321. The Warmth Course: Lecture XII
12 Mar 1920, Stuttgart Translated by George Adams, Alice Wuslin, Gerald Karnow Rudolf Steiner |
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Today, therefore, we will consider some things which, together with the experiments of tomorrow, will enable us to bring our observations to a conclusion the following day. As a help toward the understanding of the being of heat, I wish to call your attention to a certain fact. This fact is one which we must take into account in developing our ideas on this subject, and it is that there is a certain difficulty in understanding what is really involved in a transparent body. |
You will see, however, when we have finished that we can get helpful ideas for understanding heat from the realm of light. I said there was a certain difficulty in understanding what a relatively transparent body is and what an opaque body is as these reveal themselves under the influence of light. |
The spectral band that we can produce experimentally under terrestrial conditions is to be thought of actually as a circle that has been opened out. Furthermore, the complete spectrum has the peach blossom color above. |
321. The Warmth Course: Lecture XII
12 Mar 1920, Stuttgart Translated by George Adams, Alice Wuslin, Gerald Karnow Rudolf Steiner |
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My dear friends, The experiments we had anticipated carrying out today we will unfortunately have to postpone until tomorrow. At that time they will be arranged so as to show you what is necessary if I am to prove to you all that I wish to prove. Today, therefore, we will consider some things which, together with the experiments of tomorrow, will enable us to bring our observations to a conclusion the following day. As a help toward the understanding of the being of heat, I wish to call your attention to a certain fact. This fact is one which we must take into account in developing our ideas on this subject, and it is that there is a certain difficulty in understanding what is really involved in a transparent body. I am not now speaking of transparency in connection with heat. You will see, however, when we have finished that we can get helpful ideas for understanding heat from the realm of light. I said there was a certain difficulty in understanding what a relatively transparent body is and what an opaque body is as these reveal themselves under the influence of light. I have to express myself in a different way from that ordinarily used. The ordinary method of expression in physics would be as follows: an opaque body is one that by some peculiar property of its surface reflects the rays of light that fall on it and thus become a visible body. I cannot use this form of expression because it is not a reflection of the facts, it is a statement of a preconceived theory and is not by any means to be taken as self-evident. For to speak of rays, of light rays, is theoretical. I have dealt with that in my former course. What we meet in reality is not light rays, but an image and it is this we must hold firmly in mind. As a matter of fact, we cannot simply say: a transparent body is one that by virtue of its inner molecular properties passes light through, and an opaque body is one that throws the light back. For how can such a theory be substantiated? Recollect what I have said to you about the relations of the various realms of reality. We have solids, fluids, gaseous bodies, heat, \(X\), \(Y\), \(Z\) and below the solid and bordering on it the U region, and you can see that the light realm must have a relation to heat and so also must the realm of chemical activity. On the other side that which we meet, so to speak, as the fluid nature in heat or in gases must have a relation to the essence of tone. For tone appears alone with the occurrence of condensation and rarefaction in gases or aeriform bodies. We may therefore suspect that where we have assumed \(X\), \(Y\), \(Z\), we will find the essence of light. Now the question is whether we have to look for the explanation of transparency of certain bodies is not to be immediately derived from the nature of light, nor from the relation of light to these bodies. We have the \(U\) region and this \(U\) region must have a relation to the solids on the surface of the earth. We must first ask the question and seek to apply the answer to this question to our consideration of these things. What influence has the \(U\) region on solids and can we from the nature of this influence derive anything that will show use the difference between transparent bodies and the ordinary non-transparent metals? This question must be considered and the answer to it will appear when we extend further our ideas of yesterday in regard to heat by the addition of certain other conceptions. Note now, the warmth phenomena naturally are considered as belonging to the realm of physics. Such things as conduction have been included, thought of in the way I have described to you. This spreading of heat through conduction or flow of the heat condition either through a body or from one body to another one touching it has been observed. The flow has been conceived of as though a kind of fluid were involved, and the picture is of a liquid flow. It may be compared to something readily observable in the objective world, namely the water in a brook which is at one point now, and a moment later is at a distant point. Thus is pictured the flow of heat from one spot to another when the so-called conduction of heat takes place. The phenomenon are to be found in Fourrier (other investigators might also be cited.) Let us consider these a little from our own point of view and see if we can establish their validity. Imagine that we have a body bounded by a definite wall, say of metal (Fig. 1). Assume the wall to extend indefinitely above and below, and suppose it to consist of some sort of metal. Let us place boiling water in contact with the wall on one side holding it at a temperature \(U_1\) which in this case is 100°C. On the other side we place melting ice to hold the wall at a temperature \(U_2\) which in this special case will be 0°C. Considering the entire phenomenon you will see that we have to do with a difference, here \(U_1\), here \(U_2\) and \(U_1\) and \(U_2\) gives us the temperature difference. Upon this difference depends the fact that we have a conduction of heat. Obviously, this transfer of heat will proceed otherwise when the difference is small, a small quantity of heat is transferred to attain equilibrium, and when the difference is great a larger quantity is transferred. Thus I may say that the quantity of heat needed to attain a certain condition depends on this temperature difference, \(U_1 - U_2\). Furthermore, it will depend not only on the difference \(U_1 - U_2\), but on the thickness of the wall which I may denote by \(L\), becoming greater when this is large and less when it is small. That is, the amount of heat transferred is inversely proportional to \(L\). I may calculate for a given area that I will call \(Q\), how much heat I will need to get a certain degree of conduction. The greater \(Q\) is, the greater will be the amount. Thus the amount of heat is directly proportional to \(Q\) and I must multiply by this factor. Finally, the whole process is dependent upon time. A greater effect is produced by permitting a given amount of heat to act for a longer time, a smaller effect in a less time. Therefore I have to multiply by the time. Obviously then, I must multiply through by a constant representing the heat itself, by something involving heat, since none of the quantities so far mentioned include the heat and thus cannot by themselves give the quantity of heat, \(W\), which I wish to secure. This quantity of heat, \(W\), is directly proportional to \(L\). Now if you equate all the other factors with \(U_1\) and \(U_2\), you are expressing what really flows and this not a heat quantity, essentially, nor dependent directly on a heat quantity, but is a temperature fall, a difference in level. Please keep this in mind. Just as when we pour water through a sluice and turn a paddle wheel, and the motion is due to the energy arising from a different in level, so there we have to do with a drop from one level to another, and it is this we must keep our attention on. Now we have to take up another consideration of Fourrier's to draw nearer to the being of heat. We will work over the ordinary concepts as it were so as to move nearer to reality than the physicists of the 20th century. So far I have taken into consideration only what pertains to the conducting of heat from one spot to another, but I can assume that something goes on in the body itself. Let me now ask a question. Suppose we assume that the progress of heat instead of being uniform from left to right was non-uniform, then the formula would have to apply to the inner lack of uniformity. If the irregularity in the partition of heat is present I must bring it into my considerations in some way. I must bring in the differences that reveal themselves within, that is, what takes place in the body as the temperature effects equalize themselves. As you can easily see, my formula is applicable to the process. I can say $$W=\frac{U_1-U_2}{L} t c q$$ That represents what takes place here. I will not consider the whole thickness of the wall, but deal with small portions of it, and will consider what happens in these small portions, as over the entire distance it is expressed by the factor \((U_1-U_2)/l\) It is thus a question of dealing with minute distances within the body. To do this, I employ the differential ratio \(du\) where \(du/dx\) represents an infinitesimal movement of heat. If this is considered for an instant of time, I must multiply by \(dt\), this being left out of account if I do not consider the time. Thus we have W as an expression of the quantity of heat transferred through small distance in order to equalize the temperature within the body. The following formula expresses the effects of temperature fall within the body: $$W=c•q\frac{du}{dx} dt$$ In relation to this, I will ask you please to consider what we took up yesterday in a sketchy way, which will be clearer tomorrow when we have carried out the necessary experiments. Today, I will simply mention it, since we must keep it in mind. I refer to the relation between heat, light and chemical effect in the spectrum. Yesterday, your attention was called to the following fact: when we have an ordinary terrestrial spectrum, in the middle is the light effect proper, towards one end (Fig. 2, arrow) heat effects, toward the other end the chemical effects Now we have to consider the following. We have seen that when we construct a picture of this spectrum, we must not think of light, heat and chemical effects as stretched out in a straight line. We go toward the left to approach the warm end of the spectrum and toward the right to approach the chemically active end. (Fig. 2) thus, it is not possible to remain in the lane of the pure light effects if we wish to symbolize the heat effects; nor can we remain in this place if we wish to symbolize the chemical effects. We have to move out of this plane. Now to visualize the whole matter, let us make clear to ourselves how we must really represent a heat quantity working within a body by means of our formula. How must we represent qualitatively the relation between it and the chemical effect? We will not do this properly until we take into account the fact that we go one way to reach the heat and the opposite way to reach the chemical effects. This fact must be kept in mind if we would orient ourselves. So when we consider W as a positive quantity here (or we might consider it negative) then we have to consider the corresponding chemical effect as: $$W=-c•q\frac{du}{dx} dt$$ The foregoing equation corresponds to the chemical effect, and this one: $$W=+c•q\frac{du}{dx} dt$$ corresponds to the heat effect. As a matter of fact, these things demonstrate for us an important point. This point is that when we use formulae we cannot handle the mathematical quantities merely as such if we at the same time expect the formulae to express the relations within a field of actual effects, an observed realm, where heat and chemical action are manifesting themselves. In ordinary combustion, for instance, where we wish to bring heat and chemical effects into relation, we must, if we use formulae, set down as positive what represents heat and as negative what represents chemical effect. Now if you carry your considerations further, you may make the following statement: When we think of heat as extending in one direction, so to speak, and chemical action as extending in the opposite, then we have what is essential in light left in a plane at right angles to the imagined chemical action-heat lines and between them. But if you have reserved positivity for heat and negativity for chemical action, you cannot use either of these for light effects. At this point you have to apply to the light effects a set of facts which today are only vaguely felt and not by any means explained, namely the relation between positive and negative numbers and imaginary numbers. When you are dealing with light phenomena you have to say: $$w=\sqrt{-1}•c•q•\frac{du}{dx}•dt$$ That is to say, if you wish to deal with the relation of heat, chemical action and light working in the same phenomenological field at the same time, you have to use imaginary numbers—your calculation has to involve the mathematical relations expressed in imaginary numbers. But now we have already made the following statement. The spectral band that we can produce experimentally under terrestrial conditions is to be thought of actually as a circle that has been opened out. Furthermore, the complete spectrum has the peach blossom color above. If, by the employment of a sufficiently great force, you were able to bend the spectrum into a circle, you would bring together what apparently extends off into infinity in either direction. Now you can realize that this closing up cannot simply be thought of as being carried out in a circle in one plane. For as you go out into the heat region you also go off to one side (i.e. into something qualitatively different) and, proceeding into the chemical effect region, you go off to the other side. You are then in a situation where you must go first into the infinite on one side and then into the infinite on the other side and then into the infinite on the other side. You have first the awkward problem of going into infinity in a plane in one direction and then coming back from infinity and entering the plane on the other side. This implies that you reach the same infinite point no matter what direction you take. Moreover, you are confused unless you assume that you reach the same point as you go out in one direction and then in the other and you then have to come back from two different points at infinity. The way to discovery of the peach blossom color is thus a doubly complicated one. Not only must you bend the spectrum in one plane, but at right angles with, say an electromagnet, you will have to turn the magnet. That, however, lead to another point. If the magnet would have to be turned, then none of the mathematical expressions so far given would apply entirely. We then have to call in what was put before you yesterday in the discussion following the lecture by Messrs. Blumel and Strakesch, namely the super-imaginary number. You will doubtless recollect that we have to take into account that there is controversy about these super-imaginary numbers. They are readily handled mathematically and have, so to speak, more than one meaning. Some mathematicians even question whether there is any justification for them at all. Physics does not give us a definite formulation of the super-imaginary numbers. Nevertheless we put them into the series because we are led to see that they are necessary if we wish to formulate in an orderly manner what happens in the realm of chemical activity, light, heat, and what takes place in addition when we pass out in one direction through this series and come back into it from the other direction. One who has the organ to perceive these things finds something very peculiar. He finds something which, I believe, furnishes a real foundation for illuminating the basic facts of physical phenomena. What I mean my friends, is this. The same sort of difficulty that meets one in the consideration of super-imaginary numbers also meets one when the attempt is made to apply the science of the inorganic to the phenomena of life. It cannot be done with these concepts of the inorganic. They simply do not apply. What has been the result of this? On the one hand there are thinkers who say: “The organic things of the earth have arisen by a transformation out of the inorganic.” But with this view alone one can never enter the reality of the living. Other thinkers like Prayer, regard the organic as the source of the inorganic and come nearer the truth. They think of the earth as originally a living body and what is today inorganic they consider as something thrown off or as that which has died out of the organic. But these people do not make us an entirely satisfactory picture. The same difficulty that meets us in the phenomena of nature considered by and for themselves is met also when we attempt a comprehensive formulation of what is present in the realms of heat, light, and chemical activity and what is come upon when we attempt to close the color band in a natural manner. We must assume, of course, that this color band can be closed somewhere although it is obvious that it cannot be done under terrestrial conditions. It is necessary for us to recognize how the purely mathematical leads up to the problem of living. With the faculties at hand today you can handle the phenomena of light, heat and chemical action, let us say, but you cannot handle what is evidently connected with these, namely the opening up of the spectrum. This cannot be formulated in a manner corresponding to the others. It will be helpful to us at this stage if we set up a terminology. We can base this terminology on rather definite concepts. We say: Something real is at the basis of the formula for W. Let us speak of this as heat ether. Likewise something real is involved when we change the positive signs of the heat formula to negative ones, and here we speak of the chemical ether. Where our formulae involve imaginary numbers, we speak of the light ether. You see here an interesting parallelism between thinking in mathematics and thinking within science itself. The parallelism shows how we are really dealing not so much with an objective difficulty but rather with a subjective one. For the purely mathematical difficulty arises of itself, and independently of the science of external things. No one would think that a beautifully built lecture could be delivered on the limits of mathematical thinking, similar to the one du Bois-Reymond delivered on the limits of knowledge of nature. At least the conclusions would be different. Within mathematics, unless the matter slips us because it is too complicated, in this realm of the purely mathematical it must be possible to set up a completely formulated expression. The fact that one cannot do this hangs together with our own relative lack of maturity. It is unthinkable that we have here an absolute shortcoming or limit to human knowledge. It is extremely important that you hold this before your minds as a fundamental. For this shows us how we cannot apply mathematics if we wish to enter reality unless we keep in mind certain relations. We cannot simply say with the energeticists, for instance, “a given quantity of heat changes into a certain quantity of chemical energy and vice versa.” That we cannot do, but we must bring in certain other values when a process of this kind takes place. For the necessity of the case constrains us to see as essential not the quantitative mechanical change from one energy to another but rather the qualitative aspect of the transformation. This is indeed to be found along with the quantitative. If people turned their attention to these qualitative changes which are expressed by the numerical formulations, such ideas as the following would not be advanced: “Apparently heat is just heat because we experience it as such, mechanical energy is as we experience it, chemical energy is what we see as chemical processes; but within, these processes are all alike. Mechanical energy is manifesting everywhere and heat is nothing but a form of this energy.” This idea of a bombardment, of collisions between molecules and atoms or between these and the wall of the vessel—this struggle for an abstract unity of all energy which makes it into a mechanical motion and nothing more—such things as these would not have arisen if it had been seen that even when we calculate we must take into account the qualitative differences between various forms of energy. It is very interesting in this connection to see how Eduard von Hartmann was obliged to find definitions for physics that excluded the qualitative. Naturally, one cannot find this in the one-sided mathematics of physics, and aside from the cases where negative quantities arise from purely mathematical relations, physicists do not like to reckon with numerical quality differences. They use positive and negative signs, but only because of purely mathematical relationships. In the ordinary theory of energy, justification would never be found for making one energy positive and another negative on the basis of qualitative differences. |
321. The Warmth Course: Lecture XIII
13 Mar 1920, Stuttgart Translated by George Adams, Alice Wuslin, Gerald Karnow Rudolf Steiner |
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Just this thing will be the task of a Research Institute, working entirely within our movement. Such investigations will not only be undertaken but they must be followed out in detail. Now I would like to call your attention to something. |
But there is no such thing as vital effects in solid bodies. We know that under terrestrial conditions a certain degree of fluidity is necessary for life. Under terrestrial conditions life does not manifest in the purely solid state. |
It is ether and matter at the same time and indicates by its dual nature what we actually find in it, namely, a difference in level of transition. (Unless we understand this, we cannot understand or do anything in the realm of heat phenomena). If you take up this line of thinking, you will come to something much more fundamental and weighty than the so-called second law of thermodynamics: a perpetuum mobile of the second type is possible. |
321. The Warmth Course: Lecture XIII
13 Mar 1920, Stuttgart Translated by George Adams, Alice Wuslin, Gerald Karnow Rudolf Steiner |
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My dear friends, We will today first carry out what I had in mind yesterday because it will lead us to a more prompt conclusion of our series. Tomorrow, I will try to conclude the lecture series being given during my present visit with you. We will now demonstrate to ourselves in a completely adequate fashion that within what we call the sun's spectrum or a light spectrum, there are wrapped up heat effects, light effects and chemical effects. Yesterday, also, we saw that the forces involved in the phenomena of life as well were hidden away here; only we are not able to bring these life-effects into the field of our investigations in the same manner as we can the chemical, light and heat effects. For, there is not a simple experimental method by which the reality of the twelve-fold spectrum can be shown in its objectivity. Just this thing will be the task of a Research Institute, working entirely within our movement. Such investigations will not only be undertaken but they must be followed out in detail. Now I would like to call your attention to something. When we consider the hypothetical inclusion of life effects or the fact that our series , as we think of it at least, has hidden away in it life, heat, light and chemical effects, an important realm escapes us. This realm is physically more definitely manifested than the ones we have named. The realm that escapes us in the acoustical realm. The realm of acoustics is manifested strikingly in the movements of the air, that is, in the movement of the gaseous or aeriform body. And now comes up an important fundamental question. How do we come in the one direction through the heat, light and chemical spectra to the life forces and on the other side to the acoustic forces? This is the question that presents itself when we look over the whole field of phenomena and about which we can teach according to Goethe's views of the physical world, as we have done heretofore rather than simply theorizing about it. Now let us show our first experiment. When we place a solution of alum in the path of a light cylinder made into a spectrum by passage through a prism we remove the heat effects. Let us permit the thermometer to rise in consequence of the action of the spectrum. When we place the solution of alum in the path of the spectrum, we have to look for a fall in the column of the thermometer. (the thermometer that had been going up rapidly, rose more slowly and then stopped.) The effect is shown by the fact that the thermometer rises more slowly. Therefore, the alum solution removes heat from the spectrum. We may consider this as proven—it has been done times without number and is a well-known fact. The second experiment we will make is to insert into the light cylinder a solution of iodine in carbon disulphide. You will see, the central portion of the spectrum is thereby entirely blotted out and the other portions considerably weakened. From the previous course you will remember that we have to consider this central portion as the light-portion proper. Thus, the light-portion of this spectrum is stopped by the solution of iodine in carbon disulphide just as the heat portion is stopped by the solution of alum. The thermometer now rises rapidly because the heat effect is present again. The third thing we will do is to place a solution of esculin in the path of light. This has the peculiarity of stopping the chemical effect leaving the heat and light effects unchanged. We can, thus, so handle the spectrum that we can remove the heat effect by means of an alum solution, the light portion by a solution of iodine in carbon disulphide, and the chemical part by an esculin solution. We will establish the facts in regard to the chemical effect by showing that when the chemical portion is there, the phosphorescent body glows. You can see that this body has been in the light cylinder, because when I shut off the light momentarily, with my hand, it slows. Now we will place it again in the spectrum, but this time with the light cylinder passing through the esculin solution. The action is excellent. There is no phosphorescence visible. Now, place before yourselves the fact that we have first the realm of heat, then the realms of light and chemical action. From our considerations taken in their entirety, you can conclude with a fair degree of certainty, at least, that a relation must exist here similar to the ones I have in the past few days pointed out as the X and Y realms. It is in this way that we are approaching definitely the place where we can begin to identify these two realms:
Let us observe particularly the following: The heat realm, the X, Y, and Z realms, the gaseous, fluid, solid and the U realms are to be arranged as we have outlines. Recollect that there is a matter of fact a certain very loose relationship to be observed between heat effects and the phenomena manifested in a gaseous mass. We are able to observe that the gaseous body manifests in its material configuration, what is manifested otherwise in the case of heat. The nature of heat is set before us materially in the gas. Now if we will cultivate a vivid insight into what occurs in this interplay between gaseous matter and heat, we will be able to get a concept also of the difference between the realm of gases and the x-realm. We need only consider what we have many times seen in our lives. This is that light relates itself quite otherwise to gases than does heat. The gas does not follow changes in light by corresponding changes in its material configuration. When the light spreads, the gas does not do likewise, it does not show difference in pressure, etc. Therefore when light is playing through a gas, the relationship is different from the one existing between the gas and heat playing through it. Thus, when light is active through the gas, there is a different relation involved than when heat is active through the gas. Now, in the observations made previously, we said: fluids stand between gas and solids, heat between gases and the X realm. Also the solid realm foreshadows the gaseous, and the gaseous gives a picture of heat. So likewise we can say that heat gives a picture of the X realm while heat is itself pictured in the gaseous. We have, as it were, in the gaseous, pictures of pictures of the X realm. Imagine now, these pictured pictures are really present with light passes through the air. Considering how the air relates itself in various phenomena to light, one must say that we are not dealing with a picturing of the one realm by the other, but rather that the light has an independent status in the gas. The matter may be figuratively expressed as follows: Suppose we paint a landscape and hang the picture on the wall of this room and then photograph the room. By thus changing something in the room, I alter its whole appearance and this alteration shows on the photograph. If I were accustomed always to sit on this chair when giving a lecture, and some ill-disposed person removed it while I lectured without my noticing what he was doing, I would do what many have done under similar circumstances, namely, sit on the floor. The relation of things in the room suffers real changes when I alter something in it. But whether I hand the picture in one place or another the relationship between the various figures painted upon it do not change. What exists in the picture itself in the way of relationships is not changed by alterations that go on in the room. In the same way, my experiments with light are not affected by the air in the space in which they are carried out. Experiments with heat are, on the contrary, related to the space in which they are carried out as you can convince yourselves, and indeed, you are made aware of this by the whole room becoming warm. But my light experiments have an independent being. I can think of them by themselves. Now, when I build up a concept of the action of X in a gas-filled space by analogy, I find the same relationships as if I am experimenting with light. I can identify X with light. A further extension of this train of thought leads to the identification of Y with chemical effects, and of Z with vital effects. However, as you see, there is a certain autonomy of light acting in the gaseous realm. The same sort of relationships are found when we extend a train of thought. You can do it for yourselves, it would lead us too far to do it here today. For instance, we would expect to find chemical effects in fluids, and this is in fact the case. In order to have chemical action solutions are necessary. In these solutions chemical action is related to the fluid as light is to the gas. We then have to expect to find a Z associated with the solid. This may be stated so—if I indicate the three realms by Z, Y and X, with heat as the intermediate realm and put X′ for the gas, Y′ for the fluid and Z′ for the solid, I can represent the order: $$Z, Y, X, heat, X', Y', Z'$$ X in X′ represents light in gas, Y in Y′ represents chemical effect in fluids, Z in Z′ represents the Z effect in solid bodies. Formerly we knew these realms only as various types of manifested form. Now we meet interminglings as it were. These are representations of things that are very real in our lives. X in X′ is light-filled gas, Y in Y′ is fluid in which chemical processes are going on, Z in Z′, life acting in solids. After yesterday's talk, you can scarcely doubt that just as we proceed beyond heat to find chemical effects. This was spoken of yesterday in a preliminary way. Therefore Z in Z′ represents vital effects in solid bodies. But there is no such thing as vital effects in solid bodies. We know that under terrestrial conditions a certain degree of fluidity is necessary for life. Under terrestrial conditions life does not manifest in the purely solid state. But, these same conditions force us to set it up as a hypothesis that such a condition is not beyond the realms of possibility. For the order in which we have been able to think of these things necessarily leads to this. We find solid bodies, we find fluid bodies, we find gas. The solids we find without vitality. Vital effects in the terrestrial sphere we discover by unfolding themselves adjacent to solid bodies, in relation with them, etc. But we do not find an immediate coupling up of what we call solids with the living. We are led to this last member of the series, Z in Z′, the living in the solid realm by analogy from Y in Y′ and X in X′. Fluid bodies have the same relation to chemical activity although not so strong as do solid bodies to life. Gases, in the realm of the terrestrial, stand in the same relation to light that solids do to the living. Now, this leads us to recognize that solids, fluids and gases in their supplementary relations to light, chemical action and vital phenomena represent, as it were, something that has died out. These things cannot be made as obvious as people like to make most presentations of empirical facts. If you wish to make these facts really mean something to you, you must work them over within yourselves and then you will find that there is a relation between:
