146. The Occult Significance of the Bhagavad Gita: Lecture V
01 Jun 1913, Helsinki Translated by George Adams, Mary Adams Rudolf Steiner |
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From the fifteenth to the last third of the nineteenth century the Gabriel force was at work on man's organism, and because of this the power to understand the spiritual slept for awhile. It was this sleep of spiritual understanding that brought forth the great triumphs of natural science. |
In the last few days I have again come across a curious instance of the logic that stops halfway. We can well understand why the anthroposophical outlook meets with so much resistance when we bear in mind that a certain special habit of thought is needed to understand anthroposophy. |
He has to speak to Arjuna in words saturated through and through with self-consciousness. Thus from another side we understand Krishna as the divine architect of what prepared and brought about self-consciousness in man. The Bhagavad Gita tells us how under special circumstances a man could come into the presence of this divine builder of his nature. |
146. The Occult Significance of the Bhagavad Gita: Lecture V
01 Jun 1913, Helsinki Translated by George Adams, Mary Adams Rudolf Steiner |
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If we would penetrate into the mysteries of human life we must fix our attention on a great law of existence, I mean what is called the cyclic law. As a rule it is better to explain and describe than to define. In this case also I prefer to explain by definite concepts what is meant by the cyclic course of life, for alongside the actual reality a definition must always appear scanty and lacking in substance. A philosophic school in Greece, wishing to gain insight into the nature of definitions, once set out to give a definition of man. As you know, definitions are intended to provide concepts corresponding to the phenomena of experience, but those having logical insight cannot help feeling the poverty and unfruitfulness of this process. The members of the Greek school eventually agreed to define man as a featherless biped. While this particular definition sounds rather like a silly epigram it does represent the nature of man in certain respects. The next day one of the members of this school brought in a plucked hen and said to the company, “According to your definition this is a man.” A silly way to show the unreality of attempts to define things. Being concerned with realities we will proceed then to describe things in their essential characteristics. To begin, we will consider a cycle familiar in everyday life, that of our waking and sleeping. What does it really signify? We can only understand the nature of sleep if we realize that in the present epoch the soul activity of man's waking life brings about a continual destruction of delicate structures in the nervous system. With our every thought and with every impulse of will that arises in us under the stimulus of the outside world, we are destroying delicate forms in our brain. In the near future it will more and more be realized how sleep has to supplement our waking day life. We are approaching the point where natural science will join with spiritual science in these matters. Natural science has already produced more than one theory to the effect that our waking life brings a kind of destructive process to nerves and brain. Owing to this fact we have to allow the corresponding reverse process, the compensation, to take place during sleep. While we are asleep forces are at work in us that do not otherwise manifest themselves, of which we remain unconscious. They are busy reconstructing the finer nerve structures of our brain. Now it is this very destruction that enables us to have processes of thought, and to acquire knowledge. Ordinary knowledge would not be possible if processes of disintegration did not take place in us during our waking hours. Thus, two opposite processes are at work in our nervous system—while we are awake a process of destruction, during sleep a repairing process. Since it is to the destructive process that we owe our consciousness, it is that process we perceive. Our waking life consists in perceiving disintegrating processes. During sleep we are not conscious because no destructive process is at work in us. The force, which at other times creates our consciousness, is in sleep used up in constructive work. There you have a cycle. Let us now consider what happens during sleep. Because of this alternating cycle of build-up and break-down processes we see why it is so dangerous to health to go without proper sleep. Certainly man's life is so arranged that the danger is not immediately apparent, because what is present in him at any one time has been built up in him for a considerable time before. Thus, the abnormal processes cannot affect his nature as deeply as we might imagine. We could expect people who suffer from sleeplessness to go to pieces quickly, but they do not collapse nearly so quickly. The reason for this is the same as that which holds for people both blind and deaf, like the famous Helen Keller, whose intellect can nevertheless be developed. In the present age this should theoretically be impossible, for what constitutes the greater part of our intelligence enters the brain through eyes and ears. The reason for Miss Keller's intellectual development is that, though the portals of her senses are closed, she has inherited a brain that has the potentiality for development. If man were not an hereditary being such a case as hers would not be possible. Which is to say, if man did not have a much healthier brain through heredity than we generally give him credit for, sleeplessness would in a very short time completely undermine his health. But people mostly have so much inherited strength that insomnia can persist for a long time without seriously injuring them. It remains true, however, that the cycle of construction with its resulting unconsciousness in sleep, and destruction with its consciousness in waking life, fundamentally takes place. In the totality of human life we perceive not only these smaller cycles but larger ones as well. Here I will call your attention to a cycle I have often mentioned before. Anyone who follows the course of life in the Western world will observe a quite definite configuration of the spiritual life of mankind in the period from the fourteenth, fifteenth and sixteenth centuries to the last third of the nineteenth. In ordinary life these developments are observed much too vaguely and inaccurately, but if we look into them deeply enough we shall see how, in all directions since the last third of the nineteenth century, there have been signs of an altogether different form of Western spiritual life. Of course, we are at the beginning of this new trend so people do not notice it in its full significance. Just imagine someone trying to speak before such an audience as this, say for instance in the 40's or 50's of the nineteenth century, about the same things I am putting before you here. It is quite unthinkable. It would be absurd. It would have been out of the question to speak of these things as we do now, at any time from the fourteenth, fifteenth and sixteenth centuries to the last third of the nineteenth. This was the period when the natural scientific mode of thought, the way of thinking that produced the great materialistic achievements, reached its height. The stragglers of scientific intellectualism will go on adhering to it for some time to come, but the actual epoch of materialism is past. Just as the era of scientific thought began about the fifteenth century, so the era of spiritual thought is now beginning. These two sharply differentiated epochs meet in the very time in which we are living. It will more and more become evident how the new mode of thought has to come in touch with the reality of things. Thought will become very different from the thought of the last four centuries, though the latter had to be so in its time. During this period man's gaze had to be directed outward into the far spaces of the universe. I have often spoken of the great significance for Western spiritual evolution of that moment when Copernicus, Galileo, Kepler and Giordano Bruno together burst open the blue vault of heaven. Until their time it was believed that the blue cup of the heavens was suspended over our earth. These great thinkers declared that this hollow cup did not really exist. They taught mankind to look out into the infinite distances of cosmic space. Now what was it that was so significant about Bruno's deed in explaining to men how the blue sphere they had set as the boundary of their power of sight was not really there; when he said, “You have only to realize that it is you yourselves who project it out into space?” The important point was that it marked the beginning of an epoch, which came to an end with the discovery that by means of the spectroscope one could investigate the material composition of the farthest heavenly bodies. A marvelous epoch, this epoch of materialism! Now we are at the starting point of another epoch, one that has its origin in the same laws of growth as the preceding one but that nevertheless is to be the epoch of spirituality. Just as the epoch of natural science was prepared by Bruno's work in breaking through the limits of space, so will the firmament of time be broken through in the age now beginning. Mankind, imagining life to be enclosed between birth and death, or conception and death, will learn that these are only boundaries set by the human soul itself. Just as in earlier times men had themselves set as the boundary of their senses a blue sphere above them, and then of a sudden their vision expanded into the infinite spheres of space, so will the boundaries of time be broken through, those of birth and death. Set free of these there will lie before man's gaze in the infinite sea of time all the changes in the kernel of man's being as he follows it through its repeated incarnations. Thus a new age is beginning, the age of spiritual thought. Now if we can recognize the occult basis of these transitions from one age to another, where shall we see the cause of this change in human thought? It is not anything that philosophy or external physiology or anatomy can find of their own accord. Yet it is true that forces that have entered the active souls of men and are being used today to gather spiritual knowledge—these same forces, during the last four centuries, have been working at man's organism as constructive forces. Throughout the period from Copernicus to the last third of the nineteenth century mysterious forces were at work in man's bodily organism just as constructive forces work in his nervous system during sleep. These forces were building up a definite structure in certain parts of the brain. The brains of Western people are different from what they were five centuries ago. What is under man's skull today does not have the same appearance as it had then, for a delicate organ has been formed which was not there before. Even though this cannot be proved externally, it is true. Under the human forehead a delicate organ has developed, and the forces building it have now fulfilled their task. In the coming cycle of history we are now approaching it will become evident in more and more people. Now that it is there, the forces that built it are liberated. With these very forces Western humanity will be gaining spiritual knowledge. Here we have the occult physiological foundation of the matter. Already we are beginning to work with these forces that men could not use during the last four hundred years because they were spent in building up the organ needed to allow spiritual knowledge to take its place in the world. Let us imagine a man of the seventeenth or eighteenth century. As he stands there before us we know that certain occult forces are at work behind his forehead, transforming his brain. These forces were perpetually at work in all the people of the West. Now let us assume that this man had managed to suspend these forces for a moment, made them cease their work. The same thing would have happened to him—and it did happen in certain cases—as takes place when in the middle of his sleep a man suspends the forces that ordinarily work at building up the nerve structures of the brain; he lets them run loose. It is possible to experience moments when we seem to waken in sleep, and yet do not waken, for we remain motionless, we cannot move our limbs, we have no external perception. But we are awake. In the moments of free play of those regenerating forces we can use them for clairvoyant vision; we can see into the spiritual worlds. A similar thing happened if a man two hundred years ago suspended the constructive activity on his brain. From the fifteenth to the nineteenth century he saw what was working into his brain from the spiritual worlds, so that from the twentieth century onward men might raise themselves to spiritual vision. There were always isolated persons who had such experiences; experiences of truly catastrophic force, indescribably impressive. There were always people who for moments lived in what was working in from the super-sensible to bring forth in the sense world what did not exist in former cycles of evolution, the finer organ in the frontal cavity. Such men saw the Gods; spiritual beings at work in the building process of the human organism. In this we see clairvoyance described from a fresh aspect. We can bring about such moments during sleep by practicing the exercises I have given in my book, Knowledge of the Higher Worlds and Its Attainment, and thereby gain glimpses of spiritual life such as are described in my book, A Road to Self-Knowledge. Thus it is possible during a given cycle of evolution for the forces at work preparing the future to become free for a moment and become clairvoyantly visible. We may give a name to these forces—for what are names? We can call them the forces of Gabriel. But the point is to gain a moment's insight into the super-sensible where we perceive a spiritual Being working from those worlds into the human organism. A sum of forces, in fact, directed by a Being, Gabriel, of the hierarchy of the Archangels. From the fifteenth to the last third of the nineteenth century the Gabriel force was at work on man's organism, and because of this the power to understand the spiritual slept for awhile. It was this sleep of spiritual understanding that brought forth the great triumphs of natural science. Now this force is awakened. The spiritual has done its work; the Gabriel forces have been liberated. We can now use them, for they have become forces of the soul. Here we have a cycle of somewhat greater significance than that of waking and sleeping. There are, however, even mightier cycles in human evolution. We may note how self-consciousness, the pride of mankind in this era of our post-Atlantean age, was not always there but had to be developed gradually. Today the word evolution is often heard, but people seldom take it in real earnest. We can sometimes have strange experiences of people's naïveté in regard to what surrounds them, so simply do they allow many things to play up from their subconsciousness into their conscious life and do not easily reach the point of attributing a super-sensible origin to what enters their known world from the unknown. In the last few days I have again come across a curious instance of the logic that stops halfway. We can well understand why the anthroposophical outlook meets with so much resistance when we bear in mind that a certain special habit of thought is needed to understand anthroposophy. I mean the habit of never stopping halfway along any line of thinking. I have here a Freethinker's Calendar, published in Germany. The first edition came out last year. In it a perfectly sincere person attacks the custom of teaching children religious ideas. He points out that this is contrary to the child's nature, since he himself has observed that when children are allowed to grow up on their own they develop no religious ideas. Therefore it is unnatural to inculcate these ideas into children. Now we can be certain that this Calendar will reach hundreds of people who will imagine that they understand how senseless it is to teach children religion. There are many such arguments today, and people never notice their complete lack of logic. In reply we need only ask, “If children for some reason have lived all their lives on an island alone and have not learned to speak, ought we therefore to refrain from teaching them to speak?” That would be the same kind of logic. Of course, people will not admit it is the same since they found it so profound in the first instance. It is curious to observe things like this on the broad horizon of external life today; things that represent some after-play from the materialist age that is passing. I have here another example, some remarkable essays recently published by Woodrow Wilson, President of the United States of America. There is one on the laws of human progress. He points out how men are influenced by the dominant thought of their age; how in Newton's time, when everything was permeated with the idea of gravity, the effects of Newton's theories could be felt in social concepts, even in political terminology, though actually these theories are only applicable to the heavenly bodies. The idea of gravity was especially extended in its influence. All this is true. We need only read the literature of Newton's time to find everywhere words like “attraction” and “repulsion.” Wilson develops this point very ingeniously. He says how unsatisfactory it is to apply purely mechanical concepts, as of celestial mechanism, to human life and conditions. He shows how human life at that time was completely imbedded in these ideas and how widely they influenced political and social affairs, and he rightly denounces this application of purely mechanical laws in an age when Newtonism drew all thought under its yoke. “We must think along different lines,” says Wilson, and then proceeds to construct his own concept of the state. Now he does it in such a way that, after all he has said about Newtonism, he himself allows Darwinism to speak through every page of his writing. In fact, he is naive enough to admit it. He says the Newtonian concepts were not sufficient, we must apply the Darwinian laws of the organism. Here we have a living instance of the way people march through the world today with half thought-out logic because in reality the laws derived purely from the living organism are also insufficient. We need laws of the soul and spirit. Thus we understand how objections are piled up against anthroposophical thought, for this requires an all-pervading thinking, a logic that penetrates to the core and does not stop halfway. This is just the virtue of the anthroposophical outlook. It forces its devotees to think in an orderly manner. So we must think of evolution in the spiritual sense, not in Wilson's Darwinistic sense. We must realize that the self-consciousness that today is the essential characteristic of mankind, this firm rooting in the ego, has only gradually developed. This too had to be prepared, just as our spiritual thinking was being prepared in the last four centuries. Spiritual forces had to work down from the super-sensible worlds in order to develop what afterward found expression in the self-conscious life of men. In this connection we can speak of a break in evolution, with a preceding and a succeeding epoch. We will call the latter the age of self-consciousness. This period is preceded in the cyclic interchange by one in which the organ of self-consciousness was being built into man from the super-sensible worlds. What now works as a soul force in self-consciousness was then working unrecognizably in the depths of human nature. The junction of these two great epochs is an important point in evolution. Before this time most people had no self-consciousness at all. Even in the most advanced it was comparatively weak. People then did not think as they do today, with the awareness, “I am thinking this thought.” Their thoughts rose up like living dreams. Nor did their impulses of will and feeling enter their consciousness as they do today. They lived more of an instinctive life in their souls. From the spiritual worlds, however, beings were working into man's organism, preparing it for a later time when it would be capable of self-consciousness. Meanwhile people had to live quite differently then, even as external experience is quite different between the fifteenth and twentieth centuries A.D. from what it will become later on. So we must say that until the period when self-consciousness entered the human soul everything that could prepare the way for it had been flowing into the life of man. Thus, for example, in the region where self-consciousness was first to make its appearance, men were strictly divided into castes. They respected this division. A man born in a lower caste felt it as his highest endeavor so to order his life within that caste that he might raise himself in later incarnations into higher ones. It was a mighty driving force in the evolution of the human soul. Men knew that by developing their soul forces they were making themselves fit to rise into a higher caste in their next life. So too they looked up to their ancestors and saw in them what is not bound to the physical body. They revered their ancestors, feeling that although they had died their spiritual part remained, working on spiritually after death. This ancestor worship was a good preparation for the mighty goal of human nature because in it they could see what is now living already in us—the self-conscious soul, which is not bound to the physical body and passes through the gates of death into the spiritual worlds. Just as during four centuries the kind of education that forced men to think out natural science was the best education toward spirituality, so in that ancient time mankind was best educated by the inspiration of great reverence for their castes and their ancestors. Men developed a strong liking for the system of castes. In that pious reverence they had something that worked into their lives with great power and deeply affected them. Spiritual beings were working into it, preparing for the future possibility for a man to say with every thought, “I think,” with every feeling, “I feel,” with every impulse of will, “I will.” Now let us imagine that toward the end of that ancient epoch some mighty shock or upheaval in a man's life caused all the forces active then to suddenly cease binding him, suspending their action for a moment. Then he would experience what we can experience in sleep when for a moment we withdraw the constructive forces and become clairvoyant. Or what men of the eighteenth century could experience by suspending the forces then at work on their brain structure. If in that ancient time a man withdrew his understanding and feeling for the fires of sacrifice and reverence for his ancestors, if he experienced such a shock, he could for a moment use those forces to gaze into the super-sensible worlds. He could then see how the self-consciousness of man was being prepared from the spiritual world. This is what Arjuna did when at the moment of battle he experienced such a shock. The usually constructive forces stood still in him, and he could look upward to the divine being who was preparing the way for self-consciousness. This divinity was Krishna. Krishna then is that being who has worked through centuries and centuries on the human organism, to make man capable—from the seventh and eighth centuries B.C. onward—of entering gradually the epoch of self-consciousness. What kind of impression does he make, this master-builder of the human ego-nature? He has to speak to Arjuna in words saturated through and through with self-consciousness. Thus from another side we understand Krishna as the divine architect of what prepared and brought about self-consciousness in man. The Bhagavad Gita tells us how under special circumstances a man could come into the presence of this divine builder of his nature. There we have one aspect of Krishna's nature. In the succeeding lectures we shall learn to know yet another aspect. |
146. The Occult Significance of the Bhagavad Gita: Lecture VI
02 Jun 1913, Helsinki Translated by George Adams, Mary Adams Rudolf Steiner |
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In this respect the spirit of our age, just beginning, is as yet imperfectly understood. In the last lecture we spoke of things that men still have to learn. Above all we must firmly realize how the human soul, under certain conditions, can actually meet the Being whom we tried to describe from a certain aspect, calling him Krishna. |
Then there follows this most profound mystery. “Understand me well. I am in all beings, yet they are not in me.” How often men ask today, “What is the judgment of true mystic wisdom about this or that?” |
But they radiate warmth to us if we approach them devotionally. One who would understand this sublime poem may start with intellectual understanding and so follow the opening discourses, but as the song proceeds toward the ninth a deep devotional mood must be awakened in him. |
146. The Occult Significance of the Bhagavad Gita: Lecture VI
02 Jun 1913, Helsinki Translated by George Adams, Mary Adams Rudolf Steiner |
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It really is exceedingly difficult in our Western civilization to speak intelligently and intelligibly about such a work as the Bhagavad Gita. This is so because at present there is a dominating tendency to interpret any spiritual work of this kind as a kind of doctrine, an abstract teaching, or a philosophy, that makes it hard for people to come to a sound judgment in such matters. They like to approach such spiritual creations from the ideal or conceptual point of view. Here we touch upon something that makes it most difficult in our time to gain a true judgment about the great historical impulses in mankind's evolution. How often, for instance, it is pointed out that this or that saying occurring in the Gospels as the teaching of Christ Jesus is to be found in some earlier work no less profoundly expressed. Then it is said, “You see, it is the same teaching after all.” Certainly, that is not incorrect because in countless instances it can be shown that the teachings of the Gospels occur in earlier spiritual works. Yet, though such a statement is not incorrect, it may be nonsense from the standpoint of a truly fundamental knowledge of human evolution. People's thinking will have to get accustomed to this and realize that a statement can be perfectly correct and yet nonsense. Not until this is no longer regarded as a contradiction will it be possible to judge certain matters in a really unbiased way. Suppose, for instance, someone says that he sees in the Bhagavad Gita one of the greatest creations of the human spirit, a creation that has never been surpassed in later times. Suppose further, having said this, he adds, “Nevertheless, what entered the world with the revelation inherent in the Christ Impulse, is something altogether different, something to which the Bhagavad Gita could not attain even if its beauty and greatness were increased a hundred times.” These two statements do not contradict each other. According to the habits of modern abstract thinking, however, we may have a contradiction here. Yet, in no sense is it in truth a contradiction. Indeed one might go further, and ask, “When was that mightiest word spoken that may be regarded as giving the impulse to the human ego, so that it may take its place in the evolution of man?” That significant word was uttered at the moment Krishna spoke to Ar-juna; when he poured into Arjuna’s ears the most powerful, incisive, burning words to quicken the consciousness of self in man. In the whole range of the world’s life there is nothing to be found that kindled the self of man more mightily than the living force of Krishna’s words to Arjuna. Of course, we must not take those words in the way words are so often taken in Western countries where the noblest words are given merely an abstract, philosophic interpretation. In any such we would certainly miss the essence of the Bhagavad Gita. In this way Western scholars today have so outrageously misused and tortured the Bhagavad Gita. They have even gone so far as to dispute whether it is more representative of the Sankhya philosophy or of some other school of thought. In fact, a distinguished scholar, in his edition of this poem, has actually printed certain lines in small type because in his view they ought to be expunged altogether, having crept in by mistake. He thinks nothing is really a part of the Gita except what accords with the Sankhya, or at the most with the Yoga philosophy. It may be said though that no trace is to be found in this great poem of philosophy as we speak of it today. At most one could say that in ancient India certain basic dispositions of soul developed into certain philosophic tendencies. These really have nothing to do with the Bhagavad Gita, at least not in the sense of being an interpretation or exposition of it. It is altogether unfair to the intellectual and spiritual life of the East to set it side by side with what the West knows as philosophy because there was no philosophy in the East in the same sense there is philosophy in the West. In this respect the spirit of our age, just beginning, is as yet imperfectly understood. In the last lecture we spoke of things that men still have to learn. Above all we must firmly realize how the human soul, under certain conditions, can actually meet the Being whom we tried to describe from a certain aspect, calling him Krishna. We must realize how Arjuna meets that Spirit who prepared the age of self-consciousness. This knowledge is far more important than any dispute as to whether it is Sankhya or Vedic philosophy that is contained in the Bhagavad Gita. To understand it as a real description of world history—of history and of the color and temper of a particular age in which living, individual beings are placed before us—is the important point. We have tried to describe their natures, speaking of Arjuna’s thoughts and feelings as characteristic of that time, trying to throw light on the new age of self-consciousness, and showing how a creative Spiritual Being preparing for a new age appeared before Arjuna. Now, if we seek a living picture of Spiritual Beings in their relation to each other, we need an all-around point of view to know this Krishna Being more exactly. The following may therefore help us complete our picture of him. To really penetrate into the region where we can perceive such a mighty being as Krishna one must have progressed far enough to be able to have real perceptions and real experiences in the spiritual world. That may seem obvious. Yet when we consider what people generally expect of the higher worlds the matter is by no means so self-evident. I have often indicated that misunderstandings without number arise from the fact that people wish to lift their lives into the super-sensible world carrying a mass of prejudices with them. They desire to be led along the path into the super-sensible toward something already familiar to them in the sense world. In that higher realm one perceives, for instance, forms, not indeed of gross matter, but forms that appear as forms of light. One finds that he hears sounds like the sounds of the physical world. He does not realize that by expecting such things, by entering the higher world with such preconceived ideas, he is wanting a spiritual world just like the sense world though in a refined form. In our world here man is accustomed to color and brightness, so he imagines he will only reach the higher realities if the Beings there appear to him in the same way. It ought not to be necessary to say all this since the super-sensible beings are far above all attributes of the senses and in their true form do not appear at all with sense qualities because the latter presuppose eyes and ears, that is, sense organs. In the higher worlds, however, we do not perceive by means of sense organs but by soul organs. What can happen in this connection I can illustrate by a childish comparison. Suppose I am describing something to you, verbally. Then I feel impelled to represent it with a few strokes on the blackboard, thereby materializing what I have expressed in words. No one would dream of taking the diagram for the reality. It is the same when we express what we have experienced supersensibly by giving it form and color and stamping it in words borrowed from the sense world. Only that in doing so we do not use our ordinary intellect, but a higher faculty of feeling that thus translates the super-sensible into sense terms. In such a way our soul lives into invisible worlds, for instance into that of the Krishna Being. Then it feels the need of representing to itself that Being. What it represents, however, is not the Being himself but a kind of sketch, a super-sensible diagram. Such sketches, super-sensible illustrations so to say, are Imaginations. The misunderstanding that so often arises amounts to this, that we sensualize what the higher forces of the soul sketch out before us. By thus interpreting it sensually we lose its real essence. The essence is not contained in these pictures, but through them it must be dimly felt at first, until by slow degrees we actually begin to see it. I have mentioned among other things the wonderful dramatic composition of the Bhagavad Gita. I tried to give an idea of the form of the first four discourses. This same dramatic impulse increases from one discourse to the next as we penetrate on and on into the realms of occult vision. A sound idea of the artistic composition of this poem may be suggested by looking to see if there is not a central point, a climax to this increase of force and feeling. There are eighteen discourses, therefore we might look for the climax in the ninth. In fact, in the ninth one, that is in the very middle, we read these striking words, “And now, having told thee everything, I will declare to thee the profoundest secret for the human soul.” Here indeed is a strange saying that seems to sound abstract yet has deep significance. Then there follows this most profound mystery. “Understand me well. I am in all beings, yet they are not in me.” How often men ask today, “What is the judgment of true mystic wisdom about this or that?” They want absolute truths, but actually there are no such truths. There are only truths that hold good in certain contexts, that are true in definite circumstances and under definite conditions. Then they are true. This statement, “I am in all beings but they are not in me,” cannot be taken as an abstractly, absolutely true statement. Yet this was spoken out of the deepest wisdom of Krishna at the time when he stood before Arjuna, and its truth is real and immediate, referring to Him Who is the creator of man’s inmost being, of his consciousness of self. Thus, through a wonderful approach we are carried on to the central point of the Gita, to the ninth discourse where these words are poured out, to Arjuna. Then, in the eleventh discourse, another element enters. What may we expect here, realizing the artistic form of the poem and the deep occult truths contained in it? When we take up the ninth and tenth discourses, the very middle of the poem, we notice a remarkable thing—a peculiar difficulty in imagining and bringing to life in our souls the ideas presented to us in this part of the song. As you begin with the first