellations of the stars had spoken to them. To the sages of old, the universe was not the machine, the mechanical contraption that it is for men of today when they look out into space to the wise men of ancient times. The cosmic spaces were like living beings, permeating everything with spirit and speaking to them in cosmic language. They experienced themselves within the spirit of world being. They felt how this, in which they lived and moved, spoke to them, how they could direct their questions concerning the riddles of the universe to the universe itself and how, out of the widths of space, the cosmic phenomena replied to them. This is how they experienced what we, in a weak and abstract way, call “spirit” in our language. Spirit was experienced as the element that is everywhere and can be perceived from anywhere. Men perceived things that even the Greeks no longer beheld with the eye of the soul, things that had faded into a nothingness for the Greeks. This nothingness of the Greeks, which had been filled with living content for the earliest wise men of the Post-Atlantean age,19 was named by means of words customary for that time. Translated into our language, though weakened and abstract, those words would signify “spirit.” What later became the unknown, the hidden god, was called spirit in those ages when he was known. This is the first thing to know about those ancient times. The second thing to know is that when a man looked with his soul and spirit vision into himself, he beheld his soul. He experienced it as originating from the spirit that later on became the unknown god. The experience of the ancient sage was such that he designated the human soul with a term that would translate in our language into “spirit messenger” or simply “messenger.” If we put into a diagram what was actually seen in those earliest times, we can say: The spirit was considered the world-embracing element, apart from which there was nothing and by which everything was permeated. This spirit, which was directly perceptible in its archetypal form, was sought and found in the human soul, inasmuch as the latter recognized itself as the messenger of this spirit. Thus the soul was referred to as the “messenger.” If we put into a diagram what was actually seen in those earliest times, we can say: The spirit was considered the world-embracing element, apart from which there was nothing and by which everything was permeated. This spirit, which was directly perceptible in its archetypal form, was sought and found in the human soul, inasmuch as the latter recognized itself as the messenger of this spirit. Thus the soul was referred to as the “messenger.” A third aspect was external nature with all that today is called the world of physical matter, of bodies. I said above that apart from spirit there was nothing, because spirit was perceived by direct vision everywhere in its archetypal form. It was seen in the soul, which realized the spirit's message in its own life. But the spirit was likewise recognized in what we call nature today, the world of corporeal things. Even his bodily world was looked upon as an image of the spirit. ![]() In those ancient times, people did not have the conceptions that we have today of the physical world. Wherever they looked, at whatever thing or form of nature, they beheld an image of the spirit, because they were still capable of seeing the spirit, a fragment of nature. Inasmuch as all other phenomena of nature were images of the spirit, the body of man too was an image of the spirit. So when this ancient man looked at himself, he recognized himself as a threefold being. In the first place, the spirit lived in him as in one of its many mansions. Man knew himself as spirit. Secondly, man experienced himself within the world as a messenger of this spirit, hence as a soul being. Thirdly, man experienced his corporeality; and by means of this body he felt himself to be an image of the spirit.20 Hence, when man looked upon his own being, he perceived himself as a threefold entity of spirit, soul, and body: as spirit in his archetypal form; as soul, the messenger of god; as body, the image of the spirit. This ancient wisdom contained no contradiction between body and soul or between nature and spirit; because one knew: Spirit is in man in its archetypal form; the soul is none other than the message transmitted by spirit; the body is the image of spirit. Likewise, no contract was felt between man and surrounding nature because one bore an image of spirit in one's own body, and the same was true of every body in external nature. Hence, an inner kinship was experienced between one's own body and those in outer nature, and nature was not felt to be different from oneself. Man felt himself at one with the whole world. He could feel this because he could behold the archetype of spirit and because the cosmic expanses spoke to him. In consequence of the universe speaking to man, science simply could not exist. Just as we today cannot build a science of external nature out of what lives in our memory, ancient man could not develop one because, whether he looked into himself or outward at nature, he beheld the same image of spirit. No contrast existed between man himself and nature, and there was none between soul and body. The correspondence of soul and body was such that, in a manner of speaking, the body was only the vessel, the artistic reproduction, of the spiritual archetype, while the soul was the mediating messenger between the two. Everything as in a state of intimate union. There could be no question of comprehending anything. We grasp and comprehend what is outside our own life. Anything that we carry within ourselves is directly experienced and need not be first comprehended. Prior to Roman and Greek times, this wisdom born of direct perception still lived in the mysteries. The man I referred to above heard about his wisdom, but he realized that the teachers in his mystery school were speaking to him only out of a tradition preserved from earlier ages. He no longer heard anything original, anything gained by listening to the secrets of the cosmos. This man undertook long journeys and visited other mystery centers, but it was the same wherever he went. Already in the Eight Century B.C., only traditions of the ancient wisdom were preserved everywhere. The pupils learned them from the teachers, but the teachers could no longer see them, at least not in the vividness of ancient times. But this man whom I have in mind had an unappeasable urge for certainty and knowledge. From the communications passed on to him, he gathered that once upon a time men had indeed been able to hear the harmony of the spheres from which resounded the Logos that was identical with the spiritual archetype of all things. Now, however, it was all tradition. Just as 2,000 years later Meister Eckhart, working out the traditions of his age, withdrew into his quiet monastic cell in search of the inner power source of soul and self, and at length came to say, “I sink myself into the nothingness of God, and experience in eternity, in naught, the ‘I’,”—just so, the lonely disciple of the late mysteries said to himself: “I listen to the silent universe and fetch21 the Logos-bearing soul out of the silence. I love the Logos because the Logos brings tidings of an unknown god.” This was an ancient parallel to the admission of Meister Eckhart. Just as the latter immersed himself into the naught of the divine that Medieval theology had proclaimed to him and, out of this void, brought out the “I,” so that ancient sage listened to a dumb and silent world; for he could no longer hear what traditional wisdom taught him. The spirit-saturated soul had one drawn the ancient wisdom from the universe. This had not turned silent, but still he had a Logos-bearing soul. And he loved the Logos even though it was no longer the godhead of former ages, but only an image of the divine. In other words, already then, the spirit had vanished from the soul's sight. Just as Meister Eckhart later had to seek the “I” in nothingness, so at that time the soul had to be sought in the dispirited world. Indeed, in former times the souls had the inner firmness needed to say to themselves: In the inward perception of the spirit indwelling me, I myself am something divine. But now, for direct perception, the spirit no longer inhabited the soul. No longer did the soul experience itself as the spirit's messenger, for one must know something in order to be its messenger. Now, the soul only felt itself as the bearer of the Logos, the spirit image; though this spirit image was vivid in the soul. It expressed itself in the love for this god who thus still lived in his image in the soul. But the soul no longer felt like the messenger, only the carrier, of an image of the divine spirit. One can say that a different form of knowledge arose when man looked into his inner being. The soul declined from messenger to bearer.
Since the living spirit had been lost to human perception, the body no longer appeared as the image of spirit. To recognize it as such an image, one would have had to perceive the archetype. Therefore, for this later age, the body changed into something that I would like to call “force.” The concept of force emerged. The body was pictured as a complex of forces, no longer as a reproduction, an image, that bore within itself the essence of what it reproduced. The human body became a force which no longer bore the substance of the source from which it originated. Not only the human body, but in all of nature, too, forces had to be pictured everywhere. Whereas formerly, nature in all its aspects had been an image of spirit, now it had become forces flowing out of the spirit. This, however, implied that nature began to be something more or less foreign to man. One could say that the soul had lost something since it no longer contained direct spirit awareness. Speaking crudely, I would have to say that the soul had inwardly become more tenuous, while the body, the external corporeal world, had gained in robustness. Earlier, as an image, it still possessed some resemblance to the spirit. Now it became permeated by the element of force. The complex of forces is more robust than the image in which the spiritual element is still recognizable. Hence, again speaking crudely, the corporeal world became denser while the soul became more tenuous. This is what arose in the consciousness of the men among whom lived the ancient wise man mentioned above, who listened to the silent universe and from its silence, derived the awareness that at least his soul was a Logos-bearer. Now, a contrast that had not existed before arose between the soul, grown more tenuous, and the increased density of the corporeal world. Earlier, the unity of spirit had been perceived in all things. Now, there arose the contrast between body and soul, man and nature. Now appeared a chasm between body and soul that had not been present at all prior to the time of this old sage. Man now felt himself divided as well from nature, something that also had not been the case in the ancient times. This contrast is the central trait of all thinking in the span of time between the old sage I have mentioned and Nicholas Cusanus. Men now struggle to comprehend the connection between, on one hand, the soul, that lacks spirit reality, and on the other hand, the body that has become dense, has turned into force, into a complex of forces. ![]() And men struggle to feel and experience the relationship between man and nature. But everywhere, nature is force. In that time, no conception at all existed as yet of what we call today “the laws of nature.” People did not think in terms of natural laws; everywhere and in everything they felt the forces of nature. When a man looked into his own being, he did not experience a soul that—as was the case later one—bore within itself a dim will, an almost equally dim feeling, and an abstract thinking. Instead, he experienced the soul as the bearer of the living Logos, something that was not abstract and dead, but a divine living image of God. We must be able to picture this contrast, which remained acute until the eleventh or Twelfth century. It was quite different from the contrasts that we feel today. If we cannot vividly grasp this contrast, which was experienced by everyone in that earlier epoch, we make the same mistake as all those historians of philosophy who regard the old Greek thinker Democritus22 of the fifth century B.C. as an atomist in the modern sense, because he spoke of “atoms.” The words suggest a resemblance, but no real resemblance exists. There is great difference between modern-day atomists and Democritus. His utterances were based on the awareness of the contrast described above between man and nature, soul and body. His atoms were complexes of force and as such were contrasted with space, something a modern atomist cannot do in that manner. How could the modern atomist say what Democritus said: “Existence is not more than nothingness, fullness is not more than emptiness?” It implies that Democritus assumed empty space to possess an affinity with atom-filled space. This has meaning only within a consciousness that as yet has no idea of the modern concept of body. Therefore, it cannot speak of the atoms of a body, but only of centers of force, which, in that case, have an inner relationship to what surrounds man externally. Today's atomist cannot equate emptiness with fullness. If Democritus had viewed emptiness the way we do today, he could not have equated it with the state of being. He could do so because in this emptiness he sought the soul that was the bearer of the Logos. And though he conceived his Logos in a form of necessity, it was the Greek form of necessity, not our modern physical necessity. If we are to comprehend what goes on today, we must be able to look in the right way into the nuances of ideas and feelings of former times. There came the time, described in the last lecture, of Meister Eckhart and Nicholas Cusanus, when even awareness of the Logos indwelling the soul was lost. The ancient sage, in listening to the universe, only had to mourn the silence, but Meister Eckhart and Cusanus found the naught and had to seek the I out of nothingness. Only now, at this point, does the modern era of thinking begin. The soul now no longer contains the living Logos. Instead, when it looks into itself, it finds ideas and concepts, which finally lead to abstractions. The soul has become even more tenuous. A third phase begins. Once upon a time, in the first phase, the soul experienced the spirit's archetype within itself. It saw itself as the messenger of spirit. In the second phase, the soul inwardly experienced the living image of God in the Logos, it became the bearer of the Logos. Now, in the third phase, the soul becomes, as it were, a vessel for ideas and concepts. These may have the certainty of mathematics, but they are only ideas and concepts. The soul experiences itself at its most tenuous, if I may put it so. Again the corporeal world increases in robustness. This is the third way in which man experiences himself. He cannot as yet give up his soul element completely, but he experiences it as the vessel for the realm of ideas. He experiences his body, on the other hand, not only as a force but as a spatial body.
The body has become still more robust. Man now denies the spirit altogether. Here we come to the “body” that Hobbes, Bacon,23 and Locke spoke of. Here, we meet “body” at its densest. The soul no longer feels a kinship to it, only an abstract connection that gets worse in the course of time. In place of the earlier concrete contrast of soul and body, man and nature, another contrast arises that leads further and further into abstraction. The soul that formerly appeared to itself as something concrete—because it experienced in itself the Logos-image of the divine—gradually transforms itself to a mere vessel of ideas. Whereas before, in the ancient spiritual age, it had felt akin to everything, it now sees itself as subject and regards everything else as object, feeling no further kinship with anything. The earlier contrast of soul and body, man and nature, increasingly became the merely theoretical epistemological contrast between the subject that is within a person and the object without. Nature changed into the object of knowledge. It is not surprising that out of its own needs knowledge henceforth strove for the “purely objective.” But what is this purely objective? It is no longer what nature was to the Greeks. The objective is external corporeality in which no spirit is any longer perceived. It is nature devoid of spirit, to be comprehended from without by the subject. ![]() Precisely because man had lost the connection with nature, he now sought a science of nature from outside. Here, we have once again reached the point where I concluded yesterday. Cusanus looked upon what should have been the divine world to him and declared that man with his knowledge must stop short before it and, if he must write about the divine world, he must write a docta ignorantia. And only faintly, in symbols taken from mathematics, did Cusanus want to retain something of what appeared thus to him as the spiritual realms. About a hundred years after the Docta Ignorantia appeared in 1440, the De Revolutionibus Orbium Coelestium appeared in 1543. one century later, Copernicus, with his mathematical mind, took hold of the other side, the external side of what Cusanus could not fully grasp, not even symbolically, with mathematics. Today, we see how in fact the application of this mathematical mind to nature becomes possible the moment that nature vanishes from man's immediate experience. This can be traced even in the history of language since “Nature” refers to something that is related to “being born,” whereas what we consider as nature today is only the corporeal world in which everything is dead. I mean that it is dead for us since, of course, nature contains life and spirit. But it has become lifeless for us and the most certain of conceptual systems, namely, the mathematical, is regarded as the best way to grasp it. Thus we have before us a development that proceeds with inward regularity. In the first epoch, man beheld god and world, but god in the world and the world in god: the one-ness, unity. In the second epoch, man in fact beheld soul and body, man and nature; the soul as bearer of the living Logos, the bearer of what is not born and does not die; nature as what is born and dies. In the third phase man has ascended to the abstract contrast of subject (himself) and object ( the external world.) The object is something so robust that man no longer even attempts to throw light on it with concepts. It is experienced as something alien to man, something that is examined from outside with mathematics although mathematics cannot penetrate into the inner essence. For this reason, Cusanus applied mathematics only symbolically, and timidly at that. The striving to develop science must therefore be pictured as emerging from earlier faculties of mankind. A time had to come when this science would appear. It had to develop the way it did. We can follow this if we focus clearly on the three phases of development that I have just described. We see how the first phase extends to the Eighth Century B.C. to the ancient sage of Southern Europe whom I have described today. The second extends from him to Nicholas Cusanus. We find ourselves in the third phase now. The first is pneumatological, directed to the spirit in its primeval form. The second is mystical, taking the world in the broadest sense possible. The third is mathematical. Considering the significant characteristics, therefore, we trace the first phase—ancient pneumatology—as far as the ancient Southern wise man. Magical mysticism extends from there to Meister Eckhart and Nicholas Cusanus. The age of mathematizing natural science proceeds from Cusanus into our own time and continues further. More on this tomorrow.