That stands as it were set off by itself. These relations are not, however, under terrestrial conditions immediately active. The relations that actually exist point to something that was once there but is there no longer. Certain inner relationships of the things force us to ring time concepts into the picture. When you look at a corpse you are forced into time concepts. The corpse is there. Everything that makes possible the presence of the corpse, that gives it the appearance it has, all this you must consider as soul and spirit since the corpse has in itself no possibilities of self-determination. A human form would never arise except for the presence of soul and spirit. What the corpse presents to you, forces you to say the following: The corpse as it exists there has been abandoned by the living, the terrestrial fluid by the emanations of chemical effects and the terrestrial gaseous by the emanations of light effects. And just as we glance back from the corpse to the living, to the time when matter that is now the corpse was bound together with the soul and spirit, so we glance from the solid bodies of the earth back to a former physical condition, when the solid was bound up with the living and only occurred bound to the living; fluid existed only bound to chemical effect and gases only bound to the light. In other words, all gas had an inner glittering, or inner illumination, an illumination that showed a wave-like phosphorescence and darkening as the gas was rarefied or condensed. Fluids were not as they are today but were permeated by a continuous living chemical activity. And at the foundation of all was life, active in solidification (as it solidifies now in the horn formation in cattle, for instance) passing back again into fluid or gas, etc. In brief, we are forced by physics itself to admit a previous period of time when realms now torn apart existed together. The realms of the gaseous, the fluid and the solid are now found on the one hand, and on the other realms of light, chemical effects and vital activity. At that time they were within each other, not merely side by side, but actually within each other. Heat had an intermediate position. It did not appear to share this association of the more material and the more etheric natures. But since it occupied an intermediate position, it possessed an independence that was attributable to its not taking part in the two. If now we call the upper realm the etheric and the lower realm the region of ponderable matter, we obviously have to consider the heat realm as the equilibrium condition between them. Thus in heat we have found that which is the equilibrium condition between the etheric body and the ponderable material. It is ether and matter at the same time and indicates by its dual nature what we actually find in it, namely, a difference in level of transition. (Unless we understand this, we cannot understand or do anything in the realm of heat phenomena). If you take up this line of thinking, you will come to something much more fundamental and weighty than the so-called second law of thermodynamics: a perpetuum mobile of the second type is possible. For this second law really tears a certain realm of phenomena out of its proper connection. This realm is bound up with certain other phenomena and essentially and profoundly modified by them. If you make it clear to yourselves that the gaseous realm and light were once united, that the fluid realm and chemical activity were once one, etc. then you will also be led to think of the two polarically opposed portions of the heat realm, namely ether and ponderable matter, as originally united. That is to say, you must conceive of heat in former ages as quite different from the heat you know now. Then you will come to say to yourselves, the things we define as physical phenomena today, the things that bear the impress of physical entities, these considerations of ours are limited in their meaning by time. Physics is not eternal. In the case of certain types of reality physics has absolutely no validity. For the reality that gas was once illumined within is an entirely different reality from the condition where gas and light are together in a relatively independent condition. Thus, we come to see that there was a time when another type of physics was valid; and, looking forward, there will be a time when a still different type will be valid. Our modern physics must conform with the phenomena of the present time, with what is in our immediate environment. In order to avoid paradoxes, and not only these but absurdities, physics must be freed of the tendency to study terrestrial phenomena, build hypotheses based on them, and then apply these hypotheses to the whole universe. We do this, and forget that what we know as physical is time-limited on the earth. That it is space-limited, we have already seen. For the moment we move out to the sphere where gravity ceases and everything streams outward, at that moment our entire physical scheme ceases to apply. We have to say that our earth is spatially limited as a physical body and what is more, spatially limited in its physical qualities. It is nonsensical to suppose that beyond the null-sphere the terrestrial physical laws apply. Just as nonsensical is it to apply the present laws to former ages and infer the nature of earth evolution from what is going on at a particular time. The madness of the Kant-Laplace theory consists in the belief that it is possible to abstract something from contemporary physical phenomena and extend it without more ado backwards in time. Modern astrophysics also shows the same madness to the belief that what can be abstracted from terrestrial physical conditions can be applied to the constitution of the sun and that we can look upon the sun as governed by the laws of the earth. But a tremendously important thing unfolds for us when we take a general view over the phenomena we have considered and bring certain series of phenomena together. Your attention has been called to the fact that the physicists have come to a certain view so neatly expressed by Eduard von Hartmann. The second law of thermodynamics states that whenever heat is changed into mechanical work some heat remains unchanged, and thus, finally, all energy must change into heat and the earth come to a heat death. This view has been expressed by Eduard von Hartmann as follows: “The world process has the tendency to run down.” Now suppose we assume such a running down of the world-process does take place in the direction indicated. What happens then? When we make experiments to illustrate the second law of the mechanical theory of heat, heat appears. We see mechanical work used up and heat appearing. What we see appearing is susceptible to further change. For we can show likewise when we produce lights from heat that not all of the heat reappears as light, since heat simply reverses the mechanical process as it is understood in the sense of the second thermodynamic law of mechanical phenomena. This has, however, led us to say that we have to imagine the whole cosmic spectrum as closed into a circle. Thus if it were really true, as examination of a certain series of phenomena indicates, that the entropy of the cosmos is striving to the maximum, and that the world process is running down, provision is made for re-energizing it. It runs out here, but it runs in again here (indicating figure) on the other side, for we have to think of it as a circle. Thus even if the heat-death enters on one side, on the other side, there comes in that which re-establishes the equilibrium and which opposes the heat-death by a cosmic creating process. Physics can orientate itself according to this fact if it will no longer observe the world process as we usually look at the spectrum, going off into infinity in the past we go from the red and again into infinity in the future as we go from the blue. Instead the world process must be symbolized as a circle. It is only thus that we can draw near to this process. When now we have symbolized the world process as a circle then we can include in it what lies in the various realms. But we have had no opportunity in these realms to insert the acoustic phenomena. These, as it were, do not lie in the plane. In them we have something new and we will speak further of this tomorrow. |
321. The Warmth Course: Lecture XIV
14 Mar 1920, Stuttgart Translated by George Adams, Alice Wuslin, Gerald Karnow Rudolf Steiner |
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Let me first give a general summary of what we have taken under consideration in connection with heat and the matter related to it. Out of the array of concepts you have got, I will draw your attention to certain ones. |
You see the forces of form stretched out over the whole terrestrial realm and active by virtue of the fact that these forces of form get hold of the interpenetrating chemical effect. When we really understand correctly that we have here the forces of the earth, then we have understood something further, if we will grasp the meaning of tone in the air, namely that an opposite kind of force is involved in tone. |
And we become aware of the tone world through the fact that we are chemically the tone world in the sense I have presented to you. Our understanding of man himself is really much broadened, you see, if we bring an understanding of physical problems to bear on the human body. |
321. The Warmth Course: Lecture XIV
14 Mar 1920, Stuttgart Translated by George Adams, Alice Wuslin, Gerald Karnow Rudolf Steiner |
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My dear friends, Today it is my object by giving you a few indications to bring these observations to a close for the time being. It is indeed obvious that what we have sought for in the former course and in this one can only come out fully when we are in a position to extend our treatment of the subject further. Today I will have a few remarks to make on this phase of the matter, at the conclusion of the lecture. Let me first give a general summary of what we have taken under consideration in connection with heat and the matter related to it. Out of the array of concepts you have got, I will draw your attention to certain ones. They are the following. When we bring before our eyes the realms of reality that we are able to distinguish in physics, we may list them as follows:
And lastly, by \(Z\) we have denoted the life activity realm (see Table at end.) Moreover, we considered yesterday very definite conditions obtaining in regard to the heat state when we pass from X to \(X'\) and from \(Y\) to \(Y'\). We tried for example to bring before you the facts which showed how chemical effects could make themselves felt in the fluid element. One who strives to comprehend chemical processes finds the following: Wherever chemical processes are taking place, wherever chemical combinations and chemical dissociations occur, all that has a certain relation to the fluid element must enter in its own particular way into the solid or gaseous realms in order for the chemical effects to manifest themselves there. Thus when we consider our terrestrial chemistry we must keep before our eyes an interpenetration, and with this interpenetration, a kind of mutual binding of chemical effects and the fluid realm. Our terrestrial chemistry presents to us, as it were, the fluid element animated by chemical effects. But now, you will readily see that when we consider these various realms of reality it is impossible for us to think that this working of one realm in another is limited to the activity of heat in the gaseous realm. The other realms also work within each other. These call forth their appropriate effects in this or that field of action. We can indeed say the following: although chemical effects work primarily in the fluid medium since they have an inner relationship to is, we have also to visualize the working of the chemical on X′, that is to say a direct working on the chemical or gaseous or aeriform bodies. When I say “chemical effect” you must not think of that which comes to clear manifestation and is penetrated with an inner spirituality in the blue-violet portion of the spectrum. Here we have the chemical effect standing, as it were, by itself in a certain independence over against the material realm. When, however, we speak of chemical processes, we are really dealing with this effect as it interpenetrates physical bodies. We must conceive of something here in this chemical realm that, at the outset, has nothing to do with ponderable matter, but interpenetrates it, and in particular does it interpenetrate the fluid element owing to an inner relationship that I showed you yesterday. But let us now ask ourselves the question: What happens when the chemical effect picks out (figuratively speaking) the next realm, the gaseous, or its activities? Then it must happen, considering the matter simply from the external point of view, that something takes its rise in the gaseous which shows an inner relationship to the manifestation of this effect in fluids, which can be compared to this manifestation. In the fluid, the chemical effect seizes upon the material, as it were, and brings this material into such a condition that a mutual interaction sets in. When we put the fluid element before us in thought, we must conceive of it as in mutual reaction with the chemical effect. Let us assume, however, that the action does not go so far as to admit of this seizing of the chemical effect on the matter itself, but let us assume that it works on the matter from the outside only, that it is a stage removed from it as compared to its action on the fluid. Then we have as in the gaseous, a process in which the chemical effect accompanies the material, in one stage removed as compared to its action in fluids. Then there comes about a certain wide independence of the imponderable as compared to the material carrier. In chemical processes proper, the imponderable seizes definitely on the material. Here, however, we come upon a realm where there is not this definite linkage where the imponderable does not definitely insert itself into matter. This is the case in the acoustical realm, in the effect of tone; while in chemical processes in matter we have a complete submergence of the imponderable in matter, in tone we have a persistence of the imponderable as such, a preservation of it in gaseous or aeriform matter. This leads us to something further. It leads us to the point when we have to say: There must be some reason why in fluids the imponderable seizes directly on the material, while in tone effects in the gaseous realm, the imponderable is less able to do this. If we observe chemical activity and have a feeling for what is to be seen within the physically visible, then we will as a matter of course, understand that it belongs to the nature of matter that chemical phenomena go as they do. That is to say: the imponderable is there as something which is a characteristic of matter. It is not possible otherwise than in this way, that when we are dealing with terrestrial matter the seizing upon the imponderable matter takes place through the earth. By means of the forces of the earth, the chemical effect is, so to speak, seized upon and works within the fluids. You see the forces of form stretched out over the whole terrestrial realm and active by virtue of the fact that these forces of form get hold of the interpenetrating chemical effect. When we really understand correctly that we have here the forces of the earth, then we have understood something further, if we will grasp the meaning of tone in the air, namely that an opposite kind of force is involved in tone. That is, we have to think as active in tone a force passing into the earth in all directions from the cosmos, a tendency overcoming the earth forces, and thus striving to separate the imponderable from the earth. This is the peculiarity of the tone world. It is this which gives a certain characteristic to the physics of tone, of acoustics. For in this realm we can on the one hand study the material processes and on the other hand we can live in the world of tone by means of our sensations without paying the slightest attention to the acoustical side. What does acoustics matter to us perceiving men, when we live in tone with our sensations? Acoustics is a beautiful science; it reveals for us striking inner laws and an inner order, but that which lies before us as a subjective experience of tone is far, far removed from the physics of the tone as it is expressed in the material world. And this is really due to the fact that tone manifestation preserves a certain individuality. It takes its origin from the periphery of the cosmos, while such a process as we observe in the chemical forces active in fluids, for instance, proceeds from the earth as a center. Now there is one relation brought out also yesterday in Dr. Kolisko's lecture which shows itself only when we rise, as it were, to a universal point of view. This is that we can conceive of the periodic arrangement of the elements as octaves. In this we have an analogy between the inner laws of tone and the whole nature of matter as it demonstrates itself in chemical processes. Thus is established the fact that we may conceive of all the combinations and breaking down of material compounds as an outer reflection of an inner world music. This inner world music reveals itself to us outwardly as such in only one particular form, namely in our terrestrial music. Music should never be so conceived that we merely say, what is tone within us, subjectively, is only vibrating air outside of us. This must be looked upon as nonsense. It is to be considered just as nonsensical as if we were to say the following: What you are outwardly as a physical body that you are inwardly as a soul; such a statement leaves out the subject. Likewise we leave out the subject when we consider tone in its inner nature as identical with the condensations and rarefactions of the air that constitute, in the aerial medium, the carrier of tone. Now if you get a correct conception of this matter, you will see that we have in chemical processes to do with a certain relationship between \(Y\) and \(Y'\), and in tone we have to do with a certain relationship between \(Y\) and \(X'\) (See Table.) I have already indicated to you that when we stand within this or that realm, what we become aware of in the outer world always pertains to difference in level or potential differences. Please endeavor now, to trace what is similar to potential difference in this realm we are dealing with. Let us try to trace what is similar to the potential difference which becomes active in the case where gravity is used to furnish a driving force for a wheel through the falling water. Let us make clear to ourselves that we have differences in level involved in temperature, heat, tone and in the equalization of electric strains. Everywhere are potential differences, we meet them wherever we study forces. But what do we have, then? We have an inner relationship between what we perceive in the spectrum and liquid matter; and that which presents itself to us as chemical process is nothing but the result of the difference between chemical effects and the forces that are in the fluid. It is a \(Y-Y'\) potential difference. And in tone, a lower \(Y-X'\) potential difference is manifesting. Thus we can say: In relating a chemical process to the world of reality we are dealing with a potential difference between chemical effects and fluid forces. In the manifestation of tone and sound in the air, we are dealing with a potential difference between what is working formatively into chemical effects, what starts from the periphery into the world and the material of the gas, the aeriform body. Furthermore, what shows itself in this realm of reality manifests through potential differences. The matter rests on these differences in potential even though we remain in one element, in warmth, or even in gas or in water. But especially when we perceive distinctions between realms, do we deal with potential differences in the effects of these realms. Taking all of this together you come to the following: from a consideration of fluids and their boundary surfaces we are obliged to attribute the form of solids to earth forces. The extent to which gravity and the energies of configuration, to borrow a term from modern physics, are related, has been brought before you in past lectures. If we proceed from the forces that manifest in gravity, to those which result in liquid surfaces, apparently plane surfaces on account of the great size of the earth, we find we are really dealing with a sphere. Obviously the liquid levels of all the terrestrial bodies of water taken together constitute a sphere. Now you see, when we pass outwards from the center of the earth toward the surface of the sphere we meet successively certain sets of conditions. For terrestrial relations, within the solid realm we have forces which tend to close in, to delimit. Fluid forces, however, may perhaps be represented in their configuration by a line or plane tangential to the surface of the sphere. If we go further and observe the sphere from without we must put the matter in this way: beneath the sphere of liquid we have to deal with the formative forces of solids. In these formative forces which delimit solids we are dealing with a single body if we consider the earth as a whole. The many single bodies together form a single form like the fluid element of the earth. How must we then conceive of these various conditions? For we have passed beyond the formed, beyond what is shaped from within as the solid bodies are. How must we picture this to ourselves? Well, we must conceive of it as the opposite condition. Within the sphere we have solids filled with matter, and without we must think of space filled with negative matter. Within we have filled space (see figure). We must become accustomed to thinking of an emptying of space. The earth is indeed not influenced only by what happens on it, but by the other effects from all sides. If this were not so, the terrestrial phenomena themselves would be different. This can only be mentioned today; later we will go into it more thoroughly. For instance, it would not be possible for us to have a separations of continents from bodies of water, or a north and a south pole, if in the environment of the earth there were not empty spaces. These “matterless” spaces must work in from various directions. If we search for them we find them in what the older cosmic systems designated as the planets, to which we must add also the sun. Thus we are forced from the realm of the earth into the realm of the cosmos, and we are obliged to find the transition from the one condition of space to the opposite condition. We must learn to pass from a space filled positively with matter to one filled negatively with matter and this condition of negativity filled space so far as it acts on our earth we must think of as localized in the planets around the earth. Thus there is active at the point where terrestrial phenomena are going on a mutual interaction of the terrestrial proper and the cosmic, and this is due to the fact that from the negatively filled spaces, a suction-like action is going on while the formative forces are expressing themselves as pressures. This mutual interaction meets us in that particular force-configuration ordinarily sought for in molecular forces and attractions. We should conceive of these things as they were thought of by the intuitive knowledge of former times. Manifestations in matter, which are always accompanied by the imponderable, were then thought of as influenced by the whole cosmos instead of being misinterpreted fantastically as due to certain theoretical inner configurations. What the stars, like giants, do in the cosmos is reflected in the terrestrial dwarfs, the atoms and molecules. This indeed, is what we have to do; we must know that when we represent a terrestrial process or perform calculations on it, we are dealing with a picture of extra-terrestrial effects, with a mutual action of the terrestrial and the cosmic. Now you see here we have the force that fills space with matter (see drawing.) Also, here we still have this force that fills space with matter, but this force is attenuated. Ultimately we come to the condition where there is negative matter. There must be a region between where, so to speak, space is torn apart. We can put the matter in this way. Our space as it surrounds us constitutes a kind of vessel for physical manifestations, and has an inner relationship to these forces. Something in it corresponds to them. But when we go from the ponderable to the imponderable, space is torn apart. And in this tearing apart, something enters that was not there before it happened. Let us assume that we tear apart the three dimensional space. What is it that enters through the rift? When I cut my finger, blood comes out—it is a manifestation in three dimensional space. But when I tear apart space itself that which comes through is something that is otherwise non-spatial. Note how modern physical thinking is lost in the woods. Is it not true that when we make electrical experiments in the school room, our apparatus must be painstakingly dried, we must make it a good insulator, or our experiments will fail. If it is moist, the experiment will fail. But I have often called attention to the fact that the inner friction of clouds which are certainly moist is supposed to give rise to electricity which in turn produced lightning and thunder. This is one of the most impossible ideas that can be conceived. Now on the other hand, if we bring together these things we have considered as necessary for a real understanding, then we can see that space is torn apart the moment the flash appears. At that moment, what fills space as non-dimensional entity, intensively, comes forth like the blood when I cut my hand. This is indeed always the case when light appears accompanied by heat. Space is torn apart. Space reveals to us what dwells within, while it shows us only its exterior in the usual three dimensions that we have before us. Space then shows us its inner content. We may thus say: when we proceed from the ponderable to the imponderable and have to pass through the realm of heat as we go, we find heat welling out wherever we make the transition from the pressure effects of ponderable matter to the suction effects of the imponderable. At all such points of transition heat wells out. Now you will see that when we are constructing ideas about the processes which we spoke of several days ago as processes of conduction of heat, you have to relate to them the concept that the heat is bound to the ponderable matter. This is quite the opposite condition to that which we have considered as existing in radiating heat itself. This heat we find as the entity welling out when matter is torn apart. How will it affect matter? It will work from the intensive condition to the extensive. It will, so to speak, work from the inner portion of space into its outer portions. When heat and a material body mutually react on one another we see a certain thing occurring. What occurs is that the characteristic tendency of the heat is transformed. The suction effect is transformed into a pressure effect so that the cosmic tendency of the heat opposes the individualizing tendency of the material which, in solids, is the force that gives form. We thus have in heat, in phenomena of warmth, insofar as these manifest a conductivity, to seek, not for rays, but for a tendency to spread in all directions. We must look for a mirroring of the imponderable matter, or for the presence of the imponderable in the ponderable. Bodies that conduct heat bring it into manifestation by an intensive reflection of the impinging imponderable heat on their material portion This is in contracts to the extensive reflection characteristic of light. Now I wish to ask you to work over in your minds such concepts as we are accustomed to entertain and to work them over in the way we do here so that they become saturated with reality, as it were. Let me give you a picture in closing to recapitulate and show you how much reality-saturated concepts can lead us into a vital grasp of the being of the cosmos. I have already called your attention to the basis upon which rests the perception, the subjective experiences of temperature. We really experience the difference between our own temperature and the temperature of the environment, which, indeed, is what the thermometer does—I have drawn this to your attention. But perception depends precisely on this that we have within us a certain condition and that which lies outside this condition constitutes our perception. We cannot be a thing and perceive it at the same time. But we must always be other than the conditions we are experiencing. Suppose we consider tone. Insofar as we are tone, we cannot experience tone. If we would answer without prejudice the question: what are we as experiencers of tone, we come to the conclusion that we simply experience one potential difference while we are the other potential difference. We experience the \(Y-X'\) difference; we do not experience the \(Y-Y'\) difference because that is part of our being in time. It accompanies our perception of tone. It is an orderly inner chemical process in our fluid nature and is a part of our being. What causes chemical effects within us produces certain orderly effects in the world itself. It is by no means without interest to picture the following to yourselves. You know well that the human body consists only of a small degree of solid constituents. More than 90 percent of it is water, what plays through us as a delicate chemical process while we listen to a symphony is an inner continually phosphorescent marvel in this fluid nature. We are in our inner nature what these chemical processes reflect from tone. And we become aware of the tone world through the fact that we are chemically the tone world in the sense I have presented to you. Our understanding of man himself is really much broadened, you see, if we bring an understanding of physical problems to bear on the human body. But the thing we must strive for is not to form abstract concepts of which physics is so fond today Rather, we must force our way through the concepts really woven into the world, the objective world. Fundamentally everything that spiritual science is striving to bring into the conceptual world and especially what it is striving to do to promote a certain way of thinking, has for its object to bring back into human development thought permeated with reality. And it is indeed necessary for this to happen. For this reason we must prosecute vigorously such studies as have been presented here during the last few days. You can see, my friends, how everywhere around you something old is dying out. Is it not possible from examination of physical concepts, to see that something old is really dying out, for little is to be done with them? The very fact that we can build up a new physical concept even when we attempt it in such a limited way—for we can only give indications now—this fact shows that we stand today at a turning point in human development., We must, my friends, give thought to certain things. We must push forward the varied lines of endeavor which Dr. Baravalle, Dr. Blumel, Mr. Strakesch, and Dr. Kolisko have presented to you in order to give a new impulse to the development hitherto consummated by the human race. Thus we will lay foundations for progress. You must see that people the world over are asking for an extension of these things. We must found schools. What is happening in the world outside? People are encouraging schools, the Danish school movement is an example. What is characteristic of the old schools is being carried into the new ones. But nothing new will come of this. The whole people will simply have fastened on them the thing that up to now has been fastened on the learned. There is nothing