discourse your soul is borne along by the continually increasing current of feeling and idea. First, immortality is the subject. Then you are uplifted and inspired by the concepts awakened through Yoga. All the time your feeling is being borne along by something in which it can feel at home, one may say. We go still further and the poem works up in a wonderful way to the concept of Him Who inspired the age of self-consciousness. Our enthusiasm is kindled as we approach this Being. All this time we are living in definite, familiar feelings. Then comes a still greater climax. We are told how the soul can become ever more free of the outer bodily life. We are led on to the idea, so familiar to the man of India, of how the soul can retire into itself, realizing inaction in the actions the body experiences. The soul can become a complete whole, independent of outer things as it gradually attains Yoga and becomes one with Brahma. In the succeeding discourses we see how our certainty of feeling—the feeling that can still gain nourishment from daily life—gradually vanishes. Then as we approach the ninth discourse our soul seems to rise into giddy heights of unknown experience. If now in these ninth and tenth discourses we try to make the ideas borrowed from ordinary life suffice, we fail, As we reach this part of the song we feel as if we were standing on a summit of mankind’s attainment, born directly out of the occult depths of life. If we are to understand it, we must bring to it something our soul in its development has first to attain by its own effort. It is remarkable how fine and unerring the composition of the Bhagavad Gita is in this respect. We can get as far as the fifth, sixth, or seventh discourse by developing the concepts given us at the very beginning, in the first discourse. In the second our soul is awakened to realize the presence of the eternal in the ever-changing flow of appearance. Then follows all that passes into the depths of Yoga, from the third song onward. After that an altogether new mood begins to appear. Whereas the first discourses still have an intellectual quality, reminding us at times of the Western philosophic mode of thinking, something enters now that requires Yoga, the devotional mood, for its understanding. As we continue purifying more and more this mood of devotion, our soul rises higher in reverence. The Yoga of the first discourses no longer carries us. It ceases, and an altogether new mood of soul bears us up into the ninth and tenth discourses because the words here spoken are no more than a dry, empty sound echoing in our ear if we approach them intellectually. But they radiate warmth to us if we approach them devotionally. One who would understand this sublime poem may start with intellectual understanding and so follow the opening discourses, but as the song proceeds toward the ninth a deep devotional mood must be awakened in him. Then the words of the mighty Krishna will be like wonderful music echoing and re-echoing in his soul. Whoever reaches this ninth song may feel this devotional mood as if he must take off his shoes before treading on holy ground; there he feels he must walk with reverence. Then follows the eleventh discourse. What can come next, now that we have reached the climax of this devotional mood? When man has risen to the summit where Krishna has led Arjuna—a height that cannot be attained except in occult vision or in reverent devotion—it can only be the holy and formless, the super-sensible, that appears before him. Then the super-sensible can be poured out into Imagination. Then the uplifted and strengthened soul-force that belongs not to the realm of the intellect but to imaginative perception, can cast into living pictures what in its essential being is without form or likeness. This is what happens at the beginning of the second half of the sublime song—that is to say, about the eleventh discourse. Here, after due preparation, the Krishna Being to whom Arjuna has been led step by step, is conjured up before his soul in Imaginations. This is where the majesty of description in this Eastern poem appears in its fullness, where Krishna finally appears in a picture, in an Imagination. We may truly say that experiences such as this, which only the innermost power of the human soul can undergo, have almost nowhere else been described in such a wonderful way, so filled with meaning. For those who are able to realize it the Imagination of Krishna as Arjuna now describes it will always be of most profound significance. Up to the tenth discourse we are led on by Krishna as by an inspiring Being. Now the radiant bliss of Arjuna’s opened vision comes before us. Arjuna becomes the narrator, and describes his Imagination in words so wonderful that one fears to reproduce them. “The Gods do I behold in all thy Frame, O God. Also the hosts of creatures; Brahma the Lord upon His lotus throne; the Rishis all; the Serpent of Heaven. With many arms and with many bodies, with many mouths and many eyes I see Thee, on every side endless in Thy Form. No end, no center, no beginning see I in Thee, O Lord of All! Thou, Whom I behold in every form, I see Thee with diadem, with club and sword, a mountain flaming fire, streaming forth on every side—thus do I behold Thee. Dazzled is my vision. As fire streaming from the radiance of the Sun, immeasurably great art Thou! Lost beyond all thought, unperishing, greatest of all Good, thus dost Thou appear to me in the Heaven’s expanse. Eternal Dharma’s changeless guardian, Thou! Spirit primeval and Eternal, Thou standest before my soul. Neither source, nor midst, nor end; in-. finite in power, infinite in realms of space. Great are Thine eyes like to the Moon; yea, like to the Sun itself. And what streams forth from Thy mouth is as the Fire of Sacrifice. I look upon Thee in Thy glowing Fire; Thy splendor, warming all worlds. All that I can dream of between floor of earth and fields of Heaven, Thy power fills it all. Alone with Thee I stand. And that heavenly universe wherein the three worlds live, that too doth in Thee dwell, when to my gaze is shown Thy wondrous, awesome Form. I see whole hosts of Gods approaching Thee, hymning Thy praise. Stricken with fear I stand before Thee, folding my hands in prayer. ‘Hail to Thee!’ cry all the companies of holy seers and Saints, chanting Thy praises with resounding songs. Filled with wonder stand multitudes beholding Thee. Thy Form stupendous with many mouths, arms, limbs, feet, many bodies, many jaws full of teeth—before it all the universe doth quake, and I with dread am filled. Radiant, Thou shakest Heaven. With many arms I see Thee, and mouth like to vast-flaming eyes. My soul trembles. Nothing firm I find, nor rest, O Mighty Krishna, Who art as Vishnu unto me. I see within Thine awful form, like unto fire itself. I see how Being works, the end of all the ages. Nought know I anywhere; no shelter I find. O, be Thou merciful to me, Thou Lord of all the Gods, refuge of all the worlds!” Such is the Imagination that Arjuna beholds when his soul has been raised to that height where an Imagination of Krishna is possible. Then we hear what Krishna is echoing across to Arjuna once more as a mighty inspiration. In reality it is as if it were not merely sounding for the spiritual ear of Arjuna, but echoing down through all the ages that followed. At this point we begin dimly to perceive what it really means when a new impulse is given for a new epoch in the world’s history, and when the author of this impulse appears to the clairvoyant gaze of Arjuna. We feel with Arjuna. We remind ourselves that he is in the midst of the turmoil of battle where brother-blood is pitted against its like. We know that what Krishna has to give depends above all upon the old clairvoyant epoch ceasing, together with all that was holy in it, and a new epoch to begin. When we reflect on the impulse of this new epoch that was to begin with fratricide; when we rightly understand the impulse that forced its way in through all the swaying concepts and institutions of the preceding epoch; then we get a correct concept of what Krishna lets Arjuna hear. “I am time primeval, bringing all worlds to naught, made manifest on earth to slay mankind! And even though thou wilt bring them unto death in battle, without thee hath death taken all the warriors who stand there in their ranks. Therefore arise; arise without fear. Renown shalt thou win, and shalt conquer the foe. Rejoice in thy mastery, and in the victory awaiting thee. It is not thou who wilt have slain them when they fall in battle. By Me already are they slain, e’er thou lay them low. The instrument art thou, nought else than he who fighteth with his arm. The Drona, the Jayandana, the Bhishma, the Karna and the other heroes of the strife I have slain. Already they are slain, now do thou slay, that My work burst forth externally apparent. When they fall dead in Maya, slain by Me, do thou slay them. And what I have done will through thee become perceptible. Tremble not! Thou canst not do what I have not already done. Fight! They whom I have slain will fall beneath thy sword!” It was not in order to bring to mankind’s ears the voice that should speak of slaying that these words were uttered, but to make them hear the voice that tells that there is a center in man’s being that has to develop in the age to come; that into this center there were focused the highest impulses realizable by man at that time, and that there is nothing in human evolution with which the human ego is not connected. Here we find in the Bhagavad Gita something that lifts us up and sets us on the horizon of the whole of human evolution. If we let the changing moods of this great poem work upon us we shall gain much more than those who try to read into it pedantic doctrines of Sankhya or Yoga philosophies. If we can only dimly feel the dazzling heights that can be reached through Yoga, we shall begin to lay hold on the meaning and spirit of such a mighty Imagination as that of Arjuna presented to us here. Even as an image it is so sublime and forceful that we are able to form some lofty conception of the creative spirit, which in Krishna is grafted onto the world. The highest impulse that can speak to the individual man speaks through Krishna to Arjuna. The highest to which the individual man can lift himself by raising to their full pitch all the powers that reside within his being—that is Krishna. The highest to which he can soar by training himself and working on himself with wisdom—that is Krishna. When we think of the evolution of humanity all over the earth, and trace it through as we are able to do by means of what is given, for example, in our occult science; when in this sense we see the earth as the place where man has first been brought to the ego through many different stages following one another and developing from age to age; when we thus follow the course of evolution through the epochs of time; then we may say to ourselves that here then on earth these souls have been planted; the highest they can attain is to become free souls. Free—that is what men will become if they bring to full development all the forces latent within them as individual souls. In order to make this possible Krishna was active, indirectly and almost imperceptibly at first, then ever more definitely, and at last quite directly in the period we have been describing. In all of earthly evolution there is no Being who could give the individual human soul so much as Krishna. I say expressly the individual soul because—and I say this deliberately—on earth there exists not only the individual human soul but also mankind. Consider this in connection with all I have tried to give about Krishna, because on earth there are all those concerns that do not belong to the individual alone. Imagine a person feeling the inner impulse to perfect himself as far as ever a human soul can. Such might be. Then, each person separately and by himself might go on developing indefinitely. But there is mankind. For this earthly planet there are matters that bring it into connection with the whole universe. With the Krishna Impulse coming into each individual soul, let us assume every soul would have developed in itself a higher impulse; not immediately, nor even up to the present time, but sometime in the future. So that from the age of self-consciousness onward the stream of mankind’s collective evolution would have split up. Individual souls would have progressed and unfolded to the highest point, but separately, dispersed, broken apart from each other. Their paths would have gone further and further apart as the Krishna Impulse worked in each one. Human existence would have been uplifted in the sense that souls individualized themselves and so lifted themselves out of the common current, developing their self-life to the utmost. In this way the ancient time would have shone into the future like many, many rays from a single star. Every one of these rays would have proclaimed the glory of Krishna far into future cosmic eras. This is the path on which mankind was traveling in the sixth or eighth centuries before the foundation of Christianity. Then from the opposite side something else came in. The Krishna Impulse comes into man’s soul when from the depths of his own inner being he works, creates, and draws forth his powers more and more until he may rise into those realms where he may reach Krishna. But something came toward humanity from outside, which men could never have reached through the forces that lived within themselves; something bending down to each individual one. Thus the souls that were separating and isolating themselves encountered the same Being who came down out of the Cosmic Universe into the age of self-consciousness from outside. It came in such a way that it belonged to the whole of humanity, to all the earth. This other impulse came from the opposite side. It was the Christ. Though put rather abstractly for the present, we see how a continually increasing individualization was prepared and brought about in mankind, and how then those souls who had the impulse to individualize themselves more and more were met by the Christ Impulse, leading them once more together into a common humanity. What I have tried to indicate has been a rather preliminary description of the two impulses from the Christ and Krishna. I have tried to show how closely the two impulses come together in the age of the mid-point of evolution, even though they come from diametrically opposite directions. We can make very great mistakes by confusing these two revelations. What I have developed today in a rather general way we will make more concrete in the succeeding lectures. But I would close today with a few words that may simply and clearly summarize what these two impulses are—truly the most important in human evolution. If we look back to all that happened between the tenth century before Christ and the tenth century afterward, we may say that into the universe the Krishna Impulse flowed for every individual human soul, and into the earth the Christ Impulse came for all mankind. Observe that for those who can think specifically, “all mankind” by no means signifies the same as the mere sum total of all individual human souls. |
146. The Occult Significance of the Bhagavad Gita: Lecture VII
03 Jun 1913, Helsinki Translated by George Adams, Mary Adams Rudolf Steiner |
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I think when you consider all that has been said today, leading up as it does to a certain understanding of that great moment pictorially represented as the baptism by St. John, you will have to admit that our anthroposophical outlook takes nothing away from the sublime majesty of the Christ-Idea. On the contrary, by shedding the light of understanding upon it much is added to all that can be given -to mankind exoterically. Today I have endeavored to present the matter in such a way as to give it sense and meaning for those who can consider it with an open mind, in the light of external human history. |
Only afterward are they permeated with the power of understanding, The truth about the two Jesus-children was not discovered by external historical research, but from the beginning it was an occult fact. |
146. The Occult Significance of the Bhagavad Gita: Lecture VII
03 Jun 1913, Helsinki Translated by George Adams, Mary Adams Rudolf Steiner |
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It is natural, though it is usually ignored by science, that man as he is simply cannot know one part of his being. As he looks out upon the world it shows itself, roughly expressed, as an ascending scale from the mineral kingdom through the plant and animal kingdoms up to man. It goes without saying that man must assume some creative force behind all the forms he perceives around him in the kingdoms of nature. The point is, however, that man gains knowledge of the world he lives in just because the mineral, plant, and animal kingdoms are outside him and he can observe them. As to all man has within himself, however, he can only gain knowledge of that insofar as the same forces are at work in him as are active in the three kingdoms of nature outside him. The forces active within him which transcend those three kingdoms he cannot know by the usual methods of knowing nature—not in the least. It is just what man has within himself over and above the kingdoms of nature that enables him to build up systematically a knowledge of those kingdoms outside him. Just as little as the eye, whose purpose it is to see outwardly, can see itself, just so little can man gain knowledge of what in himself is there in order that he may acquire knowledge. This is a very simple idea, but sound. It is impossible for the eye to see itself because it is there to see out, and it is impossible for those forces in man that are there to acquire outer knowledge, to acquire knowledge of themselves. Further, it is these very forces that represent what it is in man that makes him something more than an animal. Materialistic Darwinism disposes of this fact easily by simply leaving out of account the fact that this special human power of acquiring knowledge itself cannot be known by man's usual instrument for knowledge. Recognizing that this power is unknowable, science denies its existence and accordingly considers man only insofar as he is still animal. You see on what the peculiar fallacy, the illusion of materialistic Darwinism rests. Man cannot know in himself those forces that are the actual means of knowledge. But the eye can see another eye, and for this reason, other things being equal, it can believe in itself. With the faculty of knowledge this is not the case. It would be logically possible for a man to confront another man and perceive in him the knowing faculty that raises him above animals. Logically, that is. But even that is actually impossible, for the very reasons implied in what we have described previously about the effects of thinking. What does ordinary knowledge involve in the external world? We saw that it involves a perpetual destruction of the nerve structures in the brain. This is an actual external process. The creative forces on the other hand—those that really distinguish man from the animal—cannot develop at all in our waking life when we normally acquire knowledge. In this life they must behave so as not to interfere with the wearing away of the nerve structures. Therefore in waking life these forces are at rest. They sleep. We have recognized a great truth if we can thoroughly enter into the thought that all that would have to be known to realize the full fallacy of materialistic Darwinism, even on the physical plane, is actually asleep in our waking life; that what raises man above the animal is at rest and a destructive process is taking place. The creative forces that bring forth the animal organism are not so far perfected as those at work in the organism of man. In our waking life the latter are inactive, and the process that takes their place is perpetually destroying just what in man transcends the animal. These very creative forces are destroyed during waking life. They are not present at all, but during sleep they appear and begin building up again what has been destroyed. These creative forces that raise man above the animal can really be perceived in a sleeping man. So we should have to say that whatever it is that repairs in sleeping man the forces he spends in his waking life, must be the forces that raise him above the animals. These forces are still unknown to external natural science, which is only beginning to surmise them. Science, however, is on the way and one day will reveal these forces by purely external methods. Indeed, there are already exceptions to the statement that the forces leading man out beyond the animal nature are ordinarily unobservable in him. When science once learns to distinguish these forces in man it will discover in the sleeping human body the physical evidence of man's transcending the animal kingdom. When it distinguishes the regenerative forces in man from what is present in the animal kingdom also, it will recognize how the creative forces active in the earth's life to raise man beyond the animal are awake only when man sleeps. From all this we can gather that in self-knowledge man's creative forces, the real human forces, can only be perceived by man when he becomes clairvoyant during sleep; that is, when in a condition otherwise like sleep he awakes clairvoyantly. In the fifth lecture we already indicated this fact. Today I have said that to some extent, from the processes observable in sleeping man, science will after a time find indications of the forces whereby man transcends the animal, but they will only be indications. These forces, when they appear to clairvoyant consciousness today, are seen to be of such a nature that they cannot be revealed externally to the senses in their true form. It will be possible to indicate their existence by deductions from scientific facts. Apart from their not being perceptible in their essence there is quite another reason why it will become possible to discover them if not to perceive them. These human creative forces have a very special relation to all the other forces of nature. We are here approaching a difficult subject, but it may be possible to make it clear in the following way. Let us imagine we have here the receiver of an air-pump, say a glass bell-jar, and suppose we succeed in making a really perfect vacuum inside it. That is very nearly possible ordinarily. Everyone whose intellect is bound to the world of sense will now say, “Inside there is no air, only an empty space; we cannot go any farther, there cannot be less than no air inside.” Actually that is not true. We can pump until no air at all is left, then go on pumping until we get a space still more empty of air than a vacuum. People dependent on the material will find it difficult to imagine this “less than nothing.” Or, suppose you have ten shillings in your pocket. You can gradually spend them until you have nothing left. In this domain of life there is a real “less than nothing.” It is often one of the strongest realities—you can go into debt for a few shillings. In practical life less-than-nothing is often more intensely real than the reality of possession. It is remarkable what things are sometimes accepted as axioms, as obvious truths. Thus, you can read in many Western philosophic books that there can nowhere be less than nothing, that there is no such thing. Even more, it is sometimes said that nothing itself cannot exist. Yet, what exists in our illustration about debt exists also in the universe. All philosophic dicta about “nothing,” however pretentious the form they take, are really rubbish. They are themselves a kind of ill-defined nothingness. It is true that the physical something that surrounds us can be reduced to nothing, and then still further to less than nothing. This “nothing” actually is a real factor on all sides. We must imagine the world that surrounds us, which we know in the forces of nature throughout the mineral, plant, and animal kingdoms, reduced down to nothing, then down to below nothing. Then it is that those forces arise that are creatively active in man when he sleeps. Natural science knows only the external side of these forces. In fact, it holds fast to a mere abstraction about them and therefore cannot enter into or appreciate them because ordinary science is to the reality in the forces of nature as the abstract number ten, for example, is to ten beans or ten apples. If we eliminate quality and say that all these are “ten” and nothing else, we are doing what natural science does, making no distinctions, touching only the surface of things. Suppose it gains the idea that regenerative forces must be present building up the organism again in sleep, then it will treat these forces as does a man who, when someone meets him saying, “I have fifteen shillings in my pocket,” replies, “Not so, you have fifteen.” The man leaves out of account the very thing that matters. Consequently science will confuse these forces with the ordinary natural laws, and will fail to recognize that higher laws are at work in them. I mention all this to show what difficulties external science has and must have in getting to know the truth. It will draw certain conclusions and thus come near the truth. For some persons this will not be necessary, because science will gradually be supplemented by clairvoyant perception that does experience the difference between these forces and those active out in the three kingdoms of nature. At present I cannot deal fully with the superficial objection that animals also sleep. Such objections have little logical value but people do not notice it, nor their superficiality, for they judge according to concepts instead of the real nature of things. By introducing animal sleep into the argument one would speak the same fallacy as if someone were to say, “I sharpen my pencil with a knife and I also shave with a knife,” and another person replied, “That is impossible, knives are there to cut meat.” People are always making that kind of judgment. They think that a given thing must have the same function in different realms of nature. Sleep is an altogether different function in man from what it is in the animals. I wanted to call your attention to forces at work in man's nature that we find at first in the regeneration of his organism as he sleeps. Now these forces are closely related to other forces, those that also develop in man with a certain unconsciousness. I mean the forces having to do with the propagation of the race. We know that up to a certain age man's consciousness is filled with a pure and straightforward unconsciousness of these forces; the innocence of childhood. Then at a certain age this consciousness awakens. From that time onward the human organism is permeated by an awareness of the forces afterward known as sensual sex-love. What in earlier life lives as a sleeping force and only wakens with puberty, seen in its original and essential form is the very same as those forces that in sleep regenerate the outworn forces in man. Only they are hidden by the other parts of human nature in which they are mingled. Invisibly in man there are at work forces that can become capable of either good or evil only when they awaken, but that sleep, or at most dream, until the time of puberty. Since the forces that manifest themselves afterward must first be prepared, they are intermingled, though not yet awake, with the remaining forces in man even from birth onward. All this time his nature is permeated by these sleeping forces. This is what meets us in the child as such a wonderful mystery. It is the sleeping generative forces that only waken later on. One who is sensitive to these things feels something like a gentle breath of God in the activity of these forces withdrawn into reticence in childhood, whatever the naughtiness, obstinacy and other more or less unpleasant characteristics a child may have. These innocent qualities of the child are those of the grown-up person, but in childlike form. One who recognizes them as among the generative forces feels the breath of divine powers. While in later life they appear in man's lower nature, they are so wonderful because they really breathe the pure breath of God so long as they work in unconscious innocence. We must feel these things and be sensitive to them, then we shall perceive how wonderfully human nature is composed. The generative forces, sleeping during the most tender age of childhood, waken around the time of puberty, and from then on are still active in innocence when at night man sinks back into sleep. Thus man's nature falls into two parts. In every human being two persons confront us—the one that we are from the time we waken until we go to sleep, the other, from going to sleep to waking again. In our waking state we are continually at pains to wear and worry our nature down to the animal level with all that is not pure knowledge, pure spiritual activity. What raises us above humanity holds sway like a pure, sublime force within the generative powers as they were during innocent childhood, and then in sleep it is awakened in the regeneration of what is worn away in waking life. So we have in ourselves one person who is related to the creative forces in man, and another who destroys them. The deeply significant thing in the double nature of man is, that behind all that the senses perceive we have to surmise another man, one in whom the creative forces dwell. This second man is really never there in a pure, unmixed form; not during waking life nor even in sleep because in sleep the physical and etheric bodies still remain permeated by the after-effects of waking life, by the disturbing and destructive forces. When at last the latter have been removed altogether, we wake up again. So it has been since what we call the Lemurian Age, the beginning, strictly speaking, of present-day mankind's evolution. At that time, as is described in greater detail in my Occult Science the Luciferic influence on man set in; and from this influence there came, among other things, what today compels man continually to wear and tear himself down to the animal nature. The other element that exists in human nature, which man as he is now does not yet know—the creative forces in him—all this came into play in the early Lemurian time before the Luciferic impulses entered. Thus we rise in thought from man ‘become’ to man ‘becoming;’ from man created to man being re-created. In so doing we have to look out into that distant Lemurian time when man was as yet wholly permeated by the creating forces. At that time man came into being as he is today. If we follow the human race from that epoch onward, we have this double nature of man continually before us in all that has happened since. Man then entered a kind of lower nature. At the same time, as we can see clairvoyantly by looking back into the Akashic record, there appeared beside ordinary people, who themselves were permeated by the human creative forces, something like a brother- or sister-soul; a definite soul. It was as though this sister-soul was held back, not thrown into the current of human evolution. It remained permeated through and through by human creative forces only, and by nothing else. Thus, a brother- or sister-soul (in that ancient time there was no difference)—Adam's brother-soul—remained behind. It could not enter the physical process of mankind's development. It lived on, invisible to the physical world of man. It was not born as men are born, in the flowing stream of this life, because if it had entered into birth and death it would have been in the processes of physical human life. It could only be perceived by those who rose to the heights of clairvoyance, who developed those forces that awaken in the state we otherwise know as sleep. In that state man is near to the forces that live and work in purity in the sister-soul. Man entered his evolution, but holding sway above this life there lived, in sacrifice, a soul that throughout all the processes of human life never came down in bodily form. It did not strive like ordinary human souls for birth and death in successive incarnations, and it could only show itself to them when in their sleep they attained clairvoyant vision. Yet it worked on mankind wherever they could meet it with special clairvoyant gifts. There were men who either by nature or special training in schools of initiation had this power and were able to recognize the creative forces. Wherever such schools are mentioned in history we can always find evidence that they were aware of a soul accompanying mankind. In most instances it was only recognizable in those special conditions of clairvoyance that expand man's spiritual vision into sleep consciousness. When Arjuna stood on the battle-field with the Kurus and Pandus arrayed against each other, when he felt all that was going on around him and deeply realized the unique situation in which he was placed, it came about that this soul we have mentioned spoke to him through the soul of his charioteer. The manifestation of this special soul, speaking through a human soul, is none other than Krishna. For what soul was it that could instill into man the impulse to consciousness of self? It was the soul that had remained behind in the old Lemurian age when men entered his actual earthly evolution. This soul had often been visible in manifestations before, but in a far more spiritual form. At the moment, however, of which the Bhagavad Gita tells us, we have to imagine a kind of embodiment, though much concealed in Maya of this soul of Krishna. Later on in history a definite incarnation takes place. This soul actually incarnated in the body of a child. Those of our friends to whom I have spoken of this before know that at the time when Christianity was founded two children were born in different families, both from the house of David. The one child is mentioned in St. Matthew's Gospel, the other in St. Luke's. This is the true reason for the external discrepancies between the two Gospels. Now this very Jesus Child of St. Luke's Gospel is an incarnation of that same soul that had never before lived in a human body but is nevertheless a human soul, having been one in the ancient Lemurian age. This is the same that revealed itself as Krishna. Thus we have all that the Krishna impulse signifies incarnated in the body of the Luke Jesus child. What was there embodied is related to the forces that are asleep in every child in their sublime purity and innocence, until they awaken as the sex-forces. In this child they can manifest themselves and be active until the age of puberty when man ordinarily becomes sexually mature. But the body of this child that had been taken from common humanity would no longer have been adapted to the forces related to the innocent sex-forces in the child. Thus the soul in the other Jesus child, which was the soul of Zarathustra, that had passed through many incarnations and reached its eminence by hard work and special striving, passed over into the body of the Luke Jesus child, and from then on dwelt in that body. We touch here upon a wonderful mystery. We see how into the body of the Luke Jesus child there enters the soul of man as he was before he descended into the course of earthly incarnations. We understand that this soul could hold sway in the human body only until the twelfth year of its life. After that another soul must take possession, the Zarathustra soul that had gone through all the transformations of mankind. This wonderful mystery is enacted, that the innermost essence and self of man, which we have seen hailed as Krishna, permeates the Jesus child of the Luke Gospel. In this child are the innermost forces of humanity, the Krishna forces, for indeed we know their origin. This Krishna root takes us back into the Lemurian time, the very primeval age of man. At that time it was one with humanity, before ever the physical evolution of mankind began. In later time this root, these Krishna forces, flowing together and uniting in the unknown and unseen, worked to bring about the unfolding of man's inner being from within. Concretely embodied, this root is present within a single being, the Luke Jesus child, and as the child grows up it remains active beneath the surface of life in this special body after the Zarathustra soul has entered it. In the thirtieth year, in the moment the Bible describes as the Baptism in Jordan, there comes toward this special human body what now belongs to all mankind. This is the moment indicated in the words, “This is my well-beloved Son, this day have I begotten Him.” Christ now comes toward the physical body from the other side. In the body that stands before us there, we have in concrete form what yesterday we thought of abstractly. What belongs to all mankind comes to the body that contains what, through another impulse, has brought the inner being of man to the highest ideal of individual strength, and will carry it to yet greater heights. I think when you consider all that has been said today, leading up as it does to a certain understanding of that great moment pictorially represented as the baptism by St. John, you will have to admit that our anthroposophical outlook takes nothing away from the sublime majesty of the Christ-Idea. On the contrary, by shedding the light of understanding upon it much is added to all that can be given -to mankind exoterically. Today I have endeavored to present the matter in such a way as to give it sense and meaning for those who can consider it with an open mind, in the light of external human history. That is not the way, however, by which this secret was found. Someone might ask, in view of the lectures about St. Luke's Gospel I delivered years ago in Basel, when for the first time I drew attention to the different genealogies of the two Jesus children, “Why did you not explain then all you have added to it now?” That depends on the whole way these things were discovered. Actually, this truth has never yet been found in one single and complete whole by the human understanding. It was not discovered in the form I have tried to convey it today. The truth itself was there first, as I indicated in a lecture a few days ago, and the rest followed of its own accord, adding itself to the main body of this piece of knowledge about the two Jesus-children. From this you may gather that in the Anthroposophical Movement for which I am permitted to stand before you, there is nothing of the nature of intellectual or logical construction. I do not mean to lay this down as a general rule for everybody, but I do regard it as my own personal task to say nothing that is given by the intellect as such but to take things in the way they are directly and immediately given to occult vision. Only afterward are they permeated with the power of understanding, The truth about the two Jesus-children was not discovered by external historical research, but from the beginning it was an occult fact. Afterward the connection with the Krishna mystery was revealed. You see in this how the science of man will have to work into the occult realm in the age we are entering; how the fundamental impulses of earthly evolution will gradually be understood and realized by individual persons, and how this will throw more and more light on all that has happened in the past. True science will not only speak to the intellect, but will fill the whole soul of man. It is just when we make ourselves acquainted with occult facts that we have a feeling for the real majesty, the greatness and wonder of these facts. Truly, the more deeply we penetrate the world of reality the more we have this feeling of wonder. Not only our intellect and reason but our whole soul is illumined when we let the truth come to us in this way. Especially at such a point as this, that wondrous event when the whole inwardness of humanity lived in a human body; when a soul that had developed upward to this point through the whole course of earthly life took possession of this body; then from outside there came into this body during three years of its life something that was vouchsafed to all mankind from the great universe beyond. Truly this can stir our souls to their depths. The spiritual age that is dawning will in time make it possible to deepen points like this still more. One thing is essential to the coming spiritual age. We must learn to take a different attitude toward the great riddles and secrets of the cosmos, to approach them not as in the past with reason and intellect alone, but with all the faculties of our soul. Then we shall ourselves become partakers in the whole of human evolution. It will be for us like a fountain of sublime, all-human consciousness. We shall have fullness of soul. We shall feel that we may belong to that humanity that over all the earth is to develop such impulses as have been the subject of our thoughts today. |
