324. Anthroposophy and Science: Lecture I
16 Mar 1921, Stuttgart Translated by Walter Stuber, Mark Gardner |
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Along with this methodology, one can see the tendency of this newer scientific thinking to observe the entire field of natural science through mathematics, and with these mathematical thoughts, arrive at mathematical results. You all know the saying by Kant: In every individual science there is only so much real knowledge as there is mathematics. It is thought that in observation, as well as in experimentation, mathematics must be introduced. |
Now a further question arises which the scientist can answer himself, out of his own experience with scientific work. I have already mentioned what Kant called our attention to, that in every science there is only so much knowledge as there is mathematics contained in it. And, I repeat, this is a one-sidedness, because it is only applicable to a certain field. Kant's error lies in the fact that he takes a specialized truth and tries to make it into a universal law. |
324. Anthroposophy and Science: Lecture I
16 Mar 1921, Stuttgart Translated by Walter Stuber, Mark Gardner |
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The spiritual science that underlies this course in anthroposophy, must fight for its validity in the truest sense of the word. This can seem strange to one who has become familiar with the motivating forces of this anthroposophically-oriented spiritual science, for it stands solidly on a common ground with scientific and other cultural demands of our time. It deals with all that is necessary and basic for spiritual life in these times. One can see, however, that spiritual science must fight, if one takes into consideration the many prejudices that exist at present. Spiritual science is in some ways a natural adversary of certain reactionary forces that remain and can be observed in the souls of human beings of our time. In these lectures it will be my task to present to you in a direct and scientific manner the significance of what we understand here as spiritual science. I will gradually proceed from relatively elementary things to a real knowledge of man from the point of view of this anthroposophically-oriented spiritual science. I will take pains to introduce some chapters and some special questions by speaking of the methodology, and by the choice of special examples indicate their significance. Today in this first lecture I would like to point out how present-day scientific thinking has increasingly come to rely on the experiment for its main support. In this regard present-day scientific thinking stands in a certain polarity to older kinds of knowledge acquisition, especially to those which start from simply observing nature and the world as it presents itself. One can start by observing the established facts of nature and the world, or—as we often do today—by first creating the conditions of an event and then, with the knowledge of these conditions, observing a fact and being led by this to certain scientific results. Along with this methodology, one can see the tendency of this newer scientific thinking to observe the entire field of natural science through mathematics, and with these mathematical thoughts, arrive at mathematical results. You all know the saying by Kant: In every individual science there is only so much real knowledge as there is mathematics. It is thought that in observation, as well as in experimentation, mathematics must be introduced. Through this, one feels oneself in a secure element, one feels in a position to have an overview of a series of facts with the use of mathematical formulas. This is a totally different relationship to knowledge than when such facts are simply described in their natural state. This feeling of certainty which one has in treating knowledge mathematically, has been characteristic of scientific thinking for a long time. One cannot say we have today a really clear idea of the reasons why one feels so certain and safe with the mathematical handling of the natural world. A clear knowledge of the feeling of certainty accompanying the use of mathematics will lead us to acknowledge the necessity that a spiritual science must come about with an equivalent degree of certainty. This spiritual science does not have to beg for acceptance from natural science or any other special field. This spiritual science will conform in every discipline to the scientific conscientiousness of modern times; it will, in addition, oppose all that is brought forward by modern science that is suspect, and it will answer questions that often go unanswered. Spiritual science will be on a very sure mathematical foundation. I only have to ask a very simple question for you to see that this feeling of certainty derived from the mathematical treatment of certain subjects leads quickly to uncertainty. What would we do with a science like history if in every science there were only so much real knowledge as there is mathematics? How shall we understand and get the facts straight in matters of the human soul if we have to struggle to understand what modern psychology, by the use of mathematics, has developed in order also to secure certainty of understanding? One must come to recognize that in this field it is not possible to introduce mathematics into actual knowledge. One of the first questions that must occupy us is this: What is the significance of this mathematical certainty in the context of human cognition? It is in approaching an answer to this question that we will be led to the justification for spiritual-scientific investigation. I have also said that the newer science prefers the experiment, where one knows the conditions of a process exactly, to outer observation where the determining conditions are more hidden; even in the case of psychology and also the field of education, attempts are made to go over from mere observation to experiment. In saying this, I must emphasize that spiritual science has nothing against the correct use of experimentation in psychology and education. The point I wish to call attention to is this: What draws the scientists in these fields to obtain knowledge by the use of experiment? In these areas we can actually find reasons for the inclination toward the use of experimentation. Let us therefore explore the transition to experimentation in the fields of psychology and education. We can see how until recently investigators in psychology and education have carefully observed the details of the daily life of man, be it fully mature men and women or the transitional developmental life. We might ask: What is fundamentally necessary for an observation of the soul life of the grownup or the developing child? It is to acquire a certain inner relationship to what one observes. Try to put yourselves into the observational methods of olden times, in the fields of psychology and education. You will find that the inner relationship that once existed between human beings has diminished in recent times. We are not so intimately connected in an objective way with the soul life of another human being as was the case in the past. We are no longer aware when our own soul vibrates in sympathetic reverberation with what lives in the soul of another. We are more removed from the objective soul life of the other; formerly it could be directly observed. We are becoming more and more estranged from any really intimate contact with the soul of the other, where in a directly intuitive way one takes part with one's own inner nature in the inner nature of the other soul. Now an effort is made to approach the human soul from the outside through the use of instruments. There is an effort to explore the human soul through the use of apparatus in an external way. This effort is in the character of our time and must be acknowledged as being partially justified. If one has become estranged from a direct perception of the inner activity, then one must accept the outer expression of the inner activity, and at the same time be content with the outer use of experimentation. It is especially true that when we are estranged from the spirit and soul elements of our fellow man, and yet our experiments are the material expression of this soul-spiritual element, these experiments must be explained in a spiritual sense. They should be wrought throughout with the results of spiritual research. I do not want to speak against experiments as such, but there is a need (I will speak today only in an introductory way) to illuminate the results of these experiments spiritually from within. To explain this properly, I will give you the following example. Investigations have established that the rate of growth differs between boys and girls. In the development of a boy, it has been shown that in certain phases he grows more slowly, while in the same time period the girl grows faster. One can take notice of these facts even if one only looks at the outer expression of the soul life. But to explain such facts one must know how the soul motivates the growing process, how the soul of the boy is inwardly different, and how the force of the soul expresses itself in different phases of life. Then one will be able to see how the difference of growth rates between boys and girls permits a comprehension of what goes on in the soul of a boy and what goes on in the soul of a girl. It is just here that one can know that a human being who develops very rapidly during the period of 14 to 17 years, develops different forces than those of a human being who grows rapidly in a somewhat earlier period of life. Especially in our age, in which there is real proficiency in the handling of facts in an outer experimental way, especially now if we are not to be drawn into superficiality, into externalities, what is investigated experimentally must be permeated with the results of spiritual research. This consciousness is opposed to the more mathematical type of consciousness that gives the researcher such a feeling of extraordinary sureness. If one wishes to examine the different ways of research, one might ask oneself the question: How does one actually know things mathematically when one applies mathematics to the facts of the outer sense-accessible world? And what distinguishes this mathematical approach from other modes of dealing with the facts given to us? Let us start with the fact that the outer objects and events of the world are given to man through his senses. From childhood on, the outer factual world presents itself to us as a kind of chaos. But as time passes we strengthen ourselves inwardly with all kinds of mental images and concepts. (I have set this forth in detail in my booklet Truth and Science.) Through the process of making mental pictures of the outwardly perceived world, we take what may lie far apart in observation and we bring the mental pictures of these observations close together within us. Through this activity we thus create, in our mental life, a certain order in what otherwise is chaotic in the purely sense-perceptible. We must, however, look very exactly at how we treat the perceptual facts of the world when we do not use our mathematical knowledge. We might ask what happens when we simply observe the outer world and make mental pictures about the connections between the observable facts—for instance, when we use the familiar law of cause and effect. We must acquire some thoughts about what we are doing when we simply observe the facts of the outer world. What do we really do when we bring order into the sense-perceptible chaos? It appears to me that in relation to this question David Hume has spoken quite correctly; however, his fault lies in that he has taken to apply to the universal field of human cognition what is meant only for this particular field, namely, the “observation of outer nature free of mathematics.” Most errors and one-sidednesses are based an the application of very correct thinking in one field to the totality of human cognition. This makes it so difficult to take the assertions considered to be universally true. Arguments can be raised for the universal truth being applicable to specific areas, and arguments can also be raised for the opposite point of view. David Hume says: We observe the outer world and we arrange it in a lawful way through our own mental pictures. However, what we then have in our soul as law is not directly representative of something in the objective world. We cannot say that the outer world is always going to follow the course predicted by such a law. We can only say, according to David Hume, that until today we have been able to see the sun rise every morning. That is a statement that fits the facts. We can put these facts into the form of a general law. But in doing so we have no guarantee that we have anything other than a series of events that have happened in the past, of which we made a comprehensive mental picture. What is it really in us that brings about these lawful connections between the sense-perceptible occurrences? What kind of significance do these lawful connections have for the field which we are considering? Is David Hume correct when he says: It lies in the habit of our souls to gather together in a lawful manner the facts as they present themselves to us and, because we respond to this soul habit, we create for ourselves various natural laws? These natural laws are nothing else than what has been gathered together from individual facts through habit of our souls. Thus one can say: Above all, man develops a practical life by bringing order and harmony into the otherwise chaotic stream of everyday facts; and the more one advances in this knowledge, in this special kind of knowledge, the more one inclines to this characteristic soul habit. This being the situation, one is not inclined to preserve individual phenomena as such; one wants to respond to the soul habit of bringing into uniformity what faces one as sense-perceptible, empirical manifoldness. If one is honest, one has to admit that all the knowledge obtained in this way stands as a closed door to the outer world in that it does not allow the essence of this outer world to enter our cognition. In this kind of cognition we must say: Out there are the material facts; we arrange them habitually into our system of mental pictures, and thus have a comprehensive view of them. We know when a series of facts have happened, that this series will happen a second time in a similar way when the same facts appear again before us. But as long as we remain in this field of knowledge, we cannot see through the outer appearances; we also, of course, do not claim to do so. When we want to present rash metaphysical hypotheses concerning matter, that it consists of this or that, we are attempting to change the state of affairs in which we do not deal with the material itself. We say to ourselves: We cannot see through matter to find out what it really is in its inner being, so what we are inclined to do is to arrange sequences of mental pictures and put these in the form of laws. By doing so, we remain outside what appears as outer reality; we only create pictures of the external material happenings. Basically, we need this kind of knowledge to maintain our normal human consciousness, and to this end, we concern ourselves with these pictures. Try to think for a moment what it would mean for human consciousness if we were not able to give ourselves up to the kind of knowledge consisting only of pictures of the external world—if every time we wished to know something of the outer world, this world had to flow into us, as it does when we eat or drink, if it had to become part of our soul's apprehension before we could know anything. Just imagine how incompatible such a uniting of the material existence and our inner life would be with what our soul-constitution must be in acquiring knowledge of the outer world! We are in the position where we must tell ourselves: In our activity of knowing, nothing flows into our soul life from the outer world; we form pictures of what we experience in the outer world and these pictures really have nothing to do with the outer world. Permit me to make an analogy out of the field of art to explain what I have been saying. Suppose I am painting something. The outer world is completely unconcerned about anything I might paint on a canvas. Take, for example, a couple of trees we see out there of which, let's say, I have painted a likeness on a canvas: the trees are completely indifferent as to how I have painted them, or if I do paint them. My picture is added to what is out there as something foreign, something that has nothing directly to do with that outer reality. In the field of theoretical and psychological knowledge it is basically the same as I have just described with the example of painting. If we were not separated from the world as just described, and were to take the content of the world into our soul in a way similar to when we eat or drink, our soul would grow together with, be one with, the world around us, and we would be unable to distinguish ourselves from our surroundings. We will take up the subject of human freedom at a later time and show that it can only be understood if the way of knowing the material world is as I have characterized it. This, however, is not so when I know something mathematically. Let's start by imagining how you know something of a mathematical nature, whether it is in the field of arithmetic, algebra, higher mathematics, or in the field of analytical or synthetic geometry. There we are not confronted by an outer world, we live directly and immediately in the objects of our mathematical knowledge. We form mathematical objects inwardly with all their interconnections and relationships, and when at times we sketch these forms, it is only for our own ease and comfort. What we refer to as mathematical is never some part of the outer world which we perceive with the senses, it is always something inwardly constructed. It is something that only lives in the part of our soul life that is not concerned with the senses as such. We build up, we inwardly construct, the mathematical content of our soul. There is a radical difference between the field of knowledge concerned with the empirical outer world presenting itself to the senses and that of the mathematical. In the external given world the objects of our knowledge remain strictly outside of us. In mathematical knowledge we stand with our whole soul within the objects of our knowledge, and what is observed as substance is the result of an experience in our soul of what we ourselves constructed. Here we have a significant problem which forms, as it were, the first stage to what will be the next higher stage of considerations: How does one arrive at the anthroposophical spiritual science when starting from the familiar science of the present day? I don't believe anyone will be able to answer this question in a truly scientific way who cannot first answer the question: How is our knowledge of a purely observational kind raised to the kind of knowledge of nature that is permeated with mathematics?