234. Anthroposophy, An Introduction: Love, Intuition and the Human Ego
02 Feb 1924, Dornach Translated by Vera Compton-Burnett Rudolf Steiner |
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Of course it is; that is self-understood. But imagine some being or other were here, and by means of cords mechanically connected, were to produce some effect at a considerable distance away. |
One must first have attained ‘empty consciousness’, and have had some experience with it. And then we undergo what many who are striving for higher knowledge do not seek: we suffer what may be called the pain of knowledge. |
Of course, an understanding of such knowledge can be acquired without pain, and people should acquire this understanding apart from suffering the pain of initiation. |
234. Anthroposophy, An Introduction: Love, Intuition and the Human Ego
02 Feb 1924, Dornach Translated by Vera Compton-Burnett Rudolf Steiner |
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I have described how man must be regarded as composed of physical, etheric and astral bodies, and how we can acquire a deeper insight into this composition by exercising our cognitive powers—powers of mind, heart and will—in a certain way. This composition that we discern in man is also found in the external world. Only, we must be clear that there is a consider-able difference between what we find in the world outside and what we find in man. When, to begin with, we study the physical world—and we can really only study its solid, ‘earthy’ manifestations—we come to distinguish various substances. I need not go into details. You know, of course, that the anatomist, investigating what remains of the living man after he has passed through the gate of death—the corpse—need not take account of any but earthly substances which he also finds outside man. At least, he believes he need not, and within certain limits his belief is justified. He investigates the elements or the salts, acids and other compounds found outside of man, and he investigates what the human organism contains. He does not find it necessary to enlarge his physical and chemical knowledge. Indeed, the difference only becomes apparent when we study these things on a somewhat bigger scale, and notice what I have emphasised so strongly, namely: that the human organism as a whole cannot be maintained by external Nature, but is subject to destruction. Thus we can say that, in the solid, earthy, physical realm, we do not find, to begin with. very much difference between what is outside and what is inside man. We must recognise a greater difference however, in what is etheric. I have drawn your attention to the way the etheric really looks down on us from the world beyond the earth. I pointed out that, from out of the etheric, everything, whether it be a large or small drop, is made spherical, and that this tendency to spherical formation, due to the complex of etheric forces, extends to the etheric body of man. We have really to fight continually to overcome this tendency in our etheric body.—Of course, all this takes place in the subconscious. In its present form the human etheric body is closely moulded to the physical body. It has not such sharp boundaries and is mobile in itself; nevertheless we can distinguish a head part, a trunk part and, indistinctly, limb parts where the etheric body becomes diffuse. Thus, when we move an arm the etheric body, which otherwise conforms to the human shape, only protrudes a little beyond the arm, whereas below it is widely extended. But it has from the cosmos the tendency to take on spherical form. The higher being of man—the astral man and the ego—must oppose this tendency and mould the spherical form to the human shape. So we may say: man, as an etheric being, lives in the general etheric world by building up his own form out of the etheric, whereas the formative tendency of the surrounding etheric is to give spherical form to what is fluid. In man what is fluid takes on human form, and this is due to his inner forces opposing the external, cosmic forces. This opposition is still stronger in the astral man. As I indicated yesterday, the astral comes streaming in from the indefinite, so to speak. In the earthly realm outside man it streams in (arrows in green circle) in such a way that it develops the plant form out of the earth; and the plant form clearly shows this response to the astral. The plant has only an etheric body, but it is, indeed, the astral forces which draw the plant out of the earth. Now the human astral body is extraordinarily complicated and one really perceives it in the way I described yesterday, i.e. as an inner musical element, a whirling, weaving life, an inner activity and all one might describe as music inwardly sensed. But everything else that is astral is discovered streaming in centripetally; it is transformed into the human astral form, whereby complicated things appear. Let us say, for example, that something astral is streaming in from this side. The human being moulds it to the most varied forms in order to make it serviceable and incorporate it. One might say, the human being wins his astral body by subduing the centripetal astral forces. Now, when we turn our psycho-spiritually sharpened gaze to the cosmos, we do gain the conception of the etheric as described, but we also receive the impression that it is due to the etheric that we strive away from the earth. While we are held to the earth by gravity, we tend away from the earth because of the etheric. It is really the etheric that is active in this centrifugal tendency. In this connection you need only think of the following: The human brain weighs approximately 1,500 grammes. Now a mass with this weight, pressing on the delicate blood vessels at the base of the brain, would quite compress them. If our brain actually exerted its 1,500 grammes weight in the living man we could not have these blood-vessels. In the living man, however, the brain weighs twenty grammes at most. It is so much lighter because it floats in the cerebral fluid and loses in weight by the weight of fluid displaced. The brain really strives away from man; and in this tendency the etheric is active. Thus we may say that it is just in the brain that we can see most clearly how matters stand. Here is the brain floating in its fluid, whereby its weight is reduced from 1,500 to about twenty grammes. This means that its activity shares, to a remarkably small degree, in our physical, bodily life. Here the etheric finds tremendous scope for acting upwards. The weight acts downwards but is reduced. In the cerebral fluid there is principally developed the sum of etheric forces that lifts us away from the earth. Indeed, if we had to carry our physical body with all its forces of weight, we would have a sack to drag about. Every blood corpuscle, however, swims and is reduced in weight. This loss of weight in a fluid is an old piece of knowledge. You know, of course, that it has been ascribed to Archimedes. He was bathing one day and noticed, on lifting his leg out of the water, how much heavier it was than when in the water, and exclaimed: Eureka! I have found it. He had discovered that every body in a fluid loses in weight the weight of the fluid displaced. Thus, if you think of Archimedes in his bath, here his physical leg and here the same leg formed of water, then the physical leg is lighter in water by the amount that this water-leg weighs. It is lighter by just this amount. Likewise the weight of our brain in the cerebral fluid is reduced by the weight of a mass of cerebral fluid of the size of the physical brain. That is, it is reduced from 1,500 to 20 grammes. In physics this is called ‘upthrust’, and here the etheric acts. The astral, on the other hand, is stimulated—to begin with—by breathing, whereby the airy element enters the human organism and eventually reaches the head in an extremely attenuated state; in this distribution and organisation of the air the astral is active. Thus we can really see in the solid earthy substance the physical; in the fluid, especially in the way it works in man, the etheric; in the airy, the astral. It is the tragedy of materialism that it knows nothing of matter—how matter actually works in the several domains of life. The remarkable thing about materialism is just its ignorance of matter. It knows nothing at all about the way matter works, for one does not learn this until one is able to attend to the spiritual that is active in matter and is represented by the forces. Now, when one progresses through meditation to the ‘imaginative’ knowledge of which I have already spoken, one finds the etheric at work in all the aqueous processes of the earth. In the face of real knowledge it is childish to believe that all that is at work here—in the sea, in the rivers, rising mists, falling drops and cloud formations—contains only what the physicist and chemist know about water. For in all that is out there in the mighty drop of the ‘water-earth’, in what constantly rises in the form of vapour, forms clouds and descends as mist, in all the other aqueous processes—water plays, indeed, an enormous part in shaping the face of the globe—in all this etheric currents are working. Here is weaving the ether revealed to one in ‘pictures’ when one has strengthened one's thinking in the way I have described. Everywhere behind this weaving water the cosmic ‘imagination’ is weaving, and the astral ‘music of the spheres’ plays everywhere into this cosmic imagination, coming—in a sense—from behind. In man, however, all these conditions are found to be quite different from what they are outside him. If one looks, with vision sharpened in the way I have indicated, at what is outside man, one finds the world built up in the following way: To begin with, there is the physical, in direct contact with the earth; the etheric, which fills the whole cosmos; then the astral, which streams in as living beings. indeed, it is no merely general, abstract, astral weaving that we behold, but actual beings entering space, beings of a psycho-spiritual nature just as man, in his body, is also a psycho-spiritual being. This is what one beholds. If we now look back to man, we find in him, too, an etheric body corresponding to the external etheric. But this etheric body is not perceived in such a way that you can say: there is the physical man, and here is his etheric body. Certainly, you can draw it so, but that would only be an arrested section. You never see merely the present etheric body; this section which you can draw is seen to be continuous with what has gone before. You always see the whole etheric body extending back to birth. Past and present form a whole. If you have a twenty-year-old person before you, you cannot see merely his twenty-year-old etheric body; you see all that has happened in his etheric body back to birth and a little beyond. Here time really becomes space. It is just as when you look down an avenue and see the trees drawing closer and closer together on account of perspective; you see the whole avenue in space. Likewise you look at the etheric body as it is at present but see its whole structure, which is a ‘time-structure’. The etheric body is a ‘time-organism’, the physical body a ‘space-organism’. The physical body is, of course, self-contained at any given moment; the etheric body is always there as a totality which comprises our life up to the given moment. This is a unity. Hence you could only draw or paint the etheric body if you could paint moving pictures; but you would have to be quicker than the pictures. The momentary configuration that you draw or paint is only a section and is related to the whole etheric body as the section of a tree-stem to the whole tree. When you draw a diagram of the etheric body, it is only a section, for the whole etheric body is a ‘time-process’. Indeed, on surveying this time-process one is led beyond birth, even beyond conception, to the point where one sees the human being descend from his pre-earthly life to his present life on earth, and, just before he was conceived by his parents, draw together etheric substance from the general cosmic ether to build his etheric body. Thus you cannot speak of the etheric body without surveying man's life in time back to birth and beyond. What one regards as the etheric body at some definite moment is only an abstraction; the concrete reality is the time-process. It is different again with the astral body. This is apprehended in the way I described yesterday. I can only draw it diagramatically, and in the diagram space must become time for you. Let us assume we are observing the astral body of a person on the 2nd February 1924. Let this be the person.1 He does indeed make this impression upon us: Here is the physical body, here his etheric body. We can also observe his astral body and this makes upon us the impression I described in my book Theosophy. It is so. But when one comes to the really ‘inspired’ knowledge which appears before empty consciousness—I described such knowledge yesterday—one attains the following insight. One says to oneself: What I am observing as the astral body of this person is not really present today, i.e. on the 2nd February 1924. If the person is twenty years of age, you must go backwards in time—let us say, to January 1904. You perceive that this astral body is really back there, and extends still further back into the unlimited. It has remained there and has not accompanied him through life. Here we have only a kind of appearance—a beam. It is like looking down an avenue; there, in the distance, are the last trees, very close together. Behind them is a source of light. You can have the radiance of the light here, but the source is behind—it need not move forward that its light may shine here. So, too, the astral body has remained behind, and only throws its beam into life. It has really remained in the spiritual world and has not come with us into the physical. In respect to our astral body we always remain before conception and birth, in the spiritual world. If we are twenty years old in 1924, it is as if we were still living spiritually before the year 1904 and, in respect to our astral body, had only stretched forth a feeler. That, you will say, is a difficult conception. Well, so it is. But you know there was once a Spanish king who was shown how complicated the structure of the universe is. He thought he would have made it simpler. A man may think like this, but, as a matter of fact, the world is not simple, and we must exert ourselves somewhat to grasp what man is. To look intently at the astral body is to look directly into the spiritual world. (Only in the world external to man have you around you what is astral.) When you look at human beings spiritually, you look into the spiritual world in respect to their astral bodies. You perceive directly what a man has undergone in the spiritual world before he descended to earth. But, you will say, my astral body is active within me. Of course it is; that is self-understood. But imagine some being or other were here, and by means of cords mechanically connected, were to produce some effect at a considerable distance away. It is like that with respect to time. Your astral body has remained behind, but its activities extend through the whole of your life. Thus the activity that you notice in your astral body today has its origin in a time long past, when you were in the spiritual world before descending to earth. That time is still active—in other words, it is still there, as far as the spiritual is concerned. Anyone who believes that the past is no longer ‘present’ in the real time-process resembles a man in a railway train to whom one might say: That was a beautiful district through which we have just passed, and who would reply: Yes, a beautiful district. But it has vanished; it is no longer there. Such a man would believe that the district through which he had passed in an express train had disappeared. It is just as stupid to believe that the past is no longer there. As a matter of fact it is always there, working into man. The 3rd of January 1904, is still there in its spiritual constitution, just as what is spatial remains after you have travelled through it. It is there, influencing the present. Thus, if you describe the astral body as I have done in my Theosophy, you must realise, in order to complete your insight, that what is active here is the ‘radiance’ of something far back in time. The human being is really like a comet stretching its tail far back into the past. It is not possible to obtain true insight into man's being unless we acquire these new concepts. People who believe one can enter the spiritual world with the same concepts one has for the physical world should become spiritualists, not anthroposophists. Spiritualists endeavour to conjure the spiritual—only somewhat thinner than ordinary matter—into the ordinary space in which physical men walk about. But it is nothing spiritual—only fine exudations. Even the phantoms described by Schrenck-Notzing are only fine, physical exudations which retain in their shape traces of the etheric. They are mere phantoms, not something really spiritual. If you study the world and man in the way I have described you will realise the presence of the higher worlds in external Nature. In the case of man, a study of the successive worlds will lead you at once to the ‘time-process’ within him. In his case, however, you can go further still and reach a domain which our philistine materialistic age will not recognise as accessible to knowledge. I have referred to perception, by the senses, of the coarse, tangible physical objects around us as the first stage of cognition. The second stage was that of ‘strengthened thinking’ in which we apprehend the living, moving images of the world. The third kind of cognition was ‘inspiration’ in which we perceive the beings that express themselves through these images—hear a kind of music of the spheres that sounds from beyond. In the case of man we are led, not merely out of the material world, but out of the present into his pre-earthly life—into his existence as a psycho-spiritual being before descending to earth. This ‘inspired’ knowledge is attained by emptying our consciousness after strengthened thinking. The further stage in cognition is attained by making the power of love a cognitive force. Only, it must not be the shallow love of which alone, as a rule, our materialistic age speaks. It must he the love by which you can identify yourself with another being—a being with whom, in the physical world, you are not identical. You must really be able to feel what is passing in the other being just as you feel what is passing in yourself; you must be able to go out of yourself and live again in another. In ordinary human life such love does not attain the intensity necessary to make it a cognitive force. One must first have attained ‘empty consciousness’, and have had some experience with it. And then we undergo what many who are striving for higher knowledge do not seek: we suffer what may be called the pain of knowledge. If you have a wound somewhere, it hurts you. Why? Because, owing to the wound, your spiritual being cannot permeate your physical body properly at the place concerned. All pain comes from not being able, from one cause or another, to permeate the physical body. And when something external hurts you, this is also because you are unable to ‘unite’ yourself with it—to accept it. Now, when one has attained the empty consciousness into which there flows an altogether different world from that to which one is accustomed, then, for such moments of inspired cognition, one is without one's whole physical man; this is then one large wound and hurts all over. One must first undergo this experience; one must endure the leaving of the physical body as actual pain and suffering in order to attain inspired knowledge. Of course, an understanding of such knowledge can be acquired without pain, and people should acquire this understanding apart from suffering the pain of initiation. But to acquire an immediate, spiritual perception—not a mere understanding—of what works into man from his life before birth, that is, of what he leaves behind in the spiritual world, one must cross the abyss of universal suffering and pain. We can then experience the above identification with, and coming to life in, another being. Only then do we learn the highest degree of love which consists not in ‘forgetting oneself’ in a theoretical sense, but in being able to ignore oneself completely and enter into what is not oneself. And only when this love goes hand in hand with that higher—inspired—cognition are we really able to enter the spiritual with all the warmth of our nature, with all our inwardness of heart and mind; that is, with our soul forces. We must do this if we are to progress in knowledge. Love must become a cognitive force in this sense. When such love has attained a certain height and intensity, you pass through your pre-earthly life to your last life on earth; you slip over, through all you have undergone between your last death and your present life, into your former life on earth—into what we call previous incarnations. Now, it was, of course, also in a physical body that you then trod the earth. But nothing remains of all that made up that physical body; it has been absorbed into the elements. Your innermost being of that time has become entirely spiritual and lives in you as spirit alone. In truth, our ego, in passing through the gate of death and the spiritual world to a new life on earth, becomes wholly spiritual. It cannot be grasped with the ordinary powers of every-day consciousness; we must intensify the power of love in the way I have described. The man we were in a previous life is just as much outside us as another human being of today. Our ego has the same degree of externality. Of course, we then come to possess it—to experience it as ourself—but we must first learn to love without any trace of egotism. It would be a terrible thing indeed, if we were to become enamoured—in the ordinary sense—of our former incarnation. Love, in the highest sense, must be intensified so that we may be able to experience our former incarnation as something quite other than ourself. Then, when our cognitive power emerges through the empty consciousness, we acquire knowledge through love intensified in the highest degree, and reach the fourth member of man—the ego proper. Man has his physical body through which he lives at each moment in the present physical earth. He has his etheric body through which he lives continually in a time-process extending back to a little before his birth, when he drew together this etheric body out of the general cosmic ether. He has his astral body through which his life extends over the whole period between his last death and his last descent to earth. And he has his ego through which he reaches back into his previous life on earth. Thus, when we speak of the various members of man's being we must speak, in each case, of his extension in time. We bear our former ego-consciousness within us today, but unconsciously. How? If you want to study how you must realise that man, here in the physical world, is not only a solid body, a fluid man and an airy man, but an organism of warmth as well. This is also the way to approach the ego. Everyone knows this, at least in a very partial way. If we measure a person's temperature we get different degrees of fever in different parts of the body. But there are different temperatures throughout man's whole organism. You have one temperature in your head, another in your big toe, another inside your liver, another within your lung. You are not only what you find drawn in definite outlines in an anatomical atlas. You have a fluid organism in constant motion. You have an organism of air which permeates you continually, like a mighty, symphonic organism of music. And, in addition, you have a surging organism of warmth, differentiated with respect to temperature. In this you yourself live. Indeed, you feel that this is so. After all, you are not very conscious of living in your shin-bone, or in any other bone, or in your liver, or in your vascular fluids. But you are very conscious of living in your warmth, though you do not distinguish between your ‘warmth-hand’, ‘warmth-leg’, ‘warmth-liver’, etc. Nevertheless this differentiation is there, and if the temperature differences proper to the human warmth-organism are absent or disturbed, we feel this as illness, as pain. When, with developed consciousness, we attain the picture stage—‘imagination’—we perceive the etheric as weaving pictures. When we perceive the astral, we hear the music of the spheres which sounds towards us or, we might say, from out of ourselves. (For our own astral body leads us back to our pre-earthly life.) And when we advance farther to the form of cognition that attains the highest degree of love—when the power of love becomes a cognitive force—when, to begin with, we see our own existence flowing from a former life on earth into this present life, we feel this former life in the normal differentiation of the ‘warmth-organism’ in which we are living. This is real intuition. We live in this. And when some impulse arises in us to do this or that, it does not only work, as in the astral body, out of the spiritual world, but from still farther back—from our former life on earth. Our former life on earth works into the warmth of our organism, and kindles this or that impulse. Thus we see in the earthly, solid man the physical body, in the fluid man the etheric body, in the airy man the astral body, and in the warmth element the ego proper. (The ego of the present incarnation is never complete; it is always developing.) It is the ego of the former life on earth, working in subconscious depths, that is the ego proper. And when you perceive a man clairvoyantly you are led to say: lie is standing here and I see him, to begin with, with my external senses. But I also see what is etheric and what is astral; then, behind him, the man he was in his previous incarnation. In fact, the more this consciousness is developed, the more clearly do we see, in a kind of perspective, the head of his last incarnation a little above the head of his present incarnation, and, some-what higher still, the head of his second last incarnation. In civilisations in which there was still a kind of instinctive consciousness of these things, you will find pictures which show, behind the clearly drawn countenance of the present incarnation, a second countenance less clearly painted; behind this a third that is still less clear. There are Egyptian pictures like this. You understand such pictures if you are able to perceive, behind the present man, the man he was in his last and second last incarnations. Not until one can extend man's life in time to include previous incarnations can one really speak of the ego as the fourth member of human nature. All this acts in the ‘man of warmth’. ‘Inspiration’ approaches you from without or from within, you yourself are within the warmth; here is ‘intuition’, true intuition. We experience warmth within us quite differently from anything else. Now, if you look at it in this way, you will get beyond what should be a great riddle to the man of today, if he gives attention to his soul in a really unprejudiced way. I have spoken of this riddle. I said, we feel ourselves morally determined by certain impulses given us in a purely spiritual way. We want to carry them out. But we cannot, to begin with, understand how that to which we feel ourselves morally bound shoots into our muscles. If, however, we know that we bear within us, from our last incarnation, our ego which has become entirely spiritual and now acts upon our warmth-man, we have the required connection. Our moral impulses act indirectly, through the ego of our last incarnation. Here the connection between the moral and the physical is first found. It cannot be found by merely studying the present world of Nature and man as a section of it. You see, if you study the present world of Nature, you may say: Well, there outside is Nature; man takes in its substances and builds up his organism—one does actually picture it in this naive way. Thus man is a portion of Nature, being compounded of certain of its substances. Good! But you suddenly realise that there are moral impulses and you should act in accordance with them! How, I would ask, can a portion of Nature do that? A stone cannot do it, nor can calcium, or chlorine, or oxygen, or nitrogen. But man, who is compounded of these, is supposed to be able to do so! He experiences a moral impulse and is expected to act in accordance with it, although he is compounded of all these substance which cannot do so. But in all that is thus welded together in man there arises—especially indirectly through sleep—something that passes through death, becomes more and more spiritual, and enters a body again. It is, of course, already in the present body, for it comes from the last incarnation. It became spiritual and now works into the present incarnation. What is compounded of earthly substances will work into the warmth-man of the next incarnation. Here the moral element flows from one earth life into another; here we can grasp the transition from physical to spiritual Nature and from spiritual to physical Nature again. We cannot understand this transition with one life alone, if we are honest with ourselves and do not close our eyes to the whole psycho-spiritual problem. What we can regard as the earthly elements—the solid, liquid, gaseous and warmth elements—is permeated everywhere by what can be designated as the etheric, the astral and the ‘ego-like’, i.e. what is of like nature with the ego. In this way we see the connection between man's members and the universe, and gain an idea of the extent to which man is a ‘portion’ of time, not only of space. He is only a portion, or section, of space in regard to his physical, bodily nature. For spiritual perception the past is continually present; the present moment is, at the same time, a real eternity. What I am explaining to you was once the content of instinctive forms of consciousness. If we really understand ancient records we find a consciousness of this fourfold composition of man and his connection with the cosmos. But this knowledge has been lost to man for many centuries; otherwise he could not have developed the intellect he has today. But we have now reached the point in human evolution when we must again advance from the physical to the really spiritual.