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326. The Origins of Natural Science: Lecture III
26 Dec 1922, Dornach Translated by Maria St. Goar, Norman MacBeth Rudolf Steiner |
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326. The Origins of Natural Science: Lecture III
26 Dec 1922, Dornach Translated by Maria St. Goar, Norman MacBeth Rudolf Steiner |
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In the last two lectures I tried to indicate the point in time when the scientific outlook and manner of thinking, such as we know it today, arose in the course of time. It was pointed out yesterday that the whole character of this scientific thinking, emerging at the beginning most clearly in Copernicus’ conception of astronomy, depends on the way in which mathematical thinking was gradually related to the reality of the external world. The development of science in modern times has been greatly affected by a change—one might almost say a revolutionary change—in human perception in regard to mathematical thinking itself. We are much inclined nowadays to ascribe permanent and absolute validity to our own manner of thinking. Nobody notices how much matters have changed. We take a certain position today in regard to mathematics and to the relationship of mathematics to reality. We assume that this is the way it has to be and that this is the correct relationship. There are debates about it from time to time, but within certain limits this is regarded as the true relationship. We forget that in a none too distant past mankind felt differently concerning mathematics. We need only recall what happened soon after the point in time that I characterized as the most important in modern spiritual life, the point when Nicholas Cusanus presented his dissertation to the world. Shortly after this, not only did Copernicus try to explain the movements of the solar system with mathematically oriented thinking of the kind to which we are accustomed today, but philosophers such as Descartes and Spinoza24 began to apply this mathematical thought to the whole physical and spiritual universe. Even in such a book as his Ethics, the philosopher Spinoza placed great value on presenting his philosophical principles and postulates, if not in mathematical formulae—for actual calculations play no special part—yet in such a manner that the whole form of drawing conclusions, of deducing the later rules from earlier ones, is based on the mathematical pattern. By and by it appeared self-evident to the men of that time that in mathematics they had the right model for the attainment of inward certainty. Hence they felt that if they could express the world in thoughts arranged in the same clear-cut architectural order as in a mathematical or geometrical system, they would thereby achieve something that would have to correspond to reality. If the character of scientific thinking is to be correctly understood, it must be through the special way in which man relates to mathematics and mathematics relates to reality. Mathematics had gradually become what I would term a self-sufficient inward capacity for thinking. What do I mean by that? The mathematics existing in the age of Descartes25 and Copernicus can certainly be described more or less in the same terms as apply today. Take a modern mathematician, for example, who teaches geometry, and who uses his analytical formulas and geometrical concepts in order to comprehend some physical process. As a geometrician, this mathematician starts from the concepts of Euclidean geometry, the three-dimensional space (or merely dimensional space, if he thinks of non-Euclidean geometry.)26 In three-dimensional space he distinguishes three mutually perpendicular directions that are otherwise identical. Space, I would say, is a self-sufficient form that is simply placed before one's consciousness in the manner described above without questions being raised such as: Where does this form come from? Or, Where do we get our whole geometrical system? In view of the increasing superficiality of psychological thinking, it was only natural that man could no longer penetrate to those inner depths of soul where geometrical thought has its base. Man takes his ordinary consciousness for granted and fills this consciousness with mathematics that has been thought-out but not experienced. As an example of what is thought-out but not experienced, let us consider the three perpendicular dimensions of Euclidean space. Man would have never thought of these if he had not experienced a threefold orientation within himself. One orientation that man experiences in himself is from front to back. We need only recall how, from the external modern anatomical and physiological point of view, the intake and excretion of food, as well as other processes in the human organism, take place from front to back. The orientation of these specific processes differs from the one that prevails when, for example, I do something with my right arm and make a corresponding move with my left arm. Here, the processes are oriented left and right. Finally, in regard to the last orientation, man grows into it during earthly life. In the beginning he crawls on all fours and only gradually, stands upright, so that this last orientation flows within him from above downward and up from below. As matters stand today, these three orientations in man are regarded very superficially. These processes—front to back, right to left or left to right, and above to below—are not inwardly experienced so much as viewed from outside. If it were possible to go back into earlier ages with true psychological insight, one would perceive that these three orientations were inward experiences for the men of that time. Today our thoughts and feelings are still halfway acknowledged as inward experiences, but he man of a bygone age had a real inner experience, for example, of the front-to-back orientation. He had not yet lost awareness of the decrease in intensity of taste sensations from front to back in the oral cavity. The qualitative experience that taste was strong on the tip of the tongue, then grew fainter and fainter as it receded from front to back, until it disappeared entirely, was once a real and concrete experience. The orientation from front to back was felt in such qualitative experiences. Our inner life is no longer as intense as it once was. Therefore, today, we no longer have experiences such as this. Likewise man today no longer has a vivid feeling for the alignment of his axis of vision in order to focus on a given point by shifting the right axis over the left. Nor does he have a full concrete awareness of what happens when, in the orientation of right-left, he relates his right arm and hand to the left arm and hand. Even less does he have a feeling that would enable him to say: The thought illuminates my head and, moving in the direction from above to below, it strikes into my heart. Such a feeling, such an experience, has been lost to man along with the loss of all inwardness of world experience. But it did once exist. Man did once experience the three perpendicular orientation of space within himself. And these three spatial orientations—right-left, front-back, and above-below—are the basis of the three-dimensional framework of space, which is only the abstraction of the immediate inner experience described above. So what can we say when we look back at the geometry of earlier times? We can put it like this: It was obvious to a man in those ages that merely because of his being human the geometrical elements revealed themselves in his own life. By extending his own above-below, right-left, and front-back orientations, he grasped the world out of his own being. Try to sense the tremendous difference between this mathematical feeling bound to human experience, and the bare, bleak mathematical space layout of analytical geometry, which establishes a point somewhere in abstract space, draws three coordinating axes at right angles to each other and thus isolates this thought-out space scheme from all living experience. But man has in fact torn this thought-out spatial diagram out of his own inner life. So, if we are to understand the origin of the later mathematical way of thinking that was taken over by science, if we are to correctly comprehend its self-sufficient presentation of structures, we must trace it back to the self-experienced mathematics of a bygone age. Mathematics in former times was something completely different. What was once present in a sort of dream-like experience of three-dimensionality and then became abstracted, exists today completely in the unconscious. As a matter of fact, man even now produced mathematics from his own three-dimensionality. But the way in which he derives this outline of space from his experiences of inward orientation is completely unconscious. None of this rises into consciousness except the finished spatial diagram. The same is true of all completed mathematical structures. They have all been severed from their roots. I chose the example of the space scheme, but I could just as well mention any other mathematical category taken from algebra or arithmetic. They are nothing but schemata drawn from immediate human experience and raised into abstraction. Going back a few centuries, perhaps to the fourteenth century, and observing how people conceived of things mathematical, we find that in regard to numbers they still had an echo of inward feelings. In an age in which numbers had already become an abstract ads they are today, people would have been unable to find the names for numbers. The words designating numbers are often wonderfully characteristic. Just think of the word “two.” (zwei) It clearly expresses a real process, as when we say entzweien, “to cleave in twain.” Even more, it is related to zweifeln, “to doubt.” It is not mere imitation of an external process when the number two, zwei, is described by the word Entzweien, which indicates the disuniting, the splitting, of something formerly a whole. It is in fact something that is inwardly experienced and only then made into a scheme. It is brought up from within, just as the abstract three-dimensional space-scheme is drawn up from inside the mind. We arrive back at an age of rich spiritual vitality that still existed in the first centuries of Christianity, as can be demonstrated by the fact that mathematics, mathesis, and mysticism were considered to be almost one and the same. Mysticism, mathesis, and mathematics are one, though only in a certain connection. For a mystic of the first Christian centuries, mysticism was something that one experienced more inwardly in the soul. Mathematics was the mysticism that one experienced more outwardly with the body; for example, geometry with the body's orientations to front-and-back, right-and-left, and up-and-down. One could say that actual mysticism was soul mysticism and that mathematics, mathesis, was mysticism of the corporeality. Hence, proper mysticism was inwardly experienced in what is generally understood by this term; whereas mathesis, the other mysticism, as experienced by means of an inner experience of the body, as yet not lost. As a matter of fact, in regard to mathematics and the mathematical method Descartes and Spinoza still had completely different feelings from what we have today. Immerse yourself in these thinkers, not superficially as in the practice today when one always wants to discover in the thinkers of old the modern concepts that have been drilled into our heads, but unselfishly, putting yourself mentally in their place. You will find that even Spinoza still retained something of a mystical attitude toward the mathematical method. The philosophy of Spinoza differs from mysticism only in one respect. A mystic like Meister Eckhart or Johannes Tauler27 attempts to experience the cosmic secrets more in the depths of feeling. Equally inwardly, Spinoza constructs the mysteries of the universe along mathematical, methodical lines, not specifically geometrical lines, but lines experienced mentally by mathematical methods. In regard to soul configuration and mood, there is no basic difference between the experience of Meister Eckhart's mystical method and Spinoza's mathematical one. Anyone how makes such a distinction does not really understand how Spinoza experienced his Ethics, for example, in a truly mathematical-mystical way. His philosophy still reflects the time when mathematics, mathesis, and mysticism were felt as one and the same experience in the soul. Now, you will perhaps recall how, in my book The Case for Anthroposophy,28 I tried to explain the human organization in a way corresponding to modern thinking. I divided the human organization—meaning the physical one—into the nerve-sense system, the rhythmic system, and the metabolic-limb system. I need not point out to you that I did not divide man into separate members placed side by side in space, although certain academic persons have accused29 me of such a caricature. I made it clear that these three systems interpenetrate each other. The nerve-sense system is called the “head system” because it is centered mainly in the head, but it spreads out into the whole body. The breathing and blood rhythms of the chest system naturally extend into the head organization, and so on. The division is functional, not local. An inward grasp of this threefold membering will give you true insight into the human being. Let us now focus on this division for a certain purpose. To begin with, let us look at the third member of the human organization, that of digestion (metabolism) and the limbs. Concentrating on the most striking aspect of this member, we see that man accomplishes the activities of external life by connecting his limbs with his inner experiences. I have characterized some of these, particularly the inward orientation experience of the three directions of space. In his external movements, in finding his orientation in the world, man's limb system achieves inward orientation in the three directions. In walking, we place ourselves in a certain manner into the experience of above-below. In much that we do with our hands or arms, we bring ourselves into the orientation of right-and-left. To the extent that speech is a movement of the aeriform in man, we even fit ourselves into direction of front-and-back, back-and-front, when we speak. Hence, in moving about in the world, we place our inward orientation into the outer world. Let us look at the true process, rather than the merely illusionary one, in a specific mathematical case. It is an illusionary process, taking place purely in abstract schemes of thought, when I find somewhere in the universe a process in space, and I approach it as an analytical mathematician in such a way that I draw or imagine the three coordinate axes of the usual spatial system and arrange this external process into Descartes’ purely artificial space scheme. ![]() This is what occurs above, in the realm of thought schemes, through the nerve-sense system. One would not achieve a relationship to such a process in space if it were not for what one does with one's limbs, with one's whole body, if it were not for inserting oneself into the whole world in accordance with the inward orientation of above-below, right-left, and front-back. When I walk forward, I know that on one hand I place myself in the vertical direction in order to remain upright. I am also aware that in walking I adjust my direction to the back-to-front orientation, and when I swim and use my arms, I orient myself in right and left. I do not understand all this if I apply Descartes’ space scheme, the abstract scheme of the coordinate axes. What gives me the impression of reality in dealing with matters of space is found only when I say to myself: Up in the head, in the nerve system, an illusory image arises of something that occurs deep down in the subconscious. Here, where man cannot reach with his ordinary consciousness, something takes place between his limb system and the universe. The whole of mathematics, of geometry, is brought up out of our limb system of movement. We would not have geometry if we did not place ourselves into the world according to inward orientation. In truth, we geometrize when we lift what occurs in the subconscious into the illusory of the thought scheme. This is the reason why it appears so abstractly independent to us. But his is something that this only come about in recent times. In the age in which mathesis, mathematics, was still felt to be something close to mysticism, the mathematical relationship to all things was also viewed as something human. Where is the human factor if I imagine an abstract point somewhere in space crossed by three perpendicular directions and then apply this scheme to a process perceived in actual space? It is completely divorced from man, something quite inhuman. This non-human element, which has appeared in recent times in mathematical thinking, was once human. But when was it human? The actual date has already been indicated, but the inner aspect is still to be described. When was it human? It was human when man did not only experience in his movements and his inward orientation in space that he stepped forward from behind and moved in such a way that he was aware of his vertical as well as the horizontal direction, but when he also felt the blood's inward activity in all such moving about, in all such inner geometry. There is always blood activity when I move forward. Think of the blood activity present when, as an infant, I lifted myself up from the horizontal to an upright position! Behind man's movements, behind his experience of the world by virtue of movements, (which can also be, and at one time was, an inward experience) there stands the experience of the blood. Every movement, small or large, that I experience as I perform it contains its corresponding blood experience. Today blood is to us the red fluid that seeps out when we prick our skin. We can also convince ourselves intellectually of its existence. But in the age when mathematics, mathesis, was still connected with mysticism, when in a dreamy way the experience of movement was inwardly connected with that of blood, man was inwardly aware of the blood. It was one thing to follow the flow of blood through the lungs and quite another to follow it through the head. Man followed the flow of the blood in lifting his knee or his foot, and he inwardly felt and experienced himself through and through in his blood. The blood has one tinge when I raise my foot, another when I place it firmly on the ground. When I lounge around and doze lazily, the blood's nuance differs from the one it has when I let thoughts shoot through my head. The whole person can take on a different form when, in addition to the experience of movement, he has that of the blood. Try to picture vividly what I mean. Imagine that you are walking slowly, one step at a time; you begin to walk faster; you start to run, to turn yourself, to dance around. Suppose that you were doing all this, not with today's abstract consciousness, but with inward awareness: You would have a different blood experience at each stage, with the slow walking, then the increase in speed, the running, the turning, the dancing. A different nuance would be noted in each case. If you tried to draw this inner experience of movement, you would perhaps have to sketch it like this (white line.) But for each position in which you found yourself during this experience of movement, you would draw a corresponding inward blood experience (red, blue, yellow—see Figure 2) ![]() Of the first experience, that of movement, you would say that you have it in common with external space, because you are constantly changing your position. The second experience, which I have marked by means of the different colors, is a time experience, a sequence of inner intense experiences. In fact, if you run in a triangle, you can have one inner experience of the blood. You will have a different one if you run in a square. ![]() What is outwardly quantitative and geometric, is inwardly intensely qualitative in the experience of the blood. ![]() It is surprising, very surprising, to discover that ancient mathematics spoke quite differently about the triangle and the square. Modern nebulous mystics describe great mysteries, but there is no great mystery here. It is only what a person would have experienced inwardly in the blood when he walked the outline of a triangle or a square, not to mention the blood experience corresponding to the pentagram. In the blood the whole of geometry becomes qualitative inward experience. We arrive back at a time when one could truly say, as Mephistopheles does in Goethe's Faust, “Blood is a very special fluid.”30 This is because, inwardly experienced, the blood absorbs all geometrical forms and makes of them intense inner experiences. Thereby man learns to know himself as well. He learns to know what it means to experience a triangle, a square, a pentagram; he becomes acquainted with the projection of geometry on the blood and its experiences. This was once mysticism. Not only was mathematics, mathesis, closely related to mysticism, it was in fact the external side of movement, of the limbs, while the inward side was the blood experience. For the mystic of bygone times all of mathematics transformed itself out of a sum of spatial formations into what is experienced in the blood, into an intensely mystical rhythmic inner experience. We can say that once upon a time man possessed a knowledge that he experienced, that he was an integral part of; and that at the point in time that I have mentioned, he lost this oneness of self with the world, this participation in the cosmic mysteries. He tore mathematics loose from his inner being. No longer did he have the experience of movement; instead, he mathematically constructed the relationships of movement outside. He no longer had the blood experience; the blood and its rhythm became something quite foreign to him. Imagine what this implies: Man tears mathematics free from his body and it becomes something abstract. He loses his understanding of the blood experience. Mathematics no longer goes inward. Picture this as a soul mood that arose at a specific time. Earlier, the soul had a different mood than later. Formerly, it sought the connection between blood experience and experience of movement; later, it completely separated them. It no longer related the mathematical and geometrical experience to its own movement. It lost the blood experience. Think of this as real history, as something that occurs in the changing moods of evolution. Verily, a man who lived in the earlier age, when mathesis was still mysticism, put his whole soul into the universe. He measured the cosmos against himself. He lived in astronomy. Modern man inserts his system of coordinates into the universe and keeps himself out of it. Earlier, man sensed a blood experience with each geometrical figure. Modern man feels no blood experience; he loses the relationship to his own heart, where the blood experiences are centered. Is it imaginable that in the seventh or eighth century, when the soul still felt movement as a mathematical experience and blood as a mystical experience, anybody would have founded a Copernican astronomy with a system of coordinates simply inserted into the universe and totally divorced from man? No, this became possible only when a specific soul constitution arose in evolution. And after that something else became possible as well. The inward blood awareness was lost. Now the time had come to discover the movements of the blood externally through physiology and anatomy. Hence you have this change in evolution: On one hand Copernican astronomy, on the other the discovery of the circulation of the blood by Harvey,31 a contemporary of Bacon and Hobbes. A world view gained by abstract mathematics cannot produce anything like the ancient Ptolemaic theory, which was essentially bound up with man and the living mathematics he experienced within himself. Now, one experiences an abstract system of coordinates starting with an arbitrary zero point. No longer do we have the inward blood experience; instead, we discover the physical circulation of the blood with the heart in the center. The birth of science thus placed itself into the whole context of evolution in both its conscious and unconscious processes. Only in this way, out of the truly human element, can one understand what actually happened, what had to happen in recent times for science—so self-evident today—to come into being in the first place. Only thus could it even occur to anybody to conduct such investigations as led, for example, to Harvey's discovery of the circulation of the blood. We shall continue with this tomorrow.