—how is this knowledge related to mathematical knowledge as such? Now a further question arises which the scientist can answer himself, out of his own experience with scientific work. I have already mentioned what Kant called our attention to, that in every science there is only so much knowledge as there is mathematics contained in it. And, I repeat, this is a one-sidedness, because it is only applicable to a certain field. Kant's error lies in the fact that he takes a specialized truth and tries to make it into a universal law. We have a tendency not to want to leave the facts alone as they are presented to us, but rather to color them with what we have created as mathematical formula, so that we may measure and compare them. What really lives in us when we strive in this direction, when we don't want to remain standing still, habitually combining the outer facts with general rules, when we permeate the given facts with what we have formulated in full consciousness mathematically as objects in our soul life? It is clear that anyone who has experience in the field of objective observation will admit that the whole of nature surrounding his own being is felt, in regard to its materiality, as something foreign. Please notice that, in a sense, we can submerge ourselves into what we feel as a foreign material element, with the help of what we have ourselves inwardly constructed as mathematical formulas. What we describe in a mathematical way actually seems as if what happens in nature has occurred according to the mathematical formula that we have constructed. What is at the basis of this perception? It is the fact that we desire above all else to become one with what we perceive at first as foreign surroundings. We group what is presented to us externally in order to be able to reconstruct it in the same way that we construct something in the purely mathematical realm. We strive to experience what presents itself to us externally in an inwardly exact manner. This internalization of the outer world with the wish to experience exactness is what motivates a mathematical explanation of nature. This is especially characteristic of our present-day scientific efforts in the direction of technology. Today's science has an intense longing to penetrate outer occurrences with mathematical concepts. This means that we bring something we have created in our own soul out into what presents itself to us in raw perception. We do this so that we may understand what is perceived, but in doing so we can have the impression that the outer occurrence actually proceeds in the way we portray it mathematically. When we have gone so far that we have achieved this ideal, as we have in the field of optics and light theory, where every phenomenon is represented in terms of a formula, what really have we done? What really is the content of our soul when instead of plain external appearances a sum of mathematical formulas seem to present themselves? What does our soul receive from this? We look at this edifice, the world portrayed as mathematical relationships, and then we turn our gaze to the actual outer world and we find something strange. We find that all that we look at, all that we consider outer material world, appears inwardly dark until it is brightened by the introduction of mathematical concepts. But at the same time we cannot deny the fact that the picture we have created of the outer world no longer contains reality, no longer the reality which presented itself to us originally. Take, for example, optical appearances, the whole field as it presents itself to our eyes; contrast this with what we have, to a certain extent, correctly constructed as mathematical geometric optics, full of rules. If one uses just a little objectivity, it is clear that in what is constructed as a mathematical picture there is nothing left of the abundance of color. Everything that our senses first offered us, namely, actual outer reality, has been pressed out of the picture. The picture of the outer world is in sharp contrast to what is really out there; it lacks reality, it lacks the tremendous abundance that actually exists in the world. In the coming lectures I will be speaking of a comparison, that to begin with I would like you to consider as an analogy. When we permeate empirical facts with mathematics, our activity consists of two stages: First we must look at the empirical facts, let's say the facts of the eye. The second is the arrangement of these percepts into mathematical formulas. In a certain way, as a result of this we have essentially an experience of mathematical formulating. We no longer view the empirical world of phenomena. This process can be compared to our inhaling life-sustaining oxygen; we saturate our whole organism with it. The oxygen then combines with carbon and we exhale carbon dioxide, which is no longer the life-sustaining air. But the combined process was necessary for our inner life. We had to inhale the life-strengthening oxygen and combine it with something in us. What is produced in this way is something killing; we can contrast it with what was inhaled, which was life-sustaining. For the time being, this should only be considered as a picture of the way in which we pursue the knowledge of nature. We take something into ourselves that is presented to the senses and try to unite it intimately with something we produce only in ourselves, with mathematical construction. We feel that something is created by this union. Nature is not contained in what we have created; the living quality is not there, just as the life force is no longer in the air we exhale. We can say that our perception of the outer world is like an inhaling by the soul of what then is changed into the opposite. If one looks closely at this process of striving for mathematical knowledge of nature, it is proof of the fact that mathematical knowledge is something completely different from the merely perceptual knowledge of nature. This mere perceptual knowledge of nature contrasts with the habitual state of our soul, which consists of a feeling of competence derived from the use of inwardly formed mathematical knowledge. This state of soul wishes to have something that will explain the outer world in accordance with our own being, to unite something inner with something outer. When one realizes how the longing for mathematical explanations of nature are based on this soul habit of longing to take inner possession of the outer world, then it will also be clear that what one attains by this is completely different from the content of sense experience. One goes more deeply into human inner life with mathematical knowledge. One believes that one gets correspondingly closer to the outer world through an inner representation of the nature of the outer world. One has an inner experience of what has been changed into mathematical formulas; at the same time, one has basically lost the fullness of the outer world. One must, however, be conscious of the fact that what the outer world has given has been connected with something constructed purely inwardly. One must really experience what goes on in one's soul when one makes mathematical formulas; one must experience this correctly. One must see that a mathematical formula actually is constructed within us. One must realize that this inner human construction has been achieved apart from the outer world, and yet in a sense it has brought one closer to the outer world. Even so, this inner mathematical construction cannot be regarded as inner reality as compared to what we find in the outer world. If this were not true, we would have the feeling that this mathematical construction contained true reality instead of a bland version of the outer world which it does actually present to us. Think what the situation would be if in our spiritual contemplation of a mathematical construction we had the whole content of the eyes' original experience in all its color intensity. If this were the case, we would experience in the formula itself the lighting up, the intensity of colors, when considering the wave theory, or “interference phenomena,” in mathematical form. This we certainly do not see. The fact that we do not see this proves that with our mathematical formulas we penetrate only to some degree into the outer world. We do come closer to it, but at the same time we no longer have the full reality of it. We have shown a progression from an ordinary sense-based knowledge to a knowledge of inner mathematical construction. The question then arises: Can this progression be continued further in human soul life? First, we have an outer world before us; then we confront it in such a way that the laws which we create, based on observation, are entirely different from it in form. We go through this and we can do so because we become inwardly separated from the outer world. We are inwardly completely separated from the outer world while experiencing these mathematical formulas. We do gain a certain penetration through these mathematical formulas, but it is obvious that they are not filled with reality or we would see the whole outer reality recreated in the formulas. When we take a closer look we see that not only are they not real in themselves but in fact they have the effect of destroying reality. The question now arises: would it be possible to strengthen our capacity to make these inner mathematical constructions by which we then penetrate the sense-perceptible world? Is it possible that what is first experienced mathematically as pale abstractions can be made stronger? In other words, could the force which we have to use to attain a mathematical knowledge of nature be used more effectively?—with the result not just a mathematical abstraction, but something inwardly, spiritually concrete? In that case, we would not just see a re-created version of the outer world or an abstract mathematical picture, but we would have something formed in an entirely different manner. We would have gained something with the full character of reality, but obtained similarly to the way we obtain mathematical pictures. We would then have before us spiritually a reality that shines out toward us in the same way that the outer sense-perceptible world streams toward us. But we would have this from pictures filled with reality, not from mathematically abstract pictures. We would have lifted ourselves, through strengthening our mathematical capacity, to a higher level, and in doing so we would reveal more of our own inner reality. This we can see as a third step in our attainment of knowledge. The first step would be the familiar grasping of the real outer world. The second step would be the mathematical penetration of the outer world, after we have first learned inwardly to construct the purely mathematical aspect. The third would be the entirely inner experience, like the mathematical experience but with the character of spiritual reality. So we have before us: The ordinary outer empirical knowledge of nature, then mathematical knowledge, and finally, spiritual knowledge. We have, as the last step, through an inwardly creative activity, spiritual worlds before us . As preparation for viewing these worlds as real, we start by creating mathematical, pictorially-abstract elements. We use this mathematics in relation to the outer world, but if we are honest we must say: What we construct mathematically is still not a reality in itself; it does not bring reality up out of the depths of our souls, rather it is a picture of reality. In spiritual science we gain the ability to bring out of the depths of our souls what is not just a picture of the outer existence, but reality itself, true reality. The three levels of human knowledge are: Knowledge of physical nature, mathematical knowledge, and spiritual knowledge. This is not just taking spiritual science out of thin air with the purpose of constructing a spiritual science method; rather, it arises naturally. Starting from merely empirical research we come to a mathematical approach, and the continuation of this leads us to study an anthroposophically-oriented spiritual science. This, my dear friends, is what I wanted to say today as an introduction to this course of lectures. I wanted to show you that this anthroposophical spiritual science knows where its place is in the whole system of sciences. It is not born out of some kind of subjective caprice, some kind of dilettantism; it is born out of an exact theory of knowledge. It is born out of the knowledge that must be used even to understand the correct use of mathematics. It was not for nothing that Plato demanded of his pupils that they must first of all have a good grounding in the knowledge of geometry and mathematics. Plato did not require an arithmetical or geometric knowledge of some particular kind, but rather a sound understanding of what really happens in a man when he does mathematics or geometry. This is based an a seemingly paradoxical but deeply meaningful saying of Plato: “God geometrizes.” He did not mean by this that God just created with mathematics, or with five- or six-sided figures; rather, He creates with the force of which we can only make pictures to ourselves, in our mathematical abstract thinking. Therefore I believe that he who understands the place of mathematics in the whole field of the sciences, will also understand the correct place of spiritual science. Spiritual science will battle for its right to exist, no matter what adversaries it may have, for it builds on an exact foundation thoroughly in accord with historical necessity. Therefore I can say: We welcome any and all opponents who will seriously enter into what spiritual science has to say; we welcome any serious dialogue. Spiritual science has no fear of opposition because it is well supplied with all the scientific weapons of ordinary science and it knows how to use them. It would only not like to be continuously interrupted by those who don't understand it, due to their dilettantism and uninformed opinions. Spiritual science as we mean it here is actually a necessity for the other special sciences. The borders of these other special sciences must be crossed over with the help of spiritual science. We must inwardly resolve at least to confront those who, without reason, oppose this spiritual science, and sometimes even be a bit rude with them. There is a fundamental need for humanity to adopt this spiritual science as quickly as possible, and in all seriousness. This can really happen if only we bring good will to the understanding of it. |
343. The Foundation Course: Theory and Living Spirit
27 Sep 1921, Dornach Translated by Hanna von Maltitz |
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One takes for instance the example of the development of the earth according to geology and so on, spanning only a certain time in history and then according to these impressions arrive at the origin of the earth as coming out of the ancient mists, or like the modified hypotheses in the sense of the Kant-Laplace theories which are no more valid these days; then out of this comes the imagining of the earth's origin and out of the second main statement of the mechanical heat theory, the theory of entropy, the imagining how everything is heading for death through heat (Wärmetod). |
For example, Herman Grimm said a rotting and decaying carcass bone would be an appetizing piece compared to what the Kant-Laplace theory made of the earth.—What Herman Grimm added is true, future generations of scholars will be able to make astute treatises to explain the nonsense which the Kant-Laplace theory introduced into people's heads, to their detriment. |
343. The Foundation Course: Theory and Living Spirit
27 Sep 1921, Dornach Translated by Hanna von Maltitz |
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[ 1 ] Emil Bock: I would like to open the hour of our discussion with my immediate task in asking Dr Steiner to give answers regarding the letter of Dr Rittelmeyer. This letter has indeed grown out of various wishes for guidelines regarding possible answers to those who made these objections. [ 2 ] Rudolf Steiner: If we have to start with it, please permit me to make a few points. I ask you however, to link your remarks to those comments I will be making, because obviously some of you here can approach what Dr Rittelmeyer has formulated, from another point of view. [ 3 ] Firstly, I think there is a feeling for many today that some kind of impact is needed in religious life, that religious life needs a kind of renewal in the most diverse areas. Dr Rittelmeyer has formulated the experience which he indicates is present with those familiar with it and I have to admit, something similar has at times confronted me. Already in relation to his first point presented here, one expects unified thoughts, a soul-powerful feeling—and this is summarised in the words "one thing is necessary"—while one finds in Anthroposophy a sum, even perhaps a very large sum of declarations regarding the world content and so for a person, who knows no sure approach, has to say: it appears to me through this experience that in many respects it has already been there for such a long time and has now contributed a lot to the fact that we in our current western civilisation have entered into a dead end. [ 4 ] Just think how vague, how uncertain an experience would be to presume it could perhaps be more succinctly formulated in order to solve the problem. One could even make references to this in our domain. In our domain another kind of domain has arisen out of Anthroposophic foundations where something similar has happened as what is meant with this point, if I understand it correctly. This is in the domain of social thinking. Something like a unified thought has come about, I could say, in the domain of the Threefold social organism. Firstly, I only want to make characteristic comparisons. I must confess this example doesn't show anything significant when it appears publicly in such a short formulation. In life such short formulations don't prove to be really effective; having a decisive importance. I always encounter an objection for instance when someone says: You want to tell me something about the human organism, and instead of giving me a uniform idea, you present an entire physiology.—One must try and understand how the doubt-free comfortable thoughts of modern time have contributed largely to our unhappiness and inner and outer relationships, and what we are suffering from is based on the vague manner of our desire to understand everything in a summary. One has to say to oneself: precisely because such ideas arise, proves that something must change when things happen, which many expect in a vague way. In particular, when it is then said, instead of such "uniform ideas." instead of "mighty soul feelings," a number of exercises are given, some of them could be of a moral nature—and others—they are called "occult" in the letter, which makes an unusual, thoughtful impression on others—yes, it must even be said: What can one then actually expect?—One can expect that there will simply be a debate about what current humanity is missing. I'm speaking firstly in this way, how in the anthroposophical domain it is by all means necessary; we will soon address the particular religious questions given in the letter itself. [ 5 ] You see, the moral exercises, which are mentioned here as familiar, are such that according to their wording, they certainly would be known if they were moral instructions. Firstly, according to the anthroposophic context, this is not what they are. In an anthroposophic context they are indications for the attainment of higher knowledge. It is certainly presented in such a way that it must be clear: they are indication for the attainment of a higher, supersensible knowledge. One must after all admit: If I would say a person necessarily longs for the attainment of supersensible knowledge, as opposed to if I say, that a kind of tranquillity in relation to "exulting to the skies, grieving to death" provides humanity with a moral stand, there is certainly a more radical difference between them. By me expressing something like the demand for serenity, I'm expressing something which could perhaps be quite well known, and which could initially sound like an obvious moral instruction, but which is not a discussion based on the demand for serenity. Is it said in my book 'Knowledge of the higher Worlds and its attainment' that for the purpose of morality, for the purpose of obtaining moral support it is necessary to develop serenity? No! Something quite different is said. It is said that an exercise needs to be done, it is said that this exercise needs to be repeated, in this way the exercise should be done in a certain rhythm in such a way that one could describe it as done in tranquillity. To repeat a certain exercise is quite different to a moral action. Above all you need to consider what is given in my book Knowledge of the higher Worlds and its attainment. You see, it is actually the most natural thing that one person can say to another: you need to make an effort to search for the truth. That is a self-evident fact. Here the important thing is that within the rhythmic sequence of thoughts, thoughts are rendered to the truth, in relation of human beings to the truth. This exercise, this making-oneself-conscious-in-the-present within such a content, this repeated rhythmic making-oneself-conscious-in-the-present is what is involved. It is about applying quite a particular mood for spiritual knowledge. I want to explain this attitude to you in more detail. I will deviate from the strict formulation of the letter but maybe this will make some things much clearer. [ 6 ] Let's see, take for example a professor, lecturer or some scholar who gives lectures. Very often it happens that he prepares his lecture, then memorises it and then delivers it. This is indeed not possible if one really allows spiritual science to live within it. If you lived within spiritual science, this would be unworthy of you. Preparation can only be that a certain inner accumulation regarding the subject matter comes about. As a result of this inner assembly you do indeed step—even though you have a been connecting with the subject matter a thousand times—each time again with a new approach regarding the subject matter, so that you gradually grasp it clearly and speak out of the direct observation of it once again. You see, when you learn about something, for example a chapter in geography—good, you learn it, you have it, and then you retain in your thoughts. This doesn't happen in spiritual science at all if it is to be alive. Whoever wants to be a spiritual scientist in reality, must just again and again allow the most elementary things to draw through the soul. What I have written for example in my book Theosophy doesn't have a conclusive meaning. What it contains, I had to repeatedly allow to be drawn through my soul for it to have meaning. It can't be said: The book Theosophy is there, I know its contents.—It would, on the basis of spiritual science, be the same if one would say: I don't believe that there is a person who could say: I have eaten for 8 days so now I don't need to repeat it.