sadder than to contemplate a future where the manner of thinking which has devastated the heads of the learned men in the fashion we have seen will be transmitted to the people of the whole earth through the school system. If we would found schools for the people, we must be sure that there will be something available to teach in them, something whose inner configuration represents an advance. We need first the science that can be given in these schools. People wish always to remain superficial, considering only what is obvious. Consequently, in a spiritual movement, they do not wish to do anything radical toward renewing their manner of thinking, but simply to bring to people the old, the disappearing. It is just in regard to physical facts that this tendency is most noticeable. You will certainly find many things in these lectures that are unsatisfactory, for they can only be suggestive at best. One thing however, is shown, and that is the necessity to build anew our whole physical, chemical, physiological and biological thought world. It must be rebuilt from the fundamental up. We will naturally accomplish this when we have reconstructed not only the schools, but also the science itself. And until we have succeeded in so arranging things that the academic side has been renewed along the lines started in these last few days, only then will we reach that which will and must be reached if European civilization is not to perish in a spiritual sense. Only consider the shocking trend in the modern academic world. We have long controversial papers read, completely divorced from real life. People sit in fine lecture halls and each reads his paper, but the others do not listen. For it is a noteworthy fact that one man is a specialist in one line, another man is a specialist in a different line. The mathematician reads but the medical man does not listen. And when the medical man reads the thoughts of the mathematician are busy elsewhere. This is indeed a well known sign. Something new must be injected. And this something must have its center in a spiritual striving. We must see this point. Therefore, one can say: if we can but bring together this striving towards a new kind of reality with a building up of the way of thinking in our schools, then we will attain what must be attained. You can see there is much to be done. We really learn how such is to be done only when we begin to go into details. For this reason it is so pathetic that people today who cling to the old way of thinking, for it has become old, it has had its day—coin phrases and accumulate great amounts of money to perpetuate their academic system in the world. It is especially difficult because we must become fundamentally convinced that a genuine new world is necessary. We must not deceive ourselves and simply say, “build schools.” We must live in reality and say, “first it is necessary to have something to teach in these schools for the people.” And I would like to say that while fruitful technological results have flowed from science, a still more fruitful technology will flow from a popularizing of science of such a nature as we have tried to indicate here in the realm of physics. We have in every case tried to emerge from the old theoretical point of view and enter into a point of view that is real, so that our concepts will be saturated with reality. This will yield technical results quite different from those attained up to the present. Practice and theory hang together inwardly. And when we see in any one case what reform is needed as in the case of physics, for instance, we can understand what must happen. Since the time has come when we must separate, I wish to emphasize that I have only indicated to you in these lectures what you are to see, to stimulate you to develop these things further. You will be able to develop them. Our mathematical physicists, whom we have among our number will be able to give new life to the old formulae. And they will find, when they apply to these old formulae the ideas I have indicated to you, that certain transformations can be made that are real metamorphoses. From these will grow much that will be of enormous importance technically for the further development of mankind. This is, of course, something which cannot be gone into in detail, but only can be indicated at this time. But these observations must now be brought to a close and their further progress will depend on your own work. It is this that I wish you to take especially to heart, for the things are now extremely pressing that have to be accomplished in the three paths of human endeavor. These things have become urgent in our era and there is no time to lose because chaos stands before the door. A second thing to remember is this: The end can only be attained satisfactorily through an orderly human working together. Thus we must try to work out further within ourselves the things that have been stimulated, and you will also find something arising in the work of the Waldorf School. The moment you really try to utilize in pedagogy the definite and valid ideas we have set forth here, they will be taken up at once, and you will also discover that they will go well if you find it necessary to apply them in the conduct of life. We could wish that one did not always have to speak about science to a public which while it takes in much, is always exposed to the opinions of “rigorous scientific thinkers,” to “authorities.” These authorities have no inkling that all we observe is very definitely shot through with the play of something else. We can see this even from language. Note that in language we have everything mutually related. We speak of an impact. Now it is only because we have ourselves brought about an impact and given a name to the phenomenon that we speak of an impact in a space free of human activity, and vice versa we speak of things that happen within us in words drawn from the outer world. But we do not realize that we should look into the outer world, that is the planetary world, if we will understand the terrestrial bodies, and because we not know this we cannot learn what is happening in the embryos of plants and animals or in any tiny cell upon which we turn our microscopes. We discover all sorts of interesting things, but the source of all this, the thing we long to know, we will only be able to see when we understand macroscopically these processes microscopically observed. We must see that the fertilization and the fruiting of outer nature takes place in a mutual interaction with the outer cosmos. We must study how to conceive of the planets as points of departure for the working of the imponderable in the physical world, as if we are to grasp the relation of the cosmos to plant and animal germ cells. If we can learn to see all these things on a grand scale without, these things that today we look for under the microscope where they are not really present, if we try to see these things in that which surrounds us (in the cosmos) then we will make progress. The way is now clear before us. Human prejudice makes for us a very, very serious barricade. This prejudice is hard to overcome. It is for us to do all that we can to overcome it. Let us hope that we can at some future time continue again these discussions. |
322. The Boundaries of Natural Science: Lecture I
27 Sep 1920, Dornach Translated by Frederick Amrine, Konrad Oberhuber Rudolf Steiner |
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Something thereby was fulfilled which certain scientists explained by saying that man's need to understand the causes of phenomena is satisfied only when he arrives at such a transparent, lucid view of the world. |
If in one's search for explanations one pulls up short at human life, how, then, can one arrive at notions of how to live in a way worthy of a human being? How, if one cannot understand the existence or the essence of man according to the assumptions one makes concerning that existence? |
The clarity for which we strive with regard to outer nature simply cannot be achieved within. In the most recent attempts to understand this inner realm, in the Anglo-American psychology of association, we see how, following the example of Hume, Mill, James, and others, the attempt was made to impose the clarity attained in observation of external nature upon inner sensations and feelings. |
322. The Boundaries of Natural Science: Lecture I
27 Sep 1920, Dornach Translated by Frederick Amrine, Konrad Oberhuber Rudolf Steiner |
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The theme of this cycle of lectures was not chosen because it is traditional within academic or philosophical disciplines, as though we thought epistemology or the like should appear within our courses. Rather, it was chosen as the result of what I believe to be an open-minded consideration of the needs and demands of our time. The further evolution of humanity demands new concepts, new notions, and new impulses for social life generally: we need ideas which, when realized, can create social conditions offering to human beings of all stations and classes an existence that seems to them humane. Already, to be sure, it is being said in the widest circles that social renewal must begin with a renewal of our thinking.1 Yet not everyone in these widest circles imagines something clear and distinct when speaking in this way. One does not ask: whence shall come the ideas upon which one might found a social economy offering man a humane existence? That portion of humanity which has received an education in the last three to four centuries, but particularly since the nineteenth century, has been raised with certain ideas that are outgrowths of the scientific world view or entirely schooled in it. This is particularly true of those who have undergone some academic training. Only those working in fields other than the sciences believe that natural science has had little influence on their pursuits. Yet it is easy to demonstrate that even in the newer, more progressive theology, in history and in jurisprudence—everywhere can be found scientific concepts such as those that arose from the scientific experiments of the last centuries, so that traditional concepts have in a certain way been altered to conform to the new. One need only allow the progress of the new theological developments in the nineteenth century to pass before the mind's eye. One sees, for example, how Protestant theology has arrived at its views concerning the man, Jesus, and the nature of Christ, because at every turn it had in mind certain scientific conceptions that it wanted to satisfy, against which it did not want to sin. At the same time, the old, instinctive ties within the social order began to slacken: they gradually ceased to hold human life together. In the course of the nineteenth century it became increasingly necessary to replace the instincts according to which one class subordinated itself to another, the instincts out of which the new parliamentary institutions, with all their consequences, have come with more-or-less conscious concepts. Not only in Marxism but in many other movements as well there has come about what one might call a transformation of the old social instincts into conscious concepts. But what was this new element that had entered into social science, into this favorite son of modern thought? It was the conceptions, the new mode of thinking that had been developed in the pursuit of natural science. And today we are faced with the important question: how far shall we be able to progress within a web of social forces woven from such concepts? If we listen to the world's rumbling, if we consider all the hopeless prospects that result from the attempts that are made on the basis of these conceptions, we are confronted with a dismal picture indeed. One is then faced with the portentous question: how does it stand with those very concepts that we have acquired from natural science and now wish to apply to our lives, concepts that—this has become clearly evident in many areas already—are actually rejected by life itself? This vital question, this burning question with which our age confronts us, was the occasion of my choosing the theme, “The Boundaries of Natural Science.” Just this question requires that I treat the theme in such a way that we receive an overview of what natural science can and cannot contribute to an appropriate social order and an idea of the kind of scientific research, the kind of world view to which one would have to turn in order to confront seriously the demands made upon us by our time. What is it we see if we consider the method according to which one thinks in scientific circles and how others have been influenced in their thinking by those circles? What do we see? We see first of all that an attempt is made to acquire data and to order it in a lucid system with the help of clear concepts. We see how an attempt is made to order the data gathered from inanimate nature by means of the various sciences—mechanics, physics, chemistry, etc.—to order them in a systematic manner but also to permeate the data with certain concepts so that they become intelligible. With regard to inanimate nature, one strives for the greatest possible clarity, for crystal-clear concepts. And a consequence of this striving for lucid concepts is that one seeks, if it is at all possible, to permeate everything that one finds in one's environment with mathematical formulae. One wants to translate data gathered from nature into clear mathematical formulae, into the transparent language of mathematics. In the last third of the nineteenth century, scientists already believed themselves very close to being able to give a mathematical-mechanical explanation of natural phenomena that would be thoroughly transparent. It remained for them only to explain the little matter of the atom. They wanted to reduce it to a point-force [Kraftpunkt] in order to be able to express its position and momenta in mathematical formulae. They believed they would then be justified in saying: I contemplate nature, and what I contemplate there is in reality a network of interrelated forces and movements wholly intelligible in terms of mathematics. Hence there arose the ideal of the so-called “astronomical explanation of nature,” which states in essence: just as one brings to expression the relationships between the various heavenly bodies in mathematical formulae, so too should one be able to compute everything within this smallest realm, within the “little cosmos” of atoms and molecules, in terms of lucid mathematics. This was a striving that climaxed in the last third of the nineteenth century: it is now on the decline again. Over against this striving for a crystal-clear, mathematical view of the world, however, there stands something entirely different, something that is called forth the moment one tries to extend this striving into realms other than that of inanimate nature. You know that in the course of the nineteenth century the attempt was made to carry this point of view, at least to some extent, into the life sciences. And though Kant had said that a second Newton would never be found who could explain living organisms according to a causal principle similar to that used to explain inorganic nature, Haeckel could nevertheless claim that this second Newton had been found in Darwin, that Darwin had actually tried, by means of the principle of natural selection, to explain how organisms evolve in the same “transparent” terms. And one began to aim for just such a clarity, a clarity at least approaching that of mathematics, in all explanations, proceeding all the way up to the explanation of man himself. Something thereby was fulfilled which certain scientists explained by saying that man's need to understand the causes of phenomena is satisfied only when he arrives at such a transparent, lucid view of the world. And yet over against this there stands something entirely different. One comes to see that theory upon theory has been contrived in order to construct a view of the world such as I have just described, and ever and again those who strove for such a view of the world called forth—often immediately—their own opposition. There always arose the other party, which demonstrated that such a view of the world could never produce valid explanations, that such a view of the world could never ultimately satisfy man's need to know. On the one hand it was argued how necessary it is to keep one's world view within the lucid realm of mathematics, while on the other hand it was shown that such a world view would, for example, remain entirely incapable of constructing even the simplest living organism in thought of mathematical clarity or, indeed, even of constructing a comprehensible model of organic substance. It was as though the one party continually wove a tissue of ideas in order to explain nature, and the other party—sometimes the same party—continually unraveled it. It has been possible to follow this spectacle—for it seems just that to anyone who is able to view it with an unprejudiced eye—within the scientific work and striving of the last fifty years especially. If one has sensed the full gravity of the situation, that with regard to this important question nothing but a weaving and unraveling of theories has taken place, one can pose the question: is not the continual striving for such a conceptual explanation of phenomena perhaps superfluous? Is not the proper answer to any question that arises when one confronts phenomena perhaps that one should simply allow the facts to speak for themselves, that one should describe what occurs in nature and forgo any more detailed accounting? Is it not possible that all such explanations show only that humanity is still tied to its mother's apron strings, that humanity in its infancy sought a kind of luxury? Would not humanity, come of age, have to say to itself: we must not strive at all for such explanation; we get nowhere in that way and must simply extirpate the need to know? Why not? As we become older we outgrow the need to play; why, if we were justified in doing so, should we not simply outgrow the need for explanations? Just such a question could already emerge in the most extraordinarily significant way when, on August 14, 1872, du Bois-Reymond stood before the Second General Meeting of the Association of German Scientists and Physicians to deliver his famous address, “The Boundaries of Natural Science” [“Grenzen des Naturerkennens”], an address still worthy of consideration today. Yet despite the amount that has been written about this address by the important physiologist, du Bois-Reymond, many still do not realize that it represents one of the important junctures in the evolution of the modern world view. In medieval Scholasticism all of man's thinking, all of his notional activity, was determined by the view that one could explain the broad realms of nature in terms of certain concepts but that one had to draw the line upon reaching the super-sensible. The super-sensible had to be the object of revelation. They felt that man should stand in a relation to the super-sensible in such a way that he would not even wish to penetrate it with the same concepts he formed concerning the realms of nature and external human existence. A limit was set to knowledge on the side of the super-sensible, and it was strongly emphasized that such a limit had to exist, that it simply lay within human nature and the order of the universe that such a limit be recognized. This placement of a limit to knowledge was then renewed from an entirely different side by thinkers and researchers such as du Bois-Reymond. They were no longer Schoolmen, no longer theologians, but just as the medieval theologian, proceeding according to his own mode of thinking, had set a limit to knowledge at the super-sensible, so these thinkers and researchers set a limit at the sensible. The limit was meant to apply above all to the realm of external sensory data. There were two concepts in particular that du Bois-Reymond had in mind, which to him established the limits natural science could reach but beyond which it could not proceed. Later he increased that number by five in his lecture, “The Seven Enigmas of the World,” but in the first lecture he spoke of the two concepts, “matter” and “consciousness.” He said that when contemplating nature we are forced, in thinking systematically, to apply concepts in such a way that we eventually arrive at the notion of matter. Just what this mysterious entity in space we call “matter” is, however, we can never in any way resolve. We must simply assume the concept “matter,” though it is opaque. If only we assume this opaque concept “matter,” we can apply our mathematical formulae and calculate the movements of matter in terms of the formulae. The realm of natural phenomena becomes comprehensible if only we can posit this “opaque” little point millions upon millions of times. Yet surely we must also assume that it is this same material world that first builds up our bodies and unfolds its own activity within them, so that there rises up within us, by virtue of this corporeal activity, what eventually becomes sensation and consciousness. On the one hand we confront a world of natural phenomena requiring that we construct a concept of “matter,” while on the other hand we confront ourselves, experience the fact of consciousness, observe its phenomena, and surmise that whatever it is we assume to be matter must also lie at the foundation of consciousness. But how, out of these movements of matter, out of inanimate, dead movement, there arises consciousness, or even simple sensation, is a mystery that we cannot possibly fathom. This is the other pole of all the uncertainties, all the limits to knowledge: how can we explain consciousness, or even the simplest sensation? With regard to these two questions, then—What is matter? How does consciousness arise out of material processes?—du Bois-Reymond maintains that as researchers we must confess: ignorabimus, we shall never know. That is the modern counterpart to medieval Scholasticism. Medieval Scholasticism stood at the limit of the super-sensible world. Modern natural science stands at the limit delineated in essence by two concepts: “matter,” which is everywhere assumed within the sensory realm but nowhere to be found, and “consciousness,” which is assumed to originate within the sense world, although one can never comprehend how. If one considers this development of modern scientific thought, must one not then say to oneself that scientific research is entangling itself in a kind of web, and only outside of this web can one find the world? For in the final analysis it is there, where matter haunts space, that the external world lies. If this is the one place into which one cannot penetrate, one has no way in which to come to terms with life. Within man one finds the fact of consciousness. Does one come at all near to it with explanations conceived in observing external nature? If in one's search for explanations one pulls up short at human life, how, then, can one arrive at notions of how to live in a way worthy of a human being? How, if one cannot understand the existence or the essence of man according to the assumptions one makes concerning that existence? As this course of lectures progresses it shall, I believe, become evident beyond any doubt that it is the impotence of the modern scientific method that has made us so impotent in our thinking about social questions. Many today still do not perceive what an important and essential connection exists between the two. Many today still do not perceive that when in Leipzig on August 14, 1872 du Bois-Reymond spoke his ignorabimus, this same ignorabimus was spoken also with regard to all social thought. What this ignorabimus actually meant was: we stand helpless in the face of real life; we have only shadowy concepts; we have no concepts with which to grasp reality. And now, almost fifty years later, the world demands just such concepts of us. We must have them. Such concepts, such impulses, cannot come out of lecture-halls still laboring in the shadow of this ignorabimus. That is the great tragedy of our time. Here lie questions that must be answered. We want to proceed from fundamental principles to such an answer and above all to consider the question: is there not perhaps something more intelligent that we as human beings could do than what we have done for the last fifty years, namely tried to explain nature after the fashion of ancient Penelope, by weaving theories with one hand and unraveling them with the other? Ah yes, if only we could, if only we could stand before nature entirely without thoughts! But we cannot: to the extent that we are human beings and wish to remain human beings we cannot. If we wish to comprehend nature, we must permeate it with concepts and ideas. Why must we do that? We must do that, ladies and gentlemen, because only thereby does consciousness awake, because only thereby do we become conscious human beings. Just as each morning upon opening our eyes we achieve consciousness in our interaction with the external world, so essentially did consciousness awake within the evolution of humanity. Consciousness, as it is now, was first kindled through the interaction of the senses and thinking with the outer world. We can watch the historical development of consciousness in the interaction of man's senses with outer nature. In this process consciousness gradually was kindled out of the dull, sleepy cultural life of primordial times. Yet one must only consider with an open mind this fact of consciousness, this interaction between the senses and nature, in order to observe something extraordinary transpiring within man. We must look into our soul to see what is there, either by remaining awhile before fully awakening within that dull and dreamy consciousness or by looking back into the almost dreamlike consciousness of primordial times. If we look within our soul at what lies submerged beneath the surface consciousness arising in the interaction between senses and the outer world, we find a world of representations, faint, diluted to dream-pictures with hazy contours, each image fading into the other. Unprejudiced observation establishes this. The faintness of the representations, the haziness of the contours, the fading of one representation into another: none of this can cease unless we awake to a full interaction with external nature. In order to come to this awakening which is tantamount to becoming fully human—our senses must awake every morning to contact with nature. It was also necessary, however, for humanity as a whole to awake out of a dull, dreamlike vision of primordial worlds within the soul to achieve the present clear representations. In this way we achieve the clarity of representation and the sharply delineated concepts that we need in order to remain awake, to remain aware of our environment with a waking soul. We need all this in order to remain human in the fullest sense of the word. But we cannot simply conjure it all up out of ourselves. We achieve it only when our senses come into contact with nature: only then do we achieve clear, sharply delineated concepts. We thereby develop something that man must develop for his own sake—otherwise consciousness would not awake. It is thus not an abstract “need for explanations,” not what du Bois-Reymond and other men like him call “the need to know the causes of things,” that drives us to seek explanations but the need to become human in the fullest sense through observing nature. We thus may not say that we can outgrow the need to explain like any other child's play, for that would mean that we would not want to become human in the fullest sense of the word—that is to say, not want to awake in the way we must awake. Something else happens in this process, however. In coming to such concepts as we achieve in contemplating nature, we at the same time impoverish our inner conceptual life. Our concepts become clear, but their compass becomes diminished, and if we consider exactly what it is we have achieved by means of these concepts, we see that it is an external, mathematical-mechanical lucidity. Within that lucidity, however, we find nothing that allows us to comprehend life. We have, as it were, stepped out into the light but lost the very ground beneath our feet. We find no concepts that allow us to typify life, or even consciousness, in any way. In exchange for the clarity we must seek for the sake of our humanity, we have lost the content of that for which we have striven. And then we contemplate nature around us with our concepts. We formulate such complex ideas as the theory of evolution and the like. We strive for clarity. Out of this clarity we formulate a world view, but within this world view it is impossible to find ourselves, to find man. With our concepts we have moved out to the surface, where we come into contact with nature. We have achieved clarity, but along the way we have lost man. We move through nature, apply a mathematical-mechanical explanation, apply the theory of evolution, formulate all kinds of biological laws; we explain nature; we formulate a view of nature—within which man cannot be found. The abundance of content that we once had has been lost, and we are confronted with a concept that can be formed only with the clearest but at the same time most desiccated and lifeless thinking: the concept of matter. And an ignorabimus in the face of the concept of matter is essentially the confession: I have achieved clarity; I have struggled through to an awakening of full consciousness, but thereby I have lost the essence of man in my thinking, in my explanations, in my comprehension. And now we turn to look within. We turn away from matter to consider the inner realm of consciousness. We see how within this inner realm of consciousness representations pass in review, feelings come and go, impulses of will flash through us. We observe all this and notice that when we attempt to bring the inner realm into the same kind of focus that we achieved with regard to the external world, it is impossible. We seem to swim in an element that we cannot bring into sharp contours, that continually fades in and out of focus. The clarity for which we strive with regard to outer nature simply cannot be achieved within. In the most recent attempts to understand this inner realm, in the Anglo-American psychology of association, we see how, following the example of Hume, Mill, James, and others, the attempt was made to impose the clarity attained in observation of external nature upon inner sensations and feelings. One attempts to impose clarity upon sensation, and this is impossible. It is as though one wanted to apply the laws of flight to swimming. One does not come to terms at all with the element within which one has to move. The psychology of association never achieves sharpness of contour or clarity regarding the phenomenon of consciousness. And even if one attempts with a certain sobriety, as Herbart has done, to apply mathematical computation to human mental activity [das Vorstellen], to the human soul, one finds it possible, but the computations hover in the air. There is no place to gain a foothold, because the mathematical formulae simply cannot comprehend what is actually occurring within the soul. While one loses man in coming to clarity regarding the external world, one finds man, to be sure—it goes without saying that one finds man when one delves into consciousness—but there is no hope of achieving clarity, for one swims about, borne hither and thither in an insubstantial realm. One finds man, but one cannot find a valid image of man. It was this that du Bois-Reymond felt very clearly but was able to express only much less clearly—only as a kind of vague feeling about scientific research on the whole—when in August 1872 he spoke his ignorabimus. What this ignorabimus wants to say in essence is that on the one hand, we have in the historical evolution of humanity arrived at clarity regarding nature and have constructed the concept of matter. In this view of nature we have lost man—that is, ourselves. On the other hand we look down into consciousness. To this realm we want to apply that which has been most important in arriving at the contemporary explanation of nature. Consciousness rejects this lucidity. This mathematical clarity is entirely out of place. To be sure, we find man in a sense, but our consciousness is not yet strong enough, not yet intensive enough to comprehend man fully. Again, one is tempted to answer with an ignorabimus, but that cannot be, for we need something more than an ignorabimus in order to meet the social demands of the modern world. The limit that du Bois-Reymond had come up against when he spoke [about] his ignorabimus on August 14, 1872 lies not within the human condition as such but only within its present stage of historical human evolution. How are we to transcend this ignorabimus? That is the burning question.