146. The Occult Significance of the Bhagavad Gita: Lecture VIII
04 Jun 1913, Helsinki Translated by George Adams, Mary Adams Rudolf Steiner |
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Neither the contemporaries nor those who followed developed a really penetrating understanding of this poem. In the time between then and now there were only a few who really understood it. |
We do not perceive what the animal actually lives and experiences. What man with his science today can understand about the animal kingdom is a tamas-understanding. We may add something further. |
One may say effects of light and of clairvoyance in general fall under the concept of sattwa. Under the same concept we must also place, for example, goodness, kindness, loving behavior by man. |
146. The Occult Significance of the Bhagavad Gita: Lecture VIII
04 Jun 1913, Helsinki Translated by George Adams, Mary Adams Rudolf Steiner |
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For we want to approach such a creation as the sublime Bhagavad Gita with full understanding it is necessary for us to attune our souls to it, so to say; bring them into that manner of thought and feeling that really lies at the basis of such a work. This is especially true for people who, through their situation and circumstances, are as far removed from this great poem as are the people of the West. It is natural for us to make a contemporary work our own without much difficulty. It is also natural that those who belong to a certain nation should always have an immediate feeling for a work that has sprung directly out of the substance of that nation, even though it might belong to a previous age. The population of the West (not those of southern Asia), however, is altogether remote in sentiment and feeling from the Bhagavad Gita. If we would approach it then with understanding we must prepare ourselves for the very different mood of soul, the different spirit that pervades it. Such appalling misunderstandings can arise when people imagine they can approach this poem without first working on their own souls. A creation coming over to us from a strange race, from the ninth or tenth century before the foundation of Christianity, cannot be understood as directly by the people of the West as, say, the Kalevala by the Finnish people, or the Homeric poems by the Greeks. If we would enter into the matter further we must once more bring together different materials that can show us the way to enter into the spirit of this wonderful poem. Here I would above all draw attention to one thing. The summits of spiritual life have at all times been concealed from the wide plain of human intelligence. So it has remained, in a certain sense, right up to our present age. It is true that one of the characteristics of our age, which is only now dawning and which we have somewhat described, will be that certain things hitherto kept secret and really known to but very few will be spread abroad into large circles. That is the reason why you are present here, because our movement is the beginning of this spreading abroad of facts that until now have remained secret from the masses. Perhaps some subconscious reason that brought you to the anthroposophical view of the world and into this spiritual movement came precisely from the feeling that certain secrets must today be poured out into all people. Until our time, however, these facts remained secret not because they were deliberately kept so, but because it lay in the natural course of man's development that they had to remain secret. It is said that the secrets of the old Mysteries were protected from the profane by certain definite, strictly observed rules. Far more than by rule, these secrets were protected by a fundamental characteristic of mankind in olden times, namely, that they simply could not have understood these secrets. This fact was a much more powerful protection than any external rule could be. This has been, for certain facts, especially the case during the materialistic age. What I am about to say is extreme heresy from the point of view of our time. For example, there is nothing better protected in the regions of Central Europe than Fichte's philosophy. Not that it is kept secret, for his teachings are printed and are read. But they are not understood. They remain secrets. In this way much that will have to enter the general development of mankind will remain occult knowledge though it is published and revealed in the light of day. Not only in this sense but in a rather different one too, there is a peculiarity of human evolution that is important concerning those ideas we must have in order to understand the Bhagavad Gita. Everything we may call the mood, the mode of feeling, the mental habit of ancient India from which the Gita sprang, was also in its full spirituality accessible to the understanding of only a few. What one age has produced by the activity of a few, remains secret in regard to its real depth, even afterward when it passes over and becomes the property of a whole people. Again, this is a peculiar trait in the evolution of man, which is full of wisdom though it may at first seem paradoxical. Even for the contemporaries of the Bhagavad Gita and for their followers, for the whole race to which this summit of spiritual achievement belongs, and for its posterity, its teaching remained a secret. The people who came later did not know the real depth of this spiritual current. It is true that in the centuries following there grew up a certain religious belief in its teachings, combined with great fervor of feeling, but with this there was no deepening of perception. Neither the contemporaries nor those who followed developed a really penetrating understanding of this poem. In the time between then and now there were only a few who really understood it. Thus it comes about that in the judgment of posterity what was once present as a strong and special spiritual movement is greatly distorted and falsified. As a rule we cannot find the way to come near to an understanding of some reality by studying the judgments of the descendants of the race that produced it. So, in the deep sentiments and feelings of the people of India today we will not find real understanding for the spiritual tendency that in the deepest sense permeates the Bhagavad Gita. We will find enthusiasm, strong feeling and fervent belief in abundance, but not a deep perception of its meaning. This is especially true of the age just passed, from the fourteenth and fifteenth to the nineteenth century. As a matter of fact, it is most especially true for the people who confess that religion. There is one anecdote that like many others reveals a deep truth—how a great European thinker said on his deathbed, “Only one person understood me, and he misunderstood me.” It can also be said of this age that has just run its course, that it contained some spiritual substance that represents a great height of achievement but in the widest circles has remained unknown as to its real nature, even to its contemporaries. Here is something to which I would like to draw your attention. Without doubt, among the present people of the East, and of India, some exceptionally clever people can be found. By the whole configuration of their mind and soul, however, they are already far from understanding those feelings poured out in the Bhagavad Gita. Consider how these people receive from Western civilization a way of thought that does not reach to the depths but is merely superficial understanding. This has a twofold result. For one, it is easy for the Eastern peoples, particularly for the descendants of the Bhagavad Gita people, to develop something that may easily make them feel how far behind a superficial Western culture is in relation to what has already been given by their great poem. In effect they still have more ways of approach to the meaning of that poem than to the deeper contents of Western spiritual and intellectual life. Then there are others in India who would gladly be ready to receive such spiritual substance as is contained, let us say, in the works of Solovieff, Hegel and Fichte, to mention a few of many spiritualized thinkers. Many Indian thinkers would like to make these ideas their own. I once experienced something of this kind. At the beginning of our founding of the German Section in our movement an Indian thinker sent me a dissertation. He sent it to many other Europeans besides. In this he tried to combine what Indian philosophy can give, with important European concepts, such as might be gained in real truth—so he implied—if one entered deeply into Hegel and Fichte. In spite of the person's honest effort the whole essay was of no use whatever. I do not mean to say anything against it, rather I would praise his effort, but the fact is, what this man produced could only appear utter dilettantism to anyone who had access to the real concepts of Fichte and Hegel. There was nothing to be done with the whole thing. Here we have a person who honestly endeavors to penetrate a later spiritual stream altogether different from his own point of view, but he cannot get through the hindrances that time and evolution put in his way. Nevertheless, when he attempts to penetrate them, untrue and impossible stuff is the result. Later I heard a lecture by another person, who does not know what European spiritual evolution really is, and what its depths contain. He lectured in support of the same Indian thinker. He was a European who had learned the arguments of the Indian thinker and was bringing them forward as spiritual wisdom before his followers. They too of course were ignorant of the fact that they were listening to something which rested on a wrong kind of intellectual basis. For one who could look keenly into what the European gave out, it was simply terrible. If you will forgive the expression, it was enough to give one the creeps. It was one misunderstanding grafted onto another misunderstanding. So difficult is it to comprehend all that the human soul can produce. We must make it our ideal to truly understand all the masterpieces of the human spirit. If we feel this ideal through and through and consider what has just been said, we shall gain a ray of light to show us how difficult of access the Bhagavad Gita really is. Also, we shall realize how untold misunderstandings are possible, and how harmful they can be. We in the West can well understand how the people of the East can look up to the old creative spirits of earlier times, whose activity flows through the Vedantic philosophy and permeates the Sankhya philosophy with its deep meaning. We can understand how the Eastern man looks up with reverence to that climax of spiritual achievement that appears in Shankaracharya seven or eight centuries after the foundation of Christianity. All this we can realize, but we must think of it in another way also if we want to attain a really deep understanding. To do so we must set up something as a kind of hypothesis, for it has not yet been realized in evolution. Let us imagine that those who were the creators of that sublime spirituality that permeates the Vedas, the Vedantic literature, and the philosophy of Shankaracharya, were to appear again in our time with the same spiritual faculty, the same keenness of perception they had when they were in the world in that ancient epoch. They would have come in touch with spiritual creations like those of Solovieff, Hegel, and Fichte. What would they have said? We are supposing it does not concern us what the adherents of those ancient philosophies say, but what those spirits themselves would say. I am aware that I am going to say something paradoxical, but we must think of what Schopenhauer once said. “There is no getting away from it, it is the sad fate of truth that it must always become paradoxical in the world. Truth is not able to sit on the throne of error, therefore it sits on the throne of time, and appeals to the guardian angel of time. So great, however, is the spread of that angel's mighty wings that the individual dies within a single beat.” So we must not shrink from the fact that truth must needs appear paradoxical. The following does also, but it is true. If the poets of the Vedas, the founders of Sankhya philosophy, even Shankaracharya himself, had come again in the nineteenth century and had seen the creations of Solovieff, Hegel and Fichte, all those great men would have said, “What we were striving for back in that era, what we hoped our gift of spiritual vision would reveal to us, these three men have achieved by the very quality and tenor of their minds. We thought we must rise into heights of clairvoyant vision, then on these heights there would appear before us what permeates the souls of these nineteenth century men quite naturally, almost as a matter of course!” This sounds paradoxical to those Western people who in childlike unconsciousness look to the people of the East, comparing themselves with them, and all the while quite misunderstanding what the West actually contains. A peculiarly grotesque picture. We imagine those founders of Indian philosophy looking up fervently to Fichte and other Western thinkers; and along with them we see a number of people today who do not value the spiritual substance of Europe but grovel in the dust before Shankaracharya and those before him while they themselves are not concerned with the achievements of such as Hegel, Fichte and Solovieff. Why is this so? Only by such an hypothesis can we understand all the facts history presents to us. We shall understand this if we look up into those times from which the spiritual substance of the Bhagavad Gita flowed. Let us imagine the man of that period somewhat as follows. What appears to a person today in varied ways in his dream-consciousness—the pictorial imagination of dream-life—was in that ancient time the normal content of man's soul, his everyday consciousness. His was a dreamlike, picture consciousness, by no means the same as it was in the Old Moon epoch but much more evolved. This was the condition out of which men's souls were passing on in the descending line of evolution. Still earlier was what we call sleep-consciousness, a state wholly closed to us today, from which a kind of inspiration, dream-like, came to men. It was the state closed to us today during our sleep. As dream-consciousness is for us, so was this sleep-consciousness for those ancient men. It found its way into their normal picture-consciousness much as dream-consciousness does for us, but more rarely. In another respect also it was somewhat different in those times. Our dream-consciousness today generally brings up recollections of our ordinary life. Then, when sleep-consciousness could still penetrate the higher worlds, it gave men recollections of those spiritual worlds. Then gradually this consciousness descended lower and lower. Anyone who at that time was striving as we do today in our occult education, aimed for something quite different. When we today go through our occult development we are aware that we have gone downhill to our everyday consciousness and are now striving upward. Those seekers were also striving upward, from their everyday dream-consciousness. What was it then that they attained? With all their pains it was something altogether different from what we are trying to attain. If someone had offered those men my book Knowledge of the Higher Worlds they would have had no use for it at all. What it contains would have been foolishness for that ancient time; it has sense only for mankind today. Then, everything those men did with their Yoga and the Sankhya was a striving toward a height that we have reached in the most profound works of our time, in those of the three European thinkers I have mentioned. They were striving to grasp the world in ideas and concepts. Therefore, one who really penetrates the matter finds no difference—apart from differences of time, mood, form, and quality of feeling—between our three thinkers and the Vedantic philosophy. At that time the Vedantic philosophy was that to which men were striving upward; today it has come down and is accessible to everyday consciousness. If we would describe the condition of our souls in this connection we may say to begin with that we have a sleep-consciousness that for us is closed but for the ancient people of India was still permeated by the light of spiritual vision. What we are now striving for lay hidden in the depths of the future for them. I mean what we call Imaginative Knowledge, fully conscious picture-consciousness, permeated by the sense of the ego; fully conscious Imagination as it is described in Knowledge of the Higher Worlds. So much for the technical point that should be inserted here. In these abstract technicalities lies something far more important, that if the man of today will only vigorously make use of the forces present in his soul, what the men of the Bhagavad Gita era strove for with all their might lies right at his hand. It really does, even if only for a Solovieff, a Fichte or a Hegel. There is something more. What today can be found right at hand was in those ancient times attained by application of all the keenness of vision of Sankhya, and the deep penetration of Yoga. It was attained by effort and pain, by sublime effort to lift the mind. Now imagine how different the situation is for a man who, for example, lives at the top of a mountain, has his house there and is continually enjoying the magnificent view, from that of a man who has never once seen the view but has to toil upward with trouble and pain from the valley. If you have the view every day you get accustomed to it. It is not in the concepts, in their content, that the achievements of Shankaracharya, of the Vedic poets, and of their successors are different from those of Hegel and Fichte. The difference lies in the fact that Shankaracharya's predecessors were striving upward from the valley to the summit; that it was their keenness of mind in Sankhya philosophy, their deepening of soul in Yoga, that led them there. It was in this work, this overcoming of the soul, that the experience lay. It is the experience, not the content of thought that is important here. This is the immensely significant thing, something from which we may in a certain sense derive comfort because the European does not value what we can find right at hand. Europeans prefer the form in which it meets them in Vedantic and Sankhya philosophies, because there, without knowing it, they value the great efforts that achieved it. That is the personal side of the matter. It makes a difference whether you find a certain content of thought here or there, or whether you attain it by the severest effort of the soul. It is the soul's work that gives a thing its life. This we must take into account. What was once attained alone by Shankaracharya and by the deep training of Yoga can be found today right at hand, even if only by men like those we have named. This is not a matter for abstract commentaries. We only need the power to transplant ourselves into the living feelings of that time. Then we begin to understand that the external expressions themselves, the outer forms of the ideas, were experienced quite differently by the men of that era from the way we can experience them. We must study those forms of expression that belong to the feeling, the mood, the mental habit of a human soul in the time of the Gita, who might live through what that great poem contains. We must study it not in an external philological sense, not in order to give academic commentaries, but to show how different is the whole configuration of feeling and idea in that poem from what we have now. Although the conceptual explanation of the world—which today, to use a graphic term, lies below and then lay above—though the content of thought is the same, the form of expression is different. Whoever would stop with the abstract contents of these thoughts may find them easy to understand, but whoever would work his way through to the real, living experience will not find it easy. It will cost him some pains to go this way again and feel with the ancient man of India because it was by this way that such concepts first arose as those that flowed out into the words sattwa, rajas, tamas. I do not attach importance to the ideal concepts these words imply in the Bhagavad Gita, but indeed we today are inclined to take them much too easily, thinking we understand them. What is it that actually lies in these words? Without a living sympathy with what was felt in them we cannot follow a single line of the poem with the right quality of feeling, particularly in its later sections. At a higher stage, our inability to feel our way into these concepts is something like trying to read a book in a language that is not understood. For such a person there would be no question of seeking out the meaning of concepts in commentaries. He would just set to work to learn the language. So here it is not a matter of interpreting and commenting on the words sattwa, rajas, tamas in an academic way. In them lies the feeling of the whole period of the Gita, something of immense significance because it led men to an understanding of the world and its phenomena. If we would describe the way they were led, we must first free ourselves from many things that are not to be found in such men as Solovieff, Hegel, and Fichte, yet lie in the widespread, fossilized thinking of the West. By sattwa, rajas, tamas is meant a certain kind of living one's way into the different conditions of universal life, in its most varied kingdoms. It would be abstract and wrong to interpret these words simply on the basis of the ancient Indian quality of thought and feeling. It is easier to take them in the true sense of the life of that time but to interpret them as much as possible through our own life. It is better to choose the external contour and coloring of these conceptions freely out of our own experience. Let us consider the way man experiences nature when he enters intelligently into the three kingdoms that surround him. His mode and quality of knowledge is different in the case of each. I am not trying to make you understand sattwa, rajas and tamas exhaustively. I only want to help you to come a little nearer to an idea of their meaning. When man today approaches the mineral kingdom he feels he can penetrate it and its laws with his thinking, can in a certain sense live together with it. This kind of understanding at the time of the Gita would have been called a sattwa understanding of the mineral kingdom. In the plant kingdom we always encounter an obstacle, namely, that with our present intelligence we cannot penetrate life. The ideal now is to investigate and analyze nature from a physical-chemical standpoint, and to comprehend it in this manner. In fact, some scientists spin their threads of thought so far as to imagine they have come nearer to the idea of life by producing external forms that imitate as closely as possible the appearance of the generative process. This is idle fantasy. In his pursuit of knowledge man does not penetrate the plant kingdom as far as he does the mineral. All he can do is to observe plant life. Now what one can only observe, not enter with intellectual understanding, is rajas-understanding. When we come to the animal kingdom, its form of consciousness escapes our everyday intelligence far more than does the life of a plant. We do not perceive what the animal actually lives and experiences. What man with his science today can understand about the animal kingdom is a tamas-understanding. We may add something further. We shall never reach an understanding beyond the limits of abstract concepts if we consider only the concepts of science regarding the activity of living beings. Sleep, for example, is not the same for man and animal. Simply to define sleep would be like defining a knife as the same thing whether used for shaving or cutting meat. If we would keep an open mind and approach the concepts of tamas, rajas and sattwa once more from a different aspect we can add something else taken from our present-day life. Man today nourishes himself with various substances, animal, plant, and mineral. These foods of course have different effects on his constitution. When he eats plants he permeates himself with sattwa conditions. When he tries to understand them they are for him a rajas condition. Nourishment from the assimilation of mineral substance—salts and the like—represents a condition of rajas; that brought about by eating meat represents tamas. Notice that we cannot keep the same order of sequence as if we were starting from an abstract definition. We have to keep our concepts mobile. I have not told you this to inspire horror in those who feel bound to eating meat. In a moment I shall mention another matter where the connection is again different. Let us imagine that a man is trying to assimilate the outer world, not through ordinary science but by that kind of clairvoyance that is legitimate for our age. Suppose that he now brings the facts and phenomena of the surrounding world into his clairvoyant consciousness. All this will call forth a certain condition in him, just as for ordinary understanding the three kingdoms of nature call forth conditions of sattwa, rajas and tamas. In effect what can enter the purest form of clairvoyant perception corresponding to purified clairvoyance, calls forth the condition of tamas. (I use the word “purified” not in the moral sense.) A man who would truly see spiritual facts objectively, with that clairvoyance that we can attain today, must by this activity bring about in himself the condition of tamas. Then when he returns into the ordinary world where he immediately forgets his clairvoyant knowledge, he feels that with his ordinary mode of knowledge he enters a new condition, a new relation to knowledge, namely, the sattwa condition. Thus, in our present age everyday knowledge is the sattwa condition. In the intermediate stage of belief, of faith that builds on authority, we are in the rajas condition. Knowledge in the higher worlds brings about the condition of tamas in the souls of men. Knowledge in our everyday environment is the condition of sattwa; while faith, religious belief resting on authority, brings about the condition of rajas. So you see, those whose constitution compels them to eat meat need not be horrified because meat puts them in a condition of tamas because the same condition is brought about by purified clairvoyance. It is that condition of an external thing when by some natural process it is most detached from the spiritual. If we call the spirit “light” then the tamas condition is devoid of light. It is “darkness.” So long as our organism is permeated by the spirit in the normal way we are in the sattwa condition, that of our ordinary perception of the external world. When we are asleep we are in tamas. We have to bring about this condition in sleep in order that our spirit may leave our body and enter the higher spirituality around us. If we would reach the higher worlds—and the Evangelist already tells us what man's darkness is—our human nature must be in the condition of tamas. Since man is in the condition of sattwa, not of tamas, which is darkness, the words of the Evangelist, “The light shineth in darkness and the darkness comprehendeth it not,” can be rendered somewhat as follows, “The higher light penetrated as far as man, but he was filled by a natural sattwa that he would not give up.” Thus the higher light could not find entrance because it can only shine in darkness. If we are seeking knowledge of such living concepts as sattwa, rajas, and tamas, we must get accustomed to not taking them in an absolute sense. They are always, so to say, turning this way and that. For a right concept of the world there is no absolute higher or lower, only in a relative sense. A European professor took objection to this. He translated sattwa as “goodness” and objected to another man who translated it as “light,” though he translated tamas as “darkness.” Such things truly express the source of all misunderstanding. When man is in the condition of tamas—whether by sleep or clairvoyant perception, to take only these two cases—then in effect he is in darkness as far as external man is concerned. So ancient Indian thought was right, yet it could not use a word like “light” in place of the word sattwa. Tamas may always be translated “darkness” but for the external world the sattwa condition could not always be simply interpreted as “light.” Suppose we are describing light. It is entirely correct to call the light colors—red, orange, yellow—in the sense of Sankhya philosophy the sattwa colors. In this sense too green must be called a rajas color; blue, indigo, violet, tamas colors. One may say effects of light and of clairvoyance in general fall under the concept of sattwa. Under the same concept we must also place, for example, goodness, kindness, loving behavior by man. It is true that light falls under the concept of sattwa, but this concept is broader; light is not really identical with it. Therefore it is wrong to translate sattwa as “light” though it is quite possible to translate tamas as “darkness.” Nor is it correct to say that “light” does not convey the idea of sattwa. The criticism that the professor made of a man who may have been well aware of this is also not quite justified, for the simple reason that if someone said, “Here is a lion,” nobody would attempt to correct him by saying, “No, here is a beast of prey.” Both are correct. This comparison hits the nail right on the head. As regards external appearance it is correct to associate sattwa with what is full of light, but it is wrong to say sattwa is only of light. It is a more general concept than light, just as beast of prey is more general than lion. A similar thing is not true of darkness for the reason that in tamas things that in rajas and sattwa are different and specific merge into something more general. After all, a lamb and a lion are two very different creatures. If I would describe them as to their sattwa characters—the form that the natural element of life and force and spirit takes in lambs and lions—I would describe them very differently. But if I would describe them in the condition of tamas the differences do not come into consideration because we have the tamas condition when the lamb or lion is simply lying lazily on the ground. In the sattwa condition lambs and lions are very different, but for cosmic understanding the indolence of both is after all one and the same. Our power of truly looking into such concepts must therefore adapt to much differentiation. As a matter of fact, these three concepts with the qualities of feeling in them are among the most illuminating things in the whole of Sankhya. In all that Krishna puts before Arjuna, when he presents himself as the founder of the age of self-consciousness, he has to speak in words altogether permeated by those shades of feeling derived from the concepts sattwa, rajas, and tamas. About these three concepts, and what at length leads to a climax in the Bhagavad Gita, we shall speak more fully in the last lecture of this course. |