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234. Anthroposophy, An Introduction: Respiration, Warmth and the Ego
03 Feb 1924, Dornach Translated by Vera Compton-Burnett Rudolf Steiner |
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They come to us like memories. And, as we formerly learnt to understand and experience through memory, we now begin to understand what happens during sleep. Thus into ‘inspired’ consciousness there simply emerges the experience of what leaves man and remains outside him during sleep, and what was unknown becomes known. |
It comes before us like a new world, a world, indeed, that we do not merely feel but begin to understand from another point of view than that from which we understand external things with ordinary consciousness. |
During sleep one actually experiences, though without grasping it, what belongs to one's pre-earthly state and earlier incarnations. Our concept of time must undergo a complete change. If we ask where a man is when asleep, the reply must be: he is actually in his pre-earthly state, or has returned to his former lives on earth. |
234. Anthroposophy, An Introduction: Respiration, Warmth and the Ego
03 Feb 1924, Dornach Translated by Vera Compton-Burnett Rudolf Steiner |
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When we study human life on earth, we see it proceed in a kind of rhythm expressed in the alternating states of waking and sleeping. It is from this point of view that one must consider what was said in the last lectures about the constitution of man. Let us look, with ordinary consciousness, and in what might be called a purely external way, at the facts before us. In the waking man there is, first, the inner course of his vital processes; but these remain subconscious or unconscious. There is also what we know as sense impressions—that relation to our earthly and cosmic environments which is mediated by the senses. Further, there is the expression of the will—the ability to move as an expression of impulses of will. Now, when we study man with ordinary cognition we find that the inner life-process, which runs its course in the subconsciousness, continues during sleep; sense activity and the thinking based upon it are, however, suppressed. The expression of the will is also suppressed; likewise the active life of feeling that connects willing and thinking, standing between them to a certain extent. Now if we simply study, in an unbiased way and without succumbing to preconceived opinions, what we have just found by ordinary consciousness, we are led to say: The processes described as psychical, and the processes taking place between the psychical and the external world, cease in sleep. At most we can say that the dream life finds expression when man sleeps. But we must certainly not assume that these psychical processes are created anew—out of nothing, as it were—every time we wake. This would doubtless be a quite absurd thought, even for ordinary consciousness. On unbiased consideration we must assume that the vehicle of man's psychical processes is also present in sleep. We must admit, however, that this vehicle does not act on man during sleep, i.e. that which evokes in man's senses a consciousness of the external world, and stimulates this consciousness to think, does not act on man in sleep. Moreover, that which sets the body in motion from out of the will is also absent; likewise, what evokes feeling from the organic processes, is not there. During waking life we are aware that our thoughts act upon our bodily organism. But, with ordinary consciousness, we cannot see how a thought or idea streams down, as it were, into the muscular and bony systems so that the will is involved. Nevertheless, we are aware of this action of our psychic impulses upon our body, and have to recognise that it ceases while we sleep. Thus even external considerations show us that sleep takes something from man. The only question is, what? If, to begin with, we look at what we have designated man's physical body, we see that it is continually active, in sleep as in the waking state. Moreover, all the processes we described as belonging to the etheric organism continue during sleep. In sleep man grows, he carries on the inner activities of digestion and metabolism, he continues to breathe, etc. All these activities cannot belong to the physical body as such, for they cease when it becomes a corpse. It is then taken over by external, earthly Nature and destroyed. But these destructive forces do not overpower man in sleep; therefore there are counter-forces present, opposing the disintegration of his physical body. Thus we may conclude, from mere external considerations, that the etheric organism is also present during sleep. Now we know from the preceding lectures that this etheric organism can become an object of knowledge through ‘imagination’; one can experience it ‘in a picture’, just as one experiences the physical body through sense impressions. And we know too that what may be called the astral organism is experienced through ‘inspiration’. We will now go further—Of course, we could go on drawing conclusions in the above way. But, in the case of the astral body and ego-organisation, we prefer first to study how they actually appear to higher consciousness. Let us recall how we had to describe the activity of the astral body in man. We saw that it works through the medium of what is airy, or gaseous, in the human organism. Thus we must recognise, to begin with, the astral body in all the activities of the airy element in man. Now we know that the first and most essential activity of the astral body within the airy element is breathing; and we know from ordinary experience that we have to distinguish between breathing in and breathing out. Further, we know that it is the act of breathing in that vitalises us. We deprive the outer air of its life-giving power and return, not a vitalising, but a devitalising element. Physically speaking, we take in oxygen and give off carbonic acid. But we are not so much concerned with this aspect at the moment; it is the fact of ordinary experience that interests us here: we breathe in the vitalising and breathe out the devitalising element. The higher knowledge which, as discussed in these last few days, is acquired through ‘imagination’, ‘inspiration’, and ‘intuition’, must now be directed to the life of sleep. We must actually investigate whether there is something that confirms the conclusion to which we were led, namely: that something is lifted out of man when he sleeps. This question can only be answered by putting and answering another. If there is something that is outside man in sleep, how does it behave when outside? Well, suppose a man, by such soul exercises as I have described, has actually acquired ‘inspiration’, i.e. a content for his emptied consciousness. He is now able to receive ‘inspired’ knowledge. At this stage he can induce the state of sleep artificially; this, however, is no mere sleep but a conscious condition in which the spiritual world flows into him. I should now like to describe this in quite a crude way. Suppose such a man is able to feel, as it were, in an element of spiritual music, the spiritual beings of the cosmos speaking ‘into’ him. He will then have certain experiences. But he will also say to himself: These experiences which I now have, reveal something very peculiar; through them what I had to assume as outside of man during sleep no longer remains unknown. What now happens can really be made clear by the following comparison. Suppose you had a certain experience ten years ago. You have forgotten it, but through something or other you are led to remember it. It has been outside your consciousness; but now, after applying sonic aid to memory or the like, you recall it. It is now in your consciousness. You have brought back into your consciousness something that was outside it, though connected with you in some way. It is like that with one who has a more inner consciousness and reaches inspiration. The events of sleep begin to emerge, as memories do in ordinary life. Only, the experiences we recall in memory were once in consciousness; the experiences of sleep, however, were not there before. But they enter consciousness in such a way that we really feel we are remembering something not experienced quite consciously before, at least in this life. They come to us like memories. And, as we formerly learnt to understand and experience through memory, we now begin to understand what happens during sleep. Thus into ‘inspired’ consciousness there simply emerges the experience of what leaves man and remains outside him during sleep, and what was unknown becomes known. We learn to know what it is really doing while he sleeps. If you were to put into words what you experience with your breath during life, you would say: That I am inwardly permeated with life is owing to the element I breathe in. I cannot owe it to the element I breathe out, for that has the forces of death. But when, as we saw just now, you are outside your body during sleep, you become extremely partial to the air you breathe out. When awake you did not notice what can be experienced with this exhaled air; you have only heeded the inhaled air which is the vitalising element while you and your soul are within the physical body. But now you have the same—indeed a more exalted—feeling towards the air you so anxiously avoid when you find it accumulated in a room. You express your dislike of the exhaled air. Now the physical body cannot bear it, even in sleep, but your soul and spirit, outside the body, actually breathe in—to put it physically—the carbonic acid you have exhaled. Of course, it is a spiritual, not a physical process; you receive the impression made by your exhaled air. In this exhaled air you remain connected with your physical body. You belong to your body, for you say to yourself: There is my body and it is breathing out this devitalising air. You say this unconsciously. You feel yourself connected with your body through its returning the air in this condition. Youfeel yourself entirely within the air you have exhaled. And this air you breathe out brings you continually the secrets of your inner life. You perceive these, although this perception is, of course, unconscious for the untrained sleeping consciousness. This exhaled air ‘sparkles forth’ from you and its appearance leads you to say: That is I myself, my inner human being, sparkling out into the universe. And your own spirit, streaming towards you in the exhaled air has a sun-like appearance. You now know that man's astral body, when within the physical, delights in the inhaled air, using it unconsciously to set the organic processes in action and induce in them inner mobility. But you also realise that the astral body is outside the physical when you sleep and receives, in its feelings, the secrets of your own human being from the exhaled air. While you ray forth towards the cosmos, your soul beholds unconsciously the inner process involved. Only in ‘inspiration’ does this become conscious. Further, we receive a striking impression. It is as if what confronts the sleeping man stood out against a dark background. There is darkness behind, and against this darkness the exhaled air appears luminous: one can put this in no other way. We recognise its essential nature, inasmuch as our everyday thoughts now leave us and the active, cosmic thoughts—the objective, creative thoughts of the world—appear before us in what is flowing out of ourselves. There is the dark background, and the sparkling radiating light; in the latter the creative thoughts gradually arise. The darkness is a veil covering our ordinary, every day thoughts—brain thoughts, as we might call them. We receive a very clear impression that what we regard as most important for physical, earthly life, is darkened as soon as we leave the physical body. And we realise, much more strongly than we could have believed in ordinary consciousness, the dependence of these thoughts upon their physical instrument—the brain. The brain retains these, by an adhesive force as it were. Out there we need no longer ‘think’ in the sense of everyday life. We behold thoughts; they surge through what appears to us as ourself in the exhaled air. Thus inspired knowledge perceives how the astral body is in the physical during waking life, initiating, with the help of the inhaled air, the functions it has to perform; how it is outside during sleep and receives the impressions of our own human being. While we are awake the world on which we stand, the world which surrounds us as our earthly environment and the vault of heaven above, form our outer world. When we sleep what is inside our skin, and is otherwise our inner world, becomes our outer world. Only, to begin with, we feel what is here streaming towards us in the exhaled air; it is a felt outer world, that we have at first. And then something further is experienced. The circulation of the blood, which follows closely the process of respiration and remains unconscious during waking life, begins to be very conscious in sleep. It comes before us like a new world, a world, indeed, that we do not merely feel but begin to understand from another point of view than that from which we understand external things with ordinary consciousness. With ‘inspired’ consciousness—though the will as a life process is present in the unconsciousness of every sleeper—we perceive the circulatory process, just as we perceive external processes of Nature during earthly life. We now come to see that all we do through that will of which we are ordinarily unconscious, involves a counter-process within us. With every step you transport your body to another place, but something else occurs as well: a warmth-process takes place within you, setting the airy element in motion. This process is the furthest extension of those general processes of metabolism that, like it, occur inwardly and are connected with the circulation of the blood. With ordinary consciousness you observe externally a man's change of place as an expression of his will; but now you look back upon yourself and only find processes occurring within you, and these make up your world. Truly, what we here behold is not what the theories of present-day science or medicine describe on anatomical grounds. It is a grand spiritual process, a process that conceals innumerable secrets and shows of itself that the real driving power at work within man is not his present ego at all. What man calls his ego in ordinary life is, of course, a mere thought. But it is the ego of man's past lives on earth that is active in him here. In the whole course of these processes, especially of the warmth-processes, you perceive the real ego, working from times long past. Between death and a new birth this ego has undergone an evolution in time; it now works in an entirely spiritual way. You perceive all these metabolic processes, the weakest as well as the most powerful, as the expression of just the highest entity in man. Moreover, you now perceive that the ego has changed its field of action. It was active within, working upon the breath provided by the mere respiratory process; but now you perceive, from without, the further stages of the warmth-processes that the ego has elaborated from the respiratory processes. You behold the real, active ego of man, working from primeval times and organising him. You now begin to know that the ego and astral body have actually left the physical and etheric bodies during sleep. They are outside, and now do and experience from without what they otherwise do and experience from within. In ordinary consciousness the ego and astral organisations are still too weak, too little evolved, to experience this consciously. ‘Inspiration’ really only consists in inwardly organising them so that they are able to perceive what is otherwise imperceptible. Thus we must actually say: Through ‘inspiration’ we come to know the astral body of man, through ‘intuition’, the ego. During sleep, intuition and inspiration are suppressed in the ego and astral body; when they are awakened, man, through them, beholds himself from without. Let us see what this really means. You remember what I have already said. I spoke of man in his present incarnation (sketch, right centre), and of the etheric body which extends back to a little before birth or conception (yellow); of his astral body which takes him back to the whole period between his last death and his present birth (red); and of ‘intuition’ that takes him back to his previous life on earth (yellow). Now, to sleep means nothing else than to lead back your consciousness, which is otherwise in the physical body, and to accompany it yourself. Sleep is really a return in time to what I described as past for ordinary consciousness, though nevertheless there. You see, if one really wants to understand the Spiritual, one must acquire different concepts from those one is accustomed to apply in ordinary life. One must actually realise that every sleep is a return to the regions traversed before birth—or, indeed, to former incarnations. During sleep one actually experiences, though without grasping it, what belongs to one's pre-earthly state and earlier incarnations.
All this becomes quite different at death. The most striking change is, of course, that man leaves his physical body behind in the earthly realm, where it is received, disintegrated and destroyed by the forces of the physical world. It can no longer give rise to the impressions I described as being made upon the sleeping man through the medium of the exhaled air. For the physical body no longer breathes; with all its functions it is now lost to man. There is something, however, that is not lost—and even ordinary consciousness can see that this is so. Thinking, feeling and willing live in our soul, but over and above these we have something very special, namely: memory. We do not only think about what is at present before, or around, us; our inner life contains fragments of what we have experienced, and these re-arise as thoughts. Now those people, often somewhat peculiar, who are known as psychologists have developed quite curious ideas about memory. These investigators of the human soul say something like this: man uses his senses; he perceives this or that and thinks about it. He has then a thought. He goes away and forgets the whole thing. But after a time he recalls it; the memory of what has been, re-appears. Man can recall what is past and has been out of his mind meanwhile; he can bring it to mind again. On this account, these people think that man forms a thought from his experience, this thought descends somewhere, to rest as it were in some chest or box and to re-appear when remembered. Either it bobs up of its own accord, or has to be fetched. This sort of thing is a very model of confused thinking. For the whole belief that the thought is waiting somewhere whence it can be fetched, does not correspond to the facts at all. Just compare an immediate perception which you have, and to which you link a thought, with the way an image of memory, or a memory-thought, arises. You make no distinction at all. You receive a sense impression from without, and a thought links itself thereto. The thought is there; but what lies behind the sense impression and calls forth the thought, you usually speak of as unknown. The memory-thought that arises from within you is, indeed, no different from the thought that emerges for outer perception. In one case—representing it schematically—you have man's environment (yellow); the thought presents itself from without in connection with this environment (red); in the other it comes from within. The latter is a memory-thought (vertical arrow). The direction from which it comes is different. While we are perceiving—experiencing—anything, something is continually going on beneath the mental presentation, beneath our thinking. It is really as follows: Thought accompanies perception. Our perceptions enter our body, whereas our thought ‘stands out’. Something does enter our body, and this we do not perceive. This goes on while we are thinking about the experience, and an ‘impression’ is made. It is not thought that passes down but something quite different. It is this something that evokes the process which we perceive later and of which we form the memory-thought—just as we form a thought of the outer world. The thought is always in the present moment. Even unprejudiced observation shows that this is so. The thought is not preserved somewhere or other as in a casket, but a process occurs which the act of memory transforms into a thought just as we transform outer perception into a thought. I must burden you with these considerations, or you will not really come to an understanding of memory. That the thought does not want to go right down, is known to children—and to grown up people, too, in special cases—though only half consciously. So, when we want to memorise something, we have recourse to extraneous aids. Just think how many people find it helps to repeat a thing aloud; others make curious gestures when they want to fix something in their minds. The point is that an entirely different process runs parallel to the mere process of mental presentation. What we remember is really the smallest part of what is here involved. Between waking up and falling asleep we move about the world, receiving impressions from all sides. We only attend to a few, but they all attend to us. It is a rich world that lives in the depths of our being, but only some few fragments are received into our thoughts. This world is like a deep ocean confined within us. The mental presentations of memory surge up like single waves, but the ocean remains within. It has not been given us by the physical world, nor can the physical world take it away. When man sheds his physical body, this whole world is there, bound up with his etheric body. Upon this all his experiences have been impressed, and these man bears within him immediately after death. In a certain sense, they are ‘rolled up’ in him. Now man's first experience, immediately after death, is of everything that has made its impression upon him. Not only the ordinary shreds of memory which arise during earthly consciousness, but his whole earthly life, with all that has ‘impressed’ him stands before him now. But he would have to remain in eternal contemplation of this earthly life of his if something else did not happen to his etheric body, something different from what happens to the physical body through the earth and its forces. The earthly elements take over the physical body and destroy it; the cosmic ether, working (as I told you) from the periphery, streams in and dispels in all directions what has been impressed upon the etheric body. Thus man's next experience is as follows: During earthly life many, many things have made their impression upon me. All this has entered my etheric body. I now survey it, but it becomes more and more indistinct. It is as if I were looking at a tree that had made a strong impression upon me during my life. At first I see it life-size, as when it made its impression upon me from physical space. But it now grows, becomes larger and more shadowy; it becomes larger and larger, gigantic but more and more shadowy. Now it is like that with a human being whom I have learnt to know in his physical form. Immediately after death I have him before me as he impressed himself upon my etheric body. He now increases in size, becomes more and more shadowy. Everything grows, becomes more and more shadowy until it fills the whole universe, becomes thereby quite shadowy, and completely disappears. This lasts some days. Everything has become gigantic and shadowy, thereby diminishing in intensity. Man sheds his second corpse; or, strictly speaking, the cosmos takes it from him. He is now in his ego and astral body. What had been impressed upon his etheric body is now within the cosmos; it has flowed out into the cosmos. We see the working of the universe behind the veils of our existence. We are placed in the world as human beings. In the course of earthly life the whole world works upon us. We roll it all together in a certain sense. The world gives us much and we hold it together. The moment we die the world takes back what it has given. But it is something new that it receives, for we have experienced it all in a particular way. The world receives our whole experience and impresses it upon its own ether. We now stand in the universe and say to ourselves, as we consider, first of all, this experience with our etheric body: truly, we are not only here for ourselves; the universe has its own intentions in regard to us. It has put us here that its own content may pass through us and be received again in the form into which we can transmute it. As human beings we are not here for our own ends alone; in respect to our etheric body, for example, we are here for the universe. The universe needs us because, through us, it ‘fulfils’ itself—fills itself again and again with its own content. There is an interchange, not of substance but of thoughts between the universe and man. The universe gives its cosmic thoughts to our etheric body and receives them back again in a humanised condition. We are not here for ourselves alone; we are here for the sake of the universe. Now a thought like this should not remain merely theoretical and abstract; indeed it cannot. If it were to remain a mere thought, we would have to be creatures of pasteboard, not men with living feelings. In saying this I do not deny that our civilisation really does tend to make people often as apathetic towards such things as if they really were made of pasteboard. Civilised people today often appear to be such pasteboard figures. A thought like this preserves our human feeling and sympathy with the world, and leads us directly to the point from which we started. We began by saying that man feels himself estranged from the world in a two-fold way: on the one hand, in regard to external Nature which, he must admit, only destroys him as physical body; on the other hand, in regard to his inner life of soul which, again and again, lights up and dies away. This becomes for him a riddle of the universe. But now, as a result of spiritual study, man begins to feel himself no mere stranger in the universe. The universe has something to give him, and takes from him something in turn. Man begins to feel his inner kinship with the world. He now sees in a new light the two thoughts that I have put before you and which are really cosmic thoughts, namely: Thou, O Nature, canst only destroy my physical body. I, myself. have no kinship with thee, in spite of the thinking, feeling and willing of my inner life. Thou lightest up and diest down; and in my inner being I have no kinship with thee. These two thoughts, evoked in us by the riddles of the universe, now appear in a new light, for we begin to feel ourselves akin to the cosmos and an organic part of its whole life. Thus anthroposophical reflection begins by making friends with the world, really learning to know the world that, on external observation, repulsed us at first. Anthroposophical knowledge makes us become more human. If we cannot bring to it this quality of heart, this mood of feeling, we are not taking it in the right way. One might compare theoretical anthroposophy to a photo-graph. If you are very anxious to learn to know someone you have once met, or with whom you have been brought into touch through something or other, you would not want to be offered a photograph. You may find pleasure in the photograph; but it cannot kindle the warmth of your feeling life, for the man's living presence does not confront you. Theoretical Anthroposophy is a photograph of what Anthroposophy intends to be. It intends to be a living presence; it really wants to use words, concepts and ideas in order that something living may shine down from the spiritual world into the physical. Anthroposophy does not only want to impart knowledge; it seeks to awaken life. This it can do; though, of course, to feel life we must bring life to meet it. |
234. Anthroposophy, An Introduction: Dream-life and External Reality
08 Feb 1924, Dornach Translated by Vera Compton-Burnett Rudolf Steiner |
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In one kind of dream we have pictures of experiences undergone in the outer world; in the other, pictorial representations of our own internal organs. Now it is comparatively easy to pursue the study of dreams as far as this. |
(Only, we must not study dreams like the psychiatrists who bring everything under one hat.) If we have an understanding of dreams—I say, of dreams, not of dream-interpretation—we can often learn to know a man better from his dreams than from observing his external life. |
If we study the alternating states of waking and sleeping in this intimate way, we can perceive and understand so much of the essential nature of man that we are really led to the portal of the Science of Innitiation. |
234. Anthroposophy, An Introduction: Dream-life and External Reality
08 Feb 1924, Dornach Translated by Vera Compton-Burnett Rudolf Steiner |
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In the last lectures I have already drawn your attention to the way the Science of Initiation must speak of the alternating states of sleeping and waking, which are known to us from ordinary consciousness and through which we can really find a path of approach—one path of approach—to the secrets of human life. It is a life that finds expression while we sleep—soul life, dream life, a life that ordinary consciousness, if free from mystical or similar tendencies, does not take seriously at first. This attitude is certainly justified; the sober-minded man does not take his dream-life seriously and, to a certain extent, he is right, for he sees that it shows him all kinds of pictures and reminiscences of his ordinary life. When he compares his dream-life with his ordinary experience, he must, of course, hold fast to the latter and call it reality. But the dream-life comes with its re-combinations of ordinary experiences; and if man asks himself what it really signifies for the totality of his being, he can find no answer in ordinary consciousness. Let us now consider this dream-life as it presents itself to us. We can distinguish two different kinds of dreams. The first conjures pictures of outer experiences before our soul. Years ago, or a few days maybe, we experienced this or that in a definite way; now a dream conjures up a picture more or less similar—usually dissimilar—to the external experience. If we discover the connection between this dream-picture and the external experience, we are at once struck by the transformation the latter has undergone. We do not usually relate the dream-picture to a particular experience in the outer world, for the resemblance does not strike us. Nevertheless, if we look more closely at this type of dream-life that conjures outer experiences in transformed pictures before the soul, we find that something in us takes hold of these experiences; we canmot, however, retain them as we can in the waking state, when we have full use of our bodily organs and experience the images of memory which resemble external life as far as possible. In memory we have pictures of outer life that are more or less true. Of course there are people who dream in their memories, but this is regarded as abnormal. In our memories we have, more or less, true pictures, in our dreams, transformed pictures of outer life. That is one kind of dream. There is, however, another kind, and this is really much more important for a knowledge of the dream-life. It is the kind in which, for example, a man dreams of seeing a row of white pillars, one of which is damaged or dirty; he wakes up with this dream and finds he has toothache. He then sees that the row of pillars ‘symbolises’ the row of teeth; one tooth is aching, and this is represented by the damaged or, perhaps, dirty pillar. Or a man may wake up dreaming of a seething stove and find he has palpitation of the heart. Or he is distressed in his dream by a frog approaching his hand; he takes hold of the frog and fords it soft. He shudders, and wakes up to find he is holding a corner of his blanket, grasped in sleep. These things can go much further. A man may dream of all kinds of snake-like forms and wake up with intestinal pains. So we see that there is a second kind of dream which gives pictorial, symbolic expression to man's inner organs. When we have grasped this, we learn to interpret many dream-figures in just this way. For example, we may dream of entering a vaulted cellar. The ceiling is black and covered with cobwebs; a repulsive sight. We wake up to fund we have a headache. The interior of the skull is expressed in the vaulted cellar; we even notice that the cerebral convolutions are symbolised in the peculiar formations constituting the vault. If Nye pursue our studies further in this direction we find that all our organs can appear in dreams in this pictorial way. Here, indeed, is something that points very clearly, by means of the dream, to the whole inner life of man. There are people who, while actually asleep and dreaming, compose subjects for quite good paintings. If you have studied these things you will know what particular organ is depicted, though in an altered, symbolic form. Such paintings sometimes possess unusual beauty; and when the artist is told what organ he has really symbolised so beautifully, he is quite startled, for he has not the same respect for his organs that he has for his paintings. These two kinds of dream can be easily distinguished by one who is prepared to study the world of dreams in an intimate way. In one kind of dream we have pictures of experiences undergone in the outer world; in the other, pictorial representations of our own internal organs. Now it is comparatively easy to pursue the study of dreams as far as this. Most people whose attention has been called to the existence of these two kinds will recall experiences of their own that justify this classification. But to what does this classification point? Well, if you examine the first kind of dreams, studying the special kind of pictures contained, you find that widely different external experiences can be represented by the same dream; again, one and the same experience can be depicted in different people by different dreams. Take the case of a man who dreams he is approaching a mountain. There is a cave-like opening and into this the sun is still shining. He dreams he goes in. It soon begins to grow dark, then quite dark. He gropes his way forward, encounters an obstacle, and feels there is a little lake before him. He is in great danger, and the dream. takes a dramatic course. Now a dream like this can represent very different external experiences. The picture I have just described may relate to a railway accident in which the dreamer was once involved. What he experienced at that time finds expression now, perhaps years afterwards, in the dream described. The pictures are quite different from what he had experienced. He could have been in a ship-wreck, or a friend may have proved unfaithful, and so on. If you compare the dream-picture with the actual experience, studying them in this intimate way, you will find that the content of the pictures is not really of great importance; it is the dramatic sequence that is significant: whether a feeling of expectation was present, whether this is relieved, or leads to a crisis. One might say that the whole complex of feelings is translated into the dream-life. Now, if we start from here and examine dreams of this (first) type, we find that the pictures derive their whole character chiefly from the nature of the man himself, from the individuality of his ego. (Only, we must not study dreams like the psychiatrists who bring everything under one hat.) If we have an understanding of dreams—I say, of dreams, not of dream-interpretation—we can often learn to know a man better from his dreams than from observing his external life. When we study all that a person experiences in such dreams we find that it always points back to the experience of the ego in the outer world. On the other hand, when we study the second kind of dream, we find that what it conjures before the soul in dream pictures is only experienced in a dream. For, when awake, man experiences the form of his organs at most by studying scientific anatomy and physiology. That, however, is not a real experience; it is merely looking at them externally, as one looks at stones and plants. So we may ignore it and say that, in the ordinary consciousness of daily life, man experiences very little, or nothing at all, of his internal organism. The second kind of dream, however, puts this before him in pictures, although in transformed pictures. Now, if we study a man's life, we find that it is governed by his ego—more or less, according to his strength of will and character. But the activity of the ego within human life very strongly resembles the first kind of dream-experience. Just try to examine closely whether a person's dreams are such that in them his experiences are greatly, violently altered. In anyone who has such dreams you will find a man of strong will-nature. On the other hand, a man who dreams his life almost as it actually is, not altering it in his dreams, will be found to be a man of weak will. Thus you see the action of the ego within a man's life expressed in the way he shapes his dreams. Such knowledge shows us that we have to relate dreams of the first kind to the human ego. Now we learnt in the last lectures that the ego and astral body are outside the physical and etheric bodies in sleep. Remembering this, we shall not be surprised to learn that Spiritual Science shows us that the ego then takes hold of the pictures of waking life—those pictures that it otherwise takes hold of in ordinary reality through the physical and etheric bodies. The first kind of dream is an activity of the ego outside the physical and etheric bodies. What, then, is the second kind of dream? Of course it, too, must have something to do with what is outside the physical and etheric bodies during sleep. It cannot be the ego, for this knows nothing of the symbolic organ-forms presented by the dream. One is forced to see that it is the astral body of man that, in sleep, shapes these symbolic pictures of the inner organs, as the ego the pictures of external experience. Thus the two kinds of dreams point to the activity of the ego and astral body between falling asleep and waking up. We can go further. We have seen what a weak and what a strong man does in his dreams; we have seen that the weak man dreams of things almost exactly as he experienced them, while the strong man transforms and re-arranges them, colouring then by his own character. Pursuing this to the end, we can compare our result with a man's behaviour in waking life. We then dis-cover the following intensely interesting fact. Let a man tell you his dreams; notice how one dream-picture is linked to another; study the configuration of his dreams. Then, having formed an idea of the way he dreams, look at the man himself. Stimulated by the idea you have formed of his dream-life, you will be able to form a good picture of the way he acts in life. This leads us to remarkable secrets of human nature. If you study a man as he acts in life and learn to know his individual character, you will find that only a part of his actions proceeds from his own being, from his ego. If all depended on the ego, a man would really do what he dreams; the violent character would be as violent in life as in his dreams, while one who leaves his life almost unchanged in his dreams, would hold aloof from life at all points, let it take its course, let things happen, shaping his life as little as he shapes his dreams. And what a man does over and above this—how does that happen? My dear friends, we can very well say that it is done by God, by the spiritual beings of the world. All that man does, he does not do himself. In fact, he does just as much as he actually dreams; the rest is done through him and to him. Only, in ordinary life we do not train ourselves to observe these things; otherwise we would discover that we only actively participate in the deeds of life as much as we actively participate in our dreams. The world hinders the violent man from being as violent in life as in dreams; in the weak man instincts are working, and once more life itself adds that which happens through him, and of which he would not dream. It is interesting to observe a man in some action of