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322. The Boundaries of Natural Science: Lecture II
28 Sep 1920, Dornach Translated by Frederick Amrine, Konrad Oberhuber Rudolf Steiner |
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—then one must realize that the series of considerations one undertakes is no longer confined to the study and the lecture halls but Stands rather within the living evolution of humanity. |
One wants to think ever farther and farther beyond and construct atoms and molecules—under certain circumstances other things as well that philosophers have assembled there. No wonder, then, that this web one has woven in a world created by the inertia of thinking must eventually unravel itself again. |
We thus see how a contemporary philosopher, Koppelmann, overtrumps even Kant by saying, for example—you can read this on page 33 of his Philosophical Inquiries [Weltanschauungsfragen]: everything that relates to space and time we must first construct within by means of the understanding, whereas we are able to assimilate colors and tastes directly. We construct the icosahedron, the dodecahedron, etc.: we are able to construct the standard regular solids only because of the organization of our understanding. |
322. The Boundaries of Natural Science: Lecture II
28 Sep 1920, Dornach Translated by Frederick Amrine, Konrad Oberhuber Rudolf Steiner |
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It must be answered, not to meet a human “need to know” but to meet man's universal need to become fully human. And in just what way one can strive for an answer, in what way the ignorabimus can be overcome to fulfil the demands of human evolution—this shall be the theme of our course of lectures as it proceeds. To those who demand of a cycle of lectures with a title such as ours that nothing be introduced that might interfere with the objective presentation of ideas, I would like, since today I shall have to mention certain personalities, to say the following. The moment one begins to represent the results of human judgment in their relationship to life, to full human existence, it becomes inevitable that one indicate the personalities with whom the judgments originated. Even in a scientific presentation, one must remain within the sphere in which the judgment arises, within the realm of human struggling and striving toward such a judgment. And especially since the question we want above all to answer is: what can be gleaned from modern scientific theories that can become a vital social thinking able to transform thought into impulses for life?—then one must realize that the series of considerations one undertakes is no longer confined to the study and the lecture halls but Stands rather within the living evolution of humanity. Behind everything with which I commenced yesterday, the modern striving for a mathematical-mechanical world view and the dissolution of that world view, behind that which came to a climax in 1872 in the famous speech by the physiologist, du Bois-Reymond, concerning the limits of natural science, there stands something even more important. It is something that begins to impress itself upon us the moment we want to begin to speak in a living way about the limits of natural science. A personality of extraordinary philosophical stature still looks over to us with a certain vitality out of the first half of the nineteenth century: Hegel. Only in the last few years has Hegel begun to be mentioned in the lecture halls and in the philosophical literature with somewhat more respect than in the recent past. In the last third of the nineteenth century the academic world attacked Hegel outright, yet one could demonstrate irrefutably that Eduard von Hartmann had been quite right in claiming that during the 1880s only two university lecturers in all of Germany had actually read him. The academics opposed Hegel but not on philosophical grounds, for as a philosopher they hardly knew him. Yet they knew him in a different way, in a way in which we still know him today. Few know Hegel as he is contained, or perhaps better said, as his world view is contained, in the many volumes that sit in the libraries. Those who know Hegel in this original form so peculiar to him are few indeed. Yet in certain modified forms he has become in a sense the most popular philosopher the world has ever known. Anyone who participates in a workers' meeting today or, even better, anyone who had participated in one during the last few decades and had heard what was discussed there; anyone with any sense for the source of the mode of thinking that had entered into these workers' meetings, who really knew the development of modern thought, could see that this mode of thinking had originated with Hegel and flowed through certain channels out into the broadest masses. And whoever investigated the literature and philosophy of Eastern Europe in this regard would find that the Hegelian mode of thinking had permeated to the farthest reaches of Russian cultural life. One thus could say that, anonymously, as it were, Hegel has become within the last few decades perhaps one of the most influential philosophers in human history. On the other hand, however, when one perceives what has come to be recognized by the broadest spectrum of humanity as Hegelianism, one is reminded of the portrait of a rather ugly man that a kind artist painted in such a way as to please the man's family. As one of the younger sons, who had previously paid little attention to the portrait, grew older and really observed it for the first time, he said: “But father, how you have changed!” And when one sees what has become of Hegel one might well say: “Dear philosopher, how you have changed!” To be sure, something extraordinary has happened regarding this Hegelian world view. Hardly had Hegel himself departed when his school fell apart. And one could see how this Hegelian school appropriated precisely the form of one of our new parliaments. There was a left wing and a right wing, an extreme left and an extreme right, an ultra-radical wing and an ultra-conservative wing. There were men with radical scientific and social views, who felt themselves to be Hegel's true spiritual heirs, and on the other side there were devout, positive theologians who wanted just as much to base their extreme theological conservatism on Hegel. There was a center for Hegelian studies headed by the amiable philosopher, Karl Rosenkranz, and each of these personalities, every one of them, insisted that he was Hegel's true heir. What is this remarkable phenomenon in the evolution of human knowledge? What happened was that a philosopher once sought to raise humanity into the highest realms of thought. Even if one is opposed to Hegel, it cannot be denied that he dared attempt to call forth the world within the soul in the purest thought-forms. Hegel raised humanity into ethereal heights of thinking, but strangely enough, humanity then fell right back down out of those heights. It drew on the one hand certain materialistic and on the other hand certain positive theological conclusions from Hegel's thought. And even if one considers the Hegelian center headed by the amiable Rosenkranz, even there one cannot find Hegel's philosophy as Hegel himself had conceived it. In Hegel's philosophy one finds a grand attempt to pursue the scientific method right up into the highest heights. Afterward, however, when his followers sought to work through Hegel's thoughts themselves, they found that one could arrive thereby at the most contrary points of view. Now, one can argue about world views in the study, one can argue within the academies, and one can even argue in the academic literature, so long as worthless gossip and Barren cliques do not result. These offspring of Hegelian philosophy, however, cannot be carried out of the lecture halls and the study into life as social impulses. One can argue conceptually about contrary world views, but within life itself these contrary world views do not fight so peaceably. One must use just such a paradoxical expression in describing such a phenomenon. And thus there stands before us in the first half of the nineteenth century an alarming factor in the evolution of human cognition, something that has proved itself to be socially useless in the highest degree. With this in mind we must then raise the question: how can we find a mode of thinking that can be useful in social life? In two phenomena above all we notice the uselessness of Hegelianism for social life. One of those who studied Hegel most intensively, who brought Hegel fully to life within himself, was Karl Marx. And what is it that we find in Marx? A remarkable Hegelianism indeed! Hegel up upon the highest peak of the conceptual world—Hegel upon the highest peak of Idealism—and the faithful student, Karl Marx, immediately transforming the whole into its direct opposite, using what he believed to be Hegel's method to carry Hegel's truths to their logical conclusions. And thereby arises historical materialism, which is to be for the masses the one world view that can enter into social life. We thus are confronted in the first half of the nineteenth century with the great Idealist, Hegel, who lived only in the Spirit, only in his ideas, and in the second half of the nineteenth century with his student, Karl Marx, who contemplated and recognized the reality of matter alone, who saw in everything ideal only ideology. If one but takes up into one's feeling this turnabout of conceptions of world and life in the course of the nineteenth century, one feels with all one's soul the need to achieve an understanding of nature that will serve as a basis for judgments that are socially viable. Now, if we turn on the other hand to consider something that is not so obviously descended from Hegel but can be traced back to Hegel nonetheless, we find still within the first half of the nineteenth century, but carrying over into the second half, the “philosopher of the ego,” Max Stirner. While Karl Marx occupies one of the two poles of human experience mentioned yesterday, the pole of matter upon which he bares all his considerations, Stirner, the philosopher of the ego, proceeds from the opposite pole, that of consciousness. And just as the modern world view, gravitating toward the pole of matter, becomes unable to discover consciousness within that element (as we saw yesterday in the example of du Bois-Reymond), a person who gravitates to the opposite pole of consciousness will not be able to find the material world. And so it is with Max Stirner. For Max Stirner, no material universe with natural laws actually exists. Stirner sees the world as populated solely by human egos, by human consciousnesses that want only to indulge themselves to the full. “I have built my thing on nothing”—that is one of Max Stirner's maxims. And on these grounds Stirner opposes even the notion of Providence. He says for example: certain moralists demand that we should not perform any deed out of egoism, but rather that we should perform it because it is pleasing to God. In acting, we should look to God, to that which pleases Him, that which He commands. Why, thinks Max Stirner, should I, who have built only upon the foundation of ego-consciousness, have to admit that God is after all the greater egoist Who can demand of man and the world that all should be performed as it suits Him? I will not surrender my own egoism for the sake of a greater egoism. I will do what pleases me. What do I care for a God when I have myself? One thus becomes entangled and confused within a consciousness out of which one can no longer find the way. Yesterday I remarked how on the one hand we can arrive at clear ideas by awakening in the experience of ideas when we descend into our consciousness. These dreamlike ideas manifest themselves like drives from which we cannot then escape. One would say that Karl Marx achieved clear ideas—if anything his ideas are too clear. That was the secret of his success. Despite their complexity, Marx's ideas are so clear that, if properly garnished, they remain comprehensible to the widest circles. Here clarity has been the means to popularity. And until it realizes that within such a clarity humanity is lost, humanity, as long as it seeks logical consequences, will not let go of these clear ideas. If one is inclined by temperament to the other extreme, to the pole of consciousness, one passes over onto Stirner's side of the scale. Then one despises this clarity: one feels that, applied to social thinking, this clarity makes man into a cog in a social order modeled on mathematics or mechanics—but into that only, into a mere cog. And if one does not feel oneself cut out for just that, then the will that is active in the depths of human consciousness revolts. Then one comes radically to oppose all clarity. One mocks all clarity, as Stirner did. One says to oneself: what do I care about anything else? What do I care even about nature? I shall project my own ego out of myself and see what happens. We shall see that the appearance of such extremes in the nineteenth century is in the highest degree characteristic of the whole of recent human evolution, for these extremes are the distant thunder that preceded the storm of social chaos we are now experiencing. One must understand this connection if one wants at all to speak about cognition today. Yesterday we arrived at an indication of what happens when we begin to correlate our consciousness to an external natural world of the senses. Our consciousness awakens to clear concepts but loses itself. It loses itself to the extent that one can only posit empty concepts such as “matter,” concepts that then become enigmatic. Only by thus losing ourselves, however, can we achieve the clear conceptual thinking we need to become fully human. In a certain sense we must first lose ourselves in order to find ourselves again out of ourselves. Yet now the time has come when we should learn something from these phenomena. And what can one learn from these phenomena? One can learn that, although clarity of conceptual thinking and perspicuity of mental representation can be won by man in his interaction with the world of sense, this clarity of conceptual thinking becomes useless the moment we strive scientifically for something more than a mere empiricism. It becomes useless the moment we try to proceed toward the kind of phenomenalism that Goethe the scientist cultivated, the moment we want something more than natural science, namely Goetheanism. What does this imply? In establishing a correlation between our inner life and the external physical world of the senses we can use the concepts we form in interaction with nature in such a way that we try not to remain within the natural phenomena but to think on beyond them. We are doing this if we do more than simply say: within the spectrum there appears the color yellow next to the color green, and on the other side the blues. We are doing this if we do not simply interrelate the phenomena with the help of our concepts but seek instead, as it were, to pierce the veil of the senses and construct something more behind it with the aid of our concepts. We are doing this if we say: out of the clear concepts I have achieved I shall construct atoms, molecules—all the movements of matter that are supposed to ex-ist behind natural phenomena. Thereby something extraordinary happens. What happens is that when I as a human being confront the world of nature [see illustration], I use my concepts not only to create for myself a conceptual order within the realm of the senses but also to break through the boundary of sense and construct behind it atoms and the like I cannot bring my lucid thinking to a halt within the realm of the senses. I take my lesson from inert matter, which continues to roll on even when the propulsive force has ceased. My knowledge reaches the world of sense, and I remain inert. I have a certain inertia, and I roll with my concepts on beyond the realm of the senses to construct there a world the existence of which I can begin to doubt when I notice that my thinking has only been borne along by inertia. It is interesting to note that a great proportion of the philosophy that does not remain within phenomena is actually nothing other than just such an inert rolling-on beyond what really exists within the world. One simply cannot come to a halt. One wants to think ever farther and farther beyond and construct atoms and molecules—under certain circumstances other things as well that philosophers have assembled there. No wonder, then, that this web one has woven in a world created by the inertia of thinking must eventually unravel itself again. Goethe rebelled against this law of inertia. He did not want to roll onward thus with his thinking but rather to come strictly to a halt at this limit [see illustration: heavy line] and to apply concepts within the realm of the senses. He thus would say to himself: within the spectrum appear to me yellow, blue, red, indigo, violet. If, however, I permeate these appearances of color with my world of concepts while remaining within the phenomena, then the phenomena order themselves of their own accord, and the phenomenon of the spectrum teaches me that when the darker colors or anything dark is placed behind the lighter colors or anything light, there appear the colors which lie toward the blue end of the spectrum. And conversely, if I place light behind dark, there appear the colors which lie toward the red end of the spectrum. What was it that Goethe was actually seeking to do? Goethe wanted to find simple phenomena within the complex but above all such phenomena as allowed him to remain within this limit [see illustration], by means of which he did not roll on into a realm that one reaches only through a certain mental inertia. Goethe wanted to adhere to a strict phenomenalism. If we remain within phenomena and if we strive with our thinking to come to a halt there rather than allow ourselves to be carried onward by inertia, the old question arises in a new way. What meaning does the phenomenal world have when I consider it thus? What is the meaning of the mechanics and mathematics, of the number, weight, measure, or temporal relation that I import into this world? What is the meaning of this? You know, perhaps, that the modern world conception has sought to characterize the phenomena of tone, color, warmth, etc. as only subjective, whereas it characterizes the so-called primary qualities, the qualities of weight, space, and time, as something not subjective but objective and inherent in things. This conception can be traced back principally to the English philosopher, John Locke, and it has to a considerable extent determined the philosophical basis of modern scientific thought. But the real question is: what place within our systematic science of nature as a whole do mathematics, do mechanics—these webs we weave within ourselves, or so it seems at first—what place do these occupy? We shall have to return to this question to consider the specific form it takes in Kantianism. Yet without going into the whole history of this development one can nonetheless emphasize our instinctive conviction that measuring or counting or weighing external objects is essentially different from ascribing to them any other qualities. It certainly cannot be denied that light, tones, colors, and sensations of taste are related to us differently from that which we could represent as subject to mathematical-mechanical laws. For it really is a remarkable fact,a fact worthy of our consideration: you know that honey tastes sweet, but to a man with jaundice it tastes bitter—so we can say that we stand in a curious relationship to the qualities within this realm—while on the other hand we could hardly maintain that any normal man would see a triangle as a triangle, but a man with jaundice would see it as a square! Certain differentiations thus do exist, and one must be cognizant of them; on the other hand, one must not draw absurd conclusions from them. And to this very day philosophical thinking has failed in the most extraordinary way to come to grips with this most fundamental epistemological question. We thus see how a contemporary philosopher, Koppelmann, overtrumps even Kant by saying, for example—you can read this on page 33 of his Philosophical Inquiries [Weltanschauungsfragen]: everything that relates to space and time we must first construct within by means of the understanding, whereas we are able to assimilate colors and tastes directly. We construct the icosahedron, the dodecahedron, etc.: we are able to construct the standard regular solids only because of the organization of our understanding. No wonder, then, claims Koppelmann, that we find in the world only those regular solids we can construct with our understanding. One thus can find Koppelmann saying almost literally that it is impossible for a geologist to come to a geometer with a crystal bounded by seven equilateral triangles precisely because—so Koppelmann claims—such a crystal would have a form that simply would not fit into our heads. That is out-Kanting Kant. And thus he would say that in the realm of the thing-in-itself crystals could exist that are bounded by seven regular triangles, but they cannot enter our head, and thus we pass them by; they do not exist for us. Such thinkers forget but one thing: they forget—and it is just this that we want to indicate in the course of these lectures with all the forceful proofs we can muster—that the natural order governing the construction of our head also governs the construction of the regular polyhedrons, and it is for just this reason that our head constructs no other polyhedrons than those that actually confront us in the external world. For that, you see, is one of the basic differences between the so-called subjective qualities of tone, color, warmth, as well as the different qualities of touch, and that which confronts us in the mechanical-mathematical view of the world. That is the basic difference: tone and color leave us outside of ourselves; we must first take them in; we must first perceive them. As human beings we stand outside tone, color, warmth, etc. This is not entirely the case as regards warmth—I shall discuss that tomorrow—but to a certain extent this is true even of warmth. These qualities leave us initially outside ourselves, and we must perceive them. In formal, spatial, and temporal relationships and regarding weight this is not the case. We perceive objects in space but stand ourselves within the same space and the same lawfulness as the objects external to us. We stand within time just as do the external objects. Our physical existence begins and ends at a definite point in time. We stand within space and time in such a way that these things permeate us without our first perceiving them. The other things we must first perceive. Regarding weight, well, ladies and gentlemen, you will readily admit that this has little to do with perception, which is somewhat open to arbitrariness: otherwise many people who attain an undesired corpulence would be able to avoid this by perception alone, merely by having the faculty of perception. No, ladies and gentlemen, regarding weight we are bound up with the world entirely objectively, and the organization by means of which we stand within color, tone, warmth, etc. is powerless against that objectivity. So now we must above all pose the question: how is it that we arrive at any mathematical-mechanical judgment? How do we arrive at a science of mathematics, at a science of mechanics? How is it, then, that this mathematics, this mechanics, is applicable to the external world of nature, and how is it that there is a difference between the mathematical-mechanical qualities of external objects and those that confront us as the so-called subjective qualities of sensation, tone, color, warmth, etc.? At the one extreme, then, we are confronted with this fundamental question. Tomorrow we shall discuss another such question. Then we shall have two starting-points from which we can proceed to investigate the nature of science. Thence we shall proceed to the other extreme to investigate the formation of social judgments. |
322. The Boundaries of Natural Science: Lecture III
29 Sep 1920, Dornach Translated by Frederick Amrine, Konrad Oberhuber Rudolf Steiner |
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Now we say that the warmth that manifests itself in a body under certain conditions was latent in that body beforehand, that it was at work within the inner structure of that body. |
One really must have experienced at some time what it is that leads from an abstract understanding of the geometrical forms to a sense of wonder at the harmony that underlies this inner “mathematicizing.” |
On this path of constant inner work—an inner work far more demanding than that performed in the laboratory or observatory or any other scientific institution—one comes to know what it is that underlies mathematics, that underlies this simple faculty of the human soul which can be expanded into something far more comprehensive. |
322. The Boundaries of Natural Science: Lecture III
29 Sep 1920, Dornach Translated by Frederick Amrine, Konrad Oberhuber Rudolf Steiner |
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We have seen that one arrives at two limits when one seeks either to penetrate more deeply into natural phenomena or, proceeding from the state of normal consciousness, to penetrate more deeply into one's own being in order to uncover the essential nature of consciousness. Yesterday we showed already what happens at the one limit to knowledge. We have seen that man awakes to full consciousness in coming into contact with an external, physical world of sense. Man would remain a more-or-less drowsy being, a being with a sleepy soul, if he could not awake in confronting external nature. And what has happened in the spiritual evolution of humanity, in man's gradual acquisition of knowledge about external nature, is actually nothing other than what happens every morning when we awake out of sleep or dream-consciousness by confronting an external world. This latter is a kind of moment of awakening, and in the course of the evolution of humanity we have to do with a gradual awakening, a kind of long, drawn-out moment of awakening. Now, we have seen that at this frontier a certain inertia on the part of the soul very easily comes into play, so that when we come up against the extended world of phenomena we do not proceed in the manner of Goethean phenomenology by halting at this frontier and ordering the phenomena according to the representations, concepts, and ideas we have already gained, describing them in a systematic, rational manner, and so forth. Instead, we roll on a bit farther beyond the phenomena with our concepts and ideas and thereby create a world, for example a world of metaphysical atoms, molecules, and so forth. This world, when it is so constituted, is merely a fabrication of the mind, a world into which there enters a creeping doubt, so that we have to unravel again the theoretical web we have spun. And we have seen that it is possible to guard against such a violation of this frontier of our knowledge through phenomenalism, through working purely with the phenomena themselves. We have also had to show that at this point in our striving for knowledge something emerges that commends itself to our use as an immediate necessity: mathematics and that part of mechanics that can be comprehended without any empirical observation, i.e., the entire compass of so-called analytical mechanics. If we call to mind everything comprehended by mathematics and analytical mechanics, we have before us the system of concepts that allows us to enter into phenomena with the utmost certainty. And yet, as I began to indicate yesterday, one should not deceive oneself, for the whole manner in which we call forth the notions of mathematics and analytical mechanics, this process within our souls, is entirely different from that employed when we experiment with or observe sensory data and then seek to comprehend them, when we try to gather knowledge from sensory experience. In order to arrive at the fullest clarity regarding these matters one must bring all one's mental energy to bear, for in this realm full clarity can be attained only with the greatest mental exertion. What is the difference between accumulating knowledge from sensory experience in a Baconian manner and the more inward mode of apprehension we find in mathematics and analytical mechanics? One can sharply differentiate the latter from those modes of apprehension that are not inward in this way by formulating clearly the concepts of the parallelogram of motion and the parallelogram of forces. One theorem of analytical mechanics states that two angular vectors proceeding from one point result in a third vector. To say, however, that a vector of a specific force here [see diagram: a] and a vector of a specific force here [b] result in a third force, which can also be determined according to the parallelogram—that is another notion altogether. The parallelogram of motion lies strictly within the province of analytical mechanics, for it is internally consistent and demands no external proof. In this it is like the Rule of Pythagoras or any other geometrical axiom, but the existence of the parallelogram of forces can be determined only by experience, by experimentation. In this case, we bring something into that which we work through inwardly: the force that can be given only empirically from without. Here we no longer have a pure, analytical mechanics but an “empirical mechanics.” One can thus differentiate sharply between that which is still actually mathematical—as we still conceive mathematics today—and that which leads over into conventional empiricism. Now one stands before this phenomenon of mathematics as such. We comprehend mathematical truths. We proceed from mathematical phenomena to certain axioms. We weave the fabric of mathematics out of these axioms and then stand before an architectonic whole apprehended by the mind's eye [im inneren Anschauen]. If we are able by means of energetic thinking to differentiate sharply this inner apprehension from anything that can be experienced outwardly, we must see in this fabric of mathematics something that arises through an activity of soul entirely different from that which underlies our experience of the outer objects of sensation. Whether or not we arrive at a satisfactory comprehension of the world depends to a tremendous extent on our being able to make this clear distinction out of inner experience. We thus must ask: where does mathematics originate? Nowadays this question is still not pursued rigorously enough. One does not ask: how is this inner activity of the soul that we need in mathematics, in the wonderful architecture of mathematics—how is this inner activity of the soul different from that whereby we grasp external nature through the senses? One does not pose this question and seek an answer with sufficient rigor, because it is the tragedy of the materialistic world view that, while on the one hand it presses for sensory experience, on the other hand it is driven unawares into an abstract intellectualism, into a realm of abstraction where one is isolated from any true comprehension of the phenomena of the material world. What kind of capacity is it, then, that we acquire when we engage in mathematics? We want to address ourselves to this question. In order to answer this question we must, I believe, have reached a complete understanding of one thing in particular: we must take fully seriously the concept of becoming as it applies to human life as well. We must begin by acquiring the discipline that modern science can teach us. We must school ourselves in this way and then, taking the strict methodology, the scientific discipline we have learned from modern natural science, transcend it, so that we use the same exacting approach to rise into higher regions, thereby extending this methodology to the investigation of entirely different realms as well. For this reason I believe—and I want this to be expressly stated—that nobody can attain true knowledge of the spirit who has not acquired scientific discipline, who has not learned to investigate and think in the laboratories according to the modern scientific method. Those who pursue spiritual science [Geisteswissenschaft] have less cause to undervalue modern science than anyone. On the contrary, they know how to value it at its full worth. And many people—if I may here insert a personal remark—were extremely upset with me when, before publishing anything pertaining to spiritual science as such, I wrote a great deal about the problems of natural science in a way that appeared necessary to me. So you see it is necessary on the one hand for us to cultivate a scientific habit of mind, so that this can accompany us when we cross the frontiers of natural science. In addition, it is the quality of this scientific method and its results that we must take very seriously indeed. You see, if we consider the simple phenomenon of warmth that appears when we rub two bodies together, it would be utterly unscientific to say, regarding this isolated phenomenon, that the warmth had been created ex nihilo or simply existed. Rather, we seek the conditions under which this warmth was previously latent and now appears by means of the bodies. We proceed from the one phenomenon to the other and thus take seriously this process of becoming [das Werden]. We must do the same with the concepts that we consider in spiritual science. So we must first of all ask: is that which manifests itself as the ability to perform mathematics present in man throughout his entire existence between birth and death? No, it is not always present. It awakes at a certain point in time. To be sure, we can, while still remaining empirical regarding the outer world, observe with great precision how there gradually arise out of the dark recesses of human consciousness faculties that manifest themselves as the ability to perform mathematics and something like mathematics that we have yet to discuss. If one can observe this emergence in time precisely and soberly, just as scientific research treats the phenomena of the melting or boiling point, one sees that this new faculty emerges at approximately that time of life when the child changes teeth. One must treat such a point in the development of human life with the same attitude with which physics, for example, teaches one to treat the melting or boiling point. One must acquire the ability to carry over into the complicated realm of human life the same strict inner discipline that one can acquire by observing simple physical phenomena according to the methods of modern science. If one does this, one sees that in the course of human development from birth, or rather from conception, up to the change of teeth, the soul faculties enabling one to perform mathematics manifest themselves gradually within the organism but that they are not yet fully present. Now we say that the warmth that manifests itself in a body under certain conditions was latent in that body beforehand, that it was at work within the inner structure of that body. In the same way we must be entirely clear that the capacity to perform mathematics, which becomes most evident at the change of teeth and reveals itself gradually in another sense, was also at work beforehand within the human organization. We thus arrive at an important and valuable insight into the nature of mathematics—mathematics taken, of course, in the very broadest sense. We begin to understand how that which is at our disposal after the change of teeth as a soul faculty worked previously within to organize us. Yes, within the child until approximately its seventh year there works an inner mathematics, an inner mathematics not abstract like our external one but full of active energy, a mathematics which, if I may use Plato's expression, not only can be inwardly envisioned [angeschaut] but is full of active life. Up to this point in time there exists within us something that “mathematicizes” us through and through. When we ask at first entirely superficially what can be seen by looking empirically at this “latent mathematics” in the body of the young child, we are led to three things resembling inner senses. In the course of these lectures we shall come to see that one can indeed speak of senses within as well. Today I want only to indicate that we are led to something that develops an inward faculty of perception similar to the outward perception developed by the eyes and ears, except that the former remains unconscious within us during these first years. And if we look within, look into our own inner organization not like nebulous mystics but with all our powers of apprehension, we can find within three functions similar to those of the outward senses. We find inner senses that exercise a certain activity, a certain inner mathematics, just in those first several years. One encounters first of all what I would like to call the sense of life. This sense of life manifests itself in later years as a perception of our inner state as a whole. In a certain way we feel either well or unwell. We feel comfortable or uncomfortable: just as we have a faculty for perceiving outwardly with the eyes, so also do we have a faculty for perceiving inwardly. This faculty is directed toward the whole organism and is for that reason dark and dull; yet it is there all the same. We shall have more to say about this later. For the moment I want to anticipate this later discussion only by remarking that this sense of life is—if I may use a tautology—especially active in the vitality of the child up until the change of teeth. Another inner sense that we must consider when we look within in this way is that which I would like to call the sense of movement. We must form a clear conception of this sense of movement. When we move our limbs, we are aware of this not only by viewing ourselves externally but also by means of an internal perception. Also when we walk: we are conscious that we are walking not only in that we see objects pass and our view of the external world