—Every day we sit down to eat and do the same thing. Why? Because it is Life, it is not something which can be merely stored in thought form. The life in spiritual science is Life, and it declines if it is not ever and again lived through. This is what needs to be considered. [ 7 ] If you have through spiritual science approached life you would have become acquainted with the possibility for instance, that you can help those who have passed through the gate of death, by giving them a kind of meditative content based on the spiritual world which they have entered through the gate of death. This doesn't mean that one, for example, reads something to them once and now recon: now they understand it—no, it involves repeating it ever and again, this living-yourself-into the content, each time, as something new. This is far too seldom respected. People are used to observe everything as theory. Spiritual science is no theory, it is Life; but if one treats it by thinking one can learn it, like you learn about other things, then you make it into a theory. Obviously one can make it into a theory but then if you take it up this way, it is only a theory. Every serious spiritual scientist knows that one must live in it; the exercises are not exhausted by knowing their contents. [ 8 ] These are things which have disappeared from Western consciousness. What this Western consciousness is, shows also in other things. People have come to me who say: There's something awful about the Buddha speeches, they contain mere repetitions; one should surely produce a publication with only the contents of the speeches and leave out the repetitions.—Yet, no one really understands the Buddha-speeches who can make such a statement because the essence of the Buddha speeches depend upon following the rhythmic sequence in very small slots, always repeating the same one. This is an oriental method which does not coincide with our work here and in order to clarify this, I will make some comments. [ 9 ] Continuing with the letter, there is further mentioned about the exercises, that some are strange and questionable. Yes, we must look at the kind of judgement or the basis upon which this assessment is made today. If one speaks about the desire present today for something new, then one must acquaint oneself with why such a desire exists; and what exists must really be characterised. I could, in order to make myself clear, perhaps bring to mind the book of Oswald Spengler The Decline of the West. Spengler followed up with a small brochure entitled Pessimism? I will quote a sentence from Pessimism. He says: It is not important to recognise truth, but to make facts matter.—Now a discussion follows regarding this statement, regarding what he understands as "truth" and as "facts". In one place he says: "Truths are the greats of thought ... what stands in a dissertation is truth, that a candidate fails his dissertation is a fact."—Now one must imagine that with such a sentence something must somehow be said, but it is complete nonsense. Yet people read over something like this, they take it all in, which says something, and they don't notice anything strange and consider it as something outlandish. One can't possibly have a discussion about such a statement, it is total nonsense. Something like this is not even discussed when it is such nonsense; you don't even notice it. It can't fail that in a time in which such a judgment prevails, many strange and questionable things are found. However, we can imagine where we have actually arrived—in any case in another connection than meant by Spengler. We graduate today, so to say without a fuss, up to the highest levels of our study; here in our knowledge itself there are actually no disasters or turning points. You could say that a disaster happens when a student fails, but not knowledge itself. This involvement of the whole person, so that you are able to live with a problem in such an inner way as you have any other outer experience, is something which is rarely found. When you have written a book or if you are a private tutor you may feel very satisfied, but you don't experience disasters or turning points because of the material. This is something which has, one could say, spread over the entire scientific life. [ 10 ] It is necessary that we come to live within the spirit once again, that the spirit becomes a reality in whose processes we participate. This is no contradiction against tranquility. Precisely though cultivating tranquility you acquire the right way to participate more strongly and concretely towards what happens objectively; finally, it is no contradiction against tranquility when one observes all the horror of a volcanic eruption or some similar events this way. [ 11 ] I would like to say that in our modern time there is hardly any receptivity necessary for the particular way to spiritual science, simply the entire way of thinking, the quite different way of experiencing truth, is first necessary. You see, when someone says: Yes, we don't need thinking, we don't need intellectualism, we need feelings!—it is because he doesn't get the feeling that he's being moved inwardly; what should be given is what is lacking. [ 12 ] You see, is it really enough today, to adhere to ancient religious rules? When one gives a single lecture—and I speak from experience—when one gives a single lecture, let's say, from certain details regarding the social question, then there are many listeners who could say or write: Sure, this is all possible but in this lecture the name of Christ is not mentioned even once.—Yes, my dear friends, there is still a divine commandment which says: You should not pronounce the name of God in vain—and there is the commandment: You should not continuously say, God, God. It can be something very Christian, no not continuously say the name of Christ; perhaps it is even Christian for this reason, because the name of Christ is not misused. It is not through the use of Christ's name in every third line that something becomes Christian. [ 13 ] All these things should stop in the old thinking's comfortable way. Those who don't drop this comfortable thinking—they would also have the vague feeling that something must change—they can't be informed about the demands of the time because everything which exists in the demands of the time is something which they are unable to experience; they can't, because they are merely taught that these demands must be experienced basically as they have always been, and not commit to actually moving to solutions which must be investigated to really meet the demands of the time. Often the enormous difference between theoretical thought and immersed-in-spirit-living, is not considered. However, already during the first step into spiritual science there must be a living-within-the-spirit. I'm not saying you need to be clairvoyant or something of the kind, but that there needs to be a living-in-spirit; there must be another form of experience of truth, of content, than what one is accustomed to these days. [ 14 ] Another objection which Dr Rittelmeyer expressed took me quite by surprise, I must admit, but this is the way it's going to happen. The objection is that people feel insulted when, instead of something being pointed out as within them, they are made aware of what individuals perhaps know, what individuals have seen. People feel, they expressed it as "their human kingdoms having been stolen", they had felt great and now they must feel small.—Yes, I must admit, this objection surprised me because I don't really understand its content. Isn't it true, what is said consequently in the letter, that people expect something to happen from above, but now they feel thrown back on to themselves, on to exercises they need to do, on to efforts needed to understand something.—I initially feel an extraordinary contradiction between both these allegations. Secondly, I must add this: my whole life I have been—and it has been already quite long—extremely glad if a truth appears somewhere, and I actually find it disturbing when someone rejects the truth, because it has not grown out of their own soil. This is quite an egotistical subjective judgment, but we are stuck in such egotistical subjective judgments, and as a result we need a renewal of thinking in our current time, because it exists. [ 15 ] Here we have a bunch of judgements which indicates how necessary it is that a shift takes place. If these judgemental directions, which have been created by our time, continue to exist, then we will get nowhere. It is already necessary to say, even though it may sound rough, it is above all necessary to mention that the objectors must think about their objections, to what a degree they should not be making them, in order for the entry of the renewal not to be disturbed by the most ancient judgments. This is what has to be said above all things. [ 16 ] Another objection which is of course often made is that Anthroposophy appears in the form of a science and the inference is made that the realm of belief and the realm of knowledge must metamorphose. Actually, the objection depends, when it is made, on the inexact understanding of the context in Anthroposophy. In Anthroposophy the claim is never made that a belief must be transformed into knowledge or something similar, but in Anthroposophy this first positive element appears: it is shown that through knowledge not only can one have something in the sensory world of appearance, but also in the spiritual world. The question can at least be: Are the methods which are applied directed to the real, safe and equivalent?—This can then be examined and re-examined. When the issue is expressed in a way of objecting to imagination, objecting to inspiration and so on, then there is nothing to be discussed. However, no judgment can be made when one says: I feel uncomfortable if something is to be known about it.—It isn't important if something is unpleasant, but it is important that a certain method regarding the super-sensory can be known, just as in the sensory world something can be known. What can be known can't be judged in a way so that one can say the objects of faith were based on the free recognition of inner truths because Anthroposophy is a knowledge forced through "hallucination and proof."—Anthroposophy is just a science and is established as a science, it can't get involved with such an objection because it is a science. One could have the same objection against mathematics; one could say it would be detestable if mathematical truths were actual truths. Such an objection can't actually be made, because it is basically pointless. [ 17 ] An objection which I have heard with the most diverse nuances, is this, that something is expected, which could be something shocking, which you accept and get away with by listening to such things as "Christ is the ruler of the sun" or the issue about the "Two Jesus children." which are equally indifferent to you. My dear friends, I must admit I don't really understand how these things can be indifferent, when they are understood. The unbelievably important question of the present day is: How can the realm of morality be founded in the realm of natural necessities? We live today on the one side within a scientifically acknowledged realm of natural necessities and one allows that within this realm of necessities, hypotheses are made which are not supported by direct observation. One takes for instance the example of the development of the earth according to geology and so on, spanning only a certain time in history and then according to these impressions arrive at the origin of the earth as coming out of the ancient mists, or like the modified hypotheses in the sense of the Kant-Laplace theories which are no more valid these days; then out of this comes the imagining of the earth's origin and out of the second main statement of the mechanical heat theory, the theory of entropy, the imagining how everything is heading for death through heat (Wärmetod). Who constructs this hypothesis regarding the earth's origin and evolution must say to himself—because according to the scientific point of view on which it is based, it can't be assumed otherwise—that this ancient mist was there as the sovereign entity with laws of aerodynamics and laws of aerostatics, and out of this the laws of hydrodynamics and hydrostatics were created, and then luckily such conditions arose through which connections were created as we find in the simplest cells, the amoebas, and then all that turned into complicated organisms, also humans, and in humans moral ideals rose through which human worth could be felt. [ 18 ] What would we be as humans if we hadn't had our moral ideals, and if through these moral ideals we didn't, through the acceptance of a divine world order in the entire global context, become ennobled? It is useless to just let it go; to say we will separate the realm of the certainty of faith which we have in moral ideals, from what we have as the natural order. Such a separation can only happen with those who aren't really inwardly serious about what they see presented in the natural order. [ 19 ] My dear friends, I once became acquainted with someone who at the time was involved with the great problem of death in the world, explored from Haeckel's point of view. With an earnest attitude, an inner enthusiasm to understand such a point of view, he approached this view which is quite honestly based on the foundation of science. What did he have to say about moral-religious ideals? He said: "Those are religious foam bubbles rising in human life, it is something people put in front of themselves, it is something on which the human race lives, from which they take their dignity; but one day the great graveyard of the heat death will arrive, and then all outer forms of organisms, everything which appeared as moral-religious foam bubbles will be buried, and in the world's space a sloop will be circling in some curve that can be said to be something which people once created according to mechanistic or dynamic laws, these people allowed bubbles to rise and from this the people derived their worth; and all of that has turned out to be a cosmic cemetery." [ 20 ] You see, out of this person's honesty, because he couldn't unhook himself from it, he returned to the blissful womb of the Catholic Church for some years. This is only one example out of many. [ 21 ] This abyss has opened up between the moral-religious world order and the scientific-mechanic world order. There are only a few people capable of enough sensitivity, who doesn't tolerate the entire world view regarding the earth's origin or demise according to science. For example, Herman Grimm said a rotting and decaying carcass bone would be an appetizing piece compared to what the Kant-Laplace theory made of the earth.—What Herman Grimm added is true, future generations of scholars will be able to make astute treatises to explain the nonsense which the Kant-Laplace theory introduced into people's heads, to their detriment. [ 22 ] My dear friends, if with your deepest insight you want to look at what such a point of view has caused for the doom of the human soul, starting in the lowest classes in school, then in order to do what needs to be done today, you must search much deeper than is normally done. You can't get stuck half way and say: We must withdraw religious content from the general view of the world, we must have our own religious certainty and beside it, science may exist.—For then, at most, man's moral-religious view of the world will help him return to the bosom of the blessed Roman Catholic Church to numb himself if he still comes under such an anesthetic. [ 23 ] In the course of evolution, we have reached the point where we no longer know that the spiritual lives in all-natural laws, that for example what happens within man himself, where there is actually a hearth within him, is accomplished outside in nature. My dear friends, the people from the 19th century quite correctly were strongly affected by for example what Julius Robert Mayer expressed as a law of conservation of energy and of matter. (Erhaltungssatz der Kraft.) It has really come to the fore that the law of the conservation of power and of matter in the 19th century dominates our physics today. However, this is valid for outer nature only and there only within certain boundaries which become more limited as time goes by; but in terms of time it doesn't apply to human beings. It is simply true that within man there is a hearth where all material things which he takes into himself, is transformed into nothing, where matter is destroyed, matter is dissolved. By letting our pure thoughts be assimilated by our etheric body and letting these thoughts work on our physical body through the etheric, matter is destroyed in our physical body. (During the next explanation drawings were made on the blackboard. The originals are no longer available.) I'm sketching diagrammatically, it is intensively spread over the entire human being, I draw it in such a way as if it is only a part. This place in a person where matter becomes destroyed is at the same time the place where matter is created again, when morality, when religious perceptions glows through us. What is created here simply by our perceptions through moral and religious ideals, this is like a seed for future worlds. If the material world perishes, when the material world has been destroyed in the heat death then this earth will be transformed into another world body, and this body of a world will be made from the moral ideals created into material forms. Because our science is not capable of penetrating deeply enough into matter, it is not capable of grasping the thought that matter itself is an abstraction. We may speak about the thermal death of the earth, but at the same time we have to speak of what is cast off from plants, in wilting and drying out, and about the seed surviving into the next year; even as we can speak in relation to the heat death, we can speak about the seed which remains to us and survives the world death. [ 24 ] There is a sphere where scientific truths end; mere scientific truths in the sense of today, where moral ideals end being bubbles of foam, when the earth will expire in the heat death. There is an accessible region for man, where moral ideals are received when physical matter is destroyed, a sphere where the Word becomes a natural scientific truth: "Heaven and Earth will pass away but My words will not pass away!"—There is a sphere where the Bible becomes science; and before this—it needs to be acknowledged in the background of today's aspirations—no healing can occur, before we have the opportunity to advance to a science, not a one-sided science like today, nor one which is a one-sided abstract spiritual science. [ 25 ] Today the term "spiritual science" is applied only to the science of ideas. For Anthroposophy spiritual science is not only what can be grasped on the other side of materiality, but it is something whose processes penetrate matter. [ 26 ] With results of this research it is then possible, certainly by applying diligent spiritual scientific methods, to consider everything regarding the relationship between the sun and Christ. These things must be considered in the right light. With a certain authority we have during the course of the last three centuries come to see something regarding the stars, sun and moon, which can be calculated. What has brought us misfortune is that we only calculate. We need to once again observe that by looking at the arithmetic of the world's structure, we are in fact investigating a corpse. We need to learn to investigate the spirit of the cosmic whole. Everything depends on this. We won't find the spirit, if we allow matter to violate us in such a way that it presents itself in the universe as something which can only be calculated, or at most be judged according to basic mechanical laws. For this reason, it can already be said that it depends entirely on the individual human being who says: "For me it is not important that the Christ is the ruler of the sun".—This sentence must be understood in the correct way: "For me it is a matter of indifference". [ 27 ] My dear friends, I've heard a few people say they are indifferent to what the Christ has to do with the sun, but they were not indifferent when their taxes increase by fifty percent. Yet it is more necessary for the overall salvation of mankind that Christ and the sun are seen to be related than the rising tax of fifty percent is. [ 28 ] How we think in detail about the two Jesus children may be discussed again. However, what would one say to an objection which claims we should practice something that, yes, I don't know what it is, and then the issue about the two Jesus children is put on the table, which leaves us indifferent. I open the Gospel and read a great deal which is presented there, similar to the issue about the two Jesus children mentioned in Anthroposophy. Then again, you don't say: We want religion, but we are quite indifferent whether Jesus was the son of Joseph and Mary or something similar, every single Gospel truth leaves us completely indifferent.