his life and to ask: what comes from him, and what from the world? From him proceeds just as much as he can dream, no more, no less. The world adds something in the case of a weak man, and subtracts something in the case of a violent man. Seen in this light, dreams become extraordinarily interesting and give us deep insight into the being of man. Many of the things I have been saying have, it is true, dawned upon psycho-analysts in a distorted, caricatured form. But they are not able to look into what lives and weaves in human nature, so distort it all. From what I have put before you today in a quite external way, you can see the necessity of acquiring a subtle, delicate knowledge of the soul if one wants to handle such things at all; otherwise one can know nothing of the relations between dreams and external reality as realised by man in his life. Hence I once described psycho-analysis as dilettantism, because it knows nothing of man's outer life. But it also knows nothing of man's inner life. These two dilettantisms do not merely add, they must be multiplied; for ignorance of the inner life mars the outer, and ignorance of the outer life mars the inner. Multiplying d x d we get d-squared: d x d = d2. Psycho-analysis is dilettantism raised to the second power. If we study the alternating states of waking and sleeping in this intimate way, we can perceive and understand so much of the essential nature of man that we are really led to the portal of the Science of Innitiation. Now consider something else that I told you in these lectures: the fact that man can strengthen his soul forces by exercises, by meditations; that he then advances beyond the ordinary more or less empty, abstract thinking to a thinking inherently pictorial, called ‘imagination’. Now it was necessary to explain that man, progressing in ‘imagination’, comes to apprehend his whole life as an etheric impulse entering earthly life through conception and birth—strictly speaking, from before conception and birth. Through dreams he receives reminiscences of what he has experienced externally since descending to earth for his present life. ‘Imagination’ gives us pictures which, in the way they are experienced, can be very like dream-pictures; but they contain, not reminiscences of this earthly life, but of what preceded it. It is quite ridiculous for people who do not know Spiritual Science to say that imaginations may be dreams too. They ought only to consider what it is that we ‘dream of’ in imaginations. We do not dream of what the senses offer; the content represents man's being before he was endowed with senses. Imagination leads man to a new world. Nevertheless there is a strong resemblance between the second kind of dream and imaginative experience when first acquired through soul exercises. We experience pictures, mighty pictures—and this in all clarity, we might say exactness. We experience a universe of pictures, so wonderful, so rich in colour, so majestic that we have nothing else in our consciousness. If we would paint these pictures, we should have to paint a mighty tableau; but we could only capture the appearance of a single moment just as we cannot paint a flash of lightning, but only its momentary appearance, for all this takes its course in time. Still, if we only arrest a single moment we obtain a mighty picture. Let us represent this diagrammatically. Naturally, this will not be very like what we behold; nevertheless, this sketch will illustrate what I mean. Look at this sketch I have drawn. It has an inner configuration and includes the most varied forms. It is inwardly and outwardly immense. If, now, we become stronger and stronger in concentrating, in holding fast the picture, it does not merely come before us for one moment. We must seize it with presence of mind; otherwise it eludes us before we can bring it into the present moment. Altogether, presence of mind is required in spiritual observation. If we are not only able to apply sufficient presence of mind in order to seize and become conscious of it at all, but can retain it, it contracts and, instead of being something all-enibracing, becomes smaller and smaller, moving onward in time. It suddenly shrinks into something; one part becomes the human head, another the human lung, a third the human liver. The physical matter provided by the mother's body only fills out what enters from the spiritual world and becomes man. At length we say: what the liver is we now see spiritually in a mighty picture in the pre-earthly life. The same is true of the lung. And now we may compare it with the content of the second kind of dream. Here, too, an organ may appear to us in a beautiful picture, as I said before, but this is very poor compared to what imagination reveals. Thus we gain the impression that imagination gives us some-thing created by a great master-hand, the dream something clumsy. But they both point in the same direction and represent, spiritually, man's internal organisation. It is but a step from this to another and very true idea. When, through imagination, we discern the pre-earthly human being as a mighty etheric picture, and see this mighty etheric picture crystallise—as it were—into the physical man, we are led to ask what would happen if the dream-pictures, those relating to the inner organs, began to develop the same activity. We find that a caricature of the inner organs would arise. The human liver, so perfect in its way, is formed from an imaginative picture that points to the pre-earthly life. If the dream-picture were to become a liver, this would not be a human liver, not even a goose-liver, but a caricature of a liver. This gives us, in fact, deep insight into the whole being of man. For there is really some similarity between the dream-picture and the imaginative picture, as we now see quite clearly. And we cannot help asking how this comes about. Well, we can go still further. Take the dream pictures of the first kind, those linked to outer-experiences. To begin with, there is nothing resembling these in imaginative cognition. But imaginative cognition reaches back to a pre-earthly experience of man's, in which he had nothing to do with other physical human beings. Imaginative vision leads to an image of pre-earthly experiences of the spirit. Just think what this implies. When we look into man's inner life we receive the impression that certain symbolic pictures, whether they arise through imagination or in dreams [of the second kind], refer to what is within man, man's internal organisation; on the other hand, the imaginations which refer to outer experiences are connected, neither with man's internal organisation nor with outer life, but with experiences of his pre-earthly state. Beside these imaginations one can only place dream experiences of the first kind, those relating to external experiences of earthly life; but there is no inner connection here between these imaginations and these dreams. Such a connection only exists for dreams of the second kind. Now, what do I intend by all these descriptions? I want to draw your attention to an intimate way of studying human life, a way that propounds real riddles. Man really observes life in a most superficial manner today. If he would study it more exactly, more intimately, he would notice the things I have spoken about in this lecture. In a certain sense, however, he does notice them; only, he does not actually know it. He is not really aware how strongly his dreams influence his life. He regards a dream as a flitting phantom, for he does not know that his ego is active in one kind of dream, his astral body in another. But if we seek to grasp still deeper phenomena of life, the riddles to which I referred become more insistent. Those who have been here some time will have already heard me relate such facts as the following: There is a pathological condition in which a person loses his connection with his life in memory. I have mentioned the case of an acquaintance of mine who one day, without his conscious knowledge, left his home and family, went to the station, bought a ticket and travelled, like a sleep-walker, to another station. Here he changed, bought another ticket and travelled further. He did this for a long time. He commenced his journey at a town in South Germany. It was found later, when the case was investigated, that he had been in Budapest, Lemberg (Poland), etc. At last, as his consciousness began to function again, he found himself in a casual ward in Berlin, where he had finally landed. Some weeks had passed before his arrival at the shelter, and these were quite obliterated from his consciousness. He remembered the last thing he had done at home; the rest was obliterated. It was necessary to trace his journey by external inquiries. You see, his ego was not present in what he was doing. If you study the literature of this subject you will find hundreds and hundreds of cases of such intermittent ego-consciousness. What have we here? If you took trouble to study the dream-world of such a patient you would discover something peculiar. To begin with, you would find that, at least at certain periods of his life, the patient had had the most vivid dreams imaginable, dreams that were especially characterised by his making up his mind to do something, forming certain intentions. Now, if you study the dreams of a normal person you will find intentions playing a very small part, if any. People dream all sorts of wonderful things, but intentions play no part, as a rule. When intentions do play a part in a dream, we usually wake up laughing at ourselves for entertaining them. But if you study the dream-life of such people with intermittent consciousness, you will find that they entertain intentions in their dreams and, on waking, take these very seriously; indeed, they take these so seriously that they feel pangs of conscience if unable to carry them out. Often these intentions are so foolish in the face of the external physical world that it is not possible to carry them out; this hurts such people and makes them quite excited. To take dreams seriously—especially in regard to their intentions (not wishes)—is the counterpart of this condition of obliterated consciousness. One who is able to observe human beings can tell, in certain circumstances, whether a person is liable to suffer in this way. Such people have something which shows they never quite wake up in regard to certain inner and outer experiences. One gradually finds that such a person goes too far with his ego out of his physical and etheric bodies in sleep; every night he goes too far into the spiritual and cannot carry back into the physical and etheric bodies what he has experienced. At last, because he has so often not brought it completely back, it holds him outside—i.e. what he experiences too deeply within the spiritual holds the ego back and he passes into a condition in which the ego is not in the physical body. In such a radical case as this it is especially interesting to observe the dream-life. This differs from the dream-life of our ordinary contemporaries; it is much more interesting, but of course this has its reverse side. Still, objectively considered, illness is more interesting than health; from the subjective side—i.e. for the person concerned, as well as from the point of view of ordinary life, it is another matter. For a knowledge of the human being the dream-life of such a patient is really much more interesting than the dream-life of an ordinary contemporary. In such a case you actually see a kind of connection between the ego and the whole dream-world; one might say, it is almost tangible. And we are led to ask the following questions: What is the relation of the dream pictures that refer to internal organs, to the imaginations that also refer to internal organs? Well, viewed ‘externally’, the pictures of man's inner organisation that are given in imagination, point to what was within man before he had his earthly body, before he was on the earth; the dream-pictures arise when once he is here. The imaginations point to the past, the dream-pictures to the present. But though an ordinary dream-picture that refers to an internal organ would correspond to a caricature of that organ, while the imagination would correspond to the perfect organ, nevertheless the caricature has the inherent possibility of growing into a perfect organ. This leads us to the studies we shall be pursuing tomorrow. They centre in the question: Does the content of such an imagination relate to man's past life, and is the dream the beginning of the imagination of the future? Will a dream-picture of today evolve into the imagination to which we shall be able to look back in a future life on earth? Is the content of the dream perhaps the seed of the content of the imagination? This significant question presents itself to us. What we have gained through a study of dreams is here seen in conjunction with the question of man's repeated lives on earth. You see, moreover, that we must really look more deeply into the life of man than we usually find convenient; otherwise we shall find no point of contact with what the Science of Initiation says about the being of man. By such a lecture as this I wanted especially to awaken in you some idea of the superficial way man is studied in the civilisation of today, and of the need of intimate observation in all directions. Such intimate observation leads at once to Spiritual Science. |
234. Anthroposophy, An Introduction: Dreams, Imaginative Cognition, and the Building of Destiny
09 Feb 1924, Dornach Translated by Vera Compton-Burnett Rudolf Steiner |
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As we do so our life is enriched in a certain way and we accordingly understand many things in a different way from before. Consider, for example, our behaviour towards other people. |
He has a very different feeling, however, when after death the undergoes the experience I have just described. He no longer feels himself confronting the inferior kingdoms of Nature, but kingdoms of the spiritual world that are superior to him. He feels himself as the lowest kingdom, the others standing above him. Thus, in undergoing all he has previously left unexperienced, man feels all around him beings far higher than himself. |
234. Anthroposophy, An Introduction: Dreams, Imaginative Cognition, and the Building of Destiny
09 Feb 1924, Dornach Translated by Vera Compton-Burnett Rudolf Steiner |
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Yesterday I tried to show how a more intimate study of man's dream-life can lead us towards the Science of Initiation. To a certain extent, the point of view was that of ordinary consciousness. Today it will be my task to enter more deeply into the same subject-matter from the point of view of ‘imaginative’ cognition—i.e. to present what we were studying yesterday as it appears to one who has learnt to see the world in ‘imaginations’. For the moment we will neglect the difference between the two kinds of dreams discussed yesterday, and consider dreams as such. It will be a sound approach to describe ‘imaginative’ vision in relation to dreams which a man endowed with imagination may have. Let us compare such a dream with the self-perception attained by the imaginative seer when he looks back upon his own being—when he observes imaginatively his own or another's organs—or, perhaps, the whole human being as a complete organism. You see, the appearance of the dream-world to imaginative consciousness is quite different from its appearance to ordinary consciousness. The same is true of the physical and etheric organism. Now the imaginative seer can dream too; and under certain circumstances his dreams will be just as chaotic as those of other people. From his own experience he can quite well judge the world of dreams; for, side by side with the imaginative life that is inwardly co-ordinated, clear and luminous, the dream-world runs its ordinary course, just as it does side by side with waking life. I have often emphasised that one who attains really spiritual perception does not become a dreamer or enthusiast, living only in the higher worlds and not seeing external reality. People who are ever dreaming in higher worlds, or about them, and do not see external reality, are not initiates; they should be considered from a pathological point of view, at least in the psychological sense of the term. The real knowledge of initiation does not estrange one from ordinary, physical life and its various relationships. On the contrary, it makes one a more painstaking, conscientious observer than without the faculty of seership. Indeed we may say: if a man has no sense of ordinary realities, no interest in ordinary realities, no interest in the details of others' lives, if he is so ‘superior’ that he sails through life without troubling about its details, he shows he is not a genuine seer. A man with imaginative cognition—he may, of course, also have ‘inspired’ and ‘intuitive’ cognition, but at present I am only speaking of ‘imagination’—is quite well acquainted with dream-life from his own experience. Nevertheless, his conception of dreams is different. He feels the dream as something with which he is connected, with which he unites himself much more strongly than is possible through ordinary consciousness. He can take dreams more seriously. Indeed, only imagination justifies us taking our dreams seriously, for it enables us to look, as it were, behind dreaming and apprehend its dramatic course—its tensions, resolutions, catastrophes, and crises—rather than its detailed con-tent. The individual content interests us less, even before we acquire imagination; we are more interested in studying whether the dream leads to a crisis, or to inner joy, to something that we find easy or that proves difficult—and the like. It is the course of the dream just that which does not interest ordinary consciousness and which I can only call the dramatic quality of the dream—that begins to interest us most. We see behind the scenes of dream-life and, in doing so, become aware that we have before us something related to man's spiritual being in quite a definite way. We see that, in a spiritual sense, the dream is the human being, as the seed is the plant. And in this ‘seed-like’ man we learn to grasp what is really foreign to his present life—just as the seed taken from the plant in the autumn of a given year is foreign to the plant's life of that year and will only be at home in the plant-growth of the following year. It is just this way of studying the dream that gives imaginative consciousness its strongest impressions; for, in our own dreaming being, we detect more and more that we bear within us something that passes over to our next life on earth, germinating between death and a new birth and growing on into our next earthly life. It is the seed of this next earthly life that we learn to feel in the dream. This is extremely important and is further confirmed by comparing this special experience, which is an intense experience of feeling, with the perception we can have of a physical human being standing before us with his several organs. This perception, too, changes for imaginative consciousness, so that we feel like we do when a fresh, green, blossoming plant we have known begins to fade. When, in imaginative consciousness, we observe the lungs, liver, stomach, and, most of all, the brain as physical organs, we say to ourselves that these, in respect to the physical, are all withering. Now you will say that it cannot be pleasant to confront, in imaginations, a physical man as a withering being. Well, no one who knows the Science of Initiation will tell you it is only there to offer pleasant truths to men. It has to tell the truth, not please. On the other hand, it must be remembered that, while we learn to know the physical man as a withering being, we perceive in him the spiritual man; in a sense, you cannot see the spiritual man shine forth without learning to know the physical as a decaying, withering being. Thus man's appearance does not thereby become uglier but more beautiful—and truer, too. And when one is able to perceive the withering of man's organs, which is such a spiritual process, these organs with their etheric content appear as something that has come over from the past—from the last life on earth—and is now withering. In this way we really come to see that the seed of a future life is being formed within the withering process that proceeds from man's being of a former life on earth. The human head is withering most; and the dream appears to imaginative perception as an emanation of the human head. On the other hand, the metabolic and limb organism appears to imaginative vision to be withering least of all. It appears very similar to the ordinary dream; it is least faded and most closely united, in form and content, with the future of man. The rhythmic organisation contained in the chest is the connecting link between them, holding the balance. It is just to spiritual perception that the human heart appears as a remarkable organ. It, too, is seen to be withering; nevertheless, seen imaginatively, it retains almost its physical form, only beautified and ennobled (I say ‘almost’, not ‘completely’). There would be a certain amount of truth in painting man's spiritual appearance as follows: a countenance comparatively wise looking, perhaps even somewhat aged; hands and feet small and childlike; wings to indicate remoteness from the earth; and the heart indicated in some form or other reminiscent of the physical organ. If we can perceive the human being imaginatively, such a picture which we might attempt to paint will not be symbolic in the bad sense that symbolism has today. It will not be empty and insipid, but will contain elements of physical existence while, at the same time, transcending the physical. One might also say, speaking paradoxically (one must begin to speak in paradoxes to some extent when one speaks of the spiritual world, for the spiritual world does really appear quite different from the physical): When we begin to perceive man with imagination we feel in regard to his head: How intensely I must think, if I am to hold my own against this head! Contemplating the human head with imaginative consciousness one gradually comes to feel quite feeble-minded, for with the acutest thoughts acquired in daily life one cannot easily approach this wonderful physical structure of the human head. It is now transformed into something spiritual and its form is still more wonderful as it withers, showing its form so clearly. For the convolutions of the brain actually seem to contain, in a withered form, deep secrets of the world's structure. When we begin to understand the human head we gaze deeply into these cosmic secrets, yet feel ourselves continually baffled in our attempts. On the other hand, when we try to understand the metabolic and limb system with imaginative consciousness, we say to our-selves: Your keen intellect does not help you here; you ought properly to sleep and dream of man, for man only apprehends this part of his organisation by dreaming of it while awake. So you see, we must proceed to a highly differentiated mode of perception when we begin to study man's physical organisation imaginatively. We must become clever, terribly clever, when we study his head. We must become dreamers when studying his system of limbs and metabolism. And we must really swing to and fro, as it were, between dreaming and waking if we want to grasp, in imaginative vision, the wonderful structure of man's rhythmic system. But all this appears as the relic of his last life on earth. What he experiences in the waking state is the relic of his last life; this plays into his present life, giving him as much as I ascribed to him yesterday when I said of his life of action, for example, that only as much of man's actions as he can dream of is really done by himself; the rest is done by the gods in and through him. The present is active to this extent; all the rest comes from his former earthly lives. We see that this is so when we have a man before us and perceive his withering physical organisation. And if we look at what man knows of himself while he dreams—dreams in his sleep—we have before us what man is preparing for the next life on earth. These things can be easily distinguished. Thus imagination leads directly from a study of the waking and sleeping man to a perception of his development from earthly life to earthly life. Now what is preserved in memory occupies a quite special place in the waking and in the sleeping man. Consider your ordinary memories. What you remember you draw forth from within you in the form of thoughts or mental presentations; you represent to yourself past experiences. These, as you know, lose in memory their vividness, impressiveness, colour, etc. Remembered experiences are pale. But, on the other hand, memory cannot but appear to be very closely connected with man's being; indeed it appears to be his very being. Man is not usually honest enough in his soul to make the necessary confession to himself; but I ask you to look into yourself to find out what you really are in respect to what you call your ego. Is there anything there beside your memories? If you try to get to your ego you will scarcely find anything else but your life's memories. True, you find these permeated by a kind of activity, but this remains very shadowy and dim. It is your memories that, for earthly life, appear as your living ego. Now this world of memories which you need only call to mind in order to realise how entirely shadowy they are—what does it become in imaginative cognition? It ‘expands’ at once; it becomes a mighty tableau through which we survey, in pictures, all that we have experienced in our present life on earth. One might say: If this1 be man, and this the memory within him, imagination at once extends this memory back to his birth. One feels oneself outside of space; here all consists of events. One gazes into a tableau and surveys one's whole life up to the present. Time becomes space. It is like looking down an avenue; one takes in one's whole past in a tableau, or panorama, and can speak of memory expanding. In ordinary consciousness memory is confined, as it were, to a single moment at a time. Indeed, it is really as follows: If, for example, we have reached the age of forty and are recalling, not in ‘imagination’, but in ordinary consciousness, something experienced twenty years ago, it is as if it were far off in space, yet still there. Now—in imaginative cognition—it has remained; it has no more disappeared than the distant trees of an avenue. It is there. This is how we gaze into the tableau and know that the memory we bear with us in ordinary consciousness is a serious illusion. To take it for a reality is like taking a cross-section of a tree trunk for the tree trunk itself. Such a section is really nothing at all; the trunk is above and below the mere picture thus obtained. Now it is really like that when we perceive memories in imaginative cognition. We detect the utter unreality of the individual items; the whole expands almost as far as birth—in certain circumstances even farther. All that is past becomes present; it is there, though at the periphery. Once we have grasped this, once we have attained this perception, we can know—and re-observe at any moment—that man reviews this tableau when he leaves his physical body at death. This lasts some days and is his natural life-element. On passing through the gate of death man gazes, to begin with, at his life in mighty, luminous, impressive pictures. This constitutes his experience for some days. But we must now advance farther in imaginative cognition. As we do so our life is enriched in a certain way and we accordingly understand many things in a different way from before. Consider, for example, our behaviour towards other people. In ordinary life we may, in individual cases, think about the intentions we have had, the actions we have performed—our whole attitude towards others. We think about all this, more or less. according as we are more or less reflective persons. But now all this stands before us. In our idea of our behaviour we only grasp a part of the full reality. Suppose we have done another a service or an injury. We learn to see the results of our good deed, the satisfaction to the other man, perhaps his furtherance in this or that respect—i.e. we see the results which may follow our deed in the physical world. If we have done an evil deed, we come to see we have injured him, we see that he remained unsatisfied or, perhaps, was even physically injured; and so on. All this can be observed in physical life if we do not run away from it, finding it unpleasant to observe the consequences of our deeds. This, however, is only one side. Every action we do to human beings, or indeed to the other kingdoms of Nature, has another side. Let us assume that you do a good deed to another man. Such a deed has its existence and its significance in the spiritual world; it kindles warmth there; it is, in a sense, a source of spiritual rays of warmth. In the spiritual world ‘soul-warmth’ streams from a good deed, ‘soul-coldness’ from an evil deed done to other human beings. It is really as if one engendered warmth or coldness in the spiritual world according to one's behaviour to others. Other human actions act like bright, luminous rays in this or that direction in the spiritual world; others have a darkening effect. In short, one may say that we only really experience one half of what we accomplish in our life on earth. Now, on attaining imaginative consciousness, what ordinary consciousness knows already, really vanishes. Whether a man is being helped or injured is for ordinary consciousness to recognise; but the effect of a deed, be it good or evil, wise or foolish, in the spiritual world—its warming or chilling, lightening or darkening action (there are manifold effects)—all this arises before imaginative consciousness and begins to be there for us. And we say to ourselves: Because you did not know all this when you let your ordinary consciousness function in your actions, it does not follow that it was not there. Do not imagine that what you did not know of in your actions—the sources of luminous and warming rays, etc.—was not there because you did not see or experience it. Do not imagine that. You have experienced it all in your sub-consciousness; you have been through it all. Just as the spiritual eyes of your higher consciousness see it now, so, while you were helping or harming another by your kind or evil deed, your sub-consciousness experienced its parallel significance for the spiritual world. Further: when we have progressed and attained a sufficient intensification of imaginative consciousness we do not only gaze at the panorama of our experiences, but become perforce aware that we are not complete human beings until we have lived through this other aspect of our earthly actions, which had remained subconscious before. We begin to feel quite maimed in the face of this life-panorama that extends back to birth, or beyond it. It is as if something had been torn from us. We say to ourselves continually: You ought to have experienced that aspect too; you are really maimed, as if an eye or a leg had been removed. You have not really had one half of your experiences. This must arise in the course of imaginative consciousness; we must feel ourselves maimed in this way in respect to our experiences. Above all, we must feel that ordinary life is hiding something from us. This feeling is especially intense in our present materialistic age. For men simply do not believe today that human actions have any value or significance beyond that for immediate life which takes its course in the physical world. It is regarded, more or less, as folly to declare that something else takes place in the spiritual world. Nevertheless, it is there. This feeling of being maimed comes before ‘inspired’ consciousness and one says to one's self: I must make it possible for myself to experience all I have failed to experience; yet this is almost impossible, except in a few details and to a very limited extent. It is this tragic mood that weighs upon one who sees more deeply into life. There is so much in life that we cannot fulfil on earth. In a sense, we must incur a debt to the future, admitting that life sets tasks which we cannot absolve in this present earthly life. We must owe them to the universe, saying: I shall only be able to experience that when I have passed through death. The Science of Initiation brings us this great, though often tragical enrichment of life; we feel this unavoidable indebtedness to life and recognise the necessity of owing the gods what we can only experience after death. Only then can we enter into an experience such as we owe to the universe. This consciousness that our inner life must, in part, run its course by incurring debts to the future after death, leads to an immense deepening of human life. Spiritual science is not only there that we may learn this or that theoretically. He who studies it as one studies other things, would be better employed with a cookery book. Then, at least, he would be impelled to study in a more than theoretical manner, for life, chiefly the life of the stomach and all connected therewith, takes care that we take a cookery book more seriously than a mere theory. It is necessary for spiritual science, on approaching man, to deepen his life in respect to feeling. Our life is immensely deepened when we become aware of our growing indebtedness to the gods and say: One half of our life on earth cannot really be lived, for it is hidden under the surface of existence. If, through initiation, we learn to know what is otherwise hidden from ordinary consciousness, we can see a little into the debts we have incurred. We then say: With ordinary consciousness we see we are incurring debts, but cannot read the ‘promissory note’ we ought to write. With initiation-consciousness we can, indeed, read the note, but cannot meet it in ordinary life. We must wait till death comes. And, when we have attained this consciousness, when we have so deepened our human conscience that this indebtedness is quite alive in us, we are ready to follow human life farther, beyond the retrospective tableau of which I have spoken and in which we reach back to birth. We now see that, after a few days, we must begin to experience what we have left un-experienced; and this holds for every single deed we have done to other human beings in the world. The last deeds done before death are the first to come before us, and so backwards through life. We first become aware of what our last evil or good deeds signify for the world. Our experience of them while on earth is now eliminated; what we now experience is their significance for the world. And then we go farther back, experiencing our life again, but backwards. We know that while doing this we are still connected with the earth, for it is only the other side of our deeds that we experience now. We feel as if our life from now onwards were being borne in the womb of the universe. What we now experience is a kind of embryonic stage for our further life between death and a new birth; only, it is not borne by a mother but by the world, by all that we did not experience in physical life. We live through our physical life again, backwards and in its cosmic significance. We experience it now with a very divided consciousness. Living here in the physical world and observing the creatures around him, man feels himself pretty well as the lord of creation; and even though he calls the lion the king of beasts, he still feels himself, as a human being, superior. Man feels the creatures of the other kingdoms as inferior; he can judge them, but does not ascribe to them the power to judge him. He is above the other kingdoms of Nature. He has a very different feeling, however, when after death the undergoes the experience I have just described. He no longer feels himself confronting the inferior kingdoms of Nature, but kingdoms of the spiritual world that are superior to him. He feels himself as the lowest kingdom, the others standing above him. Thus, in undergoing all he has previously left unexperienced, man feels all around him beings far higher than himself. They unfold their sympathies and antipathies towards all he now lives through as a consequence of his earthly life. In this experience immediately after death we are within a kind of ‘spiritual rain’. We live through the spiritual counterpart of our deeds, and the lofty beings who stand above us rain down their sympathies and antipathies. We are flooded by these, and feel in our spiritual being that what is illuminated by the sympathies of these lofty beings of the higher hierarchies will be accepted by the universe as a good element for the future; whereas all that encounters their antipathies will be rejected, for we feel it would be an evil element in the universe if we did not keep it to ourselves. The antipathies of these lofty beings rain down on an evil deed done to another human being, and we feel that the result would be something exceedingly bad for the universe if we released it, if we did not retain it in ourselves. So we gather up all that encounters the antipathies of these lofty beings. In this way we lay the foundation of our destiny, of all that works on into our next earthly life in order that it may find compensation through other deeds. One can describe the passage of the human being through the soul-region after death from what I might call its more external aspect. I did this in my book Theosophy, where I followed more the accustomed lines of thought of our age. Now in this recapitulation within the General Anthroposophical Society I want to present a systematic statement of what Anthroposophy is, describing these things more inwardly. I want you to feel how man, in his inner being—in his human individuality—actually lives through the state after death. Now when we understand these things in this way, we can again turn our attention to the world of dreams, and see it in a new light. Perceiving man's experience, after death, of the spiritual aspects of his earthly life, his deeds and thoughts, we can again turn to the dreaming man, to all he experiences when asleep. We now see that he has already lived through the above when asleep; but it remained quite unconscious. The difference between the experience in sleep and the experience after death becomes clear. Consider man's life on earth. There are waking states interrupted again and again by sleep. Now a man who is not a ‘sleepy-head’ will spend about a third of his life asleep. During this third he does, in fact, live through the spiritual counterpart of his deeds; only he knows nothing of it, his dreams merely casting up ripples to the surface. Much of the spiritual counterpart is perceived in dreams, but only in the form of weak surface-ripples. Nevertheless in deep sleep we do experience unconsciously the whole spiritual aspect of our daily life. So we might put it this way: In our conscious daily life we experience what others think and feel, how they are helped or hindered by us; in sleep we experience unconsciously what the gods think about the deeds and thoughts of our waking life, though we know nothing of this. It is for this reason that one who sees into the secrets of life seems to himself so burdened with debt, so maimed—as I have described. All this has remained in the subconscious. Now after death it is really lived through consciously. For this reason man lives through the part of life he has slept through, i.e. about one-third, in time, of his earthly life. Thus, when he has passed through death, he lives through his nights again, backwards; only, what he lived through unconsciously, night by night, now becomes conscious. We could even say—though it might almost seem as if we wanted to make fun of these exceedingly earliest matters: If one sleeps away the greater part of one's life, this retrospective experience after death will last longer; if one sleeps little, it will be shorter. On an average it will last a third of one's life, for one spends that in sleep. So if a man lives till the age of sixty, such experience after death will last twenty years. During this time he passes through a kind of embryonic stage for the spiritual world. Only after that will he be really free of the earth; then the earth no longer envelopes him, and he is born into the spiritual world. He escapes from the wrappings of earthly existence which he had borne around him until then, though in a spiritual sense, and feels this as his birth into the spiritual world.