changes but also in that we have an internal perception of the movements of the limbs, of changes within ourselves as we move. Normally we remain unaware of the inner experiences and perception that run parallel to the outer because of the strength of the external impressions, much as a dim light is “extinguished” by a bright one. And a third inward-looking faculty is the sense of balance. The sense of balance is what enables us to locate ourselves within the world, to avoid falling, to perceive in a certain way how we can bring ourselves into harmony with the forces in our environment. We perceive this process of bringing ourselves into harmony with our environment inwardly. We thus can truly say that we bear within ourselves these three inner senses: the sense of life, the sense of movement, and the sense of balance. They are especially active in childhood up to the change of teeth. Around this time of the change of teeth their activity begins to wane, but observe to take but one example, the sense of balance—observe how at birth the child has as yet nothing enabling it to attain the position of balance it needs in later life. Consider how the child gradually gains control of itself, how it learns at first to crawl on all fours, how it gradually achieves through its sense of balance the ability to stand and to walk, how it finally is able to maintain its own balance. If one considers the entire process of development from conception to the change of teeth, one sees therein the powerful activity of these three inner senses. And if one can attain a certain insight into what is happening there, one sees that there is at work in the sense of balance and the sense of movement nothing other than a living “mathematicizing” [ein lebendiges Mathematisieren]. In order for it to come to life, the sense of life is there to vitalize it. We thus see a kind of latent realm of mathematics active within man. This activity does not entirely cease at the change of teeth, but it does become at that time considerably less pronounced for the remainder of life. That which is inwardly active in the sense of balance, the sense of movement, and the sense of life becomes free. This latent mathematics becomes free, just as latent heat can become liberated heat. And we see how that which initially was woven through the organism as an element of soul becomes free. We see how this mathematics emerges as abstraction from a condition in which it was originally a concrete force shaping the human organism. And because as human beings we are suspended in the web of existence according to temporal and spatial relationships, we take this mathematics that has become free out into the world and seek to comprehend the external world by means of something that worked within us up until the change of teeth. You see, it is not a denial but rather an extension of natural science that results when one considers rightly what ought to live within spiritual science as attitude and will. One really must have experienced at some time what it is that leads from an abstract understanding of the geometrical forms to a sense of wonder at the harmony that underlies this inner “mathematicizing.” One really must have had the opportunity to get beyond the cold, sober performance of mathematics, which many people even hate. One must have struggled through as Novalis had in order to stand in awe of the inner harmony and—if I may use an expression you have heard often in a completely different context—the “melody” [Melos] of mathematics. Then something new enters into one's experience of mathematics. There enters into mathematics, which otherwise remains purely intellectual and, metaphorically speaking, interests only the head, something that engages the entire man. This something manifests itself in such youthful Spirits as Novalis in the feeling: that which you behold as mathematical harmony, that which you weave through all the phenomena of the universe, is actually the same loom that wove you during the first years of growth as a child here an earth. This is to feel concretely man's connection with the cosmos. And when one works one's way through to such an inner experience, which many hold to be mere fantasy because they have not actually attained it themselves, one has some idea what the spiritual scientist [Geistesforscher] experiences when he rises to a more extensive grasp of this “mathematicizing” by undergoing an inner development of which I have yet to speak and which you will find fully depicted in my book, Knowledge of the Higher Worlds and Its Attainment.2 For then the capacity of soul manifesting itself as this inner mathematics passes over into something far more comprehensive. It becomes something that remains just as exact as mathematical thought yet does not proceed solely from the intellect but from the whole man. On this path of constant inner work—an inner work far more demanding than that performed in the laboratory or observatory or any other scientific institution—one comes to know what it is that underlies mathematics, that underlies this simple faculty of the human soul which can be expanded into something far more comprehensive. In this higher experience of mathematics one comes to know Inspiration. One comes to understand the differences between what lives in us as mathematics and what lives in us as outer-directed empiricism. In this outer-directed empiricism we have sense impressions that give content to our empty concepts. In Inspiration we have something inwardly spiritual, the activity of which manifests itself already in mathematics, if we know how to grasp mathematics properly—something spiritual which in our early years lives and weaves within us. This activity continues. In doing mathematics we experience this in part. We come to realize that the faculty for performing mathematics rests upon Inspiration, and we can come to experience Inspiration itself by evolving into spiritual scientists. Our representations and concepts then receive their content in a way other than through external experience. We can inspire ourselves with the spiritual force that works within us during childhood. For what works within us during our childhood is spirit. The spirit, however, resides in the human body and must be perceived there through the body, within man. It can be viewed in its pure, free form if one acquires through the faculty of Inspiration the capacity not only to think in mathematical concepts but to view that which exists as a real force in that it organizes us through and through up until the seventh year. And that which manifests itself partially in mathematics and reveals itself as a much more expansive realm through Inspiration can be inwardly viewed, if one employs certain spiritual scientific methods about which—as I have said—I plan yet to speak. One thereby gains not merely new results to add to those acquired through the old powers of cognition but rather an entirely new mode of apprehension. One acquires a new “Inspirative” cognition. The course of human evolution has been such that these powers of Inspirative cognition have receded with the passage of time, after having been present earlier to a very high degree. One must come to understand how Inspiration arises within the inner being of man—that same Inspiration that survives in the West only in the diluted, intellectual experience of mathematics. The experience can be expanded, however, if only one comprehends fully the inner nature of that realm; only then does one begin to understand what lived in that earlier consciousness transmitted to us actually only from the East, from the Vedanta and the other Eastern philosophies that remain so cryptic to the Western mind. For what was it that actually lived within these Eastern philosophies? lt was something that arose through soul faculties of a mathematical nature. It was an Inspiration. It was not merely mathematics but rather something attained within the soul in a way similar to that in which one performs mathematics. Thus I would say that the mathematical atmosphere emanating from the Vedanta and similar ancient world views is something that can be understood from the perspective one attains in rising again to enter the realm of Inspiration. If one can raise to vivid inner life that which works unconsciously in mathematics and the mathematical sciences and can carry it over into another realm, one discovers the same mathematical element that Goethe viewed. Goethe modestly confessed that he did not have proficiency in mathematics in any conventional sense. Goethe has written on his relationship to mathematics in a very interesting series of essays, which you can find in his scientific writings under the heading “Relationship to Mathematics.” Extraordinarily interesting! For despite Goethe's modest confession that he had not acquired a proficiency in the handling of actual mathematical concepts and theories, he does require one thing: he calls for a phenomenalism such as he employed in his own scientific studies. He demands that within the secondary phenomena confronting us in the phenomenal world we seek the archetypal phenomenon [Urphänomen]. But just what kind of activity is this? He demands that we trace external phenomena back to the archetypal phenomenon, in just the same way that the mathematician traces the outward apprehension [äusseres Anschauen] of complex structures back to the axiom. Goethe's archetypal phenomena are empirical axioms, axioms that can be experienced. Goethe thus demands, in a truly mathematical spirit, that one inwardly permeate phenomena with mathematics. He writes that we must see the archetypal phenomena in such a way that we are able at all times to justify our procedures according to the rigorous requirements of the mathematician. Thus what Goethe seeks is a modified, transformed mathematics, one that suffuses phenomena. He demands this as a scientific activity. Goethe was able, therefore, to suffuse with light the one pole that otherwise remains so dark if we postulate only the concept of matter. We shall see how Goethe approached this pole; we modern must, however, approach the other, the pole of consciousness. We must investigate in the Same way how soul faculties manifest their activity in the human being, how they proceed from man's inner nature to manifest their activity externally. We shall have to investigate this. It shall become clear that we must complement the method of investigating the external world offered by Goethean phenomenology with a method of comprehending the realm of human consciousness. It must be a mode of comprehension justifiable in the sense in which Goethe's can be justified to the mathematician—a method such as I tried to employ in a modest way in my book, Philosophy of Freedom.3 At the pole of matter we thus encounter the results yielded by Goethean phenomenology and at the pole of consciousness those attained by pursuing the method that I sought to establish in a modest way in my Philosophy of Freedom. Tomorrow we will want to pursue this further.
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322. The Boundaries of Natural Science: Lecture IV
30 Sep 1920, Dornach Translated by Frederick Amrine, Konrad Oberhuber Rudolf Steiner |
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We were able to show how Goethe, in establishing his mode of phenomenology, always strives to find the archetypal phenomenon while remaining within the phenomena themselves and that his search for die archetypal phenomenon that underlies complex phenomena is, inwardly, the same as the mathematician's search for the axiom underlying complex mathematical constructs. |
At that time I sought to make two points absolutely clear, but at that time they were hardly understood. I tried above all to make clear that the most important thing about following such a cognitional path is the inner “schooling” [Erziehung] that we undertake. |
We must renounce everything that would lead us to ethical content obtained according to the method of natural science; this ethical content must come forth freely out of super-sensible experience. I ventured to use a term that was little understood at the time but that absolutely must be posited if one enters this inner realm and wishes to understand freedom at all. |
322. The Boundaries of Natural Science: Lecture IV
30 Sep 1920, Dornach Translated by Frederick Amrine, Konrad Oberhuber Rudolf Steiner |
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Yesterday's considerations led us to conclude that at one boundary of cognition we must come to a halt within phenomena and then permeate them with what the phenomena call forth within our consciousness, with concepts, ideas, and so forth. It became apparent that the realm in which these ideas are most pure and pellucid is that of mathematics and analytical mechanics. Our considerations then climaxed in showing how reflection reveals that everything present in the soul as mathematics, as analytical mechanics, actually rests upon Inspiration. Then we were able to indicate how the impulses proceeding from Inspiration are diffused throughout the ancient Indian Vedanta: the same spirit from which we now draw only mathematics and analytical mechanics was once the source of the delicate spirituality of the Vedanta. We were able to show how Goethe, in establishing his mode of phenomenology, always strives to find the archetypal phenomenon while remaining within the phenomena themselves and that his search for die archetypal phenomenon that underlies complex phenomena is, inwardly, the same as the mathematician's search for the axiom underlying complex mathematical constructs. Goethe, therefore, who himself admitted that he had no conventional mathematical training, nevertheless sensed the essence of mathematics so clearly that he demanded a method for the determination of archetypal phenomena rigorous enough to satisfy a mathematician. It is just this that the Western wind finds so attractive in the Vedanta: that in its inner organization, in its progression from one contemplation to the next, it reveals the same inner necessity as mathematics and analytical mechanics. That such connections are not uncovered by academic studier of the Vedanta is simply a consequence of there being so few people today with a universal education. Those who engage in pursuits that then lead them into Oriental philosophy have too little comprehension—and, as I have said, Goethe did have this—of the true inner structure of mathematics. They thus never grasp this philosophy's vital nerve. At the one pole, then, the pole of matter, we have been able to indicate the attitude we must assume initially if we do not wish to continue weaving a Penelope's web like the world view woven by recent science but rather to come to grips with something that rests upon a firm foundation, that bears its center of gravity within itself. On the other side there stands, as I indicated yesterday, the pole of consciousness. If we attempt to investigate the content of consciousness merely by brooding our way into our souls in the nebulous manner of certain mystics, what we attain are actually nothing but certain reminiscences that have been stored up in our consciousness since birth, since our childhoods. This can easily be demonstrated empirically. One need think only of a certain man well educated in the natural sciences who, in order to demonstrate that the so-called “inner life” partakes of the nature of reminiscences, describes an experience he once had while standing in front of a bookstore. In the store he saw a book that captured his attention by its title. It dealt with the lower form of animal life. And, seeing this book, he had to smile. Now imagine how astonished he was: a serious scientist, a professor, who sees a book title in a bookstore—a book on the lower animals at that!—and feels compelled to smile! Then he began to ponder just whence this smile might have come. At first he could think of nothing. And then it occurred to him: I shall close my eyes. And as he closed his eyes and it became dark all around him, he heard in the distance a musical motif. Hearing this musical motif in the moment reminded him of the music he had heard as a young lad when he danced for the first time. And he realized that of course there lived in his subconscious not only this musical motif but also a bit of the partner with whom he had hopped about. He realized how something that his normal consciousness had long since forgotten, something that had not made so strong an impression on him that he would have thought it possible for it to remain distinct for a whole lifetime, had now risen up within him as a whole complex of associations. And in the moment in which his attention had been occupied with a serious book, he had not been conscious that in the distance a music box was playing. Even the sounds of the music box had remained unconscious at the time. Only when he closed his eyes did they emerge. Many things that are mere reminiscences emerge from consciousness in this way, and then some nebulous mystics come forth to tell us how they have become aware of a profound connection with the divine “Principle of Being” within their own inner life, how there resounds from within a higher experience, a rebirth of the human soul. And thereby vast mystical webs are woven, webs that are nothing but the forgotten melody of the music box. One can ascribe a great deal of the mystical literature to this forgotten melody of the music box. This is precisely what a true spiritual science requires: that we remain circumspect and precise enough to refrain from trumpeting forth everything that arises out of the unconscious as reminiscences, as mysticism, as though it were something that could lay claim to objective meaning. For it is just the spiritual scientist who most needs inner clarity if he wishes to work in a truly fruitful way in this direction. He needs inner clarity above all when he undertakes to delve into the depths of consciousness in order to come to grips with its true nature. One must delve into the depths of consciousness itself, yet at the same time one must not remain a dilettante. One must acquire a professional competence in everything that psychopathology, psychology, and physiology have determined in order to be able to differentiate between that which makes an unjustifiable claim to spiritual scientific recognition and that which has been gained through the same kind of discipline, as, for example, mathematics or analytical mechanics. To this end I sought already in the last century to characterize in a modest way this other pole, the pole of consciousness, as opposed to the pole of matter. To understand the pole of matter requires that we build upon Goethe's view of nature. The pole of consciousness, on the other hand, was not to be reached so easily by a Goetheanistic approach, for the simple reason that Goethe was no trivial thinker, nor trivial in his feelings when it was a matter of cognition. Rather, he brought with him into this realm all the reverence that is necessary if one seeks to approach the springs of knowledge. And thus Goethe, who was by disposition more attuned to external nature, felt a certain anxiety about anything that would lead down into the depths of consciousness itself, about thinking elaborated into its highest, purest forms. Goethe felt blessed that he had never thought about thinking. One must understand what Goethe meant by this, for one cannot actually think about thinking. One cannot actually think thinking any more than one can “iron” iron or “wood” wood. But one can do something else. What one can do is attempt to follow the paths that are opened up in thinking when it becomes more and more rational, to pursue them in the way one does through the discipline of mathematical thinking. If one does this, one enters via a natural inner progression into the realm that I sought to consider in my Philosophy of Freedom. What one attains in this way is not a thinking about thinking. One can speak of thinking about thinking in a metaphorical sense at best. One does attain something else, however: what one attains is an actual viewing [Anschauen] of thinking, but to arrive at this “viewing of thinking,” it is necessary first to have acquired a concrete notion of the nature of sense-free thinking. One must have progressed so far in the inner work of thinking that one attains a state of consciousness in which one recognizes one's thinking to be sense-free merely by grasping that thinking, by “viewing” it as such. This is the path that I sought to follow—if only, as I have said, in a modest way—in my Philosophy of Freedom. What I sought there was first to make thinking sense-free and then to present this thinking to consciousness in the same way that mathematics or the faculties and powers of analytical mechanics are present to consciousness when one pursues these sciences with the requisite discipline. Perhaps at this juncture I might be allowed to add a personal remark. In positing this sense-free thinking as a simple fact, yet nevertheless a fact capable of rigorous demonstration in that it can be called forth in inner experience like the structure of mathematics, I flew in the face of every kind of philosophy current in the 1880s and 1890s. It was objected again and again: this “sense-free thinking” has no basis in any kind of reality. Already in my Theory of Knowledge Implicit in Goethes World Conception,4 however, in the early 1880s, I had pointed to the experience of pure thinking, in the presence of which one realizes: you are now living in an element that no longer contains any sense impressions and nevertheless reveals itself in its inner activity as a reality. Of this thinking I had to say that it is here we find the true spiritual communion of humanity and Union with reality. It is as though we have grabbed the coat-tails of universal being and can feel how we are related to it as souls. I had to protest vigorously against what was then the trend in philosophy, that to which Eduard von Hartmann paid homage in 1869 by giving his Philosophy of the Unconscious the motto: “Speculative Results Following the Method of Scientific Induction.” That was a philosophical bow to natural science. I wrote to protest against this insubstantial metaphysics, which arises only when we allow our thinking to roll on beyond the veil of sense as I have described. I thus gave my Philosophy of Freedom the motto: “Observations of the Soul According to the Scientific Method.” I wished to indicate thereby that the content of a philosophy is not contrived but rather in the strictest sense the result of inner observation, just as color and sound result from observation of the outer world. And in experiencing this element of pure thought—an element that, to be sure, has a certain chilling effect on human nature—one makes a discovery. One discovers that human beings certainly can speak instinctively of freedom, that within man there do exist impulses that definitely tend toward freedom but that these impulses remain unconscious and instinctive until one rediscovers freedom in one's own thinking. For out of sense-free thinking there can flow impulses to moral action which, because we have attained a mode of thinking that is devoid of sensation, are no longer determined by the senses but by pure spirit. One experiences pure spirit by observing, by actually observing how moral forces flow into sense-free thinking. What one gains in this way above all is that one is able to bid farewell to any sort of mystical superstition, for superstition results in something that is in a way hidden and is only assumed on the basis of dark intimations. One can bid it farewell because now one has experienced in one's consciousness something that is inwardly transparent, something that no longer receives its impulses from without but fills itself from within with spiritual content. One has grasped universal being at one point in making oneself exclusively a theater of cognition; one has grasped the activity of universal being in its true form and observed how it yields itself to us when we give ourselves over to this inner contemplation. We grasp the actuality of universal being at one point only. We grasp it not as abstract thought but as a reality when moral impulses weave themselves into the fabric of sense-free thinking. These impulses show themselves to be free in that they no longer live as instinct but in the garb of sense-free thinking. We experience freedom—to be sure a freedom that we realize immediately man can only approach in the way that a hyperbola approaches its asymptote, yet we know that this freedom lives within man to the extent that the spirit lives within him. We first conceive the spirit within the element of freedom. We thereby discover something deep within man that weaves together the impulses of our moral-social actions—freedom—and cognition, that which we finally attain scientifically. By grasping freedom within sense-free thinking, by understanding that this comprehension occurs only within the realm of spirit, we experience that while performing this we are indeed within the spirit. We experience a mode of cognition that manifests itself simultaneously as an inner activity. It is an inner activity that can become a deed in the external world, something entirely capable of flowing over into the social life. At that time I sought to make two points absolutely clear, but at that time they were hardly understood. I tried above all to make clear that the most important thing about following such a cognitional path is the inner “schooling” [Erziehung] that we undertake. Yes, to have attained sense-free thinking is no small thing. One must undergo many inner trials. One must overcome obstacles of which otherwise one has hardly any idea. By overcoming these obstacles; by finally attaining an inner experience that can hardly be retained because it escapes normal human powers so easily; by immersing oneself in this essence, one does not proceed in a nebulous, mystical way, but rather one descends into a luminous clarity, one immerses oneself in spirit. One comes to know the spirit. One knows what spirit is, knows because one has found the spirit by traveling along a path followed by the rest of humanity as well, except that they do not follow it to its end. It is a path, though, that must be followed to its end by all those who would strive to fulfil the social and cognitional needs of our age and to become active in those realms. That is the one thing that I intimated in my Philosophy of Freedom. The other thing I intimated is that when we have found the freedom that lives in sense-free thinking to be the basis of true morality, we can no longer seek to deduce moral concepts and moral imperatives as a kind of analogue of natural phenomena. We must renounce everything that would lead us to ethical content obtained according to the method of natural science; this ethical content must come forth freely out of super-sensible experience. I ventured to use a term that was little understood at the time but that absolutely must be posited if one enters this inner realm and wishes to understand freedom at all. I expressed it thus: the moral realm arises within us in our moral imagination [moralische Phantasie]. I employed this term “moral imagination” with conscious intent in order to indicate that—just as with the creations of the imagination [Phantasie]—the requisite spiritual effort is expended within man, regardless of anything external, and to indicate on the other hand that everything that makes the world morally and religiously valuable for us—namely moral imperatives—can be grasped only within this realm that remains free from all external impressions and has as its ground man's inner activity alone. At the same time I indicated clearly in my Philosophy of Freedom that, if we remain within human experience, moral content reveals itself to us as the content of moral imagination but that when we enter more deeply into this moral content, which we bear down out of the spiritual world, we simultaneously enter the external world of the senses. If you really study this philosophy, you shall see clearly the door through which it offers access to the spirit. Yet in formulating it I proceed in such a way that my method could meet the rigorous requirements of analytical mechanics, and I placed no value on any concurrence with the twaddle arising out of spiritualism and nebulous mysticism. One can easily earn approbation from these sides if one wants to ramble on idly about “the spirit” but avoids the inner path that I sought to traverse at that time. I sought to bring certainty and rigor into the investigation of the spirit, and it remained a matter of total indifference to me whether my results concurred with all the twaddle that comes forth from nebulous mystical depths to represent the spirit. At the same time, however, something else was gained in this process. If one pursues further the two paths that I described on the basis of actual observation of consciousness in my Philosophy of Freedom, if one goes yet further, takes the next step—then what? If one has attained the inner experiences that are to be found within the sphere of pure thought, experiences that reveal themselves in the end as experiences of freedom, one achieves a transformation of the cognitional process with respect to the inner realm of consciousness. Then concepts and ideas no longer remain merely that; Hegelianism no longer remains Hegelianism and abstraction no longer abstraction, for at this point consciousness passes over into the actual realm of the spirit. Then one's immediate experience is no longer the mere “concept,” the mere “idea,” no longer the realm of thought that constitutes Hegelian philosophy—no: now concepts and ideas transform themselves into images, into Imagination. One discovers the higher plane of which moral imagination is only the initial projection; one discovers the cognitional level of Imagination. While philosophising, one remains caught within a self-created reality; now, after pursuing the inner path indicated by my Philosophy of Freedom, after transcending the level of imagination [Phantasie], one enters a realm of ideas that are no longer dream-images but are grounded in spiritual realities, just as color and tone are grounded in the realities of sense. At this point one attains the realm of Imagination, a thinking in pictures [bildliches Denken]. One attains Imaginations that are real, that are no longer merely a subjective inner experience but part of an objective spiritual world. One attains Inspiration, which can be experienced when one performs mathematics in the right way, when this performance of mathematics itself becomes an experience that can then be developed further into that which one finds in the Vedanta. Inspiration is complemented at the other pole by Imagination, and only through Imagination does one arrive at something enabling one to comprehend man. In Imaginations, in pictorial representations [bildhafte Vorstellungen]—representations that have a more concrete content than abstract thoughts—one finds what is needed to comprehend man from the point of view of consciousness. One must renounce proceeding further when one has reached this point and not simply allow sense-free thinking to roll on with a kind of inner inertia, nor believe that one can penetrate into the secret depths of consciousness through sense-free thinking. Instead one must have the resolve to call a halt and confront the “external world” of the spirit from within. Theo one will no longer spin thoughts into a consciousness that can never fully grasp them; rather, one will receive Imagination, through which consciousness can finally be comprehended. One must learn to call a halt at this limit within the phenomena themselves, and thoughts then reveal themselves to one as that within cognition which can organize these phenomena; one needs to renounce at the outward limit of cognition and thereby receive the spiritual complement to phenomena in the intellect. In just this way one must renounce in the process of inner investigation, one must come to a halt with one's thinking and transform it. Thinking must be brought inwardly to a kind of reflection [Reflexion] capable of receiving images that then unfold the inner nature of man. Let me indicate the soul's inner life in this way [see illustration]. If through self-contemplation and sense-free thinking I approach this inner realm, I must not roll onward with my thinking lest I pass into a region where sense-free thinking finds nothing and can call forth only subjective pictures or reminiscences out of my past. I must renounce and turn back. But then Imagination will reveal itself at the point of reflection. Then the inner world reveals itself to me as a world of Imagination. Now, you see, we arrive inwardly at two poles. By proceeding into the outer world we approach the pole of Inspiration; by proceeding into the inner world of consciousness we approach the pole of Imagination. Once one has grasped these Imaginations it becomes possible to collate them, just as one collates data concerning external nature by means of experiments and conceptual thinking. In this manner one can collate inwardly something real, something that is not a physical body but an etheric body informing man's physical body throughout his whole life, yet in an especially intensive manner during the first seven years. At the change of teeth this etheric body takes on a somewhat different configuration [Gestalt], as I described to you yesterday. By having attained Imagination one is able to observe the way in which the etheric or life-body works within the physical body. Now, it would be easy to object from the standpoint of some philosophical epistemology or other: if he wishes to remain logical, man must remain within the conceptual, within what is accessible to discursive thinking and capable of demonstration in the usual sense of the term. Fine. One can philosophise thus on and on. Yet however strong one's belief in such an epistemological tissue, however logically correct it may be, reality does not manifest itself thus; it does not live in the element of logical constructs. Reality lives in pictures, and if we do not resolve to achieve pictures or Imaginations, man's real nature shall elude our grasp. It is not at all a matter of deciding beforehand out of a certain predilection just what form knowledge must take in order to be valid but rather of asking reality in what form it wishes to reveal itself. This leads us to Imagination. In this way, then, what lives within moral imagination manifests itself as the projection into normal consciousness of a higher spiritual world that can be grasped in Imagination. And thus, ladies and gentlemen, I have led you, or at least sought to lead you, to the two poles of Inspiration and Imagination, which we shall consider more closely in the next few days in the light of spiritual science. I had to lead you to the portal, as it were, beforehand, in order to show that the existence of this portal is well founded in the normal scientific sense. For it is only upon such a foundation that we later can build the edifice of spiritual science itself, which we enter through that portal. To be sure, in traversing the long path, in employing the extremely demanding epistemological method I described to you today—which many may feel is difficult to understand—one must have the courage to come to grips not only with Hegel but also with “anti-Hegel.” One must not only pursue the Hegelianism that I sought to depict in my Riddles of Philosophy;5 one must also learn to give Stirner his due, for in Stirner's philosophy there lies something that rises out of consciousness to reveal itself as the ego. And if one simply gives rein to this ego that comes forth out of instinctive experiences, if one does not permeate it with that which manifests itself as moral imagination and Imagination, this ego becomes antisocial. As we have seen, Philosophy of Freedom attempts to replace Stirner's egoism with something truly social. One must have the courage to pass through the instinctive ego Stirner describes in order to reach Imagination, and one must also have the courage to confront face-to-face the psychology of association that Mill, Spencer, and other like-minded proponents have sought to promulgate, a psychology that seeks to comprehend consciousness in a bare concept but cannot. One must have the courage to realize and admit to oneself that today we must follow another path entirely. The ancient Oriental could follow a path no longer accessible to us, in that he formulated his experiences of an inner mathematics in the Vedanta. This path is no longer accessible to the West. Humanity is in a process of constant evolution. It has progressed. Another path, another method, must be sought. This new method is now in its infancy, and its immaturity is best revealed when one realizes that this psychology of association, which seeks to collate inner representations according to laws in the same way one collates the data of natural phenomena, is nothing but the inertia of thinking that wants to break through a boundary but actually enters a void. To understand this one must come to know this psychology of association for what it really is and then learn to lead it over through an inner contemplative viewing [Schauung] into the realm of Imagination. Just as the Orient once saw the Vedanta arise within an element of primal mathematical thought and was able to enter thus into the spirituality of the external world, so we must seek the spirit in the way in which it tasks us today: we must look within and have the courage to proceed from mere concepts and ideas to Imaginations, to develop this pictorial consciousness within and thereby to discover the spirituality within ourselves. Then we shall be able to bear this spirituality back out into the external world. We shall have attained a spirituality grasped by the inner being of man, a spirituality that thus can bear fruit within the social life. The quality of our social life shall depend entirely on our nurturing a mode of cognition such as this, which can at the same time embrace the social. That this is the case I hope to show in the lectures yet to follow.