146. The Occult Significance of the Bhagavad Gita: Lecture IX
05 Jun 1913, Helsinki Translated by George Adams, Mary Adams Rudolf Steiner |
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Many people are going about among us who have little understanding left of our environment. Therefore, it is just in our time that an understanding of the Christ Impulse must break in upon us. |
To understand the Christ means not merely to strive toward perfection, but to receive in oneself something expressed by St. |
The sacred obligation to truth will guide that movement that underlies this cycle of lectures. Whoever would go with us must do so under the conditions that have now become necessary. |
146. The Occult Significance of the Bhagavad Gita: Lecture IX
05 Jun 1913, Helsinki Translated by George Adams, Mary Adams Rudolf Steiner |
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The latter part of the Bhagavad Gita is permeated by feelings and shades of meaning saturated with ideas of sattwa, rajas and tamas. In these last chapters our whole mode of thinking and feeling must be attuned so as to understand what is said in the sense of those three conditions. In the last lecture I sought to give an idea of those important concepts by making use of present-day experiences. Certainly anyone who enters deeply into this poem must perceive that since the time when it arose those concepts have shifted to some extent. Nevertheless, it would not have been correct to describe them simply by verbal quotations from the poem because our mode of feeling is different from what is contained there and we are unable to make those very different feelings our own. If we tried to we would only be describing the unknown by the unknown. So in the Bhagavad Gita you will find with regard to food that the concepts we developed last time have shifted a little. What is true for man today about plant food was true for the ancient Indian of that food Krishna calls mild, gentle food. Whereas rajas food, which we described correctly for man today as mineral food (salt, for instance), would have been designated at that time as sour or sharp. For our constitution meat is essentially a tamas food, but the Indian meant by this something that could hardly be considered food at present, which gives us an idea of how different men were then. They called tamas food what had become rotten, had stood too long, and had a foul smell. For our present incarnation we could not properly call that tamas food because man's organism has changed, even as far as his physical body. Thus, in order to understand these feelings of sattwa, rajas and tamas, so fundamental in the Gita, it is well for us to apply them to our own conditions. Now if we would consider what sattwa really is, it is best to begin by taking the most striking conception of it. In our time the man who can give himself up to knowledge as penetrating as our present knowledge of the mineral kingdom is a sattwa man. For the Indian he was not one who had such knowledge, but was one who went through the world with intelligent understanding as we would say, with heart and head in the right place. A man who takes without prejudice and bias the phenomena the world offers. A man who always perceives the world with sympathy and conceives it with intelligence; who receives the light of ideas, of feelings and sentiments streaming out from all the beauty and loveliness of the world; who avoids all that is ugly, developing himself rightly. He who does all this in the physical world is a sattwa man. In the inorganic world a sattwa impression is that of a surface not too brilliant, illuminated in such a way that its details of color can be seen in their right lustre yet bright also. A rajas impression is one where a man is in a certain way prevented by his own emotions, his impulses and reactions, or by the thing itself, from fully penetrating what lies around him, so that he does not give himself up to it but meets it with what he himself is. For example, he becomes acquainted with the plant kingdom. He can admire it, but he brings his own emotions to bear on it and therefore cannot penetrate it to its depths. Tamas is where a man is altogether given up to his bodily life, so that he is blunt and apathetic toward his environment, as we are toward a consciousness different from our own. While we dwell on the physical plane we know nothing of the consciousness of a dog or a horse, not even of another human being. In this respect man, as a rule, is blunt and dull. He withdraws into his own bodily life. He lives in impressions of tamas. But man must gradually become apathetic to the physical world in order to have access to the spiritual worlds in clairvoyance. In this way we can best read the ideas of sattwa, rajas, and tamas. In external nature a rajas impression would be that of a moderately bright surface, say of green, a uniform green shade; a dark-colored surface would represent a tamas impression. Where man looks out into the darkness of universal space, when the beautiful spectacle of the free heavens appears to him, the impression he gains is none other than that blue color that is almost a tamas color. If we saturate ourselves with the feeling these ideas give we can apply them to everything that surrounds us. These ideas are really comprehensive. For the ancient Indian, to know well about this threefold nature of his surroundings meant not only a certain understanding of the outer world, it also meant bringing to life his own inner being. He felt it somewhat as follows. Imagine a primitive country man who sees the glory of nature around him—the early morning sky, the sun and stars, everything he can see. He does not think about it however. He does not build up concepts and ideas about the world but just lives on in utmost harmony with it. If he begins to feel himself an individual person, distinguishing his soul from his environment, he has to do so by learning to understand his surroundings through ideas about them. To set up one's environment objectively before one is always a certain way of grasping the reality of one's own being. The Indian of the time of the Bhagavad Gita said, “So long as one does not penetrate and perceive the sattwa, rajas, and tamas conditions in one's environment, one continues merely to live in it. A person is not yet there, independently in his own being, but is bound up with his surroundings. However, when the world about him becomes so objective that one can pursue it everywhere with the awareness that this is a sattwa condition, this a rajas, that a tamas, then one becomes more and more free of the world, more independent in himself.” This therefore is one way of bringing about consciousness of self. At bottom this is Krishna's concern—to free Arjuna's soul from all those things that surround him and are characteristic of the time in which he lives. So Krishna explains, “Behold all the life there on the bloody field of battle where brothers confront brothers, with all that thou feelest thyself bound to, dissolved in, a part of. Learn to know that all that is there outside you runs its course in conditions of sattwa, rajas and tamas. Then wilt thou contrast thyself with it; know that in thine own highest self thou dost not belong to it, and wilt experience thy separate being within thyself, the spirit in thee.” Here we have another of the beautiful elements in the dramatic composition of the Bhagavad Gita. At first we are gradually made acquainted with its ideas as abstract concepts, but afterward these become more and more vivid. The concepts of sattwa, rajas, and tamas take on living shape and form in the most varied spheres of life. Then at length the separation of Arjuna's soul from it all is accomplished, so to say, before our spiritual gaze. Krishna explains to him how we must free ourselves from all that is bound up with these three conditions, from that in which men are ordinarily interwoven. There are sattwa men who are so bound up with existence as to be attached to all the happiness and joy they can draw from their environment. They speed through the world, drinking in their blissfulness from all that can give it to them. Rajas men are diligent, men of action; but they act because actions have such and such consequences to which they are attached. They depend on the joy of action, on the impression action makes upon them. Tamas men are attached to laziness, they want to be comfortable. They really do not want to act at all. Thus are men to be distinguished. Those whose souls and spirits are bound into external conditions belong to one or other of these three groups. “But thine eyes shall see the daybreak of the age of self-consciousness. Thou shalt learn to hold thy soul apart. Thou shalt be neither sattwa, rajas nor tamas man.” Thus is Krishna the great educator of the human ego. He shows its separation from its environment. He explains soul activities according to how they partake of sattwa, rajas or tamas. If a man raises his belief to the divine creators of the world he is a sattwa man. Just in that time of the Gita, however, there were men who in a certain sense knew nothing of the Divine Beings guiding the universe. They were completely attached to the so-called nature spirits, those behind the immediate beings of nature. Such men are rajas men. The tamas men are those who in viewing the world get only so far as what we may call the ghost-like, which in its spiritual nature is nearest to the material. So, in regard to religious feeling also these three groups may be distinguished. If we wished to apply these concepts to religious feeling in our time we should say (but without flattery) that those who strive after anthroposophy are sattwa men; those attached to external faith are rajas men; those who, in a material or spiritual sense, will only believe in what has bodily shape and form—the materialists and spiritualists—are the tamas men. The spiritualist does not ask for spiritual beings in whom he may believe; he is quite prepared to believe in them, but he does not want to lift himself up to them. He wants them to come down to him. They must rap, because he can hear rapping with physical ears. They must appear in clouds of light because such are visible to his eyes. Such are tamas men in a certain conscious sense, and quite in the sense too of the tamas men of Krishna's time. There are also unconscious tamas men; the materialistic thinkers of our time who deny all that is spiritual. When materialists meet in conference today they persuade themselves that they adhere to materialism on logical grounds, but this is an illusion. Materialists are people who remain so not on the basis of logic but for fear of the spiritual. They deny the spirit because they are afraid of it. They are in effect compelled to deny it by the logic of their own unconscious soul, which does indeed penetrate to the door of the spiritual but cannot pass through. One who can see reality can see in a materialistic congress how each person in the depths of his soul is afraid of the spirit. Materialism is not logic, it is cowardice before the spiritual. All its arguments are nothing but an opiate to damp down this fear. Actually, Ahriman—the giver of fear—has every materialist by the neck. This is a grotesque but an austere and fundamental truth that one may recognize if one goes into any materialistic meeting. Why is such a meeting called? The illusion is that people there discuss views of the universe, but in reality it is a meeting to conjure up the devil Ahriman, to beckon him into their chambers. Krishna, then, indicates to Arjuna how the different religious beliefs may be classified, and he also speaks to him of the different ways men may approach the Gods in actual prayer. In all cases the temper of man's soul can be described in terms of these three conditions. Sattwa, rajas, and tamas men are different in the way they relate to their Gods. Tamas men are such as priests, but whose priesthood depends on a kind of habit. They have their office but no living connection with the spiritual world. So they repeat Aum, Aum, Aum, which proceeds from the dullness, the tamas condition of their spirit. They pour forth their subjective nature in the Aum. Rajas men look out on the surrounding world and begin to feel that it has something in it akin to themselves, that it is related to them and therefore worthy to be worshipped. They are the men of “Tat” who worship the “That,” the Cosmos, as being akin to themselves. Sattwa men perceive that what lives within us is one with all that surrounds us in the universe outside. In their prayer they have a sense for “Sat,” the All-being, the unity without and within, unity of the objective and the subjective. Krishna says that he who would truly become free in his soul, who does not wish to be merely a sattwa, rajas or tamas man in any one respect or another, must attain to a transformation of these conditions in himself so that he wears them like a garment, while in his real self he grows out beyond them. This is the impulse that Krishna as the creator of self-consciousness must give. Thus he stands before Arjuna and teaches him to “Look upon all the conditions of the world, with all that is to man highest and deepest, but free thyself from the highest and deepest of the three conditions and in thine own self become as one who lays hold of himself. Learn and know that thou canst live without feeling thyself bound up with rajas, or tamas, or sattwa.” One had to learn this at that time because it was the beginning of the dawn in self-liberation, but here again, what then required the greatest effort can today be found right at hand. This is the tragedy of present life. There are too many today who stand in the world and burrow down into their own soul, finding no connection with the outer world; who in their feelings and all their inner experiences are lonely souls. They neither feel themselves bound up with the conditions of sattwa, rajas or tamas, nor are they free from them, but are cast out into the world like an endlessly, aimlessly revolving wheel. Such men who live only in themselves and cannot understand the world, who are unhappy because in their soul-life they are separated from all external existence—these represent the shadow side of the fruit that it was Krishna's task to develop in Arjuna and in all his contemporaries and successors. What had to be Arjuna's highest endeavor has become the greatest suffering for many men today. Thus do successive ages change. Today we must say that we are at the end of the age that began with the time of the Bhagavad Gita. This may penetrate our feelings with deep significance. It may also tell us that just as in that ancient time those seeking self-consciousness had to hear what Krishna told Arjuna, those seeking their soul's salvation today, in whom self-consciousness is developed to a morbid degree, these too should listen. They should listen to what can lead them once more to an understanding of the three external conditions. What can do this? Let us put forward some more preliminary ideas before we set out to answer this question. Let us ask again, what is it that Krishna really wants for Arjuna, whose relation to external conditions was a right one for his time? What is it that he says with divine simplicity and naïveté? He reveals what he wishes to be even to our present time. We have described how a kind of picture-consciousness, a living imagery, lighted up man's soul; how there was hovering above it, so to say, what today is self-consciousness, which men at that time had to strive for with all their might but which today is right at hand. Try to live into the soul condition of that time before Krishna introduced the new age. The world around men did not call forth clear concepts and ideas, but pictures like those of our dreams today. Thus the lowest region of soul-life was a picture-like consciousness, and this was illumined from the higher region—of sleep consciousness—through inspiration. In this way they could rise to still higher conditions. This ascent was called “entering into Brahma.” To ask a soul today, living in Western lands, to enter into Brahma would be a senseless anachronism. It would be like requiring a man who is halfway up a mountain to reach the top by the same way as one still down in the valley. With equal right could one ask a Western soul today to do Eastern exercises and “enter into Brahma” because this presupposes that a man is at the stage of picture consciousness, which as a matter of fact certain Easterners still are. What the men of the Gita age found in rising into Brahma, the Western man already has in his concepts and ideas. This is really true, that Shankaracharya would today introduce the ideas of Solovieff, Hegel and Fichte to his revering disciples as the first stage of rising into Brahma. It is not the content, however, it is the pains of the way, that are important. Krishna indicates a main characteristic of this rising into Brahma, by which we have a beautiful characterization of Krishna himself. At that time the constitution of the soul was all passive. The world of pictures came to you, you gave yourself up to these flowing pictures. Compare this with the altogether different nature of our everyday world. Devotion, giving ourselves up to things, does not help us to understand them, even though there are many who do not wish to advance to what must necessarily take place in our time. Nevertheless, for our age we have to exert ourselves, to be alive and active, in order to get ideas and concepts of our surrounding world. Herein lies all the trouble in our education. We have to educate children so that their minds are awake when their concepts of the surrounding world are being formed. Today the soul must be more active than it was in the age before the origin of the Bhagavad Gita. We can put it so:
What then must Krishna say when he wishes to introduce that new age in which the active way of gaining an understanding of the universe is gradually to begin? He must say, “I have to come; I have to give thee the ego-man, a gift that shall impel thee to activity.” If it had all remained passive as before—a being interwoven with the world, devoted to the world—the new age would never have begun. Everything connected with the entry of the soul into the spiritual world before the time of the Gita, Krishna calls devotion. “All is devotion to Brahma.” This he compares to the feminine in man; while what is the self in man, the active working element that is to create self-consciousness, that pushes up from within as the generator of the self-consciousness that is to come, Krishna calls the masculine in man. What man can attain in Brahma must be fertilized by Krishna. So his teaching to Arjuna is, “All men until now were Brahma-men. Brahma is all that is spread out as the mother-womb of the whole world. But I am the father, who came into the world to fertilize the maternal womb.” Thus the consciousness of self is created, which is to work on all men. This is indicated as clearly as possible. Krishna and Brahma are related to each other as father and mother in the world. Together they produce the self-consciousness man must have in the further course of his evolution—the self-consciousness that makes it possible for him to become ever more perfect as an individual being. The Krishna faith has altogether to do with the single man, the individual person. To follow his teaching exclusively means to strive for the perfection of oneself as an individual. This can be achieved only by liberating the self; loosening it from all that adheres to external conditions. Fix your attention on this backbone of Krishna's teaching, how it directs man to put aside all externals, to become free from the life that takes its course in continually changing conditions of every kind; to comprehend oneself in the self alone, that it may be borne ever onward to higher perfection. See how this perfection depends on man's leaving behind him all the external configuration of things, casting off the whole of outer life like a shell, becoming free and ever more inwardly alive in himself. Man tearing himself away from his environment, no longer asking what goes on in external processes of perfection but asking how shall he perfect himself. This is the teaching of Krishna. Krishna—that is, the spirit who worked through Krishna—appeared again in the Jesus child of the Nathan line of the House of David, described in St. Luke's Gospel. Thus, fundamentally, this child embodied the impulse, all the forces that tend to make man independent and loosen him from external reality. What was the intention of this soul that did not enter human evolution but worked in Krishna and again in this Jesus child? At a far distant time this soul had had to go through the experience of remaining outside human evolution because the antagonist Lucifer had come; he who said, “Your eyes will be opened and you will distinguish good and evil, and be as God.” In the ancient Indian sense Lucifer said to man, “You will be as the Gods, and will have power to find the sattwa, rajas and tamas conditions in the world.” Lucifer directed man's attention to the outer world. By his instigation man had to learn to know the external, and therefore had to go through the long course of evolution down to the time of Christ. Then he came who was once withdrawn from Lucifer; came in Krishna and later in the Luke Jesus child. In two stages he gave that teaching that from another side was to be the antithesis of the teaching of Lucifer in Paradise. “He wanted to open your eyes to the conditions of sattwa, rajas, and tamas. Shut your eyes to these conditions and you will find yourselves as men, as self-conscious human beings.” Thus does the Imagination appear before us. On the one side the Imagination of Paradise, where Lucifer opens man's eyes to the three conditions in the external world, when for a while the Opponent of Lucifer withdraws. Then men go through their evolution and reach the point where in two stages another teaching is given them, of self-consciousness, which bids them close their eyes to the three external conditions. Both teachings are one-sided. If the Krishna-Jesus influence alone had continued, one one-sidedness would have been added to another. Man would have taken leave of all that surrounds him, would have lost all interest in external evolution. Each person would only have sought his own perfection. Striving for perfection is right; but such striving bought at the price of a lack of interest in the whole of humanity is one-sided, even as the Luciferic influence was one-sided. Hence the all-embracing Christ Impulse entered the higher synthesis of the two one-sided tendencies. In the personality of the St. Luke Jesus child Himself the Christ Impulse lived for three years; the Christ who came to mankind to bring together these two extremes. Through each of them mankind would have fallen into weakness and sin. Through Lucifer humanity would have been condemned to live one-sidedly in the external conditions of sattwa, rajas and tamas. Through Krishna they were to be educated for the other extreme, to close their eyes and seek only their own perfection. Christ took the sin upon Himself. He gave to men what reconciles the two one-sided tendencies. He took upon Himself the sin of self-consciousness that would close its eyes to the world outside. He took upon Himself the sin of Krishna, and of all who would commit his sin, and He took upon Himself the sin of Lucifer and of all who would commit the sin of fixing their attention on externalities. By taking both extremes upon Himself he makes it possible for humanity by degrees to find a harmony between the inner and the outer world because in that harmony alone man's salvation is to be found. An evolution that has once begun, however, cannot end suddenly. The urge to self-consciousness that began with Krishna went on and on, increasing and intensifying self-consciousness more and more, bringing about estrangement from the outer world. In our time too this course is tending to continue. At the time when the Krishna impulse was received by the Luke Jesus child mankind was in the midst of this development, this increase of self-consciousness and estrangement from the outer world. It was this that was brought home to the men who received the baptism of John in the Jordan, so that they understood the Baptist when he said to them, “Change your disposition; walk no longer in the path of Krishna”—though he did not use this word. The path on which mankind had then entered we may call the Jesus-path if we would speak in an occult sense. In effect, the pursuit of this Jesus-path alone went on and on through the following centuries. In many respects human civilization in the centuries following the foundation of Christianity was only related to Jesus, not to the Christ Who lived in Jesus for the three years from the baptism by John until the Mystery of Golgotha. Every line of evolution, however, works its way onward up to a certain tension. In the course of time this longing for individual perfection was driven to such a pitch that men were in a certain sense brought more and more into the tragedy of estrangement from the divine in nature, from the outer world. Today we are experiencing this in many ways. Many people are going about among us who have little understanding left of our environment. Therefore, it is just in our time that an understanding of the Christ Impulse must break in upon us. The Christ-path must be added to the Jesus-path. The path of one-sided striving for perfection has become too strong. It has gone so far that in many respects men are so remote from their surroundings that certain movements, when they arise, over-reach themselves immediately, and the longing for the opposite is awakened. Many human souls now feel how little they can escape from this enhanced self-consciousness, and this creates an impulse to know the divinity of the outer world. It is such souls as these who in our time will seek the understanding of the Christ Impulse that is opened up by true anthroposophy; the force that does not merely strive for the one-sided perfection of the individual soul but belongs to the whole progress of humanity. To understand the Christ means not merely to strive toward perfection, but to receive in oneself something expressed by St. Paul, “Not I, but Christ in me.” “I” is the Krishna word. “Not I, but Christ in me,” is the Christian word. So we see how every spiritual movement in history has in a certain sphere its justification. No one must imagine that the Krishna impulse could have been dispensed with. No one should ever think either that one human spiritual movement is fully justified in its one-sidedness. The two extremes—the Luciferic and the Krishna impulses—had to find their higher unity in the mission of the Christ. He who would understand in the true anthroposophic sense the impulse necessary for the further evolution of mankind, must realize how anthroposophy has to become a means of shedding light on all religions. He must learn to see how the different streams in evolution all flow into the one main current of development. It would be a dilettante way of beginning to do this if one tried to find again in the Krishna stream what can be found in the stream of Christianity. Only when we regard the matter in this way do we understand what it means to seek a unity in all religions. There is, however, another way of doing so. One may repeat over and over, “In all religions the same fundamental essence is contained.” In effect, the same essence is contained in the root of a plant, in the stem, leaves, flowers, the pollen, and the fruit. That is true, but it is an abstract truth. It is no more profound than if one were to say, “Why make any distinctions? Salt, pepper, vinegar, and milk all have their place on the table; all are one, for all are substance.” Here you can tell how futile such a way of thought can be, but you do not notice it so easily when it comes to comparing religions. It will not do to compare the Chinese, Brahmin, Krishnan, Buddhist, Persian, Moslem, and Christian faiths in this abstract way, saying, “Look, everywhere we find the same principles. In each case there is a Savior.” Abstractions can indeed be found in countless places and in countless ways, but this is a dilettante method because it leads to nothing. One may form societies to pursue the study of all religions, and do so in the same sense as saying pepper, salt, etc. are one because they are all substance. That has no importance. What is important is to regard things as they really are. To the way of looking at things that goes so far in occult dilettantism as to keep on declaiming the equality of all religions, it is one and the same whether what lived in the Christ is the pivot of the whole of evolution or whether it can be found in the first man you meet in the street. For one who wishes to guide his life by truth it is an atrocity to associate the impulse in the world's history that is bound up with the Mystery of Golgotha and for which the name Christ has been preserved—to associate that impulse with any other impulse in history, because in truth it is the central point of the whole of earthly evolution. In these lectures I have tried by means of a particular instance to indicate how present-day occultism must try to throw light on the different spiritual movements that have appeared in the course of human history. Though each has its right and proper point of contact, one must distinguish between them as between the stem of a plant and the green leaf, and the green leaf from the colored petal, though all together form a unity. If one tries with this truly modern occultism to penetrate with one's soul into what has flowed into humanity in diverse currents, one recognizes how the different religious faiths lose nothing of their greatness and majesty. How sublime was the greatness that appeared to us in the figure of Krishna even when we simply tried to get a definite view of his place in evolution. All such lines of thought as we can give only in outline are indeed imperfect enough, and you may be assured that no one is more aware of their imperfection than the present speaker. But the endeavor has been to show in what spirit a true consideration of the spiritual movement toward individuality in mankind must be carried out. I purposely tried to derive our thoughts from a spiritual creation remote from us, the Bhagavad Gita, to show how Western minds can perceive and feel what they owe to Krishna; what he, through the continued working of his impulse, still signifies for their own upward striving. However, the spiritual movement we here represent necessarily demands that we enter concretely, and with real love, into the special nature of every current in man's spiritual history. This is a bit inconvenient because it brings us all too near to the humble thought of how little after all we really penetrate into their depths. Another idea follows upon this, that we must go on striving further and ever further. Both of these ideas are inconvenient. It is the sad fate of that movement we call anthroposophy, that it produces inconvenient results for many souls. It requires that we actively lay hold of the definite, separate facts of the world's development. At the same time it requires each of us to say earnestly to himself, “I can indeed reach something higher, and I will. Always it is only a certain stage and standpoint that I have attained. I must forever go on striving—on—and on—without end.” Thus, all along it has been not quite comfortable to belong to that spiritual movement that by our efforts is endeavoring to take its place in what is called the Theosophical Movement.1 It has not been easy, because we demand that people shall learn to strive ever more deeply to penetrate the sacred mysteries. We could not supply you with anything so easy as introducing some person's son or even daughter, saying, “You need only wait, the Savior of mankind will appear physically embodied in this boy or girl.” We could not do this because we must be true. Yet, one who perceives what is happening cannot but regard these latest proceedings as the final grotesque outcome of the dilettante comparison of religions that can also be put forward so easily, and that continually repeats what should be taken as a matter of course, the tritest of all sayings, “All religions contain the same essence.” The last weeks and months have shown—and my speaking here on this significant subject has shown it again—that a circle of people can be found at the present time who are ready to seek spiritual truths. We have no other concern than to put these truths forward, though many, or even everyone, may leave us. If so, it will make no difference in the way the spiritual truths are here proclaimed. The sacred obligation to truth will guide that movement that underlies this cycle of lectures. Whoever would go with us must do so under the conditions that have now become necessary. It is certainly more convenient to proceed otherwise, not entering into another side of the matter as we do by pointing out the reality in all things. But that also is part of our obligation to truth. It is simpler to inform people of the equality and unity of religions, or tell them they are to wait for the incarnation of a Savior who is predestined, whom they are to recognize not by themselves but on someone's authority. Human souls today will themselves have to decide how far a spiritual movement can be carried on and upheld by pure devotion to the ideal of truthfulness. In our time it had to come to that sharp cleavage, whose climax was reached when those who had no other desire than to set forth what is true and genuine in evolution, were described as Jesuits. This was a convenient way of separating, but the external evidence was the work of objective falsehood. This cycle of lectures may once more have shown you that we have been working out of no one-sided tendency, since it comprises the present, the past, and the primal past, in order to reveal the unique, fundamental impulse of human evolution. So I too may say that it fills me with the deepest satisfaction to have been able to give these lectures here before you. This shows me there is hope because there are souls here who have the impulse, the urge toward that which works also in the super-sensible with nothing but simple, honest truthfulness. I was forced to add this final word to these lectures, for it is necessary in view of all that has happened to us in the course of time down to the point of being excluded from the Theosophical Society. Considering all we have suffered, and all that is now being falsely asserted in numerous pamphlets, it was necessary to say something, although a discussion of these matters is always painful to me. Those who desire to work with us must know that we have taken for our banner the humble, yet unconditional, honest, striving for truth; striving ever upward into the higher worlds.