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291. Colour: The Phenomenon of Colour in Material Nature
08 May 1921, Dornach Translated by Harry Collison Rudolf Steiner |
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291. Colour: The Phenomenon of Colour in Material Nature
08 May 1921, Dornach Translated by Harry Collison Rudolf Steiner |
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We have differentiated colours in that out of their own nature we have got black, white, green and peach-colour as images, and from this pictorial character of colours we had to differentiate what I called the luminous nature of colours which we meet in blue, yellow and red. And we saw that just these colours, blue, yellow and red, possess what I might call certain properties of will, by reason of their being luminous. As you know, one perceives a colour as a so-called colour of the spectrum, such as we see in the rainbow, and we perceive colour in solid bodies. And we know also that we must make use of bodies as painting-colours, their bodily composition, mixture, etc., if we want to practice the art of colour which is painting. Here we are brought to the important question, the answer to which in the state of present-day knowledge, is nowhere to be found, the question namely: What is the relation of colour as such, which we have got to know as something volatile and fleeting, either as image or luster, to solid body, to matter? What makes matter as such appear to us coloured? Those who have looked into Goethe's Theory of Colour, will perhaps know that there, this question is not touched upon, from a certain intellectual honesty of Goethe, because from the means at his disposal he simply was not capable of getting as far as the problem—how is colour applied to solid matter? Moreover this is a question, in the highest sense, for the Art of Painting. For in painting we practice this phenomenon, at any rate for the purpose of outward appearance. We apply colour and through its application we try to call forth the impression of something painted. So, if we want to raise the study of the nature of colour to the plane of painting, we must be interested in this coloured appearance of material nature. Now since in recent times the physicists of colour have regarded the theory of colour as a part of Optics, we find also explanations of the colour of solids worthy of the new physics. We find, for example, the characteristic explanation of the question, Why is a body red? A body is red because it absorbs all other colours and reflects only red. This is the explanation so characteristic of the new Physics, for it is based approximately on the logical formula: Why is a man stupid? He is stupid because he absorbs all cleverness and radiates only stupidity outwards. If one applies this logical principle so common in colour-theory everywhere to the rest of life, you see what interesting things result. He pursued his problem as far as his means allowed him. Then he stopped in front of the question: How is matter coloured? Now let us recall how we first got the pictorial character of the first four colours we dealt with. We saw that we there have a property which produces on a medium its shadow or its image. We saw how the living forms its image or shadow in the lifeless and how thereby green results. We saw then how the psychic forms its image in the living and produces thereby peach-colour. We saw how the spiritual forms its image in the psychic, and thereby white is the result, and finally how the lifeless reflects its image or shadow in the spiritual and produces black. There we have all the colours which have a pictorial or image character. The rest have the luster or luminous character. The pictorial character we meet most visibly in the objective world is green. Black and white are to a certain extent frontier-colours and are for this reason no more regarded as colours. Peach-colour, we have seen, is to be understood really only in movement. So that green is the most typical. And this would be the colour applied to the external world, or, as we say, applied to the Vegetable Kingdom. And so in the Vegetable Kingdom we have expressed the real origin of applied colour as image. Now it is a question perhaps of examining this vegetable green in order to find the character, the essence of green. And here we must enlarge the problem contrary to what is usually recognized today. We know from our Occult Science that the Vegetable Kingdom was formed during the previous metamorphosis-condition of our earth. But we also know that at that time there was as yet no solid matter. We know it has been transformed during the evolution of our earth, and must have been made, during the evolution of the old moon, in a fluid state, for there existed nothing solid then. We can speak of colour matter floating in this fluid and permeating it. It need not be attached to anything, or at the most, to the surface. Only on the surface does the fluid matter tend to become solid. And so, if we look back at this stage of evolution, we might say: in the formation of vegetation we have to do with a fluid green, or, in act, with fluid colour-matter, and with something that is really a fluid element. And plants—as you can see in my Occult Science—could not have assumed their firm shape, could not have put on their mineral form, till the period of earth-evolution. It is possible that something was formed in vegetation which made it definite, and not fluid. So that what we call plants first appeared during the formation of the earth. It was then that colour must have taken on the character in plants such as we perceive today; it was then that it became a permanent green. Now a plant does not wear only this green—at least generally,—for you are aware how a plant in the course of its metamorphosis merges into other colours, as a plant has yellow, blue or red flowers, and as a green fruit—take for example, a melon, merges into yellow. A superficial observation shows you what is at work there when a plant takes on a colour other than green. When this happens—you can easily prove it—the sun is essential to the circumstances connected with the growth of these other colours,—direct sunlight. Just consider how plants, if they cannot hold up their flowers to the sunlight, in fact hide themselves, curl up, etc. And we shall find a connection,—superficially a connection,—between the absence of green colour in certain plant parts and the sun. The sun metamorphoses, one might say, the green. It brings the green to another condition. If we bring the manifold colouring of vegetation into relation with a heavenly body—as already said, in a superficial study—we shall not find it difficult to consult the statements of Occult Science, and to ask: What has it, from its observations, to say concerning possible other relationships of coloured plant-life to the stars? And here we have to ask ourselves the question: What kind of starry phenomenon is of the greatest effect on earth? What heavenly body is there whose influence would be contrary to the sun's, and could produce that in plant-nature which sunlight as it were metamorphoses, destroys, changes to other colours? What is there that can produce the green in the vegetable world? We arrive at that particular heavenly body which represents the polaric opposite of the sun, namely the moon. And Spiritual Science can establish the connection between the green of plants and this moon-nature (I will only just mention the subject today) as well as one can establish the connection of the rest of plant-life, with the sun. This it does by pointing to the properties of moonlight as opposed to sunlight, and above all, by pointing out how moon-light influences sun-darkness. If we consider vegetation, we get an interplay of lunar and solar influences. But at the same time we get an explanation why green becomes an image, and why green in plants is not luminous like the other colours. The other colours in plants are lustrous. They have a shiny character. Just look with proper understanding at the colour of flowers; they shine at one. Compare it with the green. It is “fixed” to the plant. You see in it nothing else but a copy of what you perceive in the Cosmos. Sunlight shines; moonlight is the pictorial image of sunlight. Thus you find again the image (or shadow, Ed.) of light, colour as the image of light, in the green of plants. And you have in the plant through the sun the colour of the luster. And you have the colour of the “fixation”; the colour of the image in the green. These things cannot be understood with the clumsy ideas of Physics. They have to be brought into the region of feeling and must be realized with spiritual sensibility. Then you automatically get what we have understood in this way, the transition into Art. Physics, with its clumsy methods of approaching the world of colour, has driven all artistic considerations from its study. So that actually the artist has not the least idea what to make of what Physics has to say concerning it. But if we regard the colour of plants in such a way that we know that cosmic forces play a part, that we have in the colour-formation of plants a conjunction of solar and lunar forces, we then have the first element by which we can understand how colour is attached to an object, at any rate primarily to a vegetable object, how it becomes an embodied colour. It becomes a embodied colour because it is not the luster which works on it cosmically, but already the image as such. In the plant we have to deal with that green which becomes an image because at one time in the evolution of the earth the moon was separated from this earth. In this separation we must see the real origin of the green in the vegetable world. Because of it the plant can no longer be exposed to the equivalent of lunar forces on the earth, but receives its image-character direct from the Cosmos. Our feeling is well acquainted with this cosmic interchange of relations in respect of vegetation, and if we question our feeling we shall be able to approach this character of green and other colours from this world of feeling by means of an artistic appreciation of the nature of colours. It is, you see, something peculiar. If you go back in the history of painting you will find that the great painters of former ages paint people and human situations, but seldom paint external nature, in so far as it consists of plant-life. You can of course also easily find the explanation for it; that in older times it was not so usual to observe nature and that therefore one did not paint it. But that of course is only a superficial explanation, though people today are easily satisfied with such superficial explanations. What lies behind it is different. Landscape painting arises really at that time in which materialism and intellectualism grip mankind, in which an abstract nature acquires more and more power over human civilization and culture. You may say that landscape painting is in fact a product of the last three or four centuries. If you take this into consideration you will have to say to yourself: only in the last three or four centuries has man reached a state of soul which enables him to comprehend the element necessary for painting nature in landscape. Why? If you look at the pictures of old times, we shall conclude that all these pictures have a quite definite character. Precisely if we differentiate (we will discuss it more exactly) in colour between the image-character and the luster-character, we find that the old artists did not make this distinction in their painting. And they paid no attention, as we had to do yesterday, to this inner will-nature of colour-luster. The old painters do not always take into consideration that yellow demands a shadowy edge. They take it into consideration when they carry their painting more into the spiritual; but not when they paint the everyday world. Nor did they pay attention to what we demanded of blue; possibly rather more so with red. You can see this in certain pictures by Leonardo, and also in others, for example, by Titian. But in general we can say that the old painters do not make this distinction between image and luster in the nature of colours. Why? They stand in a different relationship to the world of colours; they grasp what is luster in colour-nature. They grasp what is image and give it in painting an image-character. But if you give image-character to what in the world of colours is luster, if you have turned everything in the nature of colours into image, then you cannot paint a landscape of plants. Why not? Now suppose you want to paint a landscape of plant-life, and it is to give a real impression of life, you have to paint the plants themselves as well in their green as in their individual colours rather darker than they really are. You must make a green surface, in any case darker than it is. You must also make the red or yellow plant-life darker than reality. But then, after you have got your colour in this way in image-character, rather darker than it really is, you must cover the whole with an atmosphere, and this atmosphere must in a certain way be yellowish-white. You must get the whole in a yellowish-white light, and only then you get in the right manner what a plant really is. You have to paint a glow over the image; and therefore you must cross over to the luster-character of colour; you must have its luster-character. And I would ask you to look, from this point of view, at the whole effort of modern landscape painting, look how it has tried to get more and more at the secret of painting vegetation. If you paint it as it is out there, you don't get there. The picture does not create the impression of life. It does this only if you paint the trees, etc. darker in their colour than they are, and pour over them the glow, something yellowish-white, that is luminous. Because the old masters did not cultivate the painting of this glow, of this lit-up atmosphere, they could not paint a landscape at all. You notice particularly in painting towards the end of the nineteenth century, how they sought the means to comprehend landscape. Open air painting, all sorts of things have cropped up in order to comprehend landscape. They do it only if they resolve to paint the Vegetable Kingdom darker in its separate shades and then to cover it with the gleaming yellowish-white. Of course you must do this according to colour-composition, etc. Then you succeed really in painting on the canvas, or any other surface, something that gives you the impression of life. It is a matter of sensibility, and this sensibility leads you to paint in something that floods it as the expression of the shining Cosmos, of that which descends out f the universe on to earth as luster. In no other way can you get behind the secret of plant-life, that is, of nature clothed in vegetation. If you obey this law, you will also realize that everything painting seeks to achieve must also be sought in the nature of colours itself. What are in fact the media of painting? You have the surface, canvas or paper or what not, and on the surface you have to fix in pictorial form what is there. But if something refuses to be fixed in pictorial form, such as plant-nature, you must at least pour over it the luster-character. Observe, we have not yet reached the different coloured mineral substances, the lifeless objects. In this case particularly it is necessary to understand the matter with sensibility. The world of colour cannot be captured with the reason; we must apply our sensibility, and now I ask you to reflect if there is anything in the nature of colour itself which raises the question, when you are painting, something inorganic, i.e. walls or some other inanimate objects: is there any need to understand whatever you are painting from the colour itself? There is a strong necessity; for think for a moment what is tolerable and what is intolerable. You agree, don't you, that if I paint a black table on a white ground, that is quite tolerable. If I paint a blue table—just imagine a room full of furniture painted blue—if you have any artistic feeling, you would find it intolerable. Equally impossible is a room with yellow or red furniture, that is a painted room. You can, as I've said, paint a black table on a white ground, it is purely a drawing, but you can do it; in fact, one can put directly upon paper or canvas only something whereby the inorganic, the inanimate is to result, which at first has image-character in its colour. So we have to ask generally: What do the colours black, white, green and peach allow to inanimate objects? You must get from the colour what can be painted. And then it always results that when you paint according to the colour, that is the colour which is also an image, you still have not got the inanimate object. You would have only the image—the colour is already that. You would not evoke the representation of the chair, you would have the image of it, if you had to paint it purely from a colour which is image. So what must you do? You must try to give the image when you are painting still-life, the character of the luster. That is the point. You have to give the colours that have image-character, black, white, green and peach-colour, inner illumination, that is, luster-character. And then you can combine what you have thus vivified with the other lusters, with blue and yellow and red. So you must strip those colours of the image-character they have, and give them luster-character; which means that the painter, if he paints still-life, must really always bear in mind that a certain source of light, a dull source of light lies in the things themselves. He must so to speak think of his canvas or his paper as in a certain sense luminant. Here he requires on his surface the glow of the light which he has to paint on it. If he paints inanimate objects, he must bear in mind, he must contain in his mental make-up the idea, that a kind of illumination underlies inanimate objects, that in a way his surface is transparent and emits lights from within. Now you see we arrive at the point in painting where in applying the colour, in conjuring the colour on to the surface, we must give the colour the character of reflecting light; otherwise we are not painters. If we always strive more and more to produce a painting out of the colour itself, as after all later human development demands, we shall have to pursue this attempt further and further; namely to get to the root of the essential nature of colour, so as to compel a colour, if it is an image colour, to return and take on again its luster-character, to make it inwardly luminous. If we paint it otherwise, we get no endurable painting of inanimate nature. A wall which is not covered with paint so as to have this inward light is, as a painting, no wall, but only the image of one. We must bring the colours to glow inwardly, and thereby in a certain sense, they become mineralized. Therefore we shall have more and more to find a way of not painting from the palette, smearing the material colour on to the surface, for then we shall never be able to evoke the inner light in the right way, but of painting form the pot (tiegel); we shall have to paint only with that colour which has got the green of liquid because it is watery, (i.e. with liquid colours, Ed.) And generally speaking an inartistic element has been introduced into painting with the palette. Painting from the palette is materialistic, a failure to understand the inner nature of colour which, as such, is really never absorbed by the material body, but lives in it, and must proceed from it. Therefore, when I put it on the surface, I must make it shine. You are aware that in our building we have tried to bring out this light by using vegetable colours which can most easily be made to develop this