—I don't know to what else you don't care about. One doesn't want to enter into something which is of no interest to you, but an objection is not the same, it is definitely not. [ 29 ] Now I would still like to enter into point eight which I've written down for myself, because time is marching on. It is said that a certain progress is expected in people's internalizing; yet through the way culture has been created, people have come to hate culture, they don't want to hear anything more about culture, and now (with Anthroposophy) something arrives which doesn't only speak about internalization, but even what strives to have an effect on architecture and the art of movement. [ 30 ] Yes, my dear friends, if you take life seriously you won't want anything other than what appears in Anthroposophy, what appears to you as spiritual foundations penetrating everything in outer life. I'm still talking about Anthroposophy; we will still touch on what religion has to say about it. That's just the trouble, we are no longer in the position to bring what we experience in the spiritual into our outer life, and finally this happens just in those areas where it is the most noticeable. Just imagine you had said to a Greek that he couldn't express his spiritual experiences in outer life. Just as the Greek thought about his Apollo, as he thought about Zeus, he created his Zeus temple accordingly, his colonnaded temple. We no longer create, we imitate what is old; we don't have the possibility of taking those areas relating to the spirit and also create an external physiognomy of life. The only thing we can create is a department store. The department store is the grandiose creation of the materialistic spirit of the present day. However, if we wanted a home for the spirit and turn to a builder, then he would build it in a Romantic, Gothic or some or other style, and we would have no feeling, when we stand there within the walls, of anything being expressed of what we had inwardly lived through spiritually. [ 31 ] You see, when the thought was created—not through me but through others—to build a house for Anthroposophy, not for an instant would an idea exist to approach a builder and let him erect a Renaissance or Baroque building and then to move in there, but the idea could come about in the following way. In this building this and that would be spoken about and the forms which would be visible all around should say exactly the same as what is being spoken within it. If this is not only theoretical but life, if the forms are creative, then they are presented—as living—in the world. It is impossible to measure what is created here as a matter of course in comparison with the dishonest cultural activity of the times which has brought us into all this trouble. [ 32 ] This is what I wanted to present primarily, my dear friends. There are too many questions to deal with in one stroke; I will continue with them tomorrow. I've limited myself today by entering into what has been raised against Anthroposophy in general. I will however expand on what in particular will be raised against the service which Anthroposophy will bring towards religious renewal. I would like to stress the following: if somehow an idea develops that it equally represents an existing religious confession, or a creed, which one thinks to justify only through Anthroposophy as its basis, then you do Anthroposophy a wrong because it has never claimed to be a religious education nor is it a religion or wants to establish a religion. This Anthroposophy will not do. Anthroposophy follows impulses to knowledge, goals to knowledge; and whoever says that Anthroposophy is not a religion because it doesn't have the characteristics of religion—say something which Anthroposophy must say about itself from the outset. You can't accuse someone of being something he doesn't even want to be! The objections which are actually made from a religious side, appear to me as if, let's say, someone is active in a field and is accused of not doing what he could in another field. The objections raised by Dr Rittelmeyer, as far as I have taken into account, certainly involve the relationship people have to Anthroposophy. For this reason, I approached it from this side and will enter into it from the religious side, tomorrow. |
2. The Science of Knowing: Correction of an Erroneous Conception of Experience s a Whole
Translated by William Lindemann |
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[ 1 ] At this point we must indicate a preconception, existing since Kant, which has already taken root so strongly in certain circles that it is considered axiomatic. If anyone were to question it, he would be described as a dilettante, as one who has not risen above the most elementary concepts of modern science. |
2. The Science of Knowing: Correction of an Erroneous Conception of Experience s a Whole
Translated by William Lindemann |
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[ 1 ] At this point we must indicate a preconception, existing since Kant, which has already taken root so strongly in certain circles that it is considered axiomatic. If anyone were to question it, he would be described as a dilettante, as one who has not risen above the most elementary concepts of modern science. The preconception I mean is the view: It is already established from the very beginning that the whole world of perception, this endless manifoldness of colors and shapes, of sounds and warmth differentiations, etc., is nothing more than our subjective world of mental pictures (Vorstellungen), which exists only as long as we keep our senses open to what works in upon them from a world unknown to us. This view declares the entire world of phenomena to be a mental picture inside our individual consciousness, and on the foundation of this presupposition one then erects further assertions about the nature of our activity of knowing. Even Volkelt adhered to this view and founded upon it his epistemology, which is masterful with respect to its scientific execution. Even so, this preconception is not a fundamental truth and is in no way qualified to stand at the forefront of the science of knowledge. [ 2 ] But do not misunderstand us. We do not wish to raise what would certainly be a vain protest against the physiological achievements of the present day. But what is entirely justified physiologically is still far from being qualified on that basis to be placed at the portals of epistemology. One may consider it to be an irrefutable physiological truth that only through the participation of our organism does the complex of sensations and perceptions arise that we have called experience. But the fact remains, nevertheless, that any such knowledge can only be the result of many considerations and investigations. This characterization—that our phenomenal world, in a physiological sense, is of a subjective nature—is already what thinking determines it to be, and has therefore absolutely nothing to do with the initial appearance of this world. This characterization already presupposes that thinking has been applied to experience. The examination of the relationship between these two factors of knowing activity must therefore precede this characterization. [ 3 ] By this view, people believed themselves elevated above the pre-Kantian “naïveté” that regarded things in space and time as reality, just as the naive person with no scientific education still does today. [ 4 ] Volkelt asserts “that all acts claiming to be an objective activity of knowing are inextricably bound to the knowing individual consciousness; that all such acts occur immediately and directly only within the consciousness of the individual; and that they are utterly incapable of reaching beyond the sphere of the individual person and of grasping or entering the sphere of reality lying outside it.” [ 5 ] It is nevertheless still the case that an unprejudiced thinking could never discover what it is about the form of reality which approaches us directly (experience) that could in any way justify us in characterizing it as mere mental picture. [ 6 ] This simple reflection—that the naive person notices absolutely nothing about things that could bring him to this view—shows us that in the objects themselves there lies no compelling reason for this assumption. What is there about a tree or a table itself that could lead me to regard it as a mere configuration of mental pictures? At the very least this cannot therefore be presented as an obvious truth. [ 7 ] By presenting it as an obvious truth, Volkelt entangles himself in a contradiction with his own basic principles. In our view, he had to be untrue to the truth acknowledged by him—that experience contains nothing but an unconnected chaos of pictures without any conceptual characterization—in order to be able to assert the subjective nature of that same experience. Otherwise, he would have had to see that the subject of knowing activity, the contemplator, stands just as unrelated within the world of experience as any other object in it. But if one applies to the perceived world the predicate “subjective,” this is just as much a conceptual characterization as when one regards a falling stone as the cause of the depression in the ground. But Volkelt himself, after all, does not wish to acknowledge any connection whatsoever between the things of experience. There in lies the contradiction in his view; this is where he became untrue to the principle he stated with respect to pure experience. By doing this he encloses himself within his individuality and is no longer capable of emerging from it. Indeed, he admits this without reservation. Everything remains doubtful to him that lies beyond the disconnected pictures of our perceptions. In his view, our thinking does indeed struggle to draw inferences from this world of mental pictures about an objective reality; it is just that going beyond this world cannot lead to really sure truths. According to Volkelt all knowing that we attain through thinking is not protected from doubt. In terms of certainty it cannot compare at all with direct experience. Only direct experience can provide a knowing not to be doubted. But we have seen how defective this knowing is. [ 8 ] But all this indeed stems only from the fact that Volkelt applies to sense-perceptible reality (experience) a characteristic that cannot pertain to it in any way, and then he builds up his further assumptions on this presupposition. [ 9 ] We had to pay particular attention to Volkelt's book because it is the most significant contemporary achievement in this sphere, and also because it can be taken as the prototype for all the epistemological efforts which, in principle, stand in opposition to the direction we are presenting on the basis of the Goethean world view. |
46. Posthumous Essays and Fragments 1879-1924: Man as Microcosm in Relation to Macrocosm
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Not only the human mind, but also the heart, reaches this conclusion, as it rises up to the lofty starry sky and to the ideals of the human spirit with equal reverence and pious awe. Kant says that two things fill the mind with ever-increasing admiration and awe: “the starry sky above me, and the moral law within me.” |
46. Posthumous Essays and Fragments 1879-1924: Man as Microcosm in Relation to Macrocosm
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From time immemorial, man has been regarded as a “world in miniature” in relation to the “world at large”. Not only the human mind, but also the heart, reaches this conclusion, as it rises up to the lofty starry sky and to the ideals of the human spirit with equal reverence and pious awe. Kant says that two things fill the mind with ever-increasing admiration and awe: “the starry sky above me, and the moral law within me.” But how unequal the two are: the starry heavens with their eternal immutable laws, in which eternal wisdom is inherent; and the changeable moral and spiritual nature of man, which only uncertainly follows its laws and strays every moment. The greatest admiration arises in the face of the starry heavens in those who know and study its immutable laws. Kepler was filled with admiration when he had explored the secrets of the planetary orbits of our solar system. The human heart, in contrast, with its fickleness and confusion, evokes the most misgivings in those who know it best. Goethe, one of its most profound connoisseurs, liked to flee from its meanderings and wanderings to the unerring laws of external nature. Why is it that our perception of the two is so different? Goethe was probably on the right track with his: “Noble, helpful and good, be man.” That is a commandment that no one applies to nature. Man is condemned for leaving the paths of justice and virtue, but not for being a volcano that wreaks untold havoc. We have to find harmony with nature, even if it has a destructive effect: we know that its laws are immutable. Have they always been? No; the laws Kepler celebrates in discovering them were only revealed in the solar system: harmony was born out of the chaotic primeval nebula. But this lawfulness has reached a certain conclusion. The battles in this field are over. This is not yet the case with man. He carries his law within himself. He should not be what he is today tomorrow, because he should perfect himself. His development, that is, his life, is perfection in all areas. He works his way from desire to virtue, from error to truth. He will then be what he should be when the law of his inner being completely permeates his outer being, when what he now feels to be his highest ideal will be his immutable law, as the law of the starry sky is presented today on that sky. And it is not only in this respect that man has the feeling of disharmony between his present existence and his law. He applies the principle of justice to this existence of his. He seeks a connection between this principle and his will. At first, external observation shows a discordance between fate and will. The good must suffer, and the wicked are happy. The question of the connection between destiny and character has occupied all ages. The question can never be resolved by looking at just one lifetime. Just as no one can understand the structure of the human hand without following it from the simpler, unfinished forms of the locomotor organs of primitive creatures, so no one can understand the character of a personality without seeking its causes in a past life. Karma explains facts that would otherwise be completely inexplicable. Our abilities in this life are the fruits of the desires and efforts of previous lives; what we wear as a habit in this life were often cherished thoughts in previous lives; what we possess in the way of wisdom we have acquired through previous experiences, and our conscience is the result of many painful experiences. Our thoughts are facts that shape our desire body, and it shapes the physical body. Sleep is the brother of death because in each new life a person finds what he has prepared for himself in the previous one, just as in the morning a person finds the results of the day's work from the previous day. Fatalism does not follow from karma, because the laws of nature also submit to freedom. And karma does not contradict benevolence. This understanding leads to helping. But karma does contradict the materialistic view of man. It must contradict. For just as a clock does not build itself, so too man's life does not build itself. Man is a citizen of three worlds. But he must open his senses to the higher worlds. He must not pull them down to himself. He must ascend to them. Spiritualism is also a form of materialism. It should not be confused with Theosophy. The person whose senses are opened lives himself into the higher worlds. He also acquires the memory of earlier lives on earth. He becomes more and more like the man-God, who vouched for the eternal existence of the spirit by saying: “Before Abraham was, I am.” All the arguments about the divinity of Christ can only arise in those who do not know that the human soul is of divine nature. The firstfruits of humanity will reach divinity before the others. Then they will become, in their humanity, the carriers of the divine original spirit. Theosophy brings Christianity again. The one that knows why the disciples thought their master had risen again. - Annie Besant's and my book. Then it will be self-evident to think of the Christ-life in the perfection of the sun-myth. Christmas is the birthday of the sun. The Egyptian, the Mithraic, the Budhistic sun-myth. The Christmas hymns speak of the eternal in human nature: Our savior is born. And when the Christmas bells ring, their sound echoes: You, man, are on your way to a goal that makes you perfect, like the sun that is born today for a new year – to go your way, unchanging like it: that is its proclamation.
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36. Collected Essays from “Das Goetheanum” 1921–1925: Goethe and Mathematics
26 Aug 1923, |
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Now, in the period that followed Goethe, mathematical treatment was regarded as essential for those parts of knowledge of nature that are considered to be truly exact. It was under the same impression that Kant had been under when he expressed the view that there is only as much real science in any knowledge as mathematics is contained in it. |
36. Collected Essays from “Das Goetheanum” 1921–1925: Goethe and Mathematics
26 Aug 1923, |
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From the book by Croce, one can clearly see how the way of thinking in the present day still prevents even outstanding minds from gaining the right access to Goethe's work. Among the various obstacles that arise for such minds, the misunderstanding of Goethe's relationship to mathematics is one of the most effective. From this it can be seen that Goethe had no skill in the treatment of mathematical problems. He himself admitted his inability in this respect sufficiently strongly. In his scientific works, therefore, one never finds the problems worked out in those areas in which a mathematical treatment is required by the nature of the subject. Now, in the period that followed Goethe, mathematical treatment was regarded as essential for those parts of knowledge of nature that are considered to be truly exact. It was under the same impression that Kant had been under when he expressed the view that there is only as much real science in any knowledge as mathematics is contained in it. For this way of thinking, the rejection of Goethe's scientific approach is sealed from the outset. But when it comes to assessing Goethe's relationship to mathematics, something quite different comes into play. The study of mathematics gives a person a special position in relation to the penetration of the cognitive tasks themselves. In mathematical thinking, one deals with something that arises within the human soul. One does not look outwards, as in sensory experience, but builds up the content of thought purely within. And by thinking one's way from one mathematical structure to another, one does not have to rely on the evidence of the senses or of external experimentation, but remains entirely within one's inner soul life; one is dealing with an inner, conceptual view. One lives in the realm of the freely creative spirit. Novalis, who was equally at home in the field of mathematics as in that of the free creative poetic imagination, saw in the former a perfect imaginative creation. In more recent times, however, this trait has been denied in mathematics. It has been thought that this field of knowledge also borrows its truths from sensory observation, like an external experimental science, and that this fact is merely beyond human attention. It was only believed that one formed the mathematical forms oneself because one did not become aware of the borrowing from external observation. But this view has arisen only out of prejudice, which refuses to admit any free activity of the human mind. We are willing to accept scientific certainty only where we can rely on the statements of sense observation. And so, because the certainty of its truths cannot be denied, mathematics is also said to be a sense science. Because in mathematics we live in the realm of the free creative spirit, its essence can be most clearly seen in inner self-knowledge. If one turns one's attention away from the structures that one works out in mathematical activity and back to that activity itself, one becomes fully aware of what one is doing. Then one lives in a kind of free creative spirituality. One must only then summon up the flexibility of soul to extend the same creative inner activity that one unfolds in mathematics to other areas of inner experience. In this flexibility of soul lies the power to ascend to imaginative, inspired and intuitive knowledge, of which this weekly journal has often spoken. In mathematics, every step one takes is inwardly transparent. One does not turn to the outside with the soul in order to determine the being of the other through the being of the one. One does, however, remain in a realm that, although created inwardly, relates to the external world through its own nature. Mathematics originates in the soul, but relates only to the non-spiritual. When the freely creative activity of the spirit ascends to the types of knowledge mentioned, however, one comes to grasp the soul itself and the realm of the world in which the soul lives. Goethe's spiritual nature was such that he felt no need to cultivate mathematics himself. But his way of knowing was of a completely mathematical nature. He took in what concerned external nature through pure, refined observation, but then transformed it in his inner experience so that it became one with his soul, as is the case with freely created mathematical forms. Thus his thinking about nature became, in the most beautiful sense, a mathematical one. As a thinker of nature, Goethe was a mathematical spirit without being a mathematician. He was just as open about his lack of knowledge of mathematics as he was about the mathematical direction of his way of looking at things. You can read about this in the essays that conclude his works on natural science under the title “On Natural Science in General. In this work he also stated that in all knowledge one must proceed as if one owed an account of one's findings to the strictest mathematician. Through this direction of his quest for knowledge, Goethe was particularly predisposed to introducing a true scientific method of research into those scientific fields that cannot be determined by measure, number and weight because they are not quantitative but qualitative in nature. The opposing view wants to limit itself to what can be measured, counted and weighed, and leaves the qualitative as scientifically unattainable. It denies Goethe scientific validity because it does not see how he extends the rigor of research, which it demands where actual mathematics is applicable, to fields of knowledge where this is no longer the case. Only when Goethe's methods of thought can be truly understood in this direction will it be possible to gain an unbiased judgment of the relationship between his knowledge and art. Only then will it be possible to see what the further development of his way of thinking can bring, both for art and for science. |