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147. Secrets of the Threshold: Lecture I
24 Aug 1913, Munich Translated by Ruth Pusch Rudolf Steiner |
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There one lives through what can only be expressed as follows: In the Cosmic Midnight things are experienced that he hidden deep, deep down under the surface, not only of the sense world but also under the surface of the various worlds to which a dawning clairvoyance can lead. |
7 They are words that Hilary has heard again and again from the place where Romanus stands in the Temple, words that Romanus has so often spoken at this place, yet until this experience, they had passed before the inner vision of Hilary without the deeper understanding one can call understanding of life. It is also a bit of soul awakening for someone to wrestle his way to an understanding of what he has taken in as thought-forms, grasping them pretty well and even lecturing about them but still without having a living, vital understanding. He may have absorbed everything of anthroposophy contained in books, lectures and cycles, may have even imparted it to others, perhaps to their great benefit, and yet discover this: to understand as now Hilary understands the words of Romanus is only possible after a certain experience for which he must calmly wait. |
147. Secrets of the Threshold: Lecture I
24 Aug 1913, Munich Translated by Ruth Pusch Rudolf Steiner |
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If you will think back to the dramatic scenes we have had before us these last few days, you will find that they lead into what we will consider in this lecture cycle. First of all, I would like to call to mind Scenes Nine, Ten and Thirteen of The Souls' Awakening. These are scenes whose effect one could call simple and straightforward. After the happenings in the Spirit Realm (Scenes Five and Six) and the Egyptian initiation (Scenes Seven and Eight), some people might have expected a much more forceful sequel coming before their eyes of soul, more tragic, perhaps, or more emphatic in speech, not just a subsiding into inner quietness. However, anything formed differently in Scenes Nine, Ten, and Thirteen would appear untruthful to the occult eye. We see on stage various developments of soul. It should be said immediately that we have also given theoretical descriptions of the development into higher worlds, and these contain points of reference for every person on his or her path towards the spiritual world. Nevertheless, soul development is necessarily different for each one, according to his own special nature, character, temperament and circumstances. We can therefore gain a deeper understanding of an esoteric soul development only when we observe its diversity: how differently it takes place in Maria, how differently in Johannes Thomasius, how differently in the other characters of the drama. Scene Nine is first of all directed to that psychological moment when the consciousness breaks into Maria's soul of the experiences that had penetrated to her very core but not altogether consciously during the devachanic1 time before birth and in the ancient Egyptian initiation. In what was presented to us as “Spirit Realm,” we are concerned with soul experiences between death at the end of a medieval incarnation and birth into our present time. The events of all four Mystery Dramas, with the exception of the episode in The Souls' Probation that represents the spiritual review of his previous life by Capesius, take place at the present time, a time linked to the spiritual past spent in Devachan, between the death of the various characters after their incarnation in the Middle Ages (this being the content of the episode mentioned) and their present life. The experiences of the devachanic period differ according to the preparation our souls have made on earth. It must be understood that it is a significant experience when a soul can go through what is called the Cosmic Midnight with consciousness. Souls that are not prepared for it will sleep through that part of the time called the Saturn period of Devachan (one can designate the successive periods a soul undergoes between death and a new birth as connected with the various planets: Sun, Mars, Mercury periods, and so on). Many souls sleep through the whole Cosmic Midnight. Souls that have been prepared are awake in this period of their spiritual life, but there is no guarantee that souls so prepared will also bring a clear memory of this experience into their life on earth when they come back into physical existence. Maria and Johannes were well prepared for the experience of the Cosmic Midnight during their time in the spirit between death and new birth. Nevertheless a kind of soul darkness prevailed at the beginning of their earth lives, continuing over long periods of time and shrouding the experience of the Cosmic Midnight; then at a later stage of their present life, this rose to the surface. It reappeared only when a certain inner calmness and resolution of soul was reached. Significant and profound are the experiences of the Cosmic Midnight when the soul is awake to them. The earthly memory of all this must come as a calm inner experience, a luminous inner experience, for the effect of such a perception of the Cosmic Midnight is this: what formerly was only subjective, working inwardly as soul force, now appears as a living being or beings before the soul. As shown in Scene Nine of The Souls' Awakening it presents itself before Maria in the forms of Astrid and Luna as real beings. To Johannes Thomasius the Other Philia becomes a living being of the spiritual world, and to Capesius, Philia, in Scene Thirteen. These characters had to learn to feel perceptively that what before this were only abstract forces within themselves now could appear to them in a spiritually tangible form. What comes to souls spiritually tangible as genuine self-knowledge has to appear in complete soul quietness, the result of meditation: this is essential if such happenings are to be experienced in the true sense of the word for genuine strengthening of the soul. If a person wanted to experience the Cosmic Midnight as retrospective memory or to experience what is shown as the Egyptian initiation not in the clear light of meditation but as intense tragedy, he would not be able to experience them at all. For the spiritual happening that is taking place in the soul would place itself like a dark veil before it, so that any impressions recede from observation. A soul that has experienced the Cosmic Midnight and in its deepest core received a momentous impression of the kind shown in Scenes Seven and Eight of The Souls' Awakening can remember the past happening only when the soul in completely lucid calmness can perceive thoughts approaching, thoughts about earlier experiences in the spiritual life or in the former earth life. This is what is expressed in the words at the beginning of Scene Nine:
Only when the soul is in this calm mood, so that the experience does not whirl in upon it with tragic vehemence, can one feel the arising memory of the Cosmic Midnight and the experiences of the previous incarnation as occultly true. When it is experienced and lived through, the Cosmic Midnight has a profound significance for a person's emotional life. There one lives through what can only be expressed as follows: In the Cosmic Midnight things are experienced that he hidden deep, deep down under the surface, not only of the sense world but also under the surface of the various worlds to which a dawning clairvoyance can lead. The sense world recedes, and also there recedes from clairvoyant vision in some of those who have already been able to discern various layers below the sense world, what we may call (and we will speak of it at length later on)—the Necessities in cosmic events. The Necessities are rooted in the foundations of things, where also the deepest part of the human soul rests. This, however, evades the physical gaze and also the dawning clairvoyant gaze, revealing itself to the latter only when something is experienced like the Saturn period scenes. One may therefore say that to such a clairvoyant gaze, which indeed must first appear between death and a new birth, it is as if lightning flashes were crossing the soul's whole field of vision, lightning whose terrifying brilliance was illumining the Cosmic Necessities, which at the same time were themselves so blindingly bright that the cognitive gaze dies away in the radiant light. Then from this expiring glance of cognition there come forth picture forms that enweave themselves into the cosmic web like the forms from which grow the destinies of the cosmic beings. One discovers in the foundations of the Necessities the fundamental causes of human destinies and those of other beings, but only when one gazes with glances of cognition that die away in the knowing, destroyed by the lightning flashes; they then remodel themselves as if into forms that have died but that live on as the impulses of destiny in life. All that a true self-knowledge can discover in itself—not the self-knowledge so bandied about in Theosophical ranks but the highly serious self-knowledge that comes to pass in the course of esoteric life3—all that a soul can perceive within itself, with all the imperfections it has to ascribe to itself, all this is heard at the cosmic midnight as if enwoven into rolling cosmic thunder, rumbling in the underground of existence. All these experiences may take place with great anguish and solemn resolve between death and a new birth as an awakening at the Cosmic Midnight. If the soul is mature enough to allow the consciousness of this to enter the physical sense world, it must happen in the quiet clarity of the meditative mood hinted at by Maria at the beginning of Scene Nine. What, however, the soul has perceived within its spiritual life must have preceded this, as if something of itself, something belonging intimately to itself but not always dwelling in what one can call the Self, had approached from world distances. The mood in which something in the spirit world approaches one like a part of oneself, yet as though coming from far away: this was attempted in the words Maria speaks in the Spirit Realm (Scene Six):
The memory of the experience that can be expressed in such words as this can be rendered again in the words of Maria mentioned above at the beginning of Scene Nine (“A star of soul ...”). What, however, the soul has to feel in order to have such a memory of the Cosmic Midnight must also lie in one's earth life, for here the human soul goes through events which bring to it the moods of inner anguish, inner resolve, inner dread, that one can only express in such words given to Maria to speak at the end of Scene Four. Indeed, one has to have felt that the individual self tears itself away from what one generally calls the inner life; that the power of thinking, with which one feels so confidently connected in life, tears itself out of the inner being and seems to go off towards the far, far limits of one's field of vision; and one must have found alive in oneself as soul presence what is expressed in such words—though naturally these will seem complete nonsense, overflowing with contradictions, to the sort of comprehension limited to the external senses and tied to the brain. One must first have experienced the feeling of one's own self moving away, of one' s thinking moving away, if one is to live through again in complete calm the memory of the Cosmic Midnight. The memory during earth life must be preceded by the experience of the Cosmic Midnight in the spiritual life, if what is in Scene Nine should take place. To make this possible, however, there must again have been the soul mood expressed at the end of Scene Four. The flames do in truth take flight; they do not come earlier into earthly consciousness; they do not approach the calm of meditation, before they have first fled away, until this soul mood has become a truth:
These things are linked together; their being connected in this way strengthens the inner soul faculties. What at first was only an abstract soul force now steps before the soul in a spiritual body, so that in one sense it is a special entity, on the other hand it belongs to one's self, as Astrid and Luna appear to Maria. These beings, who are real and at the same time perceived as soul forces, appear in such a way that they can stand on stage with the Guardian of the Threshold and with Benedictus as they do in Scene Nine. The most important thing is to sense the mood of this scene so that in a quite different, individual manner, when the inner soul force corresponding to the Other Philia takes on bodily form, an awakening takes place, that is, the memory of the Cosmic Midnight and of the ancient Egyptian time in Johannes Thomasius. To such a finely attuned soul as Johannes Thomasius the words of the Other Philia: “Enchanted weaving of your own being...” have a special meaning, as well as what is connected with them during the rest of the Mystery Drama. Because of this, the Spirit of Johannes' Youth, Benedictus and Lucifer appear as they do at the end of Scene Ten. It is important to bring before the mind's eye in just this scene how Lucifer approaches Johannes Thomasius and the same words are spoken that were heard at the end of Scene Three in The Guardian of the Threshold. In these words one discovers how the battle Lucifer wages moves through all the worlds and through every human life, and one also discovers the mood that resounds out of the words of Benedictus in answer to Lucifer. Try to feel what lies in these words which sound from Lucifer both in The Guardian of the Threshold at the end of Scene Three and in The Souls' Awakening at the end of Scene Ten:
Let us note very carefully something else at this point, that although the same words are spoken in these two places, they can be spoken so that in each place they mean something quite different. What they mean at the end of Scene Ten of The Souls' Awakening is determined by the fact that the preceding words of Maria are transformed from words spoken in The Guardian of the Threshold, while in Maria's soul there lives what she had spoken:
She says now:
She no longer says:
but
The words are turned around from what they are in Scene Two of The Souls' Awakening. It is through this that the dialogue between Lucifer and Benedictus at the end of Scene Ten: “I mean to fight”—“And fighting serve the gods,” becomes entirely different from what it was at the end of Scene Three in The Guardian of the Threshold. In understanding this, light is shed on something of an ahrimanic thrust, one can say, that prevails in all intellectual thinking, in the whole intellectual culture of today. It is one of the most difficult things for people with this superficial faculty of intellect in our modern culture to realize that the same words in a different context mean something different. Modern civilization is such that people think that the words they use—in so far as they have been coined on the physical plane—must always mean the same thing. Here we have precisely the place where Ahriman has people most firmly by the throat, and where he hinders them from understanding that words only become living in their deepest sense when one looks at them in the connection in which they are uttered. Nothing that reaches out beyond the physical plane can be understood if one does not keep this occult fact in mind. It is especially important today that an occult fact of this kind should work upon our hearts and souls as a counterbalance to the external intellectual life that has taken firm hold of every human being. Among the many things that have to be considered in these Mystery Dramas, notice how indeed in The Souls' Awakening the remarkable figure of Ahriman steals in quietly at first,4 how it seems to insinuate itself among the other characters and how it continually gains in significance towards the end of the drama. I shall endeavor to bring out for you a special piece of writing about Lucifer and Ahriman, and other things as well, entitled The Threshold of the Spiritual World;5 it will be on hand during this lecture course, for these seem to me the subjects particularly necessary to illumine for our friends at this time. It is not easy to get a clear understanding of such figures as Ahriman and Lucifer. Perhaps it may be useful for some of you to observe how precisely in The Souls' Awakening he who is not quite in a fog about the ahrimanic element in the world may be able to think of things which someone else through unconscious ahrimanic impulses may be thinking, too, but in a different frame of mind. There will be many among you, dear friends, who can enter into all the circumstances which stream into such words as those expressed by Ahriman while he is insinuating himself among the various persons:
I can imagine that many people—from some aesthetic point of view or other—will shake their heads at the way these Mystery Dramas are put before us. My dear friends, these objections as well as others raised against anthroposophy can be set aside by those who put themselves in the mood of Ahriman. The hypercritical people of our time who denounce anthroposophy certainly belong to those described by the poet: “The devil's never noticed by some folk, even when he has them by the neck!” We can judge these opponents of anthroposophy a bit by what Ahriman is saying here while he prowls around. He meets us in his more serious form when the death of Strader gradually plays into the events presented in the drama; it comes about then that the forces flowing out of this death must be sought by soul vision in the effect they have on everything else that happens in The Souls' Awakening. It must be said again and again that this awakening takes place in different ways. For Maria it happens that, through special circumstances, the soul forces that find their bodily-spiritual expression in Luna and Astrid appear before her soul. For Johannes Thomasius it takes place when he experiences in himself the enchanted weaving of his inner being, on the Other Philia's appearance in a spiritually palpable form, if one may use such an absurd expression. For Capesius it happens through Philia in a still different way. In many other forms this awakening can gradually dawn upon souls, for instance, as we see it dawn upon Strader in Scene Eleven. Here we do not meet what we have just described as the spiritually tangible forms of Luna, Philia, Astrid and the Other Philia; we have the still imaginative pictures that radiate spiritual experiences into the physical consciousness. This stage of the awakening of the soul that takes place in Strader can be represented only by such an imaginative perception as the image of the ship in Scene Eleven. In yet another form can the awakening of the soul gradually prepare itself. You will find this, carefully planned, after Ahriman has been shown in his deeper significance in Scene Twelve: it is hinted at in Scene Thirteen in the conversation between Hilary and Romanus. Let your mind's eye rest on what has been happening in Hilary's soul between the events in The Guardian of the Threshold and those of The Souls' Awakening, expressed in these words of Hilary:
What are the words Romanus had spoken?7 They are words that Hilary has heard again and again from the place where Romanus stands in the Temple, words that Romanus has so often spoken at this place, yet until this experience, they had passed before the inner vision of Hilary without the deeper understanding one can call understanding of life. It is also a bit of soul awakening for someone to wrestle his way to an understanding of what he has taken in as thought-forms, grasping them pretty well and even lecturing about them but still without having a living, vital understanding. He may have absorbed everything of anthroposophy contained in books, lectures and cycles, may have even imparted it to others, perhaps to their great benefit, and yet discover this: to understand as now Hilary understands the words of Romanus is only possible after a certain experience for which he must calmly wait. This is a definite stage of the awakening of the soul. O if only a good number of our friends could put themselves into this mood of waiting! If only they could adopt this frame of mind, of awaiting the approach of something whose description in advance both as theories and explanations has apparently been clear enough and yet misunderstood—then something would take place in their souls that is expressed by Strader's words in Scene Three of The Souls' Awakening. Strader stands there between Felix Balde and Capesius, stands there in a remarkable way—he stands there so that literally he hears every word they say and could repeat it, and yet he cannot understand it. He knows what it is, can even consider it to be wisdom, but now he notices that there is something that can be expressed in the words:
Our supremely clever people today will perhaps concede that by chance this or that person can hide meaning—clear meaning—in obscure words. However, it will not easily be granted by these clever people that an obscure meaning can be hidden in clear words. Nevertheless for human nature to concede that in clear words an obscure meaning may be hidden is of the two the higher acknowledgment. Many sciences are clear, as are many philosophies, but something important would happen for the further evolution of mankind if philosophers would finally confess that—although in all philosophical systems they had certainly produced stuff that was clear and ever clearer, so that anyone could say, “These things are clear!”—yet there may be in clear words an obscure meaning. Something important would take place if the many people who think themselves supremely clever, reckoning what they know to be wisdom (and to some degree rightly so), if they could only place themselves before the world as Strader places himself between Felix Balde and Capesius and learn to say:
Just imagine some modern philosopher or one from the past, who has brought together in his own way a plausible clear system of philosophy, and who will take a stand by the side of his philosophy (which is of course in its own way the result of all human thought), saying, “I've usually found this comprehensible. Everything I've written I've taken for wisdom—and yet not a single word in all these phrases can I understand. Even in those I wrote myself, much of it is incomprehensible: these pronouncements seem to hide a dark meaning in clear words.” Well, one cannot easily imagine such a confession coming from one of our recent or slightly older philosophers, nor from one of the highly clever men of our materialistic, or as it's called in more grandiose style, our monistic age either. And yet it would be a blessing for our present life if people could assume the attitude towards the thoughts and other cultural achievements that Strader assumed towards Felix Balde and Capesius. If only such people might become more and more numerous, and if only anthroposophy could in very truth contribute something directly to this self-knowledge!
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147. Secrets of the Threshold: Lecture II
26 Aug 1913, Munich Translated by Ruth Pusch Rudolf Steiner |
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A man who does not see into the spiritual world and has no understanding of it will not believe that Ahriman can put his fingers upon human thinking in a very real way—nevertheless, he does! |
People do not see that the materialistic scientist who gives the advice just mentioned is under the yoke of Lucifer. They deny Lucifer because they deny all the spiritual worlds. We see therefore that what is great and sublime on the one hand, what carries and uplifts the evolution of humanity depends on Lucifer. Mankind must understand how to keep the impulses that come from him in their rightful place. Wherever Lucifer makes his appearance as the guardian of beauty and glory, as the patron of artistic impulses, there arises in humanity from his activity great and sublime power. |
147. Secrets of the Threshold: Lecture II
26 Aug 1913, Munich Translated by Ruth Pusch Rudolf Steiner |
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You will have seen that the soul experiences of those who appear in The Souls' Awakening take place on the boundary between the physical sense world and the super-sensible spiritual worlds. It is of great significance to the science of the spirit to seize this border region with the inner eye, for it is only natural that at first everything of the super-sensible world that the human soul can experience is an unknown territory from the viewpoint of our faculties and soul experiences in the physical sense world. When a person has become familiar with the spiritual world by means of the various methods we have apprehended, that is, when the soul has learned to observe, explore and perceive outside the physical body, then such existence and perception in the spiritual world makes it necessary for the soul to develop quite special capacities, special strengths. When during its earth existence the soul is striving towards clairvoyant consciousness, whether already clairvoyant or wishing to become so, it should of course be able to stay outside the body in the spiritual world and then as an earth being come back again into the physical body, living as a human earth person, a normal sense-being within the sense world. We may therefore say that the soul in becoming clairvoyant must be able to move in the spiritual world according to its laws, and it must ever and again be able to step back over the threshold into the physical sense world, behaving here—to put it in plain terms—correctly and sensibly. Since the faculties of the soul for the spiritual world must be and are different from those the soul employs for the physical senses and the rest of the physical body, the soul has definitely to acquire mobility, if it wants to become clairvoyant. Then it can perceive and take in the spiritual world with the necessary faculties for it, returning across the border and now experiencing the sense world with what is necessary here. The gaining of this adaptability, the capacity of transformation, is never easy. If we are to estimate correctly, however, the differences between the spiritual and physical sense world, we must keep clearly within our mind's eye precisely this border region between the two worlds and the threshold itself over which the soul must pass when it wants to leave one world and enter the other. We shall see in the course of these lectures how injurious it can be for the soul in many different ways to carry the habits of one world into the other, when—in one or the other direction—the threshold has to be crossed. Our conduct when passing over this threshold is made especially difficult by the presence of beings within the world order that play a certain role in the happenings shown in The Souls' Awakening and the other dramas: the luciferic and the ahrimanic beings. Indeed, in order to gain the right relationship to the transition between one and the other world that we've been speaking about, it is necessary to know how to conduct ourselves in the right way towards both kinds of beings, the luciferic and the ahrimanic. Now it would certainly be convenient—and this solution is chosen at least theoretically by very many souls—to say: “Yes, indeed, Ahriman seems to be a dangerous fellow. If he has such an influence on the world and on human affairs, the simplest thing to do is to banish from the human soul all the impulses that come from him.” This might seem to be the most convenient solution, but to the spiritual world it would be about as sensible as if someone, in order to restore the balance to a pair of scales, were to take off whatever was weighing down the lower one. These beings we call Ahriman and Lucifer are right here in the world, they have their task in the universal order, and one cannot sweep them away. Besides, it is not a question of annihilating them, but—as in the case of the weights on both sides of the scales—the ahrimanic and luciferic forces must balance each other in their influence on human beings and on other beings. We do not bring about the true activity of any of the various forces by removing it but by placing ourselves in the right relationship to it. We have the wrong attitude to these luciferic and ahrimanic beings if we simply say that they are bad and harmful. Although these powers rebel in a certain sense against the general order of the universe—which had already been designed before they entered it—this does not stem from the fact that they invariably have to exercise a harmful activity, but rather that—like the others whom we have met as lawful members of the higher worlds—they have a definite sphere of activity in the sum total of the universe. Their opposition to and rebellion against the cosmic order consists in their going beyond their own sphere; they exert beyond this sphere the forces they should employ only within their lawful domain. From this standpoint let us consider Ahriman or the ahrimanic beings. We can best characterize Ahriman by saying: he is the Lord of Death, far and wide the ruler of all the powers that have to bring about in the physical sense world what this world has to have, the annihilation and death of its entities. Death in the sense world is a necessary part of its organization, for otherwise the beings in it would accumulate to excess, if destruction of life were not at hand. The task of regulating this in a lawful way fell to Ahriman from the spiritual world; he is the ruler of the ordering of death. His sovereign domain is the mineral world, a world that is utterly dead. One can say that death is poured out over the whole of the mineral world. Furthermore, because our earth world is constituted as it is, the mineral world and its laws pervade all the other kingdoms of nature. Plants, animals, human beings—all are permeated, as far as they belong to the earth, by the mineral; they absorb the mineral substances and, with them, all the forces and laws of the mineral kingdom; they are subject to these laws insofar as they are part of the being of the earth. Therefore whatever belongs justifiably to death extends also into the higher regions of the lawful rule of Ahriman. In what surrounds us as external nature, Ahriman is the rightful Lord of Death and should not be regarded as an evil power but as one whose influence in the general world order is fully legitimate. We will enter into a right relationship with the sense world only when we bring a creditable interest to bear upon it, when our interest in the sense world is so reasonable that we can see everything in it without greedily demanding eternal life for any of its physical forms; on the contrary, that we can do without them when they meet their natural death. To be able to rejoice rightly in the things of the sense world but not to be so dependent on them as to contradict the laws of death and decay—this is the right relationship of the human being to the sense world. To bring about this right relationship to growth and decay, the human being has the impulses of Ahriman within himself; for this reason they pulsate in him. Ahriman, however, can overstep his bounds. In the first place, he can so far overdo that he sets to work on human thinking. A man who does not see into the spiritual world and has no understanding of it will not believe that Ahriman can put his fingers upon human thinking in a very real way—nevertheless, he does! Insofar as human thinking lives in the sense world, it is bound to the brain, which according to universal law is subject to decay. Ahriman has to regulate the passage of the human brain towards decay, but when he oversteps his territory, he develops the tendency to loosen this human thinking from its mortal instrument, the brain, in order to make it independent. He tries to detach the physical thinking directed to the sense world from the physical brain, into whose current of decay this thinking should merge when the human being passes through the gate of death. Ahriman has the tendency, when he admits man as a physical being into the stream of death, to snatch his thinking out of the current of decay. Throughout a man's whole life Ahriman is always fastening his claws into this thinking activity and working on the human being so that his thinking will tear itself away from destruction. Because Ahriman is active in this way in human thinking and because men bound to the sense world naturally perceive only the effects of the spiritual beings, those who are thus in the clutches of Ahriman feel the impulse to wrench their thinking out of its place in the great cosmic order. The result is the materialistic frame of mind; this is the reason men want to apply their thinking only to the sense world, and the people who refuse to believe in a spiritual world are the ones particularly obsessed by Ahriman: it is he who enters their thinking and prevails upon its remaining in the sense world. First of all, if a person has not become a practical occultist, the result for his inner attitude will be that he becomes a rank, coarse-grained materialist who wants to know nothing about spiritual matters. It is Ahriman who has enticed him into this, only he doesn't notice it. For Ahriman, however, the process is the following: when he succeeds in severing the physical thinking from its brain-bound foundation, he throws shadows and phantoms out into the world which swarm then through the physical world; with these, Ahriman is continually trying to establish a special ahrimanic kingdom. Unremittingly he lies in wait when man's thinking is about to pass into the stream wherein man himself will journey through the gate of death; there Ahriman lurks, on the watch to snatch away and hold back as much of this thinking as possible, and to form out of it, to tear from its mother-soil, shadows and phantoms that will people the physical world. Occultly observed, these phantoms drift around in the physical world disturbing the universal order; they are creations that Ahriman brings about in the way just described. We will have the right feeling for Ahriman when we appreciate his lawful impulses, for when he lets them enter our souls, we have a correct relationship to the sense world. However, we must be watchful that he does not tempt us in the way I have indicated. Certainly the policy some people choose is more convenient when they say: “Very well, we shall push every ahrimanic impulse out of our souls.” But nothing will be accomplished with this dislodgment except that the other side of the scales will be brought right down—and whoever through mistaken theories succeeds in driving ahrimanic impulses out of his soul falls prey to those of Lucifer. This shows itself particularly when people, shying away from the right relationship to the ahrimanic powers, despise the sense world and root out their joy in it. Then they reject their former good relationship and in order not to become attached to it, they crush all their interest in the physical world. With this comes a false asceticism, which in its turn offers the most powerful handle to the entrance of the unlawful luciferic impulses. The history of asceticism could very well be written by presenting it as a continuous allurement of Lucifer. In false asceticism a person exposes himself to this kind of seduction because instead of rightly balancing the scales, using thus the polarity of forces, he does away with one side altogether. However, when the human being makes a correct estimate of the physical sense world, Ahriman is fully justified. The mineral world is his very own kingdom, the kingdom over which death is poured out continuously. In the higher kingdoms of nature Ahriman is the regulator of death insofar as he affects the course of events and the creatures lawfully. What we can trace as super-sensible in the external world, we call for certain reasons spiritual; what is more active inwardly within the human being, we assign to the soul. Ahriman is a more spiritual being; Lucifer is more soul nature. Ahriman can be called the lord of all that takes place in external nature; Lucifer penetrates with his impulses into the inner nature of man. Now there is also a lawful task belonging to Lucifer, one quite in accordance with the universal cosmic order. In a certain way Lucifer's task is to tear man and everything in the world pertaining to the soul away from living and being absorbed in the physical-sensory alone. If there were no luciferic power in the world, we would dream along in the perceptions streaming into us from the external world and in what comes to us from that world through the intellect. That would be a kind of dreaming away of human soul existence within the sense world. There are indeed impulses which will not tear our souls away from the sense world as long as they are bound temporarily to it but which raise our souls to a different sort of living, feeling and rejoicing from the kind the sense world can offer. We need merely to think of what humanity has been seeking as artistic development. Wherever the human being creates something through his imagination and his soul life of feeling, no longer clinging dully to the sense world but rising above it, Lucifer is the power that tears him out of that world. A large part of what is uplifting and liberating in the artistic development of mankind is inspired by Lucifer. We can designate something else as the inspiration of Lucifer: the human being has the chance through luciferic powers to free his thinking from a mere photograph-like copying of the sense world; he can raise himself above this in freedom, which he does, for instance, in his philosophy. From this point of view, all philosophizing is the inspiration of Lucifer. One could even write a history of the philosophical development of mankind, insofar as this is not pure positivism—that is, does not keep to the external materialistic—and could say: the history of the development of philosophy is a continual testimony to the inspiration of Lucifer. All creative work, in fact, that rises above the sense world we owe to Lucifer's rightful activities and powers. However, Lucifer too can overstep his domain, and the rebellion of the luciferic beings against the cosmic order is due to their overstepping their place. Lucifer has the tendency continually to do this by contaminating the feeling life of the soul. Ahriman has more to do with our thinking, Lucifer with the feelings, with the life of the emotions, passions, impulses and desires. Lucifer is lord over everything of soul feeling in the physical sense world. He has the tendency to detach and separate this feeling life of the soul from the physical world, to spiritualize it, and to set up, one can say, on a specially isolated island of spiritual existence a luciferic kingdom composed of all the soul feeling he can seize and carry off from the sense world. Whereas Ahriman wants to hold back thinking to the physical sense world and make shadows and phantoms of it, visible to elementary clairvoyance as floating, wafting shadows, Lucifer does the opposite: he takes what is soul feeling in the physical sense world, tears it out and puts it in a special luciferic kingdom set up as an isolated kingdom similar to his own nature, in opposition to the general cosmic order. We can form an idea about how Lucifer can get at human beings in this way by considering with all our heart and soul a phenomenon in human life that we will speak about later in more detail: the phenomenon of love in the widest sense of the word, the foundation of a true moral life in the world order of humanity. Concerning love in its widest sense, the following has to be said: when love appears in the physical sense world and has its effect on human life, it is absolutely protected from every unlawful luciferic attack if the love is for another person and for that other person's own sake. When we are met by some other human being or by one belonging to another kingdom of nature in the physical world, that being meets us with certain qualities. If we are freely receptive to these qualities, if we are capable of being moved by them, they then command our love and we cannot help loving that other being. We are moved by the other being to love it. Where the cause of love lies not in the one who loves but in the object of love, this form and kind of love in the sense world is absolute proof against every luciferic influence. But now if you observe human life, you will soon see that another kind of love is playing its part, in which a person loves because he himself has certain qualities that feel satisfied, or charmed, or delighted, when he can love this or that other being. Here he loves for his own sake; he loves because his disposition is thus or so, and this particular disposition finds its satisfaction in loving someone else. This love, which one can call egoistic love, must also exist. It really has to be present in mankind. Everything we can love in the spiritual world, all the spiritual facts, everything that love can cause to live in us as a longing for and an impulse upwards into the spiritual world, to comprehend the beings of the spiritual world, to perceive the spiritual world: all this springs naturally from a sentient love for that world. This love for the spiritual, however, must—not