inner glow. Any one who has feeling for these things will see how coloured minerals, in different degrees, it is true, show this inner light which we attempt to conjure up when we want to paint a mineral. When we want to paint a mineral according to its colour, we learn to look at it not as a model, naturalistically, but, as is necessary, as in the act of giving light from inside. Now, how does a mineral proceed to give light inwardly? If we have the coloured mineral, its colour appears to us because it is in sunlight. Sunlight in this case does much less than in the case of plants. In plants sunlight conjures up all the colours which occur besides green. In a coloured mineral, or any inanimate coloured object the effect of sunlight is that in the dark, when all cats are grey or black, we do not see the colours; it simply makes the colours visible. But the reason for the colour is, after all, inside. Why? How does it get there? Here we arrive again at the problem from which we started today. Now, to lead you to the green of plants, I have had to point out to you the breaking away of the moon, as you find it described in my Occult Science. Now I must point out to you the other similar events, which have taken place in the course of the earth's evolution. If you follow what I have explained in my Occult Science concerning the earth's development, you will find that those universal bodies which surround the earth and belong to its planetary system, were, as you know, in connection with the whole terrestrial planet; they were torn away just as the moon was. Of course that in itself is connected with the sun. But, generally speaking, if we look simply at the earth, we can regard this as an exodus. Observe that the internal colouring of inanimate objects is connected with this departure of the other planets. Solids become coloured, because the earth is freed from those forces which she had while the planets were tied to her, and they effect her from out of the Cosmos, and thereby evoke the inner force of the Cosmos in the coloured mineral bodies. This is, in fact, exactly what the minerals get from the forces which are no more there, but now shed their influence from out of the Cosmos. We see it is a much more hidden occult matter than with the plants' green. But here we have something which just because it is hidden, goes much deeper into its nature and therefore includes not only living vegetation but also the lifeless mineral. And so we are brought—I am only mentioning it here—if we are to consider the colouring of solids, to something of which modern Physics takes no account. We are brought to the workings of the Cosmos. We cannot explain the colouration of inanimate things in any way if we do not know that this is connected with what the terrestrial bodies have retained as inner forces since the other planets have been removed from the earth. For instance, we explain the reddish colour in some mineral or other by means of the earth's connection with some planet, for example, with Mars or Mercury; a mineral yellow, by means of the earth's connection with Jupiter or Venus, and so on. For this reason the colouration of mineral swill always remain a riddle until we come to think of the earth in conjunction with the extra-terrestrial bodies in the Cosmos. If we turn to living things, we must turn to sun and moonlight, and thus come to the one green surface colour, and to the surface colours which later become luster and luminosity emitted by the plant. But if we wish to understand that particular light that confronts us from the inside of substances, that element of the otherwise fluctuating spectrum which is constant inside solid bodies, we must remember that at one time what is now cosmic was in the interior of the earth and is thus the origin of those heavy elements in the earth's composition which are more or less liquid. We have to look outside the earth for the origin of what lies hidden under the surface of minerals. That is the essential thing. The surface of the earth admits of an easier terrestrial explanation than what lies under it, which requires an extra-terrestrial explanation. And thus the mineral component parts of our earth flash out at us in those colours which they have retained from the elements which have left the earth for the planets. And these colours remain under the influence of the corresponding planets of the cosmic environment. This is the reason why, when we apply the lifeless paint to a surface we must, as it were, get the light behind the surface, we must spiritualize the surface and create a secret inner radiance. I mean, we must try to get the downward-streaming planetary influence behind the surface on which we paint the picture, so that the painting gives us organically the impression of the essential, not merely of the pictorial, and so it will depend on imparting the spiritual to the colours, in order to paint inanimate nature. But how to do it? Recall the scheme which I have given you, in which I said: black is the image of the lifeless in the spiritual. We create the spiritual according to the luster and paint in it the lifeless. And in so far as we colour it, and convert it completely to a luster, we wake its essence. This is in fact the process which must be adopted for the painting of inanimate things. And now you will find that we can ascend again to the Animal Kingdom. If you want to paint a landscape in which the Animal Kingdom is especially conspicuous, you have something which works as follows—it can be grasped only with your feeling. If you want to introduce animals into your landscape, you must paint their colour rather lighter than reality, and you must spread over it a soft bluish light. Suppose you were painting red animals—rather a rare occurrence—you would have to have a soft bluish sheen over them, and everywhere where you had the animal and the vegetation together, you would have to blend the yellowish sheen into the bluish one. You would have to base this blending on the points of conjunction and then you get the possibility of painting the animal nature, otherwise it will always give the impression of inanimate representation. So that we may say that when we paint inanimate nature, it must be all luster, it must gleam from inside. When we paint the living plant-life, it must appear as luster-image. We first paint the image, and in fact paint so dark that we deviate from the natural colour. We present the image-character, in fact, by painting rather darker, and then overspreading it with luster, luster-image. If we paint creatures with souls and even animals, we must paint the image-luster. We must not go straight to the complete picture. This we achieve by painting lighter, that is, by leading the image over to the luster, and adding on top that which in a certain sense dulls the pure transparency. Thus we get the image-luster. And if we go to a step up to human beings, we must aspire to paint the pure image.
This is what those painters have done who have not yet painted external Nature, they have merely created the pure image. And thus we come to the complete image; that is, we must now include those colours which we have met in pictures as lusters. That happens because we deprive them in a sense of their luster-character when we get to human beings; we treat them as images. This means we paint the surface anyhow and try somehow to find a reason for it. The yellow surface insists on being, as it were, washed out at the edge. In no other way is it permissible to have the yellow, it must be washed out at the edge. In a painting of human beings, one can remove its real colour-nature and convert it into an image. In this way one transforms the luster-colour into colour and thereby reaches the human; when one paints a human being one need worry about nothing except the pure transparency of the medium. It is true one must develop most particularly the feeling for what colour becomes after its transition into image-character. You see, one penetrates in fact the whole nature of colour—also in so far as this nature is expressed in painting—if one cultivates a sensibility to the difference between the pictorial and that which is to be found in luster. The pictorial really more nearly approaches the quality of thought, and the more so, the further we proceed in the pictorial. When we paint a man, we can really paint only our thoughts of him. But this thought of him must be made evident. It must be expressed in the colour. And one lives in the colour when one is, for example, in a position to introduce somewhere a yellow surface and to say to oneself: this ought really to be shaded off; I transform it into image, and I must therefore modify it where it touches neighboring colours. I must apologize, as it were, in my picture that I do not yield to the will of the yellow. Thus you see how in fact it is possible to paint from the colour itself; how it is possible to regard the world of colour as such as something which so develops in the procession of our earth's evolution that colour first irradiates the earth as light from the Cosmo; and then, since something in the earth departs from it and returns again as radiation, colour becomes incorporated in the object. And we follow this experience in colour—this cosmic experience, and attain thereby the possibility of ourselves living in the colour. It is living in the colour, when I have it dissolved in the pot, and by dipping the brush in it an applying it to the surface, transform it into something fixed and firm; whereas it is not living in the colour if I stand there with a palette and mix colours together, if, having the colours already solid and material on the palette, I then daub them on the surface. That is not living in the colour, but outside it. I live in the colour only when I must translate it from a fluid to a solid condition. Then I experience in a sense the same that the colour itself has experienced, in developing from the former lunar condition to the terrestrial condition and there becoming solid; for a solid can arise only with the earth. And then again there is this in my relation with colour. My soul must live with colour. I must rejoice with yellow, feel the dignity or seriousness of red; I must share with blue its soft, I might almost say, its tearful mood, I must be able to spiritualize colour, if I want to bring it to inner capabilities. I may not paint without this spiritual understanding for colour, especially not inorganic or lifeless objects This does not mean that one is to paint symbolically, that one must unfold the quite inartistic; this colour means one thing and that means another. The point is not that colours signify something other than themselves; but that one will be able to live with the colour. Living with the colour ceased when one left the pot colour for the palette colour and because of this change we have all the tailors' dummies which are painted by the portrait-painters from time to time on their respective canvases. They are dolls, dummies and so forth; there is nothing real, nothing with an inner impulse of life, which can be painted only if one understands what living with the colour is. Such are the few remarks I wanted to make to you in these three addresses. Naturally they could be enlarged endlessly, and this can be done at another opportunity in the future. For the present I wanted only to make these few remarks, and to provide a transition to such studies. One hears very often, after all, that artists have a proper fear of everything scientific, that they refuse to let knowledge or science interfere in their Art. Goethe already—although he could not get to the inner causes of colouration, still produced the elements of it—rightly said on the subject of this fear in painters: Up till now one has found in painters a fear and a decided antipathy towards all theoretic studies on colour and what belongs to it, with which one cannot reproach them, for till now the so-called theories were groundless, vacillating and tending to empiricism. We should like our efforts to do something to calm this fear and help to stimulate artists to put to practical proof the laws as laid down. If one proceeds in the right way consciously, one's knowledge becomes raised from the abstract to the concrete in Art, and this is particularly the case with such a fluctuating element as in the world of colour. And it is only the fault of the decadence of our Science that artists rightly have such a fear of theory. This theory is material-intellectual, especially this theory that we come across in modern physical Optics. The element of colour is fluctuating, and the most one can wish is that the painter should not solidify his colour as he does on the palette, but should leave it in a fluid state in the pot. But if the physicist comes along then and draws his lines on the board and says that from his strokes and lines run out here the yellow, there blue—this attitude is enough to drive one mad. That has nothing to do with Physics. Physics must be content with the light that is in the room. You cannot undertake the consideration of colour at all without first lifting it into the region of the soul. For it is sheer nonsense to say: Colour is something subjective which produces an effect on us And if one goes further and says,—and in doing so one conceives an inexact picture of the Ego—that there is some external objective inclination which affects us, our Ego, it is rubbish; the Ego itself is in the colour. The Ego and the human astral body are not to be differentiated from colour, they live in it and are outside the physical human body in proportion as they are bound up with colour out there; they only reproduce the colours in the physical and etheric body. That is the point. So that the whole question of the effect of an objective on a subjective colour is nonsense; for the Ego, the astral body, already exist in the colour, and they enter with it. Colour is the conveyer of the Ego and the astral body into the physical and into the etheric body. So that the whole method of study must come out. Thus everything which has crept into Physics, and which Physics includes in its diagrammatic lines, must come out. There should first of all be a period in which one abstains altogether from drawing, when one speaks of colour in a discussion on Physics; but one should try to understand colour in its fluctuation, in its life. That is the important thing. Then you pass of your own accord from the theoretical to the artistic. Then you produce a method of studying colour which the painter can understand; because, if he identifies himself with such a method, and lives wholly in it, it is then no theoretical process of thought, but an element in colour itself. And, since he lives in the colour, he receives from it each time the answer to the question: How am I going to apply it? Hence the possibility of conducting a dialogue with colours, for they tell you themselves how they want to be applied on the surface. It is this which makes a line of approach aspiring to attain reality enter the sphere of Art. Our Physics had ruined it for us; and therefore it must be emphasized today with all distinctness that such things which above all verge on Psychology and Aesthetics must not be allowed to be further corrupted by the physical view, but that it must be understood that quite another way and method must be employed. We see the spiritual and psychic elements in Goetheanism, which must be carried further. It has not yet, for instance, shown the differentiation of colours into images and lusters. We have to live Goetheanism thoughtfully, in order to proceed further and further. And this we can do only through Spiritual Science. |
291. Colour: Dimension, Number and Weight
29 Jul 1923, Dornach Translated by Harry Collison Rudolf Steiner |
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291. Colour: Dimension, Number and Weight
29 Jul 1923, Dornach Translated by Harry Collison Rudolf Steiner |
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Man in his earthly existence varies in his conditions of consciousness; he varies in the conditions of full wakefulness, of sleep, and of dreaming. Let us first put the question to ourselves: is it an essential part of man to live as earthly being in these three conditions of consciousness? We must clearly realize that of earthly beings only man lives in these three conditions. Animals live in an essentially different alternation. They do not have that deep, dreamless sleep which man has for the greater part of the time between falling asleep and awaking. On the other hand, animals do not have the complete wakefulness of man between awaking and going to sleep. Animal “wakefulness” is somewhat like human dream; but the experiences of the higher animals are more definite. On the other hand, animals are never so deeply unconscious as man is in deep sleep. Therefore animals do not differentiate themselves from their surroundings so much as man. They have not got an outer and an inner world, as man has. The higher animals, (Dr. Steiner means by higher animals, the warm-blooded vertebrates, birds and mammals. – Ed.) subconsciously, feel themselves, with their whole inner being, like a part of the surrounding world. When an animal sees a plant, his first feeling is not: that is outwardly a plant, and I am inwardly a separate being—but the animal gets a strong inner experience from the plant, a direct sympathy or antipathy. It feels as it were, the plant's nature inwardly. The circumstance that people of our time are not able to observe anything that is not obvious, prevents them from seeing in the impulses and behaviour of animals that it is as I have said. Only man has the clear and sharp differentiation between his inner world and the outer world. Why does he recognize an outer world? How does he come at all to speak of an inner and an outer world? Because every time he sleeps, his ego and his astral body are outside his physical and etheric body: he abandons, so to speak, his physical and etheric bodies and is among those things which are outer world. During sleep we share the fate of outer things. As tables and benches, trees and clouds are during wakefulness outside our physical and etheric bodies and are therefore described as outer world, so, during sleep, our own astral bodies and our ego belong to the outer world. And here something happens. In order to realize what happens here, let us first start from what happens when we face the world in a perfectly normal condition of wakefulness. There are the various objects outside us. And the scientific thought of man has gradually brought it to the point of recognizing such physical things as belonging certainly to the outer world as can be weighted, measured and counted. The content of our physical science without doubt is determined according to weight, dimension and number. We reckon with the calculations which apply to earthly things, we weigh and measure them, and what we ascertain by weighing, measuring and counting really constitutes the physical. We would not describe a body as physical unless we could somehow put it to the proof by means of scales. But those things like colours, and sounds, the feeling even of warmth and cold, the real objects of sense-perceptions, these weave themselves about the things that are heavy, and measurable and countable. If we want to define any physical object, what constitutes its real physical nature is the part that can be weighed or counted, and with this alone the physicist really wants to be concerned. Of colour, sound and so on he says: Well, something occurs from outside with which weighing or counting is concerned—he says even of colour-phenomena: there are oscillating movements which make an impression on man from outside, and he describes this impression, when it concerns the