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234. Anthroposophy, An Introduction: Phases of Memory and the Real Self
10 Feb 1924, Dornach Translated by Vera Compton-Burnett Rudolf Steiner |
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This is what we do in the spiritual world when we experience backwards the spiritual counter-images of all we have undergone during earthly life. Suppose you have had an experience with something in the external realm of Nature—let us say, with a tree. |
Now, on going backwards through our life, we do not undergo our experience, but his. We experience what he experienced through our deed. That, too, is a part of the spiritual counterpart and is inscribed into the spiritual world. |
Then, as we retrace our life backwards through birth and beyond, we reach out into the wide spaces of spiritual existence. It is only now, after having undergone all this, that we enter the spiritual world and are really able to live there. Our faculty of memory now undergoes its fourth metamorphosis. |
234. Anthroposophy, An Introduction: Phases of Memory and the Real Self
10 Feb 1924, Dornach Translated by Vera Compton-Burnett Rudolf Steiner |
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You have seen from the preceding lectures that a study of man's faculty of memory can give us valuable insight into the whole of human life and its cosmic connections. So today we will study this faculty of memory as such, in the various phases of its manifestation in human life, beginning with its manifestation in the ordinary consciousness that man has between birth and death. What man experiences in concrete, everyday life, in thinking, feeling and willing, in unfolding his physical forces, too—all this he transforms into memories which he recalls from time to time. But if you compare the shadowy character of these memory-pictures, whether spontaneous or deliberately sought, with the robust experiences to which they refer, you will say that they exist as mere thoughts or mental presentations; you are led to call memories just ‘pictures’. Nevertheless, it is these pictures that we retain in our ego from our experiences in the outer world; in a sense, we bear them with us as the treasure won from experience. If a part of these memories should be lost—as in certain pathological cases of which I have already spoken—our ego itself suffers injury. We feel that our immermost being, our ego, has been damaged if it must forfeit this or that from its treasury of memories, for it is this treasury that makes our life a complete whole. One could also point to the very serious conditions that sometimes result in cases of apoplectic stroke when certain portions of the patient's past life are obliterated from his memory. Moreover, when we survey from a given moment our life since our last birth, we must feel our memories as a connected whole if we are to regard ourselves rightly as human souls. These few features indicate the role of the faculty of memory in physical, earthly life. But its role is far greater still. What would the external world with all its impressions constantly renewed, with all it gives us, however vividly—what would it be to us if we could not link new impressions to the memories of past ones! Last, but not least, we may say that, after all, all learning consists in linking new impressions to the content borne in memory. A great part of educational method depends on finding the most rational way of linking the new things we have to teach the children to what we can draw from their store of memories. In short, whenever we have to bring the external world to the soul, to evoke the soul's own life that it may feel and experience inwardly its own existence, we appeal to memory in the last resort. So we must say that, on earth, memory constitutes the most important and most comprehensive part of man's inner life. Let us now study memory from yet another point of view. It is quite easy to see that the sums of memories we bear within us is really a fragment. We have forgotten so much in the course of life; but there are moments, frequently abnormal, when what has been long forgotten comes before us again. These are especially such moments in which a man comes near to death and many things emerge that have long been far from his conscious memory. Old people, when dying, suddenly remember things that had long disappeared from their conscious memory. Moreover, if we study dreams really intimately—and they, too, link on to memory—we find things arising which have quite certainly been experienced, but they passed us by unnoticed. Nevertheless, they are in our soul life, and arise in sleep when the hindrances of the physical and etheric organism are not acting and the astral body and ego are alone. We do not usually notice these things and so fail to observe that conscious memory is but a fragment of all we receive; in the course of life we take in much in the same form, only, it is received into the subconscious directly, where it is inwardly elaborated. Now, as long as we are living on earth, we continue to regard the memories that arise from the depths of our soul in the form of thoughts as the essential part of memory. Thoughts of past experience come and go. We search for them. We regard that as the essence of memory. However, when we go through the gate of death our life on earth is followed by a few days in which pictures of the life just ended come before us in a gigantic perspective. These pictures are suddenly there: the events of years long past and of the last few days are there simultaneously. As the spatial exists side by side and only possesses spatial perspective, so the temporal events of our earthly life are now seen side by side and possess ‘time-perspective’. This tableau appears suddenly, but, during the short time it is there, it becomes more and more shadowy, weaker and weaker. Whereas in earthly life we look into ourselves and feel that we have our memory-pictures ‘rolled up’ within us, these pictures now become greater and greater. We feel as if they were being received by the universe. What is at first comprised within the memory tableau as in a narrow space, becomes greater and greater, more and more shadowy, until we find it has expanded to a universe, becoming so faint that we can scarcely decipher what we first saw plainly. We can still divine it; then it vanishes in the far spaces and is no longer there. That is the second form taken by memory—in a sense, its second metamorphosis—in the first few days after death. It is the phase which we can describe as the flight of our memories out into the cosmos. And all that, like memory, we have bound so closely to our life between birth and death, expands and becomes more and more shadowy, to be finally lost in the wide spaces of the cosmos. It is really as if we saw what we have actually been calling our ego during earthly life, disappear into the wide spaces of the cosmos. This experience lasts a few days and, when these have passed, we feel that we ourselves are being expanded too. Between birth and death we feel ourselves within our memories; and now we actually feel ourselves within these rapidly retreating memories and being received into the wide spaces of the universe. After we have suffered this super-sensible stupor, or faintness, which takes from us the sum-total of our memories and our inner consciousness of earthly life, we live in the third phase of memory. This third phase of memory teaches us that what we had called ourself during earthly life—in virtue of our memories—has spread itself through the wide spaces of the universe, thereby proving its insubstantiality for us. If we were only what can be preserved in our memories between birth and death, we would be nothing at all a few days after death. But we now enter a totally different element. We have realised that we cannot retain our memories, for the world takes them from us after death. But there is something objective behind all the memories we have harboured during earthly life. The spiritual counterpart, of which I spoke yesterday, is engraved into the world; and it is this counterpart of our memories that we now enter. Between birth and death we have experienced this or that with this or that person or plant or mountain spring, with all we have approached during life. There is no single experience whose spiritual counterpart is not engraved into the spiritual world in which we are ever present, even while on earth. Every hand-shake we have exchanged has its spiritual counterpart; it is there, inscribed into the spiritual world. Only while we are surveying our life in the first days after death do we have these pictures of our life before us. These conceal, to a certain extent, what we have inscribed into the world through our deeds, thoughts and feelings. The moment we pass through the gate of death to this other ‘life’, we are at once filled with the content of our life-tableau, i.e. with pictures which extend, in perspective, back to birth and even beyond. But all this vanishes into the wide cosmic spaces and we now see the spiritual counter-images of all the deeds we have done since birth. All the spiritual counter-images we have experienced (unconsciously, in sleep) become visible, and in such a way that we are immediately impelled to retrace our steps and go through all these experiences once more. In ordinary life, when we go from Dornach to Basle we know we can go from Basle to Dornach, for we have in the physical world an appropriate conception of space. But in ordinary consciousness we do not know, when we go from birth to death, that we can also go from death to birth. As in the physical world one can go from Dornach to Basle and return from Basle to Dornach, so we go from birth to death during earthly life, and, after death, can return from death to birth. This is what we do in the spiritual world when we experience backwards the spiritual counter-images of all we have undergone during earthly life. Suppose you have had an experience with something in the external realm of Nature—let us say, with a tree. You have observed the tree or, as a woodman, cut it down. Now all this has its spiritual counterpart; above all, whether you have merely observed the tree, or cut it down, or done something else to it, has its significance for the whole universe. What you can experience with the physical tree you experience in physical, earthly life; now, as you go backwards from death to birth, it is the spiritual counterpart of this experience that you live through. If, however, our experience was with another human being—if, for example, we have caused him pain—there is already a spiritual counterpart in the physical world; only, it is not our experience: it is the pain experienced by the other man. Perhaps the fact that we were the cause of his pain gave us a certain feeling of satisfaction; we may have been moved by a feeling of revenge or the like. Now, on going backwards through our life, we do not undergo our experience, but his. We experience what he experienced through our deed. That, too, is a part of the spiritual counterpart and is inscribed into the spiritual world. In short, man lives through his experiences once more, but in a spiritual way, going backwards from death to birth. As I said yesterday, it is a part of this experience to feel that beings whom, for the present, we may call ‘superhuman’, are participating in it. Pressing onwards through these spiritual counterparts of our experiences, we feel as if these spiritual beings were showering down their sympathies and antipathies upon our deeds and thoughts, as we experience them backwards. Thereby we feel what each deed done by us on earth, each thought, feeling, or impulse of will, is worth for purely spiritual existence. In bitter pain we experience the harmfulness of some deed we have done. In burning thirst we experience the passions we have harboured in our soul; and this continues until we have sufficiently realised the worthlessness, for the spiritual world, of harbouring passions and have outgrown these states which depend on our physical, earthly personality. At this point of our studies we can see where the boundary between the psychical and the physical really is. You see, we can easily regard things like thirst or hunger as physical. But I ask you to imagine that the same physical changes that are in your organism when you are thirsty were in a body not ensouled. The same changes could be there, but the soulless body would not suffer thirst. As a chemist you might investigate the changes in your body when you are thirsty. But if, by some means, you could produce these same changes, in the same substances and in the same complex of forces, in a body without a soul, it would not suffer thirst. Thirst is not something in the body; it lives in the soul—in the astral—through changes in the physical body. It is the same with hunger. And if someone, in his soul, takes great pleasure in something that can only be satisfied by physical measures in physical life, it is as if he were experiencing thirst in physical life; the psychical part of him feels thirst, burning thirst, for those things which he was accustomed to satisfy by physical means. For one cannot carry out physical functions when the physical body has been laid aside. Man must first accustom himself to live in his psycho-spiritual being without his physical body; and a great part of the backward journey I have described is concerned with this. At first he experiences continually burning thirst for what can only be gratified through a physical body. Just as the child must accustom himself to use his organs—must learn to speak, for example—so man between death and a new birth must accustom himself to do without his physical body as the foundation of his psychical experiences. He must grow into the spiritual world. There are descriptions of this experience which, as I said yesterday, lasts one-third of the time of physical life, which depict it as a veritable hell. For example, if you read descriptions like those given in the literature of the Theosophical Society where, following oriental custom, this life is called Kamaloka, they will certainly make your flesh creep. Well, these experiences are not like that. They can appear so if you compare them directly with earthly life, for they are something to which we are so utterly unaccustomed. We must suddenly adapt ourselves to the spiritual counter-images and counter-values of our earthly experience. What we felt on earth as pleasure, is there privation, bitter privation, and, strictly speaking, only our unsatisfying, painful or sorrowful experiences on earth are satisfying there. In many respects that is somewhat horrible when compared with earthly life; but we simply cannot compare it with earthly life directly, for it is not experienced here but in the life after death where we do not judge with earthly conceptions. So when, for example, you experience after death the pain of another man through having caused him pain on earth, you say to yourself at once: ‘If I did not feel this pain, I would remain an imperfect human soul, for the pain I have caused in the universe would continually take something from me. I only become a whole human being by experiencing this compensation.’ It may cost us a struggle to see that pain experienced after death in return for pain caused to another, is really a blessing. It will depend on the inner constitution of our soul whether we find this difficult or not; but there is a certain state of soul in which this painful compensation for many things done on earth is even experienced as bliss. It is the state of soul that results from acquiring on earth some knowledge of the super-sensible life. We feel that, through this painful compensation, we are perfecting our human being, while, without it, we should fall short of full human stature. If you have caused another pain, you are of less value than before; so, if you judge reasonably, you will say: In face of the universe I am a worse human soul after causing pain to another than before. You will feel it a blessing that you are able, after death, to compensate for this pain by experiencing it yourself. That, my dear friends, is the third phase of memory. At first what we have within us as memory is condensed to pictures, which last some days after death; then it is scattered through the universe, your whole inner life in the form of thoughts returning thereto. But while we lose the memories locked up within us during earthly life—while these seek the cosmic spaces—the world, from out of all we have spiritually engraved upon it, gives us back to ourselves in objective form. There is scarcely a stronger proof of man's intimate connection with the world than this; that after death, in regard to our inner life, we have first to lose ourselves, in order to be given back to ourselves from out of the universe. And we experience this, even in the face of painful events, as something that belongs to our human being as a whole. We do, indeed, feel that the world takes to itself the inner life we possessed here, and gives back to us again what we have engraved upon it. It is just the part we did not notice, the part we passed by but inscribed upon spiritual existence with clear strokes, that gives us our own self again. Then, as we retrace our life backwards through birth and beyond, we reach out into the wide spaces of spiritual existence. It is only now, after having undergone all this, that we enter the spiritual world and are really able to live there. Our faculty of memory now undergoes its fourth metamorphosis. We feel that everywhere behind the ordinary memory of earthly life something has been living in us, though we were not aware of it. It has engraved itself into the world and now we, ourselves, become it. We have received our earthly life in its spiritual significance; we now become this significance. After travelling back through birth to the spiritual world we find ourselves confronting it in a very peculiar way. In a sense, we ourselves in our spiritual counterpart—in our true spiritual worth—now confront the world. We have passed through the above experiences, have experienced the pain caused to another, have experienced the spiritual value corresponding to an experience with a tree, let us say; we have experienced all this, but it was not self-experience. We might compare this with the embryonic stage of human life; for then—and even throughout the first years of life—all we experience does not yet reach the level of self-consciousness, which only awakens gradually. Thus, when we enter the spiritual world, all we have experienced backwards gradually becomes ourself, our spiritual self-consciousness. We are now what we have experienced; we are our own spiritual worth corresponding thereto. With this existence, that really represents the other side of our earthly existence, we enter the world that contains nothing of the ordinary kingdoms of external Nature—mineral, plant and animal kingdoms—for these belong to the earth. But in that world there immediately come before us, first, the souls of those who have died before us and to whom we stood in some kind of relationship, and then the individualities of higher spiritual beings. We live as spirit among human and non-human spirits, and this environment of spiritual individualities is now our world. The relationship of these spiritual individualities, human or non-human, to ourselves now constitutes our experience. As on earth we have our experience with the beings of the external kingdoms of Nature, so now, with spiritual beings of different ranks. And it is especially important that we have felt their sympathies and antipathies like spiritual rain—to use yesterday's metaphor—permeating these experiences during the retrospective part of the life between death and birth that I have described to you schematically. We now stand face to face with these beings of whom we previously perceived only their sympathies and antipathies while we were living through the spiritual counterpart of our earthly life: we live among these beings now that we have reached the spiritual world. We gradually feel as if inwardly permeated with force, with impulses proceeding from the spiritual beings around us. All that we have previously experienced now becomes more and more real to us, in a spiritual way. We gradually feel as if standing in the light or shadow of these beings in whom we are beginning to live. Before, through living through the spiritual worth corresponding to some earthly experience, we felt this or that about it, found it valuable or harmful to the cosmos. We now feel: There is something I have done on earth, in thought or deed; it has its corresponding spiritual worth, and this is engraved into the spiritual cosmos. The beings whom I now encounter can either do something with it, or not; it either lies in the direction of their evolution or of the evolution for which they are striving, or it does not. We feel ourselves placed before the beings of the spiritual world and realise that we have acted in accordance with their intentions or against them, have either added to, or subtracted from, what they willed for the evolution of the world. Above all, it is no mere ideal judgment of ourselves that we feel, but a real evaluation; and this evaluation is itself the reality of our existence when we enter the spiritual world after death. When you have done something wrong as a man in the physical world, you condemn it yourself if you have sufficient conscience and reason; or it is condemned by the law, or by the judge, or by other men who despise you for it. But you do not grow thin on this account—at least, not very thin, unless you are quite specially constituted. On entering the world of spiritual beings, however, we do not merely meet the ideal judgment that we are of little worth in respect of any fault or disgraceful deed we have committed; we feel the gaze of these beings resting upon us as if it would annihilate our very being. In respect of all we have done that is valuable, the gaze of these beings falls upon us as if we first attained thereby our full reality as psycho-spiritual beings. Our reality depends upon our value. Should we have hindered the evolution that was intended in the spiritual world, it is as if darkness were robbing us of our very existence. If we have done something in accordance with the evolution of the spiritual world, and its effects continue, it is as if light were calling us to fresh spiritual life. We experience all I have described and enter the realm of spiritual beings. This enhances our consciousness in the spiritual world and keeps us awake. Through all the demands made upon us there, we realise that we have won something in the universe in regard to our own reality. Suppose we have done something that hinders the evolution of the world and can only arouse the antipathy of the spiritual beings whose realm we now enter. The after-effect takes its course as I have described and we feel our consciousness darken; stupefaction ensues, sometimes complete extinction of consciousness. We must now wake up again. On doing so, we feel in regard to our spiritual existence as if someone were cutting into our flesh in the physical world; only, this experience in the spiritual is much more real—though it is real enough in the physical world. In short, what we are in the spiritual world proves to be the result of what we ourselves have initiated. You see from this that man has sufficient inducement to return again to earthly life. Why to return? Well, through what he has engraved into the spiritual world man has himself experienced all he has done for good or ill in earthly life; and it is only by returning to earth that he can actually compensate for what, after all, he has only learnt to know through earthly experience. In fact, when he reads his value for the world in the countenances of these spiritual beings—to put it metaphorically—he is sufficiently impelled to return, when able, to the physical world, in order to live his life in a different way from before. Many incapacities for this he will still retain, and only after many lives on earth will full compensation really be possible. If we look into ourselves during earthly life, we find, at first, memories. It is of these that, to begin with, we build our soul-life when we shut out the external world; and it is upon these alone that the creative imagination of the artist draws. That is the first form of memory. Behind it are the mighty ‘pictures’ which become perceptible immediately after we have passed through the gate of death. These are taken from us: they expand to the wide spaces of the universe. When we survey our memory-pictures we can say that there lives behind them something that at once proceeds towards the cosmic spaces when our body is taken from us. Through our body we hold together what is really seeking to become ‘ideal’ in the universe. But while we go through life and retain memories of our experiences, we leave behind in the world something still further behind our memories. We leave it behind us in the course of time and must experience it again as we retrace our steps. This lies behind our memory as a third ‘structure’. First, we have the tapestry of memory; behind it, the mighty cosmic pictures we have ‘rolled up’ within us; behind this, again, lives what we have written into the world. Not until we have lived through this are we really ourselves, standing naked in spirit before the spiritual universe which clothes us in its garments when we enter it. We must, indeed, look at our memories if we want to get gradually beyond the transient life of man. Our earthly memories are transient and become dispersed through the universe. But our Self lives behind them: the Self that is given us again from out of the spiritual world that we may find our way from time to eternity. |
Anthroposophy, An Introduction: Editor's Preface
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The descriptions are taken as reproductions of the reality that underlies them instead of as similes—attempts, that is, at making clear a purely spiritual reality in words which have received their stamp of significance from their relation to the physical world. |
The etheric body is not a vehicle of any such ‘life-force’, as is understood by the creative evolutionists. It is totally incompatible with the assumptions of positivist science. |
Then, in the ninth and last lecture, the last three phases of memory lead into—indeed become—in a miracle of condensation—all that is presented so differently in Theosophy under such titles as ‘The Soul in the Soul-World after Death’. Is this an esoteric or an exoteric work? |
Anthroposophy, An Introduction: Editor's Preface
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This book is the transcript of a shorthand report of nine lectures given by Rudolf Steiner in the early part of 1924, about a year before he died. Although his audience consisted very largely of people who had been studying for many years the spiritual science which is Steiner's legacy to the world (and which he also called Anthroposophie), he himself described the course as an ‘Introduction’. The German title of the book is Anthroposophie: eine Einführung in die Anthroposophische Weltanschauung. ‘We will begin again,’ he observed in Lecture IV, ‘where we began twenty years ago;’ and he may well have had in mind that the Movement itself had, in some sense, begun again only a month or two before with the solemn Foundation of the General Anthroposophical Society under himself as President at Christmas 1923. Though he proceeded ab initio, assuming no previous knowledge on the part of his hearers, this course is not an elementary exposition of Anthroposophy. We are gradually led deeply in, and the path is steep towards the end. There are many very different approaches to the general corpus of revelations or teachings which constitutes Spiritual Science. As with Nature herself, it is often only as the student penetrates deeper and nearer to the centre that any connection between these different approaches become apparent. A reader of Christianity as Mystical Fact, for example, which dates from 1902 and of Steiner's lectures on the Gospels might well be surprised to find that it is possible to read Theosophy (1904) without ever discovering that the incarnation of Christ and the death on Golgotha are, according to him, the very core of the evolution of the universe and man. The truth is that the mastery of Anthroposophy involves, for our too stereotyped thinking, something like the learning of a new language. It would be possible to learn to read Greek and only afterwards to discover that the New Testament was written in that tongue. From this point of view the present book is in the same category as Theosophy, yet even within this category the two approaches are made from such diverse directions that one might almost suppose the books to be the work of different men. Nevertheless it is best to look on the following lectures—as Steiner himself makes it clear that he does—as a supplement or complement to what is to be found in Theosophy. The book Theosophy is the most systematic of all the writings that Steiner has bequeathed to us. Its whole basis is classification and definition and, taken by itself, it undoubtedly gives (quite apart from the dubious associations which the word ‘theosophy’ has for English ears) a false impression of the nature of Anthroposophy. It is as indispensable to the student as a good grammar is indispensable to a man engaged in mastering a new language, and it contains as much—and as little—as a grammar does of all that the language can do and say. Its method is that of description from outside. And this approach, essential as it is as one among others, is perhaps the one most likely to lead to misunderstanding and misrepresentation. Such terms as ‘soul world’, ‘spiritland’, ‘elemental beings’, ‘aura’, are liable to be taken literally in spite of the author's express warnings to the contrary. The descriptions are taken as reproductions of the reality that underlies them instead of as similes—attempts, that is, at making clear a purely spiritual reality in words which have received their stamp of significance from their relation to the physical world. No one who studies the teachings of Rudolf Steiner seriously remains in any real danger of succumbing to this sort of literalness. But anyone reading hurriedly through the book Theosophy—or even through Theosophy and the Occult Science—and inclined to judge the value of Anthroposophy from that single adventure may well do so. That is why the present book seems to me to be an important one—not only for ‘advanced’ students of Anthroposophy, to whom it is perhaps primarily addressed, but also to the comparative beginner. It is condensed and difficult for most readers, and above all for those who have never dipped into the broad unbroken stream of books and lectures which flowed from Rudolf Steiner during the twenty years that elapsed between the publication of Theosophy and the delivery of this Course. But even if the content is far from fully understood, it cannot fail to give the reader some idea, let us say, of the sort of thing that is really signified by the spatial and other physical metaphors in which the systematic exposition of Theosophy is couched. For here the approach is from within. It is no longer simply the objective facts and events, but the way in which the soul tentatively begins to experience these, which the lecturer makes such earnest efforts to convey. We have exchanged a guide book for a book of travel. The one who has been there recreates his experience for the benefit of those who have not, trying with every device at his disposal to reveal what it actually felt like. Of course the difficulty is still there; it can still only be done by metaphor and suggestion; but the difficulty is much less likely to be burked by the reader's surreptitiously substituting in his own imagination a physical or sense-experience for a purely super-sensible one. Compare, for instance the description of the astral body given in Theosophy with the characterisation of it in No. V of these lectures:
‘Thus,’ he adds a few pages later, ‘if you describe the astral body as I have done in my Theosophy you must realise, in order to complete your insight (my italics)’:
In the same way one could compare the description of the etheric body in the earlier book with its treatment here in Lecture IV. The etheric body is not a vehicle of any such ‘life-force’, as is understood by the creative evolutionists. It is totally incompatible with the assumptions of positivist science. If it can be described as a ‘formative forces’ body, it can equally well be described, from another approach, as a thought-body. This is the approach which is required for all the teachings which Steiner developed later concerning the descent of the Cosmic Intelligence and its progressive embodiment in the personal intelligence of man. And it is this approach which is chosen in the book which follows. He begins by describing the practical steps needed to develop the ‘strengthened thinking’ which is the first stage of higher knowledge. And he continues:
Equally important is the exposition in this lecture of the way in which astral and etheric find outward expression in the physical constitution of man, the etheric in his fluid organisation, which can only be understood with the help of the concept of the etheric body, and the astral in that ‘third man’—who is physically the ‘airy man’ and who can be experienced as ‘an inner musical element in the breathing’. The nervous system is shown to be the representation of this inner music. The matter in this book is extremely condensed and one feels one is maiming it by arbitrary selections such as I am making for the purpose of this Introduction. I have, for instance, said nothing of the extensive and detailed discourse on dreams contained in Lecture VII, and VIII, which some readers may even find the most enlightening thing in the book. One final selection may however perhaps be made. In these lectures Steiner approaches the life after death by speaking of ‘four phases of memory’. The theme is first heard in Lecture VI, where, after speaking of the nature of memory he emphasises that it is not the concern of the remembering individual alone, but is there for the sake of the universe—‘in order that its content may pass through us and be received again in the forms into which we can transmute it’.