may but must—come about necessarily for our own sake. We are beings whose roots are in the spiritual world. It is our duty to make ourselves as perfect as we can. For our own sake we must love the spiritual world in order to draw as many forces as possible out of it into our own being. In spiritual love a personal, individual element—we can call it egoistic—is fully justified, for it detaches man from the sense world; it leads him upwards into the spiritual world; it leads him on to fulfill the necessary duty of continually bringing himself further and further towards perfection. Now Lucifer has the tendency to interchange the two worlds with each other. In human love whenever a person loves in the physical sense world for himself with a trace of egoism, it occurs because Lucifer wants to make physical love similar to spiritual love. He can then root it out of the physical sense world and lead it into his own special kingdom. This means that all love that can be called egoistic and is not there for the sake of the beloved but for the sake of the one who loves, is exposed to Lucifer's impulses. If we consider what has been said, we will see that in this modern materialistic culture there is every reason to point out these luciferic allurements in regard to love, for a great part of our present-day outlook and literature, especially that of medicine, is permeated by the luciferic conception of love. We would have to touch on a rather offensive subject if we were to treat this in greater detail. The luciferic element in love is actually cherished by a large section of our medical science; men are told again and again—for it is the male world especially pandered to in this—that they must cultivate a certain sphere of love as necessary for their health, that is, necessary for their own sake. A great deal of advice is given in this direction and certain experiences in love recommended that do not spring from a love for the other being but because they are presumed indispensable in the life of the male. Such arguments—even when they are clothed in the robes of science—are nothing but inspirations of the luciferic element in the world; a large portion of science is penetrated simply by luciferic points of view. Lucifer finds the best recruits for his kingdom among those who allow such advice to be given to them and who believe that it is imperative for the well-being of their person. It is absolutely necessary for us to know such things. Those words I quoted yesterday must be emphasized again and again: People never notice the devil, either in luciferic or ahrimanic form, even when he has them by the collar! People do not see that the materialistic scientist who gives the advice just mentioned is under the yoke of Lucifer. They deny Lucifer because they deny all the spiritual worlds. We see therefore that what is great and sublime on the one hand, what carries and uplifts the evolution of humanity depends on Lucifer. Mankind must understand how to keep the impulses that come from him in their rightful place. Wherever Lucifer makes his appearance as the guardian of beauty and glory, as the patron of artistic impulses, there arises in humanity from his activity great and sublime power. But there is also a shadow-side to Lucifer's activity. He tries everywhere to tear the emotional side of the soul away from the sense organism and make it independent, permeated with egoism and egotism. Thus there enters into the emotional soul nature the element of self-will and other such tendencies. A person can then form for himself in freewheeling activity—with a generous hand, one can say—all sorts of ideas about the universe. How many people indulge in philosophizing, shake it out of their sleeves, without troubling themselves in the least as to whether their speculations are in accord with the general course of universal order! These eccentric philosophers are actually found in great numbers all over the world. In love with their own ideas, they fail to counterbalance the luciferic element with the ahrimanic one that always asks whether everything man acquires by his thinking in the physical sense world actually squares with the laws of the physical world. So we see these people running around with their opinions, which are just a lot of fanatic enthusiasms incompatible with the cosmic order. It is from the shadow side of the luciferic impulse that all these fanatic enthusiasms, the egoistic and confused opinions, the eccentric ideas and false, extravagant idealism arise. Most significantly, however, it is on the borderland or threshold between the sensible and the super-sensible that these luciferic and ahrimanic elements confront us, when we look with the eyes of clairvoyant consciousness. When the human soul takes on the task of making itself capable of looking into the spiritual world and gaining insight there, it takes on itself, more than anything else, a task that otherwise is carried out by the subconscious guidance of soul life. Nature and its laws take care that in everyday life man does not often transfer the customs and regulations of one kingdom into another; the natural order would be entirely out of control if the separate worlds were to get mixed up together. We emphasized a moment ago that love for the spiritual world must evolve in such a way that the human being develops in himself first and foremost an all-pervasive inner strength, as well as a craving for self-improvement. He has to fix his eye on himself when he nurtures his love for the spiritual world. If, however, he transfers to the senses the kind of ardour that can guide him in the spiritual world to what is most sublime, it will lead him into what is most detestable. There are people who have in their outward physical experience and in their everyday activities no special interest in the spiritual world. It is said such people today are not uncommon. But nature does not permit us to use the ostrich strategy in her affairs. The ostrich strategy, as you know, consists in the bird sticking his head in the sand and believing that the things he doesn't see are not there. Materialistic minds believe that the spiritual world is not there; they do not see it. They are true ostriches. Nevertheless, in the depths of their souls, the craving for the spiritual world does not cease to exist merely because they deaden themselves and deny its reality. It is actually there. In every human soul, however materialistic, the desire and love for the spiritual world is alive, but people who deaden their soul nature are unconscious of the craving. There is a law that something repressed and deadened at one point will break out at another. The consequence of the repression of the egoistic impulse towards the spiritual world is that it thrusts itself into the sensual desires. The kind of love due the spiritual world hurls itself away from there into the sensual impulses, passions and desires, and these impulses become perverse. The perversity of the sensual impulses and their repellent abnormalities are the mirror image of what could be noble virtues in the spiritual world, were human beings to use for the spiritual world all the forces poured out into the physical world. We must consider this seriously: what finds expression in the sense world as loathsome impulses could—if they were used in the spiritual world—accomplish there something of the most sublime character. This is immensely significant. You see how in this regard the sublime is changed into the horrible when the boundary between the physical sense world and the super-sensible world is not observed or valued in the right way. Clairvoyant consciousness should develop so that the clairvoyant soul can live in the super-sensible worlds according to the laws of those worlds; then it must be able to return to its life in the body without letting itself be led astray in the everyday physical sense world by the laws of the super-sensible worlds. Suppose a soul could not do this—then the following would take place. We shall see that the soul in passing the boundary region between one world and the other learns most of all how to conduct itself in the right way through meeting the Guardian of the Threshold. But suppose a soul, having made itself clairvoyant (this can very well happen) had through various circumstances become clairvoyant without rightfully meeting with the Guardian of the Threshold. Such a soul could see into the super-sensible worlds clairvoyantly and have perceptions there, but it would return then to the physical sense world after entering wrongfully the spiritual world and merely nibbling at dainties there. Such eaters of sweet things in the spiritual world are numerous and it can truly be said that nibbling there is far more serious than it is in the sense world. After nibbling at the spiritual world, it happens very often that a person takes back into the sense world what he has experienced, but the experience shrinks and condenses. A clairvoyant of this kind, one who does not conduct himself according to the laws of the universal order, returns to the physical sense world bringing with him the condensed pictures and impressions of the super-sensible worlds. He will no longer merely look out and ponder the physical world but while he lives within his physical body he will have before him the after-effects of the spiritual world in pictures quite similar to those of sense except that they have no relation to reality, are only illusions, hallucinations, dream pictures. A person who is able to look in the right way into the spiritual world will never again confuse reality and the fantastic. In this the philosophy of Schopenhauer, in so far as it is erroneous, refutes itself. In the case of its greatest mistake—that our whole environment is nothing but our mental picture—it refutes itself even in the sense world. If you press Schopenhauer's statement, it will show itself up as a fallacy, for you will be guided by life itself to distinguish between iron heated to 900 degrees that is actually perceptible and the imagined iron of 900 degrees that will cause no pain. Life itself reveals the difference between reality and fancy when one lives in the real world with the capacities belonging to it. Even Kant's statement by which he formulated his so-called proof of God, that is, that a hundred imagined dollars are just as valuable as a hundred real ones—that, too, will be contradicted by life. Certainly a hundred imagined dollars contain just as many pennies as a hundred real ones, but for all that there is a difference that comes strongly to the fore in real life. I would recommend anyone who considers Kant's statement to be correct to try to pay a hundred dollar debt with imagined currency; he will notice the difference at once. If this is the case in the physical sense world when one really stands firmly in it and observes its laws, it is the same for the super-sensible worlds. If one only nibbles at the latter, one will have no protection against mistaking illusion for truth; when the pictures shrink and condense, one takes what should be merely picture for reality. The sweets, too, that such a person carries within himself out of the spiritual world are a special booty for Ahriman to pounce on. From what he can pull out of ordinary human thinking he gets only airy shadows, but—to put it plainly—he gets well padded shadows and plump phantoms when he presses out of human body-individualities (as well as he can) the false illusory pictures created by nibbling on the sly in the spiritual world. In this ahrimanic fashion the physical sense world is populated by spiritual shades and phantoms that offer serious resistance to the general cosmic order. From all this, we see how the ahrimanic influence can encroach most strongly when it oversteps its boundaries and works against the general cosmic order; it turns to evil, especially in the perversion of its lawful activity. There is no essential evil. Everything evil arises from this, something that is good in one direction is put to use in the world in another direction and thereby turned into evil. In a somewhat similar way the luciferic influence, the inducement to so much that is noble and sublime, may become dangerous, exceedingly dangerous, particularly to the soul that has become clairvoyant. This happens in just the opposite situation. We looked before at what happens when a soul nibbles at the spiritual world, that is, perceives something there, but then on returning to the physical sense world does not tell itself: “Here you may not use the same kind of thought pictures that are right for the spiritual world.” In this case the soul is exposed in the physical world to the influence of Ahriman. But the opposite can take place. The human soul can carry into the spiritual world what should belong only to the physical sense world, namely the kinds of perception, feeling, and passion that the soul must necessarily develop to a certain degree for the physical world. None of the emotions cultivated here, however, should be carried into the spiritual world if the soul is not to fall victim to the temptations and allurements of Lucifer to an unusual degree. This is what was attempted to some extent in Scene Nine of The Souls' Awakening in presenting Maria's inmost soul attitude. It would be quite wrong for anyone to require in this scene something as dramatically tumultuous and exciting as what one likes to have in superficial physical drama. If Maria's inner nature were such that at the moment of receiving the memories of the devachanic world and of the Egyptian period, her soul had experienced disturbing passions, disturbing desires, it would have been hurtled back and forth by these waves of emotion. A soul that cannot receive the impulses of the spiritual world with inner calm, in absolute tranquillity, rising above all outward physical drama, will suffer in the spiritual world a fate that I can only render in the following picture: Imagine to yourselves a being made of rubber flying in all directions in a space enclosed on all sides, flying against a wall and thrown back from it, flying against another wall, thrown back again, flying back and forth like this in turbulent movement on the waves of the emotional life. This actually happens to a soul that carries into the spiritual world the kind of perception, feeling and passion belonging to the sense world. Something further happens. It is not pleasant to be thrown back and forth like a rubber ball as if one were in a cosmic prison. Therefore in such a case the soul that is clairvoyant follows chiefly the special policy of the ostrich; as a matter of fact, the soul stupefies itself in regard to this being thrown back and forth; it dulls its consciousness so that it is no longer aware of it. It therefore believes that it is not being thrown back and forth. Lucifer can then come all the closer, because the consciousness is dulled. He lures the soul out and leads it to his isolated kingdom. There the soul can receive its spiritual impressions but, received in this island kingdom, they are completely luciferic. Because self-knowledge is hard to come by and the soul has the greatest difficulty in becoming clear about certain of its qualities, because, too, people are bent on getting as quickly as possible into the spiritual world, it is not at all to be wondered at that they say to themselves: I am already mature enough; I will of course be able to control my passions. As a matter of fact, it is more easily said than done. There are certain qualities that particularly challenge our control. Vanity, ambition, and similar things sit so deeply entrenched in human souls that it is not easy to admit to oneself: You are vain and ambitious! You want power! When we look into ourselves, we are usually deceived about just those emotions that are the very worst ones. To carry them into the spiritual world means that a person will most easily become the prey of Lucifer. And when he notices how he is thrown hither and thither, he does not willingly say: This comes from ambition or from vanity—but he looks for the way to deaden the soul. Then Lucifer carries him off into his kingdom. There, of course, a person may receive insights but these do not correspond to the cosmic order, which had already been designed before Lucifer began his meddling.8 They are spiritual insights of a thoroughly luciferic nature. He may receive the most extraordinary impressions and judge them to be absolute truths. He may tell people about all sorts of incarnations of this person or that, but these will simply be purely luciferic inspirations. In order that the right relationship should come about at her “Awakening,” Maria had to be presented, at the moment when the spiritual world was to rush in on her with such vehemence, as a person who could well appear absurd to someone like one of our fine young theater critics. A dainty little modern critic might well say: “After finishing the Egyptian scene, there sat Maria as if she had just had breakfast, experiencing these things without a bit of lively drama.” And yet anything else would be untrue at this stage of her development. Only Maria's quiet calmness can represent the truth of her development, as the rays of spiritual light fall upon the scene. We see from this how much depends on the soul mood, mastering within itself all the emotions and passions that are significant only for the physical sense world, if the soul is to cross the threshold of the spiritual world in the right way; otherwise it will experience there the necessary consequence of what remains of sensual feeling. Ahriman is the more spiritual being; what he carries out in the way of unlawful activity, of the unlawful activity he can create, flows more or less into the general world of the senses. Lucifer is more a being of soul; he tries to draw emotional soul elements out of the sense world and embody them in his special luciferic kingdom, where for every human being—according to the egoism rooted in his nature—Lucifer wants to ensure the greatest possibility of segregated independence. We see from this that when we want to form a judgment of such beings as Ahriman and Lucifer, it cannot be a question of simply calling them good or bad. Instead we have to understand what is the lawful activity, what is the right domain of these beings and where their unlawful activity, the overstepping of their limits, begins. For through the fact that they go beyond their limits, they entice human beings to an unlawful overstepping of the boundary into the other world, taking with them the faculties and laws of this world. The scenes of The Souls' Awakening deal particularly with what is experienced in passing back and forth across the boundary between the physical sense world and the super-sensible world. In this lecture today I wanted to make a beginning by describing some of the things that must be carefully watched in the borderland between the two worlds. Tomorrow we will go further into this.
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147. Secrets of the Threshold: Lecture III
25 Aug 1913, Munich Translated by Ruth Pusch Rudolf Steiner |
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To the observation we use in the sense world and to the understanding limited to the sense world, the being of man, the true, inmost nature of man, lies in hidden worlds. |
For the faculty of transformation: thinking or imagination; for the opposite condition: the will. To understand this, we should consider that in the physical sense world the human being is a self, an ego, an “I.” |
These are the things we must know if we wish to penetrate with open eyes and with understanding into the actual spiritual world. 9. Leadbeater wrote that he had “stood with Mrs. |
147. Secrets of the Threshold: Lecture III
25 Aug 1913, Munich Translated by Ruth Pusch Rudolf Steiner |
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When speaking about the spiritual worlds as we are doing in these lectures, we should keep the following well in mind: the clairvoyant consciousness which the human soul can develop in itself will change nothing in the nature and individuality of a person, for everything entering that consciousness was already long present in man's nature. Knowing a thing is not the same as creating it; a person learns only to perceive what is already there as a fact. Obvious as this is, it has to be said, for we must lead our thoughts to realize that the nature of the human being is hidden in the very depths of his existence; it can be brought up out of those depths only through clairvoyant cognition. It follows from this that the true, inmost nature of man's being cannot be brought to light in any other way than through occult knowledge. We can learn what a human being actually is not through any kind of philosophy but only through the kind of knowledge based on clairvoyant consciousness. To the observation we use in the sense world and to the understanding limited to the sense world, the being of man, the true, inmost nature of man, lies in hidden worlds. Clairvoyant consciousness provides the point of view from which the worlds beyond the so-called threshold have to be observed; in order to perceive and learn, quite different demands are made on it from those in the sense world. This is the most important thing: that the human soul should become more or less accustomed to the fact that the way of looking at and recognizing things that for the sense world is the correct and healthy one is not the only way. Here I shall give the name elemental world to the first world that the soul of a human being enters on becoming clairvoyant and crossing the threshold. Only a person who wants to carry the habits of the sense world into the higher super-sensible worlds can demand a uniform choice of names for all the points of view the higher worlds can offer. (At the close of this course of lectures and also in my small book coming out in a day or two, The Threshold of the Spiritual World, I shall point out the connection between the terms chosen here—for example, elemental world and those in my books Theosophy and Occult Science, soul world, spirit world, and so on—in order that people do not look for contradictions in a superficial way where they do not exist.) Fully new demands meet the life of soul when it steps over the threshold into the elemental world. If the human soul insisted on entering this world with the habits of the sense world, two things might happen: cloudiness or complete darkness would spread over the horizon of the consciousness, over the field of vision, or else—if the soul wanted to enter the elemental world without preparing itself for the peculiarities and requirements there—it would be thrown back again into the sense world. The elemental world is absolutely different from the sense world. In this world of ours when you move from one living being to another, from one happening to the next, you have these beings and events before you and can observe them; while confronting and observing them, you keep your own distinct existence, your own separate personality. You know all the time that in the presence of another person or happening you are the same person that you were before and that you will be the same when you confront a new situation; you can never lose yourself in another being or happening. You confront them, you stand outside them and you know you will always be the same in the sense world wherever you go. This changes as soon as a person enters the elemental world. There it is necessary to adapt one's whole inner life of soul to a being or event so completely that one transforms one's own inner soul life into this other being, into this other event. We can learn nothing at all in the elemental world unless we become a different person within every other being, indeed unless we become similar to a high degree to the other beings and events. We have to have, then, one peculiarity of soul for the elemental world: the capacity for transforming our own being into other beings outside ourselves. We must have the faculty of metamorphosis. We must be able to immerse ourselves in and become the other being. We must be able to lose the consciousness which always—in order to remain emotionally healthy—we have to have in the sense world, the consciousness of “I am myself.” In the elemental world we get to know another being only when in a way we inwardly have “become” the other. When we have crossed the threshold, we have to move through the elemental world in such a way that with every step we transform ourselves into every single happening, creep into every single being. It belongs to the health of a person's soul that in passing through the sense world, he should hold his own and assert his individual character, but this is altogether impossible in the elemental world, where it would lead either to the darkening of his field of vision or to his being thrown back into the sense world. You will easily understand that in order to exercise the faculty of transformation, the soul needs something more than it already possesses here in our world. The human soul is too weak to be able to change itself continuously and adapt itself to every sort of being if it enters the elemental world in its ordinary state. Therefore the forces of the human soul must be strengthened and heightened through the preparations described in my books, Occult Science and Knowledge of the Higher Worlds from these the life of soul will become stronger and more forceful. It can then immerse itself in other entities without losing itself in the process. This being said, you will understand at once the importance of noting what is called the threshold between the sense world and the super-sensible world. We have already said that the clairvoyant consciousness of a human being on earth must go back and forth continually, that it must observe the spiritual world beyond the threshold while it is outside the physical body and must then return into the physical body, exercising in a healthy way the faculties which lead it to the right observation of the physical sense world. Let us suppose that a person's clairvoyant consciousness, when returning over the threshold, were to take back into the sense world the faculty of transformation it has to have in order to be at all aware of the spiritual world. The faculty of transformation I've been speaking about is a peculiarity of the human etheric body, which lives by preference in the elemental world. Now suppose that a person were to go back into the physical world keeping his etheric body as capable of transformation as it has to be in the elemental world. What would happen? Each of the worlds has it's own special laws. The sense world is the world of self-contained forms, for here the Spirits of Form rule. The elemental world is the world of mobility, of metamorphosis, of transformation; just as we continually have to change in order to feel at home in that world, all the beings there are continually changing themselves. There is no enclosed, circumscribed form: all is in continual metamorphosis. A soul has to take part in this ever-changing existence outside the physical body if it wants to unfold itself there. Then in the physical sense world we must allow our etheric body, as an entity of the elemental world capable of metamorphosis, to sink down into the physical body. Through this physical body I am a definite personality in the physical sense world; I am this or that distinct person. My physical body stamps my personality upon me; the physical body and the conditions of the physical world in which I find myself make me a personality. In the elemental world one is not a personality, for this would require an enclosed form. Here, however, we must note that what the clairvoyant consciousness recognizes in the human soul is, and always has been, present within it. Through the forces of the physical body, the mobility of the etheric body is restrained only for the time being. As soon as the etheric body sinks back into the physical encasement, its powers of movement are held together and adapted to the form. If the etheric body were not tucked into the physical body as if into a tote bag, it would always be impelled to continuous transformation. Now let us suppose that a soul, becoming clairvoyant, were to carry over into the physical world this desire of its etheric body for transformation. Then with its tendency towards movement, it will fit rather loosely into the physical body, and thus the soul can come into contradiction with the physical world that wants to shape it into a definite personality. The etheric body, which always wants to move freely, can come back over the threshold in the wrong way, every moment wishing to be something or someone else, someone that may be quite the opposite of the firmly imprinted form of the physical body. To put it even more concretely: a person could be, say, a Scandinavian bank executive, thanks to his physical body, but because his etheric brings over into the physical world the impulse to free itself from physical constraints, he may imagine himself to be the emperor of China. (Or, to use another example, a person may be—let us say—the president of the Theosophical Society, and if her etheric body has been loosened, she may imagine that she has been in the presence of the Director of the Universe.)9 We see that the threshold that sharply divides the sense world from the super-sensible world must be respected absolutely; the soul must observe the requirements of each of the two worlds, adapting and conducting itself differently on this side and that. We have emphasized repeatedly that the peculiarities of the super-sensible world must not unlawfully be carried over when one comes back into the sense world. If I may put it more plainly, one has to understand how to conduct oneself in both worlds; one may not carry over into one world the method of observation that is right for the other. First of all then, we have to take note that the essential faculty for finding and feeling oneself in the elemental world is the faculty of transformation. But the human soul could never live permanently in this mobile element. The etheric body could as little remain permanently in a state of being able to transform itself, as a human being in the physical world could remain continually awake. Only when we are awake can we observe the physical world; asleep, we do not perceive it. Nevertheless we have to allow the waking condition to alternate with the sleeping one. Something comparable to this is necessary in the elemental world. Just as little as it is right in the physical world to be continually awake, for life here must swing like a pendulum between waking and sleeping, so something similar is necessary for the life of the etheric body in the elemental world. There must be an opposite pole, as it were, something that works in the opposite direction to the faculty of transformation leading to perception in the spiritual world. What is it that makes the human being capable of transformation? It is his living in imagination, in mental images, the ability to make his ideas and thoughts so mobile that through his lively, flexible thinking he can dip down into other beings and happenings. For the opposite condition, comparable to sleep in the sense world, it is the will of the human being that must be developed and strengthened. For the faculty of transformation: thinking or imagination; for the opposite condition: the will. To understand this, we should consider that in the physical sense world the human being is a self, an ego, an “I.” It is the physical body, as long as it is awake, that contributes what is necessary for this feeling of self. The forces of the physical body, when the human being sinks down into it, supply him with the power to feel himself an ego, an I. It is different in the elemental world. There the human being himself must achieve to some degree what the physical body achieves in the physical world. He can develop no feeling of self in the elemental world if he does not exert his will, if he himself does not do the “willing.” This, however, calls for overcoming something that is deeply rooted in us: our love of comfort and convenience. For the elemental world this self-willing is necessary; like the alternation of sleeping and waking in the physical world, the condition of “transforming oneself into other beings” must give way to the feeling of self-strengthened volition. Just as we have become tired in the physical world and close our eyes, overcome by sleep, the moment comes in the elemental world when the etheric body feels, “I cannot go on continually changing; now I must shut out all the beings and happenings around me. I will have to thrust it all out of my field of vision and look away from it. I now must will myself and live absolutely and entirely within myself, ignoring the other beings and occurrences.” This willing of self, excluding everything else, corresponds to sleep in the physical world. We would be mistaken if we imagined that the alternation of transformation with strengthened ego feeling were regulated in the elemental world just as naturally as waking and sleeping are in the physical world. According to clairvoyant consciousness—and to this alone it is perceptible—it takes place at will, not passing so easily as waking here passes into sleep. After one has lived for a time in the element of metamorphosis, one feels the need within oneself to engage and use the other swing of the pendulum of elemental life. In a much more arbitrary way than with our waking and sleeping, the element of transforming oneself alternates with living within with its heightened feeling of self. Yes, our consciousness can even bring it about through its elasticity that in certain circumstances both conditions can be present at the same time: on the one hand, one transforms oneself to some degree and yet can hold together certain parts of the soul and rest within oneself. In the elemental world we can wake and sleep at the same time, something we should not try to do in the physical world if we have any concern for our soul life. We must further consider that when thinking develops into the faculty of transformation and begins to be at home in the elemental world, it cannot be used in that world in the way that is right and healthy for the physical world. What is thinking like in our ordinary world? Observe it as you follow its movement. A person is aware of thoughts in his soul; he knows that he is grasping, spinning out, connecting and separating these thoughts. Inwardly he feels himself to be the master of his thoughts, which seem rather passive; they allow themselves to be connected and separated, to be formed and then dismissed. This life of thought must develop in the elemental world a step further. There a person is not in a position to deal with thoughts that are passive. If someone really succeeds in entering that world with his clairvoyant soul, it seems as though his thoughts were not things over which he has any command: they are living beings. Only imagine how it is when you cannot form and connect and separate your thoughts but, instead, each one of them in your consciousness begins to have a life of its own, a life as an entity in itself. You thrust your consciousness into a place, it seems, where you don't find thoughts that are like those in the physical world but where they are living beings. I can only use a grotesque picture which will help us somehow to realize how different our thinking must become from what it is here. Imagine sticking your head into an anthill, while your thinking comes to a stop—you would have ants in your head instead of thoughts! It is just like that, when your soul dips down into the elemental world; your thoughts become so alive that they themselves join each other, separate from each other and lead a life of their own. We truly need a stronger power of soul to confront these living thought-beings with our consciousness than we do with the passive thoughts of the physical world, which allow themselves to be formed at will, to be connected and separated not only sensibly but often even quite foolishly. They are patient things, these thoughts of our ordinary world; they let the human soul do anything it likes with them. But it is quite different when we thrust our soul into the elemental world, where our thoughts will lead an independent life. A human being must hold his own with his soul life and assert his will in confronting these active, lively, no longer passive thoughts. In the physical world our thinking can be completely stupid and this does not harm us at all. But if we do foolish things with our thinking in the elemental world, it may well happen that our stupid thoughts, creeping around there as independent beings, can hurt us, can even cause real pain. Thus we see that the habits of our soul life must change when we cross the threshold from the physical into the super-sensible world. If we were then to return to the physical world with the activity we have to bring to bear on the living thought entities of the elemental world and failed to develop in ourselves sound thinking with these passive thoughts, wishing rather to hold fast to the conditions of the other world, our thoughts would continually run away from us; then hurrying after them, we would become a slave to our thoughts. When a person enters the elemental world with clairvoyant soul and develops his faculty of metamorphosis, he delves into it with his inner life, transforming himself according to the kind of entity he is confronting. What is his experience when he does this? It is something we can call sympathy and antipathy. Out of soul depths these experiences seem to well up, presenting themselves to the soul that has become clairvoyant. Quite definite kinds of sympathy and antipathy appear as it transforms itself into this or that other being. When the person proceeds from one transformation to the next, he is continually aware of different sympathies or antipathies. Just as in the physical world we recognize, characterize, describe the objects and living beings, in short, perceive them when the eye sees their color or the ear hears their tones so correspondingly in the spiritual world we would describe its beings in terms of particular sympathies and antipathies. Two things, however, should be noted. One is that in our usual way of speaking in the physical world, we generally differentiate only between stronger and weaker degrees of sympathy and antipathy; in the elemental world the sympathies and antipathies differ from one another not only in degree but also in quality. There they vary, just as yellow here is quite different from red. As our colors are qualitatively different, so are the many varieties of sympathy and antipathy that we meet in the elemental world. In order therefore to describe this correctly, one may not merely say—as one would do in the physical world—that in diving down and entering this particular entity one feels greater sympathy, while in immersing oneself in another entity one feels less sympathy. No! Sympathies of all sorts and kinds can be found there! The other point to note is this: Our usual natural attitude to sympathy and antipathy cannot be carried over into the elemental world. Here in this world we feel drawn to some people, repelled by others; we associate by choice with those who are sympathetic and wish to stay near them; we turn away from the things and people who are abhorrent and refuse to have anything to do with them. This cannot be the case in the elemental world, for there—if I may express it rather oddly—we will not find the sympathies sympathetic nor the antipathies antipathetic. This would resemble someone in the physical world saying, “I can stand only the blues and greens, not the red or yellow colors. I simply have to run away from red and yellow!” If a being of the elemental world is antipathetic, it means that it has a distinct characteristic of that world, which must be described as antipathetic, and we have to deal with it just as we deal in the sense world with the colors blue and red, not permitting one to be more sympathetic to us than the other. Here we meet all the colors with a certain calmness because they convey what the things are; only when a person is a bit neurotic does he run away from certain colors, or when he is a bull and cannot bear the sight of red. Most of us accept all the colors with equanimity and in the same way we should be able to observe with the utmost calmness the qualities of sympathy and antipathy that belong to the elemental world. For this we must necessarily change the attitude of soul usual in the physical world, where it is attracted by sympathy and repelled by antipathy; it must become completely changed. There the inner mood or disposition corresponding to the feelings of sympathy and antipathy must be replaced with what we can call soul-quiet, spirit-peacefulness.10 With an inwardly resolute soul life filled with spirit calm, we must immerse ourselves in the entities and transform ourselves into them; then we will feel the qualities of these beings rising within our soul depths as sympathies and antipathies. Only when we can do this, with such an attitude toward sympathy and antipathy, will the soul, in its experiences, be capable of letting the sympathetic and antipathetic perception appear before it as images that are right and true. That is, only then are we capable not merely of feeling what