eye, as colour, when it concerns the ear, as sound, and so on. One could really say that the modern physicist cannot make head or tail of all these things—sound, colour, warmth and cold. He regards them just as properties of something which can be ascertained with the scales or the measuring rod or arithmetic. Colours cling, as it were, to the physical; sound is wrung from the physical; warmth and cold surge up out of the physical. One says: that which has eight has redness, or, it is red. You see, when a man is in the state between going to sleep and waking up, his ego and his astral body are in a different condition. Then the things of dimension, number and weight are not there at all, at any rate not according to earthly dimension, number and weight. When we sleep there are no things around us which can be weighed, however odd it appears, nor are there things around us which can be counted or measured. As an ego and an astral body one could not use a measuring rod in the state of sleep. But what is there are—if I may so express it—the free-floating, free-moving sense-perceptions. Only in the present state of his development man is not capable of perceiving the free-floating redness, the waves of free-moving sound and so on. If we wish to draw the thing diagrammatically, we could do it like this. We could say: Here on earth we have solid weighable things (red) and to these are attached, as it were, the redness, the yellow, in other words, what the senses perceive in these things. When we sleep, the yellow is free and floating, and also the redness not clinging to such weight-conditions, but floating and weaving freely. It is the same with sound. It is not eh bell which rings, but the ringing floats in the air. When we go about in our physical world and see something or other, we pick it up; only then is it really a thing, otherwise it might be an optical illusion. Weight must come in. Therefore, unless we feel its weight, we are apt to consider something that appears in the physical, as an optical illusion, like the colours of the rainbow. If you open a book on Physics today you will see the explanation given—the rainbow is an optical illusion. Physicists look upon the raindrop as the reality; and then they draw lines which really have no meaning for what is there, but they seemingly imagine them there in space. They are then called rays. But the rays are not there at all, but one is told the eye projects them. Remarkable use indeed is made of this projection in modern Physics. Thus I assume we see a red object. In order to convince ourselves that it is no optical illusion, we lift it up—and it is heavy; thereby it guarantees its reality. ![]() He who now becomes conscious in the ego and the astral body, outside the physical and etheric bodies, comes in the end to the conclusion that there is something like this in this free-floating, free-moving colour and sound; but it is different. In this free-floating coloured substance there is a tendency to scatter to the uttermost parts of the Earth. It has a contrary weight. (See Diagram 1) These things of the earth want to go down there to the earth's center (downward arrow); these (upward arrow) want to escape into universal space. And there is something there similar to a measurement. You get it, for instance, if you have, let us say, a small reddish cloud, and this small reddish cloud is hemmed in by a mighty yellow structure; you then measure, not with a measuring-rule, but qualitatively, the stronger-shining red with the weaker-shining yellow. And as the measuring-rule tells you: that is five yards, the red tells you here: (see Diagram 1): if I were to spread myself out, I should go into the yellow five times. I must expand myself. I must become bigger, then I, too, should become yellow. Thus are measurements made in this case. If it still more difficult to be clear about counting, because after all in earthly counting we mostly count only peas or apples, which lie side by side indifferently, and we always have the feeling that I we place as second one by the one, this one doesn't mind a bit that another one lies next to it. In human life it is of course different. There is sometimes the case that the one is directed to the other. But this is already verging on the spiritual. In physical mathematics it is a matter of indifference to divisions what is added to them. But here it is not the case. When a one is of a definite kind, it demands—let us say—some three or five others, according to its kind. It has always an inner relationship to the others. Here number is a reality. And if a consciousness of it begins, as is the case when you are out there with your ego and your astral body, you also get to the point of ascertaining something like dimension, number and weight, but of an opposite kind. And then, when sight and hearing out there are no longer a mere chaotic mingling of red and yellow and sounds, but you begin to feel things are ordered, then arises the perception of the spiritual beings, who realize themselves in these free-floating sense-experiences. Then we enter the positive spiritual world, and the life and doings of the spiritual beings. As here on earth we enter the life and doings of earthly things, ascertaining them with the scales and the rod and our calculations, so, by adapting ourselves to the purely qualitative, opposite weight-condition, i.e. by wanting to expand imponderably into the world-spaces and by measuring colour by colour, etc.—we come to the understanding of spiritual beings. Such spiritual beings also permeate all the realms of nature. Man with his waking consciousness sees only the outside of minerals and plants and animal; but in sleep he is with all that is spiritual in all these beings of nature's realms. And when on awakening he returns again to himself, his ego and his astral body keep as it were the inclination and affinity towards the outward things and cause him to recognize an outer world. If man had an organization which was not designed for sleep, he could not recognize an outer world. It is not a question of insomnia, for I did not way, “if a man does not sleep,” but “if man had an organization which was not designed for sleep.” The point is the being designed for something. Therefore, of course, man becomes ill if he suffers from insomnia, because his nature is not suited to it. But things are so arranged that man attains an outer world and to a vision of it, just because in sleep he passes the time in the outer world with the things he calls, when awake, the outer world. And you see, this relationship of man to sleep gives the earthly concept of truth. How? Well, we call it truth when we can correctly reproduce inwardly something external, when we can accurately experience inwardly something external. But for this we require the arrangement of sleep. Without it we should have no concept of truth, so that we have to thank the state of sleep for truth. In order to surrender ourselves to the truth of things, we must pass our existence for a certain time with those tings. The things tell us something about themselves only because during sleep they are appreciated by us through our soul's presence with them. It is different in the case of the dream-state. The dream is related, of course, with the memory, with the inner soul-life, with what preferably lives in the memory; when the dream is free-floating sound-colour world, it means we are still half outside our body. If we go completely down, the same forces which we unfold as moving and living in dream become forces of memory. Then we no longer differentiate ourselves in the same way from the outer world. Our inner being coincides with it. Then we live in it with our sympathies and antipathies so strong that we do not feel things as sympathetic or antipathetic, but that the sympathies and antipathies themselves show themselves pictorially. If we had not the possibility of dreaming, nor the continuation of this dream-force in our inner life, we should have no beauty. That we have a disposition for beauty is due to the fact that we are able to dream. For prosaic existence we have to say: we have to thank the power of dreaming that we have a memory. For the art life of man we have to thank the power of dreaming that there is beauty. The manner in which we feel or create beauty is namely very similar to the weaving, creating power of dreaming. We behave in the experience of beauty and to the creation of it—through the help of our physical body—as we behave outside our physical body or half bound to it, when we dream. There is really only a slight jump from dreaming to living in beauty. And only because in these materialistic times people are of such coarse temperament that they do not notice this jump, is so little consciousness to be found of the whole significance of beauty. Man must necessarily give himself up in dream in order to experience this free movement and life, whereas when one gives oneself up to freedom, to apparent inner compulsion, that is, if one experiences this jump one has no longer the feeling that it is the same as dreaming, that it is the same except that use is made of the powers of the physical body. This generation will long ponder what “chaos” meant in former times. There are most diverse definitions of “chaos.” Actually it can only be characterized by saying: when man reaches a state of consciousness in which the experience of weight, of earthly dimension just ceases, and things begin to become less heavy, but as yet with no tendency to escape into the universe, but maintain themselves still—let us say—horizontally, in equilibrium, when the fixed boundaries get blurred, when the swaying indefiniteness of the world is seen with the physical body still, but already also with the soul-constitution of dreaming, then you see chaos. And the dream is merely the shadowy approach of chaos towards man. In Greece one still had the feeling that one cannot really make the physical world beautiful; it is half a necessity of nature; it is as it is. One cannot set up the Cosmos—which means the beautiful world—out of earthly things, but only out of chaos, by shaping the chaos. And what one makes with earthly things is merely an imitation in matter of the molded chaos. This is always the case in Art; and in Greece, where the mystery-cults still had a certain influence, one had a very vivid image of this relation of chaos to Cosmos. But when one looks round in all these worlds—the unconsciousness of sleep, the half-consciousness of dream—one does not find the Good. The beings who are in these worlds are predestined with all wisdom from the very beginning to run their life's course there. One finds in them controlling, constructive wisdom. One finds in them beauty. But there is no sense in speaking of goodness among these beings when as earth-man it is a question of our meeting them. We can only speak of goodness when there is a distinction between inner and outer world, so that the good can follow the spiritual world or not. As the state of sleep is apportioned to truth, the dream-state to beauty, so is the condition of wakefulness apportioned to goodness, to the Good.
This does not contradict what I have been saying during these days, that when one leaves earthly things and emerges into the Cosmos, one is induced to abandon also earthly concepts so as to speak of the moral world-order. For the moral world-order is necessarily as much foreordained in the spiritual world as causality is on this earth. Only there the predestination,—that which is appointed,—is spiritual; there is no contradiction. But as regards human nature we must be clear: if we want to have the idea of truth, we must turn to the state of sleep; if we want to have the idea of beauty, we must turn to the state of dreaming, and if we want to have the idea of goodness, we must turn to the state of waking consciousness. Man has thus, when awake, no vocation to his physical and etheric organization as regards truth, but as regards goodness. In this state we must most certainly arrive at the idea of goodness. What does modern science achieve when it attempts to explain man? It refuses to rise from truth, through beauty to goodness; it wants to explain everything in accordance with an external causal necessity which corresponds only to the idea of truth. And here one entirely fails to reach that element in man which weaves and lives when he is awake. One reaches at the most only what man is when asleep. Therefore if you read anthropologists today with an alert eye, alert for the psychic peculiarities and forces of the world, you get the following impression. You say to yourself: Yes, that is all very nice, what we are told about man by modern science. But what sort of a fellow is this man really, about whom science tells us? He lies the whole time in bed ... he cannot apparently walk ... he cannot move. Movement, for example, is not in the least explained. He lies the whole time in bed. It cannot be otherwise. Science explains man only when asleep. If you want to set him in motion, it would have to be done mechanically; wherefore, also, it is a scientific mechanism. One has to insert machinery into this sleeping man, to set this dummy in motion when he is to et up, and to put him to bed again in the evening. Thus this science tells us absolutely nothing about the man who wanders about the world, who lives and moves and is awake; for what sets him in motion is contained in the idea of goodness, not in the idea of truth, which we gain chiefly from external things. Now this is something which is not much thought about: one has the feeling, when a physiologist or anatomist of today describes man, that one would like to say: Wake u-p. Wake up! You are asleep, you are asleep! These people accustom themselves, under the influence of this way of looking at things, to the state of sleep. And as I have always said, people sleep through all sorts of things just because they are obsessed by science. Today, because the popular papers circulate everything everywhere, even the uneducated are also obsessed by science. There never were so many obsessed minds as today. It is remarkable with what words one must describe the real relationships of the present day. One must lapse into quite different epithets from those which are in common use today. It is the same when the materialists try to place man in his surroundings. At the time of materialistic high-tide, people wrote books like one, for example, which stated in a certain chapter: Man is really of himself nothing. He is the product of the oxygen in the air, the product of the cold or warm temperature in which he is. He is really—so ends this materialistic description pathetically—a product of every air-current. If one investigates such a description and imagines the man as he really is, as pictured thus by the materialist, he turns out to be a neurasthenic in the highest degree. The materialists have never described any other kind of man; if they did not notice that they described man when he is asleep, if they overdid their part and wanted to go further, they have never described him as anything but an extreme neurasthenic, who would die next day of his neurasthenia, who could not live at all, for this age of science has never grasped the idea of a living man. Here lie the great tasks which must lead man out of present-day circumstances into such conditions in which the further life of world-history is alone possible. What is needed is a penetration into spirituality. The opposite pole must be found to that which has been attained. What was achieved during the nineteenth century7, so glorious for materialistic philosophy? What has been achieved? In a wonderful way—we can say it sincerely and honestly—it succeeded in defining the outer world according to dimension, number and weight. In this, the nineteenth and early twentieth centuries achieved an extraordinary and mighty work. But finer feelings of the senses, colours, sounds, flutter about as it were in the indefinite. Physicists have entirely ceased to talk about colours and sounds. They talk of airwaves and ether waves. But those are after all not colours or sounds. Air-waves surely are not sounds, but at most the medium by which sounds are continued. There is no grasp of sense-qualities. We have to return to that. In fact one sees today only what can be determined by scales and measuring-rod and arithmetic. All else has escaped one. And now when the theory of Relativity introduces a grand disorder into the measurable, the weighable, and the countable, everything is split asunder and falls to pieces. But ultimately this theory of Relativity founders at certain points. Not with regard to concepts: one does not get away from the theory of Relativity with earthly concepts, as I have had occasion to explain already in another place, but with reality one always gets away form the Relativity-concepts, for what can be measured or counted or weighed enters through measure, number and weight into quite definite relationships in outer sensible reality. It is a question of seeing how colours, sounds, etc., are broken in Reality through consideration of weight, i.e. of that which really makes physical bodies. But with this tendency something extraordinarily important is overlooked. We forget namely Art. As we get more and more physical, Art departs further from us. No one will find a trace of Art in the books on Physics today. Nothing remains of Art—it must all go. It is ghastly studying a book on Physics at all today if one has an atom of feeling for beauty. Art is overlooked by man just because everything out of which colour and sound weave beauty, is, and is only recognized when it is attached to a weighty object. And the more physical people become, the more inartistic they become. Just think. We have a wonderful Physics; but it lives in denying Art; for it has reached the point of treating the world in such a manner that the artist takes no more heed of the physicist. I do not think, for example that the musician lays much value on studying the physical theories of Acoustics. It is too wearisome, he doesn't bother. The painter will also not study this awful colour-theory which Physics contains. As a rule, if he bothers at all about colours, he turns still to Goethe's colour-theory. But that is false in the physicist's eyes. The physicists shut one eye and say: Well, well, it doesn't matter very much if a painter has a true or a false theory of colour. It is a fact that Art must collapse under the physical philosophy of today. Now we must put the question to ourselves: Why did Art exist in older times? If you go back to quite ancient times in which man still had an original clairvoyance, we find that they took less notice of dimension, number and weight in earthly things. They were not so important to them. They devoted themselves more to the colours and sounds of earthly things. Remember that even Chemistry calculates in terms of weight only since Lavoisier; something more than a hundred years. Weight was first use din a world-philosophy at the end of the eighteenth century. Ancient mankind simply was not conscious that everything had to be defined according to earthly measure, number and weight. Man gave his heart and mind to the coloured carpet of the world, to the weaving the welling of sounds, not to the atmospheric vibrations. But what was the possibility that came from living in this—I might say—imponderable sensible perception? By it one had the possibility, when for instance, one approached a man, of seeing him not as we se him today, but one regarded him as a product of the whole universe. Man was more a confluence of the Cosmos. He was more a microcosm than the thing inside his skin that stands where man stands, on this tiny spot of earth. He thought of man more as an image of the world. Then, colours