95. At the Gates of Spiritual Science: Good and Evil. Individual Karmic Questions
29 Aug 1906, Stuttgart Translated by Charles Davy, E. H. Goddard |
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We as human beings have made everything, and in the rest of creation we can see our own products, our own being which has taken solid form. Kant30 speaks of the thing-in-itself as something unknowable by man. But in fact there are no limits to knowledge, for man can find, in everything he sees around him, the traces of his own being, left behind. |
30. Immanuel Kant, 1724–1804. |
95. At the Gates of Spiritual Science: Good and Evil. Individual Karmic Questions
29 Aug 1906, Stuttgart Translated by Charles Davy, E. H. Goddard |
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We will continue our study of particular karmic questions in relation to human life. What does occult science have to say about the origin of conscience? At our present stage of evolution conscience appears as a kind of inner voice telling us what to do and what to leave undone. How did such an inner voice come into being? It is interesting to inquire whether in the historical evolution of mankind there has always been something comparable to what we call conscience. We find that in the earliest times, language had no word for it. In Greek literature it appears quite late, and in the language of the earlier Greeks no word for it exists. The same thing is true of the early periods of other civilisations. We may conclude, then, that the idea of conscience, in a more or less conscious form, came only gradually to be recognised. Conscience has developed fairly late in human evolution, and we shall see presently what our ancestors possessed in place of it. How, then, has conscience gradually developed? On one of his journeys Darwin27 came across a cannibal and tried to convince him that it is not a good thing to eat another human being. The cannibal retorted that in order to decide whether eating a man is good or bad you must first eat one yourself. In other words, the cannibal had not reached the point of judging between good and bad in terms of moral ideas, but in accordance simply with the pleasure he experienced. He was in fact a survival from an earlier stage of civilisation which was at one time universal. But how does a man like this cannibal come to distinguish between good and bad? He went on eating his fellow-men until one day he was due to be eaten himself. At that moment he experienced the fact that it could really happen to him. He felt that there was something wrong about this, and the fruits of this experience remained with him in Kamaloka and Devachan. Into his next incarnation he brought a dim feeling that what he had been doing was not quite right. This feeling became more and more definite in the course of further incarnations; he also came to take heed of the feelings of others, and thus he gradually developed a certain restraint. After various further incarnations the feeling became still more definite and gradually the thought emerged: Here is something one should not do. Similarly, a savage at a primitive stage would eat everything indiscriminately, but when he got [a] stomach-ache he came to realise by degrees that there were some things he could eat and some he could not. This kind of experience became gradually more and more firmly rooted, and finally it developed into the voice of conscience. Conscience is therefore the outcome of experiences spread over a number of incarnations. Fundamentally, all knowledge, from the highest to the lowest, is the outcome of what a man has experienced; it has come into being as a result of trial and error. An interesting fact is relevant here. Only since Aristotle has there been a science of logic, of logical thought. From this we must conclude that accurate thinking too, was born at a certain time. This is indeed so: thinking itself had first to evolve, and logical thinking arose in the course of time from fundamental observation of how thinking can go wrong. Knowledge is something mankind has acquired through many incarnations. Only after long trial and error could a store of knowledge be built up. All this illustrates the importance of the law of karma; here we have another example of something which has developed out of experience into a permanent habit and inclination. A motive such as conscience binds itself to the etheric body, becoming in time a permanent characteristic of it because the astral body has been so often convinced that this or that would not do. Another interesting karmic relationship is between an habitually selfish attitude and a loving sympathy with others. Some people are hardened egoists—not only in their acquisitiveness—and others are unselfish and sympathetic. Both attitudes depend on the etheric body and may even find expression in the physical body. People who in one life have been habitually selfish will age quickly in their next life; they seem to shrivel up. On the other hand, if in one life you have been ready to make sacrifices and have loved others, you will remain young and hale. In this way you can prepare even the physical body for the next life. If you recall what I said yesterday, you will have in mind a question: How is it with the achievements of the physical body itself? Its deeds become its future destiny; but what is the effect of any illnesses it may have had in this life? The answer to this question, however strange it may sound, is not mere theory or speculation, but is based on occult experience, and from it you can learn the mission of illness. Fabre d'Olivet,28 who has investigated the origins of the Book of Genesis, once used a beautiful simile, comparing destiny with a natural process. The valuable pearl, he says, derives from an illness: it is a secretion of the oyster, so that in this case life has to fall sick in order to produce something precious. In the same way, physical illnesses in one life reappear in the next life as physical beauty. Either the physical body becomes more beautiful as a result of the illness it endured; or it may be that an illness a man has caught from infection in his environment is compensated by the beauty of his new environment. Beauty thus develops, karmically, out of pain, suffering, privation and illness. This may seem a startling connection, but it is a fact. Even the appreciation of beauty develops in this way: there can be no beauty in the world without pain and suffering and illness. The same general law holds for the history of man's evolution. You will see from this how wonderful karmic relationships really are, and how questions about evil, illness and pain cannot be answered without knowledge of the important inner relationships within the evolution of humanity. The line of evolution goes back into ancient, very ancient times, when conditions on Earth, and the Earth itself, were quite different. There was a time when none of the higher animals existed; when there were no fishes, amphibians, birds or mammals, but only animals less developed than the fishes. Yet man, though in a quite different form, was already there. His physical body was still very imperfect; his spiritual body was more highly developed. He was still enclosed within a soft ethcric body, and his soul worked on his physical body from outside. Man still contained all other beings within himself. Later on he worked his way upwards and left behind the fish form which had been part of himself. These fish forms were huge, fantastic-looking creatures, unlike the fishes of today. Then again man evolved to a higher stage and cast out the birds from himself. Then the reptiles and amphibia made their way out of man—grotesque creatures such as the saurians and water-tortoises, which were really stragglers from an earlier group of beings, even further removed from man, whose evolution had lagged behind. Then man cast out the mammals from himself, and finally the apes; and then he himself continued to advance. Man has therefore always been man and not an ape; he separated off the whole animal kingdom from himself so that he might become more truly human. It was as though you gradually strained all the dye-stuffs out of a coloured liquid and left only clear water behind. In older days there were natural philosophers, such as Paracelsus and Oken,29 who put this very well. When a man looks at the animal world, they said, he should tell himself: “I carried all that within myself and cast it out from my own being.” Thus man once had within himself a great deal that was later externalised. And today he still has within him something that later on will be outside—his karma, both the good and the evil. Just as he has separated the animals from himself, so will he thrust good and evil out into the world. The good will result in a race of men who are naturally good; the evil in a separate evil race. You will find this stated in the Apocalypse, but it must not be misunderstood. We must distinguish between the development of the soul and that of races. A soul may be incarnated in a race on the down grade, but if it does not itself commit evil, it need not incarnate a second time in such a race; it may incarnate in one that is ascending. There are quite enough souls streaming in from other directions to incarnate in these declining races. But what is inward has to become outward, and man will rise still higher when his karma has worked itself out. With all this something of extraordinary interest is connected. Centuries ago, with the future development of humanity in view, secret Orders which set themselves the highest conceivable tasks were established. One such Order was the Manichean, of which ordinary scholarship gives a quite false picture. The Manicheans are supposed to have taught that a Good and an Evil are part of the natural order and have always been in conflict with one another, this having been determined for them by the Creation. Here there is a glimmer of the Order's real task, but distorted to the point of nonsense. The individual members of the Order were specially trained for their great work. The Order knew that some day there will be men in whose karma there is no longer any evil, but that there will also be a race evil by nature, among whom all kinds of evil will be developed to a higher degree than in the most savage animals, for they will practise evil consciously, exquisitely, with the aid of highly developed intellects. Even now the Manichean Order is training its members so that they may be able to transform evil in later generations. The extreme difficulty of the task is that these evil races will not be like bad children in whom there is goodness which can be brought out by precept and example. The members of the Manichean Order are already learning how to transform quite radically those who by nature are wholly evil. And then the transformed evil will become a quite special good. The power to effect this change will bring about a condition of moral holiness on Earth. But this can be achieved only if the evil has first come into existence; then the power needed to overcome the evil will yield a power that can reach the heights of holiness. A field has to be treated with manure and the manure has to ferment in the soil; similarly, humanity needs the manure of evil in order to attain to the highest holiness. And herein lies the mission of evil. A man's muscles get strong by use; and equally, if good is to rise to the heights of holiness, it must first overcome the evil which opposes it. The task of evil is to promote the ascent of man. Things such as this give us a glimpse into the secret of life. Later on, when man has overcome evil, he can go on to redeem the creatures he has thrust down, and at whose cost he has ascended. That is the purpose of evolution. The following point is rather more difficult. The shell of a snail or mussel is secreted out of the living substance of the animal. The shell which surrounds the snail was originally inside its body its house is in fact its body in a more solid form. Theosophy tells us that we are one with all that surrounds us: this means that man at one time contained everything within himself. The Earth's crust, in fact, had its origin in man, who in the far past crystallised it out from within himself. Just as the snail at one time had its house within itself, so man had all other beings and kingdoms, minerals, plants and animals, within himself, and can say to them all: The substances were within me; I have crystallised out their constituent parts. Thus when man looks at anything outside himself, it becomes intelligible for him to say: All that is myself. Even more subtle is a further idea. Imagine that ancient condition of humanity when nothing had yet been separated off from man. Man was there, and he formed mental pictures but they were not objective—not, that is, caused by external objects making an impression on him—they were purely subjective. Everything had its origin in man. Our dreams are still a legacy from the time when man, as it were, spun the whole world out of himself. Then he was able to look on the world over against himself. We as human beings have made everything, and in the rest of creation we can see our own products, our own being which has taken solid form. Kant30 speaks of the thing-in-itself as something unknowable by man. But in fact there are no limits to knowledge, for man can find, in everything he sees around him, the traces of his own being, left behind. All this has been said in order to show you that nothing can be truly understood if it is looked at from one side only. Everything which appears to us in one condition was quite different in earlier times; only by relating the present to the past can it be understood. Similarly, if you do not look beyond the physical world of the senses, you will never understand illness, or the mission of evil. In all such relationships there is a deep meaning. Evolution had to take its course in this way, through a process of splitting off, because man was to become an inward being; he had to put all this out of himself in order that he might be able to see his own self. So we can come to understand the mission of illness, of evil, and even of the external world. We are led to these great interconnections by studying the law of karma. We will now deal with several particular questions about karma which are often asked. What is the karmic reason that causes many people to die young, even in childhood? From individual instances known to occult science we may come to the following conclusion. If we study a child who has died young, we may find that in his previous life he had good abilities and made good use of them. He was a thoroughly competent member of society, but he was rather shortsighted. Because with his weak eyes he could not see clearly, all his experiences acquired a particular colouring. He was wanting in a small matter which could have been better, and because of his weak eyes he always lagged behind. He could have achieved something quite remarkable if he had had good sight. He died, and after a short interval he was incarnated with healthy eyes, but he lived only a few weeks. By this means the members of his being learnt how to acquire good eyes, and he had gained a small portion of life as a corrective of what had been lacking in his previous life. The grief of his parents will, of course, be compensated for karmically, but in this instance they had to serve as instruments for putting the matter right. What is the karmic explanation of children born dead? In such cases the astral body may well have already united itself with the physical body, and the two lower members may be properly constituted. But the astral body withdraws, and so the child is born dead. But why does the astral body withdraw? The explanation lies in the fact that certain members of man's higher nature are related to certain physical organs. For instance, no being can have an etheric body unless it possesses cells. A stone has no cells or vessels, and so it cannot have an etheric body. Equally, an astral body needs a nervous system: a plant has no nervous system and therefore cannot have an astral body. In fact, if a plant were to be permeated by an astral body it would no longer be a plant, but would have to be provided with cells if it were to be permeated by an etheric body. Now if the Ego-body is gradually to find a place for itself, there must be warm blood in the physical body. (All red-blooded animals were separated off from man at the time when the Ego-condition was being prepared for man.) Hence it will be seen that the physical organs must be in proper condition if the higher bodies are to dwell within them. It is important to remember that the form of the physical body is moulded by purely physical inheritance. It may also happen that the way in which the various bodily fluids are combined is at fault, although parents are well-matched in soul and spirit. Then the incarnating entity comes to a physical body which cannot house the higher members of its being. Thus for example the physical and etheric bodies may be properly united; then the astral body ought to take possession of the physical body, but the organism at its disposal is not in a suitable condition, and so it has to withdraw. The physical body remains, and is then still-born. A still-birth may thus be the outcome of a faulty mixture, on the physical level, of the fluids of the body, and this, too, will have a karmic connection. The physical body can thrive only in so far as the higher principles can live within it. How are karmic compensations accomplished? If someone has done something to another person, there will have to be a karmic adjustment between them, which means that the persons concerned must be born again as contemporaries. How does this happen? What are the forces that bring the two persons together? The way it works out is as follows. A wrong has been done; the victim has suffered it; the person who did it passes into Kamaloka, but first he has to witness the occurrence in the retrospective tableau of his past life. The injury he has inflicted does not then cause him pain, but in Kamaloka, as he relives his life backwards, the event comes before him, and now he has to suffer the pain he caused. He has to feel it in and through the very self of his victim. This experience imprints itself like a seal on his astral body. He takes with him a portion of the pain, and a definite force remains in him as the outcome of what he has experienced in the other man's being. In this way any pain or pleasure he has to live through turns into a force, and he carries a great number of such forces with him into Devachan. When he returns to a new incarnation, this is the force that draws together all the persons who have had experiences in common. During the Kamaloka period they lived within one another, and they incorporated these forces into themselves. Hence within one physical human being there may be three or even more “Kamaloka men”, in order that the situation involving them may be lived out. An example known to occult science will make this clear. A man was condemned to death by five judges. What was really happening there? In a previous life the man had killed these other five men and karmic forces had brought all six together for a karmic adjustment. This does not produce a never-ending karmic chain; other relationships come in to change the further course of events. Spiritual forces, you see, are thus secretly at work to bring about the complicated patterns of human living. Further important aspects of the subject will become clear during the next few days, when we go on to study the whole evolution of Earth and Man.