the perception of sympathies and antipathies is but of really experiencing our own particular self, transformed into another being, suddenly rising up as one or another color-picture or as one or another tone-picture of the elemental world. You can also learn how sympathies and antipathies play a part in regard to the experience of the soul in the spiritual world if you will look with a certain amount of inner understanding at the chapter of my book Theosophy that describes the soul world. You will see there that the soul world is actually constructed of sympathies and antipathies. From my description you will have been able to learn that what we know as thinking in the physical sense world is really only the external shadowy imprint, called up by the physical body, of the thinking that, lying in occult depths, can be called a true living force. As soon as we enter the elemental world and move with our etheric body, thoughts become—one can say—denser, more alive, more independent, more true to their own nature. What we experience as thought in the physical body relates to this truer element of thinking as a shadow on the wall relates to the objects casting it. As a matter of fact, it is the shadow of the elemental thought-life thrown into the physical sense world through the instrumentality of the physical body. When we think, our thinking lies more or less in the shadow of thought beings. Here clairvoyant spiritual knowledge throws new light on the true nature of thinking. No philosophy, no external science, however ingenious, can determine anything of the real nature of thinking; only a knowledge based on clairvoyant consciousness can recognize what it is. The same thing holds good with the nature of our willing. The will must grow stronger, for in the elemental world things are not so obliging that the ego feeling is provided for us as it is through the forces of the physical body. There we ourselves have to will the feeling of ego; we have to find out what it means for our soul to be entirely filled with the consciousness, “I will myself”; we have to experience something of the greatest significance: that when we are not strong enough to bring forth the real act of will, “I will myself,” and not just the thought of it, at that moment we will feel ourselves falling unconscious as though in a faint. If we do not hold ourselves together in the elemental world, we will fall into a kind of faint. There we look into the true nature of the will, again something that cannot be discovered by external science or philosophy but only by the clairvoyant consciousness. What we call the will in the physical world is a shadowy image of the strong, living will of the elemental world, which grows and develops so that it can maintain the self out of its own volition without the support of external forces. We can say that everything in that world, when we grow accustomed to it, becomes self-willed. Above all, when we have left the physical body and our etheric body has the elemental world as its environment, it is through the innate character of the etheric body that the drive to transform ourselves awakens. We wish to immerse ourselves in the other beings. However, just as in our waking state by day the need for sleep arises, so in the elemental world there arises in turn the need to be alone, to shut out everything into which we could transform ourselves. Then again, when we have felt alone for a while and developed the strong feeling of will, “I will myself,” there comes what may be called a terrible feeling of isolation, of being forsaken, which evokes the longing to awaken out of this state, of only willing oneself, to the faculty of transformation again. While we rest in physical sleep, other forces take care that we wake up; we don't have to attend to it ourselves. In the elemental world when we are in the sleeping condition of only willing ourselves, it is through the demand of feeling forsaken that we are impelled to put ourselves into the state of transformation, that is, of wanting to awaken. From all this, you see how different are the conditions of experiencing oneself in the elemental world, of perceiving oneself there, from those of the physical world. You can judge therefore how necessary it is, again and again, to take care that the clairvoyant consciousness, passing back and forth from one world to the other, adapts itself correctly to the requirements of each world and does not carry over, on crossing the threshold, the usages of one into the other. The strengthening and invigorating of the life of soul consequently belongs to the preparation we have often described as necessary for the experience of super-sensible worlds. What must above all become strong and forceful are the soul experiences we can call the eminently moral ones. These imprint themselves as soul dispositions in firmness of character and inner resolute calm. Inner courage and firmness of character must most especially be developed, for through weakness of character we cripple the whole life of soul, which would then come powerless into the elemental world; this we must avoid if we hope to have a true and correct experience there. No one who is really earnest about gaining knowledge in the higher worlds will therefore fail to give weight to the strengthening of the moral forces among all the other forces that help the soul enter those worlds. One of the most shameful errors is foisted on humanity when someone takes it on himself to say that clairvoyance should be acquired without paying attention to strengthening the moral life. It must be stressed once and for all that what I described in my book Knowledge of the Higher Worlds as the development of the lotus flowers that crystallize in the spirit body of a student-clairvoyant may indeed take place without attention to supportive moral strength but certainly ought not to do so. The lotus flowers must be there if a person wants to have the faculty of transformation. That faculty comes into existence when the flowers unfold their petals in a motion away from the human being, in order to grasp the spiritual world and adhere to it. Whatever a person develops as the ability to transform himself is expressed for the clairvoyant vision in the unfolding of the lotus flowers. Whatever he can acquire of a strengthened ego-feeling becomes inner firmness; we can call it an elementary backbone. Both of these must be correspondingly developed, the lotus flowers so that one can transform oneself, and an elementary backbone so that one can unfold a strengthened ego in the elemental world. As mentioned in the lecture yesterday, what develops in a spiritual way can lead to a high order of virtues in the spiritual world, but if this is allowed to stream down into the sense world, it can bring about the most terrible vices. It is the same with the lotus flowers and elemental backbone. By practicing certain methods it is also possible to awaken the lotus flowers and backbone without aiming for moral firmness—but this no conscientious clairvoyant would recommend. It is not merely a question of attaining something or other in the higher worlds, but of knowing what is involved. At the moment we pass over the threshold into the spiritual world, we approach the luciferic and ahrimanic beings, of whom we have already spoken; here we meet them in quite a different way from any confrontation we might have in the physical world. We will have the remarkable experience that as soon as we cross the threshold, that is, as soon as we have developed the lotus flowers and a backbone, we will see the luciferic powers coming towards us with the intention of seizing the lotus flowers. They stretch their tentacles out towards our lotus flowers; we must have developed in the right way so that we use the lotus flowers to grasp and understand the spiritual events and so that they are not themselves grasped by the luciferic powers. It is possible to prevent their being seized by these powers only by ascending into the spiritual world with firmly established moral forces. I have already mentioned that in the physical sense world the ahrimanic forces approach us more from outside, the luciferic more from within the soul. In the spiritual world it is just the opposite: the luciferic beings come from outside and try to lay hold of the lotus flowers, whereas the ahrimanic beings come from within and settle themselves tenaciously within the elementary backbone. If we have risen into the spiritual world without the support of morality, the ahrimanic and luciferic powers form an extraordinary alliance with each other. If we have come into the higher worlds filled with ambition, vanity, pride or with the desire for power, Ahriman and Lucifer will succeed in forming a partnership with each other. I will use a picture for what they do, but this picture corresponds to the actual situation and you will understand that what I am indicating really takes place: Ahriman and Lucifer form an alliance; together they bind the petals of the lotus flowers to the elementary backbone. When all the petals are fastened to the backbone, the human being is tied up in himself, fettered within himself through his strongly developed lotus flowers and backbone. The results of this will be the onset of egoism and love of deception to an extent that would be impossible were he to remain normally in the physical world. Thus we see what can happen if clairvoyant consciousness is not developed in the right way: the alliance of Ahriman and Lucifer whereby the petals of the lotus flowers are fastened onto the elementary backbone, fettering a person within himself by means of his own elemental or etheric capacities. These are the things we must know if we wish to penetrate with open eyes and with understanding into the actual spiritual world.
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147. Secrets of the Threshold: Lecture IV
27 Aug 1913, Munich Translated by Ruth Pusch Rudolf Steiner |
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This relationship of a modern human being to the spiritual world can be understood better by discovering what someone thinks about it who is quite well-intentioned. A book appeared recently that is worth reading even for those who have acquired a true understanding of the spiritual world. |
He shows with this that he has not the most rudimentary understanding of the true spiritual world, for he wants to prove, by methods borrowed from the physical one, things and processes which have nothing to do with the sense world. |
In the various past ages and peoples, occult knowledge has spoken with more or less understanding of the Cosmic Word; now, too, it is necessary, if mankind is not to be devastated by materialism, to reach an understanding for such words about the spiritual world, from the Mystery Drama: At this place words are deeds and further deeds must follow them. |
147. Secrets of the Threshold: Lecture IV
27 Aug 1913, Munich Translated by Ruth Pusch Rudolf Steiner |
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The soul, as it becomes clairvoyant, will progress further, beyond the elemental world we have been describing in these lectures, and it will penetrate the actual spiritual world. On ascending to this higher world, the soul must take into account even more forcefully what already has been indicated. In the elemental world there are many happenings and phenomena surrounding the clairvoyant soul that remind it of the characteristics, the forces, and of all sorts of other things in the sense world, but rising into the spiritual world, the soul finds the happenings and beings totally different. The capacities and points of view it could get on with in the sense world have to be given up to a far greater degree. It is terribly disturbing to confront a world that the soul is not at all accustomed to, leaving everything behind it has so far been able to experience and observe. Nevertheless, when you look into my books Theosophy or Occult Science or if you recall the recent performance of Scenes Five and Six of The Souls' Awakening, it will occur to you that the descriptions there of the real spiritual world, the scientific descriptions as well as the more pictorial-scenic ones, use pictures definitely taken—one can say—from impressions and observations of the physical sense world. Recall for a moment how the journey is described through Devachan or the Spirit-land, as I called it. You will find that the pictures used have the characteristics of sense perception. This is, of course, necessary if one proposes to put on the stage the spirit region, which the human being passes through between death and a new birth. All the happenings must be represented by images taken from the physical sense world. You can easily imagine that stage hands nowadays would not know what to do with the sort of scenery one might bring immediately out of the spiritual world, having nothing at all in common with the sense world. One therefore faces the necessity of describing the region of spirit with pictures taken from sense observation. But there is more to it than this. You might well believe that to represent this world whose characteristics are altogether different from the sense world, one has to help oneself out of the difficulty with sense-perceptible images. This is not the case. When the soul that has become clairvoyant enters the spiritual world, it will really see the landscape as the exact scenery of those two scenes of the “Spirit Region” in The Souls' Awakening. They are not just thought out in order to characterize something that is entirely different; the clairvoyant soul really is in such scenery and surrounded by it. Just as the soul surrounded in the physical sense world by a landscape of rocks, mountains, woods and fields must take these for granted as reality if it is healthy, the clairvoyant soul, too, outside the physical and etheric bodies can observe itself surrounded in exactly the same way by a landscape constructed of these pictures. Indeed, the pictures have not been chosen at random; as a matter of fact they are the actual environment of the soul in this world. Scenes Five and Six of The Souls' Awakening did not come about in just this way because something or other of an unknown world had to be expressed and therefore the question was considered, “How can that be done?” No, this world pictured here is the world surrounding the soul that it to some degree simply forms as an image. However, it is necessary for the clairvoyant soul to enter into the right relationship to the genuine reality of the spirit world, the spirit-land that has nothing at all in common with the sense world. You will get some idea of the relationship to the spiritual world which the soul has to acquire from a description of how the soul can come to an understanding of that world. Suppose you open a book. At the top of the page you find a line slanting from the left above to the right below, then a line slanting from bottom left to top right, another line parallel to the first and still another parallel to the second; then come two vertical lines, the second shorter than the first and connected at the top to its center. Then comes something like a circle that is not quite closed with a horizontal line in its center; finally come two equal vertical lines joined together at the top. You don't go through all this when you open a book and look at the first thing that stands there, do you? You read the word “when.” You do not describe the w as lines and the e as an incomplete circle, and so on; you read. When you look at the forms of the letters in front of you, you enter into a relationship with something that is not printed on the page; it is, however, indicated to you by what is there on that page. It is precisely the same with the relationship of the soul to the whole picture-world of the spirit region. What the soul has to do is not merely to describe what is there, for it is much more like reading. The pictures before one are indeed a cosmic writing, a script, and the soul will gain the right inner mood by recognizing that this whole world of pictures—woven like a veil before the spiritual world—is there to mediate, to manifest the true reality of that world. Hence in the real sense of the word we can speak of reading the cosmic script in the spirit region. One should not imagine that learning to read this cosmic writing is anything like learning to read in the physical world. Reading today is based more or less on the relation of arbitrary signs to their meaning. Learning to read as we have to do for such arbitrary letters is unnecessary for reading the cosmic script which makes its appearance as a mighty tableau, expressing the spiritual world to the clairvoyant soul. One has only to take in with an open, unbiased inner being what is shown as picture-scenery, because what one is experiencing there is truly reading. The meaning itself can be said to flow out of the pictures. It can therefore happen that any sort of interpreting the images of the spiritual world as abstract ideas is more a hindrance than a help in leading the soul directly to what lies behind the occult writing. Above all, as described in Theosophy and in the scenes of The Souls' Awakening, it is important to let the things work freely on one. With one's deep inner powers coming sometimes in a shadowy way to consciousness, there will already have been surmises of a spiritual world. To receive such hints, it is not even necessary to strive for clairvoyance—bear this well in mind. It is necessary only to keep one's mind and soul receptive to such pictures, without setting oneself against them in an insensitive, materialistic way, saying, “This is all nonsense; there are no such things!” A person with a receptive attitude who follows the movement of these pictures will learn to read them. Through the devotion of the soul to the pictures, the necessary understanding for the world of the spirit will come about. What I have described is actual fact—therefore the numerous objections to spiritual science coming from a present-day materialistic outlook. In general, these objections are first of all rather obvious; then, too, they can be very intelligent and apparently quite logical. Someone like Ferdinand Fox,11 who is considered so supremely clever not only by the human beings but also, quite correctly, by Ahriman himself, can say, “Oh yes, you Steiner, you describe the clairvoyant consciousness and talk about the spiritual world, but it's merely a collection of bits and pieces of sense images. How can you claim—in the face of all that scenery raked together from well-known physical pictures—that we should experience something new from it, something we cannot imagine without approaching the spiritual world?” That objection is one that will confuse many people; it is made from the standpoint of present-day consciousness apparently with a certain justification, indeed even with complete justification. Nevertheless when you go more deeply into such objections as these of Ferdinand Fox, you will discover the way to the truth: The objection we have just heard resembles very much what a person could say to someone opening a letter: “Well, yes, you've received a letter, but there's nothing in it but letters of the alphabet and words I already know. You won't hear anything new from all that!” Nevertheless, through what we have known for a long time we are perhaps able to learn something that we never could have dreamed of before. This is the case with the picture-scenery, which not only has to find its way to the stage for the Mystery Drama performance but also will reveal itself on every side to the clairvoyant consciousness. To some extent it is composed of memory pictures of the sense world, but in its appearance as cosmic script it represents something that the human being cannot experience either in the sense world or in the elemental world. It should be emphasized again and again that our relation to the spiritual world must be compared to reading and not to direct vision. If a man on earth, who has become clairvoyant, is to understand the objects and happenings of the sense world and look at them with a healthy, sane attitude, he must observe and describe them in the most accurate way possible, but his relation to the spiritual world must be different. As soon as he steps across the threshold, he has to do something very much like reading. If we look at what has to be recognized in this spirit land for our human life, there is certainly something else that can demolish Ferdinand Fox's argument. His objections should not be taken lightly, for if we wish to understand spiritual science in the right way, we should size up such objections correctly. We must remember that many people today cannot help making objections, for their ideas and habits of thought give them the dreadful fear of standing on the verge of nothingness when they hear about the spiritual world; therefore they reject it. This relationship of a modern human being to the spiritual world can be understood better by discovering what someone thinks about it who is quite well-intentioned. A book appeared recently that is worth reading even for those who have acquired a true understanding of the spiritual world. It was written by a man who means well and who would like very much to come by knowledge of the spiritual world, Maurice Maeterlinck;12 it has been translated with the title Concerning Death. In his first chapters the author shows that he wants to understand these things. We know that he is to some extent a discerning and sensitive person who has allowed himself to be influenced by Novalis, among others, that he has specialized somewhat in Romantic mysticism and that he has accomplished much that is very interesting—theoretically and artistically—in regard to the relationship of human beings to the super-sensible world. Therefore as example he is particularly interesting. Well, in the chapters of Concerning Death in which Maeterlinck speaks of the actual relationship of the human being to the spiritual world, his book becomes completely absurd. It is an interesting phenomenon that a well-meaning man, using the thinking habits of today, becomes foolish. I do not mean this as reproof or criticism but only to characterize objectively how foolish a well-intentioned person can become when he wishes to look at the connection of the human soul to the spirit world. Maurice Maeterlinck has not the slightest idea that there is a possibility to so strengthen and invigorate the human soul that it can shed everything attained through sense observation and the ordinary thinking, feeling and willing of the physical plane and indeed, even that of the elemental world. To such minds as Maeterlinck's, when the soul leaves behind it everything involved in sense observation and the thinking, feeling and willing related to it, there is simply nothing left. Therefore in his book Maeterlinck asks for proofs of the spiritual world and facts about it. It is of course reasonable to require proofs of the spiritual world and we have every right to do so—but not as Maeterlinck demands them. He would like to have proofs as palpable as those given by science for the physical plane. And because in the elemental world things are still reminiscent of the physical world, he would even agree to let himself be convinced of the existence of the spiritual world by means of experiments copied from the physical ones. That is what he demands. He shows with this that he has not the most rudimentary understanding of the true spiritual world, for he wants to prove, by methods borrowed from the physical one, things and processes which have nothing to do with the sense world. The real task is to show that such proofs as Maeterlinck demands for the spiritual world are impossible. I have frequently compared this demand of Maurice Maeterlinck to something that has taken place in the realm of mathematics. At one time the university Math departments were continually receiving treatises on the so-called squaring of the circle. People were constantly trying to prove geometrically how the area of a circle could be transformed into a square. Until quite recently an infinite number of papers had been written on the subject. But today only a rank amateur would still come up with such a treatise, for it has been proved conclusively that the geometrical squaring of the circle is not possible. What Maeterlinck demands as proof for the spiritual world is nothing but the squaring of the circle transferred to the spiritual sphere and is just as much out of place as the other is in the realm of mathematics. What actually is he demanding? If we know that as soon as we cross the threshold to the spiritual world, we are in a world that has nothing in common with the physical world or even with the elemental world, we cannot ask, “If you want to prove any of this to me, kindly go back into the physical world and with physical means prove to me the things of the spiritual world.” We might as well accept the fact that in everything concerned with spiritual science we will get from the most well-meaning people the kind of absurdities that—transferred to ordinary life—would at once show themselves to be absurd. It is just as if someone wants a man to stand on his head while continuing to walk with his feet. Let someone demand that and everyone will realize what nonsense it is. However, when someone demands the same sort of thing in regard to proofs of the spiritual world, it is clever; it is a scientific right. Its author will not notice its absurdity and neither will his followers, especially when the author is a celebrated person. The great mistake springs from the fact that those who make such claims have never clearly grasped man's relation to the spiritual world. If we attain concepts that can be gained only in the spiritual world through clairvoyant consciousness, they will naturally meet with a great deal of opposition from people like Ferdinand Fox. All the concepts that we are to acquire, for instance, about reincarnation, that is, the truly genuine remembrances of earlier lives on earth, we have to gain through a certain necessary attitude of the soul towards the spiritual world, for only out of that world can we obtain such concepts. When there are impressions, ideas, mental images in the soul that point back to an earlier life on earth, they will be especially subject to the antagonism of our time. Of course, it can't be denied that just in these things the worst foolishness is engaged in; many people have this or that experience and at once relate it to this or that former incarnation. In such cases it is easy for our opponents to say, “Oh yes, whatever drifts into your psyche are really pictures of experiences you've had in this life between birth and death—only you don't recognize them.” That is certainly the case hundreds and hundreds of times, but it should be clear that a spiritual investigator has an eye for these things. It can really be so that something that happens to a person in childhood or youth returns to consciousness completely transformed in later life; then perhaps because the person does not recognize it, he takes it for a reminiscence from an earlier life on earth. That can well be the case. We know within our own anthroposophical circles how easily it can occur. You see, memories can be formed not only of what one has clearly experienced; one can also have an impression that whisks past so quickly that it does not come fully to consciousness and yet can return later as a distinct memory. A person—if he is not sufficiently critical—can then swear that this is something in his soul that was never experienced in his present life. It is thus understandable that such impressions cause all the foolishness in people who have busied themselves, but not seriously enough, with spiritual science. This happens chiefly in the case of reincarnation, in which so much vanity and ambition is involved. For many people it is an alluring idea to have been Julius Caesar or Marie Antoinette in a former life. I can count as many as twenty-five or twenty-six Mary Magdalenes I have met in my lifetime! The spiritual investigator himself has good reason to draw attention to the mischief that can be stirred up in all this. Something more, however, must be emphasized. In true clairvoyance, impressions of an earlier life on earth will appear in a certain characteristic way, so that a truly healthy clairvoyant soul will recognize them quite definitely as what they are. It will know unmistakably that these impressions have nothing to do with what can arise out of the present life between birth and death. For the true reminiscences, the genuine memories of earlier lives on earth that come through scrupulous clairvoyance, are too astonishing for the soul to believe it could bring them out of its conscious or unconscious depths by any humanly possible method. Students of spiritual science must get to know what soul experiences come to it from outside. It is not only the wishes and desires, which do indeed play a great part when impressions are fished up out of the unknown waters of the soul in a changed form, so that we do not recognize them as experiences of the present life; there is an interplay of many other things. But the mostly overpowering perceptions of former earth lives are easy to distinguish from impressions out of the present life. To take one example: a person receiving a true impression of a former life will inwardly, for instance, experience the following, rising out of soul depths: “You were in your former life such and such a person.” And at the moment when this occurs, he will find that, externally, in the physical world, he can make no use at all of such knowledge. It can bring him further in his development but as a rule he has to say to himself, “Look at that: in your previous incarnation you had that special talent!” However, by the time he receives such an impression, he is already too old to do anything with it. The situation will always be like that, showing how the impressions could not possibly arise out of one's present life, for if you took your start from the ordinary dream or fantasy, you would provide yourself with quite different qualities in a former incarnation. What one was like in an earlier life is something we ordinarily cannot imagine, for it is usually just the opposite of what we might expect. The genuine reality of an impression arising through true clairvoyance may show in one way or another our relationship to another person on earth. However, we must remember that through incorrect clairvoyance many previous incarnations are described, relating us to our close friends and enemies; this is mostly nonsense. If the perception you receive is truly genuine, it will show you a relationship to a person whom it is impossible at the time to draw near to. These things cannot be applied directly to practical life. Confronted with impressions such as these, we have to develop the frame of mind necessary for clairvoyant consciousness. Naturally, when one has the impression, “I am connected in a special way with this person,” the situation must be worked out in life; through the impression one should come again into some sort of relationship with him. But that may only come about in a second or third earthly life. One must have a frame of mind able to wait patiently, a feeling that can be described as a truly inward calmness of soul and peacefulness of spirit. This will contribute to our judging correctly our experience in the spiritual world. When we want to learn something about another person in the physical world, we go at it in whatever way seems necessary. But this we cannot do with the impression that calls for spirit peacefulness, calmness of soul, and patience. The attitude of soul towards the genuine impressions of the spiritual world is correctly described by saying,
In a certain respect this frame of mind must stream out over the entire soul life in order to approach in the right way its clairvoyant experiences in the spirit. The Ferdinand Foxes, however, are not always easy to refute, even when inner perceptions arise of which one can say, “It is humanly not possible for the soul with its forces and habits acquired in the present earth life to create in the imagination what is rising out of its depths; on the contrary, if it were up to the soul it would have imagined something quite different.” Even when one is able to point out the sure sign of true, genuine, spiritual impressions, a super-clever Ferdinand Fox can come and raise objections. But one does not meet the objections of those who stand somewhat remote from the science of the spirit or of opponents who don't want to know anything about it with the words, “One's inner being filled with expectation.” This is the right mood for those who are approaching the spiritual world, but in the face of objections from opponents, one should not—as a spiritual scientist—merely wait in expectation but should oneself raise all those objections in order to know just what objections are possible. One of these is easy to understand today, and it can be found in all the psychological, psychopathological and physiological literature and in the sometimes learned treatises that presume to be scientific, as follows: “Since the inner life is so complicated, there is a great deal in the subconscious that does not rise up into the ordinary consciousness.” One who is super-clever will not only say, “Our wishes and desires bring all sorts of things out of soul depths,” but will also say, “Any experience of the psyche brings about a secret resistance or opposition against the experience. Though he will always experience this reaction, a person knows nothing of it as a rule. But it can push its way up from the subconscious into the upper regions of soul life.” Psychological, psychopathological and physiological literature admit to the following, because the facts cannot be denied: When someone falls deeply in love with another person, there has to develop in unconscious soul depths, side by side with the conscious love, a terrible antipathy to the beloved. And the view of many psychopathologists is that if anyone is truly in love, there is also hatred in his soul. Hatred is present even if it is covered over by the passion of love. When such things emerge from the depths of the soul, say the Ferdinand Foxes, they are perceptions that very easily provide the illusion of not coming from the soul of the individual involved and yet can well do so, because soul life is very complex. To this we can only reply: certainly it may be so; this is as well-known to the spiritual investigator as it is to the psychologist, psychiatrist or physiologist. When we work our way through all the above-mentioned literature dealing with the healthy and unhealthy conditions of soul life, we realize that Ferdinand Fox is a real person, an extremely important figure of the present day, to be found everywhere. He is no invention. Take all the abundant writing of our time and as you study it, you get the impression that the remarkable face of Ferdinand Fox is springing out at you from every page. He seems nowadays to have his fingers in every scientific pie. To counteract him, it must be emphasized again and again, and I repeat it in this case gladly: to prove that something is reality and not fantasy is only possible through life experience itself. I have continually said: The chapter of Schopenhauer's philosophy that views the world as a mere mental image and does not distinguish between idea and actual perception can be contradicted only by life itself. Kant's argument, too, in regard to the so-called proof of God' s existence, that a hundred imaginary dollars contain just as many pennies as a hundred real dollars, will be demolished by anyone who tries to pay his debts with imaginary and not real dollars. Therefore the training and devotion of the soul to clairvoyance must be taken as reality. It is not a matter of theorizing; we bring about a life in the realm of spirit by means of which we can clearly distinguish the genuine impression of a former life on earth from one that is false, in the same way that we can distinguish the heat of an iron on our skin from an imaginary iron. If we reflect on this, we will understand that Ferdinand Fox's objections about the spiritual world are really of no importance at all, coming as they do from people who—I will not say, have not entered the realm of spirit clairvoyantly—but who have never tried to understand it. We must always keep in mind that when we cross the threshold of the spiritual world, we enter a region of the universe that has nothing in common with what the senses can perceive or with what we experience in the physical world through willing, thinking, and feeling. We have to approach the spiritual world by realizing that all our ability to observe and understand the physical sense world has to be left behind. Referring to perception in the elemental world, I used an image that may sound grotesque, that of putting one's head into an ant hill—but so it is for our consciousness in the elemental world. There the thoughts that we have do not put up with everything quite passively; we plunge our consciousness into a world (into a thought-world, one might call it) that creeps and crawls with a life of its own. A person has to hold himself firmly upright in his soul to withstand thoughts that are full of their own motion. Even so, many things in this elemental world of creeping and crawling thoughts remind us of the physical world. When we enter the actual spiritual world, nothing at all reminds us of the physical world; there we enter a world which I will describe with an expression used in my book The Threshold of the Spiritual World: “a world of living thought-beings.” Our thinking in the physical world resembles shadow-pictures, shadows of thoughts, whose real substance we find in the spiritual world; this thought-substance forms the beings there whom we can approach and enter into. Just as human beings in the physical world consist of flesh and blood, these beings of the spiritual world consist of thought-substance. They are themselves thoughts, actual thoughts, nothing but thoughts, yet they are alive with an inner essential being; they are living thought-beings. Although we can enter into their inner being, they cannot perform actions as if with physical hands. When they are active, they create relationships among themselves, and this can be compared to the embodiment in the sense world of thoughts in speech, a pale reflection of the spiritual reality. We can accustom ourselves to experience the living thought-entities in the spiritual world. What they do, what they are, and the way they affect one another, forms a spirit language. One spirit being speaks to another; thought language is spoken in the realm of the spirit! However, this thought language in its totality is not only speech but represents the deeds of the spiritual world as well. It is in speaking that these beings work, move, and take action. When we cross the threshold, we enter a world where thoughts are entities, entities are thoughts; however, these beings of the spiritual world are much more real than people of flesh and blood in the sense world. We enter a world where the action consists of spiritual conversation, where words move, here, there, and everywhere, where something happens because it is spoken out. We have to say of this spiritual world and of the occurrences there what is said in Scene Three of The Guardian of the Threshold:
All occult perception attained for mankind by the initiates of every age could behold the significance in a certain realm of this spirit conversation that is at the same time spirit action. It was given the characteristic name, “The Cosmic Word.” Now observe that our study has brought us to the very center of the spiritual realm, where we can behold these beings and their activities. Their many voices, many tones, many activities, sounding together, form the Cosmic Word in which our own soul being—itself Cosmic Word—begins to find itself at home, so that, sounding forth, we ourselves perform deeds in the spiritual world. The term “Cosmic Word” used throughout past ages by all peoples expresses an absolutely true fact of the spirit land. To understand its meaning at the present time, however, we have to approach the uniqueness of the spiritual world in the way we have tried to describe in this study. In the various past ages and peoples, occult knowledge has spoken with more or less understanding of the Cosmic Word; now, too, it is necessary, if mankind is not to be devastated by materialism, to reach an understanding for such words about the spiritual world, from the Mystery Drama:
It is imperative in our time that when such words are spoken out of the knowledge of the spiritual world, our souls should feel their reality, should feel that they represent reality. We must be aware that this is just as much an exact characteristic of the spiritual world as when in characterizing the physical sense world we apply ordinary sense images. Just how far our present age can bring understanding to bear on such words as “Here in this place words are deeds and further deeds must follow them” will depend on how far it takes up spiritual science and how well people today will be prepared to prevent the dominating force of materialism that otherwise will plunge human civilization into impoverishment, devastation and decay.