flowed together, as it were, from all sides, and gave man colours. There was world-harmony, and man in tune with it, receiving his shape from it. Moreover, mankind today can scarcely understand anything of the way in which ancient mystery-teachers spoke to their pupils. For when a man today wants to explain the human heart, he takes an embryo and sees how the blood-vessels expand, a utricle or bag appears and the heart is gradually formed. Well, that is not what the ancient mystery-teachers told their pupils. That would have appeared to them no more important than knitting a stocking, because after all the process looks much the same. On the contrary they emphasized something else as of paramount importance. They said: the human heart is a product of gold, which lives everywhere in light, and which streams in from the universe and shapes the human heart. You have had the representation. Light quivers through the universe, and the light carries gold. Everywhere in light there is gold. Gold lives and moves in light. And when man lives on earth—you know already that it changes after seven years—his heart is not composed of the cucumber and the salad and the roast veal the man has in the meantime eaten, but these old teachers knew that the heart is built of light's gold, and the cucumbers and the salad are only the stimulus for the gold weaving in the light to build up the heart out of the whole universe. Yes, those people talked differently and you must be aware of this difference, for one must relearn to talk thus, only on another plane of consciousness. In painting, what once was there, but then disappeared, when one still painted by cosmic inspiration, because weight did not yet exist,—this painting has left its last trace in, let me say, Cimabue, and the Russian Icon-painting. The Icon was still painted out of the macrocosm, the whole outer world. It was so to speak a slice out of the macrocosm. But then one began in a blind alley, one could not get further, for the simple reason that this world-philosophy no longer existed among mankind. If one had wanted to paint the Icon with inner sympathy, not merely by tradition and prayer, one would have to have known how to handle gold. The treatment of gold on the picture was one of the greatest secrets of ancient painting. It consisted in bringing out the human figure from the gold background. There is a vast abyss between Cimabue and Giotto. Giotto began what Raphael later brought to perfection. Cimabue had it still from tradition. Giotto became already half a naturalist. He noticed that tradition was no longer alive inwardly in the soul. Now one must take the physical man, now one has no longer the universe. One can paint no longer out of the gold; one is compelled to paint from the flesh. This has gone so far that painting has practically reverted to what it had so much of in the nineteenth century. Icons have no weight at all; they were snowed in out of the world; they are weightless. The only thing is, one cannot paint them any more today. But if they were to e painted in their original form, they would have no weight at all. Giotto was the first to begin painting objects so that they have weight. From which it arose that everything one paints has weight, even in the picture, and then one paints it from the outside, so that the colours have a relation to what is painted, as the physicist explains it, that the colour appears there on the surface by means of some special wave-vibration. Art has finally also had to be reckoned with weight, which Giotto began in an aesthetic-artistic way and Raphael brought to its highest point. Thus we may say: there the universal slipped out of man, and heavy man became what one can now see. But because the feelings of the ancient times were still there, the flesh became, so to speak, heavy only to a minimum degree, but still it became heavy. And then arose the Madonna as counter to the Icon—the Icon which ahs no weight, the Madonna which has weight, even if she is beautiful—beauty has survived. But Icons are no longer paintable at all, because man does not feel them. If men today think they can feel Icons, it is an untruth. Therefore also the Icon-cult was steeped in a certain sentimental untruth. It is a blind-alley in Art. It becomes dependent on a scheme, on tradition. Raphael's painting, built as it is on Giotto's development fro Cimabue, can remain Art only so long as the light of beauty streams upon it. To a certain extent it was the sunny Renaissance painters who still sensed something of the gold weaving in the light, and at least gave their pictures the luster of gold, making it irradiate them from outside. But that came to an end. And thus naturalism came into being, and in Art mankind sits between two stools on the ground, between the Icon and the Madonna and is called upon to discover what pure vibrating colour and pure vibrating sound are, with their opposite weight, opposed to measurableness, and ponderable countability. We must learn to paint out of colour itself. However elementary and bad and tentative, it is our job to paint out of colour, to experience colour itself; freed from weight, to experience colour itself. In these things one must be able to proceed consciously, even with artistic consciousness. And if you look at the simple attempts of our programs, you will see that there a beginning is made, if only a beginning, to release colours from weight, to experience colour as an element per se, to cause colours to speak. If that succeeds, then, as against the inartistic physical world-philosophy which lets all Art die out, an Art will be created out of the free element of colour, of sound, which once more is free from weight. We also sit between two stools, between the Icon and the Madonna, but we must get up. Physical Science does not help us to do it. I have told you, one must stay on the ground if one applies only physical science of man. But we have to get up now; and for this we need Spiritual Science. That contains the life-element which carries us from weight to imponderable colour, to the reality of colour, fro bondage even in musical naturalism to free musical Art. We see how in all provinces it is a question of making an effort, of mankind waking up. It is this we ought to take up—this impulse to awake, to look round and see what is and what is not, and to advance ever onwards wherever the summons calls. These things already touch the nerve of our time. I have described how the modern philosopher comes to admit to himself: where does this intellectualism lead? To build a gigantic machine, and place it in the centre of the earth, in order to blow up the earth into all corners of the universe—he admitted it is so. The others do not admit it! And so I have tried in different places to show how the ideas of only thirty or forty years ago are dissolved through the theory of Relativity—simply melted away like snow in the sun—so I have tried to show you how the summons is to be found everywhere really to strive towards Anthroposophy. For the philosopher, Eduard von Hartmann says: if the world really is as we imagine it—i.e. as he imagined it in the sense of the nineteenth century—then we really must blow it up into space, because we cannot endure any longer on it; and it is only a question of progressing far enough till we are able to do it. We must sigh for this future time when we can blow the world into universal space. But the Relativists, before that, will see to it that mankind has no concepts left. Space, Time, Movement are abolished. Even apart from this, one can reach such profound despair, that in certain circumstances one sees the highest satisfaction in that explosion into the whole universe. One must, however, make oneself clearly acquainted with the meaning of certain impulses in our time. |
291. Colour: The Hierarchies and the Nature of the Rainbow
04 Jan 1924, Dornach Translated by Harry Collison Rudolf Steiner |
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291. Colour: The Hierarchies and the Nature of the Rainbow
04 Jan 1924, Dornach Translated by Harry Collison Rudolf Steiner |
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When I wrote my Occult Science, I was compelled to bring the evolution of the earth somewhat into line with present-day ideas. In the twelfth and thirteenth centuries one could have put it differently. For instance, in a certain chapter of this Occult Science the following might then have been found. One would have spoken otherwise of those beings whom one can describe as the beings of the first hierarchy: Seraphim, Cherubim, Thrones. One would have called the Seraphim those beings who make no differentiation between subject and object, who would not say: there are objects outside myself, but: the world is, and I am the world and the world is I—who know of their own existence only by means of an experience, of which man has a weak idea when some experience carries him away in glowing rapture. It is in fact sometimes difficult to explain to modern people what a glowing rapture is, for it was even understood better at the beginning of the nineteenth century than it is now. It still happened then that some poem or other, by this or that poet, was read, and the people acted through rapture—forgive my saying so, but it was so—as if they were mad! So much were they moved, so much were they suffused with warmth. Nowadays people are frozen just when one thinks they should be enraptured. And this rapture of the soul—which was experienced particularly in Central and Eastern Europe,—if raised as a unifying element into the consciousness gives one an idea of the inner life of the Seraphim. And we have to imagine the consciousness-element of the Cherubim as a completely purified element in the consciousness, full of light, so that thought becomes directly light, and illumines everything; and the element of the Thrones as bearing up the world in grace. One would then have said: the choir of Seraphim, Cherubim and Thrones act together, in such a way that the thrones constitute a nucleus, and the Cherubim radiate their own luminous nature from it. The Seraphim cover the whole in a mantle of rapture, which streams out into all space. But these are all beings: in the midst of the Thrones, round them the Cherubim, and in the periphery, the Seraphim. They are beings which mutually interplay and act and think and will and feel. And if a being possessing the necessary susceptibility had traveled through space where the thrones and Cherubim and Seraphim had thus formed a center, he would have felt warmth in different degrees and in different places; now higher, now lower warmth, but yet in a spiritual and psychic way; in such a way, however, that the psychic experience is at the same time a physical experience in our senses. Thus, when the being feels the warmth psychically, there really is present what you feel when you are in a heated room. Such a union of the begins of the First Hierarchy did exist once upon a time in the universe. And this formed the system and existence of the “Saturnian Age.” Warmth is just the expression of these beings. The warmth is nothing in itself, it is only the evidence that these beings exist. I should like to use a simile here which may perhaps help as an explanation. Suppose you are fond of somebody, you find his presence warms you. Suppose further there comes another man who has no heart at all and says: that person doesn't interest me in the least; I am interested only in the warmth which he spreads around. He does not say he is interested in the warmth the other sheds, but that nothing but the warmth interests him. He is talking nonsense, of course, for when the person who radiates warmth has gone, the warmth has gone also. It is there only when the person is there. In itself it is nothing. The person must be there for the warmth to be there. Thus Seraphim, Cherubim and Thrones must be there; otherwise warmth is not there either. It is merely the revelation of the Seraphim, Cherubim and Thrones. Now at the time of which I speak, what I have just described to you did in actual fact exist. When one spoke of the element of warmth one was understood to mean really Cherubim, Seraphim and Thrones. That was the Saturnian Age. Then one went further and said that only this highest hierarchy, the Seraphim, Cherubim and Thrones, has the might and the power to produce something of this kind in the Cosmos. And only by reason of the fact that this was done at the beginning of a terrestrial creation could evolution proceed. The Sun, as it were, of the Seraphim, Cherubim and Thrones was able to a certain extent to direct the course of it. And this happened in such a way that the Beings produced by the Seraphim, Cherubim and Thrones, the Beings of the Second Hierarchy—the Kyriotetes, Exusiai and Dynamis—now surged into this space created and warmed in this Saturnian life by the Seraphim, Cherubim and Thrones. Thus the younger—of course, the cosmically younger—Beings entered in; and theirs was the next influence. Whereas the Seraphim, Cherubim and Thrones revealed themselves in the element of warmth, the Beings of the Second Hierarchy were seen in the element of light. The Saturnian element is dark, but warm, and within the dark and gloomy world of the Saturnian existence arises light, precisely the thing that can appear through the sons of the Second Hierarchy , through the Exusiai, Dynamis and Kyriotetes. This is the case because the entry of the Second Hierarchy represents an inward illumination, which is connected with a densification of warmth. Air comes forth from the pure warmth-element, and in the revelation of the light we have the entry of the Second Hierarchy. But you must get this clear: Actually Beings press in. Light is present for a Being with the necessary powers of perception. Light is what distinguishes the paths of these Beings. Under certain circumstances when light appears somewhere, there also appears shadow, darkness, dark shadow. So shadow also arose through the entry of the Second Hierarchy in the form of light. What was this shadow? The air. And actually till the fifteenth and sixteenth centuries it was known what the air is. Today one knows only that the air consists of oxygen and nitrogen, etc. which means no more than if one says, for instance, that a watch is made of glass and silver—whereby nothing whatever is said about the watch. Similarly nothing whatever is said about the air as a cosmic phenomenon when you say it consists of oxygen and nitrogen. But a great deal is said if one knows that from the cosmic point of view air is the shadow of the light. So that with the entry of the Second Hierarchy into the Saturnian warmth, one actually has in fact the entry of light, and its shadow, air. And where that happens is Sun. In the thirteenth and twelfth centuries one would really have had to talk in this manner. The further stages of development are now conducted by the sons of the Third Hierarchy, the Archai, Archangels and Angels. These Beings bring into the luminous element with its shadow of air, introduced by the Second Hierarchy, another element resembling our desire, our urge to acquire something, our longing to have something. Hence it came about that, let us say, an Archai or Archangel-Being entered and found an element of light, or rather, a place of light. In this place it felt, by reason of its sensitiveness to light, the urge towards and desire for darkness. The Angel-Being carried the light into the darkness, or an Angel-Being carried the darkness into the light. These Beings became the intermediaries, the messengers between light and darkness. The result was that what formerly shone only in light, an trailed behind it, its shadow, the somber, airy darkness, now began to gleam in all colours, that light appeared in darkness, and darkness in light. It was the Third Hierarchy which conjured forth colour from out of light and darkness. Observe, you have here something as it were historically documented to put before your souls. In the time of Aristotle one still knew—supposing one had pondered within the Mysteries on the origin of colours—that the Beings of the Third Hierarchy had to do with this. Wherefore Aristotle expressed in his Colour-Harmony that colour was a combined effect of Light and Darkness. But this spiritual element was lost—that the First Hierarchy was responsible for warmth, the Second for light and its shadow, the air, and the Third or the shining forth of colour in a world continuity. And there remained nothing but the unfortunate Newtonian theory of Colour, over which the initiated have smiled up to the eighteenth century, and which then became an article of faith with those who were just expert physicists. In order to speak in the sense of this Newtonian theory, it is really necessary for one to have no knowledge at all of the spiritual world. And if one is still inwardly spurred by the spiritual world, as was the case with Goethe, one is utterly opposed to it. One states what is correct as Goethe did, then one storms dreadfully. Goethe was never so furious as on the occasion when he castigated Newton; he was simply furious about the wretched nonsense. We cannot understand such things today, simply because anyone who does not recognize the Newtonian teaching concerning colour is looked upon by the physicists as a fool. But it was not really the case that Goethe stood quite alone in his own time. He alone uttered these things, but even at the end of the eighteenth century the learned knew perfectly well that the origin of colour lay in the spiritual world. Air is the shadow of light. Just as when light radiates and, under certain circumstances, gives rise to deep shadow, so, if colour is present, and this colour works as a reality in the airy element, not merely as a reflection, not merely as a reflex-colour, but as a Reality; then the fluid, watery element arises from out of the real colour element. As air is the shadow of light, in cosmic thought, so water is the reflection, the creation of the element of colour in the Cosmos. You will say you don't understand this. But just try to grasp the real meaning of colour. Red—well—do you believe that red in its real nature is only the neutral surface on generally regards it? Surely Red is something which attacks one. I have often discussed it. Red makes one want to run away; it pushes one back. Violet-blue one wants to pursue; it continually evades one, and gets ever darker and darker. Everything lives in colours. They are a world of their own, and the psychic element feels in the colour-world the necessity for movement, if it follows colours with psychic experience. Today man stares at the rainbow. If one looks at it with the slightest imagination, one sees elemental beings active in it. They are revealed in remarkable phenomena. In the yellow certain of them are seen continually emerging from the rainbow, and moving across to the green. The moment they reach the underneath of the green, they are attracted to and disappear in it, to emerge on the other side. The whole rainbow reveals to an imaginative observer an outpouring and a disappearance of the spiritual. It reveals in fact something like a spiritual waltz. At the same time one notices that as these spiritual beings emerge in red-yellow, they do it with an extraordinary apprehension; and as they enter into the blue-violet, they do it with an unconquerable courage. When you look at the red-yellow, you see streams of fear, and when you look at the blue-violet you have the feeling that there is the seat of all courage and valor. Now imagine we have the rainbow in section. Then these being emerge in the red-yellow and disappear in the blue-violet; here apprehension, here courage, which disappears again. There the rainbow becomes dense and you can imagine the watery element arises from it. Spiritual