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322. The Boundaries of Natural Science: Lecture V
01 Oct 1920, Dornach Translated by Frederick Amrine, Konrad Oberhuber Rudolf Steiner |
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Today it will be necessary to come to terms with a number of things that actually can be understood only if one is able to overcome certain prejudices that have long been cultivated and zealously inculcated right up to the present day. |
On the other hand, I have shown you that if one wishes to come to an understanding of consciousness, one must not attempt, as Anglo-American associative psychology does, to penetrate into consciousness with ideas and concepts called forth by the natural world. |
They intrude themselves especially strongly in individuals with healthy, or even conspicuously healthy, organizations—in individuals who have an open mind and a certain understanding for the manner in which modern scientific thinking proceeds. They experience modern science in this way, so that they cannot understand at all how such questions arise unconsciously thereby. |
322. The Boundaries of Natural Science: Lecture V
01 Oct 1920, Dornach Translated by Frederick Amrine, Konrad Oberhuber Rudolf Steiner |
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Today it will be necessary to come to terms with a number of things that actually can be understood only if one is able to overcome certain prejudices that have long been cultivated and zealously inculcated right up to the present day. Much of what shall be said here today, and further substantiated tomorrow, must be comprehended through raising oneself up to an inner viewing [Anschauung] of the spirit. You must consider that when the results of a scientific investigation of the spirit are met with a demand for proof such as is recognized by contemporary science or jurisprudence, or even contemporary social science—which is so useless in the face of life itself—one does not get very far at all. For the true spiritual scientist must already bear this method of demonstration within himself. He must have schooled himself in the rigorous methods of contemporary science, even of the mathematical sciences. He must know what mode of demonstration is demanded in these circles, and he must suffuse the processes of his whole inner life with this method: therein he builds the foundation for a higher mode of cognition. For this reason it is usually the case that when the demands of normal consciousness are placed before the spiritual scientist, he is thoroughly at home in the field from which the question stems. He has long since anticipated the objections that can be raised. One could even go so far as to say that he is only a spiritual scientist in the true sense of the word—in the sense in which we characterized spiritual science yesterday—to the extent that he has subjected himself to the rigorous discipline of the modern scientific method and knows at least the tenor of modern scientific thought quite well. I must make this one preliminary remark and add one other. If one cannot transcend the manner of demonstration that experimentation has made scientific habit, one shall never attain knowledge that can benefit society. For in a scientific experiment one proceeds—even if one cherishes the illusion that it is otherwise—in such a way that one moves in a certain direction and allows phenomena to confirm what lives within the ideas one has formulated as a natural law, or perhaps mathematically. Now, when one is required to translate one's knowledge into social judgments, in other words, if the ideas that one has formulated as the natural laws of contemporary anthropology or biology or Darwinism—no matter how “progressive” this Darwinism might be—are to have validity; if one wants to translate them into a social science that can become truly practical, this knowledge obtained through experimentation is totally inadequate. lt is totally inadequate because one cannot simply sit in a laboratory and wait to see what one's ideas call forth when they are applied to society. Thereby thousands upon thousands of people could easily die or starve or be made to suffer in some other way. A great part of the misery in our society has been called forth in just this way. Because they have originated in pure experimentation, our ideas have gradually become too narrow and impoverished to subsist in reality, which they must be able to do if thought is ever to enrich the sphere of practical life. I have already indicated the stance the spiritual scientist must take regarding the two boundaries that arise within cognition—the boundaries at the poles of matter and consciousness—if he is to attain knowledge that can reflect light back into nature and at the same time forward into the social future. I have shown that at the boundary of the material world one must not allow one's thinking to roll on with its own inertia in order to construct mechanistic, atomistic, or molecular world conceptions tending toward the metaphysical but call a halt at the boundary and develop instead something that normally is not yet present as a faculty of cognition. One must develop Inspiration. On the other hand, I have shown you that if one wishes to come to an understanding of consciousness, one must not attempt, as Anglo-American associative psychology does, to penetrate into consciousness with ideas and concepts called forth by the natural world. It must be entirely clear in one's mind that consciousness is constituted such that these ideas culled from the external world can gain no access. We must abandon such ideas and seek rather to enter the realm of Imaginative cognition. In order to achieve self-knowledge we must permeate the concepts and ideas with content, so that they become images. Until the view of man which was born in the West and now has all of civilization in its grasp is transformed into Imaginative cognition, we shall never progress in coming to terms with this second boundary presenting itself to normal human cognition. At the same time, however, one can say that humanity has evolved from certain stages, now become historical, to the point that requires that it progress to Inspiration on the one hand and Imagination on the other. Whoever is able to perceive what humanity is undergoing at the present, what is just beginning to reveal its first symptoms, knows that forces are rising out of the depths of human evolution that tend toward the proper introduction of Imagination and Inspiration into human evolution. Inspiration cannot be attained except by exercising a certain faculty of mental representation in the way that I described in my book, Knowledge of the Higher Worlds and Its Attainment, and shall describe at least in outline in the coming lectures. When one has progressed far enough in a kind of inner self-cultivation, a schooling of the self in a certain form of mental representation [Vorstellen]; when one schools oneself to live within the realm of representations, ideals, and concepts that live within the mind—then one learns what it means to live in Inspiration. For when one exercises consciously the faculty that otherwise “mathematicizes” within us during the first seven years up to the change of teeth (in normal life and in conventional science this occurs unconsciously), when one enters into this “living mathematics,” into this “living mechanics,” it is as though one were to fall asleep, entering not into unconsciousness or nebulous dreams but into a new form of consciousness that I shall begin to describe to you today. One takes up into full consciousness what otherwise works within as the sense of balance, the sense of movement, and the sense of life. It is as though one were to wrest from oneself what otherwise lives within as sensations of balance, movement, and life so that one lives within them with the extended mathematical representations. Tomorrow I shall speak about this at greater length. One passes over into another consciousness, within which one experiences something like a toneless weaving in a cosmic music. I cannot describe it otherwise. One unites with this weaving in a toneless music in a way similar to that by which one makes the physical body one's own through the activity of the ego in childhood. This weaving in a toneless music provides the other, rigorously demonstrable awareness that one is now outside the body with one's soul-spirit. One begins to comprehend that even in normal sleep one's soul-spirit is outside the body. Yet the experience of sleep is not permeated with that which vibrates when leaving the body consciously through one's own initiative, and one experiences initially something like an inner unrest, an inner unrest that exhibits a musical quality when one enters into it with full consciousness. This unrest is gradually elucidated when the musical element one experiences there becomes a kind of wordless revelation of speech from the spiritual cosmos. These matters naturally appear grotesque and paradoxical to these who hear them for the first time. Yet much has arisen in the course of cosmic evolution that first appeared paradoxical and grotesque, and human evolution will not advance if one wishes to pass over these phenomena only half-consciously or unconsciously. Initially one has only a certain experience, an experience of a kind of toneless music. Then out of this experience of toneless music there arises something which, when experienced, enables us to comprehend inwardly a content as meaningful as that which is conveyed to us when we listen outwardly to a man who speaks to us via sensible words. The spiritual world simply begins to speak, and one has only to begin to acquire an experience of this. Then one comes to experience something at a higher level. One no longer only weaves and lives in a toneless music and no longer merely perceives the speech of the super-sensible spiritual world: one begins to recognize the contours of something that reveals itself within this super-sensible world, the contours of beings. Within this universal spiritual speech that one initially encounters there emerge individual spiritual beings, in the same way that we, listening at a lower level to the speech of another man, crystallize or organize—if I may use such trivial expressions—what reveals itself as his soul and spirit into something substantial. We begin to live within the contemplation and knowledge of a spiritual reality. This realm of the spirit replaces the vacuous, insubstantial, metaphysical world of atoms and molecules: it confronts us as the reality that lies behind the phenomena of the sense world. We no longer stand in the same relation to the boundary of the material world as when we allow conceptualizing to roll on with its own inertia, attempting to carry the kind of thinking developed through interaction with the sense world beyond the boundary. Now we stand in a relationship to this boundary of sense such that the spiritual content of the world suddenly stands revealed there. This is one boundary to cognition. Ladies and gentlemen, humanity at this point in its evolution is yearning to step out of itself, to step out of the body in this way, and one can see this tendency exemplified quite clearly in certain individuals. Human beings seek to withdraw from their bodies that which the spiritual scientist withdraws with full consciousness. The spiritual scientist withdraws this in a way analogous to the way in which he applies inwardly obtained concepts in a systematic, organized fashion to the natural world. As some of you will know, for some time now a great deal of attention has been paid to a remarkable illness. Psychologists and psychiatrists term this “pathological questioning or doubt” [Grübelsucht; Zweifelsucht]; it would perhaps better be termed “pathological skepticism.” One now encounters innumerable instances of this illness in the most remarkable forms, and it is already necessary that the study of this disease in particular be promoted within the cultural context of our time. This illness manifests itself—you can learn a great deal about it from the psychiatric literature—in these people, from a certain age onward, usually from puberty or the period immediately preceding puberty, no longer being able to relate properly to the external world. When confronted with their experiences in the external world, these people are overcome by an infinite number of questions. There are certain individuals who, though they remain otherwise fully rational, can pursue their duties to a great extent and are fully cognizant of their condition, must begin to pose the most extraordinary questions if they are but slightly withdrawn from what normally binds them to the external world. These questions simply intrude into their life and cannot be brushed aside. They intrude themselves especially strongly in individuals with healthy, or even conspicuously healthy, organizations—in individuals who have an open mind and a certain understanding for the manner in which modern scientific thinking proceeds. They experience modern science in this way, so that they cannot understand at all how such questions arise unconsciously thereby. Such phenomena are evident especially in women, who have less robust natures than men and who also tend to acquire their knowledge of natural science, if they undertake to do so, not so much through the highly disciplined scientific literature but rather through works intended for laymen and dilettanti. For if at this time immediately before puberty, or just when puberty is on the wane, there should occur an intense preoccupation with modern scientific thought in the way I have just described, among such people a high incidence of this disease can be observed. It manifests itself in these people having then to ask: where ever does the sun come from? And no matter how clever the answers one gives them, one question always calls forth another. Where does the human heart come from? Why does it beat? Did I not forget two or three sins at confession? What happened when I took Communion? Did a few crumbs of the Host perhaps fall to the ground? Did I not try to mail a letter somewhere and miss the slot? I could produce a whole litany of such examples for you, and you would see that all this is eminently suited to keeping one uneasy. Now, when the spiritual scientist comes to consider this matter he feels himself right at home. It is simply a manifestation of the element in which the spiritual scientist resides consciously when he achieves an experience of the toneless musical speech of spiritual beings through Inspiration. Those afflicted with pathological skepticism enter this region unconsciously. They have cultivated nothing that would enable them to comprehend the state into which they enter. The spiritual scientist knows that throughout the entire night, from falling asleep until waking, one lives in an element consisting entirely of such questions, that out of the sleeping state countless questions arise within one. The spiritual scientist knows this condition, because he can experience it consciously. Whoever approaches these matters from the standpoint of normal consciousness and seeks thus to comprehend them will perhaps make attempts at all kinds of rationalistic explanations, but he will not arrive at the truth, because he is unable to comprehend the matter through Inspirative cognition. Such a one sees that there are, for example, people who go to the theater in the evening and on leaving the theater are helpless to resist the countless questions that overcome them: what is this actress's relationship to the outer world? What was that actor doing some previous year? What are the relationships between the individual actors and actresses? How was this or that flat constructed? Which painter is responsible for each? and so on, and so on. For days on end such people are subject to the influence of this pesky questioner within. This is a pathological condition that one begins to understand only by realizing that these people enter a region the spiritual scientist experiences in Inspiration by approaching this realm differently from these afflicted with this pathological condition. Persons in this pathological state enter the same region as the spiritual scientist, but they do not take their egos with them; in a certain sense they lose their egos upon entering this realm. And it is just this ego that is the ordering faculty. It is the ego that is capable of bringing the same kind of order into this world as we are able to bring to our physical environment. The spiritual scientist knows that one lives in this same region between falling asleep and waking. Everyone who returns from the theater actually is deluged by all these questions in the night while he sleeps, but due to the operation of certain laws sleep normally spreads itself out over this interlocutor, so that one has finished with him by the time one awakes again. In order to perform valid spiritual research, one must bear into this region unimpaired judgment, complete discretion, and the full force of the human ego. Then we do not live in this region in a kind of super-skepticism but rather with just as much self-possession and confidence as in the physical world. And actually all the meditative exercises that I have given in my book, Knowledge of the Higher Worlds and Its Attainment, are intended in large part to result in a greater ability to enter this region preserving one's ego in full consciousness and in strict inner discipline. The purpose of a large part of the spiritual scientist's initial schooling is to keep him from losing the inner support and discipline of the ego while traversing this path. The finest example in recent times of a man who entered this region without full preparation is someone whom Dr. Husemann has characterized here in another context. The finest example is Friedrich Nietzsche. Nietzsche is, to be sure, an extraordinary personality. In a certain sense he was not an intellectual at all. He was not your conventional scholar. With the tremendous gifts of genius, however, he grew out of puberty into scientific research; with these tremendous gifts he was able to take in what the contemporary sciences can offer. That, despite having acquired this knowledge, he did not become a scholar of the conventional sort is shown quite simply by the polemics of so exemplary a modern scholar as Wilamowitz, who came out in opposition immediately after the appearance of the young Nietzsche's first publication. Nietzsche had just published his treatise, The Birth of Tragedy out of the Spirit of Music, in which there resounds a readiness to undergo initiation, to enter the musical, the Inspirative—even the title reveals his yearning for the realm that I have characterized—but he could not. The possibility did not exist. In Nietzsche's time a conscious spiritual science did not exist, but in giving his work the title, The Birth of Tragedy out of the Spirit of Music, he indicated that he wished to come to terms with a phenomenon such as Wagnerian tragedy out of this spirit of music. And he entered further and further into this realm. As I said, Wilamowitz immediately came out in Opposition and wrote his polemics against The Birth of Tragedy, in which he completely rejected from his academic point of view what Nietzsche, unschooled but yearning for knowledge, had written. From the point of view of modern science he was of course completely justified. And actually it is hard to understand how so excellent a thinker as Erwin Rohde could have believed a compromise was possible between this modern philology that Wilamowitz represented and what lived within Nietzsche as a dark striving, as a yearning for initiation, for Inspiration. What Nietzsche had acquired in this manner, had inwardly appropriated, grew out into the other fields of contemporary sciences. It grew into positivism, namely that of the Frenchman, Comte, and the German, Dühring. While cataloguing Nietzsche's library in the 1890s I saw with my own eyes all the marks Nietzsche had so conscientiously made in the margins of Dühring's works, from which he acquired his knowledge of positivism; I held all these books in my own hand. I could enter sympathetically right into the manner in which Nietzsche took positivism up into himself. I could well imagine how he then reverted to an extra-corporeal existence, where he experienced this positivism again without having penetrated into this region sufficiently with his ego. As a result, he produced works such as Human, All Too Human, exhibiting a constant oscillation between an inability to move within the world of Inspiration and a desire to remain there nonetheless. One notices this in the aphoristic progression of Nietzsche's style in these works. Nietzsche strives to bring his ego into this realm, but it tears itself away again and again: thus he produces not a systematic, artistic presentation but only aphorisms. It is just this constant self-interruption in aphorism that reveals the inward soul of this remarkable spirit. And then he rises to encounter that which has provided modern science, the contemporary physical sciences, with their greatest riddles. He rises up to encounter what lives in Darwinism, what lives in the theory of evolution, and attempts to demonstrate how the most complicated organisms have gradually arisen out of the most primitive. He penetrates into this realm, a realm into which I have sought in a modest way to bring inner structure and an inward mobility—you can follow this in the discussion of Haeckel in my book, The Riddles of Philosophy. Nietzsche enters this realm, and there emerges from his soul the notion of a kind of super-evolution [Überevolutionsgedanke]. He follows the course of evolution up to man, where this notion of evolution explodes to create his “super-man.” In following this self-progression of evolving beings he loses the content, because he is unable to obtain the true content through Inspiration: he is confined to the empty idea of “eternal recurrence.” Only by virtue of the inner integrity of his personality was Nietzsche able to avoid what the pathologist calls “pathological skepticism.” It was something within Nietzsche, a prodigious health that Nietzsche himself sensed underlying his debility, that asserted itself and kept him from falling prey to complete skepticism, leading him rather to contrive what later became the content of his most inspiring words. No wonder, then, that this excursion into the spiritual world, this striving to proceed from music to the inner word, to inner being, culminated in the most unmusical of ideas—that of “the eternal recurrence of the same”—and the empty, merely lyrical “superman.” No wonder that it had to end in the condition that his physician, for example, diagnosed as an “atypical case of paralysis.” Yes, this man who did not know Nietzsche's inner life, who was incapable of judging it from the standpoint of spiritual science and confronted the images and ideas of Nietzsche's inner life as a mere psychiatrist, without sympathetic understanding—this man found only an abstraction to answer the question posed by the concrete case before him. With regard to all nature du Bois-Reymond had said in 1872: ignorabimus. Confronted with exceptional cases, the psychiatrist says: paralysis, atypical paralysis. Confronted with concrete cases that reveal the essence of present human evolution, the psychiatrist can say only ignorabimus, or ignoramus. This is but a translation of what is clothed in the words “atypical case of paralysis.” This eventually destroyed Nietzsche's body. It produced the condition that makes Nietzsche such a revealing phenomenon within our contemporary cultural life. This is the other form of the debility appearing in certain highly cultivated individuals, which psychiatrists term pathological doubt or hyper-skepticism. And the phenomenon of Nietzsche—here I must be allowed a personal remark—stood before my eyes the moment that, trembling, I entered his room in Naumburg a few years after his illness. He lay upon the sofa after dinner, staring into space. He recognized nobody around him and stared at one like a complete idiot, but the light of his former genius still gleamed within his eyes. If one looked at Nietzsche knowing all one could about his world view, about the ideas and images that lived within his soul; if, unlike the mere psychiatrist, one stood before Nietzsche, this ruin of a man, this physical wreck, with this image in one's soul, then one knew: this man strove to view the world revealed by Inspiration. Nothing of this world came forth to him. And the part of him that desired to achieve Inspiration finally extinguished itself: for years the physical organism was filled by a soul-spirit devoid of content. From such a sight one can learn the whole tragedy of our modern culture, its striving for the spiritual world, its inclination toward that which can proceed from Inspiration. For me—and I do not hesitate in the slightest to introduce a personal remark here—this was one of those moments that can be interpreted in a Goethean manner. Goethe says that nature conceals no secret that she is not willing to reveal in one place or another. No, the entire world contains not a single secret that is not revealed in one place or another. The present stage of human evolution conceals the secret that humanity is giving birth to a striving, an inclination, an impulse that rumbles within the social upheavals our civilization is undergoing—an impulse that seeks to view the spiritual world of Inspiration. And Nietzsche was the one point where nature revealed its open secret, where the striving that exists within humanity as a whole could reveal itself. We must seek this if all those striving for education, seeking within modern science—and this shall be the entire civilized world, for education must become universal—if humanity as a whole is not to lose its ego and civilization fall into barbarism. That is one great cultural anxiety, one great threat to civilization, which must be faced by anyone who follows the contemporary progress of human evolution and seeks to develop a thinking that can grasp the realities of social life. Similar phenomena assert themselves on the other side as well, on the side of consciousness. And we shall have to study these phenomena on the side of consciousness at least in outline as well. We shall see how these other phenomena arise out of the chaos of contemporary life, phenomena that appear pathologically and have been described by Westphal, Falret, and others. It is no accident that these have been described only just in the most recent decades. On the other side, that of the boundary of consciousness, we encounter the phenomena of claustrophobia, astraphobia, and agoraphobia,6 just as we encounter pathological skepticism on the side of matter. And in the same way (we shall discuss this further) in which pathological skepticism must be cured culturally-historically through the cultivation of Inspiration—one of the great talks of contemporary social ethics—we are threatened with the emergence of the phenomena that I shall describe tomorrow: claustrophobia, astraphobia, and agoraphobia. These emerge pathologically and can be overcome through Imagination, which, when civilization has acquired it, shall become a social blessing for all humanity.