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147. Secrets of the Threshold: Lecture V
28 Aug 1913, Munich Translated by Ruth Pusch Rudolf Steiner |
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Something seemed to be missing; he could not begin to understand them. So this time when he left the Balde cottage, he turned over in his mind the story of the fortress that multiplied itself. |
Benedictus now disclosed what Capesius could understand very well, for his mind and heart had been so enlivened by Dame Felicia's tale. Between these two, solitary thought and writing, we have the Word. |
On his right are mere thoughts, on his left the ahrimanic element, mere listening; he shuts out neither the one nor the other but understands that he lives in a threefoldness, for indeed life is ruled and kept in order by number. He understands, too, that between this polarity, this antithesis of the two elements, meditation moves like a river. |
147. Secrets of the Threshold: Lecture V
28 Aug 1913, Munich Translated by Ruth Pusch Rudolf Steiner |
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I should like to help everyone understand, if I can, the characteristics of the spiritual realms we are studying in these lectures. For this reason, I am going to add a little story to shed light on the questions we have already considered and on those ahead of us.13 Some time ago Professor Capesius was inwardly quite disturbed and puzzled. It came about in the following way. You will have noticed in The Portal of Initiation that Capesius is a historian, a professor of history. Occult research has shown me that a number of well-known modern scholars have become historians through a particular connection with an Egyptian initiation in the third post-Atlantean epoch, either directly within an initiation cult or else by being attracted in some way or other to the Temple Mysteries. You will notice that Capesius is a historian who depends not only on external documents; he tries also to penetrate to the historical ideas that have played a part in human evolution and in the development of civilization. I must admit that in characterizing Capesius in The Portal of Initiation, The Probation of the Soul, and The Guardian of the Threshold, I was continuously aware of his link to the Egyptian cult of initiation shown in detail in Scenes Seven and Eight of The Souls' Awakening. We must keep in mind that what Capesius's soul experienced during his Egyptian incarnation forms the foundation for his later destiny and for his present-day soul. Capesius has therefore become a historian, concerned in his professional life chiefly with what has been brought about in successive epochs by the varying character of peoples, civilizations and individuals. One day, however, Capesius came across some literature about the philosophy of Haeckel. Up to then he had not paid much attention to these ideas, but now he studied various articles on Haeckel's atomistic view of the world. This was the reason for his tortured state of mind; a peculiar mood descended on him when he met this atomistic philosophy at a relatively late period in his life. His reason told him: We really cannot get behind natural phenomena properly unless our explanations involve atoms by way of a mechanistic conception of the universe. In other words, Capesius came more and more to recognize what is, in a sense, the one-sided correctness of atomism and a mechanistic view of nature. He was not one to fight fanatically against a new idea, for he had confidence in his own intelligence, which seemed to find these ideas necessary to explain the natural phenomena around him. Yet it troubled him. He said to himself, “How desolate, how unsatisfying for the human soul this conception of nature is. How poorly it supports any ideas one would like to acquire about spirit and spiritual beings or about the human soul!” Capesius was thus driven back and forth by doubt; therefore he set out—almost instinctively, I might say—on the walk he so often took when his heart was heavy, to the Baldes' little cottage. Talking over things with those warmhearted people had many times provided him with a real emotional lift, and what Felicia Balde gave him in her wonderful fairy tales had refreshed him. And so he went there. As Dame Felicia was busy in the house when he arrived, he met first his good friend Felix, whom he had gradually grown fond of. Capesius confided his troubles to Felix, describing the doubts that the knowledge of Haeckelism and the atomistic theory had brought. He explained how logical it seemed to apply it to the phenomena of nature, but on the other hand how barren and disheartening such a conception of the universe is. In his distress, Capesius more or less sought help for his state of soul from his fatherly friend. Now Felix is quite a different character from Capesius. He goes his own unique way. Turning aside at once all Haeckel's ideas and theories, he explained how the matter really stands. He said: “Certainly there must be atoms; it is quite correct to talk about them. But we have to understand that atoms, in order somehow to form the universe, must stratify and arrange themselves in such a way that their relationships correspond in measure and number; the atoms of one substance form a unit of four, another of three, another of one or two; in this way the substances of earth came about.” It seemed to Capesius, who had a good grasp of history, that this was somewhat Pythagorean. He felt that a Pythagorean principle had the upper hand in Felix, who was arguing that there is nothing we can do about the atoms themselves but that within them we find the wisdom of measure and number. More and more complicated became the argument, with ever more complicated numerical relationships, where—according to Felix—cosmic wisdom in combining the atoms revealed itself as a spiritual principle among them. More and more complicated became the structures that Father Felix built up for Capesius, who gradually was overcome by a peculiar mood. You could describe it by saying that he had to strain every nerve so much in deciphering this complicated stuff that, even though the subject interested him immensely, he had to suppress a desire to yawn and to sink into a kind of dream state. Before our good professor dropped completely into a dream, however, Dame Balde joined them and listened for a while to the expounding of numbers and structures. She sat there patiently, but she had a peculiar habit. When something not altogether pleasant or congenial bothered her, and she had to control her boredom, she would clasp her hands together and twirl her thumbs around each other; whenever she did this, she was able to swallow her yawns. And now after she had twirled her thumbs for a short time, there came a pause. She could finally try to stir up Capesius with a refreshing story, and so Felicia told her good friend the following tale. Once upon a time there stood in a very lonely region a great fortress. Within it lived many people, of all ages; they were more or less related to one another and belonged to the same family. They formed a self-contained community but were shut off from the rest of the world. Round about, far and wide, there were no other people nor human settlements to be found, and in time this state of things made many of the people uneasy. As a result, a few of them became somewhat visionary, and the visions that came to them might well, from the manner in which they appeared, have been founded on reality. Felicia told how a great number of these people had the same vision. First, they saw a powerful figure of light, which seemed to come down out of the clouds. It was a figure of light bringing warmth with it as it came down and sank into the hearts and souls of the people in the fortress. It was really felt—so ran Felicias' story—that something of glory had come down from the heights of heaven in this figure Of light from above. But soon, Felicia continued, those who had the vision of light saw something more. They saw how from all sides, from all around the mountain, as though crawling out of the earth, there came all kinds of blackish, brownish, steel-grey figures. Whereas it was a single figure of light coming from above, there were many, many of these other forms around the fortress. Whereas the figure of light entered into their hearts and their souls, these other beings—one could call them elemental beings—were like besiegers of the fortress. For a long time the people, of whom there was a fairly great number, dwelled between the figure from above and those besieging the fortress from outside. One day, however, it happened that the form from above sank down still further than before, and that the besiegers come closer in towards them. An uncomfortable feeling spread among the visionaries in the fortress—we must remember that Felicia is telling a fairy tale—and these visionaries, as well as all the others, fell into a kind of dream state. The figure from above divided into separate clouds of light, but these were seized upon by the besiegers and darkened by them, so that gradually the people of the fortress were held in a dream. The earth life of the people was thereby prolonged for centuries, and when they came to themselves, they found that now they were divided into small communities scattered over many different parts of the earth. They lived in small fortresses that were copies of the great, original one they had inhabited centuries before. And it was apparent that what they had experienced in the ancient fortress was now within them as strength of soul, soul richness and soul health. In these smaller fortresses they could now bravely carry on all sorts of activities, such as farming, cattle raising and the like. They became capable, hard working people, good farmers, healthy in soul and body. When Dame Felicia had finished her story, Professor Capesius felt as he usually did, pleasantly cheered. Father Felix, however, found it necessary to provide some explanation for the images of the story, for this was the first time Felicia had told this particular tale. “You see,” Felix began, “the figure that came from above out of the clouds is the luciferic force, and the figures that came from outside like besiegers are the ahrimanic beings....” and so on; Felix's explanations became more and more complicated. At first Dame Felicia listened, clasping her hands together and twirling her thumbs, but finally she said, “Well, I must get back to the kitchen. We're having potato pancakes for supper and I don't want them to get too soft.” So she slipped away. Capesius sank into such a heavy mood through Felix's explanations that he no longer could listen properly and though he was really very fond of Father Felix, he could not altogether hear what was being explained. I must add that what I have just been relating happened to Capesius at a time when he had already met Benedictus and had become what one could call his pupil. He had often heard Benedictus speak about the luciferic and ahrimanic elements, but though Capesius is an extremely intelligent man, he never could quite fathom these remarks of Benedictus. Something seemed to be missing; he could not begin to understand them. So this time when he left the Balde cottage, he turned over in his mind the story of the fortress that multiplied itself. Almost every day he pondered the tale. When he later came to Benedictus, Benedictus noticed that something had taken place in Capesius. Capesius himself was aware that every time he recalled the story of the fortress, his soul was peculiarly stirred within him. It seemed as if the story had worked upon his inner being and strengthened it. Consequently he was continually repeating the tale to himself—as if in meditation. Now he came to Benedictus, who perceived that the forces of Capesius' soul had been newly strengthened. Benedictus began therefore to speak about these things in a special way. Whereas earlier Capesius—perhaps because of his great learning—would have had more trouble grasping it all, he now understood everything extremely well. Something like a seed had fallen into his soul with Felicia's story and this had fructified his soul forces. Benedictus said the following. Let us look at three different things: First, consider human thinking, human concepts, the thoughts that a person carries around within himself and ponders when he is alone to help him understand the world. Everyone is able to think and to try to explain things to himself in complete solitude. For this he doesn't need another person. In fact, he can think best when he shuts himself up in his own room and tries as best he can, in quiet, self-contained pondering, to understand the world and its phenomena. Now then, said Benedictus, it will always happen to a person that a feeling element of soul rises up into his solitary thoughts, and thus there will come to every individual thinker the tempting attraction of the luciferic element. It is impossible for someone to ruminate and cogitate and philosophize and explain everything in the world to himself without having this impulse coming out of soul sensitivity as a luciferic thrust into his thinking. A thought grasped by an individual human being is always permeated to a great extent by the luciferic element. Capesius had earlier understood very little when Benedictus spoke about luciferic and ahrimanic elements, but now it was clear to him that there must lurk in the solitary thoughts a person forms in himself the allurements of luciferic temptation. Now, too, he understood that in the human activity of individual thought Lucifer will always find a hook with which he can snatch a human being out of the forward-moving path of world evolution; then, because a person separates himself with this kind of thinking from the world, he can be brought to the lonely island that Lucifer—himself separated from the rest of the cosmic order—wants to establish, setting up on that island everything that separates itself into a solitary existence. Benedictus, after directing Capesius's attention to the nature of lonely, personal, inner thinking, said, Now let us look at something else. Consider what writing is: a remarkable factor of human civilization. When we look at the character of thought, we have to describe it as something that lives in the individual human being. It is accessible to Lucifer who wants to lead our soul qualities out of the physical world and isolate them. This solitary thinking, however, is not accessible to Ahriman, for it is subject to the normal laws of the physical world—that is, it comes to life and then passes away. Writing is different. A thought can be put into writing and snatched from destruction; it can be made permanent. I have sometimes pointed out that Ahriman's effort is to reclaim what is alive in human thinking as it goes toward destruction and to anchor it in the physical sense world. That is what typically happens when you write something down. The thoughts that otherwise would gradually disperse are fixed and preserved for all time—and thus Ahriman can invade human culture. Professor Capesius is not the sort of reactionary who wants to forbid the teaching of writing in the early grades, but he understood that with all the books and other reading matter people are piling up around themselves, the ahrimanic impulses have entered the evolution of human culture. Now he could recognize in solitary thought the luciferic temptation, in what is written or printed, the ahrimanic element. It was clear to him that in the external physical world, human evolution cannot exist without the interplay of ahrimanic and luciferic elements everywhere in everything. He realized that even in our forward-moving evolution, writing has gained greater and greater importance (and to recognize this, one does not have to be clairvoyant but need only look at the developments of the last couple of hundred years). Ahriman is therefore continually gaining in importance; Ahriman is seizing more and more influence. Today when the printed word has acquired such immense significance—this was quite clear to Capesius—we have built great ahrimanic strongholds. It is not yet the custom (spiritual science has not brought things completely to the point where the truth can be openly spoken in public) that when a student is on his way to the library, he would say, “I've got to hole up and cram for an exam in such and such a subject down at Ahriman's place!” Yet that would be the truth. Libraries, great and small, are Ahriman's strongholds, the fortresses from which he can control human development in the most powerful way. One must face these facts courageously. Benedictus then had something more to explain to Capesius. On the one hand, he said, we have the thoughts of the individuals, on the other, the written works that belong to Ahriman—but between them there is something in the center. In whatever is luciferic we have a single whole; men strive after unity when they want to explain the world to themselves in thought. In what is written, however, we have something that is atomistic. Benedictus now disclosed what Capesius could understand very well, for his mind and heart had been so enlivened by Dame Felicia's tale. Between these two, solitary thought and writing, we have the Word. Here we cannot be alone as with our thinking, for through the spoken word we live in a community of people. Solitary thinking has its purpose and a person needs no words when he wants to be alone. But speech has its purpose and significance in the community of other human beings. A word emerges from the solitude of the single individual and unfolds itself in the fellowship of others. The spoken word is the embodied thought but at the same time, for the physical plane, it is quite different from thought. We need not look at the clairvoyant aspects I have mentioned in various lectures; external history shows us—and being a historian, Capesius understood this very well—that words or speech must originally have had quite a different relationship to mankind from what they possess today. The further you go back into the past, you actually come—as occult research shows—to one original language spoken over the whole world. Even now when you look back at ancient Hebrew—in this regard the Hebrew language is absolutely remarkable—you will discover how different the words are from those in our own languages of western Europe. Hebrew words are much less ordinary and conventional; they possess a soul, so that you can perceive in them their meaning. They themselves speak out their inner, essential meaning. The further you go back in history, the more you find languages like this, which resemble the one original language. The legendary Tower of Babel is a symbol of the fact that there was really once a single primeval human language; this has become differentiated into the various folk and tribal languages. That the single common language disintegrated into many language groups means that the spoken word moved halfway towards the loneliness of thought. An individual does not speak a language of his own, for then speech would lose its significance, but a common language is now found only among groups of people. Thus the spoken word, has become a middle thing between solitary thought and the primeval language. In the original common language one could understand a word through its sound quality; there was no need to try to discover anything further of meaning, for every word revealed its own soul. Later, the one language became many. As we know, everything to do with separation plays into Lucifer's hands; therefore as human beings created their different languages, they opened the door to a divisive principle. They found their way into the current that makes it easy for Lucifer to lift human beings out of the normal progress of the world, foreseen before his own advent; Lucifer can then remove them to his isolated island and separate them from the otherwise progressive course of human evolution. The element of speech, the Word, finds itself therefore in a middle state. If it had been able to remain as originally foreseen, without Lucifer's intervention, it would belong to a central divine position free from the influence of Lucifer and Ahriman; then, in accordance with the progress of the divine world order, mankind could have set sail on a different current. But language has been influenced on the one side by Lucifer. While a thought grasped in solitude is the complete victim of the luciferic forces, the Word itself is laid hold of only to a certain extent. On the other hand, writing, too influences language; the further mankind progresses, the more significant is the effect of the printed word on spoken language. This comes about when folk dialects, which have nothing to do with writing, gradually disappear. A more elegant kind of speech takes their place, and this is even called “literary speech.” The name indicates how speech is influenced by writing, and you can still notice how this happens in many localities. I am often reminded how it happened to me and my schoolmates. In Austria where there are so many dialects all mixed up together, the schools insisted on the pupils' learning the “literary speech,” which the children to a great extent had never spoken. This had a peculiar result; I can describe it quite frankly, for I myself was exposed to this literary language over a long period of my life, and only with the greatest effort could I get rid of it. It sometimes even now slips through. Literary speech is peculiar in this: that one speaks all the short vowels long and all the long vowels short, whereas dialect, the language born out of the spoken word, pronounces them correctly. When you mean the Sonne, “sun” that is up there in the sky, dialect says d'Sunn. Someone, however, who has gone through an Austrian school is tempted to say, Die Soone. Dialect says, der Sun for Sohn (“son”); the school language says der Sonn.
This is an extreme example from an earlier time, of course, but it illustrates my point. You see how writing works back on the spoken language: it generally does work back on it. If you look at how things have developed, you will find that language has already lost what grows out of the earth and soil and is most vital, most elemental, most organic; people speak more and more a book language. This is the ahrimanic element in writing, which continually influences the spoken word from the other side. However, someone who wants to go through a normal development will easily notice from the three things Benedictus gave Capesius as examples, how senseless it is to wish to eliminate Ahriman and Lucifer from human evolution. Consider these three activities: solitary thought, the spoken word, and writing. No sensible person, even when he fully recognizes the fact of Lucifer's influence on thinking and Ahriman's influence on writing, will wish to root out Lucifer where he is so obviously at work, for this would mean forbidding solitary thought. Admittedly, for some people this would be a most comfortable arrangement, but chances are that none would be willing to advise it openly. On the other hand, we would not want to do away with writing. Just as the positive and negative electric charge indicates a polarity in external physical nature, we will also have to agree that the contrasting ahrimanic and luciferic elements have also to exist. They are two polarities, neither of which we can do without, but they must be brought into the right relationship to measure and number. Then the human being can move between them in the middle ground by way of the spoken word—for indeed the Word was meant to be the vessel for wisdom and insight, the vehicle of thoughts and mental images. A person could say, “I must so train myself in using words that through them I allow everything self-willed and merely personal to be corrected. I must take into my soul the wisdom that past ages have unlocked out of the word. I must pay attention not only to my own opinion, not only to what I myself believe or can recognize correctly through my own ability, but I must respect what has come down through the various cultures, through the efforts and wisdom of the various races in human evolution.” This would mean bringing Lucifer into the right relationship to the Word. We would not do away with isolated thinking but, realizing that the spoken word belongs to the community, we would try to trace it back through long periods of time. The more we do this, the more we give Lucifer his rightful influence. Then instead of merely submitting to the authority of the Word, we protect its task of carrying earth wisdom from one epoch of civilization to the next. On the other hand, if someone fully understands the matter, he must take it on himself not to submit to the rigid authoritarian principle that belongs to writing—whether it be most holy in content or completely profane—for otherwise he will fall victim to Ahriman. It is clear that for the external materialistic world we have to have writing, and writing is what Ahriman uses to detach thinking from its course toward destruction; this is his task. He wants to hold thinking back from flowing into the stream of death: writing is the best means of keeping thoughts on the physical plane. In full consciousness, therefore, we must face the fact that writing, which carries the ahrimanic element in itself, must never gain the upper hand over mankind. Through our vigilance we must keep the Word in the middle position, so that on the left and on the right—both in our thinking and in our writing—the two polar opposites, Lucifer and Ahriman, are working together at the same time. This is where we should stand and it will be the right place if we are clear in mind and heart that there must always be polarities. Capesius took hold of all this that he heard, with his soul forces strengthened by Felicia. His attitude to what Benedictus was explaining was quite different now from earlier explanations that Benedictus had given him of the luciferic and ahrimanic elements. Fairy tales flowing out of the spiritual world were more and more fructifying the forces of his soul, so that Capesius himself perceived how inwardly strengthened and fortified his soul capacities had become. In Scene Thirteen of The Souls' Awakening this is represented; a soul force within Capesius designated as Philia appears to him as a spiritually tangible being, not as a merely abstract element of his soul. The more Philia becomes alive in his soul as a real being the more Capesius understands what Benedictus expected from him. At the time when he had first heard the enlivening story of the fortress that multiplied itself into a great number of such buildings, it did not at first affect him. In fact, he almost began to slumber; then when Father Felix was talking about the atoms, he really was practically asleep. Now, however, with his soul so matured, Capesius recognized the threefoldness inherent in the whole stream of world evolution: on one side the luciferic solitary thought, on the other, the ahrimanic writing, the third, the middle state, the purely divine. He now understood the number three as the most significant factor in cultural development on the physical plane; he surmised that this number three can be found everywhere. Capesius viewed the law of number in a different way than before; now, through the awakening of Philia within him, he perceived the nature of number in world evolution. Now too, the nature of measure became clear: in every threefoldness there are two polarities, which must be brought into an harmonious balance with each other. In this, Capesius recognized a mighty cosmic law and knew that it must exist, in some way or other, not only on the physical plane but also in higher worlds. We shall have to enlarge upon this later in more precise descriptions of the divine spiritual world. Capesius surmised that he had penetrated to a law acting in the physical world as though hidden behind a veil and in possessing it, he had something with which he could cross the threshold. If he were to cross the threshold and enter the spiritual world, he must then leave behind him everything stimulated merely by physical experience. Number and measure—he had learned to feel what they are, to feel them deeply, to fathom them, and now he understood Benedictus, who brought up other things, at first fairly simple ones, to make the principle fully clear. “The same predominance of the triad, of polarity or opposition in the triad, of harmonious balance,” Benedictus told Capesius, “is found in other areas of our life. Let us look from another point of view at thinking, mental images, or ideas. First of all you have mental images; you work out for yourself the answers to the secrets of the universe. The second would be pure perception; let us say, simply listening. Some people are more likely to ponder about everything introspectively. Others don't like to think but will go around listening, will receive everything through listening, then take everything on authority, even if it's the authority of natural phenomena, for there is, of course, a dogma of external experience, when one is pushed around willingly by the superficial happenings of nature.” Benedictus could soon show Professor Capesius also that in lonely thinking there lies the luciferic attraction, whereas in mere listening, or in any other kind of perceiving, there is the ahrimanic element. But one can keep to the middle path and move between the two, so to speak. It is neither necessary to stop short at abstract, introspective thinking wherein we shut ourselves away within our own souls like hermits, nor is it necessary to devote ourselves entirely to seeing or hearing the things our eyes and ears perceive. We can do something more. We can make whatever we think so inwardly forceful that our own thought appears before us like a living thing; we can immerse ourselves in it just as actively as we do in something heard or seen outside. Our thought then becomes as real and concrete as the things we hear or see. That is the middle way. In mere thought, close to brooding, Lucifer assails man. In mere listening, either as perception or accepting the authority of others, the ahrimanic element is present. When we strengthen and arouse our soul inwardly so that we can hear or see our thoughts while thinking we have then arrived at meditation. Meditation is the middle way. It is neither thinking nor perceiving. It is a thinking that is as alive in the soul as perception is, and it is a perception of what is not outside man but a perception of thoughts. Between the luciferic element of thought and the ahrimanic element of perception, the life of the meditating soul flows within a divine-spiritual element that alone bears in itself the rightful progress of world events. The meditating human being, living in his thoughts in such a way that they become as alive in him as perceptions of the outside world, is living in this divine, on-flowing stream. On his right are mere thoughts, on his left the ahrimanic element, mere listening; he shuts out neither the one nor the other but understands that he lives in a threefoldness, for indeed life is ruled and kept in order by number. He understands, too, that between this polarity, this antithesis of the two elements, meditation moves like a river. He understands that in lawful measure the luciferic and ahrimanic elements must be balanced in meditation. In every sphere of life the human being can learn this cosmic principle of number and measure that Capesius learned after his soul had been prepared through Benedictus's guidance. A soul that wants to prepare itself for knowledge of the spiritual world gradually begins to search everywhere in the world, at every point that can be reached, for the understanding of number, above all the number three; it begins then to see polar opposites revealed in all things and the necessity for these opposites to balance each other. A middle condition cannot be a mere flowing onward, but we must find ourselves within the stream directing our inner vision to the left and to the right, while steering our vessel, the third, middle thing, safely between the left and right polarities. In recognition of this, Capesius had learned through Benedictus how to steer in the right way upwards into the spiritual world and how to cross its threshold. And this every person will have to learn who wants to find his way into spiritual science; then he will really come to an understanding of the true knowledge of higher worlds.
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