beings exist in this watery element which are really a kind of copy of the beings of the Third Hierarchy. One can say that in approaching the learned men of the eleventh, twelfth and thirteenth centuries, one must understand such things in this way. You cannot understand Albertus Magnus if you read him with modern knowledge, you must read him with the knowledge that such spiritual things were a reality to him and then only will you understand the meaning of his words and expressions. In this way therefore air and water appear as a reflection of the Hierarchies. The Second Hierarchy enters in the form of light, the Third in the form of colour. But in order to enable this to be established, the lunar existence is created. And now comes the Fourth Hierarchy. I am speaking now with the thought of the twelfth and thirteenth centuries. Now the Fourth Hierarchy. We never speak of it; but in the twelfth and thirteenth centuries one spoke freely of it. What is this Fourth Hierarchy? It is man himself. But formerly one did not understand by it the remarkably odd being with two legs and the tendency to decay that wanders about the world now; for then the human being of the present day appeared to the scholar as an unusual kind of being. They spoke of primeval man before the Fall, who existed in such a form as to have as much power over the earth as Angeloi, Archangeloi and so on, had over the lunar existence; the Second Hierarchy over the solar existence; the First Hierarchy over the Saturnian existence. They spoke of man in his original terrestrial existence, and as the Fourth Hierarchy. And with this Fourth Hierarchy came—as a gift form the higher Hierarchies of something they first possessed, and preserved, and did not themselves require—Life. And life came into the colourful world which I have been sketchily describing to you. You will ask—But didn't things live before this? The answer you can learn from man himself. Your ego and your astral body have not life, but they exist all the same. The spiritual, the soul, does not require life. Life begins only with your etheric body; and this is something in the nature of an outer wrapping. It is thus that life appears only after the lunar existence, with the terrestrial existence, in that stage of evolution which belongs to our earth. The iridescent world became alive. It is not only then that Angeloi, Archangeloi, etc., felt a desire to bring light into darkness and darkness into light and so called forth the play of colours in the planets, but also they desired to experience this play of colour inwardly, and make it inward; to feel weakness and lassitude when darkness inwardly dominates over light, and activity when light dominates over darkness. For what happens when you r un? When you run it means that light dominates over the darkness in you; when you sit and are idle, the reverse happens. It is the effect of colour in the soul, the effect of colour iridescence. The iridescence of colour, permeated and shot with life, appeared with the coming of man, the Fourth Hierarchy. And at this moment of cosmic growth the forces which became active in the iridescence of colour began to form outlines. Life, which rounded off, smoothed and shaped the colours, called forth the hard crystal form; and we are in the terrestrial epoch. Such things as I have now explained to you were really the axioms of those medieval alchemists, occultists, Rosicrucians, etc., who, though scarcely mentioned today in history, flourished from the ninth and tenth up to the fourteenth and fifteenth centuries, and whose stragglers, always regarded as oddities, existed into the eighteenth century and even into the beginning of the nineteenth. Only then were these things entirely covered up. The philosophical attitude to life of the time led to the following phenomenon: Suppose I have here a human being. I cease to have any interest in him, merely take off his clothes and hang them on a clothes-dummy with a knob at the top like a head, and thereafter take no more interest in the human being. I say to myself further: That is the human being, what does it matter to me that anything can be put into these clothes; the dummy is, as far as I am concerned, the human being. So it was with the elements of Nature. People are no longer interested that behind warmth of fire is the First Hierarchy, behind light and air is the Second, behind the so-called chemical ether, colour-ether, etc. and water is the Third, behind life and the earth is the Fourth, or Man. Out with the clothes-horse and hang the clothes on it! That is the first Act. The second begins then with the school of Kant!~ Here begins Kantianism, here one begins, having the clothes-horse with the clothes on it, to philosophize concerning what “the thing in itself” of these clothes might be. And the conclusion is that one cannot recognize “the thing in itself” of the clothes. Very perspicacious! Naturally, if you have removed the man first, you can philosophize about the clothes, and this leads to a very pretty speculation: the clothes-horse is there all right, and the clothes hanging on it, so one speculates either in the Kantian fashion—one cannot recognize “the thing in itself”—or in the manner of Helmholtz, saying: these clothes cannot surely have form. There must be crowds of tiny whirling specks of dust, or atoms, in them, which by their movement preserve the clothes in their form. Yes, this is the turn that later thought has taken. But it is abstract, and shadowy. All the same it is the kind of thought in which we live today; out of it we fashion the whole of our Natural Scientific principles. And when we deny that we think in terms of atoms, we are doing it all the more. For it will be a long time before it is admitted that it is unnecessary to weave a Dance of the Atoms into it, rather than simply to replace man into his clothes. But that is just what the resuscitation of Spiritual Science must attempt. |
291. Titian's “Assumption of Mary”
09 Jun 1923, Dornach Rudolf Steiner |
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291. Titian's “Assumption of Mary”
09 Jun 1923, Dornach Rudolf Steiner |
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Today I would like to add a few words to the lectures I have given here in the last few days. In earlier lectures I often spoke of a genius of language. And you already know from my book 'Theosophy' how, when spiritual essence is spoken of in the anthroposophical context, real spiritual essence is meant, and so also in what is referred to as the genius of language, real spiritual essence for the individual languages is meant, into which man lives and which, as it were, gives him the strength from the spiritual worlds to express his thoughts, which initially exist as a dead inheritance of the spiritual world in him as an earthly being. Therefore, it is particularly appropriate in the anthroposophical context to seek a meaning in what appears as formations in language, a meaning that even comes from the spiritual worlds to a certain extent independently of man. Now, I have already pointed out the peculiar way in which we describe the actual element of the artistic, of beauty, and its opposite. We speak of the beautiful and speak of its opposite in the individual languages, of the ugly. If we were to describe the beautiful in a way that is entirely appropriate to the ugly, then, since the opposite of hate is love, we would have to speak not of the beautiful, but of the lovely. We would then have to say the lovely, that ugly. But we speak of the beautiful and the ugly and, based on the genius of language, make a significant distinction by designating the one and its opposite in this way. The beautiful, if we take it in the German language for the moment – a similar one would have to be found for other languages – is related as a word to that which shines. That which is beautiful shines, that is, carries its inner being to the surface. That is the essence of beauty: it does not hide, but brings its inner being to the surface, to the outer form. So that what is beautiful is that which reveals its inner being in its outer form, that which shines, that which radiates light, so that the light reveals what radiates out into the world, the essence. If we want to speak of the opposite of beauty in this sense, we have to say: that which hides itself, that which does not shine, that which withholds its essence and does not reveal to the outside world in its outer shell what it is. So when we speak of beauty, we are describing something objectively. If we were to speak just as objectively about the opposite of beauty, we would have to describe it with a word that means “that which hides itself, that which appears outwardly as other than it is.” But here we depart from the objective and approach the subjective, and then we describe our relationship to that which hides itself, and we find that we cannot love that which hides itself, we must hate it. That which shows us a different face than it is is the opposite of beauty. But we do not describe it, so to speak, from the same background of our being; we describe it from our emotion as that which is hateful to us because it hides itself, because it does not reveal itself. If we listen carefully to language, then the genius of language can reveal itself to us. And we must ask ourselves: What are we actually striving for when we strive for the beautiful, in the broadest sense, through art? What are we actually striving for? The mere fact that we have to choose a word for the beautiful that comes from us, from the genius of language – for the opposite we do not go out of ourselves, we remain within ourselves, remain with our emotions, with hatred – the mere fact that we have to go out of ourselves shows that in the beautiful there is a relationship to the spiritual that is outside of us. For what seems? That which we see with our senses does not need to shine for us, it is there. That which shines for us, that is, which radiates in the sensual and announces its essence in the sensual, is the spiritual. So, when we speak objectively of the beautiful as beautiful, we grasp the artistically beautiful from the outset as a spiritual that reveals itself through art in the world. It is the task of art to grasp what appears, the radiance, the revelation of that which, as spirit, permeates and lives through the world. And all real art seeks the spiritual. Even when art, as it may, wants to depict the ugly, the repulsive, it does not want to depict the sensual repulsive, but the spiritual that announces its essence in the sensual repulsive. The ugly can become beautiful when the spiritual reveals itself in the ugly. But it must be so, the relationship to the spiritual must always be there if an artistic work is to have a beautiful effect. Now, let us look at a single art form from this point of view, let us say painting. We have considered it in the last few days, in so far as painting reveals the spiritual essence through the color grasped, that is, through the radiance of the color. One may say that in those times when one had a real inner knowledge of color, one also surrendered to the genius of speech in the right way in order to place color in a worldly relationship. If you go back to ancient times, when there was an instinctive clairvoyance for these things, you will find, for example, metals that were felt to reveal their inner essence in their color, but were not named after earthly things. There is a connection between the names of the metals and the planets, because, if I may put it this way, people would have been ashamed to describe what is expressed through color only as an earthly thing. In this sense, color was regarded as a divine-spiritual element that is only conferred on earthly things in the sense in which I explained it here a few days ago. When gold was perceived in the color of gold, then one saw in gold not only an earthly thing, but one saw in the color of gold the sun announcing itself from the cosmos. Thus one saw in advance something going beyond the earth, even when perceiving the color of an earthly thing. Only by going up to the living things, one attributed their own color to the living things, because the living things approach the spirit, so there spiritual is also allowed to shine. And with the animals one felt that they have their own colors, because spiritual-soul in them appears directly. But now you can go back to older times, when people felt artistically not outwardly but inwardly. You see, you don't get any painting at all. It's almost foolish to say, to paint a tree green, to paint a tree – to paint a tree and paint it green, that is not painting; because it is not painting for the very reason that whatever one accomplishes in imitating nature, nature is always more beautiful, more essential. Nature is always more full of life. There is no reason to imitate what is out there in nature. But then, real painters don't do that either. Real painters use the object to, let's say, make the sun shine on it, or to observe some color reflection from the surroundings, to capture the interweaving and interlacing of light and dark over an object. So the object you paint is actually only ever the reason for doing so. Of course you never paint, say, a flower that is standing in front of the window, but you paint the light that shines in through the window and that you see in the same way as you see it through the flower. So you actually paint the colored light of the sun. You capture that. And the flower is only the reason for capturing that light. When you approach the human being, you can do it even more spiritually. Taking a human forehead and painting it like a human forehead – as you believe you see a human forehead – is actually nonsense, it is not painting. But how a human forehead is exposed to the sun's rays as they fall, how a dull light appears in the highlight, how the chiaroscuro plays – all that, in other words, that the subject provides the occasion for, that passes in the moment, and that one must now relate to a spiritual, to capture with color and brush, that is the task of the painter. If you have a sense of painting, when you see an interior, for example, it is not at all about looking at the person kneeling in front of an altar. I once visited an exhibition with someone. We saw a person kneeling in front of an altar. You saw him from behind. The painter had set himself the task of capturing the sunlight streaming in through a window just as it would fall on the man's back. Yes, the man who was with me to look at the picture said: I would prefer to see the man from the front! Yes, that's right, there is only a material, not an artistic interest. He wanted the painter to express what kind of person it is and so on. But you are only entitled to do that if you want to express what can be perceived through color. If I want to depict a person on a hospital bed, in a particular illness, and I study the color of the face in order to capture the appearance of the illness through the senses, then that can be artistic. If I also want to depict, let's say, in totality, to what extent the whole cosmos comes to expression in human incarnate, in human flesh color, that can also be artistic. But if I were to imitate Mr. Lehmann, as he sits there in front of me, firstly I wouldn't succeed, would I, and secondly it's not an artistic task. What is artistic is the way the sun shines on him, how the light is deflected by his bushy eyebrows. So that's what matters, how the whole world affects the being I paint. And the means by which I achieve this is chiaroscuro, is color, is capturing a moment that is actually passing and fixing it in the way I described yesterday. In times not so far removed from our own, people felt these things very keenly, as they could not imagine representing a Mary, a Mother of God, without a transfigured face, that is, without a face overwhelmed by the light and which emerges from the ordinary human condition through the overwhelming of the light. She could not be depicted in any other way than in a red robe and a blue mantle, because only in this way is the Mother of God placed in the right way in earthly life: in the red robe with all the emotions of the earthly, , the soul in the blue cloak, which envelops her with the spiritual, and in the transfigured face, the spiritualized, which is overwhelmed by the light as the revelation of the spirit. But this is not grasped in a truly artistic way as long as one only feels it as I have just expressed it. I have now, so to speak, translated it into the inartistic. One only feels it artistically in the moment when one creates out of the red and out of the blue and out of the light, by experiencing the light in its relationship to the colors and to the darkness as a world unto itself, so that one actually has nothing but the color, and the color says so much that one can get out of the color and the light-dark the Virgin Mary. But then you have to know how to live with color, color has to be something you live with. Color has to be something that has emancipated itself from the heavy material. Because the heavy material actually resists color if you want to use it artistically. That is why it goes against the whole idea of painting to work with palette colors. They always become so that they still show a heaviness when you have applied them to the surface. You can't live with the palette color either. You can only live with liquid color. And in the life that develops between the person and the color when he has the color liquid, and in the peculiar relationship that he has when he now applies the liquid color to the surface, a color life develops, one actually grasps from out of the color, the world is grasped out of the color. Only then does the picturesque emerge, when you grasp the radiance, the revelation, the radiance of the color as a living thing, and only then do you actually create the shape on the surface from the radiating life. A world emerges all by itself. Because if you understand color, then you understand an ingredient of the whole world. You see, Kant once said: Give me matter, and I will create a world out of it. Well, you could have given it to him long ago, the matter, you can be quite sure that he would not have made a world out of it, because no world can be created out of matter. But more can be created out of the undulating tools of colors. A world can be created from them, because every color has its immediate, I would say personal and intimate relationship to some spiritual aspect of the world. And today, with the exception of the primitive beginnings made in Impressionism and so on, and especially in Expressionism, but these are just beginnings, the concept of painting, the activity of painting, has been more or less lost to us in the face of the general materialism of the time. For the most part today, one does not paint, but rather one imitates shapes by means of a kind of drawing and then paints the surface. But these are painted surfaces, they are not painted, they are not born out of color and light and dark. But one must not misunderstand the matter. If someone goes wild and simply tinkers with the colors next to each other, believing that he is achieving what I have called overcoming drawing, then he is not at all achieving what I meant. For by overcoming the drawing I do not mean having no drawing, but to get the drawing out of the color, to give birth to it out of the color. And the color already gives the drawing, one must only know how to live in the color. This living in the colored then leads the real artist to be able to disregard the rest of the world and give birth to his works of art out of the colored. You can go back, for example, to Titian's “Assumption of Mary”. There you have a work of art that, I might say, consists of the