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3. Truth and Science: The Starting Point of Epistemology
Translated by John Riedel |
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Only what we call concepts and ideas have been given to us in a form we call “the intellectual view”. Kant and the more recent philosophers who follow him completely deny that people have this ability, because all thinking is supposed to incorporate only objects standing in the vicinity (Gegenstände) and brings forth absolutely nothing out of itself. |
We must look for causes and effects in the world (Ursachen und Wirkungen, primal circumstances and how they work themselves out), but we ourselves must produce causality as thought-form before we can find it in the world. But if one wanted to hold on to Kant's assertion that concepts without intuitions are empty, it would be unthinkable to demonstrate the possibility of characterizing the given world through concepts. |
3. Truth and Science: The Starting Point of Epistemology
Translated by John Riedel |
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[ 1 ] According to everything we have seen, investigations at the beginning of a theory of knowing (epistemology), everything that already belongs to the arena of knowing must be excluded. Knowing itself is something that comes with the human condition, something arising through daily activity. If a theory of knowing is really to extend to illuminating the entire field of becoming familiar with, of knowing concepts and ideas (Erkennens), then it must take as its starting point something that has remained completely untouched by this activity, from which the latter itself receives its impetus. What to begin with lies outside of knowing cannot be knowing itself. Therefore, we must look for it immediately before the familiarity of knowing (cognition, Erkennens), so that the very next step that the human being takes from this precursor is an activity of knowing. The way in which this absolute first is to be determined must be such that nothing that already comes from knowing, from cognition, flows into it. [ 2 ] But such a beginning can only be made with the immediately given picture of the world, the world picture that is available to man before he has subjected it in any way to the cognitive process, before he has made even the slightest statement about it, before he has made the slightest mental judgement about it. What passes before us, and what we pass by, which is a disconnected world view, not separated into individual components,61 in which nothing is separated, nor related to, or determined by anything else, that is what is immediately given. At this stage of existence-awareness (des Daseins), if we may use the expression, no object, no event is more important, more meaningful than any other. The rudimentary animal-organ, devoid of meaning for development and for life itself, has the right, perhaps for a later stage of recognition-illuminated existence-awareness, to be considered the noblest most essential part of the organism. Before all cognitive activity, nothing presents itself in the world picture as substance, nothing as accident, nothing as cause or effect; the opposites matter-spirit, body-soul, have not yet been created. But we must also keep away any other predicate from the worldview held at this stage. It can be understood neither as reality nor as appearance, neither as subjective nor as objective, neither as accidental nor as necessary. Whether it is a “thing in itself” or a mere idea cannot be decided at this stage. We have already seen that the findings of physics and physiology, which lead to subsuming “the given” under one of the above categories, must not be placed at the forefront of epistemology. [ 3 ] If a being with fully developed human intelligence were suddenly created from nothing and confronted the world, the first impression that the world would make on its senses and thinking would be something like what we call the immediately given world view. However, the same thing is not present to a person in this form at any moment of his life. There is nowhere in his development a boundary between pure, passive turning towards what is immediately given and the thinking recognition of it. This circumstance could raise concerns about our positing a beginning of epistemology. About this Hartmann says, “We do not ask what is the content of consciousness of the child who is awakening to consciousness, or of the animal standing at the lowest stage of living creatures, because the philosophizing person has no experience of this. He cannot infer or reconstruct the content of consciousness of primitive biologic organisms at any stage from fertilization to death, as such attempts must always be based on personal experience. We must therefore first determine what is the content of consciousness found by the philosophizing person at the beginning of philosophical reflections”.62 The objection to this, however, is that the world view that we have at the beginning of philosophical reflection already contains predicates that are only conveyed through cognition. These must not be accepted uncritically, but must be carefully peeled out of the world picture so that it appears completely pure of everything that has been added through the cognitive process. The boundary between what is given and what is known will not coincide with any moment of human development, but must be drawn artificially. But this can happen at any stage of development if we only correctly draw the line between what comes to us without mental determination, before recognition, and what is made from it through determination and recognition. [ 4 ] Now one can accuse me of having already accumulated a whole series of mental characterizations, so that I may separate that supposedly immediate world view from the one that people have completed through cognitive processing. But the following must be said against this: the thoughts we have brought up should not characterize that world view, should not indicate any properties of it, should not say anything at all about it, but should only guide our consideration, in such a way that it is taken to the boundary where recognition is placed at its beginning. There can therefore be no talk of the truth or error, the accuracy or falsity of those statements, which in our opinion precede the moment in which we stand at the beginning of the theory of knowledge. They only have the task of leading appropriately to this beginning. No one who is about to deal with epistemological problems is at the same time confronted with what is rightly called the beginning of knowing, for he has already developed knowledge to a certain extent. To remove from this everything that has been gained by cognition, and to establish a pre-cognitive beginning can only be done conceptually. But concepts have no cognitive value at this stage; they have the purely negative task of removing everything from the field of vision that belongs to knowledge and leading it to where knowing begins. These considerations are signposts pointing to the beginning of the act of knowing, but do not yet belong to it. In everything that the epistemologist puts forward before establishing the beginning, there is only expediency or inexpediency, not truth or error. But even in this starting point itself, all error is excluded, because the error can only begin with recognition, with knowing (Erkennen), and cannot therefore lie before it. [ 5 ] The last sentence cannot be claimed by any epistemologist not proceeding from these considerations. Where the starting point is made by mentally evaluating an object (or subject), an error is possible at the very beginning, namely right at this evaluation. The justification of this depends on the laws on which the act of knowing is based. However, this can only emerge during epistemological investigations. Only if one says that I separate all mental determinations acquired through knowing from my picture of the world and only hold on to everything that comes into the horizon of my observation without my intervention, then all error is excluded. Since I fundamentally abstain from making any statements, I cannot make any mistakes. [ 6 ] Insofar as error comes into consideration epistemologically, it can only lie within the act of cognition. An illusion is not an error, so if the moon appears larger to us at its rising point than at its zenith, we are not dealing with an error, but with a fact well founded in the laws of nature. An error in knowing would only arise if we incorrectly interpreted “bigger” and “smaller” when combining given perceptions in thinking, but this interpretation lies within the act of knowing. [ 7 ] If one really wants to understand cognition in its entire essence, then one must undoubtedly first grasp it where it begins, where it sits in the world. It is also clear that what lies before this beginning must not be included in the explanation of cognition, but rather must be assumed. Penetrating the essence of our assumptions is the task of scientific work (wissenschaftlichen Erkenntnis) in its individual branches, where we do not want to gain special knowledge about this or that, but rather we want to examine knowing itself. Only when we have understood the act of cognition can we come to a judgment about the significance of statements about world-contents that are made with cognition. [ 8 ] That is why we refrain from making any attribution, any characterization about what is immediately given, so long as we do not know how such an attribution relates to what is determined. Even with the concept of the “immediately given” we say nothing about what lies before cognition. Its only purpose is to point out the same thing, to focus attention on it. The conceptual formation is here, at the beginning of the theory of knowing, only the first connection in which knowing sits in relation to world-content. This designation itself provides for the eventuality that the entire content of the world is only a web of our own "I", and that exclusive subjectivism therefore rightly exists, because there can be no question of this first connection (dieser Tatsache) being “given”. It could only be the result of cognitive consideration. In other words, it could only turn out to be correct through epistemology, but could not serve as a prerequisite for it. [ 9 ] Everything that can arise within the horizon of our experiences in the broadest sense is now included in this immediately given world content: sensations, perceptions, views, feelings, acts of will, dream and fantasy images, images, concepts, and ideas. [ 10 ] At this level, illusions and hallucinations are also on an equal footing with other parts of the world content. For what relationship these perceptions have to other perceptions can only be learned by cognitive observation. [ 11 ] If a theory of knowing starts from the assumption that everything just mentioned is the content of our consciousness, then the question immediately arises of how we get from mere consciousness to knowledge of being, to being aware of being. Where is the springboard that leads us from the subjective to the trans-subjective? For me, the matter is completely different. For me, consciousness and the "I" idea are initially only parts of the immediately given, and what relationship the former has to the latter is only a result of cognitive awareness. We do not want to determine cognition from consciousness, but vice versa; consciousness and the relationship between subjectivity and objectivity is determined by cognition. Since we initially isolate the given without any predicates, we must ask how we even arrive at a characterization of it. How is it possible to begin the activity of knowing? How can we designate one part of the worldview, for example, as perception, and another part as concept, one as being, the other as appearance, one as cause, another as effect. How can we separate ourselves from the objective, and regard ourselves as "I" compared to the "not-I"? [ 12 ] We must find the bridge from the “given” worldview to the one we develop through our knowing. The difficulty is that so long as we just passively stare at what is given, we cannot find a fundamental starting point to build on, on which to continue to develop knowledge. We would have to find a place somewhere in the given where we can intervene, where there is something of the same nature (Homogenes) as cognition. If everything were entirely just given, then it would have to be a matter of simply staring out into the external world and a completely equivalent staring into the world of our individuality. We could then at most describe things as external, but never understand them. Our concepts only have a purely external connection to what they refer to, not an internal one. For true knowing, everything depends on us finding an area somewhere in the given where our knowing activity not only presupposes something given, but actively stands in the middle of the given. In other words, it must turn out, especially when we strictly adhere to what is merely given, that not everything is just given. Our prerequisite, through its strict adherence, must partially cancel itself out. We set it up so that we do not arbitrarily fix any beginning of the theory of knowing, but truly seek it out. Everything can be “the given” in this sense, even what is not given in its innermost nature. It then only appears to us formally as a given, but upon closer inspection it reveals itself to be what it really is. [ 13 ] All the difficulty in understanding knowing lies in the fact that we do not produce the content of the world from within ourselves. If we did that, there would be no recognition at all. A question for me can only arise from a thing if it is “given” to me. Onto whatever I bring forth, I bestow characterizations myself, so I don't need to ask about their authentication. [ 14 ] This is the second point of my epistemology, namely the postulate that there must be something in the realm of the given where our activity does not float in the void, where the content of the world itself is the active agent. [ 15 ] We determined the beginning of the theory of knowing in such a way that we placed it entirely before cognitive activity, so that no prejudice would cloud knowing itself. In the same way we determine the first step that we take in the development of our discourse, so that there can be no question of error or inaccuracy. For we do not make a judgment about anything, but only point out the requirement that must be fulfilled if knowing is to come about at all. It all depends on us being aware, with full consideration (Besonnenheit, basking in the Sun’s clarity), that we put forward as a postulate the characteristics which that part of the world's content must have on which we can use our cognitive skill. [ 16 ] Anything else is quite unthinkable. The content of the world as given would be completely undermined. No part can give the impetus of itself to create order in such a chaos. Therefore, cognitive activity must make a power statement and say that certain parts must be such and such. Such a power statement in no way affects the quality of the given. It does not bring arbitrary assertions into the science of clear thinking. It doesn't claim anything at all, but just says that if knowledge is to be clarified at all, then one must search for an arena as described above. If such is present, then there is a clarification of knowing, otherwise not. While we began the theory of knowing with the "given" in general, we now limit the requirement to keeping a specific viewpoint in mind. [ 17 ] We now should examine this stipulation more closely. Where do we find anything in the world picture that is not just a given, but is a given insofar as it is at the same time something produced, brought forth (Hervorgebrachtes) in the act of knowing? [ 18 ] We must be completely clear that what is brought forth in the act of knowing must have been given fresh and unmodified. Conclusive inferences are not necessary to recognize this. This already shows that the sensory qualities do not satisfy our requirements, because we do not know directly that these do not arise without our activity, but only through physical and physiological considerations. But we do know directly that concepts and ideas always first enter the sphere of unmodified-given in and by the act of knowing. Therefore no one is mistaken about this characterization of concepts and ideas. One can certainly consider hallucinations to be something given from outside, but one will never believe that its concepts are given to us without our own work of thinking. A madman considers certain things and conditions to be real, and endows them with the label “reality”, even though there are no facts to back that up. A madman will never say, however, of his concepts and ideas, that they enter the world of the “given” without his own activity. Everything else in our worldview has such a character that it must be ‘given’ if we want to experience it, and only with concepts and ideas does the reverse hold true. We must produce Ideas and concepts if we want to experience them. Only what we call concepts and ideas have been given to us in a form we call “the intellectual view”. Kant and the more recent philosophers who follow him completely deny that people have this ability, because all thinking is supposed to incorporate only objects standing in the vicinity (Gegenstände) and brings forth absolutely nothing out of itself. In the intellectual view, however, the content must be given along with the think-form (Denkform). But isn't this really the case with pure concepts and ideas? — By concept I mean a rule according to which the unconnected elements of perception are combined into a unity. Causality, for example, is a concept. Idea is just a concept with a larger content. Organism, taken completely abstractly, is an idea. — One only must look at concepts and ideas in the form in which they are still completely free of any empirical content. For example, if you want to grasp the pure concept of causality, you must not stick to any specific causality or to the sum of all causalities, but rather to the mere concept of it. We must look for causes and effects in the world (Ursachen und Wirkungen, primal circumstances and how they work themselves out), but we ourselves must produce causality as thought-form before we can find it in the world. But if one wanted to hold on to Kant's assertion that concepts without intuitions are empty, it would be unthinkable to demonstrate the possibility of characterizing the given world through concepts. Suppose two elements of the world's content are given, a and b. If I am to look for a relationship between them, I must do so with a rule that has a certain content, but I can only produce such a rule in the act of cognition itself. I cannot take the rule from the object, because any characterization of the object is done with the help of the rule. Such a rule for the determination of actuality, of being real (Bestimmung des Wirklichen) arises completely within a being capable of pure inner grasping, of pure inner understanding (der rein begrifflichen Entität). [ 19 ] Before going any further, let's first eliminate a possible objection. It seems as if the idea of the “I”, the “personal subject”, plays a role unconsciously in our thought processes, and that we use this idea in the progress of our thought development without having demonstrated the justification for it. This is the case when we say, for example that we produce concepts, or when we make this or that demand. But nothing in our statements gives reason to see such sentences as more than stylistic twists. As we have already said, the fact that the act of knowing belongs to an “I” and proceeds from it can only be established by cognitive considerations. So, for the time being we should only speak of the act of knowing without even mentioning its bearer. For everything that has been established up to now is limited to the fact that there is something "given" and that the postulate stated above arises from one point of this "given", and finally that concepts and ideas are the in the arena that corresponds to this postulate. This is not to deny that the point from which the postulate arises is the “I”. But for now, we limit ourselves to presenting these two steps of epistemology in their purity.
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4. The Philosophy of Freedom (1916): Moral Imagination (Darwinism and Morality
Translated by R. F. Alfred Hoernlé |
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Similarly, Evolutionists suppose that man could have watched the development of the solar system out of the primordial nebula of the Kant-Laplace hypothesis, if he could have occupied a suitable spot in the world-ether during that infinitely long period. |
Just as little would it be possible to derive the solar system from the concept of the Kant-Laplace nebula, if this concept of an original nebula had been formed only from the percept of the nebula. |
4. The Philosophy of Freedom (1916): Moral Imagination (Darwinism and Morality
Translated by R. F. Alfred Hoernlé |