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322. The Boundaries of Natural Science: Lecture VI
02 Oct 1920, Dornach Translated by Frederick Amrine, Konrad Oberhuber Rudolf Steiner |
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Just look at the relevant literature from the nineteenth and the beginning of the twentieth centuries to see how human beings strove to understand what capital actually means within the social process, to see how that which human beings strove to understand in concepts has passed over into frightful struggles in the external world. |
The impoverished concepts of barter and purchase, products of a discipline that fails to recognize the limits of natural science, shall never prove adequate to an understanding of commodities. Commodities, the products of human labor, exist in the relationship between several individuals, and if a solitary man undertakes to understand commodities “as such,” he is on the wrong track. Commodities must be understood as a function of the socially contracted majority of human beings, of association. Commodities must be understood in terms of association; they must exist in association. |
322. The Boundaries of Natural Science: Lecture VI
02 Oct 1920, Dornach Translated by Frederick Amrine, Konrad Oberhuber Rudolf Steiner |
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Yesterday I closed with a consideration of what reveals itself at one boundary of scientific thinking as a real and true mode of cognition: I closed with a characterization of Inspiration. I have brought to your attention the way in which man enters through Inspiration a spiritual world: he knows that he is in this world and feels also that he is outside the body. I have shown you how the transition from the experience of a “toneless” musical element to a merger with an individuated element of being occurs. It also became clear in the course of yesterday's considerations of pathological skepticism and hypercriticism that pathological conditions can arise within man if he takes this step out of the body without the accompaniment of the ego, if he does not suffuse the conditions he experiences in Inspiration with full self-consciousness. If one brings the ego into Inspiration, Inspiration represents a healthy, indeed a necessary, step forward in human cognition. Yet in a cultural epoch such as ours, in which man's being is striving to free itself from the physical organism, one cannot allow this condition to come about in an instinctive, unconscious, unhealthy way without the emergence of the pathological conditions we discussed yesterday. For, you see, there exist two poles in human nature. We can either turn to what opens a free, spiritual vision of the highest realities, or, by shunning this, by not summoning sufficient courage to penetrate into these regions with full consciousness but allowing ourselves to be driven by unconscious forces within ourselves, we can call forth illness in the physical organism. And it would be a grave error to believe that one could guard against this illness by electing not to strive into the actual spiritual world. Illness will occur anyway, if the instincts are allowed to drive the astral body, as we call it, out of the organism. Yet especially at the present time, even if we do not investigate the spiritual world ourselves, we are fully protected against the pathological states that I described yesterday—even against those arising only in the soul—by seeking to comprehend rationally the ideas of spiritual science. What is it, however, that we bear into the spiritual world when we take full consciousness with us? You need only follow somewhat man's development from birth to the change of teeth and beyond in Order to realize that, besides the development of speech, thinking, and so forth, an especially important element in this human development is the gradual emergence and transformation of memory. If you then look at the course of human life, you will come to see the tremendous importance of memory for a fully human existence. If, as a result of certain pathological conditions, the continuity of memory is interrupted, so that we cannot recall certain experiences we have had, then a serious illness befalls us, for we feel that the thread of the ego, which otherwise runs through our lives, has been broken. You can consult my book, Theosophy,7 on this: memory is intimately connected with the ego. Thus in pursuing the path I have characterized we must take care not to lose what manifests itself in memory. We must take along with us into the world of Inspiration the power of soul that provides us with memory. Just as in nature everything changes, however—just as the plant, in growing, metamorphoses its green leaves into the red petals of the flower; just as everything in nature is in constant metamorphosis, so it is with everything concerning human existence. If we really bear the faculty of memory out into the world of Inspiration under the full influence of ego-consciousness, it metamorphoses itself. Then one comes to realize that in the moment of one's life in which one investigates the spiritual world in Inspiration, one does not have the normal faculty of memory at one's disposal. One has this faculty of memory at one's disposal in healthy life within the body; outside the body, this faculty is no longer available. This results in something extraordinary—something that, since I present it to your mind's eye for the First time, might seem paradoxical, yet that is fully grounded in reality. Whoever has become a true spiritual scientist, who enters and seeks to experience through Inspiration actual spiritual reality as I have described it in my books, must experience this reality each time anew if he wishes to have it present to consciousness. Thus whenever someone speaks out of Inspiration concerning the spiritual world—not from notes or from mere memory but when he expresses immediately what reveals itself to him in the spiritual world—he must perform the task of spiritual perception each time anew. The faculty of memory has transformed itself. One has retained only the power to call forth the experience again and again. For that reason the spiritual scientist does not have it so easy as one who relies on mere memory. He cannot simply communicate some information out of memory but must call forth anew each time what presents itself to him in Inspiration. In this matter it is essentially the same as it is in normal sense perception of the physical world. If you wish actually to perceive within the physical world of the senses, you cannot turn away from what you wish to perceive and still have the same perception in another place. You must return to the object. In the same way, the spiritual scientist must return to the Same spiritual content of consciousness. And just as in physical perception one must learn to move about in space in order to perceive this or that in turn, the spiritual scientist who has attained Inspiration must learn to move freely within the element of time. He must be able—if you will allow me to use a paradoxical expression—to swim within the element of time. He must learn to travel along with time itself, and when he has learned this, he finds that the faculty of memory has undergone a metamorphosis, that the faculty of memory has transformed itself into something else. What memory performed within the physical world of the senses must be replaced by spiritual perception. This transformed memory, however, gives the spiritual scientist perception of a more encompassing ego. Now the ego is recognized to be more encompassing. When one has transformed memory, which contains the power of the ego between birth and death, the content of the ego cracks the husk that circumscribes but one lifetime. Then the fact of repeated earthly incarnations, alternating with a purely spiritual existence between death and rebirth, emerges as something that can be grasped as a reality. On the other side, the side of consciousness, there emerges something different when one seeks to avoid what an ancient view of the spirit, that of the Vedanta, did not yet know. We in the West feel on the one hand the loftiness of the spiritual view when we steep ourselves in the ancient Oriental wisdom. We feel that in the Vedanta the soul was borne up into spiritual regions in which it could move in a way that the Westerner's normal consciousness can only in mathematical, geometrical, analytic-mechanical thinking. When we descend into the expansive realms that in the Orient were accessible to normal consciousness, however, we find something that we Westerners, because of our more advanced state of evolution, can no longer bear: we find an extensive symbolism, an allegorization of the natural world. It is this symbolism, this allegorization, this thinking about external nature in images, that makes us clearly aware that we are being led away from reality, away from a true investigation of nature. This has become part of certain religious confessions. Certain religious confessions are at a loss how to proceed with this act of symbolization, of mythologization, which has become decadent. For us in the West, that which the Oriental, living in an illusory world, applied directly in this way to external nature, that with which he believed himself capable of arriving at insights concerning the natural world—for us at present this has value only as an exercise preliminary to further spiritual research. We must acquire the soul faculty that the Oriental employed in symbolism and anthropomorphism. We must exercise this faculty inwardly and remain fully conscious thereby: we lapse into superstitions, into rhapsodic enthusiasm for nature, if we employ this faculty to any end but the cultivation of our soul. Later I shall have occasion to speak here about the particulars of this—which, by the way, you can find in my book, Knowledge of the Higher Worlds and Its Attainment. By taking this faculty that the Oriental turned outward and employing it inwardly, as an activity of inner schooling [Kraft des Übens], by first developing a pictorial representation in such a way within, one actually begins to arrive at new insights on the other side, on the side of consciousness. One gradually achieves a transformation of abstract, merely notional thinking into pictorial thinking. Then there arises what I can only call an experiential thinking [erlebendes Denken]. One experiences pictorial thinking. Why does one experience this? One experiences nothing other than what is active within the physical body during the first years of childhood, as I have described it to you. One experiences not the human organism that has taken static form in space but rather what lives and weaves within man. One experiences it in pictures. One gradually struggles through to a viewing of the life of the soul in its actuality. On the other side the content of consciousness gradually emerges within cognition: pictorial representation, a life within Imagination. And without entering into this life of Imaginations, modern psychology shall not progress. In this way, and in this way only, by entering into Imagination, there will arise again a psychology that is more than word-games, a psychology that actually looks into the soul of man. Just as the time has come in which, as a result of general cultural relationships, man is gradually excarnating from the physical body and striving for Inspiration, as we have seen in the example of Nietzsche, the time has come in which man, if he desires self-knowledge, should feel himself led toward Imagination. Man must descend deeper into himself than was necessary in the course of previous cultural history. If evolution is not to lapse into barbarism, humanity must attain a true image of itself [Selbstschau], and humanity can accomplish this only by accepting the knowledge offered by Imagination. That man is striving to descend deeper into his inner self than has been the case in evolution heretofore is shown, again, in the phenomena of pathological diseases of a particularly modern form. These have been described very recently by those who are able to study them from the point of view of medicine or psychiatry. It is shown above all in the emergence of agoraphobia, claustrophobia, and astraphobia—illnesses of a sort that arise especially frequently in our time. Even if they usually are observed only as pathological conditions requiring psychiatric treatment, the more acute observer can see something else altogether. He sees agoraphobia, astraphobia, and so forth already emerging from the soul-nature of humanity, just as he saw Inspiration arising pathologically in Friedrich Nietzsche. Above all, he can observe states of soul that often appear outwardly normal from which emerges agoraphobia—morbid dread of open spaces. He sees emerging something that appears as astraphobia, a state in which one fails to come to terms with an inner sensation. This inner feeling can grow to the extent that the Organs of digestion are attacked, and digestion is disturbed. He comes to know what might be called fear of isolation, agoraphobias,8 in which one cannot remain atone but only where there is company assembled all around and so forth. Such things emerge. These things show that humanity is presently striving for Imagination and that an illness that must otherwise become an illness of the entire culture can be counteracted only by developing Imagination. Agoraphobia—this is an illness that manifests itself in many people in a frightening way. These people grow up, and from a certain point in their lives onward remarkable conditions manifest themselves. If such a person steps out of the house into a square devoid of people he is stricken with a fear that is entirely incomprehensible to him. He is afraid of something; he does not dare go a step further into the empty square, and if he does, it can happen that he falls down on his knees or perhaps even topples over in a faint. The moment that even a child comes, the sufferer grasps its arm or merely reaches out to touch the child: in this moment he feels himself inwardly strengthened again, and the agoraphobia subsides. One case that has been described in the medical literature is particularly interesting. A young man who felt himself strong enough even to become an officer is overcome by agoraphobia while on maneuvers as he is sent out to map some terrain. His fingers tremble; he is unable to draw. Wherever there is emptiness around him, or what he perceives as emptiness, he is beset with fears that he immediately senses to be pathological. He is in the vicinity of a mill. In order to be able to perform his duty at all, he must keep a small child at his side, and its mere presence is enough for him to be able to resume drawing. We ask ourselves: what is the cause of such phenomena? Why is it that there are, for example, people who, when they have somehow forgotten to leave open the door to their bedrooms at night—something that has perhaps long since become a habit with them—wake in the night dripping sweat and can do nothing but leap up to open the door, for they cannot stand to be in an enclosed space. There are such people. Some suffer to such an extent that they must have all the doors and windows open. If their house is on a square, they must leave open the door leading out, so that they know they are free and can get out into the open at any time. This claustrophobia is something that one sees emerging—even if it often does not emerge in so radical a form—if one is able to observe human states of soul more closely. And then there are people who feel, even to a physical degree, something inexplicable happening within them. What is it? It is an approaching thunderstorm or some other atmospheric condition. There are otherwise intelligent people who must draw the curtains whenever there is lightning or thunder. Then they must sit in a dark room, for only in this way can they protect themselves from what they experience in the atmospheric conditions. This is astraphobia, or morbid fear of thunderstorms. What is the cause of these states that we observe already very clearly in the souls of human beings today, especially in those who for a long time surrender themselves devoutly to a certain dogmatism? In these people one observes precisely these states of soul, even if they have not manifested themselves yet physically. These states are just beginning to appear. Their emergence works to upset a balanced, calm approach to life. They also emerge in such a way that they call forth all kinds of pathological conditions that are ascribed to every sort of thing, because the physical symptoms of claustrophobia, agoraphobia, or astraphobia are not yet manifest, while they must actually be ascribed to the particular configuration of soul arising within man. What is the cause of such conditions? They are the result of our need not only to experience the life of the soul discarnately but also to bring this experience of the discarnate soul down into the physical body. We must allow it to immerse itself consciously. Just as that which I have described to you in the course of these lectures gradually extricates itself from the body between birth and the change of teeth, so also that which is experienced externally, which we could call experience of the astral, immerses itself again in the physical organism between the change of teeth and puberty. And what takes place in puberty is nothing other than this immersion between approximately the seventh and fourteenth years. The independent soul-spirit that man has developed must immerse itself in the body again, and what then emerges as physical love, as sexual desire, is nothing other than the result of this immersion I have described to you. One must come to understand this immersion clearly. Whoever wishes to gain a true understanding of the basis of consciousness must be able to effect this in a fully conscious, healthy way, using such methods as I shall describe here later. That is to say, he must learn to immerse himself in the physical body. Then he attains an initial experience of what manifests itself as an Imaginative representation of the inner realm. Here a faculty of formal representation framed for an external, three-dimensional world of plastic forms is insufficient. To perform this inner activity one needs a mobile faculty of formal representation: one must be able to overcome gradually everything spatial in Imagination and to immerse oneself in the representation of something intensive, something that radiates activity. In short, one must immerse oneself in such a way that in descending one can still clearly differentiate between oneself and one's body. Whatever inheres in the subject cannot be known. If one can keep what one experiences outside from immersing unconsciously in the physical body, one descends into the physical body and experiences in descending the essence of this body up to the level of consciousness in Imagination, in pictures. Whoever fails to keep these pictures separate, however, and allows them to slip into the physical body, confronting the physical body not as an object but as something subjective, brings the sensation of space down into the physical body with him The astral thereby coalesces with the physical to a greater degree than should be allowed. The experience of the external world coalesces with man's inner life, and because he makes subjective what should have remained objective, he can no longer experience space normally. Fear of empty space, fear of lonely places, fear of the astrality diffused through space, of Storms, perhaps even of the moon and Stars, rise up within one. One lives too deeply within oneself. Thus it is necessary that all exercises leading to the life of Imagination protect one against descending too deeply into the body. One must immerse oneself in the body in such a way that the ego remains outside. One may not take the ego out into the world of Imagination in the way that one must carry the ego out into the world of Inspiration. Although one worked toward Imagination through a process of symbolization, through pictorial representation, in Imagination itself all pictures created by mere fantasy disappear. Now objective pictures emerge instead. Only that which actually lives within the human form ceases to confront one as an object. One loses the outward human form and there emerges a diversity of living forms from the human etheric. One now sees not the unified human form but the profusion of animal forms that interpenetrate and merge to create the human form. One comes to know in an inward way what lives within the realms of plants and minerals. One learns this through introspection. One learns what can never be learned through atomism and molecularism: one learns what actually lives within the realms of plants and minerals. And how is it that we avoid bringing the ego down into the physical body when we strive for Imagination? Only by developing the power of love more nobly than in normal life, where love is led by the powers of the bodily senses. Only by acquiring the selfless power of love, freedom from egotism not only regarding the realm of humanity but also regarding the realm of nature. Only by allowing all that leads to Imagination to be borne by love, by merging this power of love with every object of cognition that we seek in this manner. Again we have divergent tendencies: the healthy tendency to extend the power of love into Imagination or the pathological tendency to expose ourselves to fear of what is outside. We experience what lies outside with our ego and then, without restraining our ego, bear it down into the body, giving rise to agoraphobia, claustrophobia, and astraphobia. Yet we enjoy the prospect of an extremely high mode of cognition if we can develop in a healthy way what threatens humanity in its pathological form and would lead it into barbarism. In this way one attains a true knowledge of man. One surpasses all that anatomy, physiology, and biology can teach; one attains a true knowledge of man by actually seeing through the physical body. Oh, man comes to know himself in a way so different from that which nebulous mystics believe, who think that some abstract divinity reveals itself to them when they delve down within. Oh no, something rich and concrete reveals itself; something that provides insight into the human organism, into the nature of the lungs, the liver, and so forth. Only this can be the basis of a true anatomy, a true physiology; only this can serve as the basis for a true understanding of man and also for a true medical science. One has developed two faculties within human nature. On the side of matter is the faculty of Inspiration, developed by gradually discovering within matter a spiritual realm that expands out into the tableau Mr. Arenson has depicted for you here. The other faculty is developed by discovering within oneself the realms that I described as the basis of a true knowledge of man, of a true medical science, when I spoke here earlier this year before almost forty medical doctors. These two faculties, however, those of Inspiration and Imagination, can join together. The one can coalesce with the other, but it must happen in full consciousness and by comprehending the cosmos in love. Then there arises a third faculty, a confluence of Imagination and Inspiration in true, spiritual Intuition. Then we rise up to that which allows us to recognize the external material world to be a spiritual world, the inner realm of the soul and spirit with its material foundations as a continuous whole; we rise up to that which grants us knowledge of the expansion of human existence beyond earthly life, as I have described it to you here in other lectures. One comes thus on the one side to know the realms of plants, animals, and minerals in their inmost essences, in their spiritual content, through Inspiration. By coming to know the human organs through Imagination one creates the basis for a true organology, and by uniting in Intuition what one has learned about plants, animals, and minerals with what Imagination reveals concerning the human organs, one attains a true therapy, a science of medication that knows in a real sense how to apply the external to the internal. The true doctor must understand medications cosmologically; he must understand the human organs anthropologically, or actually anthroposophically. He must come to grasp the external world through Inspiration, the inner world through Imagination, and he must achieve a therapy based upon real Intuition. You see what a prospect opens before us if we are able to comprehend spiritual science in its true form. To be sure, this spiritual science still has to shed many externals and much that still adheres to it in the minds of those who believe they can nurture it with fantasies and dilettantism of every sort. Spiritual science must develop a method of research as rigorous as mathematics and analytical mechanics. On the other hand, spiritual science must rid itself of all superstitions. Spiritual science must truly be able to call forth in light-filled clarity the love that otherwise overcomes man if he can call it forth out of instinct. Then spiritual science will be a seed that will grow and send its forces out into all the sciences and thus into human life. For this reason, let me bring to a dose what I have had to say to you in these lectures with one more brief consideration. Beforehand I would like to say that there is, of course, still much that can be read between the lines of my descriptions. Some of this I shall make legible in two lectures this evening and tomorrow: they will elaborate what I could only intimate in the short time available to us for this course. Only what is gained by attaining Imagination on the one hand and Inspiration on the other, and then uniting Imagination and Inspiration in Intuition, gives man the inner freedom and strength enabling him to conceive ideas that can then be effected in social life. And only those who experience contemporary life with a sleeping soul can fall to see everything that is brewing in the most frightful way, threatening a horrific future. What is the spiritual cause of this? The spiritual cause of this is something one can perceive by studying attentively recent human evolution as it manifests itself in extremely prominent individuals. How human beings strove in the later nineteenth and early twentieth centuries to arrive at clear concepts, to arrive at truly inward, clear impulses for three concepts that are of the very greatest importance for social life: the concept of capital, the concept of labor, and the concept of commodities! Just look at the relevant literature from the nineteenth and the beginning of the twentieth centuries to see how human beings strove to understand what capital actually means within the social process, to see how that which human beings strove to understand in concepts has passed over into frightful struggles in the external world. Just look how intimately the particular feeling emerging within humanity in the present age corresponds to what they are able to feel and think concerning the function, the meaning of labor within the social organism. Then look at the hopelessly inadequate definition of “commodity”! Human beings strove to bring three practical concepts into clear focus. In the course of life in the civilized world today one Sees everywhere a lack of clarity regarding the triad, capital, labor, commodities. And one cannot rise up to answer the question: what function does capital have within the social organism? One is able to answer this question only when, out of a true spiritual science, by means of Imagination and Inspiration united in Intuition, one understands that a proper impulse for the functioning of capital can be found within the spiritual life as an independently subsisting part of the social organism. Only true Imagination can bring real comprehension of this part of the social organism. And one will come to realize something else as well. One will realize that one can come to understand labor's functioning within the social organism when one no longer understands what is produced by human labor in terms of the product, so that one no longer conceives commodities in the Marxist manner as congealed labor or even congealed time. Rather, one will realize that the results of human labor can be understood by arriving at a representation, at a free experience of that which can proceed from man. The concept of labor will become clear only to those who know what is revealed to man through Inspiration. And the concept of “commodity” is the most complicated imaginable. For no single man is able to comprehend what commodities are in their actual existence in life. Anyone who wishes to define commodities has not the slightest inkling what knowledge is. “Commodity” cannot be defined, for one can define in this sense or formulate conceptually only what concerns but one individual, what one man alone can comprehend with his soul. Commodities, however, always exist in the interaction between a number of human beings and a number of individuals of a certain type. Commodities exist in the interaction between producers, consumers, and those who mediate between them. The impoverished concepts of barter and purchase, products of a discipline that fails to recognize the limits of natural science, shall never prove adequate to an understanding of commodities. Commodities, the products of human labor, exist in the relationship between several individuals, and if a solitary man undertakes to understand commodities “as such,” he is on the wrong track. Commodities must be understood as a function of the socially contracted majority of human beings, of association. Commodities must be understood in terms of association; they must exist in association. Only when associations are formed that process what originates with the producers, businessmen, and consumers will there arise—not out of the individual but through association, through the worker associations—the social concept, the concept of “commodity,” that human beings must share before there can exist a healthy economic life. If human beings would only take the trouble to ascend to that which the spiritual scientist can convey from the realm of higher cognition, they would find concepts giving rise to the social forms we must develop if we wish to reverse the course of a civilization on the decline. It is thus no mere theoretical interest, no mere scientific need, that underlies all we shall strive for here. It is rather the most urgent need that the work and the research we do here make human beings mature enough that they can go forth from this place to all the corners of the earth, taking with them such ideas and social impulses as really can buoy up an age so rapidly sinking and reverse the course of a world so clearly in decline.