transgression of the old principles of art. There is no longer the living experience of color that one still has with Raphael, but especially with Leonardo; but there is still a kind of tradition present that prevents one from growing too strongly out of this life in color. Experience this “Assumption of Mary” by Titian. When you look at it, you can see that the green cries out, the red cries out, the blue cries out. Yes, but then look at the individual colors. If you take the interaction of the individual colors even in Titian, you still have an idea of how he lived in the colors and how he really gets all three worlds out of the colors in this case. Just look at the wonderful gradation of the three worlds. Below are the apostles who experience the event of the Assumption of Mary. Look at how he manages to capture them in color. You can see how they are bound to the earth in the colors, but you don't feel the heaviness of the colors; instead, you only feel the darkness of the colors at the bottom of Titian's painting, and in the darkness you experience the apostles' being tied to the earth. In the way Mary is treated in color, you experience the intermediate realm. She is still connected to the earth. If you have the opportunity, look at the picture and see how the dull darkness from below is incorporated as a color in the coloring of Mary, and how then the light predominates, how the uppermost, the third realm already receives in full light, I would like to say, the head of Mary, shining with full light, lifting up the head, while the feet and legs are still bound down by the color. Observe how the lower realm, the intermediate realm and the heavenly realm, this reception of Mary by God the Father, is truly gradated in the inner experience of color. You can say that in order to understand this picture, one must actually forget everything else and look only at the color, because the three-tiered nature of the world is brought out of the color here, not conceptually, not intellectually, but entirely artistically. And one can say: It is really the case that, in order to grasp the world in a painterly way, it is necessary to grasp this world of radiant shine, of radiant revelation in chiaroscuro and in color, in order to emphasize, on the one hand, what is earthly-material, to emphasize the artistic aspect of this earthly-material aspect, and yet, on the other hand, not to let it rise to the spiritual. For if it were allowed to reach the spiritual plane, it would no longer be appearance, but wisdom. But wisdom is no longer artistic; wisdom lifts it up into the uncreated realm of the divine. One would therefore like to say: In the case of the real artist, who depicts something like Titian in his “Assumption of Mary”, when one looks at this reception of Mary, or rather of Mary's head by God the Father, one has the feeling that one should no longer go further in the treatment of the light. It is a very fine line. The moment you start going further, you fall into intellectualism, which is unartistic. You can no longer add a line, I might say, to what is only hinted at in the light, not in the contour. Because the moment you go too far into the contour, it becomes intellectualized, that is, inartistic. Towards the top, the picture is in fact in danger of being inartistic. Painters after Titian also fell prey to this danger. Look at the angels up to Titian. When we go up to the heavenly region, we come to the angels. Look at how carefully the transition from color is avoided. You can still say that the angels in the pre-Titian period, and in a sense in Titian, are just clouds. If you cannot do that, if you cannot distinguish between being and appearance, even in the uncertainty, when you have already fully arrived at the being, at the being of the spiritual, then it ceases to be artistic. If you go back to the 17th century, it will be different. There, materialism itself is already having an effect on the representation of the spiritual. There you can already see all the angels, I might say, painted with a certain non-artistic, but routine verve in all possible foreshortenings, to which you can no longer say: Couldn't they also be clouds? Yes, here reflection is already at work, here the artistic aspect already comes to an end. And again, look at the apostles below, and you will get the feeling that, in fact, only Mary is artistic in the “Ascension of Mary”. Above, there is a danger that it turns into pure wisdom, into the formless. If one really achieves this, holding the formless and making it formless, then, I would say, on one side, towards one pole, there is the perfection of the artistic, because it is boldly artistic, because one ventures to the abyss where art ends, where one lets the colors blur from the light, where, if one wanted to go further, one could only begin to draw. But drawing is not painting. So there, towards the top, one approaches the realm of wisdom. And one is all the greater an artist the more one can still incorporate the wisdom into the sensual, the more one, if I want to express myself in concrete terms again, the more one can still incorporate the wisdom into the sensual, the more one, if I want to express myself in concrete terms again, the more one can still incorporate the possibility that the angels one paints can still be addressed as concentrated clouds that shimmer in the light in such and such a way and the like. But if we start at the bottom of the picture and go up through the actual beauty, Mary herself, who is really floating up into the realm of wisdom, then Titian is able to depict her beautifully because she has not yet arrived, but is just floating up. It all appears in such a way that one has the feeling that if she swings up a little more, she will have to enter into wisdom. Art has nothing more to say there. But if we go down a little further, we come to the Apostles, and with the Apostles I said to you: the artist seeks to depict the earthly aspect of the Apostles through the use of color. But there he runs into the other danger. If he were to place his Mary even further down, he would not be able to depict her in her inner, self-sustaining beauty. If Mary were down there, for example, one would not understand the purpose. If she were sitting among the apostles, yes, she could not look as she does in the middle between heaven and earth. She could not look at all like that. You see, the apostles are standing below in their brownish coloration, and Mary does not fit in with them. For we cannot really stop at the fact that the apostles below have the heaviness of the earth in them. Something else must happen. This is where the element of drawing begins to intervene strongly. You can see this in Titian's characterized painting, where drawing begins to intervene strongly. Why is that? Yes, you can no longer depict beauty in the brown, which actually goes beyond color, as you can in the case of Mary; something that no longer falls entirely within beauty must be depicted. And it must be beautiful in that something other than what is actually beautiful is revealed. You see, if Mary were sitting down there or standing among these apostles in the same coloring, it would actually be insulting. It would be terribly insulting. I am speaking only of this picture. I am not saying that Mary standing on the earth must be artistically offensive everywhere, but in this picture it would be a slap in the face for anyone looking at it artistically if Mary were standing down there. Why? You see, if she were painted in the same colors as the apostles, one would have to say that Mary was portrayed by the artist as virtuous. That is indeed how he portrays the apostles. We cannot have any other idea than that the apostles are looking up in their virtue. But we cannot say that about Mary. With her, it is so self-evident that we must not express her virtue. It would be just as if we wanted to depict God as virtuous. Where something is self-evident, where it becomes something that is being itself, it must not be depicted merely in outward appearance. Therefore, Mary must float away, must be in a realm where she is exalted above the virtuous, where one cannot say of her, in what appears in the color, that she is virtuous, any more than one could say of God himself that he is virtuous. At most, he can be virtue itself. But that is already an abstract sentence, that is already philosophy. It has nothing to do with art. But in the apostles below, we have to say that the artist succeeds in depicting the virtuous people through the color treatment itself in the apostles. They are virtuous. Let us again try to get close to the matter through the genius of language. Virtue, what does it actually mean to be virtuous? To be virtuous is to be useful; because virtue is related to being useful. To be useful, to be useful, to be good for something, that is to be up to something, to be able to do something, to be able to do something, that is to be virtuous. But of course it ultimately depends on what one means in connection with virtuous, as for example Goethe also presented it, who speaks of a trinity: wisdom, appearance and power, that is, in this sense, virtuousness. Appearance = the beautiful, art. Wisdom = that which becomes knowledge, formless knowledge. Virtue, power = that which is truly useful, that which can do something, whose rule means something. You see, this trinity has been revered since time immemorial. I could understand when a man told me a good many years ago that he was already sick of it when people spoke of the true, the beautiful and the good, because everyone who wants to say a phrase, an idealistic phrase, speaks of the true, the beautiful and the good. — But one can refer back to older times when these things were experienced with all human interest, with all human soul interest. And then, I would like to say, one sees, but in the manner of the beautiful, of the artistic, in the Titian painting above, wisdom, but not just wisdom, but still shining, so that it is still artistic, so that it is painted; in the middle, beauty; and below, virtue, the useful. Now we may ask the useful a little about its inner essence, its meaning. If we follow these things, we come, through the genius of speech, to the depth of the speech soul that creates among human beings. If we approach it only externally, it might occur to us that someone who had once been to church and listened to a sermon, where the preacher explained to his congregation in an outwardly phrase-like way how everything in the world is good and beautiful and purposeful. The adult was waiting at the church door and when the pastor came out, he asked him: “You said that everything in the world is good and beautiful and purposeful according to your idea. Am I also growing well?” The pastor said: “You have grown very well for an adult!” — Well, if you look at things in this external way, you won't get to the depths of them. Our way of looking at things today is in fact so superficial in so many fields. People today fill themselves completely with such external characteristics, namely with such external definitions, and do not even realize how they go around in circles with their ideas. For the virtuous person, it is not about being good at anything at all, but about being good at something spiritual, about placing ourselves in the spiritual world as human beings. The truly virtuous person is the one who is a whole human being because he brings the spiritual within him to realization, not just to manifestation, to realization through the will. But then we enter a region that, although it is human, also enters the religious, but no longer lies in the realm of the artistic, least of all in the realm of the beautiful. Everything in the world is formed in polarity. Therefore, we can say of Titian's painting: at the top he exposes himself to the danger of going beyond the beautiful, where he goes beyond Mary. There he is at the abyss of wisdom. Downwards, he is at the other abyss. For as soon as we depict the virtuous, that which man, as a being of his own essence, is meant to realize out of the spiritual, we in turn come out of the beautiful, out of the artistic. If we try to paint a truly virtuous person, we can only do so by somehow characterizing virtue in outward appearance, for my part by contrasting it with vice. But the artistic portrayal of virtue no longer actually shows any art; in our time it is already a falling out of the artistic. But where is not everywhere in our time a falling out of the artistic, when, I would like to say, simply life circumstances are reproduced in a raw, naturalistic way, without the relationship to the spiritual really being there. Without this relationship to the spiritual, there is no artistry. Therefore, in our time, this striving in Impressionism and Expressionism is to return to the spiritual. Even if it is often done awkwardly, even if it is often only a beginning, it is still more than that which works with the model in a crude naturalistic way, which is inartistic. And if you grasp the concept of the artistically beautiful in this way, then you will also be able to accommodate tragedy, for example, and grasp tragedy in general in its artistic reach into the world. A person who lives according to his thoughts, who leads his life in an intellectualistic way, can never become tragic. And a person who lives a completely virtuous life can never truly become tragic either. A person can become tragic if they have some kind of inclination towards the demonic, that is, towards the spiritual. A personality, a person, only begins to become tragic when the demonic is present in him in some way, for better or for worse. Now we are in the age of the freeing of the human being, where the human being as a demonic human being is actually an anachronism. That is the whole meaning of the fifth post-Atlantean period, that the human being grows out of the demonic to become a free human being. But as the human being becomes a free human being, the possibility of the tragic, so to speak, ceases. If you take the old tragic figures, even most of Shakespeare's tragic figures, you have the inner demonic that leads to the tragic. Wherever man is the manifestation of a demonic-spiritual, wherever the demonic-spiritual radiates through him, reveals itself, wherever man becomes, as it were, the medium of the demonic, there the tragic was possible. In this sense, the tragic will have to cease more or less, because humanity, having been set free, must break away from the demonic. Today it does not yet do so. It is falling ever deeper into the demonic. But this is the great task for our time, the mission of our time, that human beings grow out of the demonic and into freedom. But if we get rid of the inner demons that shape us into tragic personalities, we will be all the less able to get rid of the external demonic. For the moment man enters into a relationship with the external world, something demonic also begins for the modern human being. Our thoughts must become ever freer and freer. And when, as I have shown in my Philosophy of Freedom, thoughts become the impulses for the will, the will also becomes free. These are the polar opposites that can be set free: free thoughts and free will. But in between lies the rest of humanity, which is connected with karma. And just as the demonic once led to tragedy, so too can the experience of karma lead to a deep inner tragedy, especially in modern man. But tragedy will only be able to flourish when people experience karma. As long as we keep our thoughts to ourselves, we can be free. When we clothe our thoughts in words, the words no longer belong to us. What can become of a word that I have spoken! It is taken up by the other person, who surrounds it with different emotions and different feelings. The word lives on. As the word flies through the people of the present, it becomes a force that originated from a person. That is its karma, through which it is connected to the world, which in turn can be discharged back onto it. The word, which leads its own existence because it does not belong to us, because it belongs to the genius of language, can cause tragedy. Today, in particular, we see humanity, I would say, everywhere in the disposition to tragic situations through the overestimation of language, through the overestimation of the word. The peoples are divided according to language, want to be divided according to language. This is the basis for a huge tragedy that will befall the earth before the century is out. This is the tragedy of karma. If we can speak of the tragedy of the past as a tragedy of demonology, we must speak of the tragedy of the future as the tragedy of karma. Art is eternal; its forms change. And if you accept that there is a relationship to the spiritual from the artistic point of view, you will understand that the artistic is something through which one can enter the spiritual world, both in creating and in enjoying. A true artist can create his picture in a lonely desert. It makes no difference to him who looks at the picture, or whether anyone looks at it at all, because he has created in a different community, he has created in the divine spiritual community. Gods have looked over his shoulders. He has created in the company of gods. What does it matter to the true artist whether any human being admires his picture or not? That is why one can be an artist in complete solitude. But on the other hand, one cannot be an artist without really placing one's own creature in the world, which one then also regards in terms of its spirituality, so that it lives in it. The creature that one places in the world must live in the spirituality of the world. If one forgets this spiritual connection, then art also changes, but it changes more or less into non-art. You see, you can only create art if you have the work of art in the context of the world. The old artists were aware of this, who, for example, painted their pictures on the walls of churches, because there these pictures were guides for the believers, for the confessors, there the artists knew that this is in the earthly life, insofar as this earthly life is permeated by the spiritual. It is hard to imagine something worse than creating for exhibitions instead of for such a purpose. Basically, it is the most terrible thing to walk through a painting exhibition or a sculpture exhibition, for example, where all kinds of things are hung or placed next to each other in a chaotic manner, where they don't belong together at all, where it is actually meaningless that one is next to the other. By painting having found the transition from painting for the church, for the house, to painting, I would like to say, already there, it loses its proper meaning. If you paint something within the frame, you can at least imagine looking out through a window and what you see is outside, but it is no longer anything. But now painting for exhibitions! You can't talk about it anymore. Isn't it true that a time that sees anything at all in exhibitions, sees anything possible, has just lost the connection with art. And you can see simply from what intellectual culture has to happen in order to find the way back to the intellectual-artistic. The exhibition, for example, can certainly be overcome. Of course, individual artists feel disgust for the exhibition, but we live in a time when the individual cannot achieve much unless the judgment of the individual is immersed in a worldview that in turn people in their freedom, in full freedom, as worldviews once permeated people in less free times and led to the emergence of real cultures, while today we have no real cultures. However, a spiritual worldview must work on the development of real cultures and thus also on the development of real art, and have the highest interest in doing so. |