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A free spirit acts according to his impulses, i.e., intuitions, which his thought has selected out of the whole world of his ideas. For an unfree spirit, the reason why he singles out a particular intuition from his world of ideas, in order to make it the basis of an action, lies in the perceptual world which is given to him, i.e., in his past experiences. He recalls, before making a decision, what some one else has done, or recommended as proper, in an analogous case, or what God has commanded to be done in such a case, etc., and he acts on these recollections. A free spirit dispenses with these preliminaries. His decision is absolutely original. He cares as little what others have done in such a case as what commands they have laid down. He has purely ideal (logical) reasons which determine him to select a particular concept out of the sum of his concepts, and to realize it in action. But his action will belong to perceptible reality. Consequently, what he achieves will coincide with a definite content of perception. His concept will have to be realized in a concrete particular event. As a concept it will not contain this event as particular. It will refer to the event only in its generic character, just as, in general, a concept is related to a percept, e.g., the concept lion to a particular lion. The link between concept and percept is the idea (cp. pp. 68 ff.). To the unfree spirit this intermediate link is given from the outset. Motives exist in his consciousness from the first in the form of ideas. Whenever he intends to do anything he acts as he has seen others act, or he obeys the instructions he receives in each separate case. Hence authority is most effective in the form of examples, i.e., in the form of traditional patterns of particular actions handed down for the guidance of the unfree spirit. A Christian models his conduct less on the teaching than on the pattern of the Saviour. Rules have less value for telling men positively what to do than for telling them what to leave undone. Laws take on the form of universal concepts only when they forbid actions, not when they prescribe actions. Laws concerning what we ought to do must be given to the unfree spirit in wholly concrete form. Clean the street in front of your door! Pay your taxes to such and such an amount to the tax-collector! etc. Conceptual form belongs to laws which inhibit actions. Thou shalt not steal! Thou shalt not commit adultery! But these laws, too, influence the unfree spirit only by means of a concrete idea, e.g., the idea of the punishments attached by human authority, or of the pangs of conscience, or of eternal damnation, etc. Even when the motive to an action exists in universal conceptual form (e.g., Thou shalt do good to thy fellow-men! Thou shalt live so that thou promotest best thy welfare!), there still remains to be found, in the particular case, the concrete idea of the action (the relation of the concept to a content of perception). For a free spirit who is not guided by any model nor by fear of punishment, etc., this translation of the concept into an idea is always necessary. Concrete ideas are formed by us on the basis of our concepts by means of the imagination. Hence what the free spirit needs in order to realize his concepts, in order to assert himself in the world, is moral imagination. This is the source of the free spirit's action. Only those men, therefore, who are endowed with moral imagination are, properly speaking, morally productive. Those who merely preach morality, i.e., those who merely excogitate moral rules without being able to condense them into concrete ideas, are morally unproductive. They are like those critics who can explain very competently how a work of art ought to be made, but who are themselves incapable of the smallest artistic productions. Moral imagination, in order to realize its ideas, must enter into a determinate sphere of percepts. Human action does not create percepts, but transforms already existing percepts and gives them a new character. In order to be able to transform a definite object of perception, or a sum of such objects, in accordance with a moral idea, it is necessary to understand the object's law (its mode of action which one intends to transform, or to which one wants to give a new direction). Further, it is necessary to discover the procedure by which it is possible to change the given law into the new one. This part of effective moral activity depends on knowledge of the particular world of phenomena with which one has got to deal. We shall, therefore, find it in some branch of scientific knowledge. Moral action, then, presupposes, in addition to the faculty of moral concepts1 and of moral imagination, the ability to alter the world of percepts without violating the natural laws by which they are connected. This ability is moral technique. It may be learnt in the same sense in which science in general may be learnt. For, in general, men are better able to find concepts for the world as it is, than productively to originate out of their imaginations future, and as yet non-existing, actions. Hence, it is very well possible for men without moral imagination to receive moral ideas from others, and to embody these skilfully in the actual world. Vice versa, it may happen that men with moral imagination lack technical skill, and are dependent on the service of other men for the realization of their ideas. In so far as we require for moral action knowledge of the objects upon which we are about to act, our action depends upon such knowledge. What we need to know here are the laws of nature. These belong to the Natural Sciences, not to Ethics. Moral imagination and the faculty of moral concepts can become objects of theory only after they have first been employed by the individual. But, thus regarded, they no longer regulate life, but have already regulated it. They must now be treated as efficient causes, like all other causes (they are purposes only for the subject). The study of them is, as it were, the Natural Science of moral ideas. Ethics as a Normative Science, over and above this science, is impossible. Some would maintain the normative character of moral laws at least in the sense that Ethics is to be taken as a kind of dietetic which, from the conditions of the organism's life, deduces general rules, on the basis of which it hopes to give detailed directions to the body (Paulsen, System der Ethik). This comparison is mistaken, because our moral life cannot be compared with the life of the organism. The behaviour of the organism occurs without any volition on our part. Its laws are fixed data in our world; hence we can discover them and apply them when discovered. Moral laws, on the other hand, do not exist until we create them. We cannot apply them until we have created them. The error is due to the fact that moral laws are not at every moment new creations, but are handed down by tradition. Those which we take over from our ancestors appear to be given like the natural laws of the organism. But it does not follow that a later generation has the right to apply them in the same way as dietetic rules. For they apply to individuals, and not, like natural laws, to specimens of a genus. Considered as an organism, I am such a generic specimen, and I shall live in accordance with nature if I apply the laws of my genus to my particular case. As a moral agent I am an individual and have my own private laws.2 The view here upheld appears to contradict that fundamental doctrine of modern Natural Science which is known as the Theory of Evolution. But it only appears to do so. By evolution we mean the real development of the later out of the earlier in accordance with natural law. In the organic world, evolution means that the later (more perfect) organic forms are real descendants of the earlier imperfect forms, and have grown out of them in accordance with natural laws. The upholders of the theory of organic evolution believe that there was once a time on our earth, when we could have observed with our own eyes the gradual evolution of reptiles out of Proto-Amniotes, supposing that we could have been present as men, and had been endowed with a sufficiently long span of life. Similarly, Evolutionists suppose that man could have watched the development of the solar system out of the primordial nebula of the Kant-Laplace hypothesis, if he could have occupied a suitable spot in the world-ether during that infinitely long period. But no Evolutionist will dream of maintaining that he could from his concept of the primordial Amnion deduce that of the reptile with all its qualities, even if he had never seen a reptile. Just as little would it be possible to derive the solar system from the concept of the Kant-Laplace nebula, if this concept of an original nebula had been formed only from the percept of the nebula. In other words, if the Evolutionist is to think consistently, he is bound to maintain that out of earlier phases of evolution later ones really develop; that once the concept of the imperfect and that of the perfect have been given, we can understand the connection. But in no case will he admit that the concept formed from the earlier phases is, in itself, sufficient for deducing from it the later phases. From this it follows for Ethics that, whilst we can understand the connection of later moral concepts with earlier ones, it is not possible to deduce a single new moral idea from earlier ones. The individual, as a moral being, produces his own content. This content, thus produced, is for Ethics a datum, as much as reptiles are a datum for Natural Science. Reptiles have evolved out of the Proto-Amniotes, but the scientist cannot manufacture the concept of reptiles out of the concept of the Proto-Amniotes. Later moral ideas evolve out of the earlier ones, but Ethics cannot manufacture out of the moral principles of an earlier age those of a later one. The confusion is due to the fact that, as scientists, we start with the facts before us, and then make a theory about them, whereas in moral action we first produce the facts ourselves, and then theorize about them. In the evolution of the moral world-order we accomplish what, at a lower level, Nature accomplishes: we alter some part of the perceptual world. Hence the ethical norm cannot straightway be made an object of knowledge, like a law of nature, for it must first be created. Only when that has been done can the norm become an object of knowledge. But is it not possible to make the old a measure for the new? Is not every man compelled to measure the deliverances of his moral imagination by the standard of traditional moral principles? If he would be truly productive in morality, such measuring is as much an absurdity as it would be an absurdity if one were to measure a new species in nature by an old one and say that reptiles, because they do not agree with the Proto-Amniotes, are an illegitimate (degenerate) species. Ethical Individualism, then, so far from being in opposition to the theory of evolution, is a direct consequence of it. Haeckel's genealogical tree from protozoa up to man as an organic being, ought to be capable of being worked out without a breach of natural law, and without a gap in its uniform evolution, up to the individual as a being with a determinate moral nature. But, whilst it is quite true that the moral ideas of the individual have perceptibly grown out of those of his ancestors, it is also true that the individual is morally barren, unless he has moral ideas of his own. The same Ethical Individualism which I have developed on the basis of the preceding principles, might be equally well developed on the basis of the theory of evolution. The final result would be the same; only the path by which it was reached would be different. That absolutely new moral ideas should be developed by the moral imagination is for the theory of evolution no more inexplicable than the development of one animal species out of another, provided only that this theory, as a Monistic world-view, rejects, in morality as in science, every transcendent (metaphysical) influence. In doing so, it follows the same principle by which it is guided in seeking the causes of new organic forms in forms already existing, but not in the interference of an extra-mundane God, who produces every new species in accordance with a new creative idea through supernatural interference. Just as Monism has no use for supernatural creative ideas in explaining living organisms, so it is equally impossible for it to derive the moral world-order from causes which do not lie within the world. It cannot admit any continuous supernatural influence upon moral life (divine government of the world from the outside), nor an influence through a particular act of revelation at a particular moment in history (giving of the ten commandments), or through God's appearance on the earth (divinity of Christ). Moral processes are, for Monism, natural products like everything else that exists, and their causes must be looked for in nature, i.e., in man, because man is the bearer of morality. Ethical Individualism, then, is the crown of the edifice that Darwin and Haeckel have erected for Natural Science. It is the theory of evolution applied to the moral life. Anyone who restricts the concept of the natural from the outset to an artificially limited and narrowed sphere, is easily tempted not to allow any room within it for free individual action. The consistent Evolutionist does not easily fall a prey to such a narrow-minded view. He cannot let the process of evolution terminate with the ape, and acknowledge for man a supernatural origin. Again, he cannot stop short at the organic reactions of man and regard only these as natural. He has to treat also the life of moral self-determination as the continuation of organic life. The Evolutionist, then, in accordance with his fundamental principles, can maintain only that moral action evolves out of the less perfect forms of natural processes. He must leave the characterization of action, i.e., its determination as free action, to the immediate observation of each agent. All that he maintains is only that men have developed out of monkeys. What the nature of men actually is must be determined by observation of men themselves. The results of this observation cannot possibly contradict the history of evolution. Only the assertion that the results are such as to exclude their being due to a natural world-order would contradict recent developments in the Natural Sciences.3 Ethical Individualism, then, has nothing to fear from a Natural Science which understands itself. Observation yields freedom as the characteristic quality of the perfect form of human action. The establishment of a conceptual connection between this fact of observation and other kinds of processes results in the theory of the natural origin of free actions. What, then, from the standpoint of nature are we to say of the distinction, already mentioned above (p. 13), between the two statements, “To be free means to be able to do what you will,” and “To be able, as you please, to strive or not to strive is the real meaning of the dogma of free will”? Hamerling bases his theory of free will precisely on this distinction, by declaring the first statement to be correct but the second to be an absurd tautology. He says, “I can do what I will, but to say I can will what I will is an empty tautology.” Whether I am able to do, i.e., to make real, what I will, i.e., what I have set before myself as my idea of action, that depends on external circumstances and on my technical skill (cp. p. 118). To be free means to be able to determine by moral imagination out of oneself, those ideas (motives) which lie at the basis of action. Freedom is impossible if anything other than I myself (whether a mechanical process or God) determines my moral ideas. In other words, I am free only when I myself produce these ideas, but not when I am merely able to realize the ideas which another being has implanted in me. A free being is one who can will what he regards as right. Whoever does anything other than what he wills must be impelled to it by motives which do not lie in himself. Such a man is unfree in his action. Accordingly, to be able to will, as you please, what you consider right or wrong means to be free or unfree as you please. This is, of course, just as absurd as to identify freedom with the faculty of doing what one is compelled to will. But this is just what Hamerling maintains when he says, “It is perfectly true that the will is always determined by motives, but it is absurd to say that on this ground it is unfree; for a greater freedom can neither be desired nor conceived than the freedom to realize oneself in proportion to one's own power and strength of will.” On the contrary, it is well possible to desire a greater freedom and that a true freedom, viz., the freedom to determine for oneself the motives of one's volitions. Under certain conditions a man may be induced to abandon the execution of his will; but to allow others to prescribe to him what he shall do—in other words, to will what another and not what he himself regards as right—to this a man will submit only when he does not feel free. External powers may prevent me from doing what I will, but that is only to condemn me to do nothing. Not until they enslave my spirit, drive my motives out of my head, and put their own motives in the place of mine, do they really aim at making me unfree. That is the reason why the church attacks not only the mere doing, but especially the impure thoughts, i.e., motives of my action. And for the church all those motives are impure which she has not herself authorized. A church does not produce genuine slaves until her priests turn themselves into advisers of consciences, i.e., until the faithful depend upon the church, i.e., upon the confessional, for the motives of their actions.
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4. The Philosophy of Spiritual Activity (1963): The Fundamental Urge For Knowledge
Translated by Rita Stebbing |
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After a teaching position in Switzerland, and enroute to another in Poland, he met Kant, under whose influence he wrote his Study for a Critique of All Revelation. The printer neglected to place his name on the title-page, and people thought the work had been written by Kant. |
4. The Philosophy of Spiritual Activity (1963): The Fundamental Urge For Knowledge
Translated by Rita Stebbing |
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[ 1 ] In these words Goethe expresses a characteristic feature belonging to the deepest foundation of human nature. Man is not a uniformly organized being. He always demands more than the world gives him of its own accord. Nature has endowed us with needs; among them are some that are left to our own initiative to satisfy. Abundant are the gifts bestowed upon us, but still more abundant are our desires. We seem born to be dissatisfied. Our thirst for knowledge is but a special instance of this dissatisfaction. If we look twice at a tree and the first time see its branches motionless, the second time in movement, we do not remain satisfied with this observation. Why does the tree appear to us now motionless, now in movement? Thus we ask. Every glance at nature evokes in us a number of questions. Every phenomenon we meet sets us a problem. Every experience contains a riddle. We see emerging from the egg a creature like the mother animal; we ask the reason for this likeness. We notice that living beings grow and develop to a certain degree of perfection and we investigate the conditions for this experience. Nowhere are we satisfied with what nature spreads before our senses. Everywhere we seek what we call explanation of the facts. [ 2 ] The something more which we seek in things, over and above what is given us directly in them, divides our whole being into two aspects; we become conscious of our contrast to the world. We confront the world as independent beings. The universe appears to us to have two opposite poles: I and world. [ 3 ] We erect this barrier between ourselves and the world as soon as consciousness first dawns in us. But we never cease to feel that, in spite of all, we belong to the world, that there is a bond of union between it and us, that we are not beings outside, but within, the universe. [ 4 ] This feeling makes us strive to bridge over the contrast. And in this bridging the whole spiritual striving of mankind ultimately consists. The history of man's spiritual life is an incessant search for unity between us and the world. Religion, art and science all have this same aim. In the revelation God grants him, the religious believer seeks the solution of the problems in the world which his I, dissatisfied with the world of mere phenomena, sets him. The artist seeks to imprint into matter the ideas of his I, in order to reconcile with the world outside what lives within him. He, too, feels dissatisfied with the world as it appears to him, and seeks to embody into the world of mere phenomena that something more which his I, reaching out beyond it, contains. The thinker seeks the laws of phenomena, and strives to penetrate with thinking what he experiences by observing. Only when we have made the world-content into our thought-content do we again find the unity from which we separated ourselves. We shall see later that this goal will be reached only when the task of the scientific investigator is understood at a much deeper level than is usually the case. The whole situation I have described here, presents itself to us on the stage of history in the contrast between a unified view of the world or monism,9 and the theory of two worlds or dualism.10 Dualism pays attention only to the separation between I and world, brought about by man's consciousness. All its efforts consist in a vain struggle to reconcile these opposites, which it calls spirit and matter, subject and object, or thinking and phenomena. The dualist feels that there must be a bridge between the two worlds, but he is unable to find it. In as far as man is aware of himself as “I,” he cannot but think of this “I” as belonging to spirit; and in contrasting this “I” with the world he cannot do otherwise than reckon the perceptions given to the senses, the realm of matter, as belonging to the world. In doing so, man places himself within the contrast of spirit and matter. He must do so all the more because his own body belongs to the material world. Thus the “I” belongs to the realm of spirit, as part of it; the material things and events which are perceived by the senses belong to the “world.” All the problems connected with spirit and matter, man finds again in the fundamental riddle of his own nature. Monism pays attention only to the unity and tries either to deny or to efface the contrasts, which are there nevertheless. Neither of these two views is satisfactory, for they do not do justice to the facts. Dualism sees spirit (I) and matter (world) as two fundamentally different entities and cannot, therefore, understand how they can interact upon each other. How should spirit know what goes on in matter, if the essential nature of matter is quite alien to spirit? And how, in these circumstances, should spirit be able to act upon matter, in order to transform its intentions into actions? The most clever and the most absurd hypotheses have been put forward to solve these problems. But, so far, monism has fared no better. Up to now it has tried to justify itself in three different ways. Either it denies spirit and becomes materialism; or it denies matter and seeks its salvation in spiritualism; 11 or it maintains that since even in the simplest entities in the world spirit and matter are indivisibly bound together, there is no need for surprise if these two kinds of existence are both present in the human being, for they are never found apart. [ 5 ] Materialism 12 can never arrive at a satisfactory explanation of the world. For every attempt at an explanation must of necessity begin with man's forming thoughts about the phenomena of the world. Materialism, therefore, takes its start from thoughts about matter or material processes. In doing so, it straightway confronts two different kinds of facts, namely, the material world and the thoughts about it. The materialist tries to understand thoughts by regarding them as a purely material process. He believes that thinking takes place in the brain much in the same way that digestion takes place in the animal organs. Just as he ascribes to matter mechanical and organic effects, so he also attributes to matter, in certain circumstances, the ability to think. He forgets that in doing this he has merely shifted the problem to another place. Instead of to himself, he ascribes to matter the ability to think. And thus he is back again at his starting-point. How does matter come to reflect about its own nature? Why is it not simply satisfied with itself and with its existence? The materialist has turned his attention away from the definite subject, from our own I, and has arrived at a vague, indefinite image. And here again, the same problem comes to meet him. The materialistic view is unable to solve the problem; it only transfers it to another place. [ 6 ] How does the matter stand with the spiritualistic view? The extreme spiritualist denies to matter its independent existence and regards it merely as product of spirit. But when he tries to apply this view of the world to the solution of the riddle of his own human nature, he finds himself in a corner. Confronting the I, which can be placed on the side of spirit, there stands, without any mediation, the physical world. No spiritual approach to it seems possible; it has to be perceived and experienced by the I by means of material processes. Such material processes the “I” does not find in itself if it regards its own nature as having only spiritual validity. The physical world is never found in what it works out spiritually. It seems as if the “I” would have to admit that the world would remain closed to it if it did not establish a non-spiritual relation to the world. Similarly, when we come to be active, we have to translate our intentions into realities with the help of material substances and forces. In other words, we are dependent upon the outer world. The most extreme spiritualist—or rather, the thinker who, through absolute idealism, appears as an extreme spiritualist—is Johann Gottlieb Fichte.13 He attempts to derive the whole edifice of the world from the “I.” What he has actually accomplished is a magnificent thought-picture of the world, without any content of experience. As little as it is possible for the materialist to argue the spirit away, just as little is it possible for the idealist to argue away the outer world of matter. [ 7 ] The first thing man perceives when he seeks to gain knowledge of his “I” is the activity of this “I” in the conceptual elaboration of the world of ideas. This is the reason why someone who follows a world-view which inclines toward spiritualism may feel tempted, when looking at his own human nature, to acknowledge nothing of spirit except his own world of ideas. In this way spiritualism becomes one-sided idealism. He does not reach the point of seeking through the world of ideas a spiritual world; in the world of his ideas he sees the spiritual world itself. As a result of this, he is driven to remain with his world-view as if chained within the activity of his “I.” [ 8 ] The view of Friedrich Albert Lange 14 is a curious variety of idealism, put forward by him in his widely read History of Materialism. He suggests that the materialists are quite right in declaring all phenomena, including our thinking, to be the product of purely material processes, only, in turn, matter and its processes are themselves the product of our thinking.