It receives them back when we die. The moment we die, the world takes back what it has given. ‘But it is something new that it receives, for we have experienced it all in a particular way.’ Then, in the ninth and last lecture, the last three phases of memory lead into—indeed become—in a miracle of condensation—all that is presented so differently in Theosophy under such titles as ‘The Soul in the Soul-World after Death’. Is this an esoteric or an exoteric work? Certainly it will be more readily appreciated by readers who have worked through other approaches to be found in the books and lecture-cycles and perhaps especially in the Leading Thoughts. Yet it is the whole aim and character of Spiritual Science, as Rudolf Steiner developed it, to endeavour to be esoteric in an exoteric way. For that was what he believed the crisis of the twentieth century demands. And I doubt if he ever struggled harder to combine the two qualities than in these nine lectures given at the end of his life. Thus, although he was addressing members of the Anthroposophical Society, I believe that he had his gaze fixed on Western man in general, and I hope that an increasing number of those who are as yet unacquainted with any of his teaching may find in this book (and it can only be done by intensive application) a convincing proof of the immense fund of wisdom, insight and knowledge from which these teachings spring. OWEN BARFIELD London, |
235. Karma: Karma Studies, Introductory Lecture
16 Feb 1924, Dornach Translated by Henry B. Monges Rudolf Steiner |
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I should like to begin by speaking to you about the conditions and laws underlying human destiny, destiny, which customarily is called karma. This karma, however, will be understood, be clearly seen into only when we begin by acquainting ourselves with the varieties of laws underlying the universe. |
If we do not possess these conditions, then we understand nothing concerning them. Then the music passes us by as a noise. Or we may see in some work of art nothing but an incomprehensible shape. |
You will then no longer have to find your way through such a thicket of abstractions, but you will also understand that this was quite necessary for a certain development of thought. |
235. Karma: Karma Studies, Introductory Lecture
16 Feb 1924, Dornach Translated by Henry B. Monges Rudolf Steiner |
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I should like to begin by speaking to you about the conditions and laws underlying human destiny, destiny, which customarily is called karma. This karma, however, will be understood, be clearly seen into only when we begin by acquainting ourselves with the varieties of laws underlying the universe. So today, then, I should like—for it is necessary to speak to you in a rather abstract form about the various underlying universal laws, in order then to crystallize out of this the more special form which can be designated as human destiny—karma. We speak of cause and effect not only when we wish to comprehend the phenomena of the world, but also when we wish to fix our attention on the phenomena of human life itself. And at present it is quite customary to speak in general terms about cause and effect. Especially is this so in scientific circles. However, directly from this there result the greatest difficulties concerning the actual truth. For the various ways in which cause and effect appear in the world are not at all considered. We can begin by looking at the so-called lifeless nature which, indeed, confronts us most clearly in the mineral kingdom, in all that we see in the rocky and stony part of the earth, often in such wonderful formations, but also in all that is reduced to powder, and which is then reunited and repacked in the formless rocky strata of the earth. Let us look, my dear friends, first at what thus appears as the lifeless in the world. When we consider the lifeless—everything lifeless, without exception—we discover that everywhere within this kingdom of the lifeless we can find the causes themselves. Wherever the lifeless exists as effect, we can also seek the causes within this very same kingdom. In fact, we proceed in accordance with the principles of knowledge only when we seek the causes of the processes of the lifeless within its own kingdom. If you have a crystal before you, however beautifully formed it may be, you should seek the cause of its forms in the kingdom of the lifeless itself. And thus, this lifeless kingdom shows itself as something contained within itself. We are, at first, not able to say where we can find the limits of this lifeless. Under certain conditions they may lie far distant out in the reaches of the universe. But if we are concerned with the effects of something lifeless confronting us, and we wish to find the causes, we must then seek them also within the realm of the lifeless. Through what we have said, however, we have already placed the lifeless alongside something else, and therewith a certain perspective is immediately opened before us. Consider the human being himself. Consider how he passes through the door of death. Everything which existed and acted in him before this event has left the visible, apprehensible form which remains after the human soul has passed through death's portal; nothing remains but this discarded, deserted form, of which we say that it is lifeless. And just as we speak of the lifeless when we gaze upon the stony structure of the mountains with its crystal forms, so must we speak of the lifeless when we behold this human corpse, bereft of soul and spirit. What from the beginning prevailed in the rest of lifeless nature only now comes into existence for the corpse of the human being. We were unable to find in the lifeless itself the causes of what occurs in the human form as effects during life before the soul has passed through the door of death. It is true that, when an arm is raised, not only do we seek in vain in the lifeless, physical laws of the human form for the cause of this action, but we shall also seek in vain in the realm of the chemical, in the realm of the physical forces which are present in the human form, for the cause, let us say, of the heart-beat, of the blood circulation, of any of the processes which are not at all under the control of the will. But, at the moment when the human form has become a corpse, when the soul has stepped through the gateway of death, we observe an effect in the human organism. We perceive, let us say, a change in the color of the skin, the limbs become limp; briefly, everything appears which we are accustomed to behold in a corpse. Where do we seek the cause? In the corpse itself, in the chemical, physical, lifeless forces of the corpse itself. When now in all its aspects, in all directions, you think out to the end what I have here indicated—I need only indicate it—you will realize that, after the human soul has crossed the threshold of death, the human being has then become, regarding his corpse, like lifeless nature about him. That means that we must now seek the causes for the effects in the same region in which the effects themselves lie. This is very important. As soon, however, as we behold this special nature of the human corpse, we find something else that is extraordinarily significant. The human being casts off his corpse, as it were, at death. And if then, with that faculty of perception which is capable of it, we observe what the real human being, the soul-spirit human being, has become after he has passed through the door of death, we are compelled to say: Indeed, it is quite true that the corpse is cast off, and that now it has no longer any significance for this actual soul-spirit human being, who has reached the other side of death's door. This corpse has no longer any significance; it is now something discarded. With lifeless external nature this is quite a different matter. And, indeed, even if we consider the matter only superficially, this difference confronts us. Let us observe a human corpse. It can best be observed where it has had an air-burial. In subterranean caves, which formerly were chiefly used by certain communities as burial places, we find the corpses of men, for example, simply hung up. There they dry out. They go so far in this drying out process and become so completely brittle that it only requires a little tap to cause them to fall into dust. What we thus find preserved as the lifeless is something quite different from what we find outside in our earthly surroundings as lifeless nature. This lifeless nature fashions itself, it forms itself into crystal shapes. It is in a remarkable state of change. When we disregard what is purely earthly and look at other phenomena which are also lifeless, at water, and air, we then find that an active transformation and metamorphosis takes place in these lifeless elements. Let us now place this before the soul. Let us bear in mind the similarity of the human body in its lifelessness, after the soul has laid it aside, to extra-human lifeless nature. Let us now proceed further. Let us consider the plant kingdom. Here we enter the sphere of the living. If we study a plant intimately, we shall never find ourselves able to explain the effect appearing in the plant merely as a result of the causes which lie in the plant kingdom itself—that is, in the same kingdom in which the effects appear. Certainly, there is today a science which attempts to do this. However, this science is on the wrong track, for finally it comes to the point of saying: Yes, indeed, it is possible to investigate the physical forces and laws acting in the plant; the chemically active forces and laws can be investigated; but something remains over and above. At this point these people divide into two groups. One group maintains that what remains over is only a sort of aggregation, a sort of form, shape; that what is active are only the physical and chemical laws. The other group says: No! there is something else there besides, which science has not yet investigated; science will, however, eventually discover it. But this will be said for a long time to come. The fact of the matter, however, is something different. For, when we wish to investigate plant nature, we cannot comprehend it, if the entire universe is not called to our aid, if the plant is not beheld in such a way that we say that the forces of plant activity lie in the reaches of the cosmos. Everything that happens in the plant is the effect of the reaches of the universe. The sun must first advance to a certain position in the cosmos in order that some particular effects may appear in the plant kingdom. Different forces must be active from wide spaces of the universe in order that the plant may receive its form, in order that it may receive its inner driving forces. My dear friends, the truth of the matter is as follows. If we were able to travel, not in the manner of Jules Verne, but actually to travel out to the moon, to the sun, etc., then, unless we should have already acquired other forces of cognition than those we now possess, we would not become any more clever in this search for the causes than we are upon the earth itself. We would not get very far were we to say the following: “Very well, the causes of the effects which appear in the plant kingdom are not in the plant kingdom of the earth itself; so we travel to the sun; we shall find there the causes.” But we do not find them there with ordinary means of cognition. We do find them, however, if we lift ourselves to imaginative knowledge, if we possess quite a different mode of knowledge. In that case we do not need to travel to the sun; we find them here in the earth region itself. Only we shall find it necessary to cross over from an ordinary physical world to an ether world, and we shall find that in the reaches of the world the cosmic ether works everywhere with its forces, and that out of these reaches it works inward. Out of cosmic reaches everywhere the ether forces work into our world. Thus, we must actually cross over to a second kingdom of the world, if we intend to seek the causes of the effects in the plant kingdom. Now, the human being participates in the same element as the plant. The same forces which send their influences from the reaches of the ether cosmos down into the plants work also in the human being. He carries within him the ether forces, and we designate the sum of the forces he thus carries the ether body. And I have already told you how this ether body a few days after death becomes larger and larger and finally loses itself, so that the human being remains only in his astral and ego being. Thus, what he has carried within him of an etheric nature becomes larger and larger and finally loses itself in the cosmic reaches. Let us now compare again what we can see of the human being when he has crossed the threshold of death with what we see in the plant kingdom. We must say that the causative forces of the plant kingdom conn* down to earth out of the reaches of space. We must say in regard to the human ether body that the forces of this ether body go out into these reaches, that is to say, they go to that region whence come the growth forces of the plant when the human being has passed through death's door. Now the matter already becomes clearer. If we merely look at a physical corpse and say that it is lifeless, then a descent into the rest of lifeless nature becomes difficult for us. But, if we look at the living, at the plant kingdom, and become aware that the causative forces for this kingdom come out of the cosmic reaches, then by plunging ourselves imaginatively into the nature of man, we see that, when the human being has crossed the threshold of death, the human ether body goes out into the source whence come the etheric forces of the plant kingdom. Something else, however, is characteristic. What acts upon the plants as causative forces, acts relatively quickly; for upon the plants which are springing from the ground, which are developing their blossoms and their fruit, the sun of the day before yesterday has but little influence today. The sun of the day before yesterday is not effecting very much as a causative force. The sun must shine today, really shine today. That is important. And you will notice in our subsequent considerations that it is important that we note this fact. The plants with their ether-causative forces have, it is true, their actual fundamental forces within the realm of the earthly, but they have these in what exists simultaneously in the cosmos and the earth. And when the human ether body dissolves itself, after the human being as a soul-spirit being has passed through the portal of death, this process lasts only a brief time, a few days only. Again, a simultaneous relationship exists, for the days during which this dissolution takes place, measured in the time of cosmic events, are but an insignificant moment. When the ether body returns to that region whence come the ether forces which manifest as plant growth forces, we have, again, to do with something which shows us that as soon as the human being lives in the ether, his ether activity is not limited to the earth, for it departs from the earth, yet it develops with simultaneousness. I shall now tabulate the foregoing in the following manner. We can say: Mineral Kingdom: Simultaneousness of cause and effect in the physical. Thus, we have essentially to do with simultaneousness of the causes in the physical. You will say: “Yes, but the causes of much that occurs in the physical lie prior in time.” This is in reality not the fact. If effects are to arise in the physical, then the causes must last, must continue to act. If the causes cease, effects no longer occur. We are, therefore, justified in writing this down thus: Mineral Kingdom: Simultaneousness of the causes in the physical. When we come to the plant kingdom, however—and in doing so we come to what can be observed in the human being also as something plantlike—we then have to do with simultaneousness in the physical and the super-physical. Plant Kingdom: Simultaneousness of the causes in the physical and super-physical. Let us now approach the animal kingdom. In this kingdom we shall seek quite in vain in the animal itself for what appears as effects as long as the animal is living. Even if the animal only crawls in order to seek its food, we shall seek quite in vain for the causes in the chemical and physical processes taking place within the animal body. We shall also seek entirely in vain in the reaches of ether space, where we find the causes for the plant nature,—we shall also seek there in vain for the causes of animal movement and animal sensation. For all that takes place in the animal in regard to what is plantlike in the animal, we find the causes also in ether space. And when the animal dies, its ether body also passes out into the reaches of cosmic ether. But we shall never be able to find within the earthly, within the physical, or the super-physical etheric, the causes of sensation. It is impossible to find them there. Here it can be said that something occurs wherein the modern view is very much on the wrong track. Indeed, in regard to many phenomena which appear in the animal—the phenomena of sensation, of movement the human being with this modern conception must say to himself: “If I investigate the inner processes of the animal's physical, chemical forces, I cannot find the causes there. But also, in the reaches of the cosmos, in the ether reaches of the universe the causes cannot be found. If I wish to explain the nature of a blossom, then I must go out into the ether universe. I shall be able to explain the blossom's nature from the nature of the ether universe. I shall also be able to explain much in the animal which is plantlike from the nature of the ether cosmos, but I shall never be able to explain what appears in the animal as movement or as sensation.” If I observe an animal on the 20th of June and consider its sensations, then I shall not be able to find the causes of the sensations on the 20th of June in anything that is in earthly or extra-earthly space. If I go still farther back I shall not find them either. I shall not find them in May, nor in April, nor in any other month. The modern view feels this. Therefore, this modern view explains what is thus not capable of explanation, or at least a great deal of it, by means of heredity. That is to say, it explains by means of a phrase. It is “inherited.” It originates with the forebears, it is “inherited” by the offspring. Naturally, not everything, because that would, indeed, be too grotesque; nevertheless, a great deal. It is inherited! What is meant by “inherited?” The concept of heredity leads finally back to the idea that what appears as complicated animal was contained in its mother's ovum. And it has, indeed, been the endeavor of the modern view to observe an ox outwardly in its complicated form and then to say: “Well, the ox sprang from the ovum; in it were the forces which then resulted in the full-grown ox. Therefore, the ovum is an extraordinarily complicated body.” It would have to be extremely complicated, this ovum of the cow, for, is it not true? everything is contained within it which presses toward all sides, and forms, and fashions, and works, in order that out of the little ovum the complicated ox may emerge! And however much we may struggle to find a way out—there are, indeed, many theories of evolution, of epigenesis, etc.—whatever way out we try to find, we see that there is nothing else to do than to conclude that this ovum, this little egg, is something extremely complicated. Since everything is led back to the molecule, which is built up of atoms in a complicated way, there are many who represent the first inception of this ovum as a complicated molecule. But, my dear friends, this does not even agree with physical observations. The question arises: Is this ovum really such a complicated molecule, already such a complicated organism? The peculiarity of the ovum does not at all consist in its complexity, but in the fact that it throws all its substance back into chaos—into a chaotic state. Precisely the ovum is, in the mother-animal, not a complicated structure, but a completely pulverized, disarranged substance. It is not organized at all. It is something that falls back into an absolutely unorganized, powder-like condition. And reproduction would never occur, did not the unorganized, the lifeless matter which tends toward the crystalline, toward the form—did not this matter in the ovum fall back into itself, into chaos. The albumen is not the most complicated body, but rather the simplest, which has nothing determinative in it. And out of this little chaos, which exists there at first as an ovum, no ox could ever come into existence, for this ovum is just a chaos. Why, then, does an ox come forth from it? Because, in the maternal organism, the entire cosmos acts upon this ovum. It is just because it is unconditioned, because it is chaotic, that the entire cosmos can act upon it. And fructification has no other purpose than to cast back the matter of the ovum into chaos, into the indeterminate, into the unconditioned. Thus, nothing else acts but the universe alone. But now, if we look into the mother, we do not find therein the causes. If we look outside into the ether world, there also in the simultaneous occurrences the causes are not to be found. We must go back until we come to the time before the animal was born, if we wish to find the causes for what germinates there as the potential capacities of a being, capable of sensation and movement. We must go back to a time before life has begun. That is, for the capacities of feeling and movement the causal world does not lie in simultaneousness but lies in a time prior to the conception of this being. The following is the curious fact: If I behold a plant, I must go out into what is simultaneous, and I then find the cause; but I find it in the reaches of the universe. If, however, I wish to find the cause of what acts in the animal as sensation, then I cannot look for it in simultaneousness, but I must look for it in what preceded life; in other words, the stellar constellation must have changed, it must have become different. It is not the stellar constellation in the universe which exists simultaneously with the animal that has its influence upon the actual animal nature, but the constellation of the stars preceding its life. And now let us look at the human being when he has passed the threshold of death. When this has occurred, he must go back—after he has laid aside his ether body, which spreads out into every part of the reaches of the universe from whence come the growth forces of the plants, the etheric forces—he must go back, as I have described it, to his moment of birth. Then he has experienced in his astral body all that he has gone through in life, but in reverse order. In other words, the human being must not pass into the state of simultaneousness with his astral body after death; he must go back to the state prior to birth. He must go to that region whence come the forces which give the animal the capacity for sensation and the ability of movement. These do not come out of simultaneously existing stellar constellations, they come from the constellations existing prior to birth. Thus, if we speak of the animal kingdom, we cannot speak of the simultaneousness of the causes in the physical and super-physical, but we must then speak of past super-physical causes passing over to the present effects in the physical. Animal Kingdom: Past super-physical causes to present effects. And here, too, we enter again the concept of time. We must, if I may use a trivial expression, go for a walk in time. If we wish to seek the causes of something occurring in the physical world, we go for a walk in this world; we do not need to go outside the physical world. If we wish to seek the causes of something which is really in the living plant kingdom, then we must go quite far away. We must seek in the ether world. And only there where the ether world comes to an end, where—speaking in terms of a fairy tale—the world is fenced, is boarded in, there only do we find the causes of plant growth. We may go about there as much as we wish, yet we shall not find the cause of the faculty of sensation or movement. We must begin to go for a walk in time, we must tread there the path of time in reverse order. We must leave space and go for a walk in time. You will note that we can place the human physical body in its lifelessness alongside lifeless outer nature in respect of causation; we can place the human ether body in its life and its expansion after death into the ether spaces alongside the ether life of the plant, which also comes hither out of the reaches of the ether, but, indeed, out of the simultaneous constellations of the super-physical, of the super-earthly. And we are able to place the human astral organism alongside of that which exists outside in the animal nature. And we then advance from the mineral, to the plant, to the animal kingdom, coming finally to the real human kingdom. You will say: “Well, we have already considered that from the beginning.” Yes, indeed, but not altogether. We have, in the first place, considered the human kingdom in so far as the human being has a physical body; then, in so far as he has an ether body, and then, in so far as he has an astral body. But just note that he would be a crystal—a complicated one, to be sure, but a crystal, nevertheless—if he had only his physical body. If he were to have merely his ether body in addition, he would then be a plant, a beautiful plant perhaps, nevertheless, just a plant. If, again, the human being had in addition an astral body, he would go about on all fours, perhaps have horns and other similar animal characteristics—in short, he would be just an animal. The human being is none of these. The form which he has as an erect walking being he has by virtue of his possessing an ego organism besides the physical, etheric, and astral organisms. And only this being, who also has an ego organism, can we designate as man, as belonging to the human kingdom. Let us now once more consider what we have already observed. If we wish to seek the causes of plant nature, we must then go out into the reaches of the ether realm, but we are still able to remain in space; only, as has been remarked, space in that case becomes somewhat hypothetical, for we must even resort to the fairy-tale concept, we must go “where the world is boarded up.” It is, however, really a fact that even modern human beings who think in accord with purely natural scientific research are coming to the view that we can actually speak of something like that expressed in the fairy tale “where the world is boarded in.” It is, naturally, a trivial, clumsy expression. But we need only recall how childishly human beings think: There is the sun. It sends forth its rays, sends them farther and farther away. They become, it is true, weaker and weaker. The light goes on and on and on, it goes further and further away, into the endless. I have explained long ago to those who have already for years heard my lectures that it is nonsense to imagine that the light goes out into the endless. I have always said that the outspreading of light is dependent on its elasticity. If we take a rubber ball and depress it, we can do this only up to a certain point, it then snaps back again. That is to say, the elasticity of the ball has its limits; then the depressed surface springs back into place. This I have said is also true of light. It does not go out into the limitless, but, when a certain limit is reached, it returns. This fact, that light does not expand out into the boundless, but only to a certain limit and then comes back, has found an advocate, for example, in England in the physicist Sir Oliver Lodge. So it can be seen that today physical science has already come to advocate what is given through spiritual science, and physical science will eventually accept, in all particulars, what is stated by spiritual science. And thus it is, indeed, possible to speak also of the fact that there outside, if we think sufficiently far out into space, we must allow our thoughts to return and not permit ourselves simply to postulate endless space, which is fantastic—indeed, a fantasy we cannot imagine. Perhaps there may be some among you who will remember that in the description of the course of my life I said how very deep an impression was made on me when, in my study of modern synthetic geometry, I was led to the concept that a straight line may not be considered as having a limitless extension, a never ending extension, but that such a line extending in one direction actually returns from the other. Geometry expresses it somewhat as follows: The point at infinity to the right of a fixed point is the same as the infinitely distant point to the left. It is possible to calculate this. This is not merely analogous to the fact that when we have a circle and start here by following the circumference we return to the same point again, or that, if a semicircle is infinite it is a straight line. That is not the case. That would be an analogy to which those who can think with exactness do not attribute any value. What made an impression on me was not this trivial analogy, but the actual proof in accordance with strict calculation, that the infinitely distant point on the left is the same as the infinitely distant point on the right, and that actually if someone begins to run from here along a straight line continually he will not run to a limitless infinity, but that, if he but continue to run for the proper length of time, he will eventually come toward us again from the opposite direction. This appears grotesque to all physical thought. The moment physical thinking is laid aside, this is actually a reality, because the universe is not endless, but is limited in as far as the physical universe is concerned. Thus, it may be said that we reach the limits of the etheric when we speak of the vegetative and of what is etheric in the human being. But we must go outside of everything that exists in space when we wish to explain the animal and the astral nature in man. There we must go walking in time; there we must go beyond simultaneousness; there we must advance in time. When we enter time, we cross the boundary of the physical in a twofold way. In describing the animal, we must already proceed in time. We must, however, not continue this mode of thinking abstractly, but continue it in a concrete way. Pay attention for a moment and see how this can be continued concretely. Human beings think, do they not? that when the sun sends forth its light, this continues on its path endlessly. Sir Oliver Lodge shows, however, that we have already forsaken this mode of thinking about the matter and, instead, that we know that light comes to a boundary and then returns again. The sun receives back its light from all sides, although in another form, in a transformed condition. The sun receives back the light. Let us now employ this mode of thinking on what we have just been considering. We stand, at the outset, in space. Earth-space remains within it. We stride out into the universe. That is not yet enough for us: we stride out into time. Now some one could say: “Very well, we now stride on ever further and further.” No, not at all! We now return again. We must continue this mode of thinking. We return again. We come back again in the same way as we do when we march forth into space, going ever further, reaching finally the boundary, and then return. So here also do we return. That is to say, if we have sought the past super-physical causes in the reaches of time, we must return again into the physical. What does that mean? It means, we must again descend out of time, out of time descend again upon the earth. If we wish, thus, to seek the causes of the human being, then we must seek them again upon earth. Now we have marched back in time. If, by marching back in time, we come again upon the earth, then of course we come into a previous human life. With the animal, we stride further; it dissipates in regard to time just as our ether body dissipates right out to the boundary of the cosmos. The human being does not dissipate himself out there, for when we retract his path in time we come back to the earth into his previous life. Thus, we must say for the human being: From past physical causes to present effects in the physical. Mineral Kingdom: Simultaneousness of causes in the physical. Plant Kingdom: Simultaneousness of the causes in the physical and super-physical. Animal Kingdom: Past super-physical causes of present effects. Human Kingdom: Past physical causes of present effects in the physical. You see, it has required effort today to familiarize ourselves with abstractions in a preparatory way. But that, my dear friends, was necessary. It was necessary, because I wished to show you that there is also a logic for those spheres which we must consider to be the spiritual. Only, this logic does not agree with the clumsy logic which is deduced merely from physical phenomena, and in which human beings are accustomed entirely and only to believe. If we proceed in a purely logical way and investigate the series of causes, then, in the mere train of thought, we reach the past earth lives. And it is necessary to call attention to the fact that also the mode of thinking itself must become different from the usual mode, if we wish to comprehend the spiritual. Human beings believe that what reveals itself from the spiritual world cannot be comprehended. It can be comprehended, but we must broaden our logic. It is, indeed, also necessary, if we wish to comprehend a musical or any other work of art, that we bear in ourselves the conditions which meet the matter halfway. If we do not possess these conditions, then we understand nothing concerning them. Then the music passes us by as a noise. Or we may see in some work of art nothing but an incomprehensible shape. Thus, we must also meet what is communicated from the spirit world with a mode of thought commensurate with this world. This, however, becomes evident in mere logical thinking. By investigating the various natures of the causes, we reach, indeed, the possibility of understanding the past earth lives also in logical sequence. Now there remains the important question, which begins there where we observe the corpse. It has become lifeless. Lifeless nature exists outside in its crystal forms, in its varied shapes. The important question now confronts us: What is the relationship of lifeless nature to the corpse of the human being? Perhaps you will see, my dear friends, that something is being contributed to a meaning which lies in the direction of the answer to this question, if you take hold of the matter in its second step, if you say: When I behold the plant world surrounding me, then I realize that it carries in itself the forces coming from the reaches of the ether cosmos to which my ether body returns. There outside in the ether reaches, there above are the causative sources of the plants. Thither goes my ether body when it has served its purpose during my life. I go thither where plant life gushes forth from the ether reaches. I go thither—that is, I am related to it. Indeed, I can say: Something exists there above me; my ether body ascends to it; the verduring, sprouting, up-springing plant world comes thither from it. But there is a difference. I give up my ether body; the plants receive the ether in order to grow. They receive the ether in order to live. I yield up the ether body after death. I yield it up as something remaining over. The plants, however, receive this ether body as something that gives them life. They have their beginning in that region which I reach at my end. The plant beginning unites with the human ether body's ending. May it perhaps be that in relation to the mineral, to the crystals of the most manifold forms, I can ask the following question: Is that which I leave behind as physical corpse, as an end of myself, perhaps also a beginning of the mineral? Do beginning and end perhaps meet? With this question in mind we intend to close today, my dear friends, and to begin tomorrow, in order to enter thoroughly into the question of human destiny, of so-called karma. Thus, in the next lecture, I shall continue to speak about karma. You will then no longer have to find your way through such a thicket of abstractions, but you will also understand that this was quite necessary for a certain development of thought. |