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322. The Boundaries of Natural Science: Lecture VII
02 Oct 1920, Dornach Translated by Frederick Amrine, Konrad Oberhuber Rudolf Steiner |
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Hence the precautionary measure strictly applied within the Eastern schools of wisdom: the neophyte was placed under an authority, but not any outward authority—fundamentally speaking, what we understand by “authority” First appeared in Western civilization. |
Such people believed that through such a condensed version, in which everything occurs only once, they would gain a true understanding of what the Buddha had actually intended. From this it is clear that Western civilization has gradually lost all understanding of Eastern man. |
And at this point you will perhaps allow me to relate a personal experience, because it will help you to understand what I really mean. I have spoken to you about the conception underlying my book, Philosophy of Freedom. |
322. The Boundaries of Natural Science: Lecture VII
02 Oct 1920, Dornach Translated by Frederick Amrine, Konrad Oberhuber Rudolf Steiner |
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It is to be hoped that my discussions of the boundaries of natural science have been able to furnish at least some indications of the difference between what spiritual science calls knowledge of the higher worlds and the mode of knowledge proceeding from everyday consciousness or ordinary science. In everyday life and in ordinary science our powers of cognition are those we have acquired through the conventional education that carries us up to a certain stage in life and whatever this education has enabled us to make of inherited and universally human qualities. The mode of cognition that anthroposophically oriented spiritual science terms knowledge of the higher worlds has its basis in a further self-cultivation, a further self-development; one must become aware that in the later stages of life one can advance through self-education to a higher consciousness, just as a child can advance to the stage of ordinary consciousness. The things we sought in vain at the two boundaries of natural science, the boundaries of matter and of ordinary consciousness, reveal themselves only when one attains this higher consciousness. In ancient times the Eastern sages spoke of such an enhanced consciousness that renders accessible to man a level of reality higher than that of everyday life; they strove to achieve a higher development, similar to the one we have described, by means of an inner self-cultivation that corresponded to their racial characteristics and evolutionary stage. The meaning of what radiates forth from the ancient Eastern wisdom-literature becomes fully apparent only when one realizes what such a higher level of development reveals to man. If one were to characterize the path of development these sages followed, one would have to describe it as a path of Inspiration. For in that epoch humanity had a kind of natural propensity to Inspiration, and in order to understand these paths into the higher realms of cognition, it will be useful if First we can gain clarity concerning the path of development followed by these ancient Eastern sages. I want to make it clear from the start, however, that this path can no longer be that of our Western civilization, for humanity is in a process of constant evolution, ever moving forward. And whoever desires—as many have—to return to the instructions given in the ancient Eastern wisdom-literature in order to enter upon the paths of higher development actually desires to turn back the tide of human evolution or shows that he has no real understanding of human progress. In ordinary consciousness we reside within our thought life, our life of feeling, and our life of will, and we initially substantiate what surges within the soul as thought, feeling, and will in the act of cognition. And it is in the interaction with percepts of the external world, with physical-sensory perceptions, that our consciousness First fully awakens. It is necessary to realize that the Eastern sages, the so-called initiates of the East, cultivated perception, thinking, feeling, and willing in a way different from their cultivation in everyday life. We can attain an understanding of this path of development leading into the higher worlds when we consider the following. In certain ages of life we develop what we call the soul-spirit toward a greater freedom, a greater independence. We have been able to show how the soul-spirit, which functions in the earliest years of childhood to organize the physical body, emancipates itself, becomes free in a sense with the change of teeth. We have shown how man then lives freely with his ego in this soul-spirit, which now places itself at his disposal, while formerly it occupied itself—if I may express myself thus—with the organization of the physical body. As we enter into ever-greater participation in everyday life, however, there arises something that initially prevents this emancipated soul-spirit from growing into the spiritual world in normal consciousness. As human beings, we must traverse the path that leads us into the external world with the requisite faculties during our life between birth and death. We must acquire such faculties as allow us to orient ourselves within the external, physical-sensory world. We must also develop such faculties as allow us to become useful members of the social community we form with other human beings. What arises is threefold. These three things bring us into a proper relationship with other human beings in our environment and govern our interaction with them. These are: language, the ability to understand the thoughts of our fellow men, and the acquisition of an understanding, or even a kind of perception, of another's ego. At first glance these three things—perception of language, perception of thoughts, and perception of the ego—appear simple, but for one who seeks knowledge earnestly and conscientiously these things are not so simple at all. Normally we speak of five senses only, to which recent physiological research adds a few inner senses. Within conventional science it is thus impossible to find a complete, systematic account of the senses. I will want to speak to you an this subject at some later time. Today I want only to say that it is an illusion to believe that linguistic comprehension is implicit in the sense of hearing, of that which contemporary physiology dreams to be the organization of the sense of hearing. just as we have a sense of hearing, so also do we have a sense of language. By this I do not mean the sense that guides us in speaking—for this is also called a sense—but that which enables us to comprehend the perception of speech-sounds, just as the auditory senses enable us to perceive tones as such. And when we have a comprehensive physiology, it will be known that this sense of speech is analogous to the other and can rightfully be called a sense in and of itself. It is only that this sense extends over a larger part of the human constitution than the other, more localized senses. Yet it is a sense that nevertheless can be sharply delineated. And we have, in fact, a further sense that extends throughout virtually all of our body—the sense that perceives the thoughts of others. For what we perceive as word is not yet thought. We require other organs, a sensory organization different from that which perceives only words as such, if we want to understand within the word the thought that another wishes to communicate. In addition, we are equipped with an analogous sense extending throughout our entire bodily organization, which we can call the sense for the perception of another person's ego. In this regard even philosophy has reverted to childishness in recent times, for one can often hear it argued: we encounter another man; we know that a human has such and such a form. Since the being that we encounter is formed in the way we know ourselves to be formed, and sine we know ourselves to be ego-bearers, we conclude through a kind of unconscious inference: aha, he bears an ego within as well. This directly contradicts the psychological reality. Every acute observer knows that it is not an inference by analogy but rather a direct perception that brings us awareness of another's ego. I think that a friend or associate of Husserl's school in Göttingen, Max Scheler, is the only philosopher actually to hit upon this direct perception of the ego. Thus we must differentiate three higher senses, so to speak, above and beyond the ordinary human senses: the sense that perceives language, the sense that perceives thoughts, and the sense that perceives another's ego. These senses arise within the course of human development to the same extent that the soul-spirit gradually emancipates itself between birth and the change of teeth in the way I have described. These three senses lead initially to interaction with the rest of humanity. In a certain way we are introduced into social life among other human beings by the possession of these three senses. The path one thus follows via these three senses, however, was followed in a different way by the ancients—especially the Indian sages—in order to attain higher knowledge. In striving for this goal of higher knowledge, the soul was not moved toward the words in such a way that one sought to arrive at an understanding of what the other was saying. The powers of the soul were not directed toward the thoughts of another person in such a way as to perceive them, nor toward the ego of another in such a way as to perceive it sympathetically. Such matters were left to everyday life. When the sage returned from his striving for higher cognition, from his sojourn in spiritual worlds to everyday life, he employed these three senses in the ordinary manner. When he wanted to exercise the method of higher cognition, however, he needed these senses in a different way. He did not allow the soul's forces to penetrate through the word while perceiving speech, in order to comprehend the other through his language; rather, he stopped short at the word itself. Nothing was sought behind the word; rather, the streaming life of the soul was sent out only as far as the word. He thereby achieved an intensified perception of the word, renouncing all attempts to understand anything more by means of it. He permeated the word with his entire life of soul, using the word or succession of words in such a way that he could enter completely into the inner life of the word. He formulated certain aphorisms, simple, dense aphorisms, and then strove to live within the sounds, the tones of the words. And he followed with his entire soul life the sound of the word that he vocalized. This practice then led to a cultivation of living within aphorisms, within the so-called “mantras.” It is characteristic of mantric art, this living within aphorisms, that one does not comprehend the content of the words but rather experiences the aphorisms as something musical. One unites one's own soul forces with the aphorisms, so that one remains within the aphorisms and so that one strengthens through continual repetition and vocalization one's own power of soul living within the aphorisms. This art was gradually brought to a high state of development and transformed the soul faculty that we use to understand others through language into another. Through vocalization and repetition of the mantras there arose within the soul a power that led not to other human beings but into the spiritual world. And if, through these mantras, the soul has been schooled in such a way and to such an extent that one feels inwardly the weaving and streaming of this power of soul, which otherwise remains unconscious because all one's attention is directed toward understanding another through the word; if one has come so far as to feel such a power to be an actual force in the soul in the same way that muscular tension is experienced when one wishes to do something with one's arm, one has made oneself sufficiently mature to grasp what lies within the higher power of thought. In everyday life a man seeks to find his way to another via thought. With this power, however, he grasps the thought in an entirely different way. He grasps the weaving of thought in external reality, penetrates into the life of external reality, and lives into the higher realm that I have described to you as Inspiration. Following this path, then, we approach not the ego of the other person but the egos of individual spiritual beings who surround us, just as we are surrounded by the entities of the sense world. What I depict here was self-evident to the ancient Eastern sage. In this way he wandered with his soul, as it were, upward toward the perception of a realm of spirit. He attained in the highest degree what can be called Inspiration, and his constitution was suited to this. He had no need to fear, as the Westerner might, that his ego might somehow become lost in this wandering out of the body. In later times, when, owing to the evolutionary advances made by humanity, a man might very easily pass out of his body into the outer world without his ego, precautionary measures were taken. Care was taken to ensure that whoever was to undergo this schooling leading to higher knowledge did not pass unaccompanied into the spiritual world and fall prey to the pathological skepticism of which I have spoken in these lectures. In the ancient East the racial constitution was such that this was nothing to fear. As humanity evolved further, however, this became a legitimate concern. Hence the precautionary measure strictly applied within the Eastern schools of wisdom: the neophyte was placed under an authority, but not any outward authority—fundamentally speaking, what we understand by “authority” First appeared in Western civilization. There was cultivated within the neophytes, through a process of natural adaptation to prevailing conditions, a dependence on a leader or guru. The neophyte simply perceived what the leader demonstrated, how the leader stood firmly within the spiritual world without falling prey to pathological skepticism or even inclining toward it. This perception fortified him to such an extent on his own entry into Inspiration that pathological skepticism could never assail him. Even when the soul-spirit is consciously withdrawn from the physical body, however, something else enters into consideration: one must re-establish the connection with the physical body in a more conscious manner. I said this morning that the pathological state must be avoided in which one descends only egotistically, and not lovingly, into the physical body, for this is to lay hold of the physical body in the wrong way. I described the natural process of laying hold of the physical body between the seventh and fourteenth years, which is through the love-instinct being impressed upon it. Yet even this natural process can take a pathological turn: in such cases there arise the harmful afflictions I described this morning as pathological states. Of course, this could have happened to the pupils of the ancient Eastern sages as well: when they were out of the body they might not have been able to bind the soul-spirit to the physical body again in the appropriate manner. One further precautionary measure thus was employed, one to which psychiatrists—some at any rate—have had recourse when seeking cures for patients suffering from agoraphobia or the like. They employed ablutions, cold baths. Expedients of an entirely physical nature have to be employed in such cases. And when you hear on the one hand that in the mysteries of the East—that is, the schools of initiation, the schools that led to Inspiration—the precautionary measure was taken of ensuring dependence on the guru, you hear on the other hand of the employment of all kinds of devices, of ablutions with cold water and the like. When human nature is understood in the way made possible by spiritual science, customs that otherwise remain rather enigmatic in these ancient mysteries become intelligible. One was protected against developing a false sense of spatiality resulting from an insufficient connection between the soul-spirit and the physical body. This could drive one into agoraphobia and the like or to seek social intercourse with one's fellow men in an inappropriate way. This represents a danger, but one which can and should—indeed must—be avoided in any training that leads to higher cognition. It is a danger, because in following the path I have described leading to Inspiration one bypasses in a certain sense the path via language and thought to the ego of one's fellow man. If one then quits the physical body in a pathological manner—even if one is not attempting to attain higher cognition but is lifted out of the body by a pathological condition—one can become unable to interact socially with one's fellow men in the right way. Then precisely that which arises in the usual, intended manner through properly regulated spiritual study can develop pathologically. Such a person establishes a connection between his soul-spirit and his physical body: by delving too deeply into it he experiences his body so egotistically that he learns to hate interaction with his fellow men and becomes antisocial. One can often see the results of such a pathological condition manifest themselves in the world in quite a frightening manner. I once met a man who was a remarkable example of such a type: he came from a family that inclined by nature toward a freeing of the soul-spirit from the physical body and also contained certain personalities—I came to know one of them extremely well—who sought a path into the spiritual worlds. One rather degenerate individual, however, developed this tendency in an abnormal, pathological way and finally arrived at the point where he would allow nothing whatever from the external world to contact his own body. Naturally he had to eat, but—we are speaking here among adults—he washed himself with his own urine, because he feared any water that came from the outside world. But then again I would rather not describe all the things he would do in order to isolate his body totally from the external world and shun all society. He did these things because his soul-spirit was too deeply incarnated, too closely bound to the physical body. It is entirely in keeping with the spirit of Goetheanism to bring together that which leads to the highest goal attainable by earthly man and that which leads to pathological depths. One needs only slight acquaintance with Goethe's theory of metamorphosis to realize this. Goethe seeks to understand how the individual organs, for example of the plant, develop out of each other, and in order to understand their metamorphosis he is particularly interested in observing the conditions that arise through the abnormal development of a leaf, a blossom, or the stamen. Goethe realizes that precisely by contemplating the pathological the essence of the healthy can be revealed to the perceptive observer. And one can follow the right path into the spiritual world only when one knows wherein the essence of human nature actually lies and in what diverse ways this complicated inner being can come to expression. We see from something else as well that even in the later period the men of the East were predisposed by nature to come to a halt at the word. They did not penetrate the word with the forces of the soul but lived within the word. We see this, for example, in the teachings of the Buddha. One need only read these teachings with their many repetitions. I have known Westerners who treasured editions of the Buddha's teachings in which the numerous repetitions had been eliminated and the words of a sentence left to occur only once. Such people believed that through such a condensed version, in which everything occurs only once, they would gain a true understanding of what the Buddha had actually intended. From this it is clear that Western civilization has gradually lost all understanding of Eastern man. If we simply take the Buddha's teachings word for word; if we take the content of these teachings, the content that we, as human beings of the West, chiefly value, then we do not assimilate the essence of these teachings: that is possible only when we are carried along with the repetitions, when we live in the flow of the words, when we experience the strengthening of the soul's forces that is induced by the repetitions. Unless we acquire a faculty for experiencing something from the constant repetitions and the rhythmical recurrence of certain passages, we do not get to the heart of Buddhism's actual significance. It is in this way that one must gain knowledge of the inner nature of Eastern culture. Without this acquaintance with the inner nature of Eastern culture one can never arrive at a real understanding of our Western religious creeds, for in the final analysis these Western religious creeds stem from Eastern wisdom. The Christ event is a different matter. For that is an actual event. It stands as a fact within the evolution of the earth. Yet the ways and means of understanding what came to pass through the Mystery of Golgotha were drawn during the first Christian centuries entirely from Eastern wisdom. It was through this wisdom that the fundamental event of Christianity was originally understood. Everything progresses, however. What had once been present in Eastern primeval wisdom—attained through Inspiration—spread from the East to Greece and is still recognizable as art. For Greek art was, to be sure, bound up with experiences different from those usually connected with art today. In Greek art one could still experience what Goethe strove to regain when he spoke of the deepest urge within him: he to whom nature begins to unveil her manifest secrets longs for her worthiest interpreter—art. For the Greeks, art was a way to slip into the secrets of world existence, a manifestation not merely of human fantasy but of what arises in the interaction between this faculty and the revelations of the spiritual world revealed through Inspiration. That which still flowed through Greek art, however, became more and more diluted, until finally it became the content of the Western religious creeds. We thus must conceive the source of the primeval wisdom as fully substantial spiritual life that becomes impoverished as evolution proceeds and provides the content of religious creeds when it finally reaches the Western world. Human beings who are constitutionally suited for a later epoch therefore can find in this diluted form of spiritual life only something to be viewed with skepticism. And in the final analysis it is nothing other than the reaction of the Western temperament [Gemüt] to the now decadent Eastern wisdom that gradually produces atheistic skepticism in the West. This skepticism is bound to become more and more widespread unless it is countered with a different stream of spiritual life. Just as little as a creature that has reached a certain stage of development—let us say has undergone a certain aging process—can be made young again in every respect, so little can a form of spiritual life be made young again when it has reached old age. The religious creeds of the West, which are descendants of the primeval wisdom of the East, can yield nothing that would fully satisfy Western humanity again when it advances beyond the knowledge provided during the past three or four centuries by science and observation of nature. An ever-more profound skepticism is bound to arise, and anyone who has insight into the processes of world evolution can say with assurance that a trend of development from East to West must necessarily lead to an increasingly pronounced skepticism when it is taken up by souls who are becoming more and more deeply imbued with the fruits of Western civilization. Skepticism is merely the march of the spiritual life from East to West, and it must be countered with a different spiritual stream flowing henceforth from West to East. We ourselves are living at the crossing-point of these spiritual streams, and in the further course of these considerations we will want to see how this is so. But first it must be emphasized that the Western temperament is constitutionally predisposed to follow a path of development leading to the higher worlds different from that of the Eastern temperament. Just as the Eastern temperament strives initially for Inspiration and possesses the racial qualities suitable for this, the Western temperament, because of its peculiar qualities (they are at present not so much racial qualities as qualities of soul) strives for Imagination. It is no longer the experience of the musical element in mantric aphorisms to which we as Westerners should aspire but something else. As Westerners we should strive in such a way that we do not pursue with particular vigour the path that opens out when the soul-spirit emerges from the physical body but rather the path that presents itself later, when the soul-spirit must again unite with the physical organism by consciously grasping the physical body. We see the natural manifestation of this in the emergence of the bodily instinct: whereas Eastern man sought his wisdom more by sublimating the forces at work between birth and the seventh year, Western man is better fitted to develop the forces at work between the time of the change of teeth and puberty, in that there is lifted up into the soul-spirit that which is natural for this epoch of humanity. We come to this when, just as in emerging from the body we carry the ego with us into the realm of Inspiration, we now leave the ego outside when we delve again into the body. We leave it outside, but not in idleness, not forgetting or surrendering it, not suppressing it into unconsciousness, but rather conjoining it with pure thinking, with clear, keen thinking, so that finally one has this inner experience: my ego is totally suffused with all the clear thinking of which I have become capable. One can experience just this delving down into the body in a very clear and distinct manner. And at this point you will perhaps allow me to relate a personal experience, because it will help you to understand what I really mean. I have spoken to you about the conception underlying my book, Philosophy of Freedom. This book is actually a modest attempt to win through to pure thinking, the pure thinking in which the ego can live and maintain a firm footing. Then, when pure thinking has been grasped in this way, one can strive for something else. This thinking, left in the power of an ego that now feels itself to be liberated within free spirituality [frei und unabhängig in freier Geistigkeit], can then be excluded from the process of perception. Whereas in ordinary life one sees color, let us say, and at the same time imbues the color with conceptual activity, one can now extract the concepts from the entire process of elaborating percepts and draw the percept itself directly into ones bodily constitution. Goethe undertook to do this and has already taken the First steps in this direction. Read the last chapter of his Theory of Colors, entitled “The Sensory-Moral Effect of Color”: in every color-effect he experiences something that unites itself profoundly not only with the faculty of perception but with the whole man. He experiences yellow and scarlet as “attacking” colors, penetrating him, as it were, through and through, filling him with warmth, while he regards blue and violet as colors that draw one out of oneself, as cold colors. The whole man experiences something in the act of sense perception. Sense perception, together with its content, passes down into the organism, and the ego with its pure thought content remains, so to speak, hovering above. We exclude thinking inasmuch as we take into and fill ourselves with the whole content of the perception, instead of weakening it with concepts, as we usually do. We train ourselves specially to achieve this by systematically pursuing what came to be practiced in a decadent form by the men of the East. Instead of grasping the content of the perception in pure, strictly logical thought, we grasp it symbolically, in pictures, allowing it to stream into us as a result of a kind of detour around thinking. We steep ourselves in the richness of the colors, the richness of the tone, by learning to experience the images inwardly, not in terms of thought but as pictures, as symbols. Because we do not suffuse our inner life with the thought content, as the psychology of association would have it, but with the content of perception indicated through symbols and pictures, the living inner forces of the etheric and astral bodies stream toward us from within, and we come to know the depths of consciousness and of the soul. It is in this way that genuine knowledge of the inner nature of man is acquired, and not by means of the blathering mysticism that nebulous minds often claim to be a way to the God within. This mysticism leads to nothing but abstraction and cannot satisfy anyone who wishes to become a man in the full sense of the ward. If one desires to do real research concerning human physiology, thinking must be excluded and the picture-forming activity sent inward, so that the physical organism reacts by creating Imaginations. This is a path that is only just beginning in the development of Western culture, but it is the path that must be trodden if the influence that streams over from the East, and would lead to decadence if it atone were to prevail, is to be confronted with something capable of opposing it, so that our civilization may take a path of ascent and not of decline. Generally speaking, however, it can be said that human language itself is not yet sufficiently developed to be able to give full expression to the experiences that one undergoes in the inner recesses of the soul. And it is at this point that I would like to relate a personal experience to you. Many years ago, in a different context, I made an attempt to give expression to what might be called a science of the human senses. In spoken lectures I succeeded to some extent in putting this science of the twelve senses into words, because in speaking it is more possible to turn language this way and that and ensure understanding by means of repetitions, so that the deficiencies of our language, which is not yet capable of expressing these super-sensible things, is not so strongly felt. Strangely enough, however, when I wanted many years ago to write down what I had given as actual anthroposophy in order to put it into a form suitable for a book, the outer experiences an being interiorized became so sensitive that language simply failed to provide the words, and I believe that the beginning of the text—several sheets of print—lay for some five or six years at the printer's. It was because I wanted to write the whole book in the style in which it began that I could not continue writing, for the simple reason that at the stage of development I had then reached, language refused to furnish the means for what I wished to achieve. Afterward I became overloaded with work, and I still have not been able to finish the book. Anyone who is less conscientious about what he communicates to his fellow men out of the spiritual world might perhaps smile at the idea of being held up in this way by a temporarily insurmountable difficulty. But whoever really experiences and can permeate with a full sense of responsibility what occurs when one attempts to describe the path that Western humanity must follow to attain Imagination knows that to find the right words entails a great deal of effort. As a meditative schooling it is relatively easy to describe, and this has been done in my book, Knowledge of the Higher Worlds and Its Attainment. If one's aim, however, is to achieve definite results such as that of describing the essential nature of man's senses—a part, therefore, of the inner makeup and constitution of humanity—it is then that one encounters the difficulty of grasping Imaginations and presenting them in sharp contours by means of words. Nevertheless, this is the path that Western humanity must follow. And just as the man of the East was able to experience through his mantras the entry into the spiritual nature of the external world, so must the Westerner, leaving aside the entire psychology of association, learn to enter into his own being by attaining the realm of Imagination. Only by penetrating into the realm of Imagination will he acquire the true knowledge of humanity that is necessary in order for humanity to progress. And because we in the West must live much more consciously than the men of the East, we cannot simply say: whether or not humanity will gradually attain this realm of Imagination is something that can be left to the future. No—this world of Imagination, because we have passed into the stage of conscious human evolution, must be striven for consciously; there can be no halting at certain stages. For what happens if one halts at a certain stage? Then one does not meet the ever-increasing spread of skepticism from East to West with the right countermeasures but with measures that result from the soul-spirit uniting too radically, too deeply and unconsciously, with the physical body, so that too strong a connection is formed between the soul-spirit and the physical body. Yes, it is indeed possible for a human being not only to think materialistically but to be a materialist, because the soul-spirit is too strongly linked with the physical body. In such a man the ego does not live freely in the concepts of pure thinking he has attained. If one descends into the body with pictorial perception, one delves with the ego and the concepts into the body. And if one then spreads this around and suffuses it throughout humanity, it gives rise to a spiritual phenomenon well known to us—dogmatism of all kinds. Dogmatism is nothing other than the translation into the realm of the soul-spirit of a condition that at a lower stage manifests itself pathologically as agoraphobia and the like, and that—because these things are related—also shows itself in something else, which is a metamorphosis of fear, in superstition of every variety. An unconscious urge toward Imagination is held back through powerful agencies, and this gives rise to dogmatism of all types. These types of dogmatism must gradually be replaced by what is achieved when the world of ideas is kept within the sphere of the ego; when progress is made toward Imagination, the true nature of man is experienced inwardly, and this Western path into the spiritual world is followed in a different way. It is this other path through Imagination that must establish the stream of spiritual science, the process of spiritual evolution that muss make its way from West to East if humanity is to progress. It is supremely important at the present time, however, for humanity to recognize what the true path of Imagination should be, what path must be taken by Western spiritual science if it is to be a match for the Inspiration and its fruits that were attained by ancient Eastern wisdom in a form suited to the racial characteristics of those peoples. Only if we are able to confront the now decadent Inspiration of the East with Imaginations which, sustained by the spirit and saturated with reality, have arisen along the path leading to a higher spiritual culture; only if we can call this culture into existence as a stream of spiritual life flowing from West to East, are we bringing to fulfillment what is actually living deep within the impulses for which humanity is striving. It is these impulses that are now exploding in social cataclysms because they cannot find other expression. In tomorrow's lecture we will speak further of the path of Imagination and of how the way to the higher worlds is envisaged by anthroposophical spiritual science. |