That is, our thinking is produced by the material processes, and these by the thinking of the “I.” Lange's philosophy, in other words, is nothing but the story—applied to concepts—of the ingenious Baron Münchhausen,15 who holds himself up in the air by his own pigtail. [ 9 ] The third form of monism is the one which sees the two entities, matter and spirit, already united in the simplest being (the atom). But nothing is gained by this, either, for here again the question, which really originates in our consciousness, is transferred to another place. How does the simple being come to manifest itself in two different ways, if it is an indivisible unity? [ 10 ] To all these viewpoints it must be objected that it is first and foremost in our own consciousness that we meet the basic and original contrast. It is we who detach ourselves from the bosom of nature and contrast ourselves as “I” with the “world.” Goethe 16 has given classic expression to this in his essay On Nature although at first glance his manner may be considered quite unscientific: “We live in the midst of her (nature) yet are we strangers to her. Ceaselessly she speaks to us, and yet betrays not her secrets.” But Goethe knew the other side too: “All human beings are in her and she is in all human beings.” [ 11 ] Just as true as it is that we have estranged ourselves from nature, so is it also true that we feel: We are within nature and we belong to it. That which lives in us can only be nature's own influence. [ 12 ] We must find the way back to nature again. A simple consideration can show us this way. We have, it is true, detached ourselves from nature, but we must have taken something of it over with us, into our own being. This essence of nature in us we must seek out, and then we shall also find the connection with it once again. Dualism neglects this. It considers the inner being of man as a spiritual entity quite alien to nature, and seeks somehow to hitch it onto nature. No wonder it cannot find the connecting link. We can only understand nature outside us when we have first learned to recognize it within us. What within us is akin to nature must be our guide. This points out our path. We shall not speculate about the interaction of nature and spirit. But we shall penetrate the depths of our own being, there to find those elements which we took with us in our flight from nature. [ 13 ] Investigation of our own being must bring the solution of the riddle. We must reach a point where we can say to ourselves: Here I am no longer merely “I,” here I encounter something which is more than “I.” [ 14 ] I am aware that many who have read thus far will not have found my discussion “scientific” in the usual sense. To this I can only reply that so far I have not been concerned with scientific results of any kind, but with the simple description of what everyone experiences in his own consciousness. A few expressions concerning the attempts to reconcile man's consciousness and the world have been used only for the purpose of clarifying the actual facts. I have, therefore, made no attempt to use the expressions “I,” “spirit,” “world,” “nature,” in the precise way that is usual in psychology and philosophy. Ordinary consciousness is unaware of the sharp distinctions made by the sciences, and up to this point it has only been a matter of describing the facts of everyday conditions. I am concerned, not with how science, so far, has interpreted consciousness, but with how we experience it in daily life.
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7. Mysticism at the Dawn of the Modern Age: Valentin Weigel and Jacob Boehme
Translated by Karl E. Zimmer |
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A detailed elaboration of this train of thought is presented in the views of Immanuel Kant (1724–1804). (I have shown the erroneous aspect of this train of thought in my book,Die Philosophie der Freiheit, Philosophy of Spiritual Activity. Here I must confine myself to saying that with this simple, straightforward way of thinking Valentin Weigel stands on a much higher level than Kant.)—Weigel says to himself, Although perception flows from man yet it is only the nature of the counterpart which emerges from the latter by way of man. |
7. Mysticism at the Dawn of the Modern Age: Valentin Weigel and Jacob Boehme
Translated by Karl E. Zimmer |
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[ 1 ] Paracelsus was primarily concerned with developing ideas about nature that breathe the spirit of the higher cognition he advocated. A kindred thinker who applied the same way of thinking to man's own nature in particular is Valentin Weigel (1533–1588). He grew out of Protestant theology as Eckhart, Tauler, and Suso grew out of Catholic theology. He had precursors in Sebastian Frank and Caspar Schwenckfeldt. They emphasized the deepening of the inner life, in contrast to the church dogma with its attachment to an external creed. For them it is not the Jesus whom the Gospels preach who is of value, but the Christ who can be born in every man out of his deeper nature, and who is to be his deliverer from the lower life and his leader in the ascent to the ideal. Weigel quietly and modestly administered his incumbency in Zschopau. It is only from his posthumous writings printed in the seventeenth century that one discovers something about the significant ideas he had developed concerning the nature of man. (Of his writings we shall mention here: Der güldene Griff, Alle Ding ohne Irrthumb zu erkennen, vielen Hochgelährten unbekannt, und doch allen Menschen nothwendig zu wissen, The Golden art of Knowing Everything without Error, unknown to Many of the Learned, and yet Necessary for all Men to Know.—Erkenne dich selber, Know Thyself.—Vom Ort der Welt, Of the Place of the World.) Weigel is anxious to come to a clear idea of his relationship to the teachings of the Church. This leads him to investigate the foundations of all cognition. Man can only decide whether he can know something through a creed if he understands how he knows. Weigel takes his departure from the lowest kind of cognition. He asks himself, How do I apprehend a sensory thing when it confronts me? From there he hopes to be able to ascend to the point where he can give an account of the highest cognition.—In sensory apprehension the instrument (sense organ) and the thing, the “counterpart,” confront each other. “Since in natural perception there must be two things, namely the object or counterpart, which is to be perceived and seen by the eye, and the eye, or the perceiver, which sees and perceives the object, therefore, consider the question, Does the perception come from the object into the eye, or does the judgment, and the perception, flow from the eye into the object.” (Der güldene Griff, chap. 9) Now Weigel says to himself, If the perception flowed from the counterpart (thing) into the eye, then, of one and the same thing, the same complete perception would of necessity have to arise in all eyes. But this is not the case; rather, everyone sees according to his eyes. Only the eyes, not the counterpart, can be responsible for the fact that many different conceptions of one and the same thing are possible. In order to make the matter clear, Weigel compares seeing with reading. If the book did not exist of course I could not read it; but it could be there, and I would still not be able to read anything in it if I did not know the art of reading. Thus the book must be there, but of itself it cannot give me anything at all; everything that I read I must bring forth out of myself. That is also the nature of natural (sensory) perception. Color exists as a “counterpart;” but out of itself it cannot give the eye anything. On its own, the eye must perceive what color is. The color is no more in the eye than the content of the book is in the reader. If the content of the book were in the reader, he would not have to read it. Nevertheless, in reading, this content does not flow out of the book, but out of the reader. It is the same with the sensory object. What this sensory object is outside, does not flow into man from the outside, but rather from the inside.—On the basis of these ideas one could say, If all perception flows from man into the object, then one does not perceive what is in the object, but only what is in man himself. A detailed elaboration of this train of thought is presented in the views of Immanuel Kant (1724–1804). (I have shown the erroneous aspect of this train of thought in my book,Die Philosophie der Freiheit, Philosophy of Spiritual Activity. Here I must confine myself to saying that with this simple, straightforward way of thinking Valentin Weigel stands on a much higher level than Kant.)—Weigel says to himself, Although perception flows from man yet it is only the nature of the counterpart which emerges from the latter by way of man. As it is the content of the book which I discover by reading and not my own, so it is the color of the counterpart which I discover through the eye, not the color which is in the eye, or in me. On his own path Weigel thus comes to a conclusion which we have already encountered in the thinking of Nicolas of Cusa. In his way Weigel has elucidated the nature of sensory perception for himself. He has attained the conviction that everything external things have to tell us can only flow out from within ourselves. Man cannot remain passive if he wants to perceive the things of the senses, and be content with letting them act upon him; he must be active, and bring this perception out of himself. The counterpart alone awakens the perception in the spirit. Man ascends to higher cognition when the spirit becomes its own object. In considering sensory perception, one can see that no cognition can flow into man from the outside. Therefore the higher cognition cannot come from the outside, but can only be awakened within man. Hence there can be no external revelation, but only an inner awakening. And as the external counterpart waits until man confronts it, in whom it can express its nature, so must man wait, when he wants to be his own counterpart, until the cognition of his nature is awakened in him. While in the sensory perception man must be active in order to present the counterpart with its nature, in the higher cognition he must remain passive, because now he is the counterpart. He must receive his nature within himself. Because of this the cognition of the spirit appears to him as an illumination from on high. In contrast with the sensory perception, Weigel therefore calls the higher cognition the “light of grace.” This “light of grace” is in reality nothing but the self-cognition of the spirit in man, or the rebirth of knowledge on the higher level of seeing.—As Nicolas of Cusa, in pursuing his road from knowing to seeing, does not really let the knowledge acquired by him be reborn on a higher level, but is deceived into regarding the church creed, in which he had been educated, as this rebirth, so is this the case with Weigel too. He finds his way to the right road, and loses it again at the moment he enters upon it. One who wants to walk the road which Weigel indicates can regard the latter as a leader only up to its starting-point. [ 2 ] What we encounter in the works of the master shoemaker of Görlitz, Jacob Boehme (1575–1624), is like the jubilation of nature, which, at the peak of its development, admires its essence. Before us appears a man whose words have wings, woven out of the blissful feeling that he sees the knowledge in himself shining as higher wisdom. Jacob Boehme describes his condition as a devotion which only desires to be wisdom, and as a wisdom which desires to live in devotion alone: “When I wrestled and fought, with God's assistance, there arose a wondrous light in my soul which was altogether foreign to wild nature, and by which I first understood what God and man are, and what God has to do with man.” Jacob Boehme no longer feels himself to be a separate personality which utters its insights; he feels himself to be an organ of the great universal spirit which speaks in him. The limits of his personality do not appear to him as limits of the spirit which speaks out of him. For him this spirit is omnipresent. He knows that “the sophist will censure him” when he speaks of the beginning of the world and of its creation, “since I was not there and did not see it myself. Let him be told that in the essence of my soul and body, when I was not yet the I, but Adam's essence, I was indeed there, and that I myself have forfeited my felicity in Adam.” It is only in external similes that Boehme can intimate how the light broke forth within himself. When as a boy he once is on the summit of a mountain, above where great red stones seem to close the mountain off, he sees an open entrance, and in its depths a vessel containing gold. He is overcome with awe, and goes his way without touching the treasure. Later he is serving his apprenticeship with a shoemaker in Görlitz. A stranger walks into the store and asks for a pair of shoes. Boehme is not allowed to sell them to him in the master's absence. The stranger leaves, but after a while calls the apprentice outside and says to him, Jacob, you are little, but one day you will become an altogether different man, at whom the world will be filled with astonishment. At a more mature period of his life Jacob Boehme sees the sunshine reflected in a burnished pewter vessel; the sight which confronts him seems to him to reveal a profound mystery. From the time he experiences this manifestation he believes himself to be in possession of the key to the mysterious language of nature.—He lives as a spiritual hermit, supporting himself modestly by his trade, and at the same time setting down, as if for his own memory, the notes which sound in him when he feels the spirit within himself. The zealotry of priestly fanaticism makes his life difficult. He wants to read only that scripture which the light within himself illuminates for him, but is pursued and tormented by those to whom only the external scripture, the rigid, dogmatic creed, is accessible. [ 3 ] Jacob Boehme is filled with a restlessness which impels him toward cognition, because a universal mystery lives in his soul. He feels himself to be immersed in a divine harmony with his spirit, but when he looks around him he sees disharmony everywhere in the divine works. To man belongs the light of wisdom, yet he is exposed to error; there lives in him the impulse toward the good, and yet the dissonance of evil can be heard throughout the course of human development. Nature is governed by great natural laws, and yet its harmony is disturbed by superfluities and by the wild struggle of the elements. How is the disharmony in the harmonious, universal whole to be understood? This question torments Jacob Boehme. It comes to occupy the center of his world of ideas. He wants to attain a conception of the universal whole which includes the inharmonious too. For how can a conception explain the world which leaves the existing inharmonious elements aside, unexplained? Disharmony must be explained through harmony, evil through good itself. In speaking of these things, let us limit ourselves to good and evil; in the latter, disharmony in the narrower sense finds its expression in human life. For this is what Jacob Boehme basically limits himself to. He can do this, for to him nature and man appear as one essence. He sees similar laws and processes in both. The non-functional is for him an evil in nature, just as the evil is for him something non-functional in human destiny. Here and there it is the same basic forces which are at work. To one who has understood the origin of evil in man, the origin of evil in nature is also plain.—How is it possible for evil as well as for good to flow out of the same primordial essence? If one speaks in the spirit of Jacob Boehme, one gives the following answer: The primordial essence does not exist in itself alone. The diversity of the world participates in this existence. As the human body does not live its life as a single part, but as a multiplicity of parts, so too does the primordial essence. And as human life is poured into this multiplicity of parts, so is the primordial essence poured into the diversity of the things of this world. Just as it is true that the whole man has one life, so is it true that each part has its own life. And it no more contradicts the whole harmonious life of man that his hand should turn against his own body and wound it, than it is impossible that the things of the world, which live the life of the primordial essence in their own way, should turn against one another. Thus the primordial life, in distributing itself over different lives, bestows upon each life the capacity of turning itself against the whole. It is not out of the good that the evil flows, but out of the manner in which the good lives. As the light can only shine when it penetrates the darkness, so the good can only come to life when it permeates its opposite. Out of the “abyss” of darkness shines the light; out of the “abyss” of the indifferent, the good brings itself forth. And as in the shadow it is only brightness which requires a reference to light, while the darkness is felt to be self-evident, as something that weakens the light, so too in the world it is only the lawfulness in all things which is sought, and the evil, the non-functional, which is accepted as the self-evident. Hence, although for Jacob Boehme the primordial essence is the All, nothing in the world can be understood unless one keeps in sight both the primordial essence and its opposite. “The good has swallowed the evil or the repugnant into itself ... Every being has good and evil within itself; and in its development, having to decide between them, it becomes an opposition of qualities, since one of them seeks to overcome the other.” It is therefore entirely in the spirit of Jacob Boehme to see both good and evil in every object and process of the world; but it is not in his spirit to seek the primordial essence without further ado in the mixture of the good with the evil. The primordial essence had to swallow the evil, but the evil is not a part of the primordial essence. Jacob Boehme seeks the primordial foundation of the world, but the world itself arose out of the abyss by means of the primordial foundation. “The external world is not God, and in eternity is not to be called God, but is only a being in which God reveals Himself ... When one says, God is everything, God is heaven and earth and also the external world, then this is true; for everything has its origin from Him and in Him. But what am I to do with such a saying that is not a religion?”—With this conception as a background, his ideas about the nature of the world developed in Jacob Boehme's spirit in such a way that he lets the lawful world arise out of the abyss in a succession of stages. This world is built up in seven natural forms. The primordial essence receives a form in dark acerbity, silently enclosed within itself and motionless. It is under the symbol of salt that Boehme conceives this acerbity. With such designations he leans upon Paracelsus, who has borrowed the names for the process of nature from the chemical processes (>cf. above). By swallowing its opposite, the first natural form takes on the shape of the second; the harsh and motionless takes on motion; energy and life enter into it. Mercury is the symbol for this second form. In the struggle of stillness with motion, of death with life, the third natural form (sulphur) appears. This life, with its internal struggle, is revealed to itself; henceforth it does not live in an external struggle of its parts; like a uniformly shining lightning, illuminating itself, it thrills through its own being (fire). This fourth natural form ascends to the fifth, the living struggle of the parts reposing within itself (water). On this level exists an inner acerbity and silence as on the first, only it is not an absolute quiet, a silence of the inner contrasts, but an inner movement of the contrasts. It is not the quiet which reposes within itself, but which has motion, which was kindled by the fiery lightning of the fourth stage. On the sixth level, the primordial essence itself becomes aware of itself as such an inner life; it perceives itself through sense organs. It is the living organisms, endowed with senses, which represent this natural form. Jacob Boehme calls it sound or resonance, and thus sets up the sensory impression of hearing as a symbol for sensory perception in general. The seventh natural form is the spirit elevating itself by virtue of its sensory perceptions (wisdom). It finds itself again as itself, as the primordial foundation, within the world which has grown out of the abyss and shaped itself out of harmonious and inharmonious elements. “The Holy Ghost brings the splendor of majesty into the entity in which the Divinity stands revealed.”—With such conceptions Jacob Boehme seeks to fathom that world which, in accordance with the knowledge of his time, appears to him as the real one. For him facts are what the natural science of his time and the Bible regard as such. His way of thinking is one thing, his world of facts another. One can imagine the former as applied to a quite different factual knowledge. And thus there appears before our mind a Jacob Boehme who could also be living at the turn of the nineteenth to the twentieth century. Such a man would not penetrate with his thinking the biblical story of the Creation and the struggle of the angels with the devils, but rather Lyell's geological insights and the “natural history of creation” of Haeckel. One who penetrates to the spirit of Jacob Boehme's writings must come to this conviction.1 (We shall mention the most important of these writings: Die Morgenröthe im Aufgang, The Coming of the Dawn. Die drei Prinzipien göttlichen Wesens, The Three Principles of the Divine Essence. Vom dreifachen Leben des Menschen, Of the Threefold Life of Man. Das umgewandte Auge, The Eye Turned Upon Itself. Signatura rerum oder von der Geburt und Bezeichnung aller Wesen, Signatura rerum or of the birth and designation of all beings. Mysterium magnum.)
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