235. Karma: The Karma Question and the Hierarchies
17 Feb 1924, Dornach Translated by Henry B. Monges Rudolf Steiner |
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This can be shown by experiment, by taking a pair of scales—first disregarding the liquid-filled vessel—weighing this object and noting its weight. Then place the vessel containing the water underneath one of the scale pans so that the object in the scale pan sinks into the water. Immediately the scale pans are no longer in balance. |
Much has resulted from this association, which continues on in the life between death and a new birth. Under the influence of the forces of the higher Hierarchies, there is fashioned within the living thoughts, within the living cosmic impulses, all that which is then to pass over into the next earth life out of the experience of the previous one, in order to be lived further. |
And these sympathies and antipathies are shaped under the influence of the Exusiai, Dynamis, Kyriotetes in the life between death and a new birth. These sympathies and antipathies enable us then to find the human beings in life with whom we must continue to live, in accordance with the previous earth lives. |
235. Karma: The Karma Question and the Hierarchies
17 Feb 1924, Dornach Translated by Henry B. Monges Rudolf Steiner |
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When we advance from the study the aim of which was to prepare us for the explanation of human destiny, of karma, when we advance from abstractions, from the intellectual, to life itself, this advance then brings us, first of all, to the point of placing before our minds the various spheres of life into which the human being is inserted, in order to gain from these constituents of life a basis for a characterization of karma, of human destiny. Indeed, the human being belongs to the whole cosmos in a much more comprehensive sense than is usually thought. He is, indeed, a member of the cosmos, and without the cosmos he is nothing. I have often employed the comparison of some human bodily member, for example, a finger: A finger is a finger by virtue of its being a part of the human organism. The moment it is severed from the human organism it is no longer a finger. Outwardly, physically, as finger it is the same as previously, but after it has been severed from the human organism it is, indeed, no longer a finger. In like manner is the human being no longer a human being when he is lifted out of the general cosmic existence. He belongs to the general cosmic existence, and without it he cannot at all be looked upon, not at all be comprehended as a human being. As we have already seen from yesterday's lecture, the world surroundings of mankind consist of various domains. To begin with, we have the lifeless domain of the world which, in ordinary language, we call the domain of the mineral world. We become similar to this domain of the mineral world as the lifeless element only after we have laid aside our body, when we, as far as this body is concerned, have passed through the portal of death. In our real being we never become similar to this lifeless element. The discarded bodily form alone becomes similar to this element. Thus, we have on the one hand what the human being leaves behind as a physical corpse in the realm of the lifeless, and, on the other, what exists as the widespread lifeless, crystalline and non-crystalline mineral nature and world. As human beings we are entirely dissimilar to this mineral world as long as we live upon the earth. To this I have already drawn attention. In regard to our form, we are immediately destroyed when we are consigned to the mineral world as a corpse. We disintegrate into the mineral; that is, the element which holds our form together has nothing in common with mineral nature. From this it follows that the human being as he lives in the physical world cannot be actually influenced at all by the mineral nature itself. The chief and most comprehensive influences which act upon the human being from the mineral kingdom come in a roundabout way through the senses. We see the mineral kingdom, we hear it, we perceive its warmth, briefly, we perceive it by means of the senses. Our other relationships to the mineral nature are extremely slight. Just consider how very little of a mineral nature enters into relationship with us during earth life. The salt with which we flavor our food is mineral, and a few other things which we take in with our food are of a mineral nature, but by far the largest part of the food stuff which the human being consumes comes from the plant and animal kingdoms. And what we receive from the mineral kingdom relates itself in a very peculiar way to what we receive from the mineral world through our senses simply as soul impressions, as sense perceptions. And I beg you to consider seriously in this connection something very important. I have, indeed, frequently described this: The human brain weighs on the average about 1500 grams. This is quite a weight. The blood vessels at the base of this brain would be completely crushed by it if they were so heavily pressed upon by such a weight as this. But the brain does not press so heavily, for it is subject to a certain law. This law, which I have described here recently, says that an object immersed in a liquid loses some of its weight. This can be shown by experiment, by taking a pair of scales—first disregarding the liquid-filled vessel—weighing this object and noting its weight. Then place the vessel containing the water underneath one of the scale pans so that the object in the scale pan sinks into the water. Immediately the scale pans are no longer in balance. The pan containing the weight drops lower, because the object in the other pan becomes lighter. If you then investigate how much lighter the object in question becomes, you will find that it is lighter by an amount equal to the weight of the fluid which the object displaces. If thus you take water as a fluid, then will the weight of the body immersed be reduced by an amount equal to the weight of the displaced water. This is the so-called principle of Archimedes. He discovered this—as I have told you on another occasion—when taking a bath. By simply sitting in the bath he found that his leg became lighter or heavier, according as he inserted it in the water or lifted it out again. And he then cried: I have found it! Eureka! Indeed, my dear friends, what has just been said is an extremely important fact; important facts, however, are often forgotten. Had the engineering art not forgotten this Archimedean principle, then in Italy perhaps one of the greatest disasters of recent times would not have occurred. These are just the things which occur also in outer life from inability to survey clearly present-day knowledge. In any case, the body loses in weight an amount equal to the weight of the displaced water. Now, the brain is completely immersed in the cerebral fluid. It swims within this brain water. Once in a while, at the present time, the human being comes to realize that in so far as he is solid, he is actually a fish. In reality he is, indeed, a fish, for 90% of his body consists of water and the solid element swims within it like the fish in water. Thus, the brain by swimming in the cerebral fluid becomes so much lighter than formerly that it weighs only 20 grams. The brain which out of its fluid weighs some 1500 grams, in its fluid presses upon its base with a weight of only 20 grams. Now just consider how strong in us is the tendency in such an important organ—on account of this swimming of our brain in the cerebral fluid—the tendency to become free from the earth. We do not at all think with an organ which is subject to the influence of gravity, but rather we think in opposition to this force of gravity. The brain organ has first been relieved of the force of gravity. If you consider the wide significance of the impressions which you receive through the senses, and which you confront with your free will, and compare this with the minute influences which come from salt and similar substances absorbed as food or seasoning, then the following will result from your observation: So great is the predominance of our mere sense impressions, which render us independent of the stimuli from the mineral kingdom, that what we receive into ourselves as direct influence from the mineral world is related to our sense perceptions in the ratio of 20 to 1500 grams. What we take into ourselves through the sense perceptions does not tear us apart, and the elements in us which actually are subject to the earth's gravity—such as the mineral seasonings in our food are, for the most part, things that conserve us inwardly; for salt has at the same time a conserving, a maintaining, a refreshing force. The human being is thus, on the whole, independent of what exists in the surrounding mineral kingdom. He takes into himself from the mineral kingdom only that which has no direct influence on his inner nature. He moves about freely and independently in the mineral world. My dear friends, if this freedom and independence of movement in the mineral world did not exist, what we call human freedom would not exist at all. And it is very important that we must acknowledge that the mineral kingdom actually exists as the necessary counterpart of human freedom. Indeed, were there no mineral kingdom, we would not be free beings. For the moment we ascend into the plant kingdom, we are no longer independent of that kingdom. It only seems as if we directed our eyes toward the plant kingdom in just the same way we direct them toward the crystal, toward the widespread mineral kingdom. That is, however, not the case. Here, on the earth, the plant kingdom lies outspread. And we human beings are born into the world as breathing, living beings, as beings having a certain metabolism. All this is, indeed, much more dependent on the environment than our eyes, our ears, than everything that is a transmitter of sense impressions. What exists as plant world, the outspread plant world, draws its life out of the strength-giving ether pouring from all sides downward into the earth. The human being also is subject to this ether. When we are born as a little child and begin to grow, when the forces of growth are evident in us, these are the ether forces. The same forces which cause the plants to grow live in us as ether forces. We carry within us the ether body. The physical body harbors our eyes, harbors our ears. As I have just explained, this body has nothing in common with the rest of the physical world, and what shows this to be true is the fact that, as a corpse, it decays in the physical world. In the case of the ether body we have at once a different condition. Through this ether body we are related to the plant kingdom. But by our growing—just consider this, my dear friends—by virtue of our growing, something forms itself within us which has a deep connection, in a certain sense, with our destiny. To employ some rather grotesque, radical illustrations, we may grow and yet remain small and fat, or become tall and slim; we may grow and have this or that shape of nose. In brief, the way we grow has most decidedly a certain influence upon our external appearance. This, again, is connected—although in the first place only loosely—with our destiny. Growth does not express itself, however, only in these coarser things. Were the instruments we possess for purposes of research fine enough, we should discover that actually every human being has a different liver composition, a different spleen composition, a different brain composition. Liver is not merely liver. In every individual—naturally, in a very delicate way—it is something different. All this is connected with the same forces which cause the plants to grow. And in beholding the plant cover of the earth we must become conscious of the fact that what pours in out of the reaches of the ether, causing the plants to grow, works and acts also in us; it produces in us the original human potentiality which has a great deal to do with our destiny. For whether a person has received this or that liver, lung, or brain composition from the etheric universe is a matter profoundly connected with his destiny. We see only the outer side, to be sure, of all these things. Certainly, if we look upon the mineral kingdom, we see about all that exists in that world. Human beings are so fond, scientifically, of this mineral world—if it is at all possible to speak of a “scientific fondness” at the present time—because it contains everything that people wish to find. This is certainly not the case with what sustains, as forces, the plant kingdom. For the moment we attain imaginative knowledge—I have already spoken of this on other occasions—we begin immediately to see that the minerals are of such a nature that they are enclosed in the mineral kingdom. What sustains the plant kingdom does not appear externally at all to ordinary consciousness. Here we must penetrate deeper into the world. Suppose we ask the question: What is it really that acts in the plant kingdom? What acts there so that there can come from the distant ether reaches the forces which make the plants sprout and spring forth from the earth, which also cause our growth, however, and the finer composition of our whole body,—what acts there? This question then brings us to the beings of the so-called third Hierarchy, the Angeloi, Archangeloi, and Archai. These beings are the realm of the invisible; but without them there would be no up and down surging of the ether forces which cause the plants to grow, and which act in us through our having within us the same forces that cause growth in plants. We can no longer stop at the mere visible—unless we wish to remain dull in regard to knowledge—if we approach the plant world and its forces. And we must, indeed, become conscious of the fact that in the body-free existence between death and a new birth we develop our relationships, our connections with these beings, the Angeloi, Archangeloi, and Archai. And according to the way we develop these connections and relationships with these beings of the third Hierarchy, does the karma of our inner nature—if I may designate it thus—fashion itself, that very karma which depends upon the way our ether body combines the bodily fluids, how it causes us to be tall or short, and so forth. But here the beings of the third Hierarchy have only limited power. The ability of plants to grow does not originate from their power alone, for in this respect, these beings of the third Hierarchy—the Angeloi, Archangeloi, and Archai—stand in the service of yet higher beings. What we live through, however, before we descend out of the spiritual world into our physical body, what is connected with our more delicate bodily structure, and all that I have just described, all this is caused by our conscious encounter with these beings of the third Hierarchy. And under this instruction which we can receive from them, in accordance with our preparation in our previous earth life, that is, as a result of the instruction we receive for fashioning our ether body out of the forces of the ether reaches, all this occurs during the last pre-birth period, just before we descend from the super-physical into physical existence. From the foregoing it is evident that our glance must first fall upon what works into our destiny, into our karma out of our inner constitution. For this aspect of karma, I should like to employ the expressions “comfort and discomfort in life.” Well-being, comfort, and discomfort in life are connected with what is our inner quality by virtue of our ether body. A second element which lives in our karma depends upon the fact that the earth is not only covered by the plant kingdom but is inhabited by the animal kingdom. Now just consider, my dear friends, that the different regions of the earth have the most varied animals. The animal atmosphere in the different regions of the earth varies greatly. You will, however, admit that the human being also lives in this atmosphere in which the animals live. That sounds grotesque at the present time, because human beings are not accustomed to consider such matters. There are, for example, regions where the elephant lives. Indeed, in the regions where the elephant lives the cosmos affects the earth in such a way as to make it possible for the elephant to come into being. Indeed, do you believe, my dear friends, that, if there is a portion of the earth upon which the elephant lives, with the elephant-forming forces working down upon it from the cosmos, the same forces are not working, if right at this same spot a human being is present? Of course, these forces are there also when a human being is present. And this is likewise just as true for the whole animal kingdom. In exactly the same way that the plant-forming forces from the ether reaches are present right here where we live—the walls of wood, stone, and even concrete do not hold them back; here in Dornach, we live more or less in the midst of the very forces that fashion the plants in the Jura Alps—so likewise, if a human being lives on the very soil where the elephant can exist according to the earth's constitution, does he live under the elephant-forming forces. I can, indeed, quite well imagine that you now have before your mind's eye many a large and small animal which inhabits the earth, and you now learn that the human being, indeed, lives in the same atmosphere as these animals. All this actually works upon the human being. Naturally, it acts upon the human being differently from the way it acts upon the animals, because the human being has yet other qualities, yet other members of his being than the animals. It acts differently upon the human being; otherwise he would also become an elephant in the elephant sphere. He does not, however, become an elephant. Moreover, the human being lifts himself continually out of what works upon him there. Yet he lives in this atmosphere. You see, everything that exists in the astral body of the human being is dependent upon this atmosphere in which he lives. And, if we may say that his well-being or discomfort is dependent upon the plant nature of the earth, so may we again say that the sympathies and antipathies which we, as man, develop within our earth existence, and which we bring with us from pre-earthly existence, depend on what constitutes, so to speak, the animal atmosphere. The elephant has a trunk and thick, column-shaped legs. The stag has antlers, and so on. In these members live the animal-forming, the animal-shaping forces. In the human being these forces are manifest only in their effect upon his astral body. And in this effect upon his astral body they produce the sympathies and antipathies which the human individuality brings with him out of the spiritual world. Just observe, my dear friends, these sympathies and antipathies. Observe what a strong dominant power these sympathies and antipathies have throughout the whole of life. Certainly, we human beings are taught, with justification in a certain respect, to rise above these strong sympathies and antipathies. Nevertheless, to begin with they still exist—these sympathies and antipathies; we still go through our lives living in sympathies and antipathies. One has sympathy for this and another for that. One has sympathy for sculpture, another for music; one has sympathy for blondes, another for brunettes. These are strong, radical sympathies. But our entire life is interwoven by such sympathies and antipathies. We live in dependence upon those forces which produce the manifold animal configurations. And now, just ask yourselves, my dear friends, what then do we as human beings bear within us which corresponds within our own innermost being to the manifold animal shapes existing in outer nature? A hundredfold, a thousandfold are the animal shapes. A hundredfold, a thousandfold are the configurations of our sympathies and antipathies; only, most of them remain in the unconscious or in the subconscious. This is an additional, a third, world. The first world was the world upon which we really feel no dependence—the mineral world. The second world is the one in which Angeloi, Archangeloi, and Archai live, the one which causes the plant kingdom to sprout forth, which gives us our inner quality by means of which we carry well-being and discomfort into life, by means of which we feel desperately unhappy through ourselves or feel happy through ourselves. That which signifies our destiny through our inner composition, through our entire etheric humanness, is taken out of this second world. We now come to what further profoundly conditions our destiny,—that is, our sympathies and antipathies. And these sympathies and antipathies bring us, finally, what belongs to our destiny in a far wider scope than do merely these sympathies and antipathies themselves. The one human being is carried by his sympathies and antipathies into far distances. He lives here and there, because his sympathies have borne him thither, and in these distant reaches the details of his destiny develop. Deeply linked to our whole human destiny are these sympathies and antipathies. They live in the world in which lives not the third Hierarchy, but the second Hierarchy—the Exusiai, the Dynamis, the Kyriotetes. That which is an earthly reflection of the sublime, glorious forms of this second Hierarchy lives in the animal kingdom. That, however, which these beings transplant into us during our intercourse with them between death and a new birth we bring with us out of the spiritual into the physical world as our inborn sympathies and antipathies. If we fathom these matters, then such concepts as those of ordinary heredity become childish, really childish. For in order that I may possess some inherited trait from my father or mother, I must first develop the sympathy or antipathy for this trait of my father or mother. Thus, it does not depend merely upon the fact that I have inherited these qualities through some sort of lifeless nature-cause, but it depends upon whether I have had any sympathy for these qualities. The reason why I have had such sympathies for these qualities will be discussed in the subsequent lectures. Our discussions about karma will, indeed, occupy us for many hours to come. It is, however, really childish to speak about heredity in the way this usually occurs today in those scientific circles which consider themselves especially clever. It is even asserted today that specifically soul-spirit characteristics are inherited. Genius is said to be inherited from the forebears, and when a genius appears in the world, we seek out the individual traits in the forebears which, when united in some personality, are supposed to produce this genius. Indeed, that is a strange kind of demonstration of the truth. A reasonable proof would be that, if a genius exists he would then, through heredity, again produce another genius. But, if we were to look for these proofs—well, Goethe also had a son, and other geniuses have had sons we would come upon curious things. That would be a proof! But the fact that a genius exists and that certain characteristics of his forebears are found in this genius has no more significance than that I am wet if I fall into the water and am pulled out. Through this event, I have very little to do in my own nature with the water which then drips from me. Naturally, since I am born into a certain hereditary stream, because of my sympathies with the qualities in question, I am vested with these inherited qualities just as, when I have fallen into the water, I carry some of this water on my body after having been pulled out of it. Grotesquely childish, however, are the ideas which people have in this regard. For the sympathies and antipathies have already appeared in the pre-earthly existence of the human being, and these give him his innermost structure. With these he enters into earth existence: with these he frames his destiny for himself out of his pre-earthly existence. And we can now easily imagine the following: In a previous earth life, we were associated with a human being. Much has resulted from this association, which continues on in the life between death and a new birth. Under the influence of the forces of the higher Hierarchies, there is fashioned within the living thoughts, within the living cosmic impulses, all that which is then to pass over into the next earth life out of the experience of the previous one, in order to be lived further. For that purpose, we employ sympathies and antipathies, cultivating the impulses through which we find each other in life. And these sympathies and antipathies are shaped under the influence of the Exusiai, Dynamis, Kyriotetes in the life between death and a new birth. These sympathies and antipathies enable us then to find the human beings in life with whom we must continue to live, in accordance with the previous earth lives. This is fashioned out of our inner human structure. Naturally, in this acquiring of sympathies and antipathies the most manifold errors occur. These, however, are equalized again in the course of destiny throughout many earth lives. Thus, we have here a second constituent of karma: the sympathies and antipathies. We may say: First constituent of karma—inner comfort, or discomfort; second constituent—sympathies and antipathies (see tabulation pages 26, 27). By virtue of our having reached the sympathies and antipathies in human destiny we have ascended into the sphere in which lie the forces for the formation of the animal kingdom. Now we ascend into the real kingdom of man. We live not only in association with the plant kingdom, with the animal kingdom, but we live quite determinatively for our fate in association with other human beings in the world. That is quite a different association from the association with plants and animals. It is an association through which the chief element of our destiny is fashioned. The impulses which cause the peopling of the earth also with human beings act only upon mankind. And now the question arises: Which are the impulses that act only upon mankind? Here we can permit a purely external consideration to speak which I have already frequently presented. Our life is, indeed, directed from its yonder side—if I may so express myself—with a much greater wisdom than we direct it here from this side. We often meet in our later years someone who is extraordinarily important for our life. If we think back and see how we have lived up to the time when we met this human being, our whole life then appears to us to be the path we have taken in order to encounter him. It is as if we had ordered every step so as to find this individual exactly at the right point of time, or at least to find him at a certain point of time. We need only, for once, ponder upon the following: Just think what, with full human awareness, it signifies, to find in some year of one's life a certain person and henceforward to experience something in common with him, to work and collaborate with him. Just consider what this means. Let us consider in full awareness what it is that offers itself as the impulse which has led us to meet this person. If we ponder upon the matter and ask ourselves how it is that we have found this person, perhaps it will then occur to us that an event had first to be experienced by us which was connected with many other people; otherwise there would not have* been the least possibility of finding this human being during life. And in order that this event might occur, another had in turn to be experienced. We arrive at complicated relationships all of which had to take place and into which we had to enter in order to have some decisive experience. And then we ponder, perhaps, upon the following: If at a certain age—I will not say at the age of one, but of fourteen—we had been put to the task of solving consciously the problem how we should, in the fiftieth year of our life, bring about a decisive meeting with some person, if we imagine that at a certain age we should have had to solve this problem consciously like a problem in arithmetic, I beg you just to consider what all of that would require! We human beings are, indeed, consciously extremely stupid, and what happens with us in the world is, if we consider such things, extremely clever and wise! If we consider such a thing, our attention is directed to the extreme intricacy and significance of our destiny's working, of the action of our karma. And all this occurs in the realm of the human being. Now, I beg you to consider that what takes place here with us is actually living in the unconscious. Right up to the moment when a critical event confronts us, it lies in the unconscious. Everything takes place as though subject to the laws of nature. But where would the laws of nature ever have the power to effect such a thing? What occurs in this region can, indeed, contradict all nature laws and everything that we construct in accordance with the outer laws of nature. I have repeatedly drawn your attention also to this fact. The externalities of human life may even be stretched into the frame of calculated laws. Let us take, for example, the business of life insurance. It can only prosper through our being able to calculate the probable life duration of any—let us say—nineteen or twenty-year-old individual. When someone wishes to insure his life, the policy is based upon the probable length of life. That is, as a person, nineteen years old today, we are expected to live according to these calculations a certain number of years. That can be determined. But just suppose that this period has elapsed. You would not feel in duty bound to die because of this fact. According to this probable life duration, two human beings should have been dead for a long time. But, after they have long been “dead,” according to this probable duration of life, they meet each other for the first time in the way I have described! All this occurs beyond what we calculate for human life out of the external facts of nature. And nevertheless, it occurs with as much inner necessity as do the laws of nature. It is not possible to say anything but the following: With the same necessity with which any natural phenomenon takes place, an earthquake, or a volcanic eruption, or whatever it may be, a minor or a major event in nature, with the same necessity two human beings meet each other during earth life according to the rules of life which they have made for themselves. Thus, we see actually here within the physical realm a new realm established, and within this realm we live not only in comfort or discomfort, in sympathies and antipathies, but we live within it as in our own occurrences, our own experiences. We are entirely molded into the realm of events, of experiences which determine our life in accordance with destiny. In this realm the beings of the first Hierarchy are active, the Seraphim, Cherubim, and Thrones. For, in order that every human step, every movement of the soul, everything in us may be guided in the world in such a way that the destiny of man may grow from it, a greater power is needed than that which acts in the plant kingdom, than that possessed by the Hierarchy of the Angeloi, Archangeloi, Archai, than that possessed by the Hierarchy of the Exusiai, Kyriotetes, Dynamis. To achieve this a power is needed which is inherent in the first Hierarchy, Seraphim, Cherubim, Thrones—the most exalted beings of the universe. Now, what comes to manifestation there lives in our real ego, in our ego organism, and extends its life from a previous earth existence into a later one. Archai, Archangeloi, Angeloi: First Constituent of Karma—Comfort, Discomfort. Dynamis, Exusiai, Kyriotetes: Second Constituent of Karma—Sympathies, Antipathies. Seraphim, Cherubim, Thrones: Third Constituent of Karma—Events, Experiences. And now consider the following: You live a life on earth, causing this or that, out of instincts, passions, inclinations, let us say, or out of clever or foolish thoughts. All this is actually present within you as impulses. Consider that, when you live a life on earth, what you do through instincts leads to this or to that; it leads to the happiness or injury of another human being. Then you pass through the life between death and a new birth. In this life you have the strong consciousness: “If I have injured another human being, I am less perfect than I should have been had I not thus injured him. I must atone for it.” You feel in yourself the urge and the impulse to expiate this injury. If you have done something to a human being which advances him, then you behold what is advancing him in such a way that you say: “This must serve as the basis for general world advancement, this must lead to further results in the world.” All this you are able to develop inwardly; all this may give well-being, ease, or discomfort, according to the way you fashion the inner nature of your body during life between death and a new birth. All this may lead you to sympathies and antipathies, in that you construct your astral body in the corresponding way with the help of the beings of the second Hierarchy, the Exusiai, Dynamis, and Kyriotetes. But all of this does not yet give you the power to cause what in a past life were mere human deeds to become a cosmic act. You advanced or injured a human being. The effect of this must be that this human being will encounter you in the next life and that you will find through this encounter the impulse to expiate the effect. What has a merely moral significance must become an outer fact, must become an outer world event. For this purpose, the beings are needed who transform, metamorphose, moral acts into world deeds. These are the beings of the first Hierarchy, Seraphim, Cherubim, and Thrones. These beings transform what proceeds from us in one earth life into our experiences of the next earth lives. They act in what constitutes event and experience in human life. We have there the three basic elements in our karma; that which composes our inner constitution, our inner human existence, is under the control of the third Hierarchy; that which exists as our sympathies and antipathies, that which in a certain way becomes our environment, is the concern of the second Hierarchy; finally, that which confronts us as our outer life is the concern of the first, the most exalted Hierarchy of beings ranging above men. Thus, we look into the relationship in which the human being stands to the universe, and come now to the important question: How do all the details of our destiny develop from these three elements of the human being? The human being is born into a parental home. He is born on a certain spot of the earth. He is born within a folk. He is born into a certain complex of facts. Everything, however, that appears by virtue of his being born into a parental home, of his being entrusted to educators, of his being born into a folk, of his being placed upon a certain spot on the earth at his birth,—all of this which, in spite of all human freedom, intervenes so profoundly, so fatefully in the life of the human being, all of this is finally, in some way, dependent upon these three elements which compose human destiny. All individual questions will disclose themselves to us in corresponding answers, if we focus our attention upon these fundamentals in the right way. If we ask why someone in his twenty-fifth year has small pox, thus passing through the most extreme danger of life, if we ask why some other sickness or event may intervene in his life, why his life may be benefited by this or that older person, by this or that nation, or why advancement occurs to him through this or that outer event,—in every case we shall have to return to that which, in a threefold manner, composes human destiny and places the human being in the totality of the cosmic Hierarchies. In the mineral kingdom alone does the human being move about freely. There lies the realm of his freedom. By paying attention to this, the human being learns also to pose in the right way the question of freedom. Read in my Philosophy of Spiritual Activity how much I have stressed the importance of not asking about the freedom of the will. The will resides deep down in the unconscious, and it is nonsense to ask about the freedom of the will; on the contrary, it is possible to speak only of the freedom of thinking, of thought. In my Philosophy of Spiritual Activity I have clearly made this distinction. Free thoughts must activate the will, then is the human being free. But with his thoughts the human being lives in the mineral kingdom. With everything else, with his life in the world of the plant, of the animal, in the purely human world, he is subject to destiny. And freedom is something of which one may say the following: The human being steps out of the realms which are ruled by the higher Hierarchies into the realm which, in a certain way, is independent of the higher Hierarchies, into the mineral kingdom, in order to be free as far as he is concerned. This mineral kingdom is, indeed, the realm to which the human being becomes similar only as a corpse, when he has laid his body aside after having passed through the portal of death. The human being is independent in his earth life of that kingdom which can only act for his destruction. It is not to be wondered at that he is free in this kingdom, since this kingdom has no other part in him but to destroy him when it receives him. He must first die in order that he be, as a corpse, in the realm in which he is free also as a phenomenon of nature. Thus, things are related. We grow older and older. If the other incidents do not occur which we shall also learn about in connection with karma, if the human being dies at an advanced age, he becomes similar, as a corpse, to the mineral kingdom. He enters the sphere of the lifeless by growing older. Then he detaches his corpse from himself. That is no longer human; naturally, it is no longer human. Let us contemplate the mineral kingdom: that is no longer God. Just as the corpse is no longer human, is the mineral kingdom no longer God. What is it, then? The Godhead is in the plant, animal, and human kingdoms; we have found it there in its three Hierarchies. The Godhead is in the mineral kingdom just as little as the human corpse is the human being. The mineral kingdom is the divine corpse. To be sure, we shall encounter in due course the peculiar fact, upon which today I desire only to touch, that the human being grows older in order to become a corpse and the Gods grow younger in order to become a corpse. That is to say, the Gods travel on that other path on which we travel after our death. The mineral kingdom is, therefore, the youngest kingdom. It is, nevertheless, the one that the Gods detach from themselves. And because it is detached from the Gods, the human being can live within it as in the realm of his freedom. Thus, are these things interrelated. And the human being learns actually to feel more and more at home in the world by his learning in this way to place his sensations, his thoughts, his feelings, his will impulses in the right relationship to the world. But only thus do we see also how, in accordance with the laws of destiny, we are placed in the world and in relationship to other human beings. |
235. Karma: Karma and Freedom
23 Feb 1924, Dornach Translated by Henry B. Monges Rudolf Steiner |
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Karma is best understood by contrasting it with that other impulse in man—the impulse which we indicate by the word freedom. |
And, when you read my Philosophy of Spiritual Activity, you will see that we cannot understand the human being at all, if we are not clear about the fact that his whole soul life tends, is directed, is oriented toward freedom, but a freedom which we have to understand correctly. |
In the house you are free to get up early or late. Perhaps, you may be under other obligations in this respect; but so far as the house is concerned, you are free to get up early or late. |
235. Karma: Karma and Freedom
23 Feb 1924, Dornach Translated by Henry B. Monges Rudolf Steiner |
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Karma is best understood by contrasting it with that other impulse in man—the impulse which we indicate by the word freedom. Let us first, in a very crude way, I should say, place the question of karma before us. What does it signify? In human life we have to record the fact of successive earth lives. By feeling ourselves within a given earth life, we can look back—in thought at least, to begin with—and see how this present earth life is a repetition of a number of previous earth lives. It was preceded by another, and that in turn by yet another life on earth, and so on until we get back into the ages where it is impossible to speak of repeated earth lives as we do in the present epoch of the earth, for in going farther backward, we reach a time when the life between birth and death and the life between death and a new birth become so similar that the immense difference which exists be- l ween them today is no longer present. Today we live in our earthly body bet ween birth and death in such a way that in every-day consciousness we feel cut off from the spiritual world. Out of this every-day consciousness, men speak of the spiritual world as a “beyond.” They even speak of it as though they might doubt its existence, as though they might deny it altogether, and so forth. This is because man's life within earthly existence restricts him to the outer world of the senses, and to the intellect; the latter does not look far enough to perceive what really is connected with this earthly existence. Out of this, countless arguments arise, all of which actually are rooted in something unknown. No doubt, you will have often stood among people and experienced how they argued about monism, dualism, and so forth. It is, of course, quite absurd to argue about these catch-words. When people argue in this way, we are reminded of some primitive man, let us say, who has never heard that there is such a substance as air. It will not occur to anyone who knows that air exists, and what its functions are, to speak of it as something belonging to the beyond. Nor will he think of declaring: “I am a monist; air, water, and earth arc one, and you arc a dualist, because you regard air as something that extends beyond the earthly and watery elements.” All these things are pure nonsense, as, indeed, are mostly all arguments about concepts. There can, therefore, be no question of our entering into such matters, but it can only be a question of drawing attention to them. For just as the air is not present for the one who knows nothing about it, but for him is something belonging to the “beyond,” so for those who do not yet know the spiritual world, which also exists everywhere just as the air, this spiritual world is something belonging to the “beyond;” but for those who take the matter into consideration, the spiritual world is something that belongs very much to this side. Thus, it is simply a question of our acknowledging the fact that at the present earth period the human being between birth and death lives in his physical body, in his whole organism, in such a way that this organism gives him a consciousness whereby he is cut off from a certain world of causes which, none the less, affects this physical earth existence. Then, between death and a new birth he lives in another world, which we may call a spiritual world in contrast to our physical world; in this spiritual world he does not have a physical body which can be made visible to human senses, but he lives in a spiritual nature. And in this life between death and a new birth the world through which he passes between birth and death is just as alien, in turn, as the spirit world is now alien to every-day consciousness. The dead look down onto the physical world just as the living that is the physically living—look upward into the spiritual world, and only the feelings are, so to speak, reversed. While the human being here in the physical world between birth and death has a certain aspiration toward another world which grants him fulfilment of much of which there is too little in this world, or of which this world affords him no satisfaction, he must between death and a new birth on account of the multitude of events, and because too much happens in proportion to what a human being can bear, feel a constant longing to return to earth life, to what is then the life in the beyond; hence, during the second half of the life between death and a new birth, he awaits with great longing the passage through birth into a new earth existence. Just as in earth existence the human being is afraid of death, because an uncertainty prevails about what happens thereafter—for in earth life a great uncertainty prevails for ordinary consciousness about what happens after death—so in the life between death and a new birth the condition is just the reverse, there prevails an excessive certainty about earth life. It is a certainty that stuns the human being, that makes him literally faint, so that he is in a state resembling a fainting dream, a state which fills him with the longing to descend again to earth. These are only a few indications of the great difference prevailing between the earthly life and the life between death and a new birth. If, however, we now go back, let us say, even only as far as the Egyptian period, from the third on up into the first millennium before the founding of Christianity—and, after all, if we go back into this epoch, we go back to those human beings who were none other than ourselves, in a former earth life—indeed, then, at that time during earth existence, life was quite different from our so brutally clear consciousness of the present day. At present human beings have, indeed, a brutally clear consciousness; they are all so clever—I do not at all intend to be ironical—the people of today are, indeed, all very clever. In contrast to this brutally clear consciousness of today, the consciousness of the human being of the ancient Egyptian period was much more dream-like, a consciousness that did not, like ours, strike against outer objects. It passed through the world, as it were, without striking against objects. Instead, it was filled with pictures which, at the same time, revealed something of the spiritual existing in our environment. The spiritual still penetrated into physical earth existence. Do not ask: How could a man with this more dream-like consciousness, not the brutally clear consciousness of today, have performed the tremendous tasks which were actually achieved, for instance, in the ancient Egyptian or Chaldean epochs? You need merely call to mind the fact that mad people at times, in certain states of mania, possess an immense increase of their physical forces; they begin to carry things which they could not carry when in a completely clear state of consciousness. It was, indeed, a fact that the physical strength of the human beings of that time was correspondingly greater, although they were perhaps of slighter build than men of today. For, as you know, it does not always follow that a stout man is strong and a thin man weak. But they did not spend their earthly life in observing every detail of their physical actions; their physical deeds went parallel with experiences into which the spiritual world still extended. And again, when the people of that time were in the life between death and a new birth, then far more of this earthly life extended upward into the life beyond—if I may be allowed to use the expression “upward.” Nowadays it is exceedingly difficult to communicate with those who are present in the life between death and a new birth, for languages have gradually assumed a form no longer understood by the dead. Our nouns, for instance, soon after death are absolute gaps in the dead's comprehension of the earthly world. They understand nothing but the verbs, i.e. the words of motion, of action. And while we here on earth have our attention constantly drawn by materialistically minded people to the fact that everything should be defined in an orderly manner, and every concept be limited and sharply defined, the dead no longer know anything of definitions; they only know what is in motion, not what has contours and is limited. But in more ancient times that which lived on earth as speech, that which lived as usage and habit of thought, was still of such a nature that it extended up into the life between death and a new birth, and the dead still heard an echo of this long after their death, and also an echo of what occurred on earth even after their death. And if we go still farther back into the time following the catastrophe of Atlantis—the eighth and ninth millennium before the Christian era t lit* difference between the life on earth and the life in the beyond, if I may so describe it, becomes even more insignificant. And then, as we go backward, we gradually reach the ages when the two lives are similar. We can then no longer speak of repeated earth lives. Thus, repeated earth lives have their limit as we look backward, just as they will have their limit when we look forward into the future. For what begins quite consciously with Anthroposophy—the extension of the spiritual world into the ordinary consciousness of man—will have the consequence that this earth world will extend, in turn, into the world through which we live between death and a new birth; but, in spite of this, our consciousness will not grow dream-like, but clearer and ever clearer. The difference will once again grow less. So that this living in repeated earth lives is limited by outermost boundaries, which then lead into quite another sort of human existence, where it is meaningless to speak of repeated earth lives, because the difference between the earthly and the spiritual life is not so great as it is today. If we now assume, however, for the long stretch of the present period of the earth age that behind this earth life there lie others—we must not say countless others, for they can even be counted by exact spiritual- scientific research—if we say: behind our present earth life there lie many others, then we have had certain experiences in these previous earth lives which represented certain relationships between human beings. And the effects of these relationships between human beings, which at that time lived themselves out in what we then underwent, extend into this present earth life in the same way as the effects of what we do in this present earth life extend into our next lives on earth. Thus, we have to seek in the former earth life the causes of much that now enters into our present life. Then it is easy for the human being to say: “Thus, what I experience now is conditioned, caused. How can I, then, be a free human being?” Now, this question is, indeed, a rather significant one, if we consider it in this way. For all spiritual observation shows that in this way the subsequent earth life is conditioned by the earlier ones. On the other hand, the consciousness of freedom absolutely exists. And, when you read my Philosophy of Spiritual Activity, you will see that we cannot understand the human being at all, if we are not clear about the fact that his whole soul life tends, is directed, is oriented toward freedom, but a freedom which we have to understand correctly. Now, it is precisely in my Philosophy of Spiritual Activity that you will find an idea of freedom which it is very important to grasp correctly. The point is that we have developed freedom, to begin with, in thought. The fountainhead of freedom is in thought. Man has an immediate consciousness of the fact that he is a free being in his thought. You may rejoin: “But there are many people today who doubt the fact of freedom.” Yes, but this only proves that the theoretical fanaticism of people today is often stronger than their direct experience in reality. Because he is so crammed full of theoretical concepts the human being no longer believes in his own experiences. Out of his observations of the processes of nature, he arrives at the idea that everything is conditioned by necessity, every effect has a cause, all that exists has its cause; thus, if I conceive a thought, this has also a cause. He does not at once think of repeated earth lives in this connection, but he imagines that what wells forth from human thinking is caused in the same way as that which comes out of a machine. As a result of this theory of universal causation, as it is called, the human being blinds himself frequently to the fact that he bears very clearly within himself the consciousness of freedom. Freedom is a fact which we experience, as soon as we really reflect upon ourselves. Now, there are also those who are of the opinion that the nervous system is just a nature system, conjuring thoughts out of itself. According to this, then, the thoughts would—let us say—be necessary results, just like the flame which burns under the influence of a fuel, and there could be no question of freedom. These people, however, contradict themselves in talking at all. As I have often related here, I had a friend in my youth, who had a fanatical inclination, at a certain period, to think materialistically. Thus, he said: “When I walk, for example, then it is the nerves of the brain, infiltrated by certain causes, which bring my walking into effect.” This led, at times, to quite a long debate with him. I finally said to him on one occasion: “Now, look here, you always say: ‘I walk.’ Why do you not say: ‘My brain walks?’ If you really believe in your theory, you ought never to say: ‘I walk, I take hold of things,’ but: ‘My brain walks, my brain takes hold of things.’ Why do you tell a lie?” These are the theorists, but there are also the practical men. If they observe any nonsense in themselves which they do not wish to stop, they say: “O, I cannot get rid of that; it is just a part of my nature. It is there of its own accord, and I am powerless against it.” There are many such people; they refer to the immutable causation of their own nature. But, as a rule, they do not remain consistent. If they happen to be showing off something they rather like about themselves for which they need no excuse, but on the contrary are glad to receive a little flattery, they then abandon the aforesaid view. The fundamental fact of the free human being—a self-evident fact can be directly experienced. Now, even in the ordinary, everyday earth life it is a fact that we do many things in complete freedom which, nevertheless, are of such a kind that we cannot easily leave them undone. And yet we do not feel our freedom in the least impaired through this fact. Let us suppose, for a moment, that you now resolve to build yourself a house. It will take about a year to build it. In a year you will live in it. Will you feel that your freedom has been curtailed through the fact that you then have to say to yourself: “The house is now there, and I must move in, I must live in it; it is a case of compulsion?” No, you will surely not feel your freedom impaired through the fact of your having built a house for yourself. You see, therefore, even in ordinary life these two things stand side by side: You have committed yourself to something. It has thereby become a fact in life, a fact with which you have to reckon. Now think of all that stems from former lives on earth, with which you have to reckon, because it is due to your own deeds—just as the building of the house is caused by you. Seen in this light, you will not feel your freedom impaired through the fact that your present life on earth is determined by former ones. Perhaps you will say: “Very well. I will build me a house, but I still wish to remain a free man. I will not let myself be compelled. If I do not like it, I shall, in a year, not move into the new house; I shall sell it.” All right! We might also have our opinion about such a procedure; we might, perhaps, have the opinion that, if you do this, you are a person who does not know his own mind. Indeed, we might well have this opinion; but let us disregard this. Let us disregard the fact that a man is such a fanatical upholder of freedom that he constantly makes up his mind to do things, and afterwards out of sheer “freedom” leaves them undone. We then might well say: “That man has not even the freedom to enter upon the things he himself resolves upon. He constantly feels the goad of the will to be free and is positively persecuted by his fanatical worship of freedom.” It is really important that these things not be taken in a rigid, theoretical manner, but be grasped in fullness of life. Let us now pass over to a more complicated concept. If we ascribe freedom to man, surely we must also ascribe it to the higher beings who are not hampered in their freedom by the limitations of human nature. If we rise to the beings of the higher Hierarchies, who certainly are not hampered by the limitations of human nature, we must, indeed, seek a higher degree of freedom with them. Now someone might propose a rather strange theological theory to the effect that God must surely be free; He has arranged the world in a certain way; He has, however, thereby committed Himself; He certainly cannot change the world-order every day; thus, after all, He would in that case be unfree. You see, if in this way you place in antithesis inner karmic necessity and freedom, which is a fact of our consciousness, which is simply a result of self-observation, you cannot then escape a continuous circle. In this way you cannot escape from a circle. For the matter is as follows: Let us take once more the illustration of the building of a house. I do not wish to press this example too far, but at this point it can still help us along the way. Someone builds himself a house. I will not say: I build myself a house—I shall probably never build one for myself—but, let us say, someone builds himself a house. Well, by this resolve he does, in a certain respect, determine his future. Now, when the house is finished, and he takes his former resolve into account, no freedom apparently remains for him, so far as the living in the house is concerned. He himself has certainly set this limitation to his freedom; nevertheless, apparently no freedom remains for him. But just think, how many things still remain for you to do in freedom within this house, Indeed, within it you are even free to be stupid or wise, you are free to be horrid or lovable to your fellow men. In the house you are free to get up early or late. Perhaps, you may be under other obligations in this respect; but so far as the house is concerned, you are free to get up early or late. You are free to be an anthroposophist or a materialist within this house. In short, there are innumerable things still at your free disposal. Likewise, in an individual human life, in spite of the presence of karmic necessity, there are countless things at your free disposal, far more than in a house, countless things fully and really in the domain of freedom. Here you may, perhaps, be able to rejoin: “Very well, we do then have a certain domain of freedom in our life.” Indeed, that is so: a certain enclosed domain of freedom surrounded by the karmic necessity (see Figure III). Now, looking at this, you may assert the following. You may say: “Well, I am free in a certain domain; but I now reach the limits of my freedom. I then feel the karmic necessity everywhere. I walk around in my room of freedom, but everywhere at the boundaries I come up against my karmic necessity and sense this necessity.” Indeed, my dear friends, if a fish thought likewise, it would be extremely unhappy in the water, for as it swims in the water it reaches the water's boundary. Outside of the water it can no longer live. Hence it refrains from going outside of the water. It does not go at all outside of the water; it remains in the water, it swims around in the water, and it just lets alone the other element which lies beyond, be it air or something else. And because the fish does this, I can in assure you that it is not at all unhappy over the fact that it cannot breathe with lung«. It does not occur to it to be unhappy. But, if ever it did occur to the fish to be unhappy because it breathes only with gills and not with lungs, then it would have to have lungs in reserve, then it would have to compare the difference between living down below in it lie water, and up in the air. Then the fish's whole way of feeling itself inwardly would be different. It would all be quite different. If we apply this comparison to human life with respect to freedom and karmic necessity, then it is a fact, in the first place, that the human being in the present earth period has the ordinary consciousness. With this ordinary consciousness he lives in the sphere of freedom, just as the fish lives in the water, and with this consciousness he does not enter at all the realm of karmic necessity. Only when he begins really to perceive the spiritual world—this would be similar to the fish having lungs in reserve—only when he really finds his way into the spiritual world, does he acquire a perception of the impulses living in him as karmic necessity. He then looks back into his former lives on earth and does not feel, does not say, on finding the causes of his present experiences in a previous earth life: “I am now under the compulsion of an iron necessity, and my freedom is impaired,” but he looks back and sees how he himself has fashioned what now confronts him, just as someone who has built himself a house looks back on the resolve which led him to build it. And we generally find it more reasonable to ask: “Was it, at that time, a sensible or foolish resolve to build this house?” Well, naturally, we can come later on to all sorts of opinions on the matter, if the things turn out in a certain way; but, if we find that it was an enormous stupidity to build the house, we can, at best, say that we were foolish. Now, in earth life it is an awkward matter in regard to anything which one has inaugurated to have to say that it was stupid. We do not like this. We do not like to suffer from our own follies. We wish we had not made the foolish decision. But this really applies only to the one earth life, because between the foolishness of the resolve and the punishment we suffer in having to experience its consequences there lies the same earth life. It always remains thus. But this is not so between the individual earth lives. For between them always lie the lives between death and a new birth; and these lives between death and a new birth change many things which would not change if earth life were to continue uniformly. Just suppose that you look back into a former earth life. There you did something good or ill to another human being. The life between death and a new birth took place between this previous earth life and the present earth life. In this life, in this spiritual life, you cannot think otherwise than that you have become imperfect by having done something evil to another human being. This takes away from your value as a human being. It cripples you in soul. You must repair the crippling, and you resolve to achieve in a new earth life what will make good the fault. Thus, between death and a new birth you absorb by your own will that which will compensate for the fault. If you have done good to another human being, you then know that the whole of human life is there for the whole of mankind. You see this most clearly in the life between death and a new birth. You then realize that when you have helped another human being, he has thereby achieved certain things which, without you, he would not have achieved in a former earth life; but, as a result, you feel again united with him in the life between death and a new birth, in order now to live and to develop further what you have achieved together with him in regard to human perfection. You seek him out again in a new earth life in order, in this new earth life, to work further with him through the way you have already helped him perfect himself. The fact is not at all that we might abhor such necessity, when we, through a real insight into the spirit world, now perceive the scope of this karmic necessity all around us, but the fact is that we look back upon this necessity and see how the things were which we ourselves had done, and then behold them in such a way that we say: “What occurs out of inner necessity has to happen—out of complete freedom also it would have, to happen.” We shall never have the experience of possessing a real insight into karma without being in agreement with it. If things result in the course of karma which do not please us, then we ought to consider them from the point of view of the general laws and principles of the universe. And we shall then realize more and more that, after all, what is karmically conditioned is better than our having to begin anew, better than our being a book of blank pages with every new earth life. For, as a matter of fact, we are ourselves our karma. We are ourselves that which comes over from previous earth lives. And it has no sense at all to say that something in our karma—alongside of which there exists definitely the realm of freedom—that something in our karma ought to be different from what it is, because it is not at all possible to criticize the single detail in an organically connected totality. Someone may not like his nose; but it is senseless to criticize merely the nose, as such, for the nose a man has must actually be as it is, if the whole man is as he is. The one who says: “I should like to have a different nose,” actually says that he would like to be an utterly different man. But in so doing he really eliminates himself in thought. This we cannot do. Thus, we cannot wipe out our karma, for we are ourselves our karma. Nor does it at all confound us, for it runs its course alongside the deeds of our freedom, and in no wise interferes with the deeds of our freedom. I should like to use still another comparison to make the point clear. As human beings, we walk; but the ground on which we walk is also there. No one feels interfered with in walking by having the ground underneath his feet. Indeed, he ought even to know that, were the ground not there, he could not walk at all; he would fall through everywhere. It is thus with our freedom; it needs the “ground” of necessity. It must rise out of a foundation. And this foundation—we ourselves are. As soon as we grasp in the right way the concept of freedom and the concept of karma, we shall be able to find them compatible, and we then need no longer shrink from a detailed study of the karmic laws. Indeed, in some instances we may even come to the following conclusion: I now assume that someone, by means of the insight of initiation, is able to look back into former earth lives. He knows quite well, when he looks back into former earth lives that this and that has happened to him which has come with him into his present earth life. Had he not attained to initiation science, objective necessity would impel him to do certain things. He would do them quite inevitably. He would not feel his freedom hampered by it; for his freedom lies in his ordinary consciousness with which he never penetrates into the realm where this necessity acts, just as the fish never penetrates into the outer air. But when he has initiation science within him, he then looks back and he sees how things were in a former earth life, and he regards what now confronts him as a task which is consciously allotted to him for this present earth life. This is, indeed, a fact. What I shall now say may sound paradoxical to you, yet it is true. In reality, a man who possesses no initiation science practically always knows through a kind of inner urge, through an instinct, what he is to do. O, indeed, people always know what they ought to do, feel themselves always impelled to this thing or that. For the one who begins with initiation science, matters become somewhat different in the world. As he faces life, quite strange questions arise in regard to the individual experiences. If he feels impelled to do something, he immediately feels also impelled not to do it. The obscure urge which drives most human beings to this or that is eliminated. And, actually, at a certain stage of initiate-insight, if nothing else were to intervene, a man could really come to the point of saying to himself: “After having reached this insight, I now prefer to spend the entire remainder of my life—I am now 40 years old, which is a matter of indifference to me—sitting on a chair doing nothing. For such pronounced urges to do this or that are no longer present.” Do not believe, my dear friends, that initiation does not have a reality. It is strange, in this connection, how people sometimes think. In regard to a roast chicken, everyone who eats it believes that it has reality. In regard to initiate science, most people believe that it has only theoretical effects. No, it has effects on life. And such a life effect is the one I have just indicated. Before a man has attained to initiation, under the influence of an obscure urge, one thing is always important to him and another unimportant. The initiate would prefer to sit in a chair and let the world run its course, for it really does not matter—so it might appear to him whether this is done and that is left undone, and so forth. It will, however, not remain so, for initiation science also offers something else besides. The only corrective for the initiate's sitting on a chair, letting the world run its course, and saying: “everything is a matter of indifference to me,” is to look back into former earth lives. He then reads there from his karma the tasks for his present earth life, and he does consciously what his former earth lives impose upon him. He does not abstain from doing it because he believes that thereby his freedom is encroached on, but he does it. He does it, because by his discovery of what he had experienced in previous earth lives he becomes aware, at the same time, of what his life between death and a new birth has been, how he then realized the performance of the corresponding consequential actions as something reasonable. He would feel himself unfree if he could not come into the position of fulfilling the task which is allotted to him by his former earth life. Thus, neither before nor after the entry into initiation science is there a contradiction between karmic necessity and freedom. Before the entry into initiation science, there is none, because with every-day consciousness the human being remains within the realm of freedom, while karmic necessity takes place outside, like a process of nature. He has nothing that feels different from what his own nature inspires in him. Nor is there any contradiction after the entry into initiation science, because he is then quite in agreement with his karma and simply considers it reasonable to act in harmony with karma. Just as you do not say, if you have built yourself a house: “the fact that I must now move in is hampering my freedom,” but just as you will probably say: “well, on the whole it was quite sensible to build myself a house in this neighborhood and on this site; now, let me be free in this house!” so likewise the one who looks back with initiate knowledge into former earth lives knows that he becomes free by fulfilling his karmic task, by moving into the house which he built for himself in former earth lives. Thus, my dear friends, I wanted to explain to you the true compatibility of freedom and karmic necessity in human life. Tomorrow we shall continue, going more into the details of karma. |
235. Karma: Karma Impulses through Recurring Earth Lives
24 Feb 1924, Dornach Translated by Henry B. Monges Rudolf Steiner |
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If we wish to gain insight into the course of karma, we must be able to imagine how the human being gathers his whole organization together as he descends out of the spiritual world into the physical. You will understand, my dear friends, that in the language of today there are no suitable expressions for certain processes which are practically unknown to modern civilization, and that, therefore, the expressions employed here for what takes place under certain conditions can only be approximate. |
Once more it is instilled, imprinted, in our astral body. And it now becomes in its result the underlying basis, the impulse for a quick and ready understanding of human beings and the world. It becomes the basis for that soul condition which sustains us by virtue of our having the ability to understand the world. |
In regard to his observation of the outer world, he is not exactly dull. Music, for instance, he understands well enough, but it gives him no pleasure. It is, after all, a matter of indifference to him whether the music is more or less good or more or less bad. |
235. Karma: Karma Impulses through Recurring Earth Lives
24 Feb 1924, Dornach Translated by Henry B. Monges Rudolf Steiner |
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Today I wish, primarily, to bring before you some of the more comprehensive aspects in the development of karma, in order to be able gradually to go more and more into matters of detail. If we wish to gain insight into the course of karma, we must be able to imagine how the human being gathers his whole organization together as he descends out of the spiritual world into the physical. You will understand, my dear friends, that in the language of today there are no suitable expressions for certain processes which are practically unknown to modern civilization, and that, therefore, the expressions employed here for what takes place under certain conditions can only be approximate. When we descend out of the spiritual into the physical world for an earth life, we have, to begin with, prepared our physical body by means of the stream of heredity. We shall see how this physical body is, nevertheless, connected in a certain sense with what the human being experiences between death and a new birth. Today, however, it will suffice if we are clear about the fact that the physical body is given to us from the earth; on the other hand, those members which we may describe as the higher members of the human being—the ether body, astral body, and ego—come down from the spiritual world. The human being attracts, so to speak, the ether body out of the whole universal ether before he unites himself with the physical body which is given to him by heredity. The union of the soul-spirit man—i.e. ego, astral body, and ether body—with the physical human embryo can ensue only through the gradual withdrawal of the ether body of the maternal organism from the physical human embryo. The human being, thus, unites himself with the physical germ after having attracted his ether body out of the common universal ether. The more precise descriptions of these events will occupy us later. At present we are to interest ourselves mainly in asking: Whence come the individual members of human nature which the human being possesses during earth life between birth and death? The physical organism comes, as we have seen, from the stream of heredity, the etheric organism out of the universal ether from which it is attracted. The astral organism—of which the human being remains, we might say, in all respects unconscious or only sub-consciously aware during his earth life—this astral body contains all the results of the life between death and a new birth. And it is a fact that between death and a new birth, according to what the human being has become through his preceding earth lives, he comes, in the most manifold way, into relationship with other human souls who are also in the life between death and a new birth, or with other spiritual beings of a higher cosmic order who do not descend to earth in a human body, but have their existence in the spiritual world. All that a man brings over from his former lives on earth according to what he was, according to what he has done, all this is met by the sympathy or antipathy of the beings whom he learns to know while he passes through the world between death and a new birth. What sympathies and antipathies he meets among the higher beings according to what he has done in his preceding earth life is of great significance for karma during this period; but, above all, it is of deep significance that he comes into relationship with those human souls with whom he was in relationship on earth, and that a peculiar reflection takes place between his own nature and the nature of the souls with whom he had this relationship. Let us assume that someone has had a good relationship with a soul whom he now encounters again between death and a new birth. All that the good relationship implies had lived in him during former earth lives. Then this good relationship is reflected in the soul, when this soul is encountered between death and a new birth. And it is really true that the human being during this passage through the life between death and a new birth sees himself reflected everywhere in the souls with whom he is now associated because he was associated with them on earth. If he did good to a human being, something is mirrored to him from the other soul; if he did him an evil turn, something is likewise mirrored to him from the other soul. And he has the feeling—if I may use the word “feeling” with the reservation made at the beginning of these observations—he has the feeling: “You have advanced this human soul. What you have experienced through advancing him, what you then felt for this soul, that impulse in your feelings which led to your attitude toward him, your own inner experiences in performing the deed that advanced this soul, come back to you from him. They are reflected to you from this soul. In another case you have injured a soul; what has lived in you during this injury is reflected to you.” And the human being has actually spread out before him, as though in a mighty and wide-extending reflector, his previous earth lives, but chiefly the last one, mirrored from the souls with whom he was associated. And we gain the impression, just in regard to our life of action, that all that is departing from us. We lose the ego-feeling which we had on earth in the body, or we really lost it a long time ago between death and a new birth. Now, however, the ego-feeling arises in us from this whole reflection. With the mirroring of our deeds, we come to life in all the souls with whom we were associated during our earth life. On earth, our I, our ego, was like a point. Here between death and a new birth, it is reflected to us everywhere from the periphery. This is an intimate association with other souls, but an association in accordance with the relations into which we have entered with them. And in the spiritual world all this is a reality. If we go through a room hung with many mirrors, we see ourselves reflected in each one. But we also know that the reflections—according to ordinary human parlance—are “not there;” when we depart they do not remain; we are no longer reflected. But that which is reflected there in human souls remains as something present. And there comes a time in the last third of the life between death and a new birth when we form our astral body out of these mirrored images. We draw all this together to form our astral body, so that, in truth, when we descend from the spiritual world into the physical, we carry in our astral body what we have taken up again into ourselves, in accordance with the reflection to which our actions of the former earth life have given rise in other souls between death and a new birth. This gives us the impulses which impel us toward or away from the human souls with whom we are born again at the same time in the physical body. In this way, between death and a new birth, the impulse for the karma of the new earth life is fashioned. I shall, very soon, have to describe the process more in detail by taking the ego into consideration also. And now we can trace how an impulse from one life works on into other lives. Let us take, for example, the impulse of love. We can perform our deeds in relation to other human beings out of that impulse which we call love. There is a difference whether we perform our acts out of a mere sense of duty, of convention, of decency, or the like, or whether we perform them out of a greater or lesser degree of love. Let us assume that during an earth life a human being is able to perform actions warmed through and through by love. This, indeed, remains as a real force in his soul. What he now takes with him as result of his deeds, what is mirrored there in the other souls, comes back to him as a reflection. And from this he forms his astral body with which he descends to the earth. There the love of the former earth life, the love which has streamed out of him and which now returns to him from other human beings, transforms itself into joy. So that, when the human being does something for his fellow-men that is sustained by love, something in connection with which love streams out of him and accompanies the deeds which advance his fellow-men, then the metamorphosis in the passage through life between death and a new birth is of such a character that what is outpouring love in one life on earth is, in the next earth life, transmuted, metamorphosed, into joy streaming toward him. If you experience joy, my dear friends, through a human being in one earth life, you may be sure it is the outcome of the love which you have shown for him in a former life. This joy now flows back again into your soul during earth life. You know this inwardly warming feeling of joy. You know what meaning joy has in life, especially the joy which conies from human beings. It warms life, it sustains life, we may say that it gives wings to life. It is karmically the result of love bestowed. In our joy, however, we again experience a relation to the other human being who gives us joy. So that in our former earth lives we have had something within us that made the love flow out from us; in our subsequent earth lives we already have, as a result, the inward experience of the warmth of joy. And that is again something that streams from us. A human being who is allowed to experience joy in life, is of importance to his fellow-men, has warming significance. A human being who has cause for going joylessly through life behaves differently toward his fellow-men from the one who is permitted to go through life joyfully. But what is experienced in joy in the life between birth and death is reflected again in the souls of the most various kinds with whom we were associated on earth and who are now also in the life between death and a new birth. And this reflection, which in manifold ways then comes back to us from the souls of the human beings known to us on earth, this reflection works back in turn. We carry it again in our astral body when we descend into the next earth life—we are now dealing with the third earth life. Once more it is instilled, imprinted, in our astral body. And it now becomes in its result the underlying basis, the impulse for a quick and ready understanding of human beings and the world. It becomes the basis for that soul condition which sustains us by virtue of our having the ability to understand the world. If we find the conduct of human beings interesting and can take joy in it, if we understand their conduct and take interest in it in a given incarnation on earth, then that directs us back to the joy of our previous incarnation, to the love of our still earlier incarnation. Human beings who are able to go through the world with a free and open mind, so that the free and open mind permits the world to flow into them, so that they have an understanding for the world, these are human beings who have gained this attitude to the world through love and joy. What we perform in our deeds out of love is altogether different from what we do out of a rigid and dry sense of duty. You know, indeed, that I have always emphasized in my books that the deeds springing from love are to be understood as the truly ethical, as the truly moral deeds. I have often been compelled to indicate the great contrast, in this regard, between Kant and Schiller. Kant, both in life and in knowledge, “kantified” [Kante in German means a hard edge or angle. (Note by translator)] everything. Through Kant, everything in knowledge became sharp and angular; and thus, also human conduct. “Duty, thou great and exalted name, thou who containest nothing of pleasure, nothing that curries favors ...” this passage I quoted in my Philosophy of Spiritual Activity to the pretended vexation—not the sincere, but the pretended, hypocritical vexation—of many opponents, and I opposed to it what I must acknowledge to be my view: “Love, thou impulse that speaketh warmly to the soul. ...” Over against the dry and rigid Kantian concept of duty, Schiller coined the expression: “Gladly I serve my friends; yet alas, I do it with pleasure, wherefore it oftentimes vexes me that I am not virtuous,” For, according to the Kantian ethics, that which we do out of inclination is not virtuous, but only that which we do out of the rigid concept of duty. Now, there are human beings who, in the first place, do not attain to love. But, because they cannot tell their fellow-man the truth out of love (for if we love a human being we tell him the truth, and not lies), because they are unable to love, they tell the truth out of a sense of duty; since they cannot love, they refrain, merely out of a sense of duty, from thrashing their fellow-man, or boxing his ears, striking him, or doing something similar, when he does anything they do not like. There is, indeed, a difference between the deeds of love and acting out of a rigid sense of duty—which, to be sure, is absolutely necessary in social life, necessary for many things. Now, the deeds that are done out of a rigid concept of duty, or out of convention or propriety, because it is “the proper thing to do,” will not call forth joy in the next earth life, but in that they pass in the same way through the reflection by the souls, as I have described it, they call forth in the next earth life something which we might describe as follows: We sense that we are an object of indifference to other human beings. Many a person carries through life the sense that he is an object of indifference to other human beings and suffers from it. And rightly he suffers from it, if he is of no concern to other human beings, for human beings are there for one another, and the human being is dependent upon not being a matter of indifference to his fellow-men. What the human being thus suffers here is simply the result of the lack of love in a former earth life where he behaved as a decent human being because of the rigid duty which hung over him like the sword of Damocles—I will not say, a sword of steel, for that would be disquieting for most dutiful people, but just like a wooden sword of Damocles. We have now reached the second earth life. That which comes as joy from love becomes in the third life, as we have seen, a free and open heart, bringing the world near to us, giving us open-minded insight into all things beautiful and true and good. That which streams to us as indifference from other human beings, and what we experience thereby in one earth life, fashions us for the third, that is to say for the next earth life, into a human being who does not know what to do with himself. When such a person enters school, he is at a loss what to do with that which the teachers impart to him. When he grows a little older, he does not know whether to become a locksmith or Privy Councilor. He does not know what to do with himself in life. He actually drifts aimlessly through life without direction. In regard to his observation of the outer world, he is not exactly dull. Music, for instance, he understands well enough, but it gives him no pleasure. It is, after all, a matter of indifference to him whether the music is more or less good or more or less bad. To be sure, he feels the beauty of a painting or other work of art, but there is always something in his soul that irritates him: “What is the good of it, anyhow? To what purpose is all this?” These, in turn, are the things that make their appearance in karmic connection in the third earth life. Now let us assume, however, that out of hate or an inclination to antipathy a human being does certain injuries to his fellow-men. Here we may imagine every conceivable degree. One individual with criminal feelings of hatred may harm his fellow-men. Or—I am omitting the intermediate stages—he may be a critic. To be a critic, one must always hate a little—unless one is a praising critic, and such critics are few nowadays, for it is not interesting to show recognition of other people's work; it becomes interesting only when one can make fun of things. Now, there are all manner of intermediate stages. But we have here to think of human deeds which proceed from a cold antipathy—antipathy about which we are often not at all clear—or, at the other extreme, from hatred. All that is brought about in this way by human beings against their fellow-men or even against sub-human creatures, all this vents itself in soul conditions which in turn also mirror themselves in the life between death and a new birth. And then, in the next earth life, out of the hatred is born that which streams to us from the world as sorrow, as unhappiness caused from without, as the opposite of joy. You will reply: “But really, we experience so much sorrow; is that all due to hatred, greater or lesser hatred, in our preceding life? I cannot possibly imagine”—a man will be apt to say—“that I have been such a bad lot, so that I must experience so much sorrow, because I have hated so much.” Well, if we wish to think without prejudice on these things, we must become aware of how great is the illusion which gives us satisfaction and to which, therefore, we easily surrender if it is a question of our suggesting away from our conscious mind any feeling of antipathy against other human beings. People really go through the world with far more hatred than they think—at least, with far more antipathy. And it is a matter of fact that hatred, because it gives satisfaction to the soul, is not as a rule consciously experienced. It is eclipsed by the satisfaction it gives. But, when it returns as sorrow which streams to us from without, then we notice it, as sorrow. But just consider for a moment, my dear friends—in order to represent in a quite trivial fashion what is present there as a possibility—think of an afternoon-tea chatter, a real, a genuine gossiping tea party where half a dozen (half a dozen is quite enough) “aunts” or “uncles”—it can be uncles, too—or “cousins,” if you will, are sitting together discussing their fellows. Just think how many antipathies are unloaded on human beings, say, in the course of an hour and a half—often it is longer. While this antipathy pours out, people do not notice it; but when it returns in the next earth life, then it will, indeed, be noticed. And it returns, inexorably. Thus, in actual fact, a portion—not all; we shall still become acquainted with other karmic connections—a portion of what we experience in one earth life as sorrow caused from outside may very well be due to our feelings of antipathy in a former earth life. In connection with all this we must, naturally, always realize that karma, that some sort of karmic stream, must begin at some time, somewhere. So that, if you have here, for example, a succession of earth lives: a b c (d) and this (d) is the present life; not all pain, naturally, that falls to our lot from without need be due to our former earth lives. It may also be an original sorrow, which will work itself out karmically only in the next earth life. I say, therefore, that a large part of that sorrow which streams to us from outside is a result of hate which was brought into being in former earth lives. If we now proceed again to the third earth life, the result of what streams to us there as sorrow—but only the result of that sorrow which comes to us, so to speak, out of stored-up hate—the result of this sorrow which then unloads in our soul is, in the first place, a kind of mental dullness, a sort of dullness in the capacity of insight into the world. If you have a human being who confronts the world phlegmatically and with indifference, who does not confront the things of the world, or other human beings, with an open heart, the fact is, very often, that he has acquired this obtuseness of mind through the sorrow of a previous earth life, caused in his own karma. This sorrow, however, when it expresses itself in this way in obtuseness of soul must be retraced to the feelings of hatred which occurred at least in the second earth life prior to this one. We can be absolutely sure that stupidity in any one earth life is always the consequence of hatred in a certain former earth life. Yet, my dear friends, the understanding of karma shall not rest only on the fact that we comprehend karma for the purpose of understanding life, but that we are also able to comprehend it as an impulse of life, that we are conscious that with life there is not merely an “a, b, c, d,” but also an “e, f, g, h,” a, b, c, (d), e, f, g, h that there are also earth lives still to come, and that what we develop as the content of our soul in a present earth life will have its effects, its results, in the next earth life. If any one wishes to be especially stupid in his second earth life after this one, he need, really, only hate a great deal in this present earth life. But, if someone wishes to have a free and open insight in the second earth life after this one, he need only love with special intensity in this earth life. And insight into karma, knowledge of karma, gains real value only through the fact that it flows into our will for the future, that it plays a role in this will for the future. And it is true in every respect that the moment is now at hand in the evolution of mankind when the unconscious can no longer continue to be effective in the same way it was effective previously, while our souls were passing through previous earth lives, for human beings are becoming constantly freer and more conscious. Since the first third of the fifteenth century we have been in the age in which human beings are continually becoming freer and more conscious. Hence, those individuals who are human beings of the present time will have in a subsequent earth life a dim feeling of previous earth lives. And just as the modern man, if he notices that he is not very bright, does not ascribe this to himself, but to his natural lack of ability—the cause of which he usually seeks in his physical nature in accordance with the theories of modern materialism—so will the human beings who will be the re-incarnated human beings of the present time, have at least an obscure feeling which will worry them. If they are not very bright, they will feel that something must have taken place which was connected with feelings of hate and antipathy. And, if we speak today of a Waldorf School pedagogy, we must naturally take into account the present earth civilization. We cannot yet educate in complete frankness in such a way that we consciously employ repeated earth lives in education, for modern human beings have not yet even a dim feeling for repeated earth lives. The beginnings, however, that have been made just in the Waldorf School pedagogy, if they are taken up, will continue to develop in the coming centuries with the result that the following will be included in ethical, moral education: If a child has little talent, it is due to former earth lives in which it has hated intensely, and we shall then, with the help of spiritual science, seek out whom it might have hated. For the human beings who were hated, and against whom deeds were committed out of hate, must be rediscovered somewhere in the child's environment. Gradually, in coming centuries, the education of a child will have to be related far more definitely to human life. We shall have to see, in regard to this dull child, whence that is reflected or has been reflected in the life between death and a new birth, which goes through a metamorphosis resulting in unintelligence in this earth life. We shall then be able to do something to the end that in childhood a special love is developed for those human beings for whom the child felt specific hatred in former earth lives. And we shall see that through such a specifically aroused and directed love, the child's intellect, nay, the child's whole soul state, will brighten. It is not in general theories about karma that we shall find what can aid education, but in looking concretely into life in order to see what the karmic connections are. We shall soon notice that the fact that children are brought together in a school class by fate is, indeed, not something to be regarded with complete indifference. And when we shall have risen beyond the hideous carelessness that prevails in these things nowadays, when the “human material”—for so it is often called—which is thrown together in a school class is actually conceived as though it were thrown together by mere chance, not as though destiny had brought these human beings together,—if we shall have risen beyond this appalling indifference, we shall then gain a new outlook as educators, we shall then be able to perceive what strange karmic threads are spun from one child to the other as a result of former lives. And we shall then bring into the children's development that which can effect equalization. In a certain respect, karma is under the domination of an inexorable necessity. Out of an inexorable necessity we are able definitely to establish the sequence:
These are unconditional connections. Although it is true that we are confronted by an absolute necessity when a river follows its course, yet we have frequently regulated rivers, have given them a different course. So in like manner is it also possible to regulate, if I may say so, the karmic stream, to affect its course. Indeed, this is possible. Thus, if you notice that in childhood there is a tendency to idiocy, and if you then realize the necessity of guiding the child, especially of developing love in his heart, if you discover—and this should be possible even today for people with a fine observation of life,—if you discover to which other children the child is karmically related, and if you are able to bring the child to the point of loving just these children, to perforin deeds of love for them, you will then see that you are able with love to give a counterweight to antipathy, and that you are able by means of it to correct this idiocy in the next incarnation, in the next earth life. There are educators, trained, as it were, by their own instinct, who often do some such thing out of their instinct, who bring dull-witted children to the point where they are able to love, and thus educate them by degrees to become more intelligent human beings. It is such things that make our insight into karmic connections of service to life.
Before we go further in considering the details of karma, yet another question will have to confront our souls. Just ask yourself: What is a human being really with whom—in general, at least—we may know ourselves to be karmically related? I must use an expression which is often used today rather ironically: such a man is a “contemporary”; he is on the earth at the same time that we are. If you bear this in mind, you will say to yourself that, if you are associated with certain human beings in one earth life, you were associated with them in a previous earth life also (generally speaking, at least; matters may, of course, be somewhat shifted). And you were, likewise, associated with them in a still earlier life. (See Figure V) Now, those individuals, who live fifty years later than you, were associated in turn with human beings in former earth lives. Generally speaking, the human beings of, let us say, the B series do not, in accordance with the thought we have developed here, come in contact with the human beings of the A series. This is an oppressive thought, but a true one. I shall later speak about other debatable questions, such as arise, for instance, through the fact that people often say that humanity multiplies on the earth. Today, however, I should like to place the following thought before you; it is, perhaps, an oppressive thought, but it is none the less a true one. It is an actual fact that the continued life of men on earth takes place in rhythms. One shift of human beings—if I may put it so—proceeds, as a general rule, from one earth life to another; another shift of human beings does the same, and they are in a certain sense separated from one another; they do not come together during earth life. To be sure, in the long intervening life between death and a new birth they do come together; but for earth life it is, indeed, a fact that we descend to the earth with a limited circle of people. To be “contemporaries” has an inner meaning, an inner importance just for repeated earth lives. Why is it so? I can assure you, this question which, in the first place, may occupy us intellectually, has caused me the greatest imaginable pain in the field of spiritual science, because it is necessary to discover the truth regarding this question, the inner nature of the facts. And thus, we may ask ourself—forgive my using an example which really concerns me only as a matter of research—we may ask ourself the question: “Why were you not a contemporary of Goethe's? By your not a contemporary of Goethe's you can, according to this truth, conclude on general principles that you have never lived with Goethe on the earth. Goethe belongs to another shift of human beings.” What really lies behind this? Here we must reverse the question. But to do so we must have an open, liberal mind for human social relationships. We must be able to ask ourself a question—and I shall have very much to say in the near future about this question—we must be able to ask ourself the question: What is it really to be another man's contemporary? What is it, on the other hand, to be able to know of him only from history, so far as the earth life is concerned? What does this mean? Well, my dear friends, we must have an open, liberal mind in order to answer the intimate question: “How do matters stand with regard to all the inner accompanying phenomena of the soul when a contemporary of yours speaks to you, performs actions which come near you? How do matters stand?” And, after having acquired the necessary knowledge, you must then be able to compare this with what the situation would be were you to come into contact with a personality who is not your contemporary, perhaps has never been such in any life on earth, and whom you may, nevertheless, revere to the highest degree, much more, perhaps, than any of your contemporaries—what would be the situation were you to encounter this personality as a contemporary? In a word—pardon the personal note—what would the situation be, had I been a contemporary of Goethe? If you are not an indifferent kind of person—naturally, if you are an indifferent person and have no comprehension of what a contemporary can be, you cannot very well answer such a question—then you can ask the question: “How would it be if I, walking down the Schillergasse in Weimar toward the Frauenplan, had seen the fat Privy Councilor approaching me, say in the year 1826, 1827?” Now, we know quite well, we could not have stood it. Our contemporary we can stand. If the one with whom we cannot be contemporary were, nevertheless, our contemporary, we should not be able to endure him; he would, in a certain sense, act like a poison on our soul life. We endure him as a historical character, because he is not our contemporary, but our successor or predecessor. Of course, if we have no feeling for such things, they remain in the unconscious. We can well imagine that a certain man has a fine feeling for the spiritual and knows that, had he walked down the Schillergasse in Weimar toward the Frauenplan, and had he, as a contemporary, encountered the fat Privy Councilor Goethe with the double chin, he would then have felt himself in an inwardly impossible state. The one, however, who has no feeling for such things—well, he would, perhaps, have taken off his hat! These things, my dear friends, do not derive from the earth life, be- cause the reasons why we cannot be the contemporary of some particular man are not to be found within earth life, because here we must penetrate with our preception into the spiritual relationships. This is why, for earth life, such things appear at times paradoxical. Nevertheless, they are facts, most certainly facts. I can assure you that I wrote with genuine love an Introduction to Jean Paul's works, published in the Cotta'sche Bibliothek der Weltliteratur. Yet, if I had ever had to sit side by side with Jean Paul at Bayreuth—without doubt, I should have had a stomach ache. That does not hinder us from having the highest reverence. But such an experience comes to every human being, only, with most people it remains in the subconscious, in the astral or in the ether body; it does not take hold of the physical body. For the soul experience which must seize upon the physical body must, indeed, become conscious. But the following must also be clear to you, my dear friends: If you wish to gain knowledge of the spiritual world, you cannot escape hearing things which seem grotesque and paradoxical, because the spiritual world is different from the physical. It is, of course, easy enough for anyone to ridicule the statement that if I had been a contemporary of Jean Paul's, it would have given me a stomach ache to sit in his company. It goes without saying that for the everyday, banal, philistine world of earthly life ridicule is to be expected. But the laws of the banal, philistine world do not hold good for spiritual relationships. If we wish to understand the spiritual world we must accustom ourselves to think with other thought forms; we must be prepared to experience many quite surprising things. When, in our everyday consciousness, we read about Goethe, we may naturally feel impelled to say: “How I should like to have known him personally, to have shaken hands with him!” and so on. That is thoughtlessness, for there are laws according to which we are predestined for a certain epoch of the earth in which we can live. Just as we are preconditioned to stand a certain pressure of the air in our physical body, and therefore cannot rise above the earth beyond a certain height where the pressure is not agreeable, so is a man who is predestined for the twentieth century unable to live at the time of Goethe. These were the things which, at the